Proxy Voting Record
Meeting Date Range: 01-Jul-2019 To 30-Jun-2020 Selected Accounts DELL TECHNOLOGIES INC.
Security: 24703L202 Meeting Type: Annual
Ticker: DELL Meeting Date: 09-Jul-2019
ISIN US24703L2025 Vote Deadline Date: 08-Jul-2019
Agenda 935039025 Management Total Ballot Shares: 1971
Last Vote Date: 30-May-2019
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Michael S. Dell 1971 0 0 0 2 David W. Dorman 1971 0 0 0 3 Egon Durban 1971 0 0 0 4 William D. Green 1971 0 0 0 5 Ellen J. Kullman 1971 0 0 0 6 Simon Patterson 1971 0 0 0 7 Lynn M. Vojvodich 1971 0 0 0 2 Ratification of the appointment of For None 1971 0 0 0 PricewaterhouseCoopers LLP as Dell Technologies Inc.'s independent registered public accounting firm for fiscal year ending January 31, 2020
3 Approval, on an advisory basis, of the For None 1971 0 0 0 compensation of Dell Technologies Inc.'s named executive officers as disclosed in the proxy statement
4 Approval of amendment to the Dell Technologies For None 1971 0 0 0 Inc. 2013 Stock Incentive Plan to increase the number of shares of Class C common stock issuable under the plan
Page 1 of 35 Wednesday, August 19, 2020 Proxy Voting Record
XILINX, INC.
Security: 983919101 Meeting Type: Annual
Ticker: XLNX Meeting Date: 08-Aug-2019
ISIN US9839191015 Vote Deadline Date: 07-Aug-2019
Agenda 935055194 Management Total Ballot Shares: 916
Last Vote Date: 25-Jun-2019
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Election of Director: Dennis Segers For None 916 0 0 0
2 Election of Director: Raman K. Chitkara For None 916 0 0 0
3 Election of Director: Saar Gillai For None 916 0 0 0
4 Election of Director: Ronald S. Jankov For None 916 0 0 0
5 Election of Director: Mary Louise Krakauer For None 916 0 0 0
6 Election of Director: Thomas H. Lee For None 916 0 0 0
7 Election of Director: J. Michael Patterson For None 916 0 0 0
8 Election of Director: Victor Peng For None 916 0 0 0
9 Election of Director: Marshall C. Turner For None 916 0 0 0
10 Election of Director: Elizabeth W. Vanderslice For None 916 0 0 0
11 Proposal to approve an amendment to the For None 916 0 0 0 Company's 1990 Employee Qualified Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 2,000,000 shares.
12 Proposal to approve an amendment to the For None 916 0 0 0 Company's 2007 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 6,000,000 shares.
13 Proposal to approve, on an advisory basis, the For None 916 0 0 0 compensation of the Company's named executive officers.
14 Proposal to ratify the appointment of Ernst & For None 916 0 0 0 Young LLP as the Company's independent registered accounting firm for fiscal 2020.
Page 2 of 35 Wednesday, August 19, 2020 Proxy Voting Record
SEAGATE TECHNOLOGY PLC
Security: G7945M107 Meeting Type: Annual
Ticker: STX Meeting Date: 29-Oct-2019
ISIN IE00B58JVZ52 Vote Deadline Date: 28-Oct-2019
Agenda 935080022 Management Total Ballot Shares: 2666
Last Vote Date: 13-Sep-2019
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Election of Director: William D. Mosley For None 2666 0 0 0
2 Election of Director: Stephen J. Luczo For None 2666 0 0 0
3 Election of Director: Mark W. Adams For None 2666 0 0 0
4 Election of Director: Judy Bruner For None 2666 0 0 0
5 Election of Director: Michael R. Cannon For None 2666 0 0 0
6 Election of Director: William T. Coleman For None 2666 0 0 0
7 Election of Director: Jay L. Geldmacher For None 2666 0 0 0
8 Election of Director: Dylan Haggart For None 2666 0 0 0
9 Election of Director: Stephanie Tilenius For None 2666 0 0 0
10 Election of Director: Edward J. Zander For None 2666 0 0 0
11 Approve, in an advisory, non-binding vote, the For None 2666 0 0 0 compensation of the Company's named executive officers ("Say-on-Pay").
12 Ratify, in a non-binding vote, the appointment of For None 2666 0 0 0 Ernst & Young LLP as the independent auditors of the Company, and authorize, in a binding vote, the Audit Committee of the Company's Board of Directors to set the auditors' remuneration.
13 Approve our Amended and Restated 2012 Equity For None 2666 0 0 0 Incentive Plan.
14 Grant the Board the authority to allot and issue For None 2666 0 0 0 shares.
15 Grant the Board the authority to opt-out of For None 2666 0 0 0 statutory pre-emption rights.
Page 3 of 35 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
16 Determine the price range at which the Company For None 2666 0 0 0 can re-allot shares that it acquires as treasury shares.
Page 4 of 35 Wednesday, August 19, 2020 Proxy Voting Record
NEXTDC LTD
Security: Q6750Y106 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 30-Oct-2019
ISIN AU000000NXT8 Vote Deadline Date: 24-Oct-2019
Agenda 711587925 Management Total Ballot Shares: 29800
Last Vote Date: 23-Oct-2019
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 VOTING EXCLUSIONS APPLY TO THIS MEETING FOR None None Non Voting PROPOSALS 1 AND 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 2 REMUNERATION REPORT For None 29800 0 0 0
3 RE-ELECTION OF DR GREGORY J CLARK AC For None 29800 0 0 0 AS A DIRECTOR
4 ELECTION OF MS JENNIFER M LAMBERT AS For None 29800 0 0 0 A DIRECTOR
5 ELECTION OF MR STEPHEN M. SMITH AS A For None 29800 0 0 0 DIRECTOR
6 APPROVAL OF GRANT OF PERFORMANCE For None 29800 0 0 0 RIGHTS TO MR CRAIG SCROGGIE
Page 5 of 35 Wednesday, August 19, 2020 Proxy Voting Record
MICRON TECHNOLOGY, INC.
Security: 595112103 Meeting Type: Annual
Ticker: MU Meeting Date: 16-Jan-2020
ISIN US5951121038 Vote Deadline Date: 15-Jan-2020
Agenda 935112158 Management Total Ballot Shares: 2894
Last Vote Date: 07-Dec-2019
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Election of Director: Robert L. Bailey For None 2894 0 0 0
2 Election of Director: Richard M. Beyer For None 2894 0 0 0
3 Election of Director: Steven J. Gomo For None 2894 0 0 0
4 Election of Director: Mary Pat McCarthy For None 2894 0 0 0
5 Election of Director: Sanjay Mehrotra For None 2894 0 0 0
6 Election of Director: Robert E. Switz For None 2894 0 0 0
7 Election of Director: MaryAnn Wright For None 2894 0 0 0
8 To approve a non-binding resolution to approve For None 2894 0 0 0 the compensation of our Named Executive Officers as described in the proxy statement.
9 To ratify the appointment of For None 2894 0 0 0 PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the fiscal year ending September 3, 2020.
Page 6 of 35 Wednesday, August 19, 2020 Proxy Voting Record
DIGITAL REALTY TRUST, INC.
Security: 253868103 Meeting Type: Special
Ticker: DLR Meeting Date: 27-Feb-2020
ISIN US2538681030 Vote Deadline Date: 26-Feb-2020
Agenda 935128137 Management Total Ballot Shares: 32040
Last Vote Date: 01-Feb-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 To consider and vote on a proposal to approve For None 992 0 0 0 the issuance of shares of common stock of Digital Realty Trust, Inc., which we refer to as DLR, to be paid by Digital Intrepid Holding B.V. (formerly known as DN 39J 7A B.V.), which we refer to as Buyer, to the shareholders of InterXion Holding N.V., which we refer to as INXN, in connection with the transactions contemplated by the purchase agreement, dated October 29, 2019, as amended, by and among DLR, INXN and Buyer (a copy of purchase agreement is attached as Annex A to accompanying proxy statement/prospectus).
2 To consider and vote on a proposal to approve For None 992 0 0 0 one or more adjournments of the DLR special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the issuance of shares of DLR common stock in connection with the transactions contemplated by the purchase agreement.
Page 7 of 35 Wednesday, August 19, 2020 Proxy Voting Record
INTERXION HOLDING N V
Security: N47279109 Meeting Type: Special
Ticker: INXN Meeting Date: 27-Feb-2020
ISIN NL0009693779 Vote Deadline Date: 26-Feb-2020
Agenda 935128567 Management Total Ballot Shares: 1616
Last Vote Date: 05-Feb-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 To approve the Legal Merger in accordance with For None 1616 0 0 0 the Legal Merger Proposal.
2 To approve the Legal Demerger in accordance For None 1616 0 0 0 with the Legal Demerger Proposal.
3 To approve (A) the Asset Sale and (B) the Post- For None 1616 0 0 0 Demerger Share Sale.
4 To approve (A) the dissolution of the Company, For None 1616 0 0 0 (B) the appointment of Stichting Vereffening InterXion (a foundation under Dutch law) as liquidator of the Company and approval of reimbursement of the Liquidator's reasonable salary and costs, and (C) the appointment of Intrepid Midco B.V., an affiliate of Buyer, as the custodian of the books and records of the Company in accordance with Section 2:24 of the Dutch Civil Code.
5 To grant full and final discharge to each member For None 1616 0 0 0 of the Company's Board for their acts of management or supervision, as applicable, up to the date of the Extraordinary General Meeting.
6 To approve the proposed conversion into a For None 1616 0 0 0 private company with limited liability (een besloten vennootschap met beperkte aansprakelijkheid) and amendment of the articles of association of the Company as set forth in Annex C of the proxy statement and to authorize each lawyer, paralegal and (prospective) civil law notary at De Brauw Blackstone Westbroek N.V. in Amsterdam, to execute the deed of conversion and amendment of the articles of association of the Company.
Page 8 of 35 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
7 To appoint the following nominees: (i) Jeff Tapley For None 1616 0 0 0 as executive director, and (ii) Andrew P. Power, (iii) Gregory S. Wright and (iv) Joshua A. Mills, as non-executive members of the Company's Board to replace the resigning directors of the Company's Board.
Page 9 of 35 Wednesday, August 19, 2020 Proxy Voting Record
SK HYNIX, INC.
Security: Y8085F100 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 20-Mar-2020
ISIN KR7000660001 Vote Deadline Date: 10-Mar-2020
Agenda 712196131 Management Total Ballot Shares: 1981
Last Vote Date: 25-Feb-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 APPROVAL OF FINANCIAL STATEMENT For None 1981 0 0 0
2 AMENDMENT OF ARTICLES OF For None 1981 0 0 0 INCORPORATION
3 ELECTION OF INSIDE DIRECTOR CANDIDATE: For None 1981 0 0 0 LEE SEOK HUI
4 ELECTION OF A NONPERMANENT DIRECTOR For None 1981 0 0 0 CANDIDATE: PARK JEONG HO
5 ELECTION OF OUTSIDE DIRECTOR For None 1981 0 0 0 CANDIDATE: SIN CHANG HWAN
6 ELECTION OF OUTSIDE DIRECTOR For None 1981 0 0 0 CANDIDATE: HAN AE RA
7 ELECTION OF AUDIT COMMITTEE MEMBER For None 1981 0 0 0 CANDIDATE: HA YEONG GU
8 ELECTION OF AUDIT COMMITTEE MEMBER For None 1981 0 0 0 CANDIDATE: SIN CHANG HWAN
9 ELECTION OF AUDIT COMMITTEE MEMBER For None 1981 0 0 0 CANDIDATE: HAN AE RA
10 APPROVAL OF REMUNERATION FOR For None 1981 0 0 0 DIRECTOR
11 APPROVAL OF ENDOWMENT OF STOCK For None 1981 0 0 0 PURCHASE OPTION
12 APPROVAL OF ENDOWMENT OF STOCK For None 1981 0 0 0 PURCHASE OPTION (UNREGISTERED DIRECTOR)
13 APPROVAL OF AMENDMENT OF ARTICLES For None 1981 0 0 0 ON RETIREMENT ALLOWANCE FOR BOARD MEMBERS
Page 10 of 35 Wednesday, August 19, 2020 Proxy Voting Record
RAMBUS INC.
Security: 750917106 Meeting Type: Annual
Ticker: RMBS Meeting Date: 30-Apr-2020
ISIN US7509171069 Vote Deadline Date: 29-Apr-2020
Agenda 935142884 Management Total Ballot Shares: 2001
Last Vote Date: 14-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Election of Class I Director: Charles Kissner For None 2001 0 0 0
2 Election of Class I Director: Necip Sayiner For None 2001 0 0 0
3 Election of Class I Director: Luc Seraphin For None 2001 0 0 0
4 Ratification of PricewaterhouseCoopers LLP as For None 2001 0 0 0 our independent registered public accounting firm for the fiscal year ending December 31, 2020.
5 Advisory vote to approve named executive officer For None 2001 0 0 0 compensation.
6 Approval of an amendment to the Rambus 2015 For None 2001 0 0 0 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 7,800,000.
7 Approval of an amendment to the Rambus 2015 For None 2001 0 0 0 Employee Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 2,000,000.
Page 11 of 35 Wednesday, August 19, 2020 Proxy Voting Record
LATTICE SEMICONDUCTOR CORPORATION
Security: 518415104 Meeting Type: Annual
Ticker: LSCC Meeting Date: 05-May-2020
ISIN US5184151042 Vote Deadline Date: 04-May-2020
Agenda 935149446 Management Total Ballot Shares: 914
Last Vote Date: 24-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 James R. Anderson 914 0 0 0 2 Robin A. Abrams 914 0 0 0 3 John Bourgoin 914 0 0 0 4 Mark E. Jensen 914 0 0 0 5 Anjoli Joshi 914 0 0 0 6 James P. Lederer 914 0 0 0 7 John E. Major 914 0 0 0 8 Krishna Rangasayee 914 0 0 0 9 D. Jeffery Richardson 914 0 0 0 2 To approve, as an advisory vote, the For None 914 0 0 0 compensation of the Company's named executive officers.
3 To approve, the amended Lattice Semiconductor For None 914 0 0 0 Corporation 2013 Incentive Plan.
Page 12 of 35 Wednesday, August 19, 2020 Proxy Voting Record
ADVANCED MICRO DEVICES, INC.
Security: 007903107 Meeting Type: Annual
Ticker: AMD Meeting Date: 07-May-2020
ISIN US0079031078 Vote Deadline Date: 06-May-2020
Agenda 935153700 Management Total Ballot Shares: 2457
Last Vote Date: 27-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Election of Director: John E. Caldwell For None 2164 0 0 0
2 Election of Director: Nora M. Denzel For None 2164 0 0 0
3 Election of Director: Mark Durcan For None 2164 0 0 0
4 Election of Director: Michael P. Gregoire For None 2164 0 0 0
5 Election of Director: Joseph A. Householder For None 2164 0 0 0
6 Election of Director: John W. Marren For None 2164 0 0 0
7 Election of Director: Lisa T. Su For None 2164 0 0 0
8 Election of Director: Abhi Y. Talwalkar For None 2164 0 0 0
9 Ratify the appointment of Ernst & Young LLP as For None 2164 0 0 0 our independent registered public accounting firm for the current fiscal year.
10 Advisory vote to approve the executive For None 2164 0 0 0 compensation of our named executive officers.
Page 13 of 35 Wednesday, August 19, 2020 Proxy Voting Record
GLOBAL UNICHIP CORP
Security: Y2724H114 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 14-May-2020
ISIN TW0003443008 Vote Deadline Date: 06-May-2020
Agenda 712398432 Management Total Ballot Shares: 12435
Last Vote Date: 15-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 TO ACCEPT 2019 BUSINESS REPORT AND For None 12435 0 0 0 FINANCIAL STATEMENTS
2 TO APPROVE THE PROPOSAL FOR For None 12435 0 0 0 DISTRIBUTION OF 2019 PROFITS. PROPOSED CASH DIVIDEND :TWD 5 PER SHARE.
3 TO REVISE THE PROCEDURES FOR LENDING For None 12435 0 0 0 FUNDS TO OTHER PARTIES
4 TO REVISE THE PROCEDURES FOR For None 12435 0 0 0 ENDORSEMENTS AND GUARANTEES
5 THE ELECTION OF THE For None 12435 0 0 0 DIRECTOR.:TSMC,SHAREHOLDER NO.1112,F.C. TSENG AS REPRESENTATIVE
6 THE ELECTION OF THE For None 12435 0 0 0 DIRECTOR.:TSMC,SHAREHOLDER NO.1112,KEN CHEN AS REPRESENTATIVE
7 THE ELECTION OF THE For None 12435 0 0 0 DIRECTOR.:TSMC,SHAREHOLDER NO.1112,CLIFF HOU AS REPRESENTATIVE
8 THE ELECTION OF THE For None 12435 0 0 0 DIRECTOR.:TSMC,SHAREHOLDER NO.1112,WENDELL HUANG AS REPRESENTATIVE
9 THE ELECTION OF THE INDEPENDENT For None 12435 0 0 0 DIRECTOR.:BENSON LIU,SHAREHOLDER NO.P100215XXX
10 THE ELECTION OF THE INDEPENDENT For None 12435 0 0 0 DIRECTOR.:CHEIN-WEI JEN,SHAREHOLDER NO.D100797XXX
Page 14 of 35 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
11 THE ELECTION OF THE INDEPENDENT For None 12435 0 0 0 DIRECTOR.:WEN-YEU WANG,SHAREHOLDER NO.A103389XXX
12 THE ELECTION OF THE INDEPENDENT For None 12435 0 0 0 DIRECTOR.:PETER WU,SHAREHOLDER NO.Q101799XXX
13 THE ELECTION OF THE INDEPENDENT For None 12435 0 0 0 DIRECTOR.:KENNETH KIN,SHAREHOLDER NO.F102831XXX
14 TO RELEASE THE PROHIBITION ON For None 12435 0 0 0 DIRECTORS FROM PARTICIPATION IN COMPETITIVE BUSINESS
Page 15 of 35 Wednesday, August 19, 2020 Proxy Voting Record
INTEL CORPORATION
Security: 458140100 Meeting Type: Annual
Ticker: INTC Meeting Date: 14-May-2020
ISIN US4581401001 Vote Deadline Date: 13-May-2020
Agenda 935158635 Management Total Ballot Shares: 11498
Last Vote Date: 01-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Election of Director: James J. Goetz For None 1808 0 0 0
2 Election of Director: Alyssa Henry For None 1808 0 0 0
3 Election of Director: Omar Ishrak For None 1808 0 0 0
4 Election of Director: Risa Lavizzo-Mourey For None 1808 0 0 0
5 Election of Director: Tsu-Jae King Liu For None 1808 0 0 0
6 Election of Director: Gregory D. Smith For None 1808 0 0 0
7 Election of Director: Robert ("Bob") H. Swan For None 1808 0 0 0
8 Election of Director: Andrew Wilson For None 1808 0 0 0
9 Election of Director: Frank D. Yeary For None 1808 0 0 0
10 Ratification of selection of Ernst & Young LLP as For None 1808 0 0 0 our independent registered public accounting firm for 2020
11 Advisory vote to approve executive compensation For None 1808 0 0 0 of our listed officers
12 Approval of amendment and restatement of the For None 1808 0 0 0 2006 Employee Stock Purchase Plan
13 Stockholder proposal on whether to allow Against None 0 1808 0 0 stockholders to act by written consent, if properly presented at the meeting
14 Stockholder proposal requesting a report on the Against None 0 1808 0 0 global median gender/racial pay gap, if properly presented at the meeting
Page 16 of 35 Wednesday, August 19, 2020 Proxy Voting Record
MACRONIX INTERNATIONAL CO LTD
Security: Y5369A104 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 27-May-2020
ISIN TW0002337003 Vote Deadline Date: 19-May-2020
Agenda 712504415 Management Total Ballot Shares: 81792
Last Vote Date: 29-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 ADOPTION OF YEAR 2019 BUSINESS REPORT For None 81792 0 0 0 AND FINANCIAL STATEMENTS.
2 ADOPTION OF THE COMPANY'S YEAR 2019 For None 81792 0 0 0 DISTRIBUTION PLAN. PROPOSED CASH DIVIDEND: TWD 1.2 PER SHARE.
3 APPROVAL OF THE PUBLIC OFFERING AND For None 81792 0 0 0 OR PRIVATE PLACEMENT OF SECURITIES.
4 RELEASE OF DIRECTORS' NON For None 81792 0 0 0 COMPETITION OBLIGATION.
Page 17 of 35 Wednesday, August 19, 2020 Proxy Voting Record
ADVANTECH CO LTD
Security: Y0017P108 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 28-May-2020
ISIN TW0002395001 Vote Deadline Date: 20-May-2020
Agenda 712504453 Management Total Ballot Shares: 9891
Last Vote Date: 29-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 ADOPTION OF THE 2019 BUSINESS REPORT For None 9891 0 0 0 AND FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR For None 9891 0 0 0 DISTRIBUTION OF 2019 PROFITS PROPOSED CASH DIVIDEND:TWD 7.8 PER SHARE.
3 AMENDMENT TO THE COMPANYS ARTICLES For None 9891 0 0 0 OF INCORPORATION.
4 ISSUANCE OF NEW SHARES FROM CAPITAL For None 9891 0 0 0 INCREASE BY EARNINGS PROPOSED STOCK DIVIDEND:100 FOR 1,000 SHS HELD.
5 THE COMPANY PLANS TO ISSUE EMPLOYEE For None 9891 0 0 0 SHARE OPTIONS WITH PRICE LOWER THAN FAIR MARKET VALUE.
6 AMENDMENT TO THE PROCEDURES FOR For None 9891 0 0 0 LENDING FUNDS TO OTHER PARTIES.
7 AMENDMENT TO THE PROCEDURES FOR For None 9891 0 0 0 ENDORSEMENT AND GUARANTEE .
8 THE ELECTION OF THE For None 9891 0 0 0 DIRECTOR.:K.C.LIU,SHAREHOLDER NO.00000001
9 THE ELECTION OF THE DIRECTOR.:K AND M For None 9891 0 0 0 INVESTMENT CO LTD ,SHAREHOLDER NO.00000039,WESLEY LIU AS REPRESENTATIVE
10 THE ELECTION OF THE For None 9891 0 0 0 DIRECTOR.:ADVANTECH FOUNDATION,SHAREHOLDER NO.00000163,CHANEY HO AS REPRESENTATIVE
Page 18 of 35 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
11 THE ELECTION OF THE DIRECTOR.:AIDC For None 9891 0 0 0 INVESTMENT CORP,SHAREHOLDER NO.00000040,DONALD CHANG AS REPRESENTATIVE
12 THE ELECTION OF THE INDEPENDENT For None 9891 0 0 0 DIRECTOR.:JEFF CHEN,SHAREHOLDER NO.B100630XXX
13 THE ELECTION OF THE INDEPENDENT For None 9891 0 0 0 DIRECTOR.:BENSON LIU,SHAREHOLDER NO.P100215XXX
14 THE ELECTION OF THE INDEPENDENT For None 9891 0 0 0 DIRECTOR.:CHAN JANE LIN,SHAREHOLDER NO.R203128XXX
15 EXEMPTION OF THE LIMITATION OF NON- For None 9891 0 0 0 COMPETITION ON THE DIRECTORS OF THE COMPANY.
Page 19 of 35 Wednesday, August 19, 2020 Proxy Voting Record
FARADAY TECHNOLOGY CORP.
Security: Y24101100 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 28-May-2020
ISIN TW0003035002 Vote Deadline Date: 20-May-2020
Agenda 712515963 Management Total Ballot Shares: 54667
Last Vote Date: 30-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 TO APPROVE THE COMPANY'S 2019 For None 54667 0 0 0 BUSINESS REPORT AND FINANCIAL STATEMENTS
2 TO APPROVE THE COMPANY'S 2019 For None 54667 0 0 0 EARNINGS DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 1.1 PER SHARE
3 THE ELECTION OF THE For None 54667 0 0 0 DIRECTOR:UNIMICRON TECHNOLOGY CORP.,SHAREHOLDER NO.00000009,CHUNG LAUNG LIU AS REPRESENTATIVE
4 TO DISCUSS TO LIFT NON-COMPETITION For None 54667 0 0 0 RESTRICTIONS FOR THE NEW BOARD MEMBER
Page 20 of 35 Wednesday, August 19, 2020 Proxy Voting Record
MITAC HOLDINGS CORPORATION
Security: Y60778100 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 28-May-2020
ISIN TW0003706008 Vote Deadline Date: 20-May-2020
Agenda 712516105 Management Total Ballot Shares: 102818
Last Vote Date: 30-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 ADOPTION OF THE 2019 BUSINESS REPORT For None 102818 0 0 0 AND FINANCIAL STATEMENTS
2 ADOPTION OF THE PROPOSAL FOR For None 102818 0 0 0 DISTRIBUTION OF 2019 PROFITS. PROPOSED CASH DIVIDEND: TWD 1 PER SHARE. PROPOSED STOCK DIVIDEND: TWD 1.2 PER SHARE
3 TO DISCUSS PROPOSAL FOR ISSUE OF NEW For None 102818 0 0 0 SHARES THROUGH CAPITALIZATION OF EARNINGS
4 TO DISCUSS PROPOSAL FOR AMENDMENT For None 102818 0 0 0 TO THE "PROCEDURES FOR LOANING FUNDS TO OTHERS" AND "PROCEDURES FOR ENDORSEMENTS AND GUARANTEES"
5 TO DISCUSS PROPOSAL FOR AMENDMENT For None 102818 0 0 0 TO THE "RULES AND PROCEDURES OF SHAREHOLDERS' MEETING"
Page 21 of 35 Wednesday, August 19, 2020 Proxy Voting Record
INNODISK CORPORATION
Security: Y408BG100 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 29-May-2020
ISIN TW0005289003 Vote Deadline Date: 21-May-2020
Agenda 712565502 Management Total Ballot Shares: 16895
Last Vote Date: 06-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 2019 BUSINESS REPORT AND FINANCIAL For None 16895 0 0 0 STATEMENTS.
2 2019 EARNINGS DISTRIBUTION.PROPOSED For None 16895 0 0 0 CASH DIVIDEND :TWD 7.5 PER SHARE.
3 COMPANYS 2019 CAPITALIZATION OF For None 16895 0 0 0 PROFITS TO ISSUE NEW STOCK SHARES.PROPOSED STOCK DIVIDEND : 20 SHARES PER 1000 SHARES.
4 AMENDMENT TO THE ARTICLES OF For None 16895 0 0 0 INCORPORATION.
5 AMENDMENT TO THE SHAREHOLDERS For None 16895 0 0 0 MEETING RULES OF PROCEDURES.
6 LIFT RESTRICTIONS ON THE NON-COMPETE For None 16895 0 0 0 CLAUSE OF THE COMPANYS BOARD OF DIRECTORS.
7 PLEASE NOTE THAT THIS IS AN AMENDMENT TO None None Non Voting MEETING ID 364211 DUE TO CHANGE IN THE TEXT OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU
Page 22 of 35 Wednesday, August 19, 2020 Proxy Voting Record
GODADDY INC.
Security: 380237107 Meeting Type: Annual
Ticker: GDDY Meeting Date: 03-Jun-2020
ISIN US3802371076 Vote Deadline Date: 02-Jun-2020
Agenda 935191510 Management Total Ballot Shares: 1503
Last Vote Date: 25-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Mark Garrett 1422 0 0 0 2 Ryan Roslansky 1422 0 0 0 3 Lee E. Wittlinger 1422 0 0 0 2 Ratification of the appointment of Ernst & Young For None 1422 0 0 0 LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020.
3 To approve named executive officer For None 1422 0 0 0 compensation in a non-binding advisory vote.
Page 23 of 35 Wednesday, August 19, 2020 Proxy Voting Record
DIGITAL REALTY TRUST, INC.
Security: 253868103 Meeting Type: Annual
Ticker: DLR Meeting Date: 08-Jun-2020
ISIN US2538681030 Vote Deadline Date: 05-Jun-2020
Agenda 935206296 Management Total Ballot Shares: 31111
Last Vote Date: 01-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Election of Director: Laurence A. Chapman For None 1098 0 0 0
2 Election of Director: Alexis Black Bjorlin For None 1098 0 0 0
3 Election of Director: Michael A. Coke For None 1098 0 0 0
4 Election of Director: VeraLinn Jamieson For None 1098 0 0 0
5 Election of Director: Kevin J. Kennedy For None 1098 0 0 0
6 Election of Director: William G. LaPerch For None 1098 0 0 0
7 Election of Director: Jean F.H.P. Mandeville For None 1098 0 0 0
8 Election of Director: Afshin Mohebbi For None 1098 0 0 0
9 Election of Director: Mark R. Patterson For None 1098 0 0 0
10 Election of Director: Mary Hogan Preusse For None 1098 0 0 0
11 Election of Director: A. William Stein For None 1098 0 0 0
12 To ratify the selection of KPMG LLP as the For None 1098 0 0 0 Company's independent registered public accounting firm for the year ending December 31, 2020.
13 To approve, on a non-binding, advisory basis, the For None 1098 0 0 0 compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement (say on pay).
Page 24 of 35 Wednesday, August 19, 2020 Proxy Voting Record
NVIDIA CORPORATION
Security: 67066G104 Meeting Type: Annual
Ticker: NVDA Meeting Date: 09-Jun-2020
ISIN US67066G1040 Vote Deadline Date: 08-Jun-2020
Agenda 935196445 Management Total Ballot Shares: 14190
Last Vote Date: 30-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Election of Director: Robert K. Burgess For None 409 0 0 0
2 Election of Director: Tench Coxe For None 409 0 0 0
3 Election of Director: Persis S. Drell For None 409 0 0 0
4 Election of Director: Jen-Hsun Huang For None 409 0 0 0
5 Election of Director: Dawn Hudson For None 409 0 0 0
6 Election of Director: Harvey C. Jones For None 409 0 0 0
7 Election of Director: Michael G. McCaffery For None 409 0 0 0
8 Election of Director: Stephen C. Neal For None 409 0 0 0
9 Election of Director: Mark L. Perry For None 409 0 0 0
10 Election of Director: A. Brooke Seawell For None 409 0 0 0
11 Election of Director: Mark A. Stevens For None 409 0 0 0
12 Approval of our executive compensation. For None 409 0 0 0
13 Ratification of the selection of For None 409 0 0 0 PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021.
14 Approval of an amendment and restatement of For None 409 0 0 0 our Amended and Restated 2007 Equity Incentive Plan.
15 Approval of an amendment and restatement of For None 409 0 0 0 our Amended and Restated 2012 Employee Stock Purchase Plan.
Page 25 of 35 Wednesday, August 19, 2020 Proxy Voting Record
WINBOND ELECTRONICS CORPORATION
Security: Y95873108 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 12-Jun-2020
ISIN TW0002344009 Vote Deadline Date: 04-Jun-2020
Agenda 712648154 Management Total Ballot Shares: 161168
Last Vote Date: 15-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 TO RECOGNIZE BUSINESS REPORT AND For None 161168 0 0 0 FINANCIAL STATEMENTS OF FISCAL YEAR 2019.
2 TO RECOGNIZE THE PROPOSAL FOR For None 161168 0 0 0 DISTRIBUTION OF 2019 PROFITS. PROPOSED CASH DIVIDEND: TWD0.1 PER SHARE.
3 TO DISCUSS THE AMENDMENT TO THE For None 161168 0 0 0 PROCEDURES FOR ENDORSEMENTS AND GUARANTEES.
4 THE ELECTION OF THE DIRECTORS.:MR. For None 161168 0 0 0 ARTHUR YU-CHENG CHIAO,SHAREHOLDER NO.84
5 THE ELECTION OF THE DIRECTORS.:CHIN- For None 161168 0 0 0 XIN INVESTMENT CO., LTD.,SHAREHOLDER NO.10573
6 THE ELECTION OF THE DIRECTORS.:MR. For None 161168 0 0 0 JAMIE LIN,SHAREHOLDER NO.A124776XXX
7 THE ELECTION OF THE DIRECTORS.:MS. For None 161168 0 0 0 TERESA MA,SHAREHOLDER NO.A220629XXX
8 THE ELECTION OF THE DIRECTORS.:WALSIN For None 161168 0 0 0 LIHWA CORPORATION,SHAREHOLDER NO.1
9 THE ELECTION OF THE DIRECTORS.:MR. For None 161168 0 0 0 TUNG-YI CHAN,SHAREHOLDER NO.7813
10 THE ELECTION OF THE DIRECTORS.:MS. For None 161168 0 0 0 YUNG CHIN,SHAREHOLDER NO.89
11 THE ELECTION OF THE INDEPENDENT For None 161168 0 0 0 DIRECTORS.:MR. ALLEN HSU,SHAREHOLDER NO.F102893XXX
Page 26 of 35 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
12 THE ELECTION OF THE INDEPENDENT For None 161168 0 0 0 DIRECTORS.:MR. STEPHEN TSO,SHAREHOLDER NO.A102519XXX
13 THE ELECTION OF THE INDEPENDENT For None 161168 0 0 0 DIRECTORS.:MR. FRANCIS TSAI,SHAREHOLDER NO.E101538XXX
14 THE ELECTION OF THE INDEPENDENT For None 161168 0 0 0 DIRECTORS.:MR. JERRY HSU,SHAREHOLDER NO.A126637XXX
15 TO DISCUSS THE RELEASE OF DIRECTORS For None 161168 0 0 0 (INCLUDING INDEPENDENT DIRECTORS) FROM THE NON-COMPETITION RESTRICTION.-MR. YUAN-MOU SU
16 TO DISCUSS THE RELEASE OF DIRECTORS For None 161168 0 0 0 (INCLUDING INDEPENDENT DIRECTORS) FROM THE NON-COMPETITION RESTRICTION.-MR. ARTHUR YU-CHENG CHIAO
17 TO DISCUSS THE RELEASE OF DIRECTORS For None 161168 0 0 0 (INCLUDING INDEPENDENT DIRECTORS) FROM THE NON-COMPETITION RESTRICTION.-CHIN-XIN INVESTMENT CO., LTD.
18 TO DISCUSS THE RELEASE OF DIRECTORS For None 161168 0 0 0 (INCLUDING INDEPENDENT DIRECTORS) FROM THE NON-COMPETITION RESTRICTION.-MR. JAMIE LIN
19 TO DISCUSS THE RELEASE OF DIRECTORS For None 161168 0 0 0 (INCLUDING INDEPENDENT DIRECTORS) FROM THE NON-COMPETITION RESTRICTION.-MS. TERESA MA
20 TO DISCUSS THE RELEASE OF DIRECTORS For None 161168 0 0 0 (INCLUDING INDEPENDENT DIRECTORS) FROM THE NON-COMPETITION RESTRICTION.-WALSIN LIHWA CORPORATION
21 TO DISCUSS THE RELEASE OF DIRECTORS For None 161168 0 0 0 (INCLUDING INDEPENDENT DIRECTORS) FROM THE NON-COMPETITION RESTRICTION.-MR. TUNG-YI CHAN
Page 27 of 35 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
22 TO DISCUSS THE RELEASE OF DIRECTORS For None 161168 0 0 0 (INCLUDING INDEPENDENT DIRECTORS) FROM THE NON-COMPETITION RESTRICTION.-MS. YUNG CHIN
23 TO DISCUSS THE RELEASE OF DIRECTORS For None 161168 0 0 0 (INCLUDING INDEPENDENT DIRECTORS) FROM THE NON-COMPETITION RESTRICTION.-MR. ALLEN HSU
24 TO DISCUSS THE RELEASE OF DIRECTORS For None 161168 0 0 0 (INCLUDING INDEPENDENT DIRECTORS) FROM THE NON-COMPETITION RESTRICTION.-MR. FRANCIS TSAI
25 TO DISCUSS THE RELEASE OF DIRECTORS For None 161168 0 0 0 (INCLUDING INDEPENDENT DIRECTORS) FROM THE NON-COMPETITION RESTRICTION.-MR. JERRY HSU
Page 28 of 35 Wednesday, August 19, 2020 Proxy Voting Record
WIWYNN CORPORATION
Security: Y9673D101 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 15-Jun-2020
ISIN TW0006669005 Vote Deadline Date: 05-Jun-2020
Agenda 712659018 Management Total Ballot Shares: 4341
Last Vote Date: 19-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 RATIFICATION OF THE BUSINESS REPORT For None 4341 0 0 0 AND FINANCIAL STATEMENTS OF 2019.
2 RATIFICATION OF THE PROPOSAL FOR For None 4341 0 0 0 DISTRIBUTION OF 2019 PROFITS.PROPOSED CASH DIVIDEND :TWD 23 PER SHARE.
3 DISCUSSION OF AMENDMENTS TO THE For None 4341 0 0 0 ARTICLES OF INCORPORATION.
4 DISCUSSION OF AMENDMENTS TO THE For None 4341 0 0 0 RULES AND PROCEDURES OF SHAREHOLDERS MEETING.
5 DISCUSSION OF AMENDMENTS TO THE THE For None 4341 0 0 0 ELECTION REGULATIONS OF DIRECTORS.
6 THE ELECTION OF THE DIRECTOR.:WISTRON For None 4341 0 0 0 CORPORATION,SHAREHOLDER NO.0000001,SIMON LIN AS REPRESENTATIVE
7 THE ELECTION OF THE DIRECTOR.:EMILY For None 4341 0 0 0 HONG,SHAREHOLDER NO.0000002
8 THE ELECTION OF THE DIRECTOR.:WISTRON For None 4341 0 0 0 CORPORATION,SHAREHOLDER NO.0000001,FRANK LIN AS REPRESENTATIVE
9 THE ELECTION OF THE DIRECTOR.:SUNLAI For None 4341 0 0 0 CHANG,SHAREHOLDER NO.0000005
10 THE ELECTION OF THE DIRECTOR.:STEVEN For None 4341 0 0 0 LU,SHAREHOLDER NO.0000007
11 THE ELECTION OF THE INDEPENDENT For None 4341 0 0 0 DIRECTOR.:CHARLES KAU,SHAREHOLDER NO.A104129XXX
12 THE ELECTION OF THE INDEPENDENT For None 4341 0 0 0 DIRECTOR.:SIMON DZENG,SHAREHOLDER NO.Y100323XXX
Page 29 of 35 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
13 THE ELECTION OF THE INDEPENDENT For None 4341 0 0 0 DIRECTOR.:VICTOR CHENG,SHAREHOLDER NO.J100515XXX
14 THE ELECTION OF THE INDEPENDENT For None 4341 0 0 0 DIRECTOR.:CATHY HAN,SHAREHOLDER NO.E220500XXX
15 DISCUSSION OF THE REMOVAL OF THE NON- For None 4341 0 0 0 COMPETE RESTRICTIONS ON NEWLY- ELECTED DIRECTORS AND THEIR CORPORATE REPRESENTATIVES.
Page 30 of 35 Wednesday, August 19, 2020 Proxy Voting Record
EQUINIX, INC.
Security: 29444U700 Meeting Type: Annual
Ticker: EQIX Meeting Date: 18-Jun-2020
ISIN US29444U7000 Vote Deadline Date: 17-Jun-2020
Agenda 935209014 Management Total Ballot Shares: 226
Last Vote Date: 05-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Thomas Bartlett 185 0 0 0 2 Nanci Caldwell 185 0 0 0 3 Adaire Fox-Martin 185 0 0 0 4 Gary Hromadko 185 0 0 0 5 William Luby 185 0 0 0 6 Irving Lyons III 185 0 0 0 7 Charles Meyers 185 0 0 0 8 Christopher Paisley 185 0 0 0 9 Sandra Rivera 185 0 0 0 10 Peter Van Camp 185 0 0 0 2 To approve, by a non-binding advisory vote, the For None 185 0 0 0 compensation of Equinix's named executive officers.
3 To approve the Equinix, Inc. 2020 Equity For None 185 0 0 0 Incentive Plan.
4 To ratify the appointment of For None 185 0 0 0 PricewaterhouseCoopers LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2020.
5 Stockholder proposal related to political Against None 0 185 0 0 contributions disclosure and oversight.
Page 31 of 35 Wednesday, August 19, 2020 Proxy Voting Record
TRANSCEND INFORMATION INC
Security: Y8968F102 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 19-Jun-2020
ISIN TW0002451002 Vote Deadline Date: 11-Jun-2020
Agenda 712683413 Management Total Ballot Shares: 40607
Last Vote Date: 21-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 ADOPTION OF 2019 BUSINESS REPORT AND For None 40607 0 0 0 FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR For None 40607 0 0 0 DISTRIBUTION OF 2019 EARNINGS.PROPOSED CASH DIVIDEND :TWD 3.6 PER SHARE.PROPOSED CAPITAL DISTRIBUTION :TWD 0.9 PER SHARE.
3 TO APPROVE THE AMENDMENTS TO For None 40607 0 0 0 ARTICLES OF INCORPORATION.
4 TO APPROVE THE AMENDMENTS TO For None 40607 0 0 0 PROCEDURES FOR ACQUISITION AND DISPOSAL OF ASSETS.
5 TO APPROVE THE AMENDMENTS TO For None 40607 0 0 0 PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES.
6 TO APPROVE THE AMENDMENTS TO For None 40607 0 0 0 PROCEDURES FOR ENDORSEMENTS AND GUARANTEES.
7 ISSUANCE OF RESTRICTED STOCK AWARDS. For None 40607 0 0 0
Page 32 of 35 Wednesday, August 19, 2020 Proxy Voting Record
VIA TECHNOLOGIES INC
Security: Y9363G109 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 19-Jun-2020
ISIN TW0002388006 Vote Deadline Date: 11-Jun-2020
Agenda 712659006 Management Total Ballot Shares: 86000
Last Vote Date: 19-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 RATIFICATION ADOPTION OF THE 2019 For None 86000 0 0 0 BUSINESS REPORT AND FINANCIAL STATEMENTS.
2 RATIFICATION ADOPTION OF PROFIT For None 86000 0 0 0 DISTRIBUTION OR LOSS REPLENISHMENT IN 2019.
3 THE ELECTION OF INDEPENDENT For None 86000 0 0 0 DIRECTOR:WEN-YUEN KEN,SHAREHOLDER NO.A110929XXX
4 DISCUSSION TO RELEASE ON THE For None 86000 0 0 0 PROHIBITION OF DIRECTOR IN THE PARTICIPATION OF COMPETING BUSINESSES.
5 21 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION None None Non Voting DUE TO MODIFICATION OF TEXT OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
Page 33 of 35 Wednesday, August 19, 2020 Proxy Voting Record
ENNOCONN CORPORATION
Security: Y229BK101 Meeting Type: Annual General Meeting
Ticker: Meeting Date: 23-Jun-2020
ISIN TW0006414006 Vote Deadline Date: 15-Jun-2020
Agenda 712700093 Management Total Ballot Shares: 15169
Last Vote Date: 23-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 TO APPROVE 2019BUSINESS REPORT AND For None 15169 0 0 0 FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR For None 15169 0 0 0 DISTRIBUTION OF 2019EARNINGS.PROPOSED CASH DIVIDEND: TWD4 PER SHARE.
3 TO DISCUSS THE ISSUANCE OF NEW For None 15169 0 0 0 SHARESTHROUGH CAPITALIZATION OF EARNINGS.PROPOSED STOCK DIVIDEND 100 SHARES PER 1000 SHARES.
4 TO REVISE THE ARTICLES OF For None 15169 0 0 0 INCORPORATION.
5 TO REVISE THE PROCEDURES FOR For None 15169 0 0 0 ACQUISITION OR DISPOSAL OF ASSETS.
Page 34 of 35 Wednesday, August 19, 2020 Proxy Voting Record
DELL TECHNOLOGIES INC.
Security: 24703L202 Meeting Type: Annual
Ticker: DELL Meeting Date: 29-Jun-2020
ISIN US24703L2025 Vote Deadline Date: 26-Jun-2020
Agenda 935219546 Management Total Ballot Shares: 2266
Last Vote Date: 20-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Michael S. Dell* 2162 0 0 0 2 David W. Dorman* 2162 0 0 0 3 Egon Durban* 2162 0 0 0 4 William D. Green* 2162 0 0 0 5 Simon Patterson* 2162 0 0 0 6 Lynn M. Vojvodich* 2162 0 0 0 7 Ellen J. Kullman# 2162 0 0 0 2 Ratification of the appointment of For None 2162 0 0 0 PricewaterhouseCoopers LLP as Dell Technologies Inc.'s independent registered public accounting firm for fiscal year ending January 29, 2021.
3 Approval, on an advisory basis, of the For None 2162 0 0 0 compensation of Dell Technologies Inc.'s named executive officers as disclosed in the proxy statement.
Page 35 of 35 Wednesday, August 19, 2020