Dated as of 7 December 2016

- NOTICE -

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

(the Issuer)

Relating to certain issues of Participation Certificates issued under the Citi Warrant Programme

The Participation Certificates listed below (the Certificates) are issued under the Citi Warrant Programme of Global Markets Holdings Inc. and Citigroup Global Markets Funding Luxembourg S.C.A. and are issued pursuant to a Master Warrant Agreement dated 1 July 2013 (as supplemented and/or amended and/or replaced from time to time) among the Issuer, Citigroup Global Markets Deutschland AG as Principal Warrant Agent and the other parties named therein.

Notice is hereby given to the holders of the Certificates that with effect on and from 5 December 2016, the Exercise Period in respect of each issue of Certificates has been extended to (and including) 8 February 2018 (the Extended Exercise Period). Holders of the Certificates should note that Automatic Exercise of the Certificates will consequently not occur on the last Business Day of the original Exercise Period but will instead only occur on the last Business Day of the Extended Exercise Period. Terms used in this notice shall be as defined in the Conditions of the relevant Certificates.

This modification to the Conditions of the Certificates is made pursuant to Condition 9 (I) of the Certificates.

Original Underlying RIC ISIN Underlying Name Expiration Date Code USU1744J1127 17-Jan-17 Apollo Hospitals Enterprise Lt APLH.NS USU1746K7459 17-Jan-17 Binh Minh Plastics JSC BMP.HM USU1746L6518 17-Jan-17 Bao Viet Holdings BVH.HM USU1746K7780 17-Jan-17 DHG Pharmaceutical JSC DHG.HM USU1746K6790 17-Jan-17 FPT Corp FPT.HM USU1746K3722 17-Jan-17 Gemadept Corp GMD.HM USU1746L3218 17-Jan-17 Tan Tao Investment & Industry ITA.HM USU1746K5131 17-Jan-17 KIDO Group Corp KDC.HM USU1744J2034 17-Jan-17 Larsen & Toubro Ltd LART.NS USU1744J2299 17-Jan-17 Maruti Suzuki India Ltd MRTI.NS USU1746L4380 17-Jan-17 Masan Group Corp MSN.HM USU1746K7038 17-Jan-17 PetroVietnam Drilling & Well S PVD.HM

1

USU1746K5214 17-Jan-17 Refrigeration Electrical Engin REE.HM USU1747A1917 17-Jan-17 Saigon Thuong Tin Commercial J STB.HM USU1746L5114 17-Jan-17 Vietnam Dairy Products JSC VNM.HM USU1746L3549 17-Jan-17 Vinh Son - Song Hinh Hydropowe VSH.HM USU1746L4612 17-Jan-17 Ping An Co Ltd 000001.SZ USU1746K7608 17-Jan-17 Co Ltd 000002.SZ USU1745M1303 17-Jan-17 COFCO Property Group Co Ltd 000031.SZ USU1745J4674 17-Jan-17 Co Ltd 000046.SZ USU1747A6056 17-Jan-17 Kondarl Group Co Ltd 000048.SZ USU1745F5980 17-Jan-17 Shenzhen Nonf 000060.SZ USU1747A1677 17-Jan-17 ZTE Corp 000063.SZ USU1746L7508 17-Jan-17 China Greatwall Computer Shenz 000066.SZ USU1747A2584 17-Jan-17 Shenzhen Overseas Chinese Town 000069.SZ USU1746K4142 17-Jan-17 TCL Corp 000100.SZ USU1746L5379 17-Jan-17 Wasu Media Holding Co Ltd 000156.SZ USU1744L2089 17-Jan-17 Heavy Industry Scienc 000157.SZ USU1744L8441 17-Jan-17 Shenwan Hongyuan Group Co Ltd 000166.SZ USU1746L1642 17-Jan-17 Kia Motors Corp 000270.KS USU1747A1180 17-Jan-17 Co Ltd 000333.SZ USU1746L5601 17-Jan-17 Co Ltd 000338.SZ USU1743B8394 17-Jan-17 XJ Electric Co Ltd 000400.SZ USU1747A7120 17-Jan-17 Tangshan Jidong Cement Co Ltd 000401.SZ USU1746K6618 17-Jan-17 Financial Street Holdings Co L 000402.SZ USU1747C2962 17-Jan-17 Dong-E-E-Jiao Co Ltd 000423.SZ USU1746K2088 17-Jan-17 XCMG Construction Machinery Co 000425.SZ USU1747B5388 17-Jan-17 Provincial Expresswa 000429.SZ USU1745M8415 17-Jan-17 Shandong Chenming Paper Holdin 000488.SZ USU1744M7277 17-Jan-17 Xian International Medical Inv 000516.SZ USU1747B2641 17-Jan-17 Guangzhou Hengyun Enterprises 000531.SZ USU1746L4877 17-Jan-17 Co Ltd 000538.SZ USU1745J4831 17-Jan-17 Guangdong Electric Power Devel 000539.SZ USU1747A3244 17-Jan-17 Zhongtian Urban Development Gr 000540.SZ USU1747B5610 17-Jan-17 Jinyuan Cement Co Ltd 000546.SZ USU1745L5792 17-Jan-17 Lander Sports Development Co L 000558.SZ USU1743X8729 17-Jan-17 Wanxiang Qianchao Co Ltd 000559.SZ USU1745D4373 17-Jan-17 Hainan Haiyao Co Ltd 000566.SZ USU1747A1008 17-Jan-17 Co Ltd 000568.SZ USU1747A1420 17-Jan-17 Weifu High-Technology Group Co 000581.SZ USU1746L2061 17-Jan-17 Chongqing C 000625.SZ USU1744M6857 17-Jan-17 Grand Industrial Holding Group 000626.SZ USU1747C2889 17-Jan-17 Hubei Biocause Pharmaceutical 000627.SZ

2

USU1747A5140 17-Jan-17 Tongling Nonferrous Metals Gro 000630.SZ USU1746K7863 17-Jan-17 Appliances Inc o 000651.SZ USU1746L1311 17-Jan-17 SK Hynix Inc 000660.KS USU1747A3814 17-Jan-17 Jingwei Textile Machinery Co L 000666.SZ USU1745M1485 17-Jan-17 Myhome Real Estate Development 000667.SZ USU1747C2707 17-Jan-17 Sunshine City Group Co Ltd 000671.SZ USU1746K4308 17-Jan-17 Northeast Securities Co Ltd 000686.SZ USU1745J4757 17-Jan-17 Guangdong Golden Dragon Develo 000712.SZ USU1747C2624 17-Jan-17 Suning Universal Co Ltd 000718.SZ USU1746L2897 17-Jan-17 BOE Technology Group Co Ltd 000725.SZ USU1746K2658 17-Jan-17 Guoyuan Securities Co Ltd 000728.SZ USU1747A2337 17-Jan-17 Beijing Yanjing Brewery Co Ltd 000729.SZ USU1745M1634 17-Jan-17 Thaihot Group Co Ltd 000732.SZ USU1747B3482 17-Jan-17 GreatWall Information Industry 000748.SZ USU1746L5866 17-Jan-17 Sealand Securities Co Ltd 000750.SZ USU1747B6865 17-Jan-17 AVIC Aircraft Co Ltd 000768.SZ USU1746L2970 17-Jan-17 GF Securities Co Ltd 000776.SZ USU1746K5396 17-Jan-17 Xinxing Ductile Iron Pipes Co 000778.SZ USU1747B2070 17-Jan-17 Lanzhou Sanmao Industrial Co L 000779.SZ USU1746K2575 17-Jan-17 Co Ltd 000783.SZ USU1746L7763 17-Jan-17 Huawen Media Investment Corp 000793.SZ USU1745L5875 17-Jan-17 Hna-Caissa Travel Group Co Ltd 000796.SZ USU1747B7772 17-Jan-17 China Wuyi Co Ltd 000797.SZ USU1746L6773 17-Jan-17 FAW CAR Co Ltd 000800.SZ USU1744M6444 17-Jan-17 Sichuan Jiuzhou Electric Co Lt 000801.SZ USU1745D8259 17-Jan-17 Sichuan Jinyu Automobile City 000803.SZ USU1743X8562 17-Jan-17 Shanxi Taigang Stainless Steel 000825.SZ USU1747A5892 17-Jan-17 CASIN Guoxing Property Develop 000838.SZ USU1745J7313 17-Jan-17 CITIC Guoan Information Indust 000839.SZ USU1743W2392 17-Jan-17 Hebei Chengde Lolo Co 000848.SZ USU1746K5883 17-Jan-17 Co Ltd 000858.SZ USU1746L5783 17-Jan-17 New Hope Liuhe Co Ltd 000876.SZ USU1744L1909 17-Jan-17 Xinjiang Tianshan Cement Co Lt 000877.SZ USU1746K2161 17-Jan-17 Co Ltd 000878.SZ USU1747C2137 17-Jan-17 China Dalian International Coo 000881.SZ USU1746K3987 17-Jan-17 Henan Shuanghui Investment & D 000895.SZ USU1747B7699 17-Jan-17 Tianjin Jinbin Development Co 000897.SZ USU1743X8646 17-Jan-17 Angang Steel Co Ltd 000898.SZ USU1745D8176 17-Jan-17 Hubei Xinyangfeng Fertilizer C 000902.SZ USU1747A6700 17-Jan-17 Nanning Sugar Industry Co Ltd 000911.SZ USU1746K2401 17-Jan-17 Hunan TV & Broadcast Intermedi 000917.SZ

3

USU1747B7103 17-Jan-17 Hisense Kelon Electrical Holdi 000921.SZ USU1747B5792 17-Jan-17 Jizhong Energy Resources Co Lt 000937.SZ USU1745M8746 17-Jan-17 Tsinghua Unisplendour Co Ltd 000938.SZ USU1747C1717 17-Jan-17 Co Ltd 000960.SZ USU1746K5966 17-Jan-17 Co Ltd 000963.SZ USU1747B1247 17-Jan-17 Beijing Zhong Ke San Huan High 000970.SZ USU1744M6931 17-Jan-17 Yintai Resources Co Ltd 000975.SZ USU1743B5408 17-Jan-17 Guangdong Kaiping Chunhui Co L 000976.SZ USU1747B4134 17-Jan-17 Shanxi Xishan Coal & Electrici 000983.SZ USU1747B2153 17-Jan-17 Yuan Longping High-tech Agricu 000998.SZ USU1744M1569 17-Jan-17 China Resources Sanjiu Medical 000999.SZ USU1745C4390 17-Jan-17 Chongqing Zongshen Power Machi 001696.SZ USU1747A4499 17-Jan-17 China Merchants Shekou Industr 001979.SZ USU1745L2070 17-Jan-17 Hualan Biological Engineering 002007.SZ USU1745M1550 17-Jan-17 AVIC Electromechanical Systems 002013.SZ USU1746K8366 17-Jan-17 Suning Commerce Group Co Ltd 002024.SZ USU1747A6965 17-Jan-17 Information Techno 002027.SZ USU1747A4317 17-Jan-17 Vatti Corp Ltd 002035.SZ USU1745D8333 17-Jan-17 Meinian Onehealth Healthcare H 002044.SZ USU1745D8093 17-Jan-17 Shenzhen Deren Electronic Co L 002055.SZ USU1745G2408 17-Jan-17 YGSOFT Inc 002063.SZ USU1747B7855 17-Jan-17 DHC Software Co Ltd 002065.SZ USU1747A6544 17-Jan-17 Cangzhou Mingzhu Plastic Co Lt 002108.SZ USU1747B2237 17-Jan-17 Yunnan Luoping Zinc & Electric 002114.SZ USU1747A5710 17-Jan-17 Shenzhen Clou Electronics Co L 002121.SZ USU1745C3897 17-Jan-17 Zhejiang Yinlun Machinery Co L 002126.SZ USU1743W7185 17-Jan-17 Tianjin Zhonghuan Semiconducto 002129.SZ USU1747B4217 17-Jan-17 Shenzhen Sunlord Electronics C 002138.SZ USU1746K2997 17-Jan-17 Co Ltd 002142.SZ USU1747A1347 17-Jan-17 RiseSun Real Estate Developmen 002146.SZ USU1747B1163 17-Jan-17 Beijing BDStar Navigation Co L 002151.SZ USU1747B5958 17-Jan-17 Jiangxi Zhengbang Technology C 002157.SZ USU1747B2724 17-Jan-17 Guangzhou Zhiguang Electric Co 002169.SZ USU1747B5123 17-Jan-17 Anhui Truchum Advanced Materia 002171.SZ USU1745L2153 17-Jan-17 AVIC Jonhon OptronicTechnology 002179.SZ USU1744M5602 17-Jan-17 Shanghai 2345 Network Holding 002195.SZ USU1743W2210 17-Jan-17 Xinjiang Science & Te 002202.SZ USU1744M5941 17-Jan-17 Hengkang Medical Group Co Ltd 002219.SZ USU1744M4878 17-Jan-17 Hongbo Co Ltd 002229.SZ USU1747B1817 17-Jan-17 Shandong Minhe animal Husbandr 002234.SZ USU1746L3473 17-Jan-17 Zhejiang Co L 002236.SZ

4

USU1747B2310 17-Jan-17 Inc 002241.SZ USU1746L1725 17-Jan-17 Joyoung Co Ltd 002242.SZ USU1745M1717 17-Jan-17 Hangzhou Binjiang Real Estate 002244.SZ USU1747A6627 17-Jan-17 Zhongshan Broad Ocean Motor Co 002249.SZ USU1745M1972 17-Jan-17 Shanghai RAAS Blood Products C 002252.SZ USU1745D8580 17-Jan-17 Shenzhen Sunrise New Energy Co 002256.SZ USU1747B3979 17-Jan-17 Zhejiang Asia-Pacific Mechanic 002284.SZ USU1745M1899 17-Jan-17 Tibet Cheezheng Tibetan Medici 002287.SZ USU1746K6204 17-Jan-17 Alpha Group 002292.SZ USU1747C1485 17-Jan-17 Fujian Sunner Development Co L 002299.SZ USU1746L4794 17-Jan-17 Jiangsu Yanghe Brewery Joint-S 002304.SZ USU1747B4472 17-Jan-17 GEM Co Ltd 002340.SZ USU1747A6130 17-Jan-17 Ciwen Media Co Ltd 002343.SZ USU1744M7194 17-Jan-17 Nantong Jinghua Pharmaceutical 002349.SZ USU1744M6105 17-Jan-17 Henan Senyuan Electric Co Ltd 002358.SZ USU1747C2210 17-Jan-17 Chongyi Zhangyuan Tungsten Co 002378.SZ USU1747B3144 17-Jan-17 Beijing UniStrong Science & Te 002383.SZ USU1746K3318 17-Jan-17 Beijing Dabeinong Technology G 002385.SZ USU1747B4399 17-Jan-17 Guizhou Xinbang Pharmaceutical 002390.SZ USU1744M6022 17-Jan-17 Guangdong Advertising Group Co 002400.SZ USU1746L3051 17-Jan-17 Hangzhou Digital Tec 002415.SZ USU1747B8358 17-Jan-17 Sichuan Kelun Pharmaceutical C 002422.SZ USU1743W6435 17-Jan-17 Guizhou Bailing Group Pharmace 002424.SZ USU1746K1908 17-Jan-17 Guangdong Taiantang Pharmaceut 002433.SZ USU1747B1577 17-Jan-17 Shenzhen Fastprint Circuit Tec 002436.SZ USU1745D8820 17-Jan-17 Venustech Group Inc 002439.SZ USU1745D7830 17-Jan-17 Zhongnan Red Culture Group Co 002445.SZ USU1744M5370 17-Jan-17 Kangde Xin Composite Material 002450.SZ USU1747B4886 17-Jan-17 Shenzhen O-film Tech Co Ltd 002456.SZ USU1747B6113 17-Jan-17 Shandong Yisheng Livestock & P 002458.SZ USU1747A8292 17-Jan-17 Guangzhou Zhujiang Brewery Co 002461.SZ USU1747A3996 17-Jan-17 Kingenta Ecological Engineerin 002470.SZ USU1746K5701 17-Jan-17 Luxshare Precision Industry Co 002475.SZ USU1744M5529 17-Jan-17 YanTai Shuangta Food Co Ltd 002481.SZ USU1745M2053 17-Jan-17 Qingdao Hanhe Cable Co Ltd 002498.SZ USU1746L7359 17-Jan-17 Shanxi Securities Co Ltd 002500.SZ USU1745M2137 17-Jan-17 Hangzhou Robam Appliances Co L 002508.SZ USU1746K1338 17-Jan-17 Tatwah Smartech Co Ltd 002512.SZ USU1747B4704 17-Jan-17 Fujian Haiyuan Automatic Equip 002529.SZ USU1747B8432 17-Jan-17 Zhejiang Semir Garment Co Ltd 002563.SZ USU1743X5675 17-Jan-17 Tangrenshen Group Co Ltd 002567.SZ

5

USU1747B3060 17-Jan-17 Suofeiya Home Collection Co Lt 002572.SZ USU1745M2392 17-Jan-17 Nanning Baling Technology Co L 002592.SZ USU1746K5628 17-Jan-17 BYD Co Ltd 002594.SZ USU1747C1550 17-Jan-17 Henan Billions Chemicals Co Lt 002601.SZ USU1747A6478 17-Jan-17 Beijing SDL Technology Co Ltd 002658.SZ USU1746K4555 17-Jan-17 Western Securities Co Ltd 002673.SZ USU1745M2210 17-Jan-17 Muyuan Foodstuff Co Ltd 002714.SZ USU1745J4914 17-Jan-17 Co Ltd 002736.SZ USU1747C2541 17-Jan-17 First Capital Securities C-A 002797.SZ USU1746K5545 17-Jan-17 Hyundai Motor Co 005380.KS USU1746K7111 17-Jan-17 Samsung Electronics Co Ltd 005930.KS USU1747A7799 17-Jan-17 Korea Electric Power Corp 015760.KS USU1746L2483 17-Jan-17 Lotte Tour Development Co Ltd 032350.KS USU1745D5776 17-Jan-17 Hong Kong Exchanges & Clearing 0388.HK USU1746L1568 17-Jan-17 Shinhan Financial Group Co Ltd 055550.KS USU1746K8853 17-Jan-17 Hana Financial Group Inc 086790.KS USU1746K2815 17-Jan-17 Formosa Chemicals & Fibre Corp 1326.TW USU1743J3785 20-Jan-17 Airtac International Group 1590.TW USU1747A2741 17-Jan-17 Great Wall Jiujia Inv 184722.SZ USU1747A2824 17-Jan-17 Hongyang Fund 184728.SZ USU1747A4077 17-Jan-17 Chongqing Changan Automobile C 200625.SZ USU1741F6750 20-Jan-17 Nan Kang Rubber Tire Co Ltd 2101.TW USU1746L1154 17-Jan-17 MediaTek Inc 2454.TW USU1747C2392 17-Jan-17 Catcher Technology Co Ltd 2474.TW USU1746L6104 17-Jan-17 HTC Corp 2498.TW USU1746L4539 17-Jan-17 First Financial Holding Co Ltd 2892.TW USU1745J5093 17-Jan-17 Beijing Ultrapower Software Co 300002.SZ USU1744M5032 17-Jan-17 Toread Holdings Group Co Ltd 300005.SZ USU1746K2245 17-Jan-17 Wangsu Science & Technology Co 300017.SZ USU1747B8689 17-Jan-17 Gifore Agricultural Machinery 300022.SZ USU1747B4621 17-Jan-17 Siasun Robot & Automation Co L 300024.SZ USU1744M5867 17-Jan-17 Tianjin Chase Sun Pharmaceutic 300026.SZ USU1743X8802 17-Jan-17 Huayi Brothers Media Corp 300027.SZ USU1744M6360 17-Jan-17 Jinlong Machinery & Electronic 300032.SZ USU1745M6849 17-Jan-17 Rastar Group 300043.SZ USU1745L5958 17-Jan-17 Hwa Create Co Ltd 300045.SZ USU1746L6690 17-Jan-17 BlueFocus Communication Group 300058.SZ USU1745J5176 17-Jan-17 Co Ltd 300059.SZ USU1744M5784 17-Jan-17 Spearhead Integrated Marketing 300071.SZ USU1745M2475 17-Jan-17 Beijing Sanju Environmental Pr 300072.SZ USU1745D1718 17-Jan-17 Nationz Technologies Inc 300077.SZ

6

USU1746K1254 17-Jan-17 Hangzhou Century Co Ltd 300078.SZ USU1745L6030 17-Jan-17 Gosuncn Technology Group Co Lt 300098.SZ USU1747A7203 17-Jan-17 Hangzhou Shunwang Technology C 300113.SZ USU1745L6113 17-Jan-17 Shenzhen Everwin Precision Tec 300115.SZ USU1745C4218 17-Jan-17 Tianjin Ringpu Bio-Technology 300119.SZ USU1745D7913 17-Jan-17 Shenzhen Yitoa Intelligent Con 300131.SZ USU1744K3336 17-Jan-17 Zhejiang Huace Film & TV Co Lt 300133.SZ USU1746K1098 17-Jan-17 Shenzhen Sunway Communication 300136.SZ USU1745J3502 17-Jan-17 Jiangsu Skyray Instrument Co L 300165.SZ USU1747A5975 17-Jan-17 Xiamen Meiya Pico Information 300188.SZ USU1744K3583 17-Jan-17 Beijing Enlight Media Co Ltd 300251.SZ USU1746K1668 17-Jan-17 Leyard Optoelectronic Co Ltd 300296.SZ USU1747B2492 17-Jan-17 Lens Technology Co Ltd 300433.SZ USU1747B6030 17-Jan-17 Wuxi Lead Intelligent Equipmen 300450.SZ USU1747C1220 17-Jan-17 All Winner Technology Co Ltd 300458.SZ USU1745M8829 17-Jan-17 Sichuan Maker Biotechnology Co 300463.SZ USU1745M8589 17-Jan-17 Guangdong Wens Foodstuffs Grou 300498.SZ USU1746K8028 17-Jan-17 Largan Precision Co Ltd 3008.TW USU1746K5057 17-Jan-17 Taiwan Mobile Co Ltd 3045.TW USU1747B1080 17-Jan-17 Tung Thih Electronic Co Ltd 3552.TWO USU1747A2907 17-Jan-17 Kerui Security Investment Fund 500056.SS USU1746L6443 17-Jan-17 Sino-American Silicon Products 5483.TWO USU1746K8283 17-Jan-17 Shanghai Pudong Development Ba 600000.SS USU1745J5259 17-Jan-17 Wuhan Iron & Steel Co Ltd 600005.SS USU1745M2624 17-Jan-17 DongFeng Automobile Co Ltd 600006.SS USU1745M2707 17-Jan-17 China World Trade Center Co Lt 600007.SS USU1744K4409 17-Jan-17 Shanghai International Airport 600009.SH USU1743W2962 17-Jan-17 Shanghai International Airport 600009.SS USU1745M5510 17-Jan-17 Inner Mongolia BaoTou Steel Un 600010.SS USU1743Q5138 17-Jan-17 Huaneng Power International In 600011.SH USU1746L6930 17-Jan-17 Huaneng Power International In 600011.SS USU1746L3135 17-Jan-17 Huaxia Bank Co Ltd 600015.SS USU1743Q5880 17-Jan-17 China Minsheng Banking Corp Lt 600016.SH USU1746L3887 17-Jan-17 China Minsheng Banking Corp Lt 600016.SS USU1745M2889 17-Jan-17 Rizhao Port Co Ltd 600017.SS USU1743X3696 17-Jan-17 Shanghai International Port Gr 600018.SH USU1746L7276 17-Jan-17 Shanghai International Port Gr 600018.SS USU1743Q6201 17-Jan-17 Baoshan Iron & Steel Co Ltd 600019.SH USU1746L2632 17-Jan-17 Baoshan Iron & Steel Co Ltd 600019.SS USU1744M5297 17-Jan-17 Shanghai Electric Power Co Ltd 600021.SS USU1747C1303 17-Jan-17 Shandong Iron and Steel Co Ltd 600022.SS

7

USU1745M5361 17-Jan-17 Zhejiang Zheneng Electric Powe 600023.SS USU1743Q5211 17-Jan-17 Huadian Power International Co 600027.SH USU1746L5296 17-Jan-17 China Petroleum & Chemical Cor 600028.SS USU1743Q5476 17-Jan-17 CITIC Securities Co Ltd 600030.SH USU1746K6535 17-Jan-17 CITIC Securities Co Ltd 600030.SS USU1744L1172 17-Jan-17 Sany Heavy Industry Co Ltd 600031.SH USU1744L1826 17-Jan-17 Sany Heavy Industry Co Ltd 600031.SS USU1743Q5963 17-Jan-17 China Merchants Bank Co Ltd 600036.SH USU1746K5479 17-Jan-17 China Merchants Bank Co Ltd 600036.SS USU1743Q4305 17-Jan-17 Group Co Ltd 600048.SH USU1747A2667 17-Jan-17 Poly Real Estate Group Co Ltd 600048.SS USU1746L7680 17-Jan-17 China United Network Communica 600050.SS USU1745M2962 17-Jan-17 Minmetals Development Co Ltd 600058.SS USU1747B1650 17-Jan-17 SDIC Essence Holdings Co Ltd 600061.SS USU1744M1643 17-Jan-17 China Resources Double Crane P 600062.SS USU1743Q3802 17-Jan-17 Zhengzhou Yutong Bus Co Ltd 600066.SH USU1747A1594 17-Jan-17 Zhengzhou Yutong Bus Co Ltd 600066.SS USU1746K1825 17-Jan-17 Humanwell Healthcare Group Co 600079.SH USU1744K8798 17-Jan-17 TBEA Co Ltd 600089.SH USU1743Q4222 17-Jan-17 SAIC Motor Corp Ltd 600104.SH USU1746L4125 17-Jan-17 SAIC Motor Corp Ltd 600104.SS USU1746K2732 17-Jan-17 Sinolink Securities Co Ltd 600109.SS USU1745F4249 17-Jan-17 China CYTS Tours Holding Co Lt 600138.SS USU1747B1999 17-Jan-17 Shangying Global Co Ltd 600146.SS USU1745D8663 17-Jan-17 Langfang Development Co Ltd 600149.SS USU1743W7003 17-Jan-17 Xiamen C & D Inc 600153.SS USU1747A1750 17-Jan-17 Zhejiang Juhua Co Ltd 600160.SS USU1747A8375 17-Jan-17 Beijing Tiantan Biological Pro 600161.SS USU1747A7468 17-Jan-17 Henan Huanghe Whirlwind Co Ltd 600172.SS USU1746K7376 17-Jan-17 Youngor Group Co Ltd 600177.SS USU1746K1171 17-Jan-17 Datang Telecom Technology Co L 600198.SS USU1744M6287 17-Jan-17 Jinyu Bio-Technology Co Ltd 600201.SS USU1746K7293 17-Jan-17 Xinhu Zhongbao Co Ltd 600208.SS USU1747A8110 17-Jan-17 YTO Express Group Co Ltd 600233.SS USU1744M7012 17-Jan-17 Guanghe landscape Culture Comm 600234.SS USU1744M5115 17-Jan-17 Beijing Homyear Capital Holdin 600240.SS USU1744L1339 17-Jan-17 Guanghui Energy Co Ltd 600256.SH USU1747A8524 17-Jan-17 Rising Nonferrous Metals Share 600259.SS USU1743Q4636 17-Jan-17 Jiangsu Hengrui Medicine Co Lt 600276.SH USU1746K6873 17-Jan-17 Jiangsu Hengrui Medicine Co Lt 600276.SS USU1745L6295 17-Jan-17 Nanjing Central Emporium 600280.SS

8

USU1747B3631 17-Jan-17 Henan Lingrui Pharmaceutical C 600285.SS USU1744L1099 17-Jan-17 Wanhua Chemical Group Co Ltd 600309.SH USU1745F7051 17-Jan-17 Henan Pinggao Electric Co Ltd 600312.SH USU1743Q4065 17-Jan-17 Shanghai Jahwa United Co Ltd 600315.SH USU1746K8101 17-Jan-17 Shanghai Jahwa United Co Ltd 600315.SS USU1745J5333 17-Jan-17 Yingkou Port Liability Co Ltd 600317.SS USU1747B7939 17-Jan-17 Tianjin Realty Development Gro 600322.SS USU1747B4050 17-Jan-17 Inner Mongolia Lantai Industri 600328.SS USU1746K8440 17-Jan-17 China Fortune Land Development 600340.SS USU1746L7433 17-Jan-17 Southwest Securities Co Ltd 600369.SS USU1744K3419 17-Jan-17 Chinese Universe Publishing an 600373.SS USU1746L2715 17-Jan-17 Beijing Capital Development Co 600376.SS USU1747B4548 17-Jan-17 Jiangsu Expressway Co Ltd 600377.SS USU1746K3805 17-Jan-17 Gemdale Corp 600383.SS USU1747A8789 17-Jan-17 Shenghe Resources Holding Co L 600392.SS USU1747A8458 17-Jan-17 Heilan Home Co Ltd 600398.SH USU1744K3666 17-Jan-17 Heilan Home Co Ltd 600398.SS USU1744K8616 17-Jan-17 NARI Technology Co Ltd 600406.SH USU1746L5452 17-Jan-17 NARI Technology Co Ltd 600406.SS USU1747A3657 17-Jan-17 Hubei Yangfan Holding Co Ltd 600421.SS USU1745M3044 17-Jan-17 COSCO Shipping Co Ltd 600428.SS USU1744M5453 17-Jan-17 Guangdong Guanhao High-Tech Co 600433.SS USU1747B3714 17-Jan-17 Zhangzhou Pientzehuang Pharmac 600436.SS USU1747B3227 17-Jan-17 Baoji Titanium Industry Co Ltd 600456.SS USU1744K5075 17-Jan-17 Beijing Xinwei Technology Grou 600485.SS USU1743W6351 17-Jan-17 Pengxin International Mining C 600490.SS USU1745K2097 17-Jan-17 Fujian Fynex Textile Science & 600493.SS USU1744M6691 17-Jan-17 Jinxi Axle Co Ltd 600495.SS USU1746K3235 17-Jan-17 Kangmei Pharmaceutical Co Ltd 600518.SS USU1743Q4552 17-Jan-17 Kweichow Moutai Co Ltd 600519.SH USU1746K6956 17-Jan-17 Kweichow Moutai Co Ltd 600519.SS USU1745G4552 17-Jan-17 Zhejiang Huahai Pharmaceutical 600521.SH USU1745M3200 17-Jan-17 Zhejiang Huahai Pharmaceutical 600521.SS USU1747B4969 17-Jan-17 Shanghai Jiaoda Onlly Co Ltd 600530.SS USU1743Q3984 17-Jan-17 Pharmaceutical Group Co 600535.SH USU1747A8607 17-Jan-17 Xiamen Tungsten Co Ltd 600549.SS USU1745D4456 17-Jan-17 Baoding Tianwei Baobian Electr 600550.SS USU1743Q6383 17-Jan-17 Anhui Conch Cement Co Ltd 600585.SH USU1747A2097 17-Jan-17 Anhui Conch Cement Co Ltd 600585.SS USU1744M6774 17-Jan-17 Shinva Medical Instrument Co L 600587.SS USU1744K6222 17-Jan-17 Yonyou Network Technology Co L 600588.SH

9

USU1746K4225 17-Jan-17 Tsingtao Brewery Co Ltd 600600.SS USU1747B1734 17-Jan-17 Greenland Holdings Corp Ltd 600606.SS USU1746K4480 17-Jan-17 Shanghai Oriental Pearl Media 600637.SS USU1746K4068 17-Jan-17 Shanghai SMI Holding Co Ltd 600649.SS USU1744K6487 17-Jan-17 Fuyao Glass Industry Group Co 600660.SH USU1746K3649 17-Jan-17 Fuyao Glass Industry Group Co 600660.SS USU1746L1238 17-Jan-17 Shanghai Lujiazui Finance & Tr 600663.SS USU1745M3127 17-Jan-17 Harbin Pharmaceutical Group Co 600664.SS USU1745D8416 17-Jan-17 Aurora Optoelectronics Co Ltd 600666.SS USU1745M3614 17-Jan-17 Gansu Gangtai Holding Group Co 600687.SS USU1745L6451 17-Jan-17 Qingdao Haier Co Ltd 600690.SH USU1747A1263 17-Jan-17 Qingdao Haier Co Ltd 600690.SS USU1747A7617 17-Jan-17 Sichuan Tuopai Shede Wine Co L 600702.SS USU1745J5416 17-Jan-17 Tianjin Port Co Ltd 600717.SS USU1745M8662 17-Jan-17 COFCO Tunhe Co Ltd 600737.SS USU1743Q5054 17-Jan-17 Huayu Automotive Systems Co Lt 600741.SH USU1747A1834 17-Jan-17 Huayu Automotive Systems Co Lt 600741.SS USU1746K1411 17-Jan-17 Huayuan Property Co Ltd 600743.SS USU1747A7385 17-Jan-17 Geo-Jade Petroleum Corp 600759.SS USU1744M4795 17-Jan-17 Topchoice Medical Investment C 600763.SS USU1745C4549 17-Jan-17 Jiangsu Zongyi Co Ltd 600770.SH Chinese Herbal USU1745D8747 17-Jan-17 Med 600771.SS USU1747B8507 17-Jan-17 Sichuan Swellfun Co Ltd 600779.SS USU1744M4613 17-Jan-17 CMST Development Co Ltd 600787.SS USU1747B5875 17-Jan-17 Insigma Technology Co Ltd 600797.SS USU1745L6378 17-Jan-17 Shandong Tyan Home Co Ltd 600807.SS USU1745M3382 17-Jan-17 Anxin Trust Co Ltd 600816.SS USU1744K6305 17-Jan-17 Co Ltd 600837.SH USU1746L1980 17-Jan-17 Haitong Securities Co Ltd 600837.SS USU1745M3531 17-Jan-17 Sichuan Changhong Electric Co 600839.SS USU1744L1743 17-Jan-17 Hongfa Technology Co Ltd 600885.SS USU1743Q4149 17-Jan-17 SDIC Power Holdings Co Ltd 600886.SH USU1743Q4719 17-Jan-17 Inner Mongolia Yili Industrial 600887.SH USU1746L7011 17-Jan-17 Inner Mongolia Yili Industrial 600887.SS USU1744M4951 17-Jan-17 Guangzhou Guangri Stock Co Ltd 600894.SS USU1747A3327 17-Jan-17 Shanghai Zhangjiang High-Tech 600895.SS USU1743Q5542 17-Jan-17 China Yangtze Power Co Ltd 600900.SH USU1747A2253 17-Jan-17 China Yangtze Power Co Ltd 600900.SS USU1747C1899 17-Jan-17 Bank of Jiangsu Co Ltd 600919.SS USU1745J5580 17-Jan-17 Co Ltd/China 600958.SS USU1744M6519 17-Jan-17 Baotou Beifang Chuangye Co Ltd 600967.SS

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USU1745F1013 17-Jan-17 Sinoma International Engineeri 600970.SS USU1744K8533 17-Jan-17 Jointown Pharmaceutical Group 600998.SH USU1746K4712 17-Jan-17 Jointown Pharmaceutical Group 600998.SS USU1746K7525 17-Jan-17 China Merchants Securities Co 600999.SS USU1743Q5393 17-Jan-17 Daqin Railway Co Ltd 601006.SH USU1746L3705 17-Jan-17 Daqin Railway Co Ltd 601006.SS USU1746K3490 17-Jan-17 Bank of Nanjing Co Ltd 601009.SS USU1747A7872 17-Jan-17 CECEP Wind-Power Corp 601016.SS USU1745J5663 17-Jan-17 Spring Airlines Co Ltd 601021.SS USU1744M3706 17-Jan-17 First Tractor Co Ltd 601038.SS USU1743Q5625 17-Jan-17 China Shenhua Energy Co Ltd 601088.SH USU1746L2145 17-Jan-17 China Shenhua Energy Co Ltd 601088.SS USU1743W4604 17-Jan-17 China South Publishing & Media 601098.SS USU1745J5747 17-Jan-17 Co Ltd/The/ 601099.SS USU1745J5820 17-Jan-17 China First Heavy Industries 601106.SS USU1744K6552 17-Jan-17 Air China Ltd 601111.SH USU1746L5940 17-Jan-17 China Hainan Rubber Industry G 601118.SS USU1747B3300 17-Jan-17 Ningbo Boway Alloy Material Co 601137.SS USU1747C2475 17-Jan-17 Future Land Holdings Co Ltd 601155.SS USU1743Q4891 17-Jan-17 Industrial Bank Co Ltd 601166.SH USU1746L1808 17-Jan-17 Industrial Bank Co Ltd 601166.SS USU1746L6369 17-Jan-17 Bank of Beijing Co Ltd 601169.SS USU1746K6386 17-Jan-17 China Railway Construction Cor 601186.SS USU1747A3400 17-Jan-17 Dongxing Securities Co Ltd 601198.SS USU1747A3574 17-Jan-17 Co Ltd 601211.SS USU1747B2567 17-Jan-17 Guangzhou Automobile Group Co 601238.SS USU1744L1412 17-Jan-17 Agricultural Bank of China Ltd 601288.SH USU1746L4950 17-Jan-17 Agricultural Bank of China Ltd 601288.SS USU1743Q4487 17-Jan-17 Ping An Insurance Group Co of 601318.SH USU1746L4463 17-Jan-17 Ping An Insurance Group Co of 601318.SS USU1746L2558 17-Jan-17 Bank of Communications Co Ltd 601328.SS USU1746L5031 17-Jan-17 New China Life Insurance Co Lt 601336.SS USU1746K4639 17-Jan-17 Industrial Securities Co Ltd 601377.SS USU1744K6719 17-Jan-17 China Railway Group Ltd 601390.SH USU1746K8697 17-Jan-17 China Railway Group Ltd 601390.SS USU1743Q4974 17-Jan-17 Industrial & Commercial Bank o 601398.SH USU1746K7947 17-Jan-17 Industrial & Commercial Bank o 601398.SS USU1746K4894 17-Jan-17 SooChow Securities Co Ltd 601555.SS USU1743Q5708 17-Jan-17 China Pacific Insurance Group 601601.SH USU1746K6469 17-Jan-17 China Pacific Insurance Group 601601.SS USU1746K3078 17-Jan-17 Shanghai Pharmaceuticals Holdi 601607.SS

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USU1743Q6045 17-Jan-17 China Life Insurance Co Ltd 601628.SH USU1746K8515 17-Jan-17 China Life Insurance Co Ltd 601628.SS USU1744K6891 17-Jan-17 Great Wall Motor Co Ltd 601633.SH USU1746L6021 17-Jan-17 Great Wall Motor Co Ltd 601633.SS USU1744K6974 17-Jan-17 China State Construction Engin 601668.SH USU1746K8770 17-Jan-17 China State Construction Engin 601668.SS USU1745M5445 17-Jan-17 Power Construction Corp of Chi 601669.SS USU1745F4082 17-Jan-17 Co Ltd 601688.SH USU1746L1071 17-Jan-17 Huatai Securities Co Ltd 601688.SS USU1745M3465 17-Jan-17 Jihua Group Corp Ltd 601718.SS USU1745G1582 17-Jan-17 Shanghai Electric Group Co Ltd 601727.SS USU1744L2246 17-Jan-17 CRRC Corp Ltd 601766.SH USU1746K6121 17-Jan-17 CRRC Corp Ltd 601766.SS USU1745J5903 17-Jan-17 Everbright Securities Co Ltd 601788.SS USU1747A2170 17-Jan-17 China Communications Construct 601800.SS USU1746L2301 17-Jan-17 Co Ltd 601818.SS USU1746L4208 17-Jan-17 PetroChina Co Ltd 601857.SS USU1743Q6128 17-Jan-17 China International Travel Ser 601888.SH USU1746L6286 17-Jan-17 China International Travel Ser 601888.SS USU1746K1585 17-Jan-17 Asian Star Anchor Chain Co Ltd 601890.SS USU1746K4977 17-Jan-17 Founder Securities Co Ltd 601901.SS USU1745M3796 17-Jan-17 Beijing Jingyuntong Technology 601908.SS USU1745J6166 17-Jan-17 China COSCO Holdings Co Ltd 601919.SS USU1746L7193 17-Jan-17 Jiangsu Phoenix Publishing & M 601928.SS USU1746L1493 17-Jan-17 Yonghui Superstores Co Ltd 601933.SS USU1743X4926 17-Jan-17 China Construction Bank Corp 601939.SH USU1746K6048 17-Jan-17 China Construction Bank Corp 601939.SS USU1745J6083 17-Jan-17 Hainan Mining Co Ltd 601969.SS USU1747A3731 17-Jan-17 China National Nuclear Power C 601985.SS USU1744L1586 17-Jan-17 Bank of China Ltd 601988.SH USU1746L3960 17-Jan-17 Bank of China Ltd 601988.SS USU1744L1255 17-Jan-17 China Shipbuilding Industry Co 601989.SH USU1746L2228 17-Jan-17 China Shipbuilding Industry Co 601989.SS USU1745J6240 17-Jan-17 Datang International Power Gen 601991.SS USU1746L4042 17-Jan-17 China CITIC Bank Corp Ltd 601998.SS USU1744K3823 17-Jan-17 People.cn Co Ltd 603000.SS USU1745M3952 17-Jan-17 Anhui Yingjia Distillery Co Lt 603198.SS USU1747A7047 17-Jan-17 Foshan Haitian Flavouring & Fo 603288.SH USU1743W6500 17-Jan-17 Foshan Haitian Flavouring & Fo 603288.SS USU1745M3879 17-Jan-17 Zhejiang Weiming Environment P 603568.SS USU1747A8037 17-Jan-17 Zhejiang Huayou Cobalt Co Ltd 603799.SS

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USU1745M4034 17-Jan-17 Juneyao Airlines Co Ltd 603885.SS USU1747C1972 17-Jan-17 Co Ltd 603993.SS USU1743P2839 17-Jan-17 Chipbond Technology Corp 6147.TWO USU1746K3565 17-Jan-17 Formosa Petrochemical Corp 6505.TW USU1745L8358 17-Jan-17 Feng TAY Enterprise Co Ltd 9910.TW USU1745D7756 17-Jan-17 Taiwan Secom Co Ltd 9917.TW USU1747A3087 17-Jan-17 Vietnam Securities Investment @VFMVF1.HM USU1747A4150 17-Jan-17 Alkem Laboratories Ltd ALKE.NS USU1744J1044 17-Jan-17 Amtek Auto Ltd AMTK.NS USU1744J5003 17-Jan-17 Anant Raj Ltd ANRA.NS USU1747A5488 17-Jan-17 Apollo Tyres Ltd APLO.NS USU1744J7082 17-Jan-17 Adani Ports & Special Economic APSE.NS USU1745D7343 17-Jan-17 Asian Paints Ltd ASPN.NS USU1744J1200 17-Jan-17 Axis Bank Ltd AXBK.NS USU1747A4986 17-Jan-17 Bank Alfalah Ltd BAFL.KA USU1747B8010 17-Jan-17 Bharat Financial Inclusion Ltd BHAF.NS USU1743Q7035 17-Jan-17 Bharti Infratel Ltd BHRI.NS USU1744J3024 17-Jan-17 Ballarpur Industries Ltd BILT.NS USU1744J3107 17-Jan-17 Bank of India BOI.NS USU1747B5461 17-Jan-17 BRAC Bank Ltd BRAC.DH USU1744J7165 17-Jan-17 Brigade Enterprises Ltd BRIG.NS USU1744J5268 17-Jan-17 Cairn India Ltd CAIL.NS USU1747A5223 17-Jan-17 CCL Products India Ltd CCLP.NS USU1743W4869 17-Jan-17 CESC Ltd CESC.NS USU1744K1439 17-Jan-17 Canara Bank CNBK.NS USU1744J7249 17-Jan-17 Coal India Ltd COAL.NS USU1747B2807 17-Jan-17 Colgate-Palmolive India Ltd COLG.NS USU1745M8332 17-Jan-17 Commercial Bank of Ceylon PLC COMB.CM USU1744K1686 17-Jan-17 Country Club Hospitality & Hol COUN.BO USU1747B1403 17-Jan-17 Credit Analysis & Research Ltd CREI.NS USU1745L7020 17-Jan-17 Dalmia Bharat Ltd DALA.NS USU1747A6882 17-Jan-17 DBS Group Holdings Ltd DBSM.SI USU1744J5342 17-Jan-17 Donear Industries Ltd DONE.NS USU1744J7322 17-Jan-17 Dewan Housing Finance Corp Ltd DWNH.NS USU1744J7405 17-Jan-17 Dynamatic Technologies Ltd DYNM.NS USU1744J7579 17-Jan-17 Educomp Solutions Ltd EDSO.NS USU1744J3362 17-Jan-17 Eicher Motors Ltd EICH.NS USU1747A6213 17-Jan-17 Engro Foods Ltd ENFL.KA USU1743Q7605 17-Jan-17 Federal Bank Ltd FED.NS USU1747A5306 17-Jan-17 Finolex Cables Ltd FNXC.NS USU1743B1852 17-Jan-17 Greenlam Industries Ltd GEEN.NS

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USU1744J1382 17-Jan-17 Gujarat NRE Coke Ltd GJNC.NS USU1747B2989 17-Jan-17 Godrej Consumer Products Ltd GOCP.NS USU1743B3007 17-Jan-17 Gujarat Pipavav Port Ltd GPPL.NS USU1747B5537 17-Jan-17 GrameenPhone Ltd GRAE.DH USU1744K1769 17-Jan-17 Greenply Industries Ltd GRPL.NS USU1746L3622 17-Jan-17 HAGL JSC HAG.HM USU1744J5599 17-Jan-17 HBL Power Systems Ltd HBLS.NS USU1746L6856 17-Jan-17 Ho Chi Minh City Securities Co HCM.HM USU1747A5553 17-Jan-17 Hexaware Technologies Ltd HEXT.NS USU1744J1614 17-Jan-17 Hindustan Unilever Ltd HLL.NS USU1743Q8850 17-Jan-17 Hindustan Petroleum Corp Ltd HPCL.NS USU1744K1926 17-Jan-17 Hero MotoCorp Ltd HROM.NS USU1744J5672 17-Jan-17 Hubtown Ltd HUBT.NS USU1744K1843 17-Jan-17 Havells India Ltd HVEL.NS USU1744J1796 17-Jan-17 ICICI Bank Ltd ICBK.NS USU1744K2007 17-Jan-17 Idea Cellular Ltd IDEA.NS USU1745M5932 17-Jan-17 Indiabulls Housing Finance Ltd INBF.NS USU1744J1879 17-Jan-17 Infosys Ltd INFY.NS USU1746K1742 17-Jan-17 InterGlobe Aviation Ltd INGL.NS USU1744J5755 17-Jan-17 Indiabulls Real Estate Ltd INRL.NS USU1747B3896 17-Jan-17 Indian Oil Corp Ltd IOC.NS USU1744K2189 17-Jan-17 IRB Infrastructure Developers IRBI.NS USU1744J4196 17-Jan-17 Jain Irrigation Systems Ltd JAIR.NS USU1744K2262 17-Jan-17 Jammu & Kashmir Bank Ltd/The JKBK.NS USU1747A2410 17-Jan-17 John Keells Holdings PLC JKH.CM USU1744J1952 17-Jan-17 Jindal Steel & Power Ltd JNSP.NS USU1744J7652 17-Jan-17 Jubilant Foodworks Ltd JUBI.NS USU1747A7534 17-Jan-17 Jubilant Life Sciences Ltd JULS.NS USU1744L6122 17-Jan-17 Just Dial Ltd JUST.NS USU1744K2346 17-Jan-17 Kajaria Ceramics Ltd KAJR.NS USU1744J7736 17-Jan-17 KPIT Technologies Ltd KPIT.NS USU1745M6013 17-Jan-17 Kotak Mahindra Bank Ltd KTKM.NS USU1745M6195 17-Jan-17 LIC Housing Finance Ltd LICH.NS USU1747B5206 17-Jan-17 Larsen & Toubro Infotech Ltd LRTI.NS USU1747A4721 17-Jan-17 Lucky Cement Ltd LUKC.KA USU1746K2328 17-Jan-17 Lupin Ltd LUPN.NS USU1744J2117 17-Jan-17 Mahindra & Mahindra Ltd MAHM.NS USU1747A5066 17-Jan-17 MCB Bank Ltd MCB.KA USU1747B3557 17-Jan-17 Mahanagar Gas Ltd MGAS.NS USU1747B8275 17-Jan-17 Manappuram Finance Ltd MNFL.NS USU1744J5912 17-Jan-17 Marico Ltd MRCO.NS

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USU1747A4804 17-Jan-17 National Bank of Pakistan NBPK.KA USU1744K2429 17-Jan-17 NCC Ltd/India NCCL.NS USU1744J6092 17-Jan-17 Nestle India Ltd NEST.NS USU1744J7991 17-Jan-17 NMDC Ltd NMDC.NS USU1744K2593 17-Jan-17 Oberoi Realty Ltd OEBO.NS USU1747A4648 17-Jan-17 Oil & Gas Development Co Ltd OGDC.KA USU1744J2372 17-Jan-17 Oil & Natural Gas Corp Ltd ONGC.NS USU1743W3200 17-Jan-17 Oracle Financial Services Soft ORCL.NS USU1744J8072 17-Jan-17 Parabolic Drugs Ltd PARB.NS USU1744J6175 17-Jan-17 Parsvnath Developers Ltd PARV.NS USU1744K5158 17-Jan-17 Pfizer Ltd/India PFIZ.NS USU1744J8155 17-Jan-17 PI Industries Ltd PIIL.NS USU1745K4317 17-Jan-17 Piramal Enterprises Ltd PIRA.NS USU1744K2676 17-Jan-17 Petronet LNG Ltd PLNG.NS USU1747C1063 17-Jan-17 PNB Housing Finance Ltd PNBH.NS USU1744J8239 17-Jan-17 Prime Focus Ltd PRFO.NS USU1744J6258 17-Jan-17 Pratibha Industries Ltd PRTI.NS USU1747A4564 17-Jan-17 Pakistan Telecommunication Co PTCA.KA USU1744J6332 17-Jan-17 Punj Lloyd Ltd PUJL.NS USU1744J2455 17-Jan-17 PVP Ventures Ltd PVPV.NS USU1747C1634 17-Jan-17 PVR Ltd PVRL.NS USU1744J2604 17-Jan-17 Reliance Industries Ltd RELI.NS USU1744J4436 17-Jan-17 Reliance Communications Ltd RLCM.NS USU1744J2521 17-Jan-17 Reliance Capital Ltd RLCP.NS USU1744J6415 17-Jan-17 Reliance Infrastructure Ltd RLIN.NS USU1744J8494 17-Jan-17 Reliance Power Ltd RPOL.NS USU1744J6589 17-Jan-17 Sadbhav Engineering Ltd SADE.NS USU1746L5528 17-Jan-17 Sacom Development and Investme SAM.HM USU1745C8508 17-Jan-17 Singapore Exchange Ltd SGXL.SI USU1747C2053 17-Jan-17 Shree Cement Ltd SHCM.NS USU1744K2916 17-Jan-17 Sharda Cropchem Ltd SHCR.NS USU1744J4501 17-Jan-17 South Indian Bank Ltd/The SIBK.NS USU1744J8569 17-Jan-17 Simplex Infrastructures Ltd SINF.NS USU1744J4683 17-Jan-17 Srei Infrastructure Finance Lt SREI.NS USU1744J4766 17-Jan-17 Sun Pharmaceutical Industries SUN.NS USU1744J4840 17-Jan-17 Tata Global Beverages Ltd TAGL.NS USU1744J8726 17-Jan-17 TD Power Systems Ltd TDPS.NS USU1744K1017 17-Jan-17 Thomas Cook India Ltd THOM.NS USU1747A7955 17-Jan-17 Thyrocare Technologies Ltd THYO.NS USU1744M8671 17-Jan-17 Titan Co Ltd TITN.NS USU1747A5637 17-Jan-17 Torrent Pharmaceuticals Ltd TORP.NS

15

USU1745G4719 17-Jan-17 UFO Moviez India Ltd UFOM.NS USU1745K8607 17-Jan-17 UltraTech Cement Ltd ULTC.NS USU1744J6829 17-Jan-17 United Spirits Ltd UNSP.NS USU1744J6746 17-Jan-17 Unitech Ltd UNTE.NS USU1747B5040 17-Jan-17 United Overseas Bank Ltd UOBH.SI USU1744J2943 17-Jan-17 UPL Ltd UPLL.NS USU1744K3252 17-Jan-17 V-Mart Retail Ltd VMAR.NS USU1747B1320 17-Jan-17 Voltas Ltd VOLT.NS USU1744J6902 17-Jan-17 Voltamp Transformers Ltd VOTL.NS USU1744J4923 17-Jan-17 Wyeth Ltd WLED.NS

Copies of the relevant Base Prospectuses, Base Listing Particulars, Issue Terms and this Notice are available free of charge at the specified office of the Principal Warrant Agent in Frankfurt am Main.

Principal Warrant Agent Citigroup Global Markets Deutschland AG Reuterweg 16 60323 Frankfurt am Main Germany

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

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