Presented by HIV, ID and Global Medicine Division Zuckerberg San Francisco General Hospital and Trauma Center Department of Medicine, University of California San Francisco, School of Medicine

The Medical Management of HIV/AIDS and Hepatitis

PARK CENTRAL HOTEL SAN FRANCISCO

COURSE CHAIRS Diane V. Havlir, MD Professor of Medicine Chief, HIV, ID and Global Medicine Division University of California, San Francisco Zuckerberg San Francisco General Hospital 2018 and Trauma Center Meg D. Newman, MD, FACP UCSF Senate Emeritus – Medicine HIV, ID and Global Medicine Division Zuckerberg San Francisco General Hospital and Trauma Center

6-8, 6-8, Annie Luetkemeyer, MD Associate Professor of Medicine HIV, ID and Global Medicine Division Zuckerberg San Francisco General Hospital and Trauma Center THURSDAY – THURSDAY SATURDAY December   +,9,'DQG*OREDO0HGLFLQH'LYLVLRQ =XFNHUEHUJ6DQ)UDQFLVFR*HQHUDO+RVSLWDODQG7UDXPD&HQWHU 'HSDUWPHQWRI0HGLFLQH 8QLYHUVLW\RI&DOLIRUQLD6DQ)UDQFLVFR6FKRRORI0HGLFLQH SUHVHQWV       WK$QQXDO 7KH0HGLFDO0DQDJHPHQWRI

+,9$,'6DQG+HSDWLWLV     'HFHPEHU± 3DUN&HQWUDO+RWHO 6DQ)UDQFLVFR&DOLIRUQLD    &RXUVH&KDLUV 'LDQH9+DYOLU0' 0HJ'1HZPDQ0')$&3 $QQLH/XHWNHPH\HU0'     

   

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

8QLYHUVLW\RI&DOLIRUQLD6DQ)UDQFLVFR6FKRRORI0HGLFLQH3UHVHQWV  7KH0HGLFDO0DQDJHPHQWRI+,9$,'6DQG+HSDWLWLV   2YHUYLHZ  7KLVFRXUVHSURYLGHVWKHDFWLYHLQWHUPHGLDWHWRDGYDQFHGFOLQLFLDQZLWKD FRPSUHKHQVLYHUHYLHZRIWKHVFLHQFHRI+,9DQG+&9DVZHOODVXSGDWHVRQWKH DSSOLFDWLRQRI+,9DQG+&9WKHUDSLHV)RUDPELWLRXVQHZHUFOLQLFLDQVZKRZDQWD FKDOOHQJHZHZLOOVWLOORIIHURXU1HZ&OLQLFLDQV¶7UDFN 1&7 ZKLFKSURYLGHVILYH DGGLWLRQDOOHFWXUHVWKDWFRYHUDQWLUHWURYLUDOWKHUDS\ $57 EDVLFSKDUPDFRORJ\ $57UHVLVWDQFHDQGWKHWRSLFRI,5,6DQGRSSRUWXQLVWLFLQIHFWLRQV  7KHFRXUVHOHFWXUHUVDUHOHDGLQJFOLQLFLDQVDQGUHVHDUFKHUVZKRDUHDOVRGHGLFDWHGWR WHDFKLQJLQWKHLUDUHDVRIH[SHUWLVH'U'LDQH+DYOLUZLOOIUDPHWKHFRQIHUHQFHLQWKH RSHQLQJSOHQDU\ZLWKKHUNHHQWDNHRQWKHµ7RS7HQ,VVXHV¶LQ+,9PHGLFLQH'U'HHNV ZLOOVKDUHWKHSURJUHVVZHKDYHPDGHWRZDUGDFXUHIRU$,'6  'U6XVDQ%XFKELQGHUZLOOSURYLGHWKHXQGHUSLQQLQJVRISUHYHQWLRQHIIRUWVDQGH[SORUH IXWXUHHIIRUWVIROORZHGE\'UV6XVD&RIIH\DQG-RQDWKDQ9RONZKRZLOOKLJKOLJKWWKH FOLQLFDOH[SDQVLRQRIDSSURSULDWHDQGVXFFHVVIXO5$3,'DQG3U(3DGPLQLVWUDWLRQ'D\V DQGZLOOEHILOOHGZLWKLPSRUWDQWWHDFKLQJVLQUHJDUGWRHIIHFWLYHDGPLQLVWUDWLRQRI $57EHJLQQLQJZLWK'U0RQLFD*DQGKL VWDONRQWKHµ6WDWHRIWKH$UWRI$QWLUHWURYLUDO 8VH¶IROORZHGE\DOLYHO\SDQHOVW\OHGHEDWHRQDSSURSULDWH$57FKRLFHV'U3HWHU&KLQ +RQJZLOOMRLQWKHIDFXOW\WKLV\HDUDQGGLVFXVVWKHUROHRI,PPXQH0RGXODWRUVLQ+,9 0HGLFLQHDQG'U/DXUHQFH+XDQJ¶VXSGDWHIURPWKH+,9&KHVW&OLQLFZLOOFRPSOHWH'D\   'D\EHJLQVZLWK'U$QQLH/XHWNHPH\HUOHDGLQJWKHH[SDQGHG+HSDWLWLVVHFWLRQ IROORZHGE\'U-HQQ\3ULFHZKRZLOODQVZHURXUPRVWFRPSOH[OLYHUTXHVWLRQV:HZLOO FRQWLQXHRXU)ULGD\small group sessions GHGLFDWHGWR+&9WUHDWHUVZLWKVHSDUDWH beginner DQGadvancedVHVVLRQVDQGDMRLQWSKDUPDFRORJ\VHVVLRQWDXJKWE\'U 3DU\D6DEHUL7KHVHFDVHEDVHGIRUPDWVZLOODGGUHVVWKHLVVXHVWKDWDULVHLQWKHFDUHRI FKURQLFDOO\LQIHFWHGSDWLHQWVLQFOXGLQJWKHVDIHDGPLQLVWUDWLRQRIQHZHYHQPRUH HIILFDFLRXVWKHUDSLHV  (IIHFWLYHWUHDWPHQWRIGUXJDQGDOFRKROLVVXHVLVFULWLFDOWRRXUSDWLHQWV¶KHDOWK 'UV.DWKOHHQ*ULHFRDQG3DXOD/XPZLOODGGUHVVWKHH[FLWLQJHYROXWLRQRIDYDLODEOH WKHUDSLHVIRUWKHVHLVVXHV'U'HE&RKDQZLOOXSGDWHXVRQ³+,95HSURGXFWLYH+HDOWK IRU:RPHQDQG0HQ´DQG'U7RE\0DXHUZLOOFRYHU³+,9'HUPDWRORJ\´6PDOOJURXS VHVVLRQVZLOORFFXS\WKHUHPDLQGHURI'D\  2Q'D\ZHZLOOFRQWLQXHWRH[SORUHKRZWRPDQDJHFRPSOLFDWLRQVFRPPRQLQ+,9 PHGLFLQHZLWK'U9LYHN-DLQVSHDNLQJRQK\SHUOLSLGHPLD'U0DGHOLQH'HXWVFKRQ µ7UDQVJHQGHU+HDOWK¶ZKLOH67,¶VZLOOEHGLVFXVVHGE\'U6XVDQ3KLOLS'U-DJDQQDWKDQ ZLOOFRQWLQXHWRDGGUHVVHVVHQWLDOLVVXHVWKDWLPSDFWµ:HOOEHLQJDQG+HDOWK¶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x 'LDJQRVHWUHDWDQGSUHYHQWLPSRUWDQWFRQGLWLRQVLQ+,9PHGLFLQHDQG+,9 PHGLFLQHVXEVSHFLDOWLHVIRULPSURYHGSDWLHQWRXWFRPHV x $SSO\LQSUDFWLFHWKHODWHVWWUHDWPHQWJXLGHOLQHVDQGUHFRPPHQGDWLRQVIRUWKH SUHYHQWLRQRI+,9WUDQVPLVVLRQDQGWKHDSSURSULDWHXVHRI3U(3 x $SSO\QHZUHFRPPHQGDWLRQVIRULQLWLDWLQJDQGWLPHO\VZLWFKLQJRIDQWLUHWURYLUDO FRPELQDWLRQVLQDSSURSULDWHSDWLHQWV x ,GHQWLI\WKHQHZGHYHORSPHQWVDQGDSSO\WUHDWPHQWUHFRPPHQGDWLRQVLQ+,9 UHODWHGGHUPDWRORJLFGLVHDVHDVZHOODVUHSURGXFWLYHPHGLFLQHDQGDGGLFWLRQ PHGLFLQH x $SSO\QHZUHFRPPHQGDWLRQVIRUDSSURSULDWHWUHDWPHQWRIERWK+HSDWLWLV&DQGRU +HSDWLWLV%DQG+,9FRLQIHFWLRQ x $OLJQSUDFWLFHSDWWHUQVPRUHZLWKFXUUHQWHYLGHQFHDQGJXLGHOLQHVIRUWUHDWLQJ+,9 DQGK\SHUOLSLGHPLD67,¶VSV\FKLDWULFQHXURORJLFDQGRQFRORJLFLVVXHV  $FFUHGLWDWLRQ 7KH8QLYHUVLW\RI&DOLIRUQLD6DQ)UDQFLVFR6FKRRORI0HGLFLQH 8&6) LV DFFUHGLWHGE\WKH$FFUHGLWDWLRQ&RXQFLOIRU&RQWLQXLQJ0HGLFDO(GXFDWLRQ WRSURYLGHFRQWLQXLQJPHGLFDOHGXFDWLRQIRUSK\VLFLDQV  8&6)GHVLJQDWHVWKLVOLYHDFWLYLW\IRUDPD[LPXPRI21 AMA PRA Category 1 CreditsŒ 3K\VLFLDQVVKRXOGFODLPRQO\WKHFUHGLWFRPPHQVXUDWHZLWKWKHH[WHQWRIWKHLU SDUWLFLSDWLRQLQWKHDFWLYLW\  7KLV&0(DFWLYLW\PHHWVWKHUHTXLUHPHQWVXQGHU&DOLIRUQLD$VVHPEO\%LOO &RQWLQXLQJ(GXFDWLRQDQG&XOWXUDODQG/LQJXLVWLF&RPSHWHQF\  1856(6 )RUWKHSXUSRVHRIUHFHUWLILFDWLRQWKH$PHULFDQ1XUVHV&UHGHQWLDOLQJ&HQWHUDFFHSWV AMA PRA Category 1 CreditŒLVVXHGE\RUJDQL]DWLRQVDFFUHGLWHGE\WKH$&&0(  3+<6,&,$1$66,67$176 $$3$DFFHSWVFDWHJRU\FUHGLWIURP$2$&&0(3UHVFULEHGFUHGLWIURP$$)3DQG AMA PRA Category 1 CreditŒIURPRUJDQL]DWLRQVDFFUHGLWHGE\WKH$&&0(  3+$50$&< 7KH&DOLIRUQLD%RDUGRI3KDUPDF\DFFHSWVDVFRQWLQXLQJSURIHVVLRQDOHGXFDWLRQWKRVH FRXUVHVWKDWPHHWWKHVWDQGDUGRIUHOHYDQFHWRSKDUPDF\SUDFWLFHDQGKDYHEHHQ DSSURYHGIRUAMA PRA Category 1 CreditŒ  )$0,/<3+<6,&,$16 7KLVDFWLYLW\KDVEHHQUHYLHZHGDQGLVDFFHSWDEOHIRUXSWRSUHVFULEHGFUHGLWVE\WKH $PHULFDQ$FDGHP\RI)DPLO\3K\VLFLDQV $$)3  *HQHUDO,QIRUPDWLRQ  $WWHQGDQFH9HULILFDWLRQ6LJQ,Q6KHHW&0(&HUWLILFDWHV 3OHDVHUHPHPEHUWRVLJQLQRQWKHVLJQLQVKHHWZKHQ\RXFKHFNLQDWWKH8&6) 5HJLVWUDWLRQ'HVNRQ\RXUILUVWGD\

)DFXOW\/LVW  &RXUVH&KDLUV  'LDQH9+DYOLU0' 3URIHVVRURI0HGLFLQH &KLHI'LYLVLRQRI+,9,QIHFWLRXV'LVHDVHVDQG*OREDO0HGLFLQH 8QLYHUVLW\RI&DOLIRUQLD6DQ)UDQFLVFR =XFNHUEHUJ6DQ)UDQFLVFR*HQHUDO+RVSLWDODQG7UDXPD&HQWHU  0HJ'1HZPDQ0')$&3 8&6)6HQDWH(PHULWXV±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

7KHIROORZLQJIDFXOW\VSHDNHUVKDYHGLVFORVHGDILQDQFLDOLQWHUHVWDUUDQJHPHQWRUDIILOLDWLRQZLWKDFRPPHUFLDO FRPSDQ\ZKRKDVSURYLGHGSURGXFWVRUVHUYLFHVUHODWLQJWRWKHLUSUHVHQWDWLRQ V RUFRPPHUFLDOVXSSRUWIRUWKLV FRQWLQXLQJPHGLFDOHGXFDWLRQDFWLYLW\$OOFRQIOLFWVRILQWHUHVWKDYHEHHQUHVROYHGLQDFFRUGDQFHZLWKWKH$&&0( 6WDQGDUGVIRU&RPPHUFLDO6XSSRUW  6WHYHQ'HHNV &RQVXOWDQW $EE9LH  +RQRUDULXP5HFLSLHQW   %RDUG0HPEHU %\UR/RJ\[  6WRFN6KDUHKROGHU   *UDQW5HVHDUFK6XSSRUW *LOHDG6FLHQFHV 0DGHOLQH'HXWVFK *UDQW5HVHDUFK6XSSRUW *LOHDG6FLHQFHV 'LDQH+DYOLU *UDQW5HVHDUFK6XSSRUW *LOHDG6FLHQFHV &DWKHULQH.RVV *UDQW5HVHDUFK6XSSRUW *LOHDG6FLHQFHV 6XOJJL/HH *UDQW5HVHDUFK6XSSRUW *LOHDG6FLHQFHV9LL9 $QQH/XHWNHPH\HU *UDQW5HVHDUFK6XSSRUW $EEYLH*LOHDG0HUFN3URWHXV 6XVDQ3KLOLS *UDQW5HVHDUFK6XSSRUW 5RFKH'LDJQRVWLFV/XPLQRVWLFV -HQQLIHU3ULFH *UDQW5HVHDUFK6XSSRUW *LOHDG6FLHQFHV0HUFN 6WRFN6KDUHKROGHU %ULVWRO0\HUV6TXLEE-RKQVRQDQG-RKQVRQ  0HUFN$EEYLH &RQVXOWDQW 6XUUL]RQ  7KLV8&6)&0(HGXFDWLRQDODFWLYLW\ZDVSODQQHGDQGGHYHORSHGWRXSKROGDFDGHPLFVWDQGDUGVWR HQVXUHEDODQFHLQGHSHQGHQFHREMHFWLYLW\DQGVFLHQWLILFULJRUDGKHUHWRUHTXLUHPHQWVWRSURWHFWKHDOWK LQIRUPDWLRQXQGHUWKH+HDOWK,QVXUDQFH3RUWDELOLW\DQG$FFRXQWDELOLW\$FWRI +,3$$ DQGLQFOXGHD PHFKDQLVPWRLQIRUPOHDUQHUVZKHQXQDSSURYHGRUXQODEHOHGXVHVRIWKHUDSHXWLFSURGXFWVRUDJHQWVDUH GLVFXVVHGRUUHIHUHQFHG  7KLVDFWLYLW\KDVEHHQUHYLHZHGDQGDSSURYHGE\PHPEHUVRIWKH8&6)&0(*RYHUQLQJ%RDUGLQ DFFRUGDQFHZLWK8&6)&0(DFFUHGLWDWLRQSROLFLHV2IILFHRI&0(VWDIISODQQHUVUHYLHZHUVDQGDOO RWKHUVLQFRQWURORIFRQWHQWKDYHGLVFORVHGQRUHOHYDQWILQDQFLDOUHODWLRQVKLSV  7KXUVGD\'HFHPEHU DP Registration and Continental Breakfast 

 ,QWURGXFWLRQ 'UV'LDQH+DYOLU0HJ 1HZPDQ $QQLH /XHWNHPH\HU 3/(1$5<6(66,21,6WDWHRI+,93HUVSHFWLYH 0RGHUDWRU'U'LDQH+DYOLU   7RS7HQ,VVXHVLQ+,90HGLFLQH 'U'LDQH+DYOLU   :KDW¶V1HZLQ$FFXWH+,9,QIHFWLRQ" 'U6XVDQ/LWWOH   0RYLQJ7RZDUGD&XUH:KHUHDUH:H1RZ" 'U6WHYHQ'HHNV      Break     3/(1$5<6(66,21,,3UHYHQWLRQ    +,93UHYHQWLRQ+RZDUH:H'RLQJDQG:KDW¶VRQ 'U6XVDQ%XFKELQGHU WKH+RUL]RQ"   3U(3DQG5DSLG$57,QLWLDWLRQ&DVHVIURPWKH 'UV6XVD&RIIH\  &OLQLF -RQDWKDQ9RON    SP Lunch on your Own    3/(1$5<6(66,21,,,$QWLUHWURYLUDO7KHUDS\±6WDWHRIWKH$57    Optional Lunch Workshop: Additional Fee  & Pre-registration Required   1&71HZ&OLQLFLDQV¶:RUNVKRS$57 'U9LYHN-DLQ $QWLUHWURYLUDO7KHUDS\,QLWLDWLRQ)URP*XLGHOLQHV WR3UDFWLFH(Olympic Room)     %5($.2876(66,216 &KRRVH$RU%     Breakout A,QWHUHVWLQJ&DVHVLQ+,90HGLFLQH 'U/L],PEHUW (Olympic Room)   Breakout B0RUH&DVHVLQ3U(30HGLFLQH 'UV0DWWKHZ6SLQHOOL  (Concordia Room) 6XOJJL/HH 3/(1$5<6(66,21,,,$QWLUHWURYLUDO7KHUDS\±6WDWHRIWKH$57    7KH6WDWHRIWKH$UWRI$57 'U0RQLFD*DQGKL   7KH*UHDW'HEDWH 3DQHO6W\OH $57&KRLFHV 'UV9LYHN-DLQ6XVD &RIIH\*DEULHO&KDPLH  +DUU\/DPSLULV   Break     3/(1$5<6(66,21,9&RPSOH[$VSHFWVRI+,90DQDJHPHQWLQ  * +,90HGLFLQHLQWKH(UDRI,PPXQH0RGXODWRUV 'U3HWHU&KLQ+RQJ  * &ODVVLFDQG&KDOOHQJLQJ&DVHVIURPWKH 'U/DXUHQFH+XDQJ  +,9$,'6&KHVW&OLQLFDQG%H\RQG SP Adjourn 

 )ULGD\'HFHPEHU DP  Continental Breakfast  3/(1$5<6(66,2199LUDO+HSDWLWLVDQG&DUHRIWKH/LYHU3DWLHQW   &DVH%DVHG$SSURDFKWR+&9&DUHDQG&XUHWKH 'U$QQLH/XHWNHPH\HU 3HUVSHFWLYH   ,PSRUWDQW4XHVWLRQVDERXW/LYHU'LVHDVHDQG 'U-HQQLIHU3ULFH %ULOOLDQW$QVZHUV   Break    +HSDWLWLV3DQHO &RQIHUHQFH)DFXOW\   $GGLFWLRQ0HGLFLQH8SGDWHIRUWKH+,93ULPDU\&DUH 'U.DWKHULQH*ULHFR &OLQLFLDQ3DUW,    SP  Lunch on your Own    Optional Lunch Workshop: Additional Fee & Pre-registration Required   1&71HZ&OLQLFLDQV¶:RUNVKRS,QWURGXFWLRQWR 'U3DU\D6DEHUL $QWLUHWURYLUDO7KHUDS\(Olympic Room) 3/(1$5<6(66,219,5HSURGXFWLYH+HDOWKDQG'HUPDWRORJ\    5HSURGXFWLYH+HDOWKIRU:RPHQDQG0HQ/LYLQJ 'U'HERUDK&RKDQ ZLWK+,9   +,9'HUPDWRORJ\ 'U7RE\0DXUHU   Break and Transition to Breakout Sessions  BREAKOUT SESSIONS   6HVVLRQ 6HOHFW2SWLRQ$RU%   Option A:  3 3UDFWLFDO$GYLFHIRU'HYHORSLQJDQ$FWLYH+HSDWLWLV -DQHW*URFKRVZNL 7UHDWPHQW3URJUDPLQ

  6DWXUGD\'HFHPEHU DP  Continental Breakfast  3/(1$5<6(66,219,,2SWLPL]LQJ&DUHRIWKH+,93DWLHQW   * /LSLGV6WDWLQVDQG+,97RSLFVLQ&OLQLFDO 'U9LYHN-DLQ 0DQDJHPHQW   7UDQVJHQGHU&DUHLQ 'U0DGHOLQH'HXWVFK   2SWLPL]LQJ67,0DQDJHPHQWLQ+,9LQIHFWHG 'U6XVDQ3KLOOLS ,QGLYLGXDOV   Break   3* $GGLFWLRQ0HGLFLQH3DUW,, 'U3DXOD/XP  * :HOOEHLQJDQG+HDOWKLQ2XU3DWLHQWV 'U3UDVDQQD -DJDQQDWKDQ   4XHVWLRQVWRWKH6SHDNHUV  SP  Lunch On Your Own  3/(1$5<6(66,219,,,$570DQDJHPHQW7%DQG(QGRFULQRORJ\8SGDWHV   $573DQHO,QWHJUDWLQJ

Q :KDWQHZGUXJVZHUHDSSURYHGLQIRUILUVWOLQH$57"

Q :KDWDUHFKDQJHVLQWKH$57*XLGHOLQHVIRU³ZKDWDQG ZKHQWRVWDUW"´

Q :KDWDERXW³ORQJDFWLQJ´DJHQWV"

'LDQH+DYOLU0' 3URIHVVRURI0HGLFLQH 8QLYHUVLW\RI&DOLIRUQLD6DQ)UDQFLVFR

'LVFORVXUHV %LFWHJUDYLU7$))7&%LNWDUY\70

*DOODQW/DQFHW+,9 Q 5HFHLYHIXQGLQJIRUUHVHDUFKIURP1,+ Q *LOHDGVFLHQFHVSURYLGHVDQWLUHWURYLUDOWKHUDS\ ‡ 6LQJOHSLOO IRU1,+IXQGHG6($5&+UHVHDUFKVWXG\ FRPELQDWLRQ '7*$%&7& ‡ &RPSDUDEOH YLURORJLF HIILFDF\ DQGVDIHW\WR 6D[/DQFHW+,9 '7*$%&7& '7*7$))7& ‡ 1R,167, '7*7$))7& UHVLVWDQFH

 $57*XLGHOLQHV:KDWWRVWDUWLQ 'RUDYLULQH7')7&'HOVWULJR70 ³PRVWSDWLHQWV´

‡ 1HZ1157,DFWLYH DJDLQVW.1 &/$66 5(*,0(1 <&*$DQGQR IRRGUHTXLUHPHQW ,167, %,&)7$) ‡ 6LQJOHSLOOFRPELQDWLRQ '257')7& RUDV ,167, '7*$%&7& VWDQGDORQH'25 157, ,167, '7*7$))7& ‡ &RPSDUDEOHYLURORJLF HIILFDF\DQGVDIHW\WR ,167, 57*7$))7&  ‡'59U157, ‡()9157, ++6*XLGHOLQHVRQO\ 6RPHRSWLRQV7')RU7$)UHFRPPHQHG ,$686$*XLGHOLQHV-$0$-XO\ ++6JXLGHOLQHV2FWREHU

0ROLQD/DQFHW+,9

70 $57*XLGHOLQHV:KDWWRVWDUWLQ 'DUXQDYLUFREL7$))7&6\PWX]D ³FHUWDLQFOLQLFDOVLWXDWLRQV´

&/$66 5(*,0(1 ‡ 6LQJOHSLOO FRPELQDWLRQ 3, '59F 7$))7& ‡ 5&7RI'&)7$) 3, '59U7$))7& YV'&)7') ‡ &RPSDUDEOH 3, $79FRU$57U YLURORJLFHIILFDF\ 7'))7& DQGVDIHW\ 1157, '257$))7& ‡ '&)7$)ZLWK OHVVUHQDODQG 1157, ()9 7$))7& ERQHWR[LFLW\ 1157, 539 7$))7& ,167, (/9F7$))7& (URQ$,'6 ++6*XLGHOLQHVRQO\

 $5+RZPDQ\ORQJDFWLQJ$57 $57*XLGHOLQHV:KHQWRVWDUW DJHQWVDUHLQGHYHORSPHQW"

Q ,$686$*XLGHOLQHVQRZUHFRPPHQGIRUSHUVRQV ZLWKRXW2,³5DSLG´$57VWDUWLQOLQHZLWK :+2JXLGHOLQHV $WZR %IRXU Q 5DWLRQDOH,QFUHDVHG$57XSWDNHIDVWHUYLUDO VXSSUHVVLRQDQGEHQHILWVDVVRFLDWHGZLWKYLUDO &HLJKW VXSSUHVVLRQ(YLGHQFH5&7LQ+DLWL$IULFD '0RUHWKDQ Q 5HJLPHQV%,&RU'7*157, QRWDEDFDYLU RU 'DUXQDYLUF157, QRWDEDFDYLU

Q *RDO6WDUW$57ZLWKLQGD\VVDPHGD\IRU SDWLHQWVZKRZDQWWRVWDUW

6DQ)UDQFLVFR³5$3,'´SURJUDP $QVZHU0RUHWKDQGUXJVDUHXQGHU ,PSDFW GHYHORSPHQWDVORQJDFWLQJSUHSDUDWLRQV 6DQ)UDQFLVFR*HWWLQJWR=HURFRQVRUWLXP SULRULWL]HGH[SDQVLRQRI³5$3,'´SURJUDP± WUHDWPHQWXSRQGLDJQRVLV3URYLGHUGHWDLOLQJ FRPPXQLW\GLVFXVVLRQVFOLQLFSURWRFROV

0HGLDQWLPHIURP GLDJQRVLVWRYLUDO VXSSUHVVLRQ

GD\V GD\V

7LPHWRVXSSUHVVLRQLQ6)PRQWKVYVPRQWKVODWHVW&'&GDWD

6DQ)UDQFLVFR$QQXDO5HSRUWDQG%DFRQ&52, *XOLFN$QQXDO5HYLHZRI0HGLFLQH

 1HZ&OLQLFDO7ULDO'DWD*HPLQL 6XPPDU\ DQG6WXGLHV$571DwYH

Q ,167,UHPDLQVWKHSLOODURIILUVWOLQH$57WKHUDS\ DQGDQHZRSWLRQZLWKELFWHJUDYLULVDYDLODEOH ‡ 5&71  ‡ '7*7&YV Q 1HZRSWLRQVH[LVWIRUDOWHUQDWHILUVWOLQHUHJLPHQV '7*7'))7& LQFOXGLQJ'RUDYLULQH7&7')DQGVLQJOHSLOO ‡ ,QFOXVLRQ$57 FRPELQDWLRQRI'DUXQDYLUFRELFLVW)7&7$) QDwYHQR Q $57WKHUDS\LQDEVHQFHRI2,LVUHFRPPHQGHG UHVLVWDQFHQRKHS XSRQGLDJQRVLV ³5$3,'´$57LQLWLDWLRQ  %RU& Q 1HZRSWLRQVWRPHHWQHHGVRIRXUSDWLHQWVDUH ‡ 5HVXOW1R QHHGHG:HDQWLFLSDWHKHDULQJUHVXOWVRI3KDVH GLIIHUHQFHEHWZHHQ VWXGLHVRIORQJDFWLQJFDERWHJDYLUULOSLYLULQH DUPVLQSULPDU\ UHJLPHQVLQ HQGSRLQW+,951$ FP/DW &DKQ/DQFHW+,9,$& ZHHNV

6WRU\³GUXJ´'7*7& *HPLQL6DIHW\DQG'UXJ5HVLVWDQFH

d'нϯd d'нd&ͬ&d ^ĂĨĞƚLJǀĞŶƚ͕Ŷ;йͿ :,//,7:25." ;ŶсϳϭϲͿ ;ŶсϳϭϳͿ ‡ 6DIHW\SURILOH ŶLJ ϱϰϯ;ϳϲͿ ϱϳϵ;ϴϭͿ VLPLODU ‡ YLURORJLFIDLOXUH ŝŶшϱйŽĨƉĂƚŝĞŶƚƐ ƒ ,ĞĂĚĂĐŚĞ ϳϭ;ϭϬͿ ϳϱ;ϭϬͿ LQGUXJDQG ƒ ŝĂƌƌŚĞĂ ϲϴ;ϵͿ ϳϳ;ϭϭͿ ƒ EĂƐŽƉŚĂƌLJŶŐŝƚŝƐ ϱϱ;ϴͿ ϳϴ;ϭϭͿ YLURORJLFIDLOXUHLQ ƒ hƉƉĞƌZd/ ϱϲ;ϴͿ ϰϰ;ϲͿ ƒ EĂƵƐĞĂ Ϯϳ;ϰͿ ϱϯ;ϳͿ GUXJ ƒ /ŶƐŽŵŶŝĂ Ϯϳ;ϰͿ ϰϱ;ϲͿ ƒ WŚĂƌLJŶŐŝƚŝƐ ϯϲ;ϱͿ ϯϮ;ϰͿ ‡ 1RGUXJUHVLVWDQFH ƒ ĂĐŬƉĂŝŶ ϯϱ;ϱͿ ϯϭ;ϰͿ LQHLWKHUDUP ƌƵŐͲƌĞůĂƚĞĚ ϭϮϲ;ϭϴͿ ϭϲϵ;ϮϰͿ

ůĞĂĚŝŶŐƚŽǁŝƚŚĚƌĂǁĂů ϭϱ;ϮͿ ϭϲ;ϮͿ ƒ EĞƵƌŽƉƐLJĐŚŝĂƚƌŝĐ ϲ;фϭͿ ϰ;фϭͿ

ŶLJƐĞƌŝŽƵƐ ϱϬ;ϳͿ ϱϱ;ϴͿ &DKQ/DQFHW+,9,$&

 6ZLWFKLQJ$57LQSDWLHQWVZLWK 6XPPDU\ YLUDOORDGVXSSUHVVLRQ

Q :HQRZKDYH5&7GDWDIRUGUXJ'7*7&YV Q ³$57VZLWFK´LVDPDMRUFRPSRQHQWRI+,9 ILUVWOLQHGUXJUHJLPHQIRUZHHNVLQDVWXG\ FOLQLFDOPDQDJHPHQWLQ

SRSXODWLRQH[FOXGHVWKRVHZLWKEDVHOLQHGUXJ Q :K\" UHVLVWDQFH ‡ :HZDQWWRSURYLGHPRVWHIIHFWLYHDQGOHDVWWR[LFUHJLPHQV Q 1RFRQFHUQLQJVLJQDOVIRUORZHUYLURORJLF WKHUHDUHQHZRSWLRQVDQGQHZGDWD VXSSUHVVLRQZLWKWKHGUXJUHJLPHQ ‡ 3DWLHQWVDUHOLYLQJORQJHUPD\UHTXLUHWUHDWPHQWVIRUFR PRUELGGLVHDVHVZLWKSRWHQWLDOGUXJLQWHUDFWLRQV Q 6KRXOGZHFRQVLGHUWKLVDILUVWOLQHUHJLPHQ" ‡

'LVFRQQHFWEHWZHHQ³WKHGDWD´IRU 6WRU\(1&25(6ZLWFK0DQLD VZLWFKUHJLPHQVDQGFOLQLFVFHQDULRV

&OLQLFVFHQDULRV 'DWDIRUVZLWFKVWXGLHV

'LIILFXOW

'LIILFXOW (DV\ 0RUH'LIILFXOW

0RUH'LIILFXOW (DV\

 1HZ'DWD%LFWHJUDYLUVZLWFK :KHQVZLWFKLQJ«UHPHPEHU VWXGLHV

Q ODUJH5&7DPRQJSDWLHQWVZLWKYLUDO Q 0DLQWDLQ+%9DFWLYLW\IRUSDWLHQWVZLWK+%9 VXSSUHVVLRQ LQIHFWLRQ

‡ '7*$%&7&YV%,&7')7$) 0ROLQD/DQFHW+,9 Q &RELFLVWDWDQGULWRQDYLUERRVWHUVKDYHGLIIHUHQW ‡ 3,157,YV%,&7')7$) 'DDU/DQFHW+,9  GUXJLQWHUDFWLRQV

Q .H\DQDO\VLV Q 7KHUHDUHQHZFRQVLGHUDWLRQVIRUZRPHQZKR ‡ 9LUDOVXSSUHVVLRQ± LVVZLWFKLQJQRQLQIHULRUWRFRQWLQXLQJWKH PLJKWJHWSUHJQDQW FXUUHQWUHJLPHQ" Q 1HYHUXVHLQWHJUDVHPRQRWKHUDS\ ‡ $GYHUVHHYHQWSURILOH

Q .H\ILQGLQJV ‡ 9LUDOVXSSUHVVLRQPDLQWDLQHGLQVZLWFKLQJ ‡ /RZUDWHVRIWUHDWPHQWGLVFRQWLQXDWLRQ

%LFWHJUDYLUVZLWFKVWXG\ 6XPPDU\

Q 0DQ\SDWLHQWVGHVLUHDQGFDQEHQHILWWRVZLWFKLQJ ‡ 5&71  WRVLPSOLILHGUHJLPHQV ‡ $GXOWVZLWKYLUDO VXSSUHVVLRQ! Q 7KHUHDUHUREXVWGDWDVKRZLQJWKDWYLUDO PRQWKVUHFHLYLQJ VXSSUHVVLRQLVPDLQWDLQHGLQVZLWFKHVIRU '7*$%&7& LQWHJUDVHLQKLELWRUVZKHQGUXJUHVLVWDQFHLVQRW ‡ ([FOXVLRQV SUHVHQW *)5 +HS% Q 3DWLHQWVZLWKKLVWRU\RIGUXJUHVLVWDQFHDQG UHVLVWDQFHWR H[WHQVLYHSULRUKLVWRU\ZLWKLQFRPSOHWH )7&7')'7* LQIRUPDWLRQSRVHFOLQLFDOFKDOOHQJHV

$%&RU7& Q :HZLOOEHGLVFXVVLQJWKHVHFDVHVDWWKH ‡ 5HJLPHQV FRQIHUHQFH 0ROLQD&52,/DQFHW+,9 %,&)7&7$)RU '7*7&$%&

 6WRU\:KHQDOOHOVHIDLOV (QWU\LQKLELWRUV

352

&OLQLFDOVFHQDULR ,EDOL]XPDE7URJDU]R70

Q PDOH+,9LQIHFWHGVLQFH Q +XPDQL]HG,J*DQWLERG\ELQGVWR&'

Q 6HTXHQWLDOWKHUDS\DQGQRQDGKHUHQFHZLWKSULRU Q $FWLYHDJDLQVW&&5DQG&;&5

H[SRVXUHWR$=77&VDTXLQDYLULQGLQDYLU Q 2SHQODEHOVLQJOHDUPVWXG\ HIDYLUHQ]HWUDYLULQHUDOWHJUDYLUHOYLWHJUDYLU Q 1 FRPSOHWHGWKHVWXG\ GROXWHJUDYLU7')7$))7&

Q /LIHWKUHDWHQLQJUDVKRQGDUXQDYLU

Q &'YLUDOORDG+/$%&;&5

Q 'UXJUHVLVWDQFHSURILOH PXOWLFODVVUHVLVWDQFHWR 157,1157,,167,

Q $FWLYHGUXJDWD]DQDYLU

:KDWRSWLRQVIRUWKLVSDWLHQW" (PX1(-0

 %5,*+7()RVWHPVDYLU2%7 ,EDOL]XPDE.H\)LQGLQJV 9LURORJLF(IILFDF\&RXQWDW:N

Q 7KHPHDQFKDQJHLQYLUDOORDGZDVDORJ ,/sͲϭZEф DĞĂŶȴ ŝŶϰн ,/sͲϭZE DĞĂŶȴ ŝŶϰн KƵƚĐŽŵĞďLJ KƵƚĐŽŵĞďLJ UHGXFWLRQGXULQJWKHIXQFWLRQDO³PRQRWKHUDS\´ ϰϬĐͬŵ>͕Ŷ ĞůůŽƵŶƚǀƐ>͕ фϰϬĐͬŵ>͕ ĞůůŽƵŶƚǀƐ>͕ ĞŵŽŐƌĂƉŚŝĐŚĂƌĂĐƚĞƌŝƐƚŝĐƐ ŝƐĞĂƐĞŚĂƌĂĐƚĞƌ SHULRG ;йͿ ĐĞůůƐͬŵŵϯ ;ŶͿ Ŷ;йͿ ĐĞůůƐͬŵŵϯ ;ŶͿ ŐĞ͕LJƌƐ >,/sͲϭZE͕Đͬŵ> ƒ фϯϱ Ϯϵ;ϰϴͿ ϭϭϯ;ϱϱͿ ƒ фϭϬϯ Ϯϭ;ϲϴͿ ϮϮ;ϮϴͿ Q RISDWLHQWVKDGD! ORJUHGXFWLRQLQYLUDO ƒ ϯϱƚŽфϱϬ ϱϮ;ϱϭͿ ϵϮ;ϵϰͿ ƒ ϭϬϯ ƚŽфϭϬϰ Ϯϴ;ϲϰͿ ϵϭ;ϯϴͿ ƒ шϱϬ ϲϱ;ϱϵͿ ϳϲ;ϵϵͿ ƒ ϭϬϰ ƚŽфϭϬϱ ϲϳ;ϱϳͿ ϴϵ;ϭϬϴͿ ƒ шϭϬϱ ϯϬ;ϯϴͿ ϭϭϵ;ϳϯͿ ORDG ^Ğdž ƒ DĂůĞ ϭϬϱ;ϱϯͿ ϴϯ;ϭϴϮͿ >ϰнĐĞůůĐŽƵŶƚ͕ĐĞůůƐͬŵŵϯ Q 7KHPHDQFKDQJHLQYLUDOORDGDWZHHNZDVD ƒ &ĞŵĂůĞ ϰϭ;ϱϳͿ ϭϬϵ;ϲϲͿ ƒ фϮϬ Ϯϰ;ϯϯͿ ϵϳ;ϲϰͿ ƒ ϮϬƚŽфϱϬ ϭϮ;ϰϴͿ ϭϬϳ;ϮϮͿ ZĂĐĞ ƒ ϱϬƚŽфϭϬϬ ϮϬ;ϱϭͿ ϴϯ;ϯϰͿ ORJUHGXFWLRQ WKLVLQFOXGHVDGGLWLRQRI ƒ tŚŝƚĞ ϵϮ;ϱϬͿ ϴϵ;ϭϲϮͿ ƒ ϭϬϬƚŽфϮϬϬ ϰϬ;ϲϯͿ ϭϬϯ;ϱϴͿ ƒ ůĂĐŬ ϯϲ;ϲϬͿ ϵϰ;ϱϴͿ ƒ шϮϬϬ ϱϬ;ϲϴͿ ϳϭ;ϲϲͿ RSWLPL]HGEDFNJURXQGUHJLPHQ ZĞŐŝŽŶ ƒ EŽƌƚŚŵĞƌŝĐĂ ϱϲ;ϱϮͿ ϳϰ;ϵϳͿ &ƵůůLJĂĐƚŝǀĞZsƐŝŶKd ƒ Q ƒ ƵƌŽƉĞ Ϯϵ;ϱϲͿ ϭϬϲ;ϰϲͿ ϭ ϳϵ;ϲϬͿ ϵϭ;ϭϮϯͿ KDGDYLUDOORDG FP/DWZHHNV ƒ ƒ ^ŽƵƚŚŵĞƌŝĐĂ ϱϳ;ϱϰͿ ϵϮ;ϵϴͿ Ϯ ϱϴ;ϱϬͿ ϴϴ;ϭϬϳͿ Q $PRQJSDWLHQWVZLWKYLURORJLFIDLOXUHKDG ORZHUVXVFHSWLELOLW\WR,EDOL]XPDEFRPSDUHGWR WŝĂůŽƵdž'͕ĞƚĂů͘/^ϮϬϭϴ͘ďƐƚƌĂĐƚd,WϬϰϱ͘ ^ůŝĚĞĐƌĞĚŝƚ͗ĐůŝŶŝĐĂůŽƉƚŝŽŶƐ͘ĐŽŵ EDVHOLQH 3LDORX[,$& (PX1(-0 6OLGHDGDSWHGIURP&&2

%5,*+7()RVWHPVDYLULQ+HDYLO\ 6XPPDU\ 7UHDWPHQW±([SHULHQFHG$GXOWV

Q 5&7HYDOXDWHFKDQJHLQYLUDOORDGDWGD\V Q 7KHUHDUHSDWLHQWVZLWKPXOWLGUXJUHVLVWDQW+,9 Q %RWKDUPV)RVWHPVDYLURSHQODEHOH[WHQVLRQ IRUZKLFKWUHDWPHQWRSWLRQVDUHOLPLWHG ůŝŶĚĞĚ WƌŝŵĂƌLJŶĚƉŽŝŶƚ KƉĞŶͲ>ĂďĞůdžƚĞŶƐŝŽŶ ƵƌƌĞŶƚ WƌŝŵĂƌLJ WŚĂƐĞ ŶĂůLJƐŝ Q 7KHUHDUHQHZHQWU\LQKLELWRUVWKDWPD\EH ŶĂůLJƐŝƐ ĚũƵƐƚĞĚΎDĞĂŶȴŝŶ,/sͲϭ 7UHDWPHQW)DLOXUH ZĂŶĚŽŵŝnjĞĚ Ɛ ĂLJϴ ZEĂƚĂLJϴǀƐĂLJϭ͕ ĂLJϵ tŬϵϲ㼲 tŬϮϰ XVHIXOLQWKHVHSDWLHQWV ¾ ! DFWLYHDJHQW ϯ͗ϭ ůŽŐϭϬ Đͬŵ>;ϵϱй/Ϳ &dZϲϬϬŵŐ/н ¾ 1RWDEOHWR &dZϲϬϬŵŐ/н ‡ ,EDOL]XPDE $SSURYHG,9LQIXVLRQHYHU\ZHHNV &ĂŝůŝŶŐZĞŐŝŵĞŶ ͲϬ͘ϳϵ Kdΐ FRQVWUXFWYLDEOH ;ŶсϮϬϯͿ ;ͲϬ͘ϴϴƚŽͲϬ͘ϳϬͿΏ ‡ )RVWHPVDYLU± 8QGHUVWXG\WZLFHGDLO\RUDOUHJLPHQ WůĂĐĞďŽ/н UHJLPHQ &dZϲϬϬŵŐ/н &ĂŝůŝŶŐZĞŐŝŵĞŶ ͲϬ͘ϭϳ Kdΐ ‡ 352 8QGHUVWXG\ZHHNO\64 ¾ 1  ;ŶсϲϵͿ ;ͲϬ͘ϯϯƚŽͲϬ͘ϬϭͿ Q 3RWHQF\RIWKHVHDJHQWVLVPRGHUDWHEXWPD\EH dƌĞĂƚŵĞŶƚ ŝĨĨĞƌĞŶĐĞ͕й VXIILFLHQWIRUSDWLHQWVWRDFKLHYHYLUDO ;ϵϱй/Ϳ VXSSUHVVLRQZKHQFRPELQHGZLWKDWOHDVWRQH ͲϬ͘ϲϯ;ͲϬ͘ϴϭƚŽͲϬ͘ϰϰͿ RWKHUDFWLYHDJHQW

3LDORX[,$& 6OLGHDGDSWHGIURP&&2

 6WRU\%XPSLQWKH5RDG $QVZHU&RQFHSWLRQWRZHHNV

$51HZGDWDVXJJHVWWKDW'ROXWHJUDYLUPD\SRVHD ,QFUHDVHGULVNRI17'DVVRFLDWHG ULVNIRUQHXUDOWXEHGHIHFWV 17' ZKHQWDNHQGXULQJ ZLWK'7*IURPWLPHRIFRQFHSWLRQ

$&RQFHSWLRQWRZHHNV %)LUVWWULPHVWHU ‡ %RWVZDQD$57LQ SUHJQDQWZRPHQDW &6HFRQGDQGWKLUGWULPHVWHU WUDQVLWLRQRI()9WR '$OORIWKHDERYH '7*UHJLPHQV ‡ %LUWKRXWFRPH VXUYHLOODQFH1   ‡ 17'UDUHEXWIROG KLJKHULQZRPHQ UHFHLYLQJ'7*IURP FRQFHSWLRQ ‡ 6LQFHWKLVUHSRUW DGGLWLRQDOFDVHQRWRQ '7*IURPFRQFHSWLRQ

=DVK1(-0DQG=DVK,$6

 $5:KDWSHUFHQWRIWKHPLOOLRQ 6XPPDU\ SHUVRQVZLWKLQGLFDWLRQIRU3U(3LQWKH86 DUHSRWHQWLDOO\UHFHLYLQJ3U(3" Q 7KHUHLVDVDIHW\VLJQDOIRULQFUHDVHGULVNRI17' IRUZRPHQH[SRVHGWR'7*GXULQJFRQFHSWLRQ $ Q 7KHPHFKDQLVPLVQRWNQRZQDVLJQDOZDV QHLWKHUDQWLFLSDWHGQRUSUHVHQWGXULQJGUXJ % GHYHORSPHQW & Q 0RUHGDWD ELUWKVZLWK'7*SUHFRQFHSWLRQ  ' ZLOOEHDYDLODEOHLQ0DUFK

Q 86JXLGHOLQHV'7*VKRXOGEHDYRLGHGLQ LQGLYLGXDOVRIFKLOGEHDULQJDJHZKR ‡ :LVKWREHFRPHSUHJQDQW ‡ $UHVH[XDOO\DFWLYHZLWKRXWUHOLDEOHFRQWUDFHSWLRQ

Q *OREDOJXLGHOLQHV'7*ILUVWOLQHZLWK³FDXWLRQDU\ QRWH´

6WRU\3U(30RPHQWXP«RUQRW $QVZHU

Q 1DWLRQDOSUHVFULSWLRQGDWDEDVHWRHVWLPDWH3U(3 XVH

Q ³3U(3WRQHHGUDWLR´ 3U(3XVHUVRRRRRRRRRRRR QHZ+,9GLDJQRVLVLQ

Q :KDWDUHWKHSUHGLFWRUVRI3U(3WRQHHGUDWLRLQ WKH8QLWHG6WDWHV"

6LHJOHU$QQDOVRI(SLGHPLRORJ\

 6WRU\³8 8´ 3U(3WR1HHG5DWLR 8QGHWHFWDEOH 8QWUDQVPLWWDEOH

‡ $FWLYH3U(3 SUHVFULSWLRQV 3HUVRQVZLWKXQGHWHFWDEOHSODVPD+,951$ LQ4 FDQQRWWUDQVPLW+,9WRVH[XDOSDUWQHUV   HVWLPDWHGQHHG ‡ )HPDOHVSHUVRQV \HDUV UHVLGHQWVRIWKH 6RXWKQRQ 0HGLFDLG H[SDQVLRQVWDWHV KDGWKHORZHVW 3U(3WRQHHG 6LHJOHU$QQDOVRI(SLGHPLRORJ\ UDWLR

6XPPDU\ 1HZ'DWD3$571(5VWXG\

Q 7KHUHLVSURJUHVVLQ3U(3XSWDNHEXW« Q *RDOREWDLQDPRUHSUHFLVH ‡ ,WUHPDLQVORZ HVWLPDWHRIXSSHUERXQGRI ‡ ,WLVUHPDUNDEO\VORZ± 3U(3DSSURYHGLQ FRQILGHQFHLQWHUYDOIRU060 Q &XUUHQWHVWLPDWHVPD\XQGHUHVWLPDWH3U(3 WUDQVPLVVLRQ

LPSDFW Q 060FRXSOHV ‡ 6WD\LQJRQ3U(3DQGDGKHUHQFHLVDFKDOOHQJHIRUPDQ\ Q &RXSOHVFRQGRPOHVV VH[+,9 SDWLHQWV SDUWQHU+,951$ FP/DQG Q 7KHUHDUHKXJHGLVSDULWLHVLQXSWDNHRI3U(3 +,9 SDUWQHUQRWXVLQJ3U(33(3 Q :HQHHGWRUDSLGO\LQFUHDVH3U(3DFFHVV 6OLGHVFRXUWHV\RI0DWW Q FRQGRPOHVV6SLQHOOL VH[DFWV Q :HQHHGRWKHUQHZSUHYHQWLRQSURGXFWVDQG Q 3/:+,9KDG67,ZLWKRXW PRGDOLWLHVIRUGHOLYHU\ +,9KDG67,

5RGJHU,$&

 3DUWQHUV5HVXOWV 6WRU\&OLQLFDO3HDUOV

3DUWQHUV 3DUWQHU&RQWUROV 7UDQVPLVVLRQ Q VHURFRQYHUVLRQV &RQWUROV EXWLQSDUWQHUV

Q 8VLQJSK\ORJHQHWLF DQDO\VLVYLUXVHVRIWKH FDVHVZHUHQRW IURPWKHSDUWQHUOLYLQJ ZLWK+,9LHXQOLQNHG

5RGJHUVHWDO$,'6 :($;/%

5RGJHU,$&

$5:KDWGRQHZ,$686$JXLGHOLQHV 6XPPDU\!VH[DFWVZLWKRXWD UHFRPPHQGIRU0DYLXPFRPSOH[ 0$&  OLQNHGWUDQVPLVVLRQDPRQJFRXSOHV SURSK\OD[LVIRUSHUVRQVZLWK&' "

6WXG\ 3RSXODWLRQ &RQGRPOHVV 7UDQVPLVVLRQV 6H[$FWV ZLWKLQ3DUWQHUVKLS Q $*LYH0$&SURSK\OD[LV Q %'RQRWJLYH0$&SURSK\OD[LVLISDWLHQWKDV 3$571(5 FRXSOHV   YLUDOVXSSUHVVLRQ -$0$  060 Q &:KDWLV0$&" 2SSRVLWHV$WWUDFW  FRXSOHV   /DQFHW+,9 060 3$571(5 FRXSOHV   060

In the worst case scenario, you would have to have condomless sex5RGJHUVHWDO-$0$ for 419 %DYLQWRQ HWDO/DQFHW+,9H years to even have the possibility of one transmission – Alison Rodger

 $QVZHU'RQRWJLYH0$& 3ULPDU\V\SKLOLVLQWKHXUHWKUD SURSK\OD[LVLIYLUDOORDGVXSSUHVVHG

Q \HDU+LVSDQLF060SUHVHQWVZLWKXUHWKULWLV V\PSWRPV535QHJDWLYH7UHDWHGIRUQRQ Q 5DWLRQDOH2EVHUYDWLRQDOVWXGLHVVKRZQR0$& JRQRRFFDOXUHWKULWLV 1*8 LQSHUVRQVZLWKYLUDOORDGVXSSUHVVLRQ'HVSLWH VPDOOHYLGHQFHEDVHJDLQRIORZHUSLOOEXUGHQ Q ([DPLQDWLRQRIXUHWKUDOVZDEDQGIOXLGE\3&5 VLGHHIIHFWVDQGGUXJLQWHUDFWLRQVRXWZHLJKV DQGLPPXQRIORUHVHQFHIRXQG7SDOOLGXP VPDOOXQFHUWDLQW\ULVNIRU0$& Q 6XEVHTXHQWSRVLWLYH535 Q 5HVSRQGHGWRV\SKLOLVWUHDWPHQW

,$686$*XLGHOLQHV-$0$ &KDPEHUV&,' 7SDOOLGXPE\LPPXQRIORUHVHQFHIURPXUHWKUDOVZDE

'DUDWXPXPDEIRU3ULPDU\(IIXVLRQ /\PSKRPD 3(/ 6WRU\7%RUQRW7%

Q 3(/± 3OHXUDODQGSHULWRQHDOHIIXVLRQVDVVRFLDWHGZLWK++9FHOOV H[SUHVV&'

Q 7UHDWHGZLWKFRPELQDWLRQFKHPRWKHUDS\UHVSRQVHUDWH

Q 'DUDWXPXPDE&,J*NDSSDPRQRFORQDODQWLERG\DSSURYHGIRU PXOWLSOHP\HORPD

‡ &DVHUHSRUW PDOHVSFRPELQDWLRQ FKHPRWKHUDS\DOORJHQHLFWUDQVSODQW YLUDOORDGVXSSUHVVLRQZLWK3(/UHODSVH ‡ &OLQLFDOUDGLRJUDSKLFDQG++9 UHVSRQVHWR'DUDWXPXPDE

3UH'DUD 3RVW'DUD

6KDK1(-0

 $5:KLFKRIWKHIROORZLQJDUH )RXUPRQWKULIDPSLQUHJLPHQIRU QHZ³VKRUWFRXUVH´RSWLRQVIRU7% ,1+SUHYHQWLRQ SUHYHQWLYHWKHUDS\" ,VDIRXUPRQWKUHJLPHQRIGDLO\ULIDPSLQ  PJ DVHIIHFWLYHDVWKHVWDQGDUGPRQWKUHJLPHQ RI,1+"<(6 Q $PRQWKGDLO\,1+ULIDSHQWLQH 5HJLPHQ 1  7% 5DWHGLIIHUHQFH Q %PRQWKZHHNO\,1+ULIDSHQWLQH PRQWKV)8 FDVHV

Q &PRQWKGDLO\ULIDPSLQRQO\ 5LIDPSLQ     S  ,1+%    Q '%DQG&

Q ($DQG% ‡ 7UHDWPHQWFRPSOHWLRQJUHDWHUZLWKULIDPSLQ Q $OORIWKHDERYH ‡ $GYHUVHHYHQWV *UDGHRU OHVVZLWKULIDPSLQ ‡ SDUWLFLSDQWV+,9

0HQ]LHV1(-0

2XUFKDOOHQJHZLWK+,9SDWLHQWV $QVZHU$OOUHJLPHQV 8VLQJ'7*RURWKHU,167, ,VDRQHPRQWKUHJLPHQRIGDLO\,1+ PJ  Q '7*ULIDSHQWLQH± FDQQRWXVHIRUQRZVDIHW\ ULIDSHQWLQH PJ DVHIIHFWLYHDVWKHVWDQGDUG VWXGLHVRQJRLQJ(IDYLUHQ]ULIDSHQWLQHLVVDIH PRQWKUHJLPHQRI,1+"<(6 ‡ 5&7+,91  Q '7*ULIDPSLQ± ZHFDQXVH1HZ'DWD:HQHHG ‡ FRXQWULHV WRGRXEOHWKHGRVHRI'7*PJELGZKHQJLYHQ ,1+5LIDSHQWLQH ‡ 33'4)7LILQ86 ZLWKULIDPSLQ ,1+ ‡ (QGSRLQW7%RUGHDWK ‡ 1RQLQIHULRULW\VWXG\ ‡ 5&7 1  RI()9YV'7* UHJLPHQIRUSDWLHQWVVWDUWLQJ7% ‡ \HDUIROORZXS WUHDWPHQWZLWKULIDPSLQUHJLPHQ ‡ )LQGLQJVPRQWK ‡ 7%7UHDWPHQWVXFFHVVVLPLODU ,1+ULIDSHQWLQH ‡ 9LUDOVXSSUHVVLRQVLPLODU HIIHFWLYHDQGVDIH ‡ +LJKHUFRPSOHWLRQIRU 6ZLQGHOOV&52, PRQWKUHJLPHQ 'RROH\,$&

 6XPPDU\ 0LOHVWR*R8QLWHG6WDWHV

Q 1HZVKRUWFRXUVHRSWLRQVIRUSDWLHQWVRQ()9 ‡ PRQWKGDLO\ULIDSHQWLQH,1+ ‡ QHZ+,9 ‡ PRQWKZHHNO\ULIDSHQWLQH,1+ LQIHFWLRQVLQ86LQ ‡ +LJKHVWUDWHVLQEODFNV Q 1HZVKRUWFRXUVHRSWLRQVIRUSDWLHQWVRQ'7* 060 ‡ PRQWKULIDPSLQRQO\ ‡ RIQHZFDVHVLQ WKH6RXWK Q 6WDQGDUG2SWLRQIRUSDWLHQWVRQ3,,167,1157, ‡ RIWRSKLJKHVW+,9 UHJLPHQV LQFLGHQFHUDWHVLQ ‡ RUPRQWKGDLO\,1+UHJLPHQ )ORULGD

&'&

6WRU\³0LOHVWRJR´ 'LVSDULWLHV0LOHVWR*R 9LUDOVXSSUHVVLRQ

+RPHOHVVSRSXODWLRQ ‡ 8QLWHG6WDWHVYLUDO 9LUDOVXSSUHVVLRQ VXSSUHVVLRQ ‡ *DSVUHPDLQLQDOO VWHSVRIWKHFDVFDGH WHVWLQJOLQNDJH WUHDWPHQW ‡ 'LVSDULWLHVDPRQJ YLUDOVXSSUHVVLRQ PLUURUWKRVHRIQHZ LQIHFWLRQV ‡ 8QVWDEOHKRXVLQJ SDUWLFXODUEDUULHULQ FLWLHVVXFKDV6DQ )UDQFLVFR

9LUDOVXSSUHVVLRQLQ6DQ)UDQFLVFR

6DQ)UDQFLVFR$QQXDO5HSRUW6DQ)UDQFLVFR'3++,9$QQXDO5HSRUW

 0LOHVWRJR$VREHULQJUHSRUWIURP $FNQRZOHGJPHQWV 6RXWK$IULFD 6SHFLDOWKDQNVWR 0HJ1HZPDQ 0RQLFD*DQGKL ‡ .ZD=XOX1DWDO6RXWK $QQLH/XHWNHPH\HU $IULFD 6XVDQ6FKHHUWHDP ‡ +RXVHKROGVDPSOLQJIRU 6XVDQ%XFKELQGHU +,9SUHYDOHQFH *DEH&KDPLH ‡ $JHRI 9LYHN-DLQ ZRPHQDQGRI 0RVHV.DP\D PHQDUHLQIHFWHG 0D\D3HWHUVHQ ‡ $JHRI &ROOHDJXHVDW:+2 ZRPHQDQGRI 81$,'6DQGWKH PHQ *OREDO)XQG 6)*HWWLQJWR]HUR FRQVRUWLXP

.KDUVDQ\/DQFHW+,9

%XWUHPHPEHU«ZHDUHPDNLQJ SURJUHVV

‡ RISHUVRQVJOREDOO\NQRZWKHLUVWDWXV ‡ PLOOLRQSHUVRQVRQWUHDWPHQW ‡ 9LUDOVXSSUHVVLRQ ‡ 'HDWKVEHORZRQHPLOOLRQ\HDU

81$,'6*OREDO5HSRUW

 Disclosure

I have no relevant financial relationships with any companies related to the content of this course.

What’s New in Acute HIV Infection?

Susan Little, M.D. Professor of Medicine University of California San Diego

What’s New in Acute HIV Infection? What’s New in Acute HIV Infection?

ƒRapid ART – how early is early enough? ƒRapid ART – how early is early enough? ƒPost-treatment control – is it real? ƒPost-treatment control – is it real? ƒUsing molecular epidemiology to interrupt ƒUsing molecular epidemiology to interrupt transmissions during recent infection transmissions during recent infection

3 4 How early is early enough?? Rate of Recovery of CD4+ Counts ART Start

Is there a critical time period following acute HIV infection during which ART is capable of restoring ‘normal’ immune function? - “Normal” CD4 defined as 900 cells/mm3

5 Le T, et al. NEJM 2013 6 Le T, et al. NEJM 2013

CD4+ Recovery to •900 cells/mm3

Rate of Recovery of CD4+ Counts ART Start CD4>500, ART>4 mo from EDI CD4>500, ART<4 mo from EDI 3

CD4>500, ART>12 mo from EDI

CD4<500, ART<4 mo from EDI 900 cells/mm •

CD4<500, ART>4 mo from EDI

(% of participants) CD4<500, ART>12 mo from EDI CD4+

Months since Initiation of ART

7 Le T, et al. NEJM 2013 8 What’s New in Acute HIV Infection? Conclusions Modified RAPID protocol: San Diego (2014-2016) ƒ The probability of attaining a CD4 >900 on ART was greatest ƒ Clinic-based cohort of consecutive patients with newly diagnosed HIV for those who started ART within 4 months of EDI. - Including AHI, Early HIV, and chronic HIV (any CD4) ƒ Intervention: Modified RAPID Program: ƒ Each month delay in ART reduced probability of achieving a 1) Access to HIV provider within 24-48 hrs of HIV diagnosis CD4 > 900 by approximately 10%. 2) Same-day medical visit (2-4 hours) with safety and clinical care labs ƒ Chance of achieving CD4>900 reduced by 94% if CD4<500 at 3) ART Provided: elvitegravir, cobicistat, emtricitabine & tenofovir alafenamide ART start, independent of EDI. 4) Telephone f/u within 14 days to review labs, review adherence, etc. 5) Case Management: insurance assessment and linkage to care ƒ <25 % of ART-naïve patients maintained CD4•500 beyond 12 ƒ ART Start: 194 (91%) Initiated ART - 146 (68.5%) within 7 days months. - Same day (34.7%); next day (11.3%); within 7d (22.5%)

9 What’s New in Acute HIV Infection? Le T, et al. NEJM 2013 10 What’s New in Acute HIV Infection? Hoenigl M, et al. Scientific Reports 2016; Little, unpublished data

ART Outcomes in AEH Participants (<70d) Universal What’s New in Acute HIV Infection? Variable ART Modified RAPID Jul 2014- Jul 2016- Enrollment period 2009-2013 ƒ Jun 2016 Present Rapid ART – how early is early enough? N 162 38 38 ƒPost-treatment control – is it real? Started ART; n (%) 111 (68.5) 35 (92.1) 36 (94.7) ƒUsing molecular epidemiology to interrupt Presentation to ART; med days (IQR) 62 (34,142) 12 (8,20) 5 (1,8) transmissions during recent infection EDI to ART; med days (IQR) 105 (66,180) 34 (22,79) 24 (17,75)

ART to VL suppression; med days (IQR) 84 (30,169) 55 (28,98) 30 (27,84)

11 What’s New in Acute HIV Infection? Little, San Diego PIRC, unpublished data 12 Post-Treatment Control (PTC) PTC Pooled Analysis: 700 participants/14 studies

ƒ PTCs identified from 14 clinical studies: - 8 ACTG studies (A371, A5024, A5068, A5102, A5130, A5170, A5187, and A5197) - Montreal Primary HIV Infection Cohort (Montreal PIC) - Seattle Primary Infection Program (SeaPIP) Red=Early-treated - UCSD Primary Infection Cohort (UCSD PIC) Blue=Chronic-treated - UCSF OPTIONS study - NIH therapeutic vaccine trial (NIH) - Ragon HIV Controllers cohort (Ragon) ƒ PTCs –Treatment interruption (TI) and subsequent maintenance of VL ” 400 copies/mL for • 2/3 of the time points for • 24 weeks. ƒ PTCs compared to non-controllers (NCs) who did not meet the PTC criteria.

13 What’s New in Acute HIV Infection? Alter G, et al. IAS Global Scientific Strategy: towards an HIV cure 2016 14 What’s New in Acute HIV Infection? Namazi, et al. JID 2018

Participant Demographics Results

ƒ Median duration of suppression following TI 89 wks (Q1,Q3: 44,174 wks) ƒ PTC more often identified in early- vs. chronic- treated (13% vs. 4%, P<.001) ƒ PTC treated during early infection had slightly lower pre-ART VL than NC

(4.7 vs. 4.9 log10 RNA copies/mL, P= .09) ƒ Transient viral rebound observed in a subset of PTC during first 24 wks after TI, followed by spontaneous viral control - There was no significant difference in the time to peak VL for PTC vs. NC (9 vs. 8 wks) post TI)

15 What’s New in Acute HIV Infection? Namazi, et al. JID 2018 16 What’s New in Acute HIV Infection? Namazi, et al. JID 2018 CD4 Changes post TI (24 weeks) VL Changes post TI (24 weeks)

• The median VL peak was lower for PTCs • CD4+ levels generally than NCs (2.6 log HIV RNA copies/mL vs preserved in PTC, but 10 4.7 log10 RNA copies/mL, respectively, P < declined in NC after TI (-32 .001) 3 vs. -221 CD4+ cells/mm , • Similar findings in Early-treated and P < .001) Chronic-treated persons • Similar findings in early- • When VL were measured more frequently treated and chronic-treated (i.e., weekly), 45% of the PTCs had VL persons peaks •1000 HIV-1 RNA copies/mL vs 31% amongst PTCs with less frequent VL sampling (P> .05)

17 What’s New in Acute HIV Infection? Namazi, et al. JID 2018 18 Namazi, et al. JID 2018

Durability of Virologic Control Conclusions

Proportion suppressed at: ƒ 13% of early-treated and 4% of chronic-treated participants met PTC definition • Year 1: 75% ƒ Persons treated during early HIV may have lower barrier HIV remission • Year 2: 55% ƒ PTCs relatively stable CD4 during 24 weeks post TI • Year 3: 41% - Durability and magnitude of associated systemic inflammation unknown • Year 4: 30% ƒ Many HIV cure study designs involve short analytical treatment interruption • Year 5: 22% (ATI) with ART restarted at some rebound VL threshold. With weekly VL monitoring: ¾ 2 PTC treated during early - a infection maintained durable TI trials that restart ART at VL 1000 copy threshold will miss 50% of PTC - TI trials that restart ART at VL 10,000 copy threshold will miss a33% of PTC suppression > 10 years

19 What’s New in Acute HIV Infection? Namazi, et al. JID 2018 20 What’s New in Acute HIV Infection? Namazi, et al. JID 2018 Sexual Transmission During Recent Infection What’s New in Acute HIV Infection? 1) Montreal: Phylogenetic analysis of transmission chains: Estimated early infection accounted for 49.4% of transmissions1 ƒRapid ART – how early is early enough? 2) Uganda: Estimated the probability of transmission 49% (27-70) during primary ƒPost-treatment control – is it real? infection (duration 2.90 mo [1.23-6.00])2 3) Malawi: Estimated that early infection gave rise to 38.4% (95% credible interval ƒ Using molecular epidemiology to interrupt 18.6-52.3) of transmissions3 transmissions during recent infection 4) Detroit: Estimated that 44.7% (95% CI, 42.2%–46.4%) of transmissions occur during the first year of infection from the population-level viral genetic diversity4 5) Swiss cohort: Estimated 43.7% (range 41-56%) of transmissions occurred during the first year of infection5

21 22 What’s New in Acute HIV Infection? 1Brenner BG, et al. JID 2007; 2Hollingsworth TD, et al. JID 2008; 3Powers KA, et al. Lancet 2011; 4Volz EM, et al. PLoS Med 2013; 5Marzel A, et al. CID 2016

Molecular Epidemiology and HIV Prevention What is an HIV Transmission Network?

ƒ CDC PS18-1802 Document (2017) - Identifies transmission clusters for ƒ Each strain of HIV is unique investigation and intervention ƒ Thus, each person’s HIV sequence has a fingerprint-like quality. Priority: ƒ Clusters most concerning for recent, rapid transmission and growth that ƒ HIV-infected people can be identified as having viruses that are could represent an outbreak. very similar or dissimilar. ƒ Clustering at a low genetic threshold (0.5%) consistent with recent ƒ This information can be used to estimate the location, direction, transmission rate of spread of HIV within a community. ƒ Clusters with at least 5 new cases/cluster diagnosed in last 12 months ƒ ƒ Generally limit analyses to cases diagnosed the most recent 3-year period If dates of infection are known, transmission direction can be inferred.

23 What’s New in Acute HIV Infection? https://www.cdc.gov/hiv/pdf/funding/announcements/ps18-1802/CDC-HIV-PS18-1802-AttachmentE-Detecting- 24 What’s New in Acute HIV Infection? Investigating-and-Responding-to-HIV-Transmission-Clusters.pdf Defining a Cluster: Using Pairwise Genetic Distance Clustered = Below genetic distance threshold

Newly HIV Diagnosed

GD<0.02 NT subt/site

25 What’s New in Acute HIV Infection? 26 Wertheim, et al. PLoS Pathog. 2017 What’s New in Acute HIV Infection? Wertheim, et al. PLoS Pathog. 2017

Epidemiologic Linkage Between Two Hosts Public Health Intervention to HIV Hotspots Epidemiologic Linkage Genetic Linkage U1 A B ƒ Near real-time phylogenetic monitoring of HIV in British A B Columbia ƒ U1 A U B New sequences trigger an automated reanalysis of entire 2 A B database ƒ In June 2014, a rapidly expanding cluster was noted U1 A A B - 11 new cases/3 months - including 8 with NNRTI TDR B ƒ Enhanced public health follow-up implemented

27 What’s New in Acute HIV Infection? Adapted from Romero-Severson et al. PNAS 2016 28 What’s New in Acute HIV Infection? Poon AFY, et al. Lancet HIV. 2016 Timeline of Cluster 55 Outbreak Limitations

ƒ No prospective data demonstrating efficacy ƒ Potential for false identification and re-identification ƒ No consensus approach for defining clusters ƒ Variability of sampling coverage - reliability of inferences decrease as sampling coverage decreases ƒ Risks of network investigations (esp. directionality) - May disproportionately impact specific communities - Could decrease consumer trust in the medical community New Diagnosis ƒ Drug resistance Data sharing has many benefits, but also some risks No resistance

29 What’s New in Acute HIV Infection? Poon AFY, et al. Lancet HIV. 2016 30 What’s New in Acute HIV Infection?

Conclusions ƒ AHI likely a significant driver of HIV transmission Questions? ƒ Same day ART for Acute/Early HIV will rapidly reduce transmission risk and maximize immunologic outcomes ƒ Persons treated during early HIV may have lower barrier to achieving HIV remission ƒ ATIs in early treated persons could involve peak VLs •10,000 copies/ml ƒ Transmission source cannot be definitively determined by genetic data alone. ƒ Cluster investigations may provide an important new strategy for HIV epidemic control

31 What’s New in Acute HIV Infection? Disclosures Moving Toward a Cure: Where are • Research support: Gilead, Merck, ViiV We Now? • Consulting: Abbvie, Janssen • SAB: Enochian Biosciences, BryoLogix Steven Deeks, MD Professor of Medicine University of California, San Francisco

HIV Cure versus Remission: Cure • Complete removal of all replication-competent PrEP during very early HIV infection (“day 1”) HIV followed by ART resulted in the lack of • No residual stigma (key outcome in surveys) any detectable reservoir • Difficult to achieve and impossible to prove Reservoir size estimated to be ~ 100 replication-competent virions There are now dozens of cases of very low reservoir states in which virus rebounded during an interruption, presumably due to lack of effective immunity

HIV Cure versus Remission: Remission • Durable control of a persistent residual reservoir Elite versus post-treatment control • Achieved with “elite” and post-treatment control • Is a remission an improvement over ART? The very curious differences between –Inflammation persists in many controllers these two clinical phenotypes Post-treatment control: Case

• 30 year old mixed race (African American/Native American) man • Some (10% to 20%) of people who start therapy early (but not too early) and remain on therapy for years will exhibit at least partial control after • 2011: Presents with acute/recent infection and a viral ART is interrupted load of 10 million copies RNA/mL • May occur in chronic infection (rare) • No biomarker – Elite control would be unlikely • Mechanism unknown • 2011-2014: Effective ART (TNF/FTC/RPV) • Low reservoir size, low T cell activation • Classic CTL responses low, in contrast to elite controllers • 2014: No ART, continued virus control • Non-cytolytic NK cell responses • Enrichment for certain KIRs

Post-treatment controllers and non-controllers have comparable levels of viremia during the acute Frequency of activated CD8+ T (pre-ART) stage cells lower in PTCs than elite controllers Post-treatment control generally associated with lower post- Reservoir level also likely lower interruption peak viral loads, (cause and effect unknown) suggesting ART fundamentally changed disease course Ideal models for an effective HIV remission/cure will likely prove to be post-treatment controllers and rare ”extraordinary” natural controllers • Exceptional, extraordinary and/or extreme elite controllers have been described – Low antibody levels, low reservoir and limited Exceedingly rare clinical phenotypes, inflammation particularly in era of universal ART • Some are close to a “cure”

“Elite” control is most consistently associated with HIV-specific CD8+ T cell responses, although other pathways are likely involved

All models of durable SIV/HIV remission suggest Protective Class I Alleles that durable control of established infection will B*57, B*27, B*13, B*58

require (1) low disease burden, (2) low Gag-specific degranulation, cytokines CD8+ T Cell Proliferation inflammation and (3) sustained host responses (polyfunctional CD8+ T cells) that are primed, reside in tissues, and target Inhibitory activity (ex vivo susceptible epitopes Perforin and granzyme killing autologous CD4+ T cells)

Low PD-1, Vulnerable These same attributes apply to cancer Low CD38 TCR diversity immunotherapy CTLA-4, TIGIT epitopes

Polyfunctional Low T reg Public TCR Low IDO CD4+ T cells function HIV Immunotherapy: Decades of experimental research Curing monkeys has have largely failed to identify any promising interventions proven to be relatively Trial Regimen Comment Author/Paper easy ACTG 5068 ALVAC (vCP1452) Intermitting interruptions but not vaccine associated with reduced Jacobson, JID 2006 VL ACTG 5024 ALVAC (vCP1452) + IL-1 0.5 log VL reduction during ATI Kilby, JID 2006

ACTG 5097 Ad5 0.24 log10 Schooley, JID 2010 MANON-02 ALVAC-HIV No VL effect; activated CD4 cells may have induced early failure Papagno, AIDS 2011

Bionor p24 peptide mixture (Vacc-4x) ATI: no VL effect at primary endpoint, mild benefit at later time Pollard, Lancet HIV points 2014 ERAMUNE 02 DNA prime/MVA boost No effect (HIV DNA) Achenbach, Lancet HIV 2015 GeneCure Replication-defective HIV with Reduced VL set-point (compared to historical data) Tung, Vaccine 2016 VZV fusion protein (HIVAX) GeoVax DNA prime/MVA boost (virus-like No apparent effect during ATI (uncontrolled) Thompson, PLoS particles) ONE 16 ACTG 5281 Gag/Pol, Nef/Tat/Vif/Env and IL- Minimal CD4 effects, no CD8 effects, low dose IL-12 better than Jacobson, JAIDS 12 plasmids (Profectus) high dose IL-12 2016 BCN 02 ChAdV63.HIVconsv + 5/13 controlled (ATI) Mothe, CROI 17 MVA.HIVconsv

Immunotherapy for HIV infection T cell immunity: Therapeutic approaches Two decades of largely failed approaches • Weak immunogenicity • Gene modification of stem cells (Berlin Patient) Most likely to – Pre-existing immuno-dominant responses work – CTL escape • CAR-T cells • Inflammation and counter-regulatory • Broadly neutralizing antibodies (immune immunosuppression complexes and the “vaccinal” effect) • Therapeutic vaccination Most • High virus burden scalable – Proof-of-concept: herpes zoster vaccination, • Immune-privileged tissues sanctuaries clearance of pre-cancerous lesions (HPV) Vaccine (Ad26/MVA prime- boost) alone had minimal effect Combination bNAbs after a on reservoir treatment interruption maintained virus suppression Vaccine + TLR7 agonist reduces reservoir during ART Two of 9 individuals treated early maintained virus control and controls SIV post-ART after bNAb levels waned, consistent with a “vaccinal” Vesatolimod now being tested effect in phase I/II clinical trials

Immune dysfunction – as quantified by measuring frequency of so- Therapeutic vaccine program (UCSF) “activated” T-cells or inflammation in lymph nodes - persists during long-term ART • HIV DNA (Inovio): RCT enrolling • CMV/HIV vaccine: Funding secured; waiting for GMP product and phase I data in HIV uninfected population • RNA vaccine (CureVac): Dose-escalation study in development; UO1 submitted • Conserved element DNA prime/MVA boost with combination bNAbs: Five-stage combination study recently approved (IND 18488)

HuntetalJID2003,PLoS ONE2011andunpublished Hsue etal,JAMACardiology,2017 Inflammation and HIV persistence (and cancer) Immunotherapy and vaccine adjuvant program (UCSF) Pilot (“probe”) studies • Many factors contribute to an inflammatory environment during treated HIV disease • Nivolumab/pembrolizumab (anti-PD-1): Safety studies (cancer) – Microbial translocation, CMV, obesity/life-style, others ongoing; vaccine combination study in development • Inflammation stimulates a potent and sustained immunosuppressive response • Nivolumab/vaccine: Will PD-1 blockade enhance vaccine – Immune checkpoint receptors responsiveness (priming) and provide immediate response to rebounding virus? RCT in development (Lewin/DARE) – Myeloid-derived suppressor cells – T regulatory cells (TGF-ȕ, IL-10) • Vesatolimod (TLR7 agonist): RCT in viremic controllers nearly –IDO completed (Gilead) • IL-15: Follicular disruption pilot study in development Interventions that reduce (Schacker/DARE) inflammation or the counter- • Lefitolimod (TLR9 agonist): Five-stage combination study recently regulatory immunosuppression might approved (IND 18488) be beneficial

Immunotherapy and vaccine adjuvant program (UCSF) Reduce inflammation/proliferation

• Sirolimus: Study completed (ACTG); data analysis pending • Everolimus: Study completed (transplant population) Perspectives on the “state of the • Canakinumab: Pilot safety study completed; RCT on hold art” in cure research and potential roadmaps for future success My own perspectives 1 My own perspectives 2 Cure versus remission It is all about the timing

• A true cure will be difficult if not possible • Most immunotherapies need to be primed and expanded and ready to pounce once the virus • Even if one is cured, you can never be sure begins to replicate (proving a negative is impossible) • A period of controlled viremia (or strong LRA) may –Long-term sustained T cell responses for protection be needed to induce effective CTL, with effector • Super-infection: if PrEP is needed, going from cells delivered to lymphoid tissues at about Week 2 three drugs to two drugs is not adding much of a standard interruption value

My own perspectives 3 My own perspectives 4 Reservoir size is too large In absence of a biomarker, only an ATI is interpretable • Natural controllers and post-treatment controllers: reservoir • Scientific and community engagement and support at least 2 logs lower than in typical infection • Legitimate informed consent • Early ART, gene modification strategies, LRAs, anti- • Avoid coercement proliferative drugs might reduce reservoir and all are in the • Mitigate against risk clinic • Exclude those with low nadir, history of cancer/CAD • High baseline CD4+ T cell count – Block and lock might help • Age limits – Long-term ART may also be sufficient • Partner engagement (PrEP) • Strick restart criteria for sustained viremia My own perspectives 5 My own perspectives 6 Product profile You learn by doing

• The preferred product profile needs to be defined now • Deep investment exists in basic discovery and pre-clinical models, particularly animal models • This requires a precise discussion on why a cure is needed • Most animal models designed to show an effect of – What will be the unmet need in 15 to 20 years? intervention; parameters set are rarely relevant to typical HIV-infected person – Should the cure be designed to have a global impact now, or should a profitable approach to be used in resource rich regions • Single therapies may not show anything yet still ultimately be pursued, with the hope that in be made available globally? be of value • Scalability will be needed for a full impact – Multiple combination studies using available agents that are safe – Vaccines and bNAbs are attractive and can be rationally done should be pursued

My own perspectives 7 Immune- Combination approaches modifying Agents Sanctuary Adjuvants • Given multiple known barriers, combination Disruption approaches will almost certainly be needed – Escape, immunodominance, dysfunctional T cells, chronic inflammation, low antigen exposure on target cells, sanctuaries Therapeutic HIV Low Vaccine Remission • Single arm studies might fail in change any Reservoir biomarker yet prove critical in a combination approach Combinatorial therapy with a therapeutic conserved element DNA/MVA vaccine strategy, a TLR9 agonist and broadly neutralizing antibodies: A pilot study aimed at inducing an HIV remission (IND 18488) Combinatorial therapy with a therapeutic Vaccine conserved element DNA/MVA vaccine adjuvant (TLR9 agonist) Reservoir strategy, a TLR9 agonist and broadly Vaccine boost reduction (MVA) neutralizing antibodies: A pilot study (bNABs/TLR9) aimed at inducing an HIV remission Therapeutic vaccine HIV Enhanced CTL Remission (ATI/bNAbs) (CE DNA)

Combinatorial approaches towards and HIV remission IND approval pending Translating NHP success stories using available agents Study on track to open in early 2019 • Stage 1: DNA prime (p24 conserved elements, p24CE) • Goal: induce responses to subdominant, conserved epitopes • Stage 2: DNA boost (p24CE and full-length p55) • Goal: boost CE responses and increase breadth • Stage 3: MVA boost (gag/pol/env) • Goal: boost CE response and increase breadth • Stage 4: bNAbs (10-1074 and VRC07-523LS) and TLR-9 agonist • Goal 1: expand T cell responses • Goal 2: include NK cells, reverse latency ( “shock and kill”, reservoir reduction) • Stage 5: ATI with bNAbs • Goal: induce T cell response (vaccinal effect) SCOPTIONS-CIL-LCV-ASB Platform 'LVFORVXUHV +,93UHYHQWLRQ+RZ$UH:H'RLQJ $QG:KDW¶V2QWKH+RUL]RQ" ‡ ,KDYHEHHQWKH3ULQFLSDO,QYHVWLJDWRURQ VWXGLHVIRUZKLFK*LOHDG6FLHQFHVKDVGRQDWHG VWXG\GUXJ

6XVDQ%XFKELQGHU0' &OLQLFDO3URIHVVRURI0HGLFLQH (SLGHPLRORJ\ 8&6)

'LUHFWRU%ULGJH+,9 6)'HSWRI3XEOLF+HDOWK

ŝĂŐŶŽƐĞƐŽĨ,/s/ŶĨĞĐƚŝŽŶĂŵŽŶŐĚƵůƚƐĂŶĚĚŽůĞƐĐĞŶƚƐ͕ 4XHVWLRQV ďLJdƌĂŶƐŵŝƐƐŝŽŶĂƚĞŐŽƌLJ͕ϮϬϭϳͶhŶŝƚĞĚ^ƚĂƚĞƐĂŶĚϲ ĞƉĞŶĚĞŶƚƌĞĂƐ Eсϯϴ͕ϲϰϬ  :KDW¶VWKHFXUUHQWVWDWHRIWKH86DQGORFDO HSLGHPLF"

 +RZDUHZHGRLQJZLWK3U(3 DQGZKDWFDQ ZHGRDERXWLW "

 $UHPLQGHUDERXW8 8

 :KDW¶VXSZLWKORQJDFWLQJ3U(3DJHQWV"

EŽƚĞ͘ĂƚĂĨŽƌƚŚĞLJĞĂƌϮϬϭϳĂƌĞĐŽŶƐŝĚĞƌĞĚƉƌĞůŝŵŝŶĂƌLJĂŶĚďĂƐĞĚŽŶϲŵŽŶƚŚƐƌĞƉŽƌƚŝŶŐĚĞůĂLJ͘ĂƚĂŚĂǀĞďĞĞŶƐƚĂƚŝƐƚŝĐĂůůLJĂĚũƵƐƚĞĚ ƚŽĂĐĐŽƵŶƚĨŽƌ ŵŝƐƐŝŶŐƚƌĂŶƐŵŝƐƐŝŽŶĐĂƚĞŐŽƌLJ͘͞KƚŚĞƌ͟ƚƌĂŶƐŵŝƐƐŝŽŶĐĂƚĞŐŽƌLJŶŽƚĚŝƐƉůĂLJĞĚĂƐŝƚĐŽŵƉƌŝƐĞƐůĞƐƐƚŚĂŶϭйŽĨĐĂƐĞƐ͘  :KHUHDUHZHLQYDFFLQHGHYHORSPHQW" Ă,ĞƚĞƌŽƐĞdžƵĂůĐŽŶƚĂĐƚǁŝƚŚĂƉĞƌƐŽŶŬŶŽǁŶƚŽŚĂǀĞ͕ŽƌƚŽďĞĂƚŚŝŐŚƌŝƐŬĨŽƌ͕,/sŝŶĨĞĐƚŝŽŶ͘ 1HZ+,9'LDJQRVHVLQ86060 1HZ+,9'LDJQRVHVLQ86:RPHQ

7UHQGVLQ+,9LQ6DQ)UDQFLVFR 7UDQVJHQGHUZRPHQDQGPHQ

 /LYLQJ+,9FDVHV 1HZ+,9GLDJQRVHV  'HDWKV +,9UHODWHG'HDWKV ‡ 2IQHZ+,9GLDJQRVHVLQWUDQVJHQGHU          SHUVRQVLQ   1XPEHURI/LYLQJ&DVHV     ‡ ZHUHLQWUDQVJHQGHUZRPHQ   

 ‡ ZHUHWUDQVJHQGHUPHQ        ‡ 7UDQVJHQGHUZRPHQKDYHWKHKLJKHVW+,9      SUHYDOHQFHRIDQ\JURXS        ‡ (VWLPDWHGRI7*:DUHOLYLQJZLWK+,9        1XPEHURI1HZ+,9'LDJQRVHV'HDWKV ‡ %XWRI$IULFDQ$PHULFDQ7*:DUHOLYLQJZLWK           +,9                 

ϲϬ Ĩ͘ ƐŝĂ tŽŵĞ Wt/ D^DͲ ,ŽŵĞůĞƐƐ ŵ͘ Ŷ Ŷ Wt/ ϱϬ +RZDUHZHGRLQJZLWK3U(3 ϰϬ DQGKRZFDQZHLPSURYH "

ϯϬ

ϮϬ

ϭϬ

Ϭ ϮϬϭϮ ϮϬϭϯ ϮϬϭϰ ϮϬϭϱ ϮϬϭϲ ϮϬϭϳ

6PDOOGHFUHDVHLQSODVPD7)9)7&LQ 7UDQVJHQGHUZRPHQRQKRUPRQHWKHUDS\ +HQGUL[532$

D^D D^D ,ĞƚĞƌŽ ^

,ĞƚĞƌŽ D^D tŽŵĞŶ;ŐĞůͿ

tŽŵĞŶ

tŽŵĞŶ

DĂLJŵĞĂŶd'tƐŚŽƵůĚĂĚŚĞƌĞƚŽĚĂŝůLJd&ͬ&d͖ŶŽĞĨĨĞĐƚŽĨWƌWŽŶŚŽƌŵŽŶĞƐ 3U(3ZRUNVDWDSRSXODWLRQOHYHOWRR

+,9,QFLGHQFHLQ3HUVRQV8VLQJ7589$'$IRU+,9 6DPHGD\3U(3LQLWLDWLRQLVIHDVLEOH 3U(3:RUOGZLGH([SHULHQFH)URP6WXGLHV ZLWK32&WK JHQ+,9WHVWRQO\

‡ SHUVRQVRQ 2EVHUYDWLRQDOFRKRUWVWXG\RI3U(3XVHUVWRPRQLWRUUHQDOIXQFWLRQ ϭ͘ϴ DVPHDVXUHGE\H*)5LQSHRSOHZLWKVDPHGD\3U(3VWDUW 3U(3IRU!PRQWKV ϭ͘ϲϮ ϭ͘ϲ ‡ LQFLGHQWLQIHFWLRQV ϭ͘ϰ ‡ ! GD\VDIWHUODVW ‡ 1RSDUWLFLSDQWVKDGHOHYDWHG GRVH ϭ͘Ϯ FUHDWLQLQHZLWKH*)5 ”  ‡ ZLPRVRIVWDUW ϭ P/PLQP DWEDVHOLQH Ϭ͘ϴϭ QRUGLVFRQWLQXHG3U(3GXH Ϭ͘ϴ ‡ '%6DYDLODEOHIRURQ3U(3 Ϭ͘ϲϰ Ϭ͘ϲϰ WRGHFOLQHLQH*)5 Ϭ͘ϲ ‡ QRGHWHFWDEOH7)9'3 ‡ 1R+%9LQIHFWLRQVGHWHFWHG Ϭ͘ϰ ‡ OHYHOVFZ GRVHVZN

,/s/ŶĐŝĚĞŶĐĞƉĞƌϭϬϬƉLJ %DVHOLQHH*)5 ‡ OHYHOVFZGRVHVZN Ϭ͘Ϯ  ‡ KDGOHYHOVFZ Ϭ GRVHVZN 6DPHGD\3U(3LQLWLDWLRQZLWK32&+,9 EXWODEEDVHGFUHDWLQLQHDQG ‡ 2ISWV +%9WHVWLQJ ZDVIHDVLEOHDQGVDIH ‡ UHVLVWDQWWR)7& 3DWHO5HWDO+,953 0DGULG6SDLQ3' ‡ UHVLVWDQWWR7')   ĂĞƚĞŶ :͕ĞƚĂů͘,/sZϰWϮϬϭϴ͕DĂĚƌŝĚ͕^ƉĂŝŶ͘KϮϯ͘Ϭϭ͘ ůů/ŶĚŝǀŝĚƵĂůƐ^ƚĂƌƚŝŶŐ &dͬd&ĨŽƌWƌWŝŶh^͕ ϮϬϭϮʹ ϮϬϭϳ;ĂƐĞĚŽŶĚĂƚĂĨƌŽŵ'ŝůĞĂĚͿ 3U(38VHDPRQJ+,9QHJDWLYH060 1+%6DQG6723$,'6VXUYH\V3ULRU

ϰϱ͕ϬϬϬ ϲϬ ϯϴ͕ϵϯϴ ϯϵ͕ϮϱϮ Εϭϲ͕ϯϬϬͲϮϬ͕ϬϬϬΎ ϰϬ͕ϬϬϬ ϲͲzĞĂƌdŽƚĂů͗ϭϳϳ͕ϮϮϯ ϮϱĂŶĚŽůĚĞƌ͗ϭϰϵ͕ϴϵϯ;ϴϰ͘ϲйͿ ϯϱ͕ϭϳϱ ϱϬ ϯϱ͕ϬϬϬ ΕϭϮ͕ϲϬϬ ϭϮʹ Ϯϰ͗ Ϯϳ͕ϯϯϬ ϯϬ͕ϬϬϬ ;ϭϱ͘ϰйͿ ϰϬ Ύ Ϯϱ͕ϬϬϬ ΕϭϬ͕ϬϬϬ ϮϬ͕ϴϭϵ Ύ ϮϬ͕ϬϬϬ ϯϬ ϭϱ͕ϬϬϬ WĞƌĐĞŶƚ Εϰ͕ϰϬϬΎ ϵ͕Ϭϳϭ ϮϬ ϭϬ͕ϬϬϬ ϴ͕ϬϬϭ ϲ͕ϲϴϯ ϲ͕ϲϲϯ ϱ͕ϲϯϵ ϯ͕ϲϵϲ ϱ͕ϬϬϬ ϭ͕ϯϲϮ ϭ͕ϵϲϵ ϭϬ Ϭ ϮϬϭϮ ϮϬϭϯ ϮϬϭϰ ϮϬϭϱ ϮϬϭϲ ϮϬϭϳ Ϭ WƌŽƉŽƌƚŝŽŶ ϭϳ͘Ϭй ϭϳ͘ϴй ϭϱ͘ϭй ϭϰ͘ϲй ϭϯ͘ϴй ϭϲ͘ϵй ϭϮʹ ϮϰLJĞĂƌƐ ϮϬϭϰ ϮϬϭϱ ϮϬϭϲ ϮϬϭϳ ^dKW/^ E,^ ΎĂƐĞĚŽŶĞƐƚŝŵĂƚĞĚƐĂŵƉůĞƐŝnjĞŽĨϰϰ͕ϭϱϰ,/sŶĞŐĂƚŝǀĞD^DŝŶ^&ŝŶϮϬϭϰ DĂŐŶƵƐŽŶ͕/^ϮϬϭϴdhϬϯϬϱ ϭϳ ,ƵŐŚĞƐĞƚĂů͕:hƌďĂŶ,ĞĂůƚŚϮϬϭϳ

&XUUHQW 3U(38VHDPRQJ060³3U(3&DQGLGDWHV´  RI060³3U(3&DQGLGDWHV´ &XUUHQWO\RQ3U(3E\ 6DQ)UDQFLVFR&LW\&OLQLF 5DFH(WKQLFLW\ 6DQ)UDQFLVFR&LW\&OLQLF

ϲϬ ϲϬ јϯϮй јϭϲй јϯϭй ϱϬ ϰϳ͘ϴ ϱϬ ϯϵ͘ϲ ϰϬ јϭϬй ϰϬ ϯϬ ϯϬ Ϯϱ͘ϲ WĞƌĐĞŶƚ ϮϬ

WĞƌĐĞŶƚ ϮϬ ϭϬ ϭϭ͘ϭ ϭϬ Ϭ ĨƌŝĐĂŶŵĞƌŝĐĂŶ >ĂƚŝŶŽ tŚŝƚĞ ƐŝĂŶ Ϭ ϮϬϭϰ ϮϬϭϱ ϮϬϭϲ ϮϬϭϳ ϮϬϭϰ ϮϬϭϱ ϮϬϭϲ ϮϬϭϳ

ΎWƌWͲĂŶĚŝĚĂƚĞƐ͗ ‡ ,/sŶĞŐĂƚŝǀĞE ‡ ŽŶĚŽŵůĞƐƐĂŶĂůƐĞdžKZ ^d/KZ ,/sƉŽƐŝƚŝǀĞƉĂƌƚŶĞƌ /DFNRI3U(3SHUVLVWHQFHDFFHQWXDWHV 3U(3RQO\ZRUNVLI\RXFRQWLQXH WRWDNHLW GLVSDULWLHV

‡ $YHUDJHGXUDWLRQRQ3U(3LQPDQ\SRSXODWLRQV LVUHODWLYHO\EULHILQ86 ^ĂŶ&ƌĂŶĐŝƐĐŽWƌŝŵĂƌLJĂƌĞůŝŶŝĐƐ ‡ 060 DWPRQWKV DW\HDU ‡ :RPHQDWPRV ‡ +,9LQIHFWLRQVKLJKLIVWRS3U(3 ‡ 0DQ\DQHFGRWDOFDVHVRILQIHFWLRQVZKHQVWRS3U(3 ‡ VHURFRQYHUVLRQVLQSHRSOHZKRKDGVWRSSHG3U(3LQ 6)67'FOLQLF ‡ S\ LQ060VWRSSLQJ3U(3LQ0RQWUHDO ‡ LQIHFWLRQVS\LQSHRSOHVWRSSLQJYVLQ SHRSOHUHPDLQLQJRQ3U(3LQ/RV$QJHOHV

ůĂĐŬƐƚŽĐŬ͕/^ĂƌĞϮϬϭϳ͖Ϯϵ͗ϴϲϲͲϵ ŚĂŶ͕:/^ϮϬϭϲ͖ϭϵ͗ϮϬϵϬϯ 'ƌĞĞŶǁĂůĚ͕ZK/ϮϬϭϴ͕ďƐƚƌĂĐƚηϭϬϯϴ ,ŽũŝůůĂ͕/^ĂŶĚĞŚĂǀ͖ϮϬϭϴ͗ϮϮ͗ϭϬϵϲͲϵ >ŝƵ͕:D/ŶƚĞƌŶDĞĚϮϬϭϲ͖ϭϳϲ͗ϳϱͲϴϰ DŽŶƚŐŽŵĞƌLJW>K^KŶĞϮϬϭϲ͖ϭϭ͗ĞϬϭϱϳϳϰϮ ZƵƐŝĞ͕/ϮϬϭϴ͖ϲϳ͗ϮϴϯͲϳ ^ŚŽǀĞƌ͕ZK/ϮϬϭϴ͕ďƐƚƌĂĐƚηϭϬϬϵ ^ĐŽƚƚ͕ZK/ϮϬϭϳ͕ďƐƚƌĂĐƚηϮϰ

$VVLVWLQJDFFXUDWH+,9ULVNDVVHVVPHQW 7RSUHDVRQVZK\SHRSOHVWRS3U(3 P\VH[SURRUJ ‡ /ŶƚĞƌĂĐƚŝǀĞ͕ŽŶůŝŶĞ  6HOISHUFHLYHGORZULVN ,/sƌŝƐŬĂƐƐĞƐƐŵĞŶƚ ƚŽŽůĨŽƌD^DƵƐŝŶŐ ĚĂƚĂĨƌŽŵƐĞǀĞƌĂů  &RVWRUFKDQJHVLQLQVXUDQFHFRYHUDJH ůĂƌŐĞĐŽŚŽƌƚƐŽĨ D^D͘  0HGLFDWLRQVLGHHIIHFWV DFWXDORUDQWLFLSDWHG ‡ ĂůĐƵůĂƚĞƐ,/s ƉĞƌƐŽŶĂůŝnjĞĚƌŝƐŬ  3LOOIDWLJXH ƐĐŽƌĞ;ƐĐĂůĞϭͲϮϬ͕ ‡ WŝůŽƚĞĚŝŶϮϰϬD^DŝŶ^&͕Ez͕>ŝŵĂ͕ZŝŽ ǁŝƚŚƉŽƐŝƚŝǀĞĨƌĂŵĞͿ͘ ĚĞ:ĂŶĞŝƌŽ  'LIILFXOW\DGKHULQJWRSURYLGHUODEDSSRLQWPHQWV ‡ &ŽƵŶĚƚŽďĞĞĂƐLJƚŽƵƐĞĂŶĚĚĞƐŝƌĂďůĞ͕ ĞƐƉ͘LJŽƵŶŐD^D 9DOLGDWLRQRI6H[3UR 5LVN6FRUHLQ FRKRUWVRI060 &RVWDQGLQVXUDQFHLVVXHV

džƚĞƌŶĂůsĂůŝĚĂƚŝŽŶ;ͲƐƚĂƚŝƐƚŝĐсϳϬ͘ϬͿ džƚĞƌŶĂůǀĂůŝĚĂƚŝŽŶ;ͲƐƚĂƚŝƐƚŝĐсϳϯ͘Ϯ 5HFHLYLQJ3U(3QDYLJDWLRQVHUYLFHVLVDVVRFLDWHGZLWK ϭϮ LQFUHDVHGSHUVLVWHQFHLQ6DQ)UDQFLVFR3ULPDU\&DUH&OLQLFV ϭϮ ϭϬ WƌĞĚŝĐƚĞĚ ϭϬ WƌĞĚŝĐƚĞĚ WƌĞĚŝĐƚŽƌ ĚũƵƐƚĞĚKZ ϵϱй/ ϴ KďƐĞƌǀĞĚ ϴ KďƐĞƌǀĞĚ ϲ ϲ dƌĂŶƐŐĞŶĚĞƌǁŽŵĂŶ Ϭ͘ϱϰ Ϭ͘ϯϳͲϬ͘ϳϲ ϰ ϰ /ůůŝĐŝƚƐƵďƐƚĂŶĐĞƵƐĞ Ϭ͘ϲϲ Ϭ͘ϱϬͲϬ͘ϴϳ Ϯ Ϯ Ϭ Ϭ WĂƚŝĞŶƚŶĂǀŝŐĂƚŝŽŶ ϭ͘ϰϱ ϭ͘ϭϬͲϭ͘ϵϮ ϭͲͲϱ ϲͲͲϭϬ ϭϭͲͲϭϱ ϭϲͲϮϬ ϭͲͲϱ ϲͲͲϭϬ ϭϭͲͲϭϱ ϭϲͲϭϴ ϭϵͲϮϬ

,sdEϱϬϱ͗D^DŝŶϮϭh^ĐŝƚŝĞƐ ,WdEϬϲϭ͗ůĂĐŬD^DŝŶϲĐŝƚŝĞƐ

Ϯϱ

$GKHUHQFHZLWK3U(30DWH LQ(3,& ϯ͘ĚĚƌĞƐƐŝŶŐƐŝĚĞĞĨĨĞĐƚƐ 6WXG\

/ŵƉĂĐƚŽĨWƌĞƉŵĂƚĞ ŽŶĚŚĞƌĞŶĐĞ;ŶсϭϮϭͿ WƌĞƉŵĂƚĞ ^ƚĂŶĚĂƌĚŽĨ +RZLV3U(3 ĂƌĞ JRLQJ" йǁŝƚŚƉƌŽƚĞĐƚŝǀĞd&sͲW ůĞǀĞůƐ ϳϮй ϱϳй Ϯ͘Ϭϱ KĚĚƐ ƌĂƚŝŽ;KZͿĨŽƌĚŚĞƌĞŶĐĞ ;ϵϱй /ϭ͘ϬϲͲϯ͘ϵϰͿ ‡ WĂƚƚĞƌŶĞĚĂĨƚĞƌƚŚĞtĞůdĞů ŵŽĚĞůŽĨǁĞĞŬůLJ ;WƌĞƉŵĂƚĞ ǀƐ͘^ƚĂŶĚĂƌĚ ŽĨĂƌĞͿ 2N 1RW WсϬ͘Ϭϯ ƚĞdžƚͲŵĞƐƐĂŐĞĐŚĞĐŬͲŝŶƐƚŽƐƵƉƉŽƌƚZs JUHDW ĂĚŚĞƌĞŶĐĞ Ϯ͘Ϭϲ ‡ /ŵƉĂĐƚƉƌŝŵĂƌŝůLJƚŚƌŽƵŐŚƉĞƌƐŽŶĂůŝnjĞĚ ĚũƵƐƚĞĚKZΎ ;ϵϱй /ϭ͘ϬϳͲϯ͘ϵϵͿ ĐŽŵŵƵŶŝĐĂƚŝŽŶďĞƚǁĞĞŶƉĂƌƚŝĐŝƉĂŶƚƐĂŶĚĐůŝŶŝĐ WсϬ͘Ϭϯ ƐƚĂĨĨ WƌĞƉŵĂƚĞ ĞĨĨŝĐĂĐLJĚŝĚŶŽƚĚŝĨĨĞƌƐŝŐŶŝĨŝĐĂŶƚůLJďLJĂŐĞ͕ ƌĂĐĞͬĞƚŚŶŝĐŝƚLJ͕ĞĚƵĐĂƚŝŽŶ͕ŽƌŝŶƐƵƌĂŶĐĞ >ĞƐƚĞƌĞƚĂů͕>ĂŶĐĞƚϮϬϭϬ͖ϳϲ͗ϭϴϯϴͲϰϱ ŚŝĂŶŐĞƚĂů͕:D/Zŵ,ĞĂůƚŚΘƵ,ĞĂůƚŚ ϮϬϭϴ͖ϲ͗Ğϴϳ >ŝƵ͕/ϮϬϭϴ͖ŝŶƉƌĞƐƐ &RSLQJZLWKSLOOIDWLJXH 6LPSOLI\LQJ9LVLWV0DJQHW([SUHVV &RXOGRQGHPDQG3U(3  KHOSZLWKSLOO IDWLJXH" ‡ 5DSLGLQDQGRXW67,WHVWLQJ ‡ 1R$SSRLQWPHQWQHHGHG

‡ DŽŶƚƌĞĂůĐŽŚŽƌƚŽĨĨĞƌĞĚ ‡ 'URSLQGXULQJRSHUDWLQJ ŝŶƚĞƌŵŝƚƚĞŶƚǀƐ͘ĚĂŝůLJWƌW KRXUV ‡ ŽŶƐŝƐƚĞŶƚƵƐĞ ‡ ϰϯйĨŽƌŝŶƚĞƌŵŝƚƚĞŶƚ ‡ ϯϰйĨŽƌĚĂŝůLJ ‡ 0D\EHWHVWHGIRU ‡ WсϬ͘ϬϮ ‡+,9 ‡ *RQRUUKHD&KODP\GLD6\SKLOLV 'ƌĞĞŶǁĂůĚĞƚĂů͕ZK/ϮϬϭϴ͕ ‡ +HSDWLWLV& ďƐƚƌĂĐƚϭϬϯϴ

DĂŐŶĞƚdžƉƌĞƐƐ ϯϬ

5HJLVWUDWLRQ %ORRG'UDZ

DĂŐŶĞƚdžƉƌĞƐƐ ϯϭ DĂŐŶĞƚdžƉƌĞƐƐ ϯϮ 6HOI6ZDEELQJ /HDYH

DĂŐŶĞƚdžƉƌĞƐƐ ϯϯ DĂŐŶĞƚdžƉƌĞƐƐ ϯϰ

2XWFRPHV 5HPHPEHU8 8 6LQFH-XO\ )XOOODXQFK'HF ‡ 0DJQHW([SUHVVYLVLWV 8QGHWHFWDEOH 8QWUDQVPLWWDEOH ‡ GHFUHDVHLQWXUQDZD\V ‡ :KLWHRWKHUHWKQLFLWLHVUDFH

DĂŐŶĞƚdžƉƌĞƐƐ ϯϱ WĞƌƐŽŶƐ>ŝǀŝŶŐǁŝƚŚŝĂŐŶŽƐĞĚŽƌhŶĚŝĂŐŶŽƐĞĚ,/s /ŶĨĞĐƚŝŽŶ +,9&DUH&RQWLQXXPLQ6DQ)UDQFLVFR ,/sĂƌĞŽŶƚŝŶƵƵŵKƵƚĐŽŵĞƐ͕ϮϬϭϱͶhŶŝƚĞĚ^ƚĂƚĞƐ 

EŽƚĞ͘ZĞĐĞŝƉƚŽĨŵĞĚŝĐĂůĐĂƌĞǁĂƐĚĞĨŝŶĞĚĂƐшϭƚĞƐƚ;ϰŽƌs>ͿŝŶϮϬϭϱ͘ZĞƚĂŝŶĞĚŝŶĐŽŶƚŝŶƵŽƵƐŵĞĚŝĐĂůĐĂƌĞǁĂƐĚĞĨŝŶĞĚĂƐшϮƚĞƐƚƐ;ϰŽƌs>Ϳ шϯŵŽŶƚŚƐĂƉĂƌƚŝŶϮϬϭϱ͘sŝƌĂůƐƵƉƉƌĞƐƐŝŽŶǁĂƐĚĞĨŝŶĞĚĂƐфϮϬϬĐŽƉŝĞƐͬŵ>ŽŶƚŚĞŵŽƐƚƌĞĐĞŶƚs>ƚĞƐƚŝŶϮϬϭϱ͘

:KDW¶V1RW:RUNLQJ" tĞŶĞĞĚƚŽĐŚĂŶŐĞƚŚĞƐƚƌƵĐƚƵƌĞŽĨĐĂƌĞĂǀĂŝůĂďůĞ

džĂŵŝŶŝŶŐ ƚŚĞ dƌĞĂƚŵĞŶƚ ĂƐĐĂĚĞ

6KLIWLQIRFXVIURP³SDWLHQWIDFWRUV´WR³SURJUDPIDFWRUV´ WRLPSURYHHQJDJHPHQW

DĂůĞďƌĂŶĐŚĞ͕/^ϮϬϭϴƉůĞŶĂƌLJ ,ŽŵĞͲĐŽůůĞĐƚĞĚ^ĂŵŽŶŐƉƚƐƐĂLJŝŶŐƚŚĞLJĂƌĞƵŶĚĞƚĞĐƚĂďůĞ dĞƌĂŶ ĞƚĂů͕ZK/ϮϬϭϴ͕ďƐƚƌĂĐƚϵϵϳ DĂdžůŝŶŝĐ 9LUDO6XSSUHVVLRQ •9/  DPRQJ3DWLHQWV(QUROOHGLQ WKH0D[&OLQLFDQG 1  DQG6WDQGDUGRI&DUH&RQWURO ‡ ^ĞĂƚƚůĞ͕tĂƐŚŝŶŐƚŽŶ 1  LQWKH0RQWKV3UH DQG3RVW%DVHOLQH ‡ &ŽƌW>t,ǁŚŽĨĂŝůƚŽĞŶŐĂŐĞŝŶ ϭϬϬ ƚƌĂĚŝƚŝŽŶĂů,/sĐĂƌĞǁŝƚŚůŽǁĞƌ DĂdžWĂƚŝĞŶƚƐ  ŝŶƚĞŶƐŝƚLJƐƵƉƉŽƌƚ ϴϬ ‡ tĂůŬͲŝŶĂĐĐĞƐƐƚŽĐĂƌĞ ϲϬ  ‡ ,ŝŐŚͲŝŶƚĞŶƐŝƚLJƐƵƉƉŽƌƚ ŽŶƚƌŽůWĂƚŝĞŶƚƐ ϰϬ 

‡ WĞƌĐĞŶƚŽĨWĂƚŝĞŶƚƐ /ŶĐĞŶƚŝǀĞƐ;ĨŽŽĚ͕Ψ͕ƉŚŽŶĞ͕ďƵƐ  ƉĂƐƐͿ ϮϬ ‡ ƌŽƐƐͲĂŐĞŶĐLJĐŽŽƌĚŝŶĂƚĞĚĐĂƌĞ ĂZZΎ;ϵϱй/Ϳ͗ϯ͘Ϯ;ϭ͘ϴͲϱ͘ϵͿ ;ĞƐƉ͘ũĂŝůĂŶĚŚŽƵƐŝŶŐĂŐĞŶĐŝĞƐͿ Ϭ WƌĞ WŽƐƚ ďƐƚƌĂĐƚϭϭϮϱ;WŽƐƚĞƌ^ĞƐƐŝŽŶtĞĚĂĨƚĞƌŶŽŽŶͿ ΎĚũƵƐƚĞĚĨŽƌƐƵďƐƚĂŶĐĞƵƐĞ͕ƉƐLJĐŚŝĂƚƌŝĐĚdž͕ŚŽƵƐŝŶŐƐƚĂƚƵƐ ^Ž͕ĨŽƌLJŽƵƌ,/sƵŶŝŶĨĞĐƚĞĚƉĂƚŝĞŶƚƐǁŚŽĂƌĞŚĂǀŝŶŐƐĞdžǁŝƚŚ ƉĞŽƉůĞŽƵƚƐŝĚĞŽĨĂƌĞůĂƚŝŽŶƐŚŝƉ͕ƌĞĐŽŵŵĞŶĚWƌW

:KDWDUHWKHSUREOHP/$DJHQWVDUH WU\LQJWRVROYH"

‡ $GKHUHQFH /RQJ$FWLQJ3U(3$JHQWV ‡ $GKHUHQFH ‡ $GKHUHQFH &KDOOHQJHVZLWKORQJDFWLQJDJHQWV :LOOORQJDFWLQJDJHQWVVROYHRXUSHUVLVWHQFH SUREOHPV"

tŚĞŶĂĚŵŝŶŝƐƚĞƌŝŶŐĂŐĞŶƚƐ

ǁŝƚŚůŽŶŐƚϭͬϮ ŝŶŶŽŶͲƌĞŵŽǀĂďůĞ ŵĞƚŚŽĚ ‡ DĂLJƌĞƋƵŝƌĞŽƌĂůůĞĂĚͲŝŶƚŽ ĂƐƐĞƐƐƚŽdžŝĐŝƚLJďĞĨŽƌĞ ĂĚŵŝŶŝƐƚĞƌŝŶŐ>ĨŽƌŵƵůĂƚŝŽŶ ‡ DĂLJŚĂǀĞƉƌŽůŽŶŐĞĚƐƵďͲ ƚŚĞƌĂƉĞƵƚŝĐƚĂŝů͖ŐƌĞĂƚ ĐŽŶĐĞƌŶĨŽƌƉŽŽƌůLJĂĚŚĞƌĞŶƚ

ĂƚĂĨƌŽŵϵϵйƌĞƚĂŝůƉŚĂƌŵĂĐŝĞƐ͕ϭ͘ϳŵŝůůŝŽŶǁŽŵĞŶ

EĞůƐŽŶĞƚĂů͕KďƐƚĞƚ 'LJŶĞĐŽů ϮϬϬϴ

:KDWDUHWKHSUREOHPV/$DJHQWVPD\ &DERWHJUDYLU/RQJ$FWLQJ,QMHFWDEOH &$%/$ VROYH"

‡ $GKHUHQFH ‡ 3LOOIDWLJXH ‡ 3ULYDF\ ‡ 'UXJFRVW ‡ 7R[LFLW\ ‡ $59UHVLVWDQFH ‡ ĂďŽƚĞŐƌĂǀŝƌŝƐĂŶĂŶĂůŽŐŽĨĚŽůƵƚĞŐƌĂǀŝƌ͕ ‡ &KRLFH ĚŝĨĨĞƌŝŶŐďLJŽŶĞĐĂƌďŽŶĂƚŽŵ ‡ KƌĂůƚϭͬϮ͗ϰϬŚŽƵƌƐ ‡ Ͳ>͗ŵŝůůĞĚŶĂŶŽĐƌLJƐƚĂůƐ DƵůůĞƌĞƚĂů͘ƵƌŽƉĞĂŶ:ŽƵƌŶĂůŽĨWŚĂƌŵĂĐĞƵƚŝĐƐĂŶĚ ŝŽƉŚĂƌŵĂĐĞƵƚŝĐƐϮϬϭϭ ‡ /ŶũĞĐƚĂďůĞƚϭͬϮ͗ϮϭͲϱϬĚĂLJƐ ^ƉƌĞĞŶ ϳƚŚ /^ϮϬϭϯ͖DŝŶ/ϮϬϬϵ dĂŽĚĂ /Ŷƚ͛ůŽŶŐƌĞƐƐŽŶƌƵŐdŚĞƌĂƉLJŝŶ,/s/ŶĨĞĐƚŝŽŶϮϬϭϮ DĐWŚĞƌƐŽŶĞƚĂů͕džƉĞƌƚKƉŝŶ ŽŶ/ŶǀĞƐƚŝŐ ƌƵŐƐϮϬϭϴ &$%/$3/$60$&21&(175$7,216 6XPPDU\RIQRQKXPDQSULPDWH &255(/$7(:,7+3527(&7,21,1 FKDOOHQJHVWXGLHVZLWK&$%/$ 0$&$48(02'(/

ŚĂůůĞŶŐĞDŽĚĞů ηŽĨŚĂůůĞŶŐĞƐ >ĞǀĞůŽĨWƌŽƚĞĐƚŝŽŶ ,ŝŐŚͲĚŽƐĞ/s ϭ ϳͬϴ  >ŽǁͲĚŽƐĞƌĞĐƚĂů ϴ ϴͬϴ   ,ŝŐŚͲĚŽƐĞǀĂŐŝŶĂů ϯ ϲͬϴ >ŽǁͲĚŽƐĞǀĂŐŝŶĂů ϮϮ ϰͬϰ >ŽǁͲĚŽƐĞƉĞŶŝůĞ ϭϮ ϱͬϲ

ŶĚƌĞǁƐĞƚĂů͕/^ϮϬϭϳ͖ϯϭ͗ϰϲϭͲϳ ŶĚƌĞǁƐĞƚĂů͕^ĐŝĞŶĐĞϮϬϭϰ͖ϯϰϯ͗ϭϭϱϭͲϰ ŶĚƌĞǁƐĞƚĂů͕^ĐŝdƌĂŶƐů DĞĚϮϬϭϱ͖ϳ͗ϮϳϬƌĂϰ ZĂĚnjŝŽ ĞƚĂů͕^ĐŝdƌĂŶƐů DĞĚϮϬϭϱ͖ϳ͗ϮϳϬƌĂϮϳϱ ŽďĂƌĚ ĞƚĂů͕ZK/ϮϬϭϴ͕ηϴϯ $QGUHZVHWDO6FLHQFH

3ODVPD&$%&RQF7LPH3URILOHVIROORZLQJPJ,04: 'RVLQJUHJLPHQIRUe&/$,5 LQe&/$,5 /RZULVNPHQ Q  UDQGRPL]HG4ZHHNLQMHFWLRQV



 JP/ P

 3ODVPD&$%

6LPXODWHG&$%PJ,04: PDOHVQ   dǁŽϮͲŵůŝŶũĞĐƚŝŽŶƐ/D 2EVHUYHG&$%PJ,04: (&/$,5Q  [3$,& PJP/ ϭϮǁĞĞŬƐĂƉĂƌƚ [3$,& PJP/ [3$,& PJP/  DĂƌŬŽǁŝƚnjĞƚĂů͕>ĂŶĐĞƚ,/sϮϬϭϳ͖ϰ͗ĞϯϯϭͲϰϬ     7LPH :HHNV HPTN 077 Study Design

2UDO ,QMHFWLRQ3KDVH )ROORZXS PJHYHU\ZHHNV 3KDVH  2UDO ,QMHFWLRQ3KDVH )ROORZXS +,9XQLQIHFWHG 3%2HYHU\ZHHNV 3KDVH PHQDQG ZRPHQ DWORZULVNIRU DFTXLULQJ+,9 LQIHFWLRQ DJHVWR Q  2UDO ,QMHFWLRQ3KDVH )ROORZXS PJHYHU\ZHHNV 3KDVH  2UDO ,QMHFWLRQ3KDVH )ROORZXS 3%2HYHU\ZHHNV 3KDVH

DĂƌŬŽǁŝƚnj͕ZK/ϮϬϭϲ

CAB LA Pharmacokinetics CAB LA pharmacokinetic Tail – Weeks 60 and 76

     

0DOH   )HPDOH   //24 //24± [3$,& [± [3$,& ![3$,&  %/4 //24± [3$,& [± [3$,& ![3$,&

/DQGRYLW]5HWDO+,9530DGULG$EVWUDFW2$/% >ĂŶĚŽǀŝƚnj͕/^ϮϬϭϳ Two Efficacy Trials of CAB-LA for PrEP Implantable devices

ƌƵŐŵƵƐƚďĞĞdžƚƌĞŵĞůLJ ‡ +371IRU0607*:JOREDOO\ ƉŽƚĞŶƚ͕ĂƐƚŽƚĂůŵĂƐƐĚŽƐĞ ƚŽďĞůŽĂĚĞĚŝƐƐŵĂůů ‡ +371IRUZRPHQLQVXE6DKDUDQ ‡ ͘Ő͕͘EĞdžƉůĂŶŽŶ $IULFD ͘ϬϲŵŐͬĚĂLJ ‡ %RWKKDYHVWHSV  2UDOOHDGLQ  /RDGLQJDWDQGZHHNVTZHHN LQMHFWLRQV  2UDOWRFRYHUWKH3.WDLO[\HDU ‡ %RWKGRXEOHEOLQGGRXEOHGXPP\ZLWK ŚƵĂ͕ZK/ϮϬϭϳ 7'))7&DVFRPSDUDWRUJURXS ƵƌŚĂŵ͕ZK/ϮϬϭϴ ‡ %RWKFXUUHQWO\HQUROOLQJ ,ĞŶĚƌŝdž͕DdEϮϬϭϳ

Advantages and disadvantages of Formulation PK profiles compared implantables vs. injectables

$GYDQWDJHV 'LVDGYDQWDJHV ‡ 5HPRYDEOHZKHQQHHGHG ‡ 5HTXLUHVVSHFLDOL]HG ‡ 0RUHFRQVLVWHQWDQG GHYLFHDQGVWHULOH SUHGLFWDEOHGUXJUHOHDVH WHFKQLTXHWRLQVHUW ORZHUGRVHSHUGD\ ‡ 5HTXLUHVVPDOOVXUJLFDO ‡ $YRLGVORQJ3.WDLO SURFHGXUHWRUHPRYH XQOHVVELRGHJUDGDEOH ‡ 0D\UHPDLQLQSODFHIRU \HDUVUHTXLULQJIHZHU ‡ 3RWHQWLDOIRUVFDUULQJ YLVLWV ‡ 3RWHQWLDOWRPLJUDWH ‡ 3RWHQWLDOIRULPSURYHG ‡ 0RUHFKDOOHQJLQJZKHQ DGKHUHQFH QHHGWRFRPELQHDJHQWV MK-8591 (EFdA): Reverse Transcriptase MK-8591-treated animals weekly dosing with Translocation Inhibitor weekly low-dose rectal challenge

‡ +LJKO\SRWHQW ORJ  UHGXFWLRQLQ9/ 3ODFHER ‡ *RRGGUXJOHYHOVLQERWKUHFWDO  0.

DQGYDJLQDOWLVVXH  ‡ /RQJLQWUDFHOOXODUKDOIOLIH aKRXUV  $YLUHPLF   ‡ *RRGDFWLYLW\DJDLQVW157,  UHVLVWDQFH  

‡ 0RGHOVLQKXPDQVVXJJHVW             KLJKOHYHOVZLWKZHHNO\RUOHVV 'D\V IUHTXHQWRUDOGRVLQJ D<ͲϴϱϵϭƚƌĞĂƚĞĚĂŶŝŵĂůƐŚĂǀĞĂϰϭ͘ϱͲĨŽůĚůŽǁĞƌƌŝƐŬŽĨŝŶĨĞĐƚŝŽŶ ‡ ,PSODQWVW GD\VLQUDWV  ;ϵϱй͘/͘ϳ͘ϯ͕Ϯϯϳ͘ϵͿ DOORZLQJIRUGRVLQJ\HDURU ORQJHU WфϬ͘ϬϬϬϭůŽŐƌĂŶŬƚĞƐƚ DĂƌŬŽǁŝƚnj͕/^ϮϬϭϴ

dŚĞ/ŵƉĂĐƚŽĨsĂĐĐŝŶĞƐŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ /^^ ^>/EϮϬd, EdhZz ϮϬϬϴ^^Ύ WZEd WZͲs/EEEh> Z^ ^^ :KHUHDUHZHZLWK+,9 DĞĂƐůĞƐ ϱϬϯ͕ϮϴϮ ϭϰϬ ϵϵ͘ϵй YDFFLQHV" ŝƉŚƚŚĞƌŝĂ ϭϳϱ͕ϴϴϱ Ϭ ϭϬϬ͘Ϭй DƵŵƉƐ ϭϱϮ͕ϮϬϵ ϰϱϰ ϵϵ͘ϳй WĞƌƚƵƐƐŝƐ ϭϰϳ͕Ϯϳϭ ϭϬ͕ϳϯϱ ϵϮ͘ϳй ^ŵĂůůƉŽdž ϰϴ͕ϭϲϰ Ϭ ϭϬϬ͘Ϭй ZƵďĞůůĂ ϰϳ͕ϳϰϱ ϭϲ ϵϵ͘ϵй ,ĂĞŵŽƉŚŝůƵƐ ϮϬ͕ϬϬϬ ϯϬ ϵϵ͘ϵй ŝŶĨůƵĞŶnjĂĞƚLJƉĞď͕ ŝŶǀĂƐŝǀĞфϱLJƌƐ͘Ϳ WŽůŝŽ͕ƉĂƌĂůLJƚŝĐ ϭϲ͕ϯϭϲ Ϭ ϭϬϬй dĞƚĂŶƵƐ ϭ͕ϯϭϰ ϭϵ ϵϴ͘ϲй

*Provisional Source: MMWR 4/2/99, 12/25/09, 3/12/2010 There is a long history of using +,99DFFLQHV antibodies to prevent viral infections

‡ !3KDVHDQG+,9YDFFLQHWULDOVWULDOV WR s/Zh^ WZKhd^Z/Wd/KE /E/d/KE GDWH DĞĂƐůĞƐ ŽŶĐĞŶƚƌĂƚĞĚŚƵŵĂŶŐĂŵŵĂŐůŽďƵůŝŶ WƌĞǀĞŶƚŝŽŶ WŽůŝŽ ŽŶĐĞŶƚƌĂƚĞĚŚƵŵĂŶŐĂŵŵĂŐůŽďƵůŝŶ WƌĞǀĞŶƚŝŽŶ &XUUHQWHIILFDF\WULDOVLQWKHILHOG Ds LJƚŽŵĞŐĂůŽǀŝƌƵƐ/ŵŵƵŶĞ'ůŽďƵůŝŶ WƌĞǀĞŶƚŝŽŶ ‡ 3DVVLYHLQIXVLRQRIDQWLERGLHV ,ĞƉĂƚŝƚŝƐ /ŵŵƵŶĞƐĞƌƵŵŐůŽďƵůŝŶ;/^'Ϳ WƌĞǀĞŶƚŝŽŶ;ƚƌĂǀĞůͿ ‡ $03 $QWLERG\PHGLDWHGSUHYHQWLRQ  ‡ 3DUDOOHOWULDOV ,ĞƉĂƚŝƚŝƐ ‡ 0607UDQVJHQGHUZRPHQDQGPHQLQWKH$PHULFDV ,ĞƉĂƚŝƚŝƐ/ŵŵƵŶĞ'ůŽďƵůŝŶ WŽƐƚdžƉŽƐƵƌĞ ‡ :RPHQLQVXE6DKDUDQ$IULFD  ‡ $FWLYHYDFFLQDWLRQ ZĂďŝĞƐ ZĂďŝĞƐ/ŵŵƵŶĞ'ůŽďƵůŝŶ WŽƐƚdžƉŽƐƵƌĞ ‡ +971)ROORZXSIURP7KDLYDFFLQHWULDOLQ6RXWK ŵď;ƉĂůŝǀŝnjƵŵĂďͿĨŽƌƉƌŽƉŚLJůĂdžŝƐŽĨ WƌĞǀĞŶƚŝŽŶŝŶ,ŝŐŚ $IULFDQZRPHQDQGPHQ Z^s ŚŝŐŚƌŝƐŬŝŶĨĂŶƚƐ ZŝƐŬ/ŶĨĂŶƚƐ ‡ +9710RVDLF JOREDOYDFFLQH LQZRPHQLQ $IULFDQFRXQWULHV s sĂƌŝĐĞůůĂŽƐƚĞƌ/ŵŵƵŶĞ'ůŽďƵůŝŶ WŽƐƚdžƉŽƐƵƌĞ

Most effective vaccines induce antibodies that neutralize the pathogen. John Mascola Breadth and potency of bNAbs

ĚǀĂŶƚĂŐĞ͗ŶŽZsƌĞƐŝƐƚĂŶĐĞĐŽŶĐĞƌŶƐ &ƵƚƵƌĞĚĞǀĞůŽƉŵĞŶƚƐ͗ ‡ /ŶĐƌĞĂƐĞĚƵƌĂďŝůŝƚLJ;ĚĞĐƌĞĂƐĞŝŶƚĞƌǀĂůŽĨĂĚŵŝŶŝƐƚƌĂƚŝŽŶͿ ‡ ^ƵďĐƵƚĂŶĞŽƵƐĂĚŵŝŶŝƐƚƌĂƚŝŽŶ ‡ ŽŵďŝŶĂƚŝŽŶƐ /LQJ;XHWDO6FLHQFH

59+,99DFFLQH7ULDOLQ7KDL PHQDQGZRPHQ HVTN 702 Schema

WƌŝŵĂƌLJǀĂĐĐŝŶĞƌĞŐŝŵĞŶ ŽŽƐƚĞƌΎ 'ƌŽƵƉ E ϯϭй DŽŶƚŚϬ DŽŶƚŚϭ DŽŶƚŚϯ DŽŶƚŚϲ DŽŶƚŚϭϮ ƌĞĚƵĐƚŝŽŶ ĂƚƐƚƵĚLJ >sͲ,/s >sͲ,/s >sͲ,/s ϲϬйƌĞĚƵĐƚŝŽŶ ĞŶĚ >sͲ ;ǀWϮϰϯϴͿн ĂƚϭLJĞĂƌ >sͲ ;ǀWϮϰϯϴͿн ;ǀWϮϰϯϴͿн ,/s ŝǀĂůĞŶƚ ϭ ϮϳϬϬ ,/s ŝǀĂůĞŶƚ ŝǀĂůĞŶƚ ;ǀWϮϰϯϴ ^ƵďƚLJƉĞ ;ǀWϮϰϯϴͿ ^ƵďƚLJƉĞ ^ƵďƚLJƉĞ Ϳ ŐƉϭϮϬͬD&ϱ ŐƉϭϮϬͬD&ϱϵ ŐƉϭϮϬͬD&ϱϵ ϵ WůĂĐĞďŽн WůĂĐĞďŽн WůĂĐĞďŽн Ϯ ϮϳϬϬ WůĂĐĞďŽ WůĂĐĞďŽ WůĂĐĞďŽ WůĂĐĞďŽ WůĂĐĞďŽ

dŽƚĂů ϱϰϬϬ

ϭϭͬϯϬͬϮϬϭϴ ϳϮ ZĞƌŬƐͲEŐĂƌŵ ĞƚĂů͘EŶŐů :DĞĚ͘ ϮϬϬϵĞĐϯ͖ϯϲϭ;ϮϯͿ͗ϮϮϬϵͲϮϬ HighLevelTargetProductProfile: HVTN705StudySchema ProphylacticvaccineofferingprotectionagainstallcladesofHIVǦ1throughan heterologousprimeboostregimen *URX 1 0RQWK 0RQWK 0RQWK 0RQWK S 3ULPH %RRVW $G0RV+,9 $G0RV+,9   $G0RV+ $G0RV+,   &ODGH&JS &ODGH&JS ,9 9  PFJ  PFJ DGMXYDQW DGMXYDQW 3ODFHER 3ODFHER   3ODFHER 3ODFHER      3ODFHER 3ODFHER Vectorsthatelicitoptimal Mosaicinsertsforglobal Trimericgp140env proteins immuneresponses coverage forimprovedhumoral (GagǦPolǦEnv) immunity

‡ ‘–ƒŽǣʹ͸ͲͲˆ‡ƒŽ‡•‹•—„ǦƒŠƒ”ƒˆ”‹ ƒ HVTN705/HPX2008willbe usingCladeCgp140

73 74

Why we need all prevention Acknowledgements methods

‡ 3LHUUH&HGULF&URXFK ‡ 'LDQH+DYOLU ‡ $OLVRQ+XJKHV ‡ 5DSK\ /DQGRYLW] ‡ $OEHUW/LX ‡ 6XVDQ6FKHHU ‡ +\PDQ6FRWW ‡ 0DWW6SLQHOOL ‡ $ULDQH9DQGHU6WUDWHQ

,ĂƌŵŽŶ͕W>K^KŶĞϮϬϭϲ DISCLOSURES PrEPandRAPIDCasesfromthe Clinic • Wehavenoconflictsofinteresttodisclose.

JonathanVolk,MDMPH InfectiousDiseases KaiserPermanente,SanFrancisco AssistantClinicalProfessor,UCSF

SusaCoffey,MD ClinicalProfessor UCSFDivisionHIV,InfectiousDiseasesandGlobalMedicine CoͲLeadWard86RAPIDProgram Chair,GettingtoZeroRAPIDCommittee

AudienceResponse:PrEP CASE1 • 8/2016:27ͲyearͲoldMSM,1Ͳ2partners/month DoyoucurrentlyprescribePrEP? foranalsex,usescondoms“someofthetime.” – PrEPoffered,butptdeclinedbecauseofhisconcerns a) Yes,andIonlyprescribedailyPrEP. aboutosteopenia/osteoporosisandlongͲtermside b) Yes,andIprescribebothdailyandonͲdemand effects PrEP. c) Yes,IonlyprescribedailyPrEP,butfor patientswhowanttouseonͲdemandPrEP,I • 8/2018:Seenagaininclinicafter3rd PEPinlast2 advisethemhowtodoso. years. d) No,IdonotprescribePrEP. – TreatedforrectalNGMarch2018 – WillingtotakeTDF/FTCbuthesitanttotakedailymed AudienceResponse:CASE1 WHATISPrEP?

Whatwouldyoudonext? • Truvada:Emtricitabine/Tenofovir a) ContinuetoprescribePEPasneeded – FixedͲdosecombinationtablet – FDAapprovedforPrEP in2012 b) StartdailyTDF/FTCafterPEPandencourage • HIVͲnegativeindividualsbefore exposureonadailybasis dailyuse – PrEP1.0 c) StartonͲdemand(2:1:1)TDF/FTCafterPEP • Alternatedosing(2/1/1),otheroralagents(TAF/FTC),longͲ actinginjectables,bNAbs,implantableTAF/CAB,intravaginal d) StartdailyTAF/FTC rings,vaginalandrectalgels,rectaldouches,fastͲdissolving e) CallthePrEP/PEPClinicianConsultation filmsandinserts Center,855Ͳ448Ͳ7737. – CDCestimates~1.2millionpeoplemaybenefit • 310KcurrentlyonPrEPgloballyasofQ12018

6 CDCClinicalPracticeGuidelines,2014;Grantetal.2014;Smithetal.MMWR.2015;Fitchetal.HIVR4POctober2018.

PrEPWORKSINTHE“REALWORLD” ISITREALLY99%EFFECTIVE? DatafromKPNorthernCalifornia • iPrEx: – 42%Ͳ datafromtrial 50% – 92%Ͳ detectabledrug 42% – 99%Ͳ modelingdata 5104personͲyears • 76%for2/week • 96%for4/week ofPrEPuse! users 27%  26% • 99%for7/week 23% PrEP  of  • AdherencedoesNOT needtobe % perfectforMSM 7% 0% 0% • Lessforgivenessforwomen AnySTI RectalSTI Chlamydia Gonorrhea Syphilis HIV – lowervaginaldruglevels IncidentSTIsduringfirstyearofPrEPuse – 6Ͳ7doses/weekmaybeneeded

Grantetal.NEJM.2010.;AndersonPL.Sci Transi Med.2012.Grantetal. JuliaLMarcus,LeoBHurley,CharlesBradleyHare,DongPhuongNguyen,Tony 8 LancetInfectiousDiseases.2014;Grantetal.AIDS.2015;29:331–337. Phengrasamy,MichaelJSilverberg,JulietEStoltey,JonathanEVolk,JAIDS2016. INTERMITTENT(SexͲDriven)iPrEP: MOREONͲDEMANDPrEPQUESTIONS

2BEFORE • WhatifapatientmissesapostͲsexdose? & 2AFTER – StartdailyTDF/FTCx28daysvs.3drugPEP

• Whoisthe“ideal”onͲdemandPrEP candidate? • Reductioninincidence: Ͳ 86%inRCT&97%inopenͲlabelstudy – Sexualfrequencyandplanningcritical

• OpenlabelPrEPStudy(Prévenir): Ͳ OnͲdemand(54%)– noinfectionsin506personͲyears • Whattypeofmonitoringisneeded? Ͳ Daily(46%)–noinfectionsin443personͲyears

Molinaetal.NEJM.2015;MolinaAIDS2016;MolinaIAS2018.

PrEP FOLLOWͲUP CASE1

• SamefollowͲupforonͲdemand&daily Whatwouldyoudonext? a) ContinuetoprescribePEPasneeded • Every3monthfollowͲup – Rx#90 – HIV b) StartTDF/FTCafterPEPandencourage – Creatinine dailyuse – HepCscreeningwithALT • NotinCDCguidelines c) StartonͲdemand(2:1:1)TDF/FTCafterPEP – STDs:urine/throat/rectalNG/CT&syphilis (recommended) d) StartdailyTAF/FTC • MorefrequentSTDtesting,ifdesired e) CallthePrEP/PEPClinicianConsultation • Annual Center,855Ͳ448Ͳ7737. – HepatitisCantibody – Urinalysis CASE2:NOGREATOPTIONS AudienceResponse:Case2

• 53ͲyearͲoldMSM,PMHnotableforCKD&bipolardisorder Whatdoyourecommendforthispatient? – NumerousrecentSTIs – ~300partnersinprior6months.Asmanyas8partners/day, a) StopPrEPwithFTC/TDF Ͳ contraindicatedwithhis usuallyoralsex,butalsobottoming+/Ͳ ejaculation. kidneyfunction b) Continuean“onͲdemand,”sexͲdrivendosingof – StarteddailyPrEP in2016.HashadworseningCrCl. FTC/TDF – Started“onͲdemand,”sexͲdrivenPrEP dosingstrategy9/2016: • Useswhenheplansonhavingcondomless receptiveanalsex(~3Ͳ c) StartdailydosingwithFTC/TDF withveryclose 4/month) renalmonitoring • DoesnotusewithHIV+undetectablepartners&partnersonPrEP d) StartrenallyͲdosedFTC/TDF witheveryotherday • Doesnotusewithoralsex dosing • Usuallyusescondomswithunplannedreceptiveanalsexwithpartners whoarenotonPrEPornotundetectable e) StartdailyFTC/TAF

– HIVAg/Abnegative,CrCl ~25mL/min

PrEP&RENALSAFETY CANWEUSETAF/FTC?

• PrEPassociatedrenaldysfunctionrare(<1%)intrials • Guidelinesrecommendcreatininemonitoringevery6 monthsduringPrEP(KP:3monthsatmostfacilities) • Renalsafetyinclinicalpractice – Low risk if baseline eGFR •90 at baseline or <50 years old – Only 5/972 patients stopped PrEP indefinitely as a result of decreased eGFR

Marcusetal.,JAIDS,December2016 CASE2 CASE#3

Whatdoyourecommendforthispatient? • 23yearͲoldBlack,bisexualtransgenderwoman a) StopPrEPwithFTC/TDF Ͳ contraindicatedwithhis – Receptiveanalsexwithmalepartners(~5Ͳ kidneyfunction 10/month);norecentfemalepartners b) Continuean“onͲdemand,”sexͲdrivendosingof – Condoms~90%ofthetime&usuallyplanssexual FTC/TDF encounters c) StartdailydosingwithFTC/TDF withveryclose renalmonitoring – Noalcohol,occasionalrecreationalMJ d) StartrenallyͲdosedFTC/TDF witheveryotherday – Rectalchlamydia1monthpriortointakevisit,more dosing remotehistoryofsyphilisandgonorrhea e) StartdailyFTC/TAF

AudienceResponse:CASE#3 PrEPFORTRANSGENDERWOMEN

A)DonotrecommendPrEP.Thereisinsufficient • WorldwideHIVprevalence19.1% datafortransgenderwomen – ORforHIVinfection49(95%CI21Ͳ76)inmetaͲanalysis)

B)StartdailyTDF/FTC • 339transgenderwomeniniPrEx analysis • 11HIVinfectionsintxarm&10inplaceboͲ HR1.1(95%CI C)StartonͲdemandPrEPwithTDF/FTC 0.5Ͳ2.7) • NonewinfectionsamongtransgenderwomentakingPrEP,but drugdetectableinonly18% C)Startdailyor onͲdemandPrEPwithTDF/FTC dependingonpatientpreference

Baral etal.LancetID.2013;DeutschBMetal.LancetHIV.November2015;Escudero etal.AIDSCare.2015 PrEPFORTRANSGENDERWOMEN CASE#3

• PrEPuptakebarriers–sideeffects,lackof A)DonotrecommendPrEP.Thereisinsufficient transgenderͲinclusivePrEPpromotion,medical datafortransgenderwomen mistrust,prioritizationofhormoneuse

• Areasforimprovement: B)StartdailyPrEPwithTDF/FTC – MeaningfulPrEPmessaging – EvidencebasedHIVpreventioninterventions C)StartonͲdemandPrEP – Genderdiscrimination,transphobia,violence – Concernsre:RxͲRxinteractionswithPrEP&hormones • TDF/FTClevelsmaybelowerinseƫngofhormones(љ20Ͳ C)Startdailyor onͲdemandPrEPwithTDF/FTC 27%),butNOimpactonEstrogenlevels dependingonpatientpreference • LargerwellͲcontrolledDDIstudyofestrogenneeded

Hiransuthikul,IAS.2018.Hendrix,HIVR4P.2018.

DISPARITIESINPrEPUPTAKE

50% HIVseroconverters MoreCasesinPrEPMedicine PrEPusers 40% 38% Drs MatthewSpinelli&SulggiLee 30% 26% 24% patients 1:30PM–BreakoutB  20% of

 20% % 12% 10% Ͳ PrEPfailures/resistance 4% 2% 2% Ͳ PrEPandSTIs 0% Ͳ HIVdiagnosticsinsettingofPrEPuse NonͲHispanicBlack Hispanic Age<30 Female Ͳ MoreonͲdemandPrEP

Marcusetal,AmJPublicHealth,October2016. RAPIDCase1:StartingRAPIDART RAPIDCase1(2) withoutGT • PE:Afebrile – Largetonsils;LNupto.5cmACandPCbilat • 24yo AsianMSM(immigrant),testedHIV+atSFSTD clinic;referredandseenbyRAPIDnextmorning • Baselinelabssent(HIVAg/Ab,HIVVL,CD4,genotype, • Testedregularly,q2Ͳ3months,lastHIVnegative12 HLAB5701,etc) weeksbefore • Counseling,education • ARTstarted:DTG+TAF/FTCͲ 1st doseinclinic,gave • Sexonlywithmenwhowere“HIVnegative”and“on starterpack,prescriptionssenttopharmacy PrEP” • SWfollowedclosely;MDappointmentin1week – PatientneveronPrEP – CondomlessARIwith3partnersinprevious3months – BaselineCD4361/28%,VL4,142,GT:WT – 12dayslater:VL<20

• Ptengagedwellincare

StartingRAPIDARTwithoutGT StateofRAPIDART,2018 ARVsforRAPID • ImmediateARTisstandardofcareat • Highgeneticbarriertoresistance Preferred: • Potentathighviralload • Dolutegravir+TAF/FTC UCSF/SFGHWard86andinSanFrancisco Reasonable: • • Promotedby2018IASͲUSAGuidelines Simple,tolerable,easytotake • (Bictegravir +TAF/FTC) • Availablethroughpt’s insurance • Darunavir/booster+ – “ARTshouldbeinitiatedassoonaspossibleafter TAF/FTC diagnosis,includingimmediatelyafterdiagnosis, Donotuse Otheroptionspossible unlesspatientisnotreadytocommittostarting therapy….” • Abacavir(requiresHLAB5701testing) • NNRTIs(transmittedresistance) • Considered“investigational”byDHHS Guidelines CanchangeARVs,ifindicated,afterGTresultsavailable Case2:WhattodoͲ PrEP orRAPID? RAPIDCase2Ͳ ARS

• 33yo AAMSMpresentstoclinicforPrEP Whatwouldyoudoatthispoint? • Severalpartnersinpast2months – condomlessreceptiveanalsexwithHIV+partners A. WaitforHIVviralloadresultsbeforestarting whosaidtheywere“undetectable”onARVs anymedications • RapidHIVtest:negative B. StartPrEP – HIVRNAsent C. StartPEP • Notedfever,sweats,throatdiscomfort D. StartART beginningdayofpresentation

RAPIDCase2(2) RAPID:PotentialBenefits

• HewasstartedonPrEP:TDF/FTC • Reduce risk of HIV complications • 1weeklater,HIVRNAresultreceived:3million • For acute/early HIV, decrease the size of the HIV reservoir • Reduce HIV transmission • ReferredforRAPIDART • Early linkage to care – Reported1weekoffevers,sweats,fatigue,headache, sorethroat,myalgias,abdominalpain,7lb weightloss • May increase retention • May help empower patient • Patient expectation • Note:duringpastweek,hadcondomlessanalsex with2partners RAPIDCase2Ͳ ARS RAPIDCase2(3)

WhatARTwouldyoustart? • Starteddolutegravir+boosteddarunavir+ TAF/FTC(concernforresistancetoFTCor/and A. Dolutegravir+TAF/FTC TFV) B. Bictegravir/TAF/FTC C. Darunavir/cobicistat/TAF/FTC • Genotyperesult:K103N,M184I D. Dolutegravir+boosteddarunavir+TAF/FTC • HIVviralloadsuppressedin<2months,ART simplifiedtodolutegravir+TAF/FTC

27yo man,HIVviralload3million,onPrEP x 1week,likelyhasacuteHIV.HIVgenotypeis notknown.

NewHIVDiagnosesper100,000populationby RAPIDCase1and2takeͲaways race/ethnicity,SanFrancisco • ScreenforacuteHIVssx,startARTforsuspectedARS(not PrEP!)

Men Women • RAPIDARTforearliereffectontransmissionrisk,aswellas individualhealth • RAPIDARTregimensmustcoverpossibilityofveryhighHIV viralload,moderatedrugresistance

• PreventionstrategiesforHIVͲnegative individualsmaybe DIFFERENTthanstrategiesforHIVͲpositive– cautionrerelying onpartners’reportsofHIVnegativestatus,PrEP,ART

• (DisparitiesinwhogetsHIV,whohasaccesstoPrEP)

SFDPHHIVEpidemiologyAnnualReport2017 Case3:RAPIDARTinWomen RAPIDCase3:ARS • 19yo whitecisgenderwoman,testedatacollegeclinicafter BFtestedpositiveforHIV WhatARTwouldyoustart? – Testresults:HIV+(Ag/Ab+,diff+) • ScheduledforRAPIDintakethenextday • BelievedshewasHIVnegativeapprox 9monthsearlier (recordslaterobtained:lastHIVneg nearly2yrs earlier) A. Dolutegravir+TAF/FTC • 1regularmalepartner,“openrelationship;”sexwithmenand B. Bictegravir+TAF/FTC women;occasionalecstasy,GHB; noinjectiondruguse • Contraception:OCPs C. Darunavir/cobi/TAF/FTC • NorecentARSsx D. Somethingelse – 1yearearlierhadERvisitfor1weekoffever,headache,myalgias, pharyngitis,recentmacularrash.HIVtestnotdone.

RAPIDCase3(2) RAPIDCase3(3)

ARTstarted(1st doseinclinic+starterpack+ ƒ Dolutegravir:concernforelevatedriskof prescription neuraltubedefectsininfantsborntowomen • BaselineCD4229/14%,VL429,000,GT= takingdolutegravirattimeofconception wildtype • DHHS:Forthosewhoareusingeffective contraception,aDTGͲbasedregimencanbe consideredafterweighingtherisksandbenefitsof • 6weekslater,VL=63c/mL,<40soonafter DTGusewiththeindividual that ƒ Bictegravir:nodatain. • Sometimesmissesclinicvisitsbutrelatively wellconnected,esp viatextmessaging Case4:HIVtestinterpretationcanbetricky RAPIDCase3:Takeaways (forprovidersand patients)

• 37yo Latinx MSMpresentedtoSFGHERwith1Ͳ2daysoffever(100Ͳ • OfftheradarforHIVriskandHIVprevention 101϶),fatigue,nausea,backpain – Eval incl.Monospot,flu,bloodcx,UA,CXR,stool(Shigatoxin,cx,O&P)= • MissedopportunityforearlydiagnosisͲͲ negative – Givencipro x3d recognizeacuteHIV(hadacuteHIVsx 1yr earlier) • ReturnedtoER3dayslaterforpersistentfever,fatigue – Condomlessanalsex1Ͳ2weeksbefore,unknownpartner • Cautionredolutegravirforwomenwhomay – HIVtestsent: • Ag/Abpositive(Architect), becomepregnant • Differentiationtestnegative (Multispot) – HIVRNAordered;patientsenthome

• RAPIDteamreceives/reviewsallnewHIV+labreports:calledpatient andbroughthimintoWd 86(sameday) – PreviousHIVtest6Ͳ7monthsearlier,negative – NotonPrEP

RAPIDCase4(2) RAPIDCase4(3) • F/u2weekslater • PE:T=98.2(onacetaminophen),tearful,examo/wwnl – TakingARTbutit“isastruggleasitremindsmeofmyHIV” – Intakelabresults(doneonday#5ofART): • StartedDTG+TAF/FTCforsuspectedacuteHIV • CD4525/30%,HIVRNA20,700 st –1 doseinclinic,7daystarterpackandprescriptiongiven • HIVAg/Abnegative –Intakelabscouldnotbedone – Patient:questions(crisis)rewhetherHIVtestresultsare accurate • F/u5dayslater: – MuchSWandMDsupportreimportanceofcontinuingART –VLresultfromER:3.7million –PttakingART;sx greatlyimproved – VL=75after3weeksonART –Mooddistraught–“mydreamsareover;I’llgobackhome • SubsequentHIVAg/Abtests: andlivewithmy.” Test Day1 Day63weeks 11weeks –Intakelabssent,withrepeatHIVVL,Ag/Ab Ag/Ab Reactive Nonreactive Nonreactive Reactive

Differentiation Negative Negative

HIVRNA 3.73 20,735 75 ND million RAPIDCase4:TakeAways SanFranciscoRAPID:Shortenedtimeto care,ART,andHIVvirologicsuppression • Testinterpretationcanbequitechallenging(seek expertconsultation) Metric 2013 2014 2015 2016 • Explainingtopatientsmaybeevenharder! MedianDays Diagnosisto1st carevisit 8 7 7 5 • RAPIDmeansARTmovestothefirstvisit,butall CaretoART 27 17 7 1 theusualHIVeducation,counseling,andsupport ARTtoVL<200 70 53 50 38 (sometimesmore)mustaccompanyandfollow DiagnosistoVL<200 134 92 77 61 ARTstart! • Callforconsultation

Baconetal,CROI2018,Abs.93

RAPIDResources

www.getting tozerosf.org

Referral/Consultation:SFGH Ward86HIVTesting/Linkage toCare(PHAST/RAPIDteam) Pager:415Ͳ443Ͳ3892(MͲF,8Ͳ5) https://hividgm.ucsf.edu afterhours:VM415Ͳ206Ͳ2460 Goals

•WorkingproficiencyinselectinginitialARTregimens

AntiretroviralTherapyInitiation: •ReviewDHHSfirstline&alternateregimens –Prosandcons,considerations,choices FromGuidelinestoPractice:ART101 –Manyupdatesfromlastyear(4newdrugsFDAapprovedin2018) •Willnotfocuson: –InǦdepthARTpharmacology MedicalManagementofAIDS&Hepatitis –HIVdrugresistance December6,2018 – OptimizingARTregimensinvirallysuppressedindividuals –2ǦdrugorNucleosideǦsparingregimens –ARTforpediatricorpregnantpatients VivekJain,M.D.,M.A.S. –DrugsindevelopmentbutnotyetFDAapproved AssociateProfessorofMedicine DivisionofHIV,InfectiousDiseases&GlobalMedicine •45minutes…lotstocover! SanFranciscoGeneralHospital,UniversityofCalifornia,SanFrancisco

Disclosures USDHHSGuidelines:1st LineTherapy

Yellow=October2018updates • ResearchgrantsupportfromNational InstitutesforHealth(NIH),Centersfor DiseaseControl(CDC)&President’s Recommendedregimensarethosewith Theseregimensareeffectiveandtolerable,buthave demonstrateddurablevirologic efficacy,favorable somedisadvantageswhencomparedwiththeregimens EmergencyPlanforAIDSRelief(PEPFAR)– tolerabilityandtoxicityprofiles,andeaseofuse. listedabove,orhavelesssupportingdatafrom randomizedclinicaltrials.However,incertainclinical situations,oneoftheseregimensmaybepreferred. –ForworkongoinginEastAfricarelatedtoHIV caremodels

–Thisdisclosureisunrelatedtothispresentation

$GDSWHG)RRWQRWHV D 7&PD\EHVXEVWLWXWHGIRU)7&RUYLFHYHUVD$%&7&7')7&7'))7&7$))7&DUH DYDLODEOHDVWDEOHWVDQGDVSDUWRIVLQJOHWDEOHWUHJLPHQV&RVWDFFHVVDQGDYDLODELOLW\RIRI675V FDQLQIOXHQFHFKRLFHRI7&YV)7& E 7$)DQG7')DUHWZRIRUPVRIWHQRIRYLUDSSURYHGE\WKH)'$7$)KDVIHZHUERQHDQGNLGQH\ WR[LFLWLHVWKDQ7')ZKLOH7')LVDVVRFLDWHGZLWKORZHUOLSLGOHYHOV6DIHW\FRVWDQGDFFHVVDUH DPRQJWKHIDFWRUVWRFRQVLGHUZKHQFKRRVLQJEHWZHHQWKHVHGUXJV F 5$/FDQEHJLYHQDVPJ%,'RUPJ WZRPJWDEOHWV RQFHGDLO\ USDHHSARTGuidelines–October28,2018Update http://aidsinfo.nih.gov/ContentFiles/AdultandAdolescentGL.pdf

 U.S.DHHSGuidelineUpdate:October,2018 ARVsinCommonUse,2018

InitialRegimens InitialRegimens NRTI(nucleosideanalogs) ProteaseInhibitors • Tenofovir alafenamide TAF • Darunavir DRV “forMostPeople” “inCertainClinicalSituations” • Tenofovir TDF • Atazanavir ATV BIC/TAF/FTC EVG/cobi +(TDF/FTCorTAF/FTC) •Abacavir ABC • Ritonavir RTV *Ifreproductivepotential,consultguidance *Ifreproductivepotential,consultguidance • Emtricitabine FTC • Cobicistat Cobi • Lamivudine 3TC DTG/ABC/3TC RAL/ABC/3TC OnlyifHLB57Ǧ01negative OnlyifHLAB57negativeandVL<100,000 *Ifreproductivepotential,consultguidance *Ifreproductivepotential,consultguidance NNRTI(nonǦnucleosides) NewFDAApprovalsin2018 DTG +(TDF/FTC orTAF/FTC) (DRV/RTVorDRV/cobi)+(TDF/FTCorTAF/FTC) • Rilpivirine RPV •2/18:Bictegravir BIC •3/18:Ibalizumab:monoclonalAb IBA RAL +(TDF/FTCorTAF/FTC) (DRV/cobi orDRV/RTV)+ABC/3TC •7/18:TAF/FTC/cobicistat/DRV Symtuza OnlyifHLB57Ǧ01negative IntegraseInhibitors •8/18:Doravirine DOR (ATV/cobi orATV/RTV)+(TDF/FTCorTAF/FTC) • Bictegravir BIC Organizationalcomments: •Dolutegravir DTG • BIC/TAF/FTCnewin2018... (ATV/cobi orATVRTV)+ABC/3TC • Elvitegravir EVG •DORaddedtosecondlinein2018... OnlyifHLAB57negativeandVL<100,000 • Raltegravir RAL •DRVmovedoutoffirstlinelistin2017… • EVG/cobi/TAF/FTCandEVG/cobi/TDF/FTC DOR +(TDF/FTCorTAF/FTC) movedoutoffirstlinein2018… •Guidelinesdon’treallyemphasizeTAFvs. EFV +(TDF/FTCorTAF/FTC) TDFmuch… RPV +(TDF/FTCorTAF/FTC) Adaptedfrom:USDHHSARTGuidelines–October28,2018Update OnlyifVL<100,000&CD4+>200

FDAǦApprovedARVs,2018 BasicInitialRegimenComposition

NRTI(nucleosideanalogs) ProteaseInhibitors • Tenofovir alafenamide TAF • Darunavir DRV Previously: Currently: • Tenofovir TDF •Atazanavir ATV NNRTI •Abacavir ABC • Ritonavir RTV • Emtricitabine FTC • Cobicistat Cobi • Lamivudine 3TC • Lopinavir LPV EFV RPV • Stavudine D4T • Fosamprenavir FPV INSTI • Didanosine DDI • Amprenavir APV or 2x NRTI • Zalcitabine DDC • Tipranavir TPV • Zidovudine ZDV •Nelfinavir NFV 2x NRTI BIC DTG RAL • Saquinavir SQV PI TAF/FTC NNRTI(nonǦnucleosides) • Indinavir IDV TDF/FTC or • Rilpivirine RPV + or or r/ATV r/DRV • Etravirine ETR CCR5Inhibitors TDF/FTC • Doravirine DOR • Maraviroc MVC + ABC/3TC •Efavirenz EFV or PI • Nevirapine NVP FusionInhibitors or •Delavirdine DLV •Enfuvirtide TǦ20 ABC/3TC r/DRV IntegraseInhibitors MonoclonalAntibody INSTI • Bictegravir BIC • Ibalizumab IBA •Dolutegravir DTG RAL EVG DTG • Elvitegravir EVG • Raltegravir RAL

 NRTI’s:TDF/FTC(Truvada)

TDF/FTC(Truvada):evidencesupportingrenalconcerns?

LargemetaǦ analysis Slow,small includingRCTs: smalldifference, magnitude TDF decrement perhaps3Ǧ4 Other mL/mineGFR NRTI’s ineGFR CooperCID2010 overtime? Generalizeddecreaseinrenalfunction Japanesecohortwithlargerdeclinein TDF>Otheragents;differencesmall eGFR withTDFvs.ABC ModestlossinY1,lessafterthat Nishijima AIDS2014 Ǧ10eGFR after6YTDFvs Ǧ9 Laprise CID2013 Issues:controversialtopic •observationalstudyvs.RCT Smallriskof • baselineeGFR proximal Initialcase Aknown •lowbodyweight reports lowǦlevel tubulartoxicity/ 2002Ǧ2004 risk;forms •otherrenalrisks Fanconi’s thebasisof •useofr/PI syndrome? monitoring •othernephrotoxicmeds

NRTI’s:TenofovirǦbasedMeds NRTI’s:TDF/FTC(Truvada)

TDF/FTC(Truvada):evidenceforboneconcerns? TDF/FTC(Truvada) TAF/FTC(Descovy)

HipBMD SpineBMD RenalConcerns BoneConcerns RenalProfile •Decrement inbone densityafter Decreasein Decreasein better? ARTinitiation eGFR over bonedensity? time? BoneProfile •Then stabilization Riskof better? tubular Concomitant ACTG5202Study:McComsey,JID,2011 toxicity/ increase •Clinicalsignificanceofa2Ǧ4%lossofBMDunclear… Fanconi’s riskof LipidProfile syndrome? fracture? •Noapparentevidencethatthistranslatestohigherriskoffracture… worse?

 NRTI’s:TAF/FTC(Descovy) NRTI’s:TAF/FTC(Descovy)

TAF(tenofovir alafenamide) Evidenceforimprovedboneprofile?Æ (Study104/111Datathrough144weeks)

•Plasmaconcentrationsare OralTAFprodrug TAFtakenintocells,hydrolyzed/processedtocreate 90%lowerthanTDF circulatesin tenofovir(TFV),thenphosphorylatedtocreate • Intracellular plasma tenofovirǦdiphosphate(TFVǦDP,theactivedrug concentrationsmuchhigher

Lessdrop inBMD Smaller riseinPTH Lessdrop Virologic nonǦinferioritytoTDF/FTC inBMD (datathrough144weeks)

Genvoya (TAF/FTC/cobi/EVG) noninferior SimilardatafromAMBERStudy: to Stribild (TDF/FTC/c/EVG) • TAF/FTC/cobi/DRV noninferior to (Study 104/111): Arribas J et al., JAIDS, 2017 TDF/FTC+cobi/DRV: Lessdeclineinbonedensitythrough96weeks: • at Week 48: 91% VS [TAF] vs. 88% [TDF] • at Week 48: 92% VS [TAF] vs. 90% [TDF] SimilardatafromAMBERStudy: Eron JJ et al., AMBER Study: AIDS, 2018 Smallerdecreaseinhip bonedensity: • at Week 96: 87% VS [TAF] vs. 85% [TDF] •LessbonedensitydeclinewithTAF: • at Week 144, 84.2% [TAF] vs. 80.0% [TDF] Ǧ0.7% [ECFǦTAF]vs.Ǧ3.3%[ECFǦTDF] (p<0.001) Hip Spine Femneck Similar AE profile, lipid effects D/C/F/TAF +0.21% Ǧ0.68% Ǧ0.26% Smallerdecreaseinspine bonedensity: Week 48 data: Sax PE et al., Study 104/111: Lancet, 2015 D/CTDF/FTC Ǧ2.73% Ǧ2.38% Ǧ2.97% Week 96 data: Wohl D et al., Study 104/111: JAIDS, 2016 Ǧ1.0%[ECFǦTAF]vs.Ǧ2.8%[ECFǦTDF] Week 144 data: Arribas J et al., Study 104/111: JAIDS, 2017 (p<0.001) Eron JJ et al., AMBER Study: AIDS, 2018

NRTI’s:TAF/FTC(Descovy) NRTI’s:TAF/FTC(Descovy)

Evidenceforimprovedrenalprofile? Smallerchangesinproteinuriaby4measurements: (Study104/111Datathrough144weeks) •eGFR,urineprot./creat.,RBP/creat.,E2M/creat. Smallerpillsize Compellingforsomepatients; lessimportanttootherpatients LessdeclineineGFR: •mediandropinCrCl: Ǧ2.0mL/min[ECFǦTAF] Ǧ7.5mL/min[ECFǦTDF](p<0.001) TAF/FTC Stribild

Fewerdiscontinuationsdueto renaldysfunction:

•0discontinuations[TAF] TDF/FTC Genvoya •vs.12discontinuations[TDF]

Arribas J et al., JAIDS, 2017

SimilardatafromAMBERStudy: • Less decline in eGFR with DCF/TAF vs. DRV/cobi+TDF/FTC • Smaller changes in proteinuria Eron JJ et al., AMBER Study: AIDS, 2018 Also note:

Can use TAF for patients with eGFR•30 Sax PE et al., Lancet, 2015, Wohl D et al., JAIDS, 2016, whereas TDF for patients with eGFR•60 Arribas J et al., JAIDS, 2017

 NRTI’s:TAF/FTC(Descovy) NRTI’s:ABC/3TC(Epzicom)

Lipidprofile Druginteractions ABC/3TC(Epzicom):

Lipidchangefrombaselineto144weeks Rifamycins ABCHypersensitivity CardiovascularConcerns isworseinTAFvs.TDF: Induce CYP3A4,PǦgp,andBRCP PolymorphismofHLAB57Ǧ01allele Enhancedplateletreactivity? 4Ǧ8%ofoverallpopulationpositive; Theoretical TAF TDF Inhibit OATP1B1,OATP1B3 Basic 2Ǧ4%amongAfricanAmericans basisfor Plateletaggregation? biology PromotesischemicCVdisease? Totalchol. Ï31 Ï13 Neteffectofthisunknown ABCbindstoHLAmolecule, concern triggeringHSreaction Controversial DonotcoǦadministerrifamycins withTAF HDL Ï6 Ï2 • Databasestudiesareequivocal LDL Ï19 Ï6 TAFwithcobicistat •DonotclearlydemonstrateMIrisk Fullydiscriminative HLAǦ TG Ï20 Ï12 TAFasubstrateofCYP3A4,PǦgp,OATP1B1,and B57Ǧ01 IfpositiveÆABC contraindicated OATP1B3 IfnegativeÆABC safe Arribas J et al., JAIDS, 2017 Testing Issues:controversialtopic CobiinhibitstheseÆ boostsTAFlevels •observationalstudiesvs.RCTs Note:TDFassociatedwithfavorable GuidelineLanguage:“Increasein •otherCVrisks:accountedfor? Thus,TAFdosewithcobi is10mgnot25mg CVeventsisassociatedwithABCuse lipidprofile;TAFisamoveawayfrom •risksfromotherARVs? thisfavorableprofile insome,butnotall,cohortstudies” •durationoffollowǦup? •whatoutcomesassessed?

TAFandTDFSummary NRTIsforPatientswithHBV

TDF/FTC(Truvada) TAF/FTC(Descovy) •ForHepatitisBpositivepatients: RenalConcerns BoneConcerns RenalProfile – TDF/FTC: better? •2activeagents:goodchoice Decreasein Decreasein eGFR over bonedensity? – TAF/FTC: time? BoneProfile •2activeagents better? Riskof •alsoFDAapprovedforHBV+patients;goodchoice tubular Concomitant toxicity/ increase LipidProfile Fanconi’s riskof – ABC/3TC: syndrome? fracture? worse? •onlythe3TCisactive •ifusingABC,typicallycombinewithentecavir ConsidereGFR,proteinuria,osteoporosis, andneedforrifamycins inthisdecision…

 Integrase InhibitorOverview

Dolutegravir (DTG) Tivicay (DTG50mg)

•Highlypotent,highly SINGLEStudy:DTG+ABC/3TCvs.EFV/TDF/FTC efficacious •144Ǧweekviralsuppression71%vs.63%(superior) •Highgeneticbarrierto SPRINGǦ2Study:DTG +(ABC/3TCorTDF/FTC)vs. resistance Integrase RAL +(ABC/3TCorTDF/FTC) • 50mgQDdosing,no •96Ǧweekviralsuppression82%vs.78%(nonǦinferior) Inhibitors booster FLAMINGOStudy:DTG+(ABC/3TCorTDF/FTC)vs. • Availableaspartof DRV/RTV+(ABC/3TCorTDF/FTC) Triumeq,orseparately •96Ǧweekviralsuppression71%vs.63%(nonǦinferior)

• NeedBIDifusingwith EFV,orwithrifampin

IntegraseInhibitors:Overview Dolutegravir(cont’d)

•DominantclassofART:goalisforallpatientstobe Notes/Caution: consideredforINSTI •DTGalongonlyforeGFR>30 •SideeffectsÆ discontinuation •DTGasTriumeq onlyforeGFR>50 initiallythoughttobe<2Ǧ3%infirst •Dolutegravircontinuestobeinwideuse •InhibitsOCT2Æ inhibitstubular year Curtisetal.,HIVClin Trials.2014 –PartofsingletabletregimenTriumeq creatininesecretion,ÏCrwillrise • Headache,insomniaincreasingly –Alsoavailableseparately 0.1Ǧ0.3 recognized •15%(85/556)Amsterdampatients • Bictegravir FDAapprovedin2018 •Decreasedabsorptionwhen stoppedDTG: –OnlyavailableaspartofsingletabletBiktarvy polyvalentcationsgiven(Ca+2, 6%(sleep),4%(GI),4%(malaise),3% (psychological) • Elvitegravir (E/C/F/TAF,andE/C/F/TDF) Mg+2,Fe+3,e.g.)Æ spaceDTG2h 2%joint/tendon/muscle,2% –BothGenvoya andStribild movedfrom1st to2nd line beforeor6hafterthese neurologic deBoeretal.AIDS2016 st • Hypersensitivity/skinreactions • Raltegravir remainson1 linelist •Caution:boostsmetforminlevels uncommon(<1%)

 IntegraseInhibitorOverview(cont’d) IntegraseInhibitors(cont’d)

Bictegravir (BIC) Biktarvy (BIC25mg/TAF10mg/FTC200mg) Elvitegravir (EVG) •Highlypotent,highly Trial1489:Biktarvy vs.Triumeq efficacious •48Ǧweekviralsuppression92%vs93% •WellǦtolerated,strong efficacy • Hypersensitivityrare • 150mg QD dosing •VSsimilarinVL<100K,VL100KǦ400Kand •1/866patientshadrashinEVG •Highgeneticbarrierto •Requirescobicistat (150mgQD) VL>400K studies resistance •Lowergeneticbarriertoresistance Stribild (TDF300/FTC200/cobi 150/EVG150) Trial1490:Biktarvy vs.TAF/FTC+DTG • 25mgdoseaspartof Genvoya (TAF10/FTC200/cobi 150/EVG150) singletabletBiktarvy •48Ǧweekviralsuppression89%vs93% (TAF/FTC/BIC) SaxPEetal.,Lancet,2017 Raltegravir (RAL) Gallant,Jetal.,Lancet,2017 Isentress (RAL400BID) Isentress HD(RAL600x2QD) • Nobooster •VerywellǦtolerated,good • Hypersensitivityreaction(rare, potency/efficacy mild) • 400mgBIDdosing •Evenrarer:DRESSsyndrome •Candoseat1200mgQD Ripamonti etal.AIDS2014 (noninferior to400mgBID) • No boostingrequired •Lowergeneticbarriertoresistance

Bictegravir (cont’d) IntegraseInhibitorDrugInteractions

Cautions: •Therearealotofthese…EVGmostproblematicbecauseofcobi… •DTG,BIC,RALlessproblematic… • Inhibitstubularsecretionof •DonocoǦadministerwithrifampin •Keytoremember(andlookup):antacids,cations(Mg/Al/Ca),metformin, creatinine:raisesCrby (reducesBICandTAF) rifamycins,steroids(dex) 0.1mg/dLOnly foreGFR>30 •NotforliverdiseaseChildǦPughC • Boostsmetforminlevels Dolutegravir Bictegravir Raltegravir Elvitegravir

Al/Mg/Ca 2hbeforeor6hafter 2hbeforeantacids Don’tcombinewithAl/Mg Separatefrom •SubstrateofCYP3A:soanyinducer •CautionforpatientswithHBV antacids antacidwithcations withAl/Mg/Ca, antacids… antacidsby>2h ofCYP3AwilldecreaseBIClevels whendiscontinuing:riskofHBV ForCaantacids,onlyuse400 BIDRALdose •ViceversaforinhibitorsofCYP3A flare H2Ǧreceptor Nodoseadjustmentsneeded •Sameforinducerorinhibitorof blockers UGT1A1 •AntacidswithAl/Mg/Ca:takeBIC PPI’s Nodoseadjustmentsneeded 2hbefore •TAFcomponentisasubstrateofPǦ •Fe/Casupplements:takewithBIC gp andBCRP…soinducerscan andfood Mustscreenyourpatientforthese,andgoodtodocument(esp.ifonEVG)inyournotesforothers: reduceTAF,inhibitorscanincrease ”patientonINSTI:consultpharmacyteambeforestartingantacids,anticoagulants,antiepileptics, TAF… antidepressives,metformin,rifamycins,cations,orsteroids.”

 DolutegravirandPregnancy

•Dolutegravirinpreliminary/emergingdatahasbeenassociatedwithlow rateofneuraltubedefects

• Guidelines:“preliminarydatasuggestthatthereisanincreasedriskof neuraltubedefects(NTDs)ininfantsborntopeoplewhowerereceiving DTGatthetimeofconception” – “negativepregnancytestresultshouldbedocumentedpriortoinitiatingDTG Protease inantiretroviraltherapy(ART)Ǧnaiveindividualsofchildbearingpotential –DTGisnotrecommendedforthosewhoarepregnantandwithin12weeks postǦconception Inhibitors –DTGisalsonotrecommendedforthoseofchildbearingpotentialwhoare planningtobecomepregnantorwhoaresexuallyactiveandnotusing effectivecontraception –Forthosewhoareusingeffectivecontraception,useofaDTGǦbasedregimen canbeconsideredafterdiscussingtherisksandbenefitsofthisdrugwiththe patient”

•ItisnotyetknownwhetherotherINSTIsposeasimilarriskofNTDs(i.e.,a classeffect).

IntegraseInhibitorOverview ProteaseInhibitorOverview

Dolutegravir Bictegravir Raltegravir Elvitegravir • Darunavir (DRV/r) Frequency QD (ARTǦnaïveorINSTIǦ QD 1200mgQD QD •Highestpotency;fewersideeffectsthanotherPIs;welltolerated naïve) or Norvir:RTV100 Prezista:DRV800 400mgBID BID:withCYP3A4orUGT1A1 • 800mgQDdosing(ifnoDRVmutations) inducers,orwithINSTImutations –concomitantlyadministereitherRTV100mgQDorcobicistat 150mgQD Prezista: DRV600 Genetic High High Lower Lower • 600mgBIDdosing(whenDRVmutationspresent) barrierto –concomitantlyadministerRTV100mgBID(don’tusecobicistat forboosting) resistance

Singletablet Yes,Triumeq Yes,Biktarvy No Yes,Genvoya or •Sideeffects:overalllow RTV100 regimen Stribild option? •AswithmostPI’s:GIsideeffects,skinrash(sulfamoiety)– usuallyselflimited, dyslipidemia,rarehepatotoxicity Prezcobix: Keyside Nausea,diarrhea/GIdisturbance,headache,insomnia DRV800/cobi 150 effects •Advisetakewithfood

IncreasedCK,myositis, Myositis,increased myositis, hyperlipidemia • UnlikeATV:nohyperbilirubinemia;nospacingapartfromH2Ǧblockers;PPI’sare hypersensitivity, CK(4%) hypersensitivity, ok hepatotoxicity hepatotoxicity, SJS/TEN •Movedfromfirstlinetosecondlinein2017 Symtuza: DRV800/cobi 150/ TAF/FTC

 TrialDataSupportingD/C/F/TAF

• Darunavir/cobi/TAF/FTC(800/150/10/200) – AMBER Study(ARTǦnaïveadults,randomizedto D/C/F/TAF(n=362)vs.DRV/cobi +FTC/TDF (n=363)to W48(doubleblindphaseIIInonǦinferioritytrial,Ǧ10% margin) – D/C/F/TAF:91.4%VSatWeek48vs.DRV/cobi + NNRTI’s TDF/FTC:88.4%VS(+2.7%,95%CIǦ1.6%to+7.1%; nonǦinferior) AMBER: Eron JJ et al., AIDS, July 2018

– EMERALD Ph.3switchstudy(invirallysuppressed adults)alsoshowednonǦinferiormaintenanceofVS withD/C/F/TAFvs.control

EMERALD: Orkin, C et al., Lancet HIV, 2017

ProteaseInhibitors(cont’d) NNRTIOverview

RTV100 ATV300 • Potency similartoEFV •Lowerefficacywhen • Atazanavir (ATV/r) Rilpivirine (RPV) •LacksCNSsideeffects VL>100KorCD4<200 • Goodpotency,generallywellǦtolerated,300mg QD(+RTV100mgQD) •Lesslipideffects • Requires 400cal.meal •LeasteffectonlipidsofPI’s Edurant:RPV25 •H2blocker:give12h beforeor4hafterRPV • Ĺbilirubin:sometimescosmetic,sometimesbeyond Odefsey:RPV25/ • PPI:avoid •GERD:inARTǦnaïvepatients: TAF25/FTC200 •Insecondlinelist –H2blockers:giveATV400QD 2hbeforeor10hafterH2;giveATV300/RTV100 anytime Doravirine •FDAapproved2018:ARTǦnaïve •Lowratesofheadache, – PPI:useomeprazole20orequivalent(maximum)12hbeforeATV • Goodpotency nausea,diarrhea (DOR) •HasTDFincombinationpill • MetabolizedbyCYP3A; • Recommendtakewithfood Recommendagainst •Don’tcombinewith combiningATVwithPPI Pifeltro:DOR100 •Notinfirstlinerecommendedlist •Pifeltro:Nodoseadjustmentfor rifampin(rifabutinokif renalfailureorliverdisease useDOR100BID) Delstrigo:DOR100/ •Insecondlinelist TDF300/FTC300 • Delstrigo:onlyforeGFR>50

 NNRTIOverview(cont’d) SingleTabletCoǦFormulations

Efavirenz •Potencywell •Cautionwithdepression NRTI Protease established •Raresuicidality Tenofovir TAF Ritonavir (EFV) •QD •CNSsideeffects:insomnia, Emtricitabine dreams Descovy Atazanavir Sustiva:EFV600 • Lipideffects April,2016 •Insecondlinelist Truvada Abacavir Evotaz Darunavir •PotencysimilartoEFV •BIDdrug(200mgBID) 2004 Etravirine January,2015 •Lesslipideffects (datasupport400mgQD) Epzicom (ETV) •Insecondlinelist 2004 Cobicistat Intelence: Lamivudine ETR200x2 Prezcobix Doravirine January,2015 Raltegravir

Efavirenz Elvitegravir

Rilpivirine Dolutegravir NNRTI Bictegravir INSTI

SingleTabletRegimens

NRTI Tenofovir TAF Ritonavir Protease

Emtricitabine Atazanavir Single Darunavir Abacavir Tablet Atripla 2006 Cobicistat Regimens Lamivudine Doravirine Raltegravir

Efavirenz Elvitegravir

Rilpivirine Dolutegravir NNRTI Bictegravir INSTI

 SingleTabletRegimens SingleTabletRegimens

NRTI Tenofovir TAF Ritonavir Protease NRTI Tenofovir TAF Ritonavir Protease

Emtricitabine Emtricitabine Atazanavir Atazanavir

Darunavir Darunavir Abacavir Abacavir Stribild Cobicistat Cobicistat Complera Lamivudine Lamivudine August, August,2012 2011 Doravirine Raltegravir Doravirine Raltegravir

Efavirenz Elvitegravir Efavirenz Elvitegravir

Rilpivirine Dolutegravir Rilpivirine Dolutegravir NNRTI Bictegravir INSTI NNRTI Bictegravir INSTI

SingleTabletRegimens SingleTabletRegimens

NRTI Tenofovir TAF Ritonavir Protease NRTI Tenofovir TAF Ritonavir Protease

Emtricitabine Emtricitabine Atazanavir Atazanavir

Darunavir Darunavir Abacavir Abacavir

Cobicistat Cobicistat Odefsey Lamivudine Lamivudine March,2016 Doravirine Raltegravir Doravirine Raltegravir Triumeq

Efavirenz Elvitegravir Efavirenz August,2014 Elvitegravir

Rilpivirine Dolutegravir Rilpivirine Dolutegravir NNRTI Bictegravir INSTI NNRTI Bictegravir INSTI

 SingleTabletRegimens SingleTabletRegimens

NRTI Tenofovir TAF Ritonavir Protease NRTI Tenofovir TAF Ritonavir Protease

Emtricitabine Emtricitabine Atazanavir Atazanavir

Darunavir Darunavir Abacavir Abacavir Genvoya Symtuza

Cobicistat July,2018 Cobicistat Lamivudine Lamivudine November,2015 Doravirine Raltegravir Doravirine Raltegravir

Efavirenz Elvitegravir Efavirenz Elvitegravir

Rilpivirine Dolutegravir Rilpivirine Dolutegravir NNRTI Bictegravir INSTI NNRTI Bictegravir INSTI

SingleTabletRegimens SingleTabletRegimens

NRTI Tenofovir TAF Ritonavir Protease NRTI Tenofovir TAF Ritonavir Protease

Emtricitabine Emtricitabine Atazanavir Atazanavir

Darunavir Darunavir Abacavir Abacavir

Cobicistat Cobicistat Delstrigo Lamivudine Lamivudine August,2018 Doravirine Raltegravir Doravirine Raltegravir Biktarvy

Efavirenz February,2018 Elvitegravir Efavirenz Elvitegravir

Rilpivirine Dolutegravir Rilpivirine Dolutegravir NNRTI Bictegravir INSTI NNRTI Bictegravir INSTI

 U.S.DHHSGuidelineUpdate:October,2018 Case1

InitialRegimens InitialRegimens “forMostPeople” “inCertainClinicalSituations” •51yearoldmanregisteringforcare.VL=41,000,CD4+count=682. BIC/TAF/FTC EVG/cobi +(TDF/FTCorTAF/FTC) Creatinine=1.4,andeGFR =55 mL/min.LDL=68.HLAB57Ǧ01isnegative. *Ifreproductivepotential,consultguidance *Ifreproductivepotential,consultguidance Noothermedicalproblems.Whichregimen(s)wouldyouoffer? DTG/ABC/3TC RAL/ABC/3TC OnlyifHLB57Ǧ01negative OnlyifHLAB57negativeandVL<100,000 •A)TDF/FTC(Truvada)+DTG(Tivicay)Æ eGFRis<60:avoidTDF. *Ifreproductivepotential,consultguidance *Ifreproductivepotential,consultguidance •B)TAF/FTC(Descovy)+DTG(Tivicay)Æ Finechoice. DTG +(TDF/FTC orTAF/FTC) (DRV/RTVorDRV/cobi)+(TDF/FTCorTAF/FTC) •C)ABC/3TC/DTG(Triumeq)Æ Finechoice. RAL +(TDF/FTCorTAF/FTC) (DRV/cobi orDRV/RTV)+ABC/3TC –B57negative,thuseligible.NomajorCVconcerns.Triumeq foreGFR>50. OnlyifHLB57Ǧ01negative •D)TDF/FTC(Truvada)+RTV/DRVÆ eGFRis<60:wouldavoidTDF,and (ATV/cobi orATV/RTV)+(TDF/FTCorTAF/FTC) Organizationalcomments: especiallyincombinationwithRTV/PI,whichboostsTDF.Also,secondline. • BIC/TAF/FTCnewin2018... (ATV/cobi orATVRTV)+ABC/3TC •DORaddedtosecondlinein2018... OnlyifHLAB57negativeandVL<100,000 •E)EVG/cobi/TAF/FTC(Genvoya)Æ eligiblesinceGFRis>30,butfavor •DRVmovedoutoffirstlinelistin2017… unboosted INSTIinsteadofusingcobi.Also,secondline. • EVG/cobi/TAF/FTCandEVG/cobi/TDF/FTC DOR +(TDF/FTCorTAF/FTC) movedoutoffirstlinein2018… •F)RAL+TAF/FTC(Descovy)Æ Fine,butpreferpotency/geneticbarrierof •Guidelinesdon’treallyemphasizeTAFvs. EFV +(TDF/FTCorTAF/FTC) TDFmuch… DTGorBIC. RPV +(TDF/FTCorTAF/FTC) Adaptedfrom:USDHHSARTGuidelines–October28,2018Update OnlyifVL<100,000&CD4+>200

Case1 Case2

•51yearoldmanregisteringforcare.VL=41,000,CD4+count= •SamepatientasCase1,butlowereGFR: 682.Creatinine=1.4,andeGFR =55mL/min.LDL=68. •51yearoldmanregisteringforcare.VL=41,000,CD4+count=682. HLAB57Ǧ01isnegative.Noothermedicalproblems.Which Creatinine=1.6,andeGFR =31mL/min.LDL=68.HLAB57Ǧ01isnegative. Noothermedicalproblems.Whichregimenwouldyouoffer? regimen(s)wouldyouoffer?

•A)TDF/FTC(Truvada)+DTG •A)TAF/FTC/BIC(Biktarvy) •B)TAF/FTC(Descovy)+DTG •B)TAF/FTC(Descovy)+DTG(Tivicay) •C)TAF/FTC/BIC(Biktarvy) •C)ABC/3TC/DTG(Triumeq) • ABC/3TC/DTG(Triumeq) •D)TDF/FTC(Truvada)+RTV/DRV •D)TDF/FTC+RTV/DRV •E)EVG/cobi/TAF/FTC(Genvoya) •E)EVG/cobi/TAF/FTC(Genvoya) •F)RAL+TAF/FTC(Descovy) •F)TAF/FTC(Descovy)+RAL1200QD

 Case2 Case3

•A)TDF/FTC(Truvada)+DTG •48y.o.man,newly diagnosed,VL •51yearoldmanregisteringforcare.VL=41,000,CD4+count=682. –eGFR>60isok,butwith1+proteinuria,favorTAF 105,000,CD4+= Creatinine=1.6,andeGFR =31mL/min.LDL=68.HLAB57Ǧ01isnegative. overTDF Noothermedicalproblems.Whichregimenwouldyouoffer? 487.Has •B)TAF/FTC(Descovy)+DTG hyperlipidemia (LDL •A)TDF/FTC(Truvada)+DTGÆ eGFRis<60:avoidTDF –OKchoice,eGFR>30,butalreadyhasproteinuria… =140,Total •C)TAF/FTC/BIC(Biktarvy) cholesterol=221), •B)TAF/FTC(Descovy)+DTGÆ eGFRis>30:finechoice;monitor. smokes 10 –OKchoice,eGFR>30,butalreadyhasproteinuria… •C)TAF/FTC/BIC(Biktarvy)Æ eGFRis>30:finechoice;monitor. cigarettes/day, •D)ABC/3TC/DTG(Triumeq) •D)ABC/3TC/DTG(Triumeq) HBA1c=7.1%, –OKchoice,eGFR>50;butwithCVriskfactors BUN/creatinine –B57negative:eligible.SomeCVconcernswithrenaldisease. (lipids/smoking/DM),balanceCVriskwithABCvs. 14/1.2,eGFR=73 –ButTriumeq isonlyforeGFR>50. usingTAFinpatientwithproteinuria mL/min,UA:1+ •D)TDF/FTC+RTV/DRVÆ eGFRis<60:avoidTDF,esp.withRTV/PI. •E)TAF/FTC+RTV/DRV protein.WhichART isoptimal? •E)EVG/cobi/TAF/FTC(Genvoya)Æ SinceeGFR<70,favorunboosted INSTI –Withcardiacandrenalriskfactors,avoidPIif •F)TAF/FTC(Descovy)+RAL1200QDÆ FinechoiceateGFR>30,butlower possible.Secondline. barriertoresistance,and3pillswheresingletabletispossible •F)TDF/FTC/DOR(Delstrigo) –Withproteinuria,avoidTDF.Secondline.

Case3 Case4

•48y.o.man,newlydiagnosedlastmonth,VL105,000,CD4+ •34y.o.woman,VL23,000,CD4+610.HaschronicHBV: count=487.Hashistoryofhyperlipidemia(LDL=140,Total HBsAg+HBsAb+HBcAb+HBVDNA=6MIU/mL. HLAB57Ǧ01 cholesterol=221),smokes 10cigarettes/day,andhasHBA1c negative.eGFR=90.Whichregimen(s)wouldyouoffer? =7.1%.BUN/creatinine 14/1.2,eGFR=73mL/min,UA:1+ protein.WhichARTisoptimal? •A)TAF/FTC(Descovy)+DTG •A)TAF/FTC(Descovy)+DTG •B)TDF/FTC(Truvada)+DTG •B)TDF/FTC(Truvada)+DTG •C)TAF/FTC/BIC(Biktarvy) •C)TAF/FTC/BIC(Biktarvy) •D)ABC/3TC/DTG(Triumeq) •D)ABC/3TC/DTG(Triumeq) •E)TDF/FTC(Truvada)+RTV/DRV •E)TAF/FTC(Descovy)+RTV/DRV •F)ABC/3TC(Epzicom)+RAL •F)TDF/FTC/DOR(Delstrigo)

 Case4 Case5

•34y.o.woman,HIVVL123,000,CD4+610.HaschronicHBV: •57y.o.woman,VL=14K,CD4=390.DM2:A1c=8.0%,takesmetforminat HBsAg+HBsAb+HBcAb+HBVDNA+.HLAB57Ǧ01negative. maximum850mgTIDdose+glipizide 5mgBID,eGFR=90,UAwithno protein.HLAB57negative.WhichARTregimendoyoufavor? eGFR=90.Whichregimen(s)wouldyouoffer?

• Potentiallyok;potentiallynot •DTGboostsmetforminÆ wouldneedclosemonitoringas •A)TAF/FTC(Descovy)+DTG Æ finechoice A)TDF/FTC(Truvada)+DTG alreadyonmaxdose(butmightbeok) nd Æ finechoice •Ifneedtoreducemetformin,mighthavetoadd2 med,or •B)TDF/FTC(Truvada)+DTG DM2controlmaygetworse •C)TAF/FTC/BIC(Biktarvy) Æ finechoice B)TAF/FTC(Descovy)+DTG •SameaschoiceA

•D)ABC/3TC/DTG(Triumeq)Æ 3TCalone:wouldaddentecavir C)TAF/FTC/BIC(Biktarvy) •SameaschoiceA

•E)TDF/FTC(Truvada)+RTV/DRVÆ OK,butpreferintegrase>PI “DDI”=drugǦ D)ABC/3TC/DTG(Triumeq) •SameaschoiceA druginteraction* •F)ABC/3TC(Epzicom)+RALÆ Comboissecondline,notforHIV •eGFR>70,noDDI*Æ finechoice, E)TDF/FTC/cobi/EVG(Stribild) VL>100K(alwayscheck),wouldneedtoaddentecavirwith3TC,and •butprefer toavoidcobicistat ifRALpossible wouldpreferintegraseoverPI •eGFR>30,noDDI*Æ finechoice F)TAF/FTC(Truvada)+RAL • BalanceyourviewofRALvs.DTG/BIC againstDMcontrol

Case5 Whatabout”2ǦDrugTherapy”forInitiation?

•57y.o.woman,VL=14K,CD4=390.DM2:A1c=8.0%, • Dolutegravir/rilpivirine (Juluca) takesmetformin atmaximum875mgTIDdose+ •FDAapproved11/21/17formaintenanceforHIVtherapy(i.e., glipizide 5mgBID,eGFR=90,UAwithnoprotein. switchoftherapyinavirallysuppressedpatient) • SWORDǦ1&SWORDǦ2PhaseIIIswitchstudies:DTG/RPV95% HLAB57negative.WhichARTregimendoyoufavor? VS@W48vs.Control:95%VS,differenceǦ0.2%(Ǧ3.0—+2.5%) •DataonARTǦnaïve patientsnotyetavailable… •A)TAF/FTC(Descovy)+DTG Lilbre JM.etal,Lancet,March2018 •B)TDF/FTC(Truvada)+DTG • Dolutegravir/3TC •C)TAF/FTC/BIC(Biktarvy) • GEMINIǦ1&GEMINIǦ2: DTG/3TCvs.DTG/TDF/FTCinARTǦnaïve patients •D)ABC/3TC/DTG(Triumeq) • Week48viralsuppression91%(DTG/3TC)vs93%(DTG/TDF/FTC) •E)TDF/FTC/cobi/EVG(Stribild) CahnP.etal,Lancet,November2018 •F)TAF/FTC(Truvada)+RAL

 Summary/Principles References(2)

• ChoosingtheNRTI backbone: •WohlDetal.BriefReport:ARandomized,DoubleǦBlindComparisonofTenofovirAlafenamideVersusTenofovirDisoproxil –ConsiderTDFvs.TAF Fumarate,EachCoformulated WithElvitegravir,Cobicistat,andEmtricitabineforInitialHIVǦ1Treatment:Week96Results.JAIDS. • AssesseGFR,proteinuria,osteoporosis,importanceofpillsize 2016May1;72(1):58Ǧ64.doi:10.1097/QAI.0000000000000940.PMID:26829661

–ConsiderABCvs.TDF/TAF • Arribas JRetal.BriefReport:Randomized,DoubleǦBlindComparisonofTenofovirAlafenamide(TAF)vsTenofovirDisoproxil • NeedHLAB57Ǧ01test.Assessquestion/opinionofcardiacriskissues Fumarate(TDF),EachCoformulated WithElvitegravir,Cobicistat,andEmtricitabine(E/C/F)forInitialHIVǦ1Treatment:Week144 –ConsultwithexpertswhenallNRTI’sseemproblematic Results.JAIDS.2017Jun1;75(2):211Ǧ218.doi:10.1097/QAI.0000000000001350.PMID:28282300

•CurtisLetal.Dolutegravir:clinicalandlaboratorysafetyinintegraseinhibitorǦnaivepatients.HIVClin Trials.2014SepǦ •GoalistouseINSTIinmostpatientsunlessotherissuesprevail Oct;15(5):199Ǧ208.doi:10.1310/hct1505Ǧ199.PMID:25350958

–Considerpriorhistory,drugintolerance,sideeffect,desireforsingleǦ •deBoerMG,etal.IntoleranceofdolutegravirǦcontainingcombinationantiretroviraltherapyregimensinrealǦlifeclinicalpractice. tabletregimen,druginteractions AIDS.2016Nov28;30(18):2831Ǧ2834.PMID:27824625 –ConsiderDTG,BICformostpatientsifpossible • Ripamonti Detal.Drugreactionwitheosinophiliaandsystemicsymptomsassociatedwithraltegravir use:casereportandreview oftheliterature.AIDS.2014Apr24;28(7):1077Ǧ9.doi:10.1097/QAD.0000000000000204.PMID:24685746 • AssessPIandNNRTIpossibilitiesifneeded: –Considerdosing(QDvs.BID),desireforsingletabletregimen,psychiatric •SaxPEetal.Coformulated bictegravir,emtricitabine,andtenofovir alafenamide versusdolutegravir withemtricitabine and tenofovir alafenamide,forinitialtreatmentofHIVǦ1infection(GSǦUSǦ380Ǧ1490):arandomised,doubleǦblind,multicentre,phase history,lipidprofile,GIissues,renalstatus,likelihoodofstrong 3,nonǦinferioritytrial.Lancet.2017.Nov4;390(10107):2073Ǧ2082.doi:10.1016/S0140Ǧ6736(17)32340Ǧ1.PMID:28867499 adherence/geneticbarrier – AssessbaselineVLandCD4count

•FocusonDHHSfirstǦlinerecommendedregimens

References References(3)

•PanelonAntiretroviralGuidelinesforAdultsandAdolescents.GuidelinesfortheUseofAntiretroviralAgentsinAdultsand AdolescentsLivingwithHIV.DepartmentofHealthandHumanServices.Version:October17,2017.Availableat: • GallantJetal.Bictegravir,emtricitabine,andtenofoviralafenamideversusdolutegravir,abacavir,andlamivudineforinitial http://www.aidsinfo.nih.gov/ContentFiles/AdultandAdolescentGL.pdf.Accessed11/1/17. treatmentofHIVǦ1infection(GSǦUSǦ380Ǧ1489):adoubleǦblind,multicentre,phase3,randomised controllednonǦinferioritytrial. Lancet.2017Nov4;390(10107):2063Ǧ2072.doi:10.1016/S0140Ǧ6736(17)32299Ǧ7.PMID:28867497 •LapriseCetal.Associationbetweentenofovir exposureandreducedkidneyfunctioninacohortofHIVǦpositivepatients:results from10yearsoffollowǦup.2013.Clin InfectDis.Feb;56(4):567Ǧ75.doi:10.1093/cid/cis937.PMID:23143096 •EronJJetal.AweekǦ48randomizedphaseǦ3trialofdarunavir/cobicistat/emtricitabine/tenofoviralafenamideintreatmentǦnaive HIVǦ1patients.AIDS. 2018Jul17;32(11):1431Ǧ1442.doi:10.1097/QAD.0000000000001817.PMID:29683855 •NishijimaTetal.LongǦtermexposuretotenofovir continuouslydecreaserenalfunctioninHIVǦ1Ǧinfectedpatientswithlowbody weight:resultsfrom10yearsoffollowǦup.AIDS.2014.Aug 24;28(13):1903Ǧ10.doi:10.1097/QAD.0000000000000347.PMID: •OrkinCetal.Efficacyandsafetyofswitchingfromboostedproteaseinhibitorsplusemtricitabineandtenofovirdisoproxil 25259702 fumarateregimenstosingleǦtabletdarunavir,cobicistat,emtricitabine,andtenofoviralafenamideat48weeksinadultswith virologically suppressedHIVǦ1(EMERALD):aphase3,randomised,nonǦinferioritytrial.LancetHIV.2017Oct 5.pii:S2352Ǧ 3018(17)30179Ǧ0.doi:10.1016/S2352Ǧ3018(17)30179Ǧ0.PMID:28993180 • CooperRDetal.SystematicreviewandmetaǦanalysis:renalsafetyoftenofovirdisoproxilfumarateinHIVǦinfectedpatients.Clin InfectDis.2010.Sep1;51(5):496Ǧ505.doi:10.1086/655681.PMID:20673002 • Lilbre JMetal.Efficacy,safety,andtolerabilityofdolutegravirǦrilpivirine forthemaintenanceofvirological suppressioninadults withHIVǦ1:phase3,randomised,nonǦinferioritySWORDǦ1andSWORDǦ2studies.Lancet. 2018Mar3;391(10123):839Ǧ849.doi: •McComseyGAetal.BonemineraldensityandfracturesinantiretroviralǦnaivepersonsrandomizedtoreceiveabacavirǦlamivudine 10.1016/S0140Ǧ6736(17)33095Ǧ7.PMID:29310899 ortenofovirdisoproxilfumarateǦemtricitabinealongwithefavirenzoratazanavirǦritonavir:AidsClinicalTrialsGroupA5224s,a substudyofACTGA5202.JInfectDis.2011.Jun15;203(12):1791Ǧ801.doi:10.1093/infdis/jir188.PMID:21606537 •Cahn,P.etal.Dolutegravirpluslamivudineversusdolutegravirplustenofovirdisoproxilfumarateandemtricitabinein antiretroviralǦnaiveadultswithHIVǦ1infection(GEMINIǦ1andGEMINIǦ2):week48resultsfromtwomulticentre,doubleǦblind, •SaxPEetal.Tenofoviralafenamideversustenofovirdisoproxilfumarate,coformulatedwithelvitegravir,cobicistat,and randomised,nonǦinferiority,phase3trials.Lancet.2018Nov9.pii:S0140Ǧ6736(18)32462Ǧ0.doi:10.1016/S0140Ǧ6736(18)32462Ǧ0. emtricitabine,forinitialtreatmentofHIVǦ1infection:tworandomised,doubleǦblind,phase3,nonǦinferioritytrials.Lancet.2015. PMID:30420123. Jun27;385(9987):2606Ǧ15.doi:10.1016/S0140Ǧ6736(15)60616ǦX.PMID:25890673

 ThankYou! • Happytotake anyquestions!

•Forquestions afterthe conference: – [email protected] – pleaseemailme anytime

 ϭϭͬϮϵͬϮϬϭϴ

/ŚĂǀĞŶŽĚŝƐĐůŽƐƵƌĞƐ͘ /ŶƚĞƌĞƐƚŝŶŐĂƐĞƐŝŶ,/s DĞĚŝĐŝŶĞ ůŝnjĂďĞƚŚ/ŵďĞƌƚ͕DDW, ƐƐŝƐƚĂŶƚWƌŽĨĞƐƐŽƌ ŝǀŝƐŝŽŶŽĨ,/s͕/͕ĂŶĚ'ůŽďĂůDĞĚŝĐŝŶĞ ƵĐŬĞƌďĞƌŐ^ĂŶ&ƌĂŶĐŝƐĐŽ'ĞŶĞƌĂů h^&

ĂƐĞϭ

‡ ϰϲŚŽŵĞůĞƐƐŶĞƐƐŵĂŶǁŚŽŚĂƐƐĞdžǁŝƚŚŵĞŶĂŶĚǁŽŵĞŶĂŶĚƵƐĞƐ/s ‡ KŶĞdžĂŵ͕sͬ^ϭϮϱͬϳϲWϭϮϳdϯϳ͘ϳZZϭϮKϮƐĂƚϵϳйŽŶZ͘džĂŵŶŽƚĂďůĞ ŵĞƚŚ͕ǁŚŽǁĂƐƌĞĐĞŶƚůLJĚŝĂŐŶŽƐĞĚĂƚĂŶŽƵƚƐŝĚĞŚŽƐƉŝƚĂůǁŝƚŚ,/s ĨŽƌƚŚƌƵƐŚĂŶĚĞƌLJƚŚĞŵĂƚŽƵƐĞĚĞŵĂƚŽƵƐĂƌĞĂŽǀĞƌůLJŝŶŐZƐƚĞƌŶŽĐůĂǀŝĐƵůĂƌ ũŽŝŶƚǁŝƚŚƚĞŶĚĞƌŶĞƐƐƚŽƉĂůƉĂƚŝŽŶ͘ ĂĨƚĞƌƉƌĞƐĞŶƚŝŶŐǁŝƚŚŵŽŶƚŚƐŽĨĨĞǀĞƌͬƐǁĞĂƚƐͬǁĞŝŐŚƚůŽƐƐ͘,ĞǁĂƐŶŽƚ ƐƚĂƌƚĞĚŽŶZs^ĂŶĚŶŽǁƉƌĞƐĞŶƚƐƚŽƵƌŐĞŶƚĐĂƌĞǁŝƚŚĐŽŶƚŝŶƵĞĚ ‡ ͗ϰ͘ϰфϴ͘ϮхϯϮϵ ĐŽŶƐƚŝƚƵƚŝŽŶĂůƐLJŵƉƚŽŵƐĂƐǁĞůůĂƐŶĞĐŬĂŶĚĐŚĞƐƚƉĂŝŶ͘ ‡ DW͗tE> ‡ >,͗ϮϬϱ ‡ ZWϲϲ͘ϱ ‡ ^Z͗ϭϯϮ ‡ ϰ͗ϴϭ ‡ s>͗ϴϰϴ<

ϭ ϭϭͬϮϵͬϮϬϭϴ

ĚĚŝƚŝŽŶĂůǁŽƌŬͲƵƉ

‡ dŶĞĐŬƐŚŽǁĞĚZ ‡ ,ŝƐďůŽŽĚĐdžĨƌŽŵŽƵƚƐŝĚĞŚŽƐƉŝƚĂůŐƌĞǁ^ƚĂƉŚƐĐŚůĞŝĨĞƌŝ ŝŶϮͬϮ͘ ƐƚĞƌŶŽĐůĂǀŝĐƵůĂƌŽƐƚĞŽůLJƐŝƐ ĂŶĚ ‡ ZĞƉĞĂƚďůŽŽĚĐdžǁĞƌĞE'd͘ ƐŽĨƚƚŝƐƐƵĞĞŶŚĂŶĐĞŵĞŶƚ ‡ >WtϬ͕ŐůƵĐŽƐĞϰϳ͕ƉƌŽƚĞŝŶϮϳ ‡ ,ŝƐDZ/ƐƉŝŶĞƐŚŽǁĞĚĐĞƌǀŝĐĂů ĚŝƐĐŝƚŝƐͲŽƐƚĞŽŵLJĞůŝƚŝƐŽĨϰͬϱ ‡ ddǁĂƐŶĞŐĂƚŝǀĞ͘ ǁŝƚŚƉƌĞǀĞƌƚĞďƌĂůĨůƵŝĚĐŽůůĞĐƚŝŽŶ ‡ ŶĂƚƚĞŵƉƚƚŽĂƐƉŝƌĂƚĞŚŝƐ^ũŽŝŶƚĚŝĚŶŽƚƌĞƚƵƌŶĨůƵŝĚ͘ ĂŶĚƉŚůĞŐŵŽŶŽƵƐ ĐŚĂŶŐĞƐĂƚ dϭϬͬdϭϭ͘;ŝŶƐĞƌƚƉŚŽƚŽͲхͿ

^ƚĂƉŚƐĐŚůĞŝĨĞƌŝ ďĂĐƚĞƌĞŵŝĂ

‡ ,ĞǁĂƐĞŵƉŝƌŝĐĂůůLJŐŝǀĞŶϲǁĞĞŬƐŽĨǀĂŶĐŽŵLJĐŝŶͬĞƌƚĂƉĞŶĞŵ ƚŽƚƌĞĂƚ ŽƐƚĞŽŵLJĞůŝƚŝƐĂŶĚƉƌĞƐƵŵƉƚŝǀĞĞŶĚŽĐĂƌĚŝƚŝƐ͘

Ϯ ϭϭͬϮϵͬϮϬϭϴ

tŚĂƚŝƐƚŚĞŵŽƐƚůŝŬĞůLJĚŝĂŐŶŽƐŝƐ͍

‡ ,ŝƐŚĞƐƚdƐĐĂŶƐŚŽǁĞĚŵƵůƚŝƉůĞƉƵůŵŽŶĂƌLJŶŽĚƵůĞƐ͘ ‡ WW ‡ KŶĨƵƌƚŚĞƌŚŝƐƚŽƌLJ͕ŚĞĚĞŶŝĞĚĂŶLJĐŽƵŐŚŽƌƐŚŽƌƚŶĞƐƐŽĨďƌĞĂƚŚ͘ ‡ ĂĐƚĞƌŝĂůƉŶĞƵŵŽŶŝĂ ‡ /ŶƐĞƌƚƉŝĐƚƵƌĞ ‡ d ‡ &ƵŶŐĂůƉŶĞƵŵŽŶŝĂ ‡ WƵůŵŽŶĂƌLJ<ĂƉŽƐŝƐĂƌĐŽŵĂ ‡ EŽŶͲ,ŽĚŐŬŝŶůLJŵƉŚŽŵĂ ‡ LJƚŽŵĞŐĂůŽǀŝƌƵƐ

,ĞƐƵďƐĞƋƵĞŶƚůLJƵŶĚĞƌǁĞŶƚďƌŽŶĐŚŽƐĐŽƉLJ

‡ WĂƚŝĞŶƚƐŚĂƌĞƐǁŝƚŚƚŚĞƚĞĂŵƚŚĂƚŚĞŚĂƐĂďƵŵƉŽŶƚŚĞƚŽƉŽĨŚŝƐ ŵŽƵƚŚ͘

ϯ ϭϭͬϮϵͬϮϬϭϴ

tŽƌŬͲƵƉ WĂůĂƚĞůĞƐŝŽŶďŝŽƉƐLJ

‡ ŽĐĐŝď/&ŶĞŐĂƚŝǀĞ͖ŽĐĐŝď&ŶĞŐ ‡ džƉĞĐƚŽƌĂƚĞĚƐƉƵƚƵŵ ‡ /ŶƐĞƌƚƉŝĐƚƵƌĞ ‡ ƌŐ ŶĞŐ ‡ DdĐŽŵƉůĞdžƚĂƌŐĞƚEŶĞŐ džϮ ‡ &ŶĞŐ džϮ

‡ ůŽŽĚ ‡ /ŶĚƵĐĞĚƐƉƵƚƵŵ ‡ &ƵŶŐĂůĐdžE'd ‡ &ŶĞŐ ‡ &ďůŽŽĚĐdžE'd ‡ ^& ‡ > ‡ EŽĨƵŶŐƵƐƌĞĐŽǀĞƌĞĚ ‡ DsĂŶĚ,^sƌĞĐŽǀĞƌĞĚĨƌŽŵĐdž ‡ EŽ&ƌĞĐŽǀĞƌĞĚ ‡ EĞŐ ĨŽƌW:W ‡ hƌŝŶĞŚŝƐƚŽƉůĂƐŵĂ ŐŶĞŐĂƚŝǀĞ ‡ ĂŶĚŝĚĂůďŝĐĂŶƐ ‡ 'Ϯϱϵ ‡ ĂŶĚŝĚĂ'ůĂďƌĂƚĂ ‡ нD ‡ EŽ&ŽŶĐdž

<ĂƉŽƐŝ^ĂƌĐŽŵĂ &ŽůůŽǁͲƵƉ

‡ ,ĞǁĂƐƐƚĂƌƚĞĚŽŶd&ͬ&dͬd'ĂŶĚdDWͲ^DyĨŽƌƉƌŽƉŚLJůĂdžŝƐĨŽƌW:W ĂŶĚĂƚϭLJĞĂƌĨƌŽŵƉƌĞƐĞŶƚĂƚŝŽŶ͕ŚŝƐs>ŝƐhĂŶĚϰŶŽǁϭϮϵ͘ ‡ ,ĞǁĂƐŐŝǀĞŶĚŽdžŝů ĨŽƌŚŝƐ<^ĂŶĚŽŶƌĞƉĞĂƚĐŚĞƐƚdŚĞŚĂƐĐŽŶƚŝŶƵĞĚ ŶŽĚƵůĞƐƚŚĂƚĂƌĞƌĞĚƵĐĞĚŝŶƐŝnjĞ͘

ϰ ϭϭͬϮϵͬϮϬϭϴ

&ŝŶĂůĚŝĂŐŶŽƐŝƐ ĂƐĞϮ

‡ ^ƚĂƉŚƐĐŚůĞĨŝĞƌŝ ďĂĐƚĞƌĞŵŝĂ͖ŽƐƚĞŽŵLJĞůŝƚŝƐŽĨĐĞƌǀŝĐĂůĂŶĚƚŚŽƌĂĐŝĐ ‡ ϱϳDǁŝƚŚ,/ss>ϰϳϰϯϭϯŽŶZsǁŚŽŚĂƐƐĞdžǁŝƚŚŵĞŶĂŶĚĂ ƐƉŝŶĞĂŶĚƉƌĞƐƵŵĞĚƐƚĞƌŶŽĐůĂǀŝĐƵůĂƌƐĞƉƚŝĐũŽŝŶƚ͖ĂŶĚƉƵůŵŽŶĂƌLJĂŶĚ ŚŝƐƚŽƌLJŽĨƵƐŝŶŐ/sŵĞƚŚĂŵƉŚĞƚĂŵŝŶĞƉƌĞƐĞŶƚŝŶŐƚŽƵƌŐĞŶƚĐĂƌĞǁŝƚŚ ƉĂůĂƚĞ<ĂƉŽƐŝƐĂƌĐŽŵĂ ϭǁĞĞŬŽĨZŚĂŶĚƉĂŝŶ͕ƐǁĞůůŝŶŐĂŶĚƌĞĚŶĞƐƐƚŚĂƚƐƚĂƌƚĞĚĂĨƚĞƌŚĞ ŶŽƚĞĚĂďůŝƐƚĞƌŽŶŚŝƐŚĂŶĚĂŶĚďͬů ƐŚŽƵůĚĞƌƉĂŝŶ͘,ĞĂůƐŽƌĞƉŽƌƚƐĂ ƉƌƵƌŝƚŝĐƌĂƐŚŽŶŚŝƐĐŚĞƐƚϭǁĞĞŬƉƌŝŽƌƚŽŚŝƐŚĂŶĚƉĂŝŶ͘ĞŶŝĞƐ ƚƌĂƵŵĂͬĨĞǀĞƌͬĐŚŝůůƐͬƐǁĞĂƚƐ͘нŵĂůĂŝƐĞͬŵLJĂůŐŝĂƐ͘ ‡ /ŶƵƌŐĞŶƚĐĂƌĞĨŽƵŶĚƚŽďĞWϭϮϭͬϴϮWϭϭϱZZϭϴdϯϳKϮ^Ăƚϵϴй ‡ KŶĞdžĂŵ͕ŚĂĚĂĞƌLJƚŚĞŵĂƚŽƵƐͬǁĂƌŵƚŚͬĞĚĞŵĂŽĨZŚĂŶĚĂŶĚůŝŵŝƚĞĚ ZKDŽĨďͬů ƐŚŽƵůĚĞƌƐϮͬϮƉĂŝŶĂŶĚƉĂŝŶŽŶƉĂůƉĂƚŝŽŶŽĨĚĞůƚŽŝĚƐ͘

‡ yͲƌĂLJǁŝƚŚƌŝŐŚƚϱƚŚ ŵĞƚĂĐĂƌƉĂůĨdž͘ ‡ hŶĐůĞĂƌǁŚLJƉĂƚŝĞŶƚŚĂĚĨƌĂĐƚƵƌĞĂƐƌĞƉŽƌƚĞĚŶŽŝŶĐŝƚŝŶŐĞǀĞŶƚ͘ ‡ ^ZϵϮ͘ZW,͘ůŽŽĚĐdžE'd͖tƌŝƐƚĨůƵŝĚĐdžE'd͘ ‡ KǀĞƌůLJŝŶŐƌĞĚŶĞƐƐͬƐǁĞůůŝŶŐƚŚŽƵŐŚƚƚŽďĞĐĞůůƵůŝƚŝƐĂŶĚƚƌĞĂƚĞĚǁŝƚŚ ‡ hŶĚĞƌǁĞŶƚĂƌƚŚŽĐĞŶƚĞƐŝƐ ďLJŽƌƚŚŽƉĞĚŝĐƐĂŶĚĂĚŵŝƚƚĞĚƚŽƚŚĞ ǀĂŶĐŽŵLJĐŝŶŝŶŝƚŝĂůůLJĂŶĚƚŚĞŶƐǁŝƚĐŚĞĚƚŽďĂĐƚƌŝŵ͘ ŚŽƐƉŝƚĂů͘ ‡ ,ĞǁĂƐƐƵďƐĞƋƵĞŶƚůLJŶŽƚĞĚďLJƚĞĂŵƚŽŚĂǀĞǁŽƌƐĞŶŝŶŐƐƚƌĞŶŐƚŚŝŶďͬů ĚĞůƚŽŝĚƐ͘ ‡ <ǁĂƐŶŽƌŵĂůĂŶĚĂŶDZ/ŽĨŚŝƐĐĞƌǀŝĐĂůƐƉŝŶĞƐŚŽǁĞĚĐŚƌŽŶŝĐ:͘ ‡ WƌŽdžŝŵĂůƉĂŝŶĂŶĚǁĞĂŬŶĞƐƐŽĨŚŝƐƵƉƉĞƌĞdžƚƌĞŵŝƚŝĞƐŝŶƐĞƚƚŝŶŐŽĨ ĞůĞǀĂƚĞĚ^ZƚŚŽƵŐŚƚƚŽďĞƉŽůŵLJĂůŐŝĂ ƌŚĞƵŵĂƚŝĐĂ ĂŶĚƐƚĂƌƚĞĚŽŶ ƉƌĞĚŶŝƐŽŶĞ͘

ϱ ϭϭͬϮϵͬϮϬϭϴ

ϯ͘ϱǁĞĞŬƐůĂƚĞƌ͙ tŽƌŬͲƵƉ

‡ WĂƚŝĞŶƚǁŽŬĞƵƉǁŝƚŚĞdžĐƌƵĐŝĂƚŝŶŐƉĂŝŶŝŶZǁƌŝƐƚĂŶĚƉƌĞƐĞŶƚĞĚƚŽƚŚĞ ‡ dŚƌŽĂƚĐdž͗н' ĞŵĞƌŐĞŶĐLJƌŽŽŵ͘ůƐŽĐͬŽ>ƐŚŽƵůĚĞƌ͕>ƐƚĞƌŶŽĐůĂǀŝĐƵůĂƌĂŶĚZŬŶĞĞ ĂƌƚŚůĂŐŝĂƐ͘ ‡ &ůƵŝĚǁƌŝƐƚĐdžŶŐƚĚ ‡ KŶĞdžĂŵ͕sͬ^WϭϬϯͬϳϬWϭϮϳdϯϱ͘ϴZZϮϬKϮ^ĂƚϵϴйZ͖ZǁƌŝƐƚ ‡ ůŽŽĚĐdžŶŐƚĚ ƐǁŽůůĞŶ͕ƚĞŶĚĞƌƚŽƉĂůƉĂƚŝŽŶǁŝƚŚZKDůŝŵŝƚĞĚďLJƉĂŝŶ͖ŚĞŚĂƐƉĂŝŶǁŝƚŚ ŵŽǀĞŵĞŶƚŽĨďͬů ƐŚŽƵůĚĞƌƐĂŶĚZŬŶĞĞĞĨĨƵƐŝŽŶ͕ǁŝƚŚŽƵƚ ‡ ŽŶĞZǁƌŝƐƚĐdž͗ŶƚĞƌŽďĂĐƚĞƌĐůŽĂĐĂĞ͘EŐŽŶŶŽƌƌŚĞĂ ĞƌLJƚŚĞŵĂͬǁĂƌŵƚŚ͘ ‡ ^LJŶŽǀŝĂůĨůƵŝĚZǁƌŝƐƚĐdž͗EŐŽŶŶŽƌƌŚĞĂ ‡ ZĞƉĞĂƚyͲƌĂLJŽĨǁƌŝƐƚƌĞǀĞĂůĞĚŶĞǁďŽŶLJĞƌŽƐŝŽŶƐ;ŝŶƐĞƌƚƉŝĐƚƵƌĞͿ͘ ‡ ,ĞǁĂƐďƌŽƵŐŚƚƚŽƚŚĞKZǁŚĞƌĞŚĞƵŶĚĞƌǁĞŶƚĂƌƚŚƌŽƚŽŵLJ͘dŚĞƌĞǁĂƐŶŽ ƉƵƌƵůĞŶĐĞ͕ďƵƚŚĞǁĂƐŶŽƚĞĚƚŽŚĂǀĞƵŶŚĞĂůƚŚLJƐLJŶŽǀŝƵŵĂŶĚƚŚĞĐĂƌƉĂů ƚƵŶŶĞůďŽŶĞƐĂƉƉĞĂƌĞĚƐŽĨƚ͘^LJŶŽǀŝĂůĐdžĂŶĚďŽŶĞĐdžǁĞƌĞƐĞŶƚ͘

&ŽůůŽǁͲƵƉ

‡ WƌĞĚŶŝƐŽŶĞǁĂƐƌĂƉŝĚůLJƚĂƉĞƌĞĚ ‡ WĂƚŝĞŶƚǁĂƐƐƚĂƌƚĞĚŽŶ/sĐĞĨƚƌŝĂdžŽŶĞdžϲǁĞĞŬƐĂŶĚŐŽŶŽƌƌŽŚĞĂ ǁĂƐ ƐĞŶƚĨŽƌĂŶƚŝďŝŽƚŝĐƐĞŶƐŝƚŝǀŝƚŝĞƐ͘

ϲ ϭϭͬϮϵͬϮϬϭϴ

&ŝŶĂůĚŝĂŐŶŽƐŝƐ ĂƐĞϯ

‡ ŝƐƐĞŵŝŶĂƚĞĚ'ŽŶŽĐŽĐĐĂůĚŝƐĞĂƐĞǁŝƚŚ'ŽŶŽĐŽĐĐĂůKƐƚĞŽŵLJĞůŝƚŝƐ ‡ ϰϳDǁŝƚŚ,/sϰϮϭϱs>hŽŶZsƉƌĞƐĞŶƚŝŶŐǁŝƚŚƉƌƵƌŝƚŝĐ ŵŽƌďŝůůŝĨŽƌŵ ƌĂƐŚĂŶĚĚĞŶƚĂůĂďƐĐĞƐƐĂŶĚĨŽƵŶĚƚŽŚĂǀĞŶĞǁ ƉĂŶĐLJƚŽƉĞŶŝĂ͘ ‡ ůŽŽĚĐdžƐƵďƐĞƋƵĞŶƚůLJƌĞƚƵƌŶǁŝƚŚŽŶĞŽƵƚŽĨϮD^^͕ŽE^͕ĂŶĚ DŝĐƌŽĐŽĐĐƵƐůƵƚĞƵƐ͘ ‡ /ŶǁŽƌŬƵƉ͕ĂůƐŽŐŽƚdĐŚĞƐƚͬĂďĚŽŵĞŶƉĞůǀŝƐ͗dĐŚĞƐƚǁŝƚŚ''KƐ ĂŶĚdĂďĚŽŵĞŶǁŝƚŚƐƉůĞŶŽŵĞŐĂůLJĂŶĚĚŝĨĨƵƐĞ>͘ ‡ WŽůLJŵŝĐƌŽďŝĂů ŶĂƚƵƌĞŽĨďůŽŽĚĐdžƚŚŽƵŐŚƚƚŽďĞƵŶĐůĞĂƌƉĞƌ/ĂŶĚ ƉůĂŶƚŽƚƌĞĂƚǀŝĂW/ůŝŶĞǁŝƚŚĐĞĨĂnjŽůŝŶĨŽƌD^^ĂƐƚŚŽƵŐŚƚƚŽďĞ ƚƌƵĞƉĂƚŚŽŐĞŶĂŶĚůŝŬĞůLJϮͬϮ^^d/͘

ϮǁĞĞŬƐůĂƚĞƌ͕ƉĂƚŝĞŶƚƌĞƚƵƌŶƐƚŽƵƌŐĞŶƚĐĂƌĞ͙

‡ hƉŽŶĚŝƐĐŚĂƌŐĞĨƌŽŵƚŚĞŚŽƐƉŝƚĂů͕WWĂƌƌĂŶŐĞƐŽƵƚƉĂƚŝĞŶƚ&EŽĨ ‡ ĐͬŽĨĞǀĞƌƐ͕ŵĂůĂŝƐĞĂŶĚŶŽŶͲƉƌŽĚƵĐƚŝǀĞĐŽƵŐŚdžǁĞĞŬƐĂŶĚϭͲϮůŽŽƐĞ ŝŶŐƵŝŶĂů>ǁŚŝĐŚƐŚŽǁƐƌĞĂĐƚŝǀĞĐŚĂŶŐĞƐ͘ ƐƚŽŽůƐƉĞƌĚĂLJ͘ ‡ sͬ^dϯϴ͘ϳ͕WϭϮϳ͕WϭϭϱͬϳϬ͕KϮƐĂƚϵϴйZ͘ ‡ ,ĞŝƐĂĚŵŝƚƚĞĚƚŽŵĞĚŝĐŝŶĞĂŶĚďůŽŽĚĐdžĨƌŽŵW/ƌĞƚƵƌŶD^^ĂŶĚ ƐƚŽŽůĐdžƌĞƚƵƌŶƐнĨŽƌĚŝĨĨ͘ ‡ ĞƐƉŝƚĞWKǀĂŶĐŽŵLJĐŝŶĂŶĚ/sǀĂŶĐŽŵLJĐŝŶ͕ŚĞƌĞŵĂŝŶƐƉĞƌƐŝƐƚĞŶƚůLJ ĨĞďƌŝůĞ͘

ϳ ϭϭͬϮϵͬϮϬϭϴ

,ĞƵŶĚĞƌŐŽĞƐ&EŽĨ>ŝŶŐƵŝŶĂů>E͙ &EƌĞǀĞĂůƐ͙

‡ ,,sͲϴнŵƵůƚŝĐĞŶƚƌŝĐ ĂƐƚĞůŵĂŶ͛Ɛ ĚŝƐĞĂƐĞ

&ŝŶĂůĚŝĂŐŶŽƐŝƐ

‡ DƵůƚŝĐĞŶƚƌŝĐ ĂƐƚůĞŵĂŶ͛Ɛ ĚŝƐĞĂƐĞ

ϴ CASE 1: COPING WITH PILL FATIGUE PREP 28 year-old HIV-negative MSM

CC: Rectal Mass and Diarrhea x 2 weeks

CASES PMH: No chronic medical issues - Diagnosed with secondary syphilis 9 months ago (RPR 1:512-> 1:4) - Rectal gonorrhea 3 months ago - Previously taking TDF/FTC for HIV prevention but stopped due to pill BREAKOUT fatigue 3 months ago

MATT SPINELLI, MD SH: 3 Partners (receptive anal sex, inconsistent condom use) last month RESEARCH FELLOW, INFECTIOUS DISEASES - Drugs: Meth and GHB occasional around the time of sex DIVISION OF HIV, ID, AND GLOBAL MEDICINE - Stably housed, lives alone

PE/LABS

Afebrile, 128/78 HR 88 Tired-appearing OP clear/No LAN Heart: No MRG/Lungs: CTAB/Abdomen: NTND No rash Rectal: 1-2cm mass palpated at rectal verge, tender to palpation

6.1 > 12.2 < 250 Creatinine 1.1 HIV Ag/Ab NR; RNA UD RPR 1:512->1:4 HCV NR HBV SAb+ Sag- Core-

Dhawan et al. Ind. J. Path & Micro 2017 LYMPHOGRANULOMA WILL PREP WORK WITH SO MANY VENEREUM PRESENTATION STIS? AND MANAGEMENT RECCS.

Chlamydia serotypes L1-3 • Strong evidence that PrEP is effective in the setting of STIs

Primary stage (3-30 days) denoted by a • Syphilis incidence 7.2/100 PY in iPrEx-OLE, did not differ small, painless ulcer 3-30 days post- between among those who did/did not elect to take PrEP; exposure no difference in efficacy (Grant et al. Lancet ID 2014)

Secondary stage (10-30 days after • Relationship between PrEP and risk behavior is primary): tender inguinal and/or inconclusiveÆ important to meet people where they are at femoral lymphadenopathy (genital exposure), or hemorrhagic proctitis or proctocolitis (anal exposure) • A portion of increased STIs seen in PrEP users is a result of screening detecting asymptomatic infections (Traeger et If confirmatory testing unavailable or al. AIDS 2018 #THAC0502) high turnaround time, consider doxycycline x 21 days for rectal CT+ and proctitis SFDPH STD Control Health Alert 2004

HIGH INCIDENCE OF HCV WE NEED TO SCREEN OR STIS REINFECTION IN PREP USERS MAY INCREASE Model of national GC/CT incidence per Male gonococcus cases in SF1 proportion screened over 6 month intervals2 • AMPrEP: PrEP Demo with 376 MSM and TGW in Amsterdam • Tested every 6 months for HCV • Incidence of primary infection: 1.0/100 py (95%CI 0.5-2.2) (n=6)

• Incidence of re-infection: cases of Number 25.5/100 py (95%CI 11.5-56.8) (n=6)

Hoornenborg et al. 1. SF HIV Epi. 2016 AIDS 2018 TUPDX0104 2. Jenness et al. CROI 2017 #1034 RETENTION IN CARE: “SOON TO BE MOST CRUCIAL ISSUE IS HE A PREP CANDIDATE? IN PREP IMPLEMENTATION”1 How do we address his pill 38% on PrEP at fatigue? review end ֳ Median ֳ time on PrEP: 8 months

1. Golub. Lancet HIV 2018 2. Spinelli et al. HIVR4P # OA 19.02

TOP 5 REASONS WHY COPING WITH PILL PEOPLE STOP PREP FATIGUE

1. Self-perceived low risk Could on-demand PrEP (2-1-1) help with pill fatigue?

2. Cost or changes in coverage • Montreal cohort offered 3. Medication side effects (actual or anticipated) intermittent vs. daily PrEP • Consistent use 4. Pill fatigue • 34% for daily • 43% for 5. Difficulty adhering to provider/lab appointments intermittent • P=0.02

Greenwald et al, CROI 2018, #1038 Buchbinder HIVR4P 2018 #SA16.2 Buchbinder HIVR4P 2018 #SA16.2 NOEndorsed HIV INFECTIONS by IAS-USA IN Guidelines: EITHER REAL WORD ON-DEMAND PREP GROUPSaag et al. JAMA 2018 SCENARIOS

Follow-Up HIV Incidence Treatment Pts-years per 100 Pts-years (95% CI) TDF/FTC (Daily) 443 0 (0-0.8) TDF/FTC (On Demand) 506 0 (0-0.7)

Mean follow-up: 7 months (SD: 4)

85 HIV-infections averted*

* assuming an incidence of 9.17/100 PY as observed in the ANRS Ipergay study in Paris

Molina et al. AIDS 2018 http://i-base.info/guides/prep/real-life- WEAE0406LB examples-for-on-demand-dosing

WHAT WOULD YOU DO CASE 2: “THREE-DRUG” PREP? NEXT?

39 y/o M with meth use disorder (injection) who has sex w/ M A) Repeat Ag/Ab, start PrEP if negative • Interested in starting PrEP, uses shared injection B) Obtain HIV viral load, start PrEP if negative equipment, 2 receptive CAI partners last month C) Start PrEP today • Lives in a shelter with difficulty remembering to take meds D) Start PrEP today, order HIV viral load just in case • Endorses sore throat and chills, last sexual contact two E) Start ART today, order HIV viral load weeks ago

• Vitals/Exam unremarkable, OP clear, no rash • Labs: HIV Ag/ab negative 5 days ago, Cr 0.9, HBV negative, HCV Ab +, HCV VL pending, STI testing pending PHARYNGEAL GC+ FOLLOW-UP VISIT

Viral load returned <40 • Reported one month later to pharmacist -> he had been assaulted 4 days prior Received ceftriaxone and azithromycin Started PrEP within three days • Thinks he was drugged at a Folsom Street party, woke up with Visited Ward 86 pharmacy once a week to pick up HCV meds needles in his arms and pick up PrEP (concerns about theft at shelter) Vaccinated for HBV • Friend told him that he had sex with a person living with HIV

• Pharmacist reported he had not picked up PrEP for >1 week

WHAT WOULD YOU DO NEXT? FOLLOW-UP

A) Reinitiate PrEP, he should be protected • Seen in urgent care, not started on PEP or restarted on PrEP due to being “out of the PEP window”

B) Hold PrEP, outside of the window for PEP, re-test within 2-4 weeks and reinitiate PrEP • Lost to follow-up

C) Initiate DTG + TDF/FTC, plan to transition back to PrEP if • Returned two weeks later with subjective fever and sore- HIV testing negative throat

D) Initiate DTG + DRV/C + TDF/FTC, plan to transition back to PrEP if HIV testing negative NOT AGAIN! WHAT WOULD YOU DO? TEACHING POINTS

A. Hold meds, if viral load detectable, initiate DTG+ TDF/FTC • STIs are on the rise, seeing more unusual presentations of for likely acute infection syphilis and remember LGV

B. Initiate DTG + TDF/FTC to treat likely ARS; continue • PrEP works in the settings of STIs; don’t forget to screen indefinitely as testing could be unreliable C. Initiate DTG + TDF/FTC, stop dolutegravir if viral load • Patients face barriers to adherence and retention in care; undetectable and continue TDF/FTC for PrEP check in with your patients • Intermittent PrEP is a good option for patients who can’t • Started on DTG + TDF/FTC take daily PrEP, particularly if they have infrequent sex • Viral load returned UD • Be vigilant for acute HIV in your PrEP patients, consider three or four drug therapy when in doubt, particularly if • Dolutegravir stopped and continued PrEP once result they remain at consistent risk of HIV returned Disclosures

• InvestigatorͲinitiatedfundingto: – EnrollearlyHIVͲinfectedindividuals MedicalManagementof – ProvideimmediateART(Descovy andTivicay) – TostudyhostresponsesduringearlyHIVinfectionthat HIV/AIDS mightleadtonovelHIVcurestrategies PrEPClinicalCases Company Relationship Viiv HealthcareInvestigatorͲinitiatedresearchfunding SulggiLee,M.D.,Ph.D. GileadSciencesInvestigatorͲinitiatedresearchfunding

AssistantProfessorofMedicineUCSF Thefundershavenoroleinstudydesign,datacollection, DivisionofHIV,InfectiousDiseases,andGlobalMedicine analysis,orpublicationofthework. December7,2018

Case1 HPI

• Consultfromaninternistataprivatemedical • PrEPx1yearwith“100%compliance” clinic • Currentpartnerx2yearsalsoonPrEPbut “poorcompliance” • 24yo gayͲidentifiedmalecompliantonoral • “Open”relationship(~1newpartner/month) dailyPrEPwith“discordantHIVtestresults” • LastHIVneg test3mo ago • Lastsex3weeksago ROS PMH

• Nofevers,sweats • Anxiety • Anorexia“duetostress”x6monthsafterrecent promotionatwork • Bipolardisorderwithdissociativefugue • Wt loss“80lbs overthelastsixmonths” • Hx ofpriorinvoluntarypsychadmissionas • Fatigue“severe” teen • Nausea/vomiting“everymorningsinceIwasateen” • Asthma“seasonal” • Insomnia • Muscleaches“I’malwayssore” • Polysubstance use(cocaine,tobacco, • Nosorethroat,lymphadenopathy,rash,genitalororal marijuana,priorETOH) lesions,abdominalpain,CP,SOB,cough,neurologic deficits,urinaryorbowelhabitchanges

Meds SocialHx

• Truvada qd • BornandraisedinSacramentoandlivinginSF • Gabapentin300mg forpast5years.Highschooldegree. • Lorazepam prn • Priorsexworkerx6yearsuntil2yearsago(“I neverhadanSTDtheentiretime”). • NKDA Currentpartnerx2yearsinopenrelationship. • Reportsthathe“loveshavingsex”and“rarely usescondoms.” SocialHx FamilyHx

• Currentlyworkinginrealestatemanagement • Nocontactwithfamilysincehewasage16. • Norecenttravel Hasonesisterwhowouldbeage28now. • Nopets Watchedhisgrandfather“dieofAIDS”when thepatientwas3yearsold. • Tobacco:1ppdx10years • ETOH:prior“heavy”butnow“occasional” • Drugs:cocainedependence–noneinprior8 monthsduetopartner’srequest.Marijuana use“frequently.”NoIVDU

PhysicalExam Initial Clinical Labs PMD Office 16.8 RPR NR • NAD,anxiousͲappearing,tearful 4.7 193 Gonorrhea neg • Nothrush,noLAN,OPclear 48.5 Chlamydia neg nl diff • RRR,nom/r/g Hep A immune Hep B immune • CTAB 143 101 10 Hep C neg • SoftNTND.NoHSM.Norebound. 88 • Testicles,peniscircumcised,wnl. Nolesions. 4.6 22 0.91

• Noedema 1.1 Albumin 4.8 HIV 1/2 Ag/Ab pos • Nofocalneuro deficits 21 24 Total protein 7.1 HIV qualitative RNA neg 59 HowWouldYouInterpretTheseResults? WhatWouldYouDoNext?

A. DefinitediagnosisofHIV A. RepeatAg/Ab test B. PossiblediagnosisofHIV B. Performrepeat C. Hehasafalsepositive confirmatoryantibodytest result C. Testhispartner D. Cannotbedetermined D. Repeatthequantitative withthesedataalone HIVRNA E. BandD E. Alloftheabove F. Noneoftheabove

Study Enrollment Visit Repeat Labs from PMD Office (3 Weeks from Initial Clinical Visit) 16.8 RPR NR • Initialclinicalvisit: 4.7 193 Gonorrhea neg Chlamydia neg – HIV1/2Ag/Ab + 48.5 nl diff – Aptima qualitativeRNAͲ Hep A immune Hep B immune 141 103 15 Hep C neg • 1weeklater: 69 3.7 29 1.03 – HIV1/2Ag/Ab+ – Aptima qualitativeRNA+ HIV 1/2 Ag/Ab pos – VL<20copies/mL 2.5 Albumin 4.7 HIV qualitative RNA neg 29 30 Total protein 7.2 64 FurtherHPI CanPrEPbe“Overwhelmed?”

• Perdiscussionwithpatient’sprimarycare • UnpublisheddatamodelingfromBobGrant’s provider SeroPrEP study – Patienthasepisodesofdissociativefugueduring – Suggeststhat>90sexactspermonthmightbea whichhehashighfrequencyunprotectedsex “threshold”thatcouldsurpassdailyoralPrEP oftenatbathhouses – Inthepasthashad>15partnersinasingle sessionwith>40partnersinaweek • Patientreportedlast“sexbinge”was~45 partnersinthe2weeksprecedinghisinitial indeterminateHIVtesting

IncidenceAssayPerformanceinEarlyHIVInfection LaboratoryMarkerswithAcuteHIV

ButwhatdoesPrEPdototheexpressionofthesemarkers?? ButwhatdoesPrEPdotothetimingofpositivityand interpretationofthesetests??

NationalHIVCurriculumathttps://www.hiv.uw.edu/go/screeningͲdiagnosis/diagnosticͲtesting/ NationalHIVCurriculumathttps://www.hiv.uw.edu/go/screeningͲdiagnosis/diagnosticͲtesting/ EffectsofPrEPonNATandAntibodies PrEPInterferencewithIncidenceTesting AcuteHIVInfection • Reducesanddelays • Suppressedviralreplication RNA/p24Ag RNAandp24 IgMantibodies – CanbebelowLODof – Falseneg evenwiththemostsensitiveNATassays IgGantibodies NAT • Reducesanddelays IgMandIgG responses • Interferencewithserologicalresponseinpatient – Cangetfalseneg on “4th Gen”EIAs – Falseneg antibodyresults,delayedresponses, AcuteHIVInfectiononPrEP • Cangetseroreversion seroreversions withEIAandWB • Bandsonwestern (HareCID 2006;KillianAIDSResHumRetr 2006;StephensonOFID 2016) RNA/p24Ag Antiretroviraltherapy blot/antiͲHIV antibodytestsmaybe delayedandatypical • UnusualpatternsofserologyandNATtesting IgMantibodies IgGantibodies – NAT‘positive’signalwithoutseroconversion – Negative,indeterminatewesternblots/EIAs KeatingCID2016

Infectious AntibodyResponseis“Aborted”withEarlyART Units andResumeswithTreatmentInterruption PlasmaRNA HIVMeasurements Ͳ CellͲassociatedDNA Ͳ CellͲassociatedRNA Ͳ PlasmaHIVRNA Ͳ Infectiousunits N=7withUDVL@4WKATI N=10with+VL@4WKATI

Stephenson OFID 2016 PasternakRetrovirology 2013 CaseTimeline ClinicalPlasmaHIVRNAAssays CLINICAL VISIT: STD TESTING - HIV 1/2 Ag/Ab POS - Geenius differentiation neg - Aptima “qualitative” RNA neg • Aptima TMA–falsepositive=0.5% CLINICAL VISIT 2: STD TESTING - HIV 1/2 Ag/Ab POS - Geenius differentiation neg – - Aptima “qualitative” RNA POS (1outof200)werefalselypositivewhentruly - HIV RNA <20 negative(comparedtoacellͲassociatedDNA). PrEPx1year RESEARCH STUDY BASELINE Ͳ HIV1/2Ag/Ab neg Ͳ PlasmaHIVRNA<40 Ͳ Detuned0.07(neg oracute) – Onlya0.5%chancethatthisisafalsepositive. Exposure RESEARCH ASSAYS Ͳ UltrasensitivePlasmaHIVRNAneg Ͳ CellͲassociatedDNAneg Ͳ CellͲassociatedRNAPOS 2/2reps=117copes/106 PBMCs • RocheTaqman2hasapproximatelysensitivity Repeattestingneg downto~5copies -12 mo - 3 mo -1 mo -2 wk 0 1 wk 1 mo 2 mo

Time Fiscus JCM2013;PasJCM2013

EffectsofPrEPonNATandAntibodies ImplicationsforHIVCure AcuteHIVInfection We Have Yet to Uncover Where Latent HIV Virus Hides • Reducesanddelays RNA/p24Ag RNAandp24 IgMantibodies – CanbebelowLODof IgGantibodies NAT • Reducesanddelays IgMandIgG responses – Cangetfalseneg on ART DOES ART/the immune “4th Gen”EIAs NOT kill system DOES AcuteHIVInfectiononPrEP • Cangetseroreversion these cells! NOT penetrate • Bandsonwestern these sites well RNA/p24Ag Antiretroviraltherapy blot/antiͲHIV antibodytestsmaybe delayedandatypical IgMantibodies IgGantibodies

KeatingCID2016 Stevenson Scientific American 2008 ImplicationsforHIVCure MississippiBaby– Virus Persists in Dormant T Cells UndetectableHIVRNAOffART

Baby started on ART immediately after birth Lost to follow up at 18 months and VL remained suppressed

But then VL rebound 27 months later . . .

ART DO NOT kill these cells!

Stevenson Scientific American 2008 Persaud NEJM 2013

PrEPDemoParticipantStartedART DecidedtoUndergoAnalyticTreatment ~12DaysafterHIVInfection... Interruption– ReboundedatDay230

Patient started on ART ~12 days from infection Day 230

CD4+Count

220 copies/mL PlasmaHIVRNA

Henrich Deeks PLoS Med 2017 Henrich Deeks Plos Med 2017 ExampleofASterilizingCure? CaseSummary • LongͲtermHIV+ART+ • Noabilitytodefinitivelyconfirmifpatientwas • Developedleukemia2007 indeedHIV+ • Afterchemotherapyfailed – PatientelectedtocontinuewithfullART Æ bonemarrowtransplant fromdonorwith2copiesof – NoissueswithstigmaorcarryingdiagnosisofHIV protectiveCCR5mutation – PMDinagreementgivenhighrisksexactivity (CCR5Ͳ/Ͳ) • Between2011Ͳ2012participatedin multiplestudies • Alternatives • LittletonoevidenceofresidualHIV – RemainonPrEPandmonitor fromblood,tissuse,spinalfluid • IfnewHIVinfection– willnotknowifneworearly suppressed? • TheclosestpatienttoanHIV“cure” wehavetoday – Analytictreatmentinterruptionoffalltherapy • Notfeasiblegivenhighriskfrequentsex • Thesmallerthereservoir–thelonger • UnclearlengthoffollowͲuptoassessviralrebound thedelaytoviralreboundoffART Brown AIDS Res Human Retroviruses 2015; Yukl PLoS Pathogens 2013

Case2 HPI

• 21yearͲoldLatinomanwhohassexwithmale, • AtPrEPenrollment,neg rapidHIVAb testand cis femaleandtransfemalepartners,onoraldaily HIVRNAneg PrEP – +UrethralGCandtreated • Patientgiven30daysofFTC/TDFwith2refills • Reported“excellentadherence” • Instructedtoreturnq3months

• At13ͲmonthPrEPvisit,rapidHIVAb neg • But5dayslater,plasmaHIVRNA=559 copies/mL HPI:PrEPFollowͲUp HPI:PrEPFollowͲUp

• Month3:HIVneg (Ab andpooledRNA) • Month10:HIVneg (Ab andpooledRNA) – Reported“good”adherence – Reported“good”adherence – STDtestingneg – STDtestingneg – 3weekslaterreported“lostRx”butreported • Month6:HIVneg (Ab andpooledRNA) adequatesupplyofpillsathomeandreported – ReportedoffPrEPx1mo (unawareofrefills) 100%adherence – Counseledre:adherence,mechanismsforrefills – Newrefillssenttopharmacyandfilled – Treatedfor+UrethralCT,+recurrentHSVͲ2 • Month12:HIVneg (Ab andpooledRNA) – +UrethralGC(urethraldischarge)andtreated – AllotherSTDtestingwasnegative

HPI PMH

• Month13: • ADHD–wasonmedsuntilprioryear – Reported“excellent”adherence(nomissedpillsin • “Possiblebipolar”–neveronmeds pastweekand1missedpillinpastmonth) • Childhoodasthma – Asymptomatic,nomoreurethraldischarge • STIs– (gonorrhea,chlamydia,HSV)treated – Recentmethamphetamineuseandcondomless receptiveanalsexwithamalepartner severaltimes • (bothfor1sttimein>1year) – ROSneg foranysymptomsc/wARS Meds SocialHx

• Truvada qd • BornandraisedintheEastCoast(NY,MD), movedtoBayAreain2016. • Highschooleducation,1yearcollege NKDAbut“thinksmaybeallergictopenicillin” • Currentlyworksasamusicianandatafastfood restaurantpartͲtime • Sexwithmale,cis femaleandtransfemale partners.Usu top;rarelybottom. • “Always”usescondoms • Mostrecentrelationshipwithcis femalebut ended4monthsago.

SocialHx FamilyHx

• Tobacco:never • Mother:bipolardisease,anemia • ETOH:rarely“doesn’tliketaste” • Father:incarceratedsincepatientwasage3 • Drugs:marijuanaafewtimesaweek,has • 2olderbrothersand1oldersister:allwith triedcocaine,GHB,ecstasy,smokedmeth.No bipolardisease IVDU PhysicalExam Labs at Clinical Visit 15.8 RPR NR • NAD 7.7 308 Hep A NR • NoLAN,OPclear 46.1 Hep B immune • RRR,nom/r/g nl diff Hep C neg • CTAB HLAB5701 neg 139 105 11 • SoftNTND.NoHSM.Norebound. 63 • Testicles,penisuncircumcised.Nolesions.No 4.2 31 0.87 discharge. • Noedema 0.8 Albumin 4.2 HIV 1/2 Ag/Ab pos • Nofocalneuro deficits 20 27 Total protein 7.3 HIV RNA 1544 copies/ml 131

HowWouldYouInterpretTheseResults? HowtoDetermineifThisisPrEPFailure?

A. DefinitediagnosisofHIV A. Checkpharmacyrefills B. PossiblediagnosisofHIV B. CheckHIVgenotype C. Hehasafalsepositive C. SendplasmaforARTdrug result leveltesting D. Cannotbedetermined D. Collecthairsamplesfor ARTdrugleveltesting E. Alloftheabove F. Noneoftheabove WhatDoYouthinkistheMostLikelyEtiology ofthePatient’sHIVSeroconversion? PrEPFailureisRARE! A. Exposuretoaviralstrain • Thereareonlyafewcasesreportedworldwide withљsusceptibilitytoTDF – HundredsofthousandsofpeoplehaveusedPrEP and/orFTC – TensofthousandsofHIVinfectionshavebeen B. Inadequateadherenceto prevented. PrEPthatwasnotselfͲ reported – AlmostallpeoplewhousePrEPstayfreeofHIV C. Unrecognizedinfectionat – Ahandfulofothersarediagnosedearlyandpromptly timeofPrEPinitiation andsuccessfullytreated followedbydelayed seroconversion ThemessagetosendyourpatientsisthatPrEPis D. Noneoftheabove highlyhighlyeffective.Thisisdemonstratedbythe rarityofthesePrEPfailurecasesworldwide.

GlobalPrEPfailuresͲ Summary WorldwideReportedPrEPFailures

• 5casesemtricitabine/tenofivir • AllcompliantwithPrEP • 4multiresistant HIV – 4hadM184VleadingtohighlevelresistancetoFTC – 2virusesthatweresusceptibletoTDF • Highlightaberranciesintestresults – Lowviralloads – Delayedseroconversion,indeterminatewesternblots

CohenLancetHIV2018inpress WhatARTRegimenWouldYouStart? CaseContinued

A. TDF(orTAF)/FTC+DTG • HIV+testafter13monthsonPrEP B. TDF(orTAF)/FTC+DTG+DRV/r(orc) – ViralLoad559copies/mL – RepeatVLatARTinitiation:1544copies/mL,Ag/Ab pos, C. TDF(orTAF)/FTC/EVG/c+DRV Geenius pos D. TDF(orTAF)+DRV/r(orc) E. ABC/3TC/DTG • Hair: F. TAF/FTC/BIK – TDFadequatelevelsforupto6monthsprior G. TDF/FTC/RPV+DTG • Genotype/Phenotype: H. BorG – RT:L74V,L100I,M184V,K103N I. Noneoftheabove – FTCresistantbutTDFsusceptible(noK65R)

SingleͲgenomesequencing APOBECGͲ>A CaseContinued (SGS)ontimepoint2/21/18 Ͳ PBMC • Toevaluateforpossibleearlysuppressed infection P6ͲPRͲRTproviral DNA – SingleGenomeSequencingonearlysample • Limitedviraldiversityconsistentwithacuteinfection %diversity=0.5%includingG>Ahypermutants %diversity=0.1%excludingG>A hypermutants(indicatedearlyinfection) – Additionaltestingofstoredplasmafromthevisit 12weekspriortothediagnosisvisit • NoevidenceofplasmaHIVbyiSCA (lowerlimitof detection=1copyper/ml)

APOBECGͲ>A CohenLancetHIV2018inpress 6 nucleotides 80 75 .02 221 8.P BMC .1e 6.C AD-9 5 80 75 .022 21 8.P BMC .1e 6.CA D-7 2 80 75 .02 221 8.P BMC .1e 6.C AD-1 0 80 75 .02 221 8.P BMC .1e 6.C AD-9 80 75 .022 21 8.P BMC .1e 6.CA D-6 6 80 75 .022 21 8.P BMC .1e 6.CA D-3 7 80 75 .022 21 8.P BMC .1e 6.CA D-6 0 80 75 .022 21 8.P BMC .1e 6.CA D-2 1 80 75 .022 21 8.P BMC .1e 6.CA D-1 80 75 .022 21 8.P BMC .1e 6.CA D-6 5 80 75 .022 21 8.P BMC .1e 6.CA D-8 80 75 .022 21 8.P BMC .1e 6.CA D-5 1 80 75 .022 21 8.P BMC .1e 6.CA D-4 4 80 75 .022 21 8.P BMC .1e 6.CA D-8 6 80 75 .022 21 8.P BMC .1e 6.CA D-2 2 80 75 .022 21 8.P BMC .1e 6.CA D-8 2 80 75 .022 21 8.P BMC .1e 6.CA D-6 80 75 .022 21 8.P BMC .1e 6.CA D-2 80 75 .022 21 8.P BMC .1e 6.CA D-9 0 80 75 .022 21 8.P BMC .1e 6.CA D-7 8 80 75 .022 21 8.P BMC .1e 6.CA D-5 4 ComparisontoOtherSF 80 75 .022 21 8.P BMC .1e 6.CA D-5 0 80 75 .022 21 8.P BMC .1e 6.CA D-8 0 SCOPEPID 80 75 .022 21 8.P BMC .1e 6.CA D-5 80 75 .022 21 8.P BMC .1e 6.CA D-1 3 80 75 .022 21 8.P BMC .1e 6.CA D-8 3 80 75 .022 21 8.P BMC .1e 6.CA D-3 3 8075.022218.PBMC.1e6.CAD-74 80 75 .022 21 8.P BMC .1e 6.CA D-5 3 80 75 .022 21 8.P BMC .1e 6.CA D-9 4 8075.022218.PBMC.1e6.CAD-96 8075SGSp6, 80 75 .02 221 8.P BMC .1e 6.C AD-4 1 80 75 .02 221 8.P BMC .1e 6.C AD-7 6 80 75 .02 221 8.P BMC .1e 6.C AD-8 4 EarlyHIVInfectionSamples 8 07 5.02 22 18 .PBM C.1 e6 .CAD -81 8 07 5.02 22 18 .PBM C.1 e6 .CAD -56 8 07 5.02 22 18 .PBM C.1 e6 .CAD -89 80 75 .02 22 18.P BM C.1e 6.C AD -4 0 8 07 5.02 22 18 .PBM C.1 e6 .CAD -46 proͲpol 8075.022218.PBMC.1e6.CAD-61 PID8075HIVDrugResistanceProfile 8075.022218.PBMC.1e6.CAD-18 8075.022218.PBMC.1e6.CAD-73 8075.022218.PBMC.1e6.CAD-47 8075.022218.PBMC.1e6.CAD-23 8075.022218.PBMC.1e6.CAD-88 8075.022218.PBMC.1e6.CAD-36 8075.022218.PBMC.1e6.CAD-68 DemonstratedUnlikely 8075.022218.PBMC.1e6.CAD-12 8075.022218.PBMC.1e6.CAD-11 8075.022218.PBMC.1e6.CAD-26 8075.022218.PBMC.1e6.CAD-14 8075.022218.PBMC.1e6.CAD-70 8075.022218.PBMC.1e6.CAD-3 8075.022218.PBMC.1e6.CAD-57 2 51 2SC OPE 060 51 3-1 .Con tig 1 2 51 2SC OPE 060 51 3-5 .Con tig 1 2 51 2SC OPE 060 51 3-1 3.Co nti g1 Mutation Percentage 2 51 2SC OPE 06 051 3-1 7.Co nti g1 2 51 2SC OPE 060 51 3-2 0.Co nti g1 2 51 2SC OPE 06 051 3-8 .Con tig 1 Contaminant 2 51 2SC OPE 060 51 3-6 .Con tig 1 2 51 2SC OPE 060 51 3-1 8.Co nti g1 2 51 2SC OPE 060 51 3-2 1.Co nti g1 2 51 2SC OPE 060 51 3-1 4.Co nti g1 2 51 2SC OPE 060 51 3-2 2.Co nti g1 2 51 2SC OPE 060 51 3-3 .Con tig 1 Henrich et.al. ofGenomes 2 51 2SC OPE 060 51 3-2 4.Co nti g1 2 51 2SC OPE 060 51 3-1 1.Co nti g1 2 51 2SC OPE 060 51 3-1 9.Co nti g1 2512 2 51 2SC OPE 06 051 3-2 .Con tig 1 2 51 2SC OPE 060 51 3-2 3.Co nti g1 2 51 2SC OPE 060 51 3-4 .Con tig 1 2 51 2SC OPE 060 51 3-1 2.Co nti g1 2 51 2SC OPE 060 51 3-1 5.Co nti g1 PLoS Med2017 2 51 2SC OPE 060 51 3-1 6.Co nti g1 2 51 2SC OPE 060 51 3-9 .Con tig 1 2 51 2SC OPE 060 51 3-1 0.Co nti g1 K65R <1.8% 100 4-0 70 19 8p-2 7 1004-070198p-28 1004-070198p-38 1004-070198p-36 1004-070198p-40 1004-070198p-39 1004-070198p-20 1004-070198p-6 1004-070198p-23 1004-070198p-12 10 04 -070 19 8p -3 K70E <1.8% 1004-070198p-5 1004-070198p-18 1004-070198p-29 1004 1004-070198p-2 1004-070198p-30 1002-082802p-4 1 00 2-08 28 02 p-36 1 00 2-0 828 02 p-4 3 1 00 2-0 828 02 p-1 2 1 00 2-0 828 02 p-1 3 1 00 2-0 828 02 p-1 L100I 100% 1 00 2-0 828 02 p-7 1 00 2-0 828 02 p-8 1 00 2-0 828 02 p-2 1 00 2-0 828 02 p-9 1 00 2-0 828 02 p-1 1 1002 1 00 2-0 828 02 p-5 1 00 2-0 828 02 p-3 1 00 2-0 828 02 p-6 1 00 2-0 828 02 p-1 0 1 00 2-0 828 02 p-3 5 100 6-0 60 101 p-2 4 K103N 100% 100 6-0 60 101 p-8 100 6-0 60 101 p-9 100 6-0 60 101 p-1 9 100 6-0 60 101 p-1 2 100 6-0 60 101 p-2 1 100 6-0 60 101 p-1 3 100 6-0 60 101 p-6 100 6-0 60 101 p-7 100 6-0 60 101 p-1 4 100 6-0 60 101 p-5 100 6-0 60 101 p-3 M184V 100% 100 6-0 60 101 p-2 0 100 6-0 60 101 p-4 100 6-0 60 101 p-1 1006 100 6-0 60 101 p-1 7 1006-060101p-11 1006-060101p-15 1 00 6-06 01 01 p-2 1006-060101p-23 1006-060101p-16 1006-060101p-10 1 005 -02 01 01 p-33 1005-020101p-63 L74V 100% 1005-020101p-56 1005-020101p-25 1005-020101p-29 1005-020101p-58 1005-020101p-39 1005-020101p-36 1005-020101p-40 %Difference 1 00 5-02 01 01 p-70 100 5-0 20 10 1p-5 7 100 5-0 20 10 1p-2 8 1005-020101p-71 D30N 3.6% 1005-020101p-68 100 5-0 20 10 1p-4 2 1005-020101p-45 PID1 PID2 GenRelatedness 100 5-0 20 10 1p-3 4 100 5-0 20 10 1p-2 7 1 00 5-02 01 01 p-50 10 05 -020 10 1p -62 1005 1005-020101p-67 1 005 -02 01 01 p-59 1 005 -02 01 01 p-69 1 005 -02 01 01 p-38 G73S 1.8% 1 005 -02 01 01 p-55 1005-020101p-53 1005-020101p-30 1 005 -02 01 01 p-44 1001 8075 9.4% 1 005 -02 01 01 p-31 1 005 -02 01 01 p-43 1 005 -02 01 01 p-60 1 005 -02 01 01 p-41 1 00 5-02 01 01 p-35 1005-020101p-26 1 00 5-02 01 01 p-51 G48E 5.5% 1002 8075 6.9% 1005-020101p-32 1005-020101p-61 1005-020101p-64 1 00 5-0 20 101 p-5 4 1 00 5-0 20 101 p-3 7 1 00 5-0 20 101 p-6 5 1 00 5-0 20 101 p-6 6 1001-030900p-24 1004 8075 6.6% 1001-030900p-31 1001-030900p-18 1001-030900p-15 1001-030900p-21 1001-030900p-16 1001-030900p-17 1001-030900p-20 1001-030900p-19 1005 8075 7.9% 1001-030900p-23 1001-030900p-38 1001-030900p-45 1001-030900pp-35 1001-030900p-44 1001-030900p-25 1001-030900p-43 1006 8075 8.3% 1001-030900p-27 1001 1001-030900p-29 1001-030900p-26 1001-030900p-42 1001-030900p-28 1001-030900p-30 1001-030900p-33 1001-030900p-37 2512 8075 7.4% 1001-030900p-41 1001-030900p-36 1001-030900p-34 1001-030900p-40 1001-030900p-32 HIV1B p6pol pNL4-3P6-RT

10 SubtypeBref,NL4Ͳ3

- STAT PAK neg - STAT PAK neg - STAT PAK neg - STAT PAK neg - Pooled RNA neg - Pooled RNA neg - Pooled RNA neg - Pooled RNA neg - Urine GC pos - 3 Partners - Urine GC pos - iSCA neg - Urine GC pos -3 Partners - 4 Partners -2 Partners - Genital HSV-2 PCR pos - STAT PAK neg CaseSummary - 4 Partners - Pooled RNA POS (529 copies/mL) - Urine GC POS - 5 Partners

-Ag/AbPOS • HIVacquisitionestimatedtooccur~21Ͳ28days -GeeniusPOS - HIV RNA 1,544 copies/mL - SGS limited viral diversity priortodiagnosisbasedon:

- HIV RNA <40 – Thetimingofexposuretohislikelytransmission Testing copies/mL Highadherencebyhair partner – Thelackofgeneticdiversityoftheproviral population

Highadherence – HighlevelsofadherencebyselfͲreport,DBSandhair byDBS measures

0 3 6 10 12 13 13.3 14 • ThisistheSIXTH reportedcaseworldwideof potentialPrEPfailureandcontributestothese limiteddata.

Months Acknowledgements UCSFTreatAcuteHIVStudy Case2:StephanieCohen,Darpun Sachdev,Oliver Bacon,MaryKearney,SusaCoffey,BobGrant, DianeHavlir,MonicaGandhi PAGER:415Ͳ443Ͳ5035

Case1&2:SCOPETEAM [email protected]

JeffMartin RickHecht Studycoordinators [email protected] [email protected]

TimHenrich KaraMarson StudyPI Top: Enrique MartinezͲOrtiz, Viva Tai, Chris Pilcher, Mike Busch, Steven Deeks, Peter Hunt. Bottom: Monika Deswal, Montha Pao, Maya BallͲBurack, Rebecca Hoh, 415Ͳ735Ͳ5127 Heather Hartig, Marian Kerbleski, Sulggi Lee. Not pictured: Raeni Miller, Claire Rappaport, Melissa Krone, Mary Ellen Kelly, Elnaz Eilkhani LisaHarms TonyLing [email protected] ϭϭͬϮϳͬϮϬϭϴ

KƵƚůŝŶĞŽĨƚĂůŬ

‡ ZĞǀŝĞǁŶĞǁĂŶƚŝƌĞƚƌŽǀŝƌĂůŵĞĚŝĐĂƚŝŽŶƐ ƌĞĐĞŶƚůLJĂƉƉƌŽǀĞĚ͕ŝŶĐůƵĚŝŶŐƐŝŶŐůĞƉŝůů ĐŽŵďŝŶĂƚŝŽŶƐ ^ƚĂƚĞŽĨƚŚĞƌƚŽŶZd ‡ dǁŽŶĞǁŵĞĚŝĐĂƚŝŽŶƐŚĞƌĞŽƌĐůŽƐĞĨŽƌ ǀĞƌLJĞdžƉĞƌŝĞŶĐĞĚƉĂƚŝĞŶƚƐ ‡ ZĞǀŝĞǁŶĞǁƉĂƌĂĚŝŐŵƐŝŶ,/sŵĞĚŝĐŝŶĞ DĞĚŝĐĂůDĂŶĂŐĞŵĞŶƚŽĨ/^͕DĐŽƵƌƐĞ ‡ dǁŽĚƌƵŐƚŚĞƌĂƉLJ ĞĐĞŵďĞƌϲ͕ϮϬϭϴ ‡ ^ǁŝƚĐŚĞƐ ‡ ĂƌƌŝĞƌƐƚŽƌĞƐŝƐƚĂŶĐĞ ‡ WƌĞĚŝĐƚŽƌƐŽĨĚŽŝŶŐǁĞůůŽŶϮͲĚƌƵŐƚŚĞƌĂƉLJ DŽŶŝĐĂ'ĂŶĚŚŝD͕DW, ‡ ;/ŶũĞĐƚĂďůĞƐͲ ŶĞdžƚLJĞĂƌͿ DĞĚŝĐĂůĚŝƌĞĐƚŽƌ͕tĂƌĚϴϲ,/sůŝŶŝĐ сŝǀŝƐŝŽŶŽĨ,/s͕/ŶĨĞĐƚŝŽƵƐŝƐĞĂƐĞƐ͕ĂŶĚ'ůŽďĂůDĞĚŝĐŝŶĞ ‡ ;EŽĨŝŶĂŶĐŝĂůĚŝƐĐůŽƐƵƌĞƐͿ

ĂƐĞηϭ Z^͗tŚĂƚŝƐƚŚĞƌĞŐŝŵĞŶLJŽƵǁŽƵůĚĐŚŽŽƐĞ ‡ ϱϮLJŽ ŵĂŶĚŝĂŐŶŽƐĞĚǁŝƚŚ,/sϯϬLJĞĂƌƐĂŐŽ ĨŽƌƚŚŝƐƉĂƚŝĞŶƚ͍ ‡ dͬϯdƚŚĞŶdͬϯdͬŶĞǀŝƌĂƉŝŶĞƚŚĞŶd&ͬ&dнĞĨĂǀŝƌĞŶnj ŝŶ ϮϬϬϮ;ĂŶĚƐŝŶŐůĞƉŝůůĐŽŵďŝŶĂƚŝŽŶŝŶϮϬϬϳͿ ϭ͘ /ͬd&ͬ&d Ϯ͘ ZsͬĐŽďŝͬd&ͬ&d ‡ ,ĂĚŽĨĨͲĂŶĚͲŽŶƉƌŽďůĞŵƐǁŝƚŚĂĚŚĞƌĞŶĐĞĂŶĚǀŝƌĂůůŽĂĚ 'ĞŶŽƚLJƉĞƐŚŽǁƐ ϯ͘ ZsͬĐŽďŝͬd&ͬ&dнĚŽƌĂǀŝƌŝŶĞ ĚĞƚĞĐƚĂďŝůŝƚLJŽǀĞƌƚŝŵĞǁŝƚŚĞŵĞƌŐĞŶĐĞŽĨDϭϴϰs͕<ϭϬϯE͕zϭϴϭ͕ zϭϴϭ͕<ϭϬϯE͕ ϲϳEĂŶĚƐǁŝƚĐŚĞĚƚŽZ>ͬdZͬd&ͬ&dŝŶϮϬϬϴ;ĚĞĐůŝŶĞĚW/Ϳ ϰ͘ d'ͬZWsнd'ĞdžƚƌĂĚŽƐĞ Dϭϴϰs͕ϲϳEŝŶƚŚĞ ‡ WƚůŝŬĞĚƌĞŐŝŵĞŶĂŶĚŝŶŝƚŝĂůůLJĚŝĚǁĞůůďƵƚƚŚĞŶůŽǁͲŐƌĂĚĞǀŝƌĞŵŝĂ ϱ͘ ZsͬĐŽďŝͬd&ͬ&dнd'/ ZdŐĞŶĞ͖Eϭϱϱ,ŝŶ ƌĞĐĞŶƚůLJ͕ĂĚŵŝƚƐƚŽŵŝƐƐĞĚĚŽƐĞƐʹ ƵƐƵĂůůLJůŽǁͲŐƌĂĚĞďƵƚǁŚĞŶ ϲ͘ ZsͬĐŽďŝͬd&ͬ&dнd'ĚĂŝůLJ ƚŚĞŝŶƚĞŐƌĂƐĞŐĞŶĞ хϱϬϬĐŽƉŝĞƐͬŵ>͕ĂďůĞƚŽŐĞŶŽƚLJƉĞĂŶĚƐŚŽǁƐ<ϭϬϯE͕Dϭϴϰs͕ ϲϳEŝŶƚŚĞZdŐĞŶĞ͖Eϭϱϱ,ŝŶƚŚĞŝŶƚĞŐƌĂƐĞŐĞŶĞ ‡ WƚĨŝŶĂůůLJĂŐƌĞĞƐƚŽƌĞŐŝŵĞŶĐŚĂŶŐĞďƵƚŝĚĞĂůůLJǁĂŶƚƐŽŶĐĞĚĂŝůLJ

ϭ ϭϭͬϮϳͬϮϬϭϴ

Z^͗tŚĂƚĂƌĞƚŚĞϰŵŽƐƚƌĞĐĞŶƚůLJͲĂƉƉƌŽǀĞĚ ŝĐƚĞŐƌĂǀŝƌͬd&ͬ&dĂƉƉƌŽǀĞĚ&ĞďƌƵĂƌLJϴ͕ϮϬϭϴ ,/sŵĞĚƐ;ĂůůŝŶϮϬϭϴͿ͍ 3526 &216 ‡ ĂƚĂŽŶůLJŝŶŶĂŝǀĞƐ ϭ͘ ŝĐƚĞŐƌĂǀŝƌͬd&ͬ&d͕ĨŽƐƚĞŵƐĂǀŝƌ͕ĚŽůƵƚĞŐƌĂǀŝƌͬd&ͬ&d͕ŝďĂůŝnjƵŵĂď ‡ /E^d/ͲďĂƐĞĚ ĂŶĚƐǁŝƚĐŚŵĂŶĚĂƚĞĚ Ϯ͘ &ŽƐƚĞŵƐĂǀŝƌ͕ŝďĂůŝnjƵŵĂď͕ďŝĐƚĞŐƌĂǀŝƌͬd&ͬ&d͕ĚŽƌĂǀŝƌŝŶĞ ;цd&ͬϯdͿ ‡ tĞůůƚŽůĞƌĂƚĞĚƚŽĚĂƚĞ ŶŽŚŝƐƚŽƌŝĐĂůŐĞŶŽƚLJƉĞ ‡ ^ŝŶŐůĞƉŝůů ϯ͘ ŽƌĂǀŝƌŝŶĞ ;цd&ͬϯdͿ͕ZsͬĐŽďŝͬd&ͬ&d͕ďŝĐƚĞŐƌĂǀŝƌͬd&ͬ&d͕ ǁŝƚŚƌĞƐŝƐƚĂŶĐĞ ‡ ^ŵĂůůƉŝůů ŝďĂůŝnjƵŵĂď ‡ ŽŶŽƚLJĞƚŬŶŽǁ ‡ d&ͬ&dĂƐďĂĐŬďŽŶĞ ƐŝŐŶĂƚƵƌĞŵƵƚĂƚŝŽŶƐ ϰ͘ ŽůƵƚĞŐƌĂǀŝƌͬd&ͬ&d͕ZsͬZdsͬd&ͬ&d͕ĚŽƌĂǀŝƌŝŶĞ ;цd&ͬϯdͿ͕ ƐŽŶŽƉƌĞͲƚĞƐƚŝŶŐ;Ğ͘Ő͘ ďŝĐƚĞŐƌĂǀŝƌͬd&ͬ&d ‡ ĂŶ͛ƚƵƐĞďŝĐƚĞŐƌĂǀŝƌ ŶŽ,>ͲϱϳϬϭͿ ŶŽƌd&ǁŝƚŚƌŝĨĂŵƉŝŶ ϱ͘ &ŽƐƚĞŵƐĂǀŝƌ͕ŝďĂůŝnjƵŵĂď͕ĚŽƌĂǀŝƌŝŶĞ͕ďŝĐƚĞŐƌĂǀŝƌ ‡ >ŝŵŝƚĞĚƌĞĂůͲǁŽƌůĚ ĚĂƚĂ

'ĂůůĂŶƚ:͘>ĂŶĐĞƚ,/sϮϬϭϳ͖^ĂdžW͘>ĂŶĐĞƚ,/sϮϬϭϳ͖DŽůŝŶĂ:͘ZK/ϮϬϭϴ͖ĂĂƌ͘>ĂŶĐĞƚ,/sϮϬϭϴ͖ŶĚƌĞĂƚƚĂ <ZK/ϮϬϭϴ

ͬ&ͬd&WŚĂƐĞϯĨĨŝĐĂĐLJƚŚƌŽƵŐŚtĞĞŬƐϰϴƚŽϵϲ ƌĐŚŝǀĞĚŐĞŶŽƚLJƉĞƌĞƐŝƐƚĂŶĐĞĂŶĚďŝĐƚĞŐƌĂǀŝƌ ƐǁŝƚĐŚ ^ƚƵĚLJ WŽƉƵůĂƚŝŽŶ ŽŵƉĂƌĂƚŽƌ ĨĨŝĐĂĐLJ ZĞƐŝƐƚĂŶĐĞ d'ͬͬϯd;ϵϲǁĞĞŬƐĚĂƚĂ / ‡ ϭϰϴϵ EĂŢǀĞ EŽŶͲŝŶĨĞƌŝŽƌ Ϭ tĞĚŽŶŽƚŬŶŽǁƐŝŐŶĂƚƵƌĞŵƵƚĂƚŝŽŶƐŽĨ/;/ŶǀŝƚƌŽĚĂƚĂĨŽƌd'ƐƵŐŐĞƐƚĞĚ ǁĞĞŬtĞĚϭϬͬϰͿ ZϮϲϯ<ͬ'ϭϴϴZǁĞƌĞŵĂũŽƌŵƵƚĂƚŝŽŶƐ͕ĐůŝŶŝĐĂůĚĂƚĂĨƌŽŵs/ϳϰsŝŶW/Ăƌŵ ‡ tĞĚŽŶ͛ƚĂƌĐŚŝǀĞŝŶĐůŝŶŝĐĂůĐĂƌĞ ϬƚŽ/E^d/ďƵƚϭ ϭϵϲϭ ͬͬ&ͬ;d&Žƌd&Ϳ ^ƵƉƉƌĞƐƐĞĚ EŽŶͲŝŶĨĞƌŝŽƌ DϭϴϰsŝŶ&s ;ǁŽŵĞŶͿ dsнZdsн&dͬd& Ăƌŵ ,ĂǀĞĚĂƚĂĨƌŽŵϮŶĂŢǀĞƐƚƵĚŝĞƐĂŶĚƐǁŝƚĐŚƐƚƵĚŝĞƐŝŶƐƵƉƉƌĞƐƐĞĚƉĂƚŝĞŶƚƐďƵƚŶŽĚĂƚĂĂŵŽŶŐ ƉĂƚŝĞŶƚƐǁŝƚŚďĂƐĞůŝŶĞƌĞƐŝƐƚĂŶĐĞLJĞƚ;ŚĂǀĞƐŽŵĞĚĂƚĂǁŝƚŚĂƌĐŚŝǀĞ'ĞŶŽƐƵƌĞ ƐĞƋƵĞŶĐŝŶŐ͕ďƵƚ ŶŽƚƵƐĞĚŝŶĐůŝŶŝĐĂůƉƌĂĐƚŝĐĞůŝŬĞŚŝƐƚŽƌŝĐĂůŐĞŶŽƚLJƉĞĚĂƚĂͿ͘ZĞĂůͲǁŽƌůĚƉƌĂĐƚŝĐĞǁŝůůŚĞůƉĚĞĨŝŶĞ 'ůĂƐŐŽǁĂŶĂůLJƐŝƐƐŝŵŝůĂƌďƵƚůŽŽŬĞĚĂƚDϭϴϰsŽŶůLJ ƚŚŝƐ͕ĂƐǁŝůůƚƌŝĂůƐŝŶƉĂƚŝĞŶƚƐǁŝƚŚƌĞƐŝƐƚĂŶĐĞůŝŬĞ^/>/E'͕s/ĂŶĐĞƚ,/sϮϬϭϳ͖^ĂdžW͘>ĂŶĐĞƚ,/sϮϬϭϳ͖DŽůŝŶĂ:͘ZK/ϮϬϭϴ͖ĂĂƌ͘>ĂŶĐĞƚ,/sϮϬϭϴ͖<ŽƚLJŽ ZK/ϮϬϭϴ͖tŽŚů ͖/ǁĞĞŬϮϬϭϴ ĂƐƚĂŐŶĂ:/ϮϬϭϰ͖ ŶĚƌĞĂƚƚĂ<ZK/ϮϬϭϴ͖ ŶĚƌĞĂƚƚĂ <  >ϰ͖ŶĚƌĞĂƚƚĂ <ZK/ϮϬϭϴ͖ŶĚƌĞĂƚƚĂ͘'ůĂƐŐŽǁϮϬϭϴ 'ůĂƐŐŽǁϮϬϭϴ

Ϯ ϭϭͬϮϳͬϮϬϭϴ

ŽƚƚŽŵůŝŶĞŽŶ/ͬd&ͬ&d ĂƐĞηϭ;ĐŽŶƚŝŶƵĞĚͿ ƒ WŽƚĞŶƚ/E^d/ͲďĂƐĞĚƐŝŶŐůĞƉŝůůĐŽŵďŝŶĂƚŝŽŶ;ƉŽƚĞŶƚ͕ ǁĞůůͲƚŽůĞƌĂƚĞĚͿǁŝƚŚd&ͬ&dďĂĐŬďŽŶĞ ƒ zŽƵƚŚŝŶŬĂďŽƵƚZsͬĐŽďŝͬd&ͬ&dнd'/ďƵƚƚŚĞƉĂƚŝĞŶƚ ƒ WĂƚŝĞŶƚƐǁŝƚŚŽƵƚƌĞƐŝƐƚĂŶĐĞ͗EĂŢǀĞƐƚƵĚŝĞƐĂŶĚƐǁŝƚĐŚ Z>>zĚŽĞƐŶŽƚǁĂŶƚ/ ƐƚƵĚŝĞƐŝŶĚŝĐĂƚĞŶŽŶͲŝŶĨĞƌŝŽƌƚŽd'ŽƌW/ͲďĂƐĞĚ ƌĞŐŝŵĞŶƐǁŝƚŚŽƵƚŚͬŽƌĞƐŝƐƚĂŶĐĞŽƌǀŝƌŽůŽŐŝĐĨĂŝůƵƌĞ ƒ ůƐŽ͕ŚĞƚĞůůƐLJŽƵĨŝƌŵůLJƚŚĂƚŚĞŝƐ͞ĂĚĚŝĐƚĞĚƚŽDĂĂůŽdž͟ĂŶĚ ƒ WĂƚŝĞŶƚƐǁŝƚŚƌĞƐŝƐƚĂŶĐĞ͗tŝůůŶĞĞĚƉŽƐƚͲŵĂƌŬĞƚŝŶŐ ǁŝůůŶĞǀĞƌĐŚĂŶŐĞƚŚĂƚ ƐƵƌǀĞŝůůĂŶĐĞĚĂƚĂƚŽƵŶĚĞƌƐƚĂŶĚƉŽƚĞŶĐLJŝŶĨĂĐĞŽĨ ƵŶĚĞƌůLJŝŶŐEZd/ƌĞƐŝƐƚĂŶĐĞŽƌƉƌŝŽƌ/E^d/ŵƵƚĂƚŝŽŶƐ ;ŚĂĚ^/>/E'ϭ ĂŶĚs/

ϭĂŚŶW͘>ĂŶĐĞƚϮϬϭϯ͖ϮĂƐƚĂŐŶĂ͘:/ϮϬϭϰ

Z^͗/ƐŝƚŽŬĂLJƚŽĐŽͲĂĚŵŝŶŝƐƚĞƌĂůƵŵŝŶƵŵĂŶĚ ĂƚŝŽŶƐĂŶĚ/E^d/Ɛ d'͍ Z>Æ ϰϬϬŵŐĂŶĚϲϬϬŵŐ,/ ĨŽƌŵƵůĂƚŝŽŶʹ ^ƉĂĐĞŽƵƚĨƌŽŵ Ăͬ&Ğ;Z>ĨŝƌƐƚͿ͖ĚŽŶ͛ƚŐŝǀĞǁŝƚŚ ϭ͘ EŽ͕ŶĞǀĞƌ DŐͬůĂŶƚĂĐŝĚƐʹ t/dĨŽƌd^ Ϯ͘ EŽ͕ďƵƚLJŽƵĐĂŶƐƉĂĐĞƚŚĞŵŽƵƚ ;ŶŽĂĐŝĚͿ ϯ͘ zĞƐ͕ŝĨLJŽƵƚĂŬĞǁŝƚŚĨŽŽĚ >sʹх^ƉĂĐĞŽƵƚĨƌŽŵĂůůdžϮ ϰ͘ KŚŶŽͲ ĐĂƚŝŽŶƐĂŶĚ/E^d/Ɛ͊tŚĂƚŝƐŝƚĂŐĂŝŶ͍ ŚŽƵƌƐ;>sĨŝƌƐƚͿʹ t/dĨŽƌd^ d'ĂŶĚ/Æ ĂŶƚĂŬĞǁŝƚŚĂ Žƌ&ĞǁŝƚŚŵĞĂů͖ƐƉĂĐĞŽƵƚĨƌŽŵ ů͕DŐʹ &zKhZd^;ǁĂŝƚ ĨŽƌĂĐŝĚͿ

DĂƚŚŝĂƐ͘'ůĂƐŐŽǁϮϬϭϴ͘ďƐƚƌ WϮϲϬ͖^ŽŶŐ:͘ůŝŶŝĐĂůWŚĂƌŵ͘ϮϬϭϱ

ϯ ϭϭͬϮϳͬϮϬϭϴ

^ŝŶŐůĞƉŝůůW/ͲďĂƐĞĚŽŵďŝŶĂƚŝŽŶ;^LJŵƚƵnjĂΡͿ ZsͬĐŽďŝͬd&ͬ&dĂƉƉƌŽǀĞĚ:ƵůLJϭϮ͕ϮϬϭϴ DZ>͗^ǁŝƚĐŚƚŽZsͬŽďŝͬ&dͬd& 3526 &216 ϳϲϯ ‡ ZsŚĂƐƚŚĞŚŝŐŚĞƐƚ ‡ W/ͲďĂƐĞĚĂŶĚŚĂƐĐŽďŝ ŐĞŶĞƚŝĐďĂƌƌŝĞƌƚŽ ƐƚĞƌ ƌĞƐŝƐƚĂŶĐĞŽĨZsƐ ‡ ZsƚƌŽƵŐŚǁŝƚŚ ‡ &ŝƌƐƚW/ƐŝŶŐůĞƉŝůů ZsͬĐŽďŝ ůŽǁĞƌƚŚĂŶ ‡ ϭϬŵŐŽĨd&ƐŽŶŽ ǁŝƚŚZsͬZds ϯϳϴ ŵŽƌĞϮϱŵŐd&ǁŝƚŚ ‡ hƐĞĂW/ǁŚĞŶLJŽƵ ‡ KďũĞĐƚŝǀĞ͗ƐƐĞƐƐĞĨĨŝĐĂĐLJ;ŶŽŶͲŝŶĨĞƌŝŽƌŝƚLJͿĂŶĚƐĂĨĞƚLJŽĨƐǁŝƚĐŚŝŶŐƚŽ ZsͬĐŽďŝ ŶĞĞĚĂW/ŽŶůLJ͕ŶŽƚ ͬͬ&ͬd&ǀƐ͘ĐŽŶƚŝŶƵŝŶŐƐƚĞĚͲW/н&ͬd&ƌĞŐŝŵĞŶƐŝŶƐƵƉƉƌĞƐƐĞĚƉƚƐ ‡ tŽƌŬƐĂŐĂŝŶƐƚEZd/Ͳ ϭƐƚͲůŝŶĞ ‡ <ĞLJŝŶĐůƵƐŝŽŶĐƌŝƚĞƌŝĂ͗ ƌĞƐŝƐƚĂŶƚǀŝƌƵƐ ʹ KŶƐƚĂďůĞďW/ н&ͬd&ƌĞŐŝŵĞŶĨŽƌĂƚůĞĂƐƚϲŵŽŶƚŚƐ KƌŬŝŶ ĞƚĂů͕>ĂŶĐĞƚ,/s͕ϮϬϭϴ͖ƌŽŶ:͘/tĞĞŬϮϬϭϴ ;DZ>Ϳ ʹ sŝƌĂůůŽĂĚ;s>ͿфϱϬĨŽƌшϮŵŽŶƚŚƐďĞĨŽƌĞƐĐƌĞĞŶŝŶŐ ʹ WƌĞǀŝŽƵƐZdǀŝƌŽůŽŐŝĐĨĂŝůƵƌĞ;s&ͿĂůůŽǁĞĚ KƌŬŝŶ ĞƚĂů͕>ĂŶĐĞƚ,/s͕ϮϬϭϴĂŶĚƉĂĐŬĂŐĞŝŶƐĞƌƚ͖ƌŽŶĞƚĂů͘ZK/ϮϬϭϴĂďƐϱϬϮ͖<ĂŬƵĚĂ dĞƚĂů͘:ϮϬϭϰ͖KƌŬŝŶ ͘ ʹ ďƐĞŶĐĞŽĨŚŝƐƚŽƌLJŽĨs&ŽŶZs͕ĂŶĚŝĨŚŝƐƚŽƌŝĐĂůŐĞŶŽƚLJƉĞĂǀĂŝůĂďůĞ͕ĂďƐĞŶĐĞŽĨZsZDƐ 'ůĂƐŐŽǁϮϬϭϴ

DZ>͗ͬͬ&ͬd&^ǁŝƚĐŚ;tĞĞŬϰϴΘϵϲͿ ŽƚƚŽŵůŝŶĞŽŶZsͬĐŽďŝͬd&ͬ&d

‡^ǁŝƚĐŚǁĂƐŶŽŶͲŝŶĨĞƌŝŽƌ DŽƐƚƌĞďŽƵŶĚĞƌƐ;ϭϮͬϭϵǁĞĞŬϰϴĂŶĚϭϰͬϮϰǁĞĞŬϵϲͿ ƌĞƐƵƉƉƌĞƐƐĞĚ;фϱϬͿ ƒ ZsͲďĂƐĞĚƌĞŐŝŵĞŶƐĂƌĞůŝƐƚĞĚĂƐĂůƚĞƌŶĂƚŝǀĞŽŶ ‡EŽƚƐƚƌŝĐƚĐƌŝƚĞƌŝĂĨŽƌƐǁŝƚĐŚƐƚƵĚLJ ,,^ĂŶĚ/^Ͳh^ŐƵŝĚĞůŝŶĞƐďƵƚŝŶĚŝĐĂƚĞĚǁŚĞŶ ʹ ϱϴйŚĂĚшϱƉƌŝŽƌZsƌĞŐŝŵĞŶƐ ŶŽŶͲĂĚŚĞƌĞŶĐĞƐƵƐƉĞĐƚĞĚ ʹ ϭϱйŚĂĚƉƌŝŽƌs& ʹ EŽDƐďƵƚĐŽƵůĚŚĂǀĞƌĞƐŝƐƚĂŶĐĞƚŽd&Žƌϯd ƒ WĂƚŝĞŶƚƐǁŝƚŚŽƵƚƌĞƐŝƐƚĂŶĐĞ͗hƐĞĚǁŚĞŶŶŽŶͲ ʹ ;ŝĐƚĞŐƌĂǀŝƌ ƐǁŝƚĐŚĞƐʹ ŐĞŶŽƚLJƉŝĐƌĞƐŝƐƚĂŶĐĞƚŽ ĂĚŚĞƌĞŶĐĞŽƌǀĂƌŝĂďůĞĂĚŚĞƌĞŶĐĞŝƐŽĨĐŽŶĐĞƌŶ d&ͬd&ͬϯdͬĞdžĐůƵĚĞĚ͖^tKZŽƌ^dZ//s/E' ŐŝǀĞŶŚŝŐŚŐĞŶĞƚŝĐďĂƌƌŝĞƌƚŽƌĞƐŝƐƚĂŶĐĞ͘KĨŶŽƚĞ͕ d'ƐǁŝƚĐŚͲƌĞƐŝƐƚĂŶĐĞƚŽĂŶLJĐůĂƐƐĞdžĐůƵĚĞĚͿ ZsƚƌŽƵŐŚǁŝƚŚZsͬĐŽďŝ ůŽǁĞƌƚŚĂŶǁŝƚŚ ʹ /ŶĨĞǁĨĂŝůƵƌĞƐ͕EKƌĞƐŝƐƚĂŶĐĞƚŽĂŶLJƐƚƵĚLJĚƌƵŐƐ ZsͬZdsϭ ĚĞƚĞĐƚĞĚ ƒ WĂƚŝĞŶƚƐǁŝƚŚƌĞƐŝƐƚĂŶĐĞ͗'ŽŽĚĚĂƚĂĨƌŽŵ ‡ͬͬ&ͬd&ƐĂĨĞͲ ŶŽďĞŶĞĨŝƚŝŶƌĞŶĂů DZ>ƐƚƵĚLJϮ ŽŶĞĨĨŝĐĂĐLJŽĨZsͬĐŽďŝͬd&ͬ&d ďŝŽŵĂƌŬĞƌƐ͕ďƵƚǁĂƐďĞŶĞĨŝƚŝŶďŽŶĞ WĞƌƉĂĐŬĂŐĞŝŶƐĞƌƚ͗ϳƐƵďũĞĐƚƐŚĂĚŚͬŽd&Ͳ ĞǀĞŶŝŶƐĞƚƚŝŶŐŽĨůŽƚƐŽĨƉƌŝŽƌĞdžƉĞƌŝĞŶĐĞ;ŽŶůLJ ďŝŽŵĂƌŬĞƌƐ ĂƐƐŽĐŝĂƚĞĚƌĞƐŝƐƚĂŶĐĞŵƵƚĂƚŝŽŶƐ͖ϱϯŚĂĚŚͬŽ ĞdžĐůƵĚĞĚD^͖ĂůůŽǁĞĚd&͕ϯdƌĞƐŝƐƚĂŶĐĞͿ ϯd;ŵĂŝŶůLJDϭϴϰͿ͘ůůƐƵƉƉƌĞƐƐĞĚ ϭ Ϯ KƌŬŝŶ ĞƚĂů͕>ĂŶĐĞƚ,/s͕ϮϬϭϴ͖ƌŽŶ:ZK/ϮϬϭϴ͖ƌŽŶ:/ǁĞĞŬϮϬϭϴ <ĂŬƵĚĂd͘:ϮϬϭϰ͖ KƌŬŝŶ>ĂŶĐĞƚ,/sϮϬϭϴ;ĚĂƌƵŶĂǀŝƌƉĂĐŬĂŐĞŝŶƐĞƌƚͿ

ϰ ϭϭͬϮϳͬϮϬϭϴ

ŽƌĂǀŝƌŝŶĞ ;нͬͲd&ͬϯdͿĂƉƉƌŽǀĞĚƵŐƵƐƚϯϬ͕ϮϬϭϴ Z/s,ʹ ƚŚŝŶŬ͞ŚĞĂĚͲƚŽͲŚĞĂĚ͟ǁŝƚŚ 3526 &216 ĂŶŽƚŚĞƌEEZd/ ‡ >ŽǁŝƐŚ ŐĞŶĞƚŝĐďĂƌƌŝĞƌ ƒ DƵůƚŝĐĞŶƚĞƌ͕ƌĂŶĚŽŵŝnjĞĚ͕ĚŽƵďůĞͲďůŝŶĚƉŚĂƐĞ///ŶŽŶŝŶĨĞƌŝŽƌŝƚLJ ƚƌŝĂů΀ϭ΁

‡ tĞůůƚŽůĞƌĂƚĞĚ ƚŽƌĞƐŝƐƚĂŶĐĞůŝŬĞĂůů ^ƚƌĂƚŝĨŝĞĚďLJ,/sͲϭZE;хǀƐчϭϬϬ͕ϬϬϬĐŽƉŝĞƐͬŵ>Ϳ͕ WƌŝŵĂƌLJŶĂůLJƐŝƐ /ǁĞĞŬ ‡ K<ŝŶŚĞƉĂƚŝĐĂŶĚ ĐŚƌŽŶŝĐ,sŽƌ,sĐŽŝŶĨĞĐƚŝŽŶƐƚĂƚƵƐ tŬϰϴ ŶĂůLJƐŝƐ EEZd/Ɛ;ĞŵĞƌŐŝŶŐ tŬϵϲ ƌĞŶĂůĨĂŝůƵƌĞ ƌĞƐŝƐƚĂŶƚŵƵƚĂƚŝŽŶ KZͬϯdͬd&ϭϬϬͬϯϬϬͬϯϬϬŵŐYн ‡ EŽĨŽŽĚƌĞƋƵŝƌĞŵĞŶƚƐ sϭϬϲͿ dƌĞĂƚŵĞŶƚͲŶĂŝǀĞĂĚƵůƚƐǁŝƚŚ &sͬ&dͬd&WůĂĐĞďŽ ;Ŷ сϯϲϰͿ ‡ tŽƌŬƐĂŐĂŝŶƐƚzϭϴϭ ‡ ^ŝŶŐůĞƉŝůůĐŽŵďŝŶĂƚŝŽŶ ,/sͲϭZEшϭϬϬϬĐŽƉŝĞƐͬŵ> KƉĞŶͲůĂďĞůĞdžƚĞŶƐŝŽŶ ĂŶĚŶŽƌĞƐŝƐƚĂŶĐĞƚŽƐƚƵĚLJĚƌƵŐƐ &sͬ&dͬd&ϲϬϬͬϮϬϬͬϯϬϬŵŐYн ĨŽƌϵϲǁŬƐ E<ϭϬϯE;ĂŶĚ ŝƐǁŝƚŚd&ͬϯd ;EсϳϮϴͿ KZͬϯdͬd&WůĂĐĞďŽ 'ϭϵϬͿĐŽŶƚĂŝŶŝŶŐ ‡ ĂŶ͛ƚƵƐĞǁŝƚŚ ;Ŷ сϯϲϰͿ ǀŝƌƵƐĞƐ ƌŝĨĂŵƉŝŶ;ĐĂŶĚŽƵďůĞ ĚŽƐĞǁŝƚŚƌŝĨĂďƵƚŝŶͿ ƒ WƌŝŵĂƌLJĞŶĚƉŽŝŶƚ͗,/sͲϭZEфϱϬĐŽƉŝĞƐͬŵ>ĂƚtŬ ϰϴ;ŶŽŶŝŶĨĞƌŝŽƌŝƚLJ ŵĂƌŐŝŶ͗ͲϭϬйͿ΀Ϯ΁

DŽůŝŶĂ:D͕ĞƚĂů͘/^ϮϬϭϴ͘ďƐƚƌĂĐƚ>WϬϭϳ͖>ĂŝDͲd͕ĞƚĂů͘/^ϮϬϭϴ͘ďƐƚƌĂĐƚd,WϭϬϭ͖DŽůŝŶĂ:D͕>ĂŶĐĞƚ,/s ϮϬϭϴ͖Ϯ͘^ƋƵŝƌĞƐ<͕ĞƚĂů͘/^ϮϬϭϳ͘ďƐƚƌĂĐƚdhϬϭϬϰ>͖^ƋƵŝƌĞƐ</ǁĞĞŬϮϬϭϴ>ϭ͖<ƵŵĂƌW/ǁĞĞŬϮϬϭϴ>Ϯ ϭ͘DŽůŝŶĂ:D͕>ĂŶĐĞƚ,/sϮϬϭϴ͖Ϯ͘KƌŬŝŶ ͘/ϮϬϭϴ͘ ϯ͘^ƋƵŝƌĞƐ<͕/ǁĞĞŬϮϬϭϴ

Z/sͲ,͗<ĞLJĨĨŝĐĂĐLJ&ŝŶĚŝŶŐƐ Z/sͲ&KZtZ͗EZd/ƐнŝƚŚĞƌŽƌĂǀŝƌŝŶĞŽƌZsͬZds

&^ŶĂƉƐŚŽƚŶĂůLJƐŝƐ 2XWFRPHDW:N KZͬϯdͬd&;Ŷ &sͬ&dͬd& ŝŶdƌĞĂƚŵĞŶƚͲEĂŝǀĞĚƵůƚƐ;W/с&KZtZͿ Q  сϯϲϰͿ ;ŶсϯϲϰͿ ϭϬϬ dƌĞĂƚŵĞŶƚĚŝĨĨĞƌĞŶĐĞ͗ ƒ DƵůƚŝĐĞŶƚĞƌ͕ƌĂŶĚŽŵŝnjĞĚ͕ĚŽƵďůĞͲďůŝŶĚƉŚĂƐĞ///ƐƚƵĚLJ΀ϭ΁ Ws& ϮϮ;ϲ͘ϬͿ ϭϰ;ϯ͘ϴͿ ϯ͘ϴй;ϵϱй/͗ͲϮ͘ϰйƚŽϭϬ͘ϬйͿ ^ƚƌĂƚŝĨŝĞĚďLJ,/sͲϭZE;хǀƐчϭϬϬ͕ϬϬϬĐŽƉŝĞƐͬŵ>Ϳ WƌŝŵĂƌLJŶĂůLJƐŝƐ ƵƌƌĞŶƚŶĂůLJƐŝƐ 'ĞŶŽƚLJƉĞĚ Ϯϯ Ϯϰ ϳϳ͘ϱ ϳϯ͘ϲ ĂŶĚEZd/ƐĞůĞĐƚŝŽŶ;d&ͬ&dŽƌͬϯdͿ tŬϰϴ tŬϵϲ ϴϬ WƌŝŵĂƌLJEEZd/Ύ ϲ;ϭ͘ϲͿ ϭϮ;ϯ͘ϯͿ ƌĞƐŝƐƚĂŶĐĞ ŽƌĂǀŝƌŝŶĞϭϬϬŵŐYнϮEZd/ƐΎ ϲϬ WƌŝŵĂƌLJEZd/Ύ     ZdͲŶĂŝǀĞĂĚƵůƚƐǁŝƚŚ,/sͲϭ нZsͬZdsWůĂĐĞďŽ ƌĞƐŝƐƚĂŶĐĞ ZEшϭϬϬϬĐŽƉŝĞƐͬŵ>ǁŝƚŚŝŶ ;ŶсϯϴϯͿ ϰϱĚĂLJƐ͖ŶŽƌĞƐŝƐƚĂŶĐĞƚŽ KƉĞŶͲůĂďĞůĞdžƚĞŶƐŝŽŶ ϰϬ ĨŽƌϵϲǁŬƐΏ WƌŝŵĂƌLJEEZd/ƌĞƐŝƐƚĂŶĐĞŵƵƚĂƚŝŽŶƐ͕ ƐƚƵĚLJĚƌƵŐƐďLJŐĞŶŽƚLJƉĞƚĞƐƚ ZsͬZdsϴϬϬͬϭϬϬŵŐYнϮEZd/ƐΎ KZͬϯdͬd&͗zϭϴϴ>͖sϭϬϲ/͕&ϮϮϳ͖,ϮϮϭ,ͬz͕͖͕ ;EсϳϲϲͿ нŽƌĂǀŝƌŝŶĞWůĂĐĞďŽ ϮϬ WϮϮϱ,͕zϯϭϴzͬ&͖&sͬ&dͬd&͗<ϭϬϯE͕ϭϯϴͬ'͖ ;ŶсϯϴϯͿ ,/sͲϭZEфϱϬĐŽƉŝĞƐͬŵ>;йͿ 'ϭϵϬ͖DϮϯϬ>͖'ϭϵϬ͕<ϭϬϭ<ͬE͕WϮϮϱWͬ, Ύ/ŶǀĞƐƚŝŐĂƚŽƌĐŚŽŝĐĞƉƌŝŽƌƚŽƌĂŶĚŽŵŝnjĂƚŝŽŶŽĨŽƉĞŶͲůĂďĞůd&ͬ&dŽƌͬϯd͘ Ϭ ΎWƌŝŵĂƌLJEZd/ƌĞƐŝƐƚĂŶĐĞŵƵƚĂƚŝŽŶƐ͕ ΏKƉƚŝŽŶĨŽƌĞůŝŐŝďůĞƉĂƌƚŝĐŝƉĂŶƚƐƚŽƌĞĐĞŝǀĞĚŽƌĂǀŝƌŝŶĞнϮEZd/ƐŝŶĞdžƚĞŶƐŝŽŶƉŚĂƐĞ͘ KZͬϯdͬd& &sͬ&dͬd& KZͬϯdͬd&͗Dϰϭ>͕Dϭϴϰs͖<ϲϱZ͖ &sͬ&dͬd&͗sϭϭϴ/͕Dϭϴϰs͖<Ϯϭϵ<͖ͬ<ϲϱ<ͬZ ŽƚƚŽŵůŝŶĞ͗EŽĚŝĨĨĞƌĞŶĐĞŝŶĞĨĨŝĐĂĐLJ ƒ WƌŝŵĂƌLJĞŶĚƉŽŝŶƚ͗,/sͲϭZEфϱϬĐŽƉŝĞƐͬŵ>ĂƚtŬϰϴ΀Ϯ΁ ϭ͘DŽůŝŶĂ:D͕ĞƚĂů͘/^ϮϬϭϴ͘ďƐƚƌĂĐƚ >WϬϭϳ͘Ϯ͘DŽůŝŶĂ:D͕ĞƚĂů͘ZK/ϮϬϭϳ͘ďƐƚƌĂĐƚϰϱ> ^ƋƵŝƌĞƐ<͕/tĞĞŬϮϬϭϴĂŶĚKƌŬŝŶ ͘/ϮϬϭϴ͘

ϱ ϭϭͬϮϳͬϮϬϭϴ

Z/sͲ&KZtZĂŶĚZ/sͲ,͗ϳĨĂŝůĞĚǁŝƚŚ Z/sͲ&KZtZ͗sŝƌŽůŽŐŝĐKƵƚĐŽŵĞƐĂƚtŬϵϲ ƌĞƐŝƐƚĂŶĐĞ

,/sͲϭZEфϱϬĐŽƉŝĞƐͬŵ>ďLJ &^ŶĂƉƐŚŽƚŶĂůLJƐŝƐ KZ ZsͬZds ƒ ^ƵƐĐĞƉƚŝďŝůŝƚLJĂŶĂůLJƐŝƐŽĨƚŚĞϳĚŽƌĂǀŝƌŝŶĞͲƌĞƐŝƐƚĂŶƚŵƵƚĂŶƚƐĨƌŽŵZ/sͲ KďƐĞƌǀĞĚ&ĂŝůƵƌĞŶĂůLJƐŝƐ͕й;ŶͿΎ ϭϬϬ dƌĞĂƚŵĞŶƚŝĨĨĞƌĞŶĐĞ͗ &KZtZ;ϮͿĂŶĚZ/sͲ,;ϱͿƉŚĂƐĞϯƐƚƵĚŝĞƐ;sϭϬϲ͕,ϮϮϭ͕&ϮϮϳͿ ůůƉĂƌƚŝĐŝƉĂŶƚƐ ϴϭ͘Ϭ;ϯϰϮͿ ϳϲ͘ϴ;ϯϮϯͿ ϳ͘ϭй;ϵϱй/͗Ϭ͘ϱйƚŽϭϯ͘ϳйͿ >,/sͲϭZE͕ĐŽƉŝĞƐͬŵ> &ŽůĚŚĂŶŐĞďLJsŝƌƵƐ EZd/ EEZd/ ϴϬ ϳϯ͘ϭ ƒ чϭϬϬ͕ϬϬϬ ϴϱ͘ϲ;ϮϲϰͿ ϳϵ͘ϳ;ϮϴϮͿ ϲϲ͘Ϭ ƒ хϭϬϬ͕ϬϬϬ ϲϱ͘ϰ;ϳϴͿ ϲϱ͘Ϯ;ϳϮͿ s Ěϰd ĚĚ/  &d ϯd d&s KZ &s dZ ZWs ƒ чϱϬϬ͕ϬϬϬ ϴϭ͘ϴ;ϯϮϱͿ ϳϴ͘ϭ;ϯϭϭͿ td ϭ͘Ϭ ϭ͘Ϭ ϭ͘Ϭ ϭ͘Ϭ ϭ͘Ϭ ϭ͘Ϭ ϭ͘Ϭ ϭ͘Ϭ ϭ͘Ϭ ϭ͘Ϭ ϭ͘Ϭ ϲϬ ƒ хϱϬϬ͕ϬϬϬ ϲϰ͘ϳ;ϭϳͿ ϯϲ͘ϰ;ϭϭͿ ϵϴ'ͬ&ϮϮϳͬDϭϴϰs Ϭ͘ϭ Ϭ͘ϳ ϭ͘Ϯ Ϯ͘ϳ хϭϬϬ хϭϬϬ Ϭ͘ϱ хϵϯ ϵ͘Ϭ Ϯ͘ϴ ϯ͘ϴ >ϰнĐĞůůĐŽƵŶƚ͕ĐĞůůƐͬŵŵϯ ϵϴ'ͬsϭϬϲ/ͬ,ϮϮϭzͬ&ϮϮϳͬ ƒ чϱϬ ϴϬ͘Ϭ;ϱͿ ϱϮ͘ϵ;ϭϳͿ Ϭ͘ϭ Ϭ͘ϲ ϭ͘Ϯ ϯ͘Ϯ хϭϬϬ хϭϬϬ Ϭ͘ϲ хϭϭϬ ϭϵ ϳ͘ϵ ϭϬ ϰϬ Dϭϴϰs ƒ ϱϭͲϮϬϬ ϳϭ͘Ϭ;ϯϭͿ ϲϱ͘ϴ;ϯϴͿ ƒ хϮϬϬ ϴϮ͘Ϭ;ϯϬϲͿ ϳϵ͘ϵ;ϮϲϴͿ sϭϬϲͬWϮϮϱ,ͬzϯϭϴ&ͬ<ϲϱZ ϭ͘Ϭ ϭ͘ϰ ϭ͘ϴ Ϯ͘ϰ ϳ͘ϳ ϭϮ ϭ͘ϲ хϮϭϬ ϰ͘ϴ Ϭ͘ϳ ϭ͘Ϭ ϮϬ EZd/ sϭϬϲ/ͬ&ϮϮϳ Ϭ͘Ϯ Ϭ͘ϳ ϭ͘Ϭ Ϭ͘ϳ Ϯ͘ϴ ϯ͘ϭ Ϭ͘ϯ хϭϬϱ Ϯ͘ϱ ϰ͘Ϭ ϯ͘ϰ ,/sͲϭZEфϱϬĐŽƉŝĞƐͬŵ>;йͿ ϮϴϬͬ ϮϱϮͬ ƒ d&ͬ&d ϴϬ͘ϯ;ϮϵϱͿ ϳϲ͘ϯ;ϮϴϯͿ sϭϬϲ/ͬ,ϮϮϭzͬ&ϮϮϳͬDϭϴϰs Ϭ͘Ϯ Ϭ͘ϴ ϭ͘ϭ ϯ͘ϵ хϭϬϬ хϭϬϬ Ϭ͘ϰ хϵϲ ϭ͘ϳ ϭ͘ϱ ϭ͘Ϯ ŶͬEс ϯϴϯ ϯϴϯ ƒ ͬϯd ϴϱ͘ϭ;ϰϳͿ ϴϬ͘Ϭ;ϰϬͿ Ϭ sϭϬϲDͬ&ϮϮϳͬ<ϲϱZͬDϭϴϰs Ϭ͘ϭ Ϭ͘ϱ ϭ͘ϱ Ϯ͘ϴ хϭϬϬ хϭϬϬ Ϭ͘ϰ хϵϴ ϭϭ͘Ϭ Ϭ͘ϲ Ϭ͘ϰ KZ ZsͬZdsн ΎŝƐĐŽŶƚŝŶƵĂƚŝŽŶĨŽƌůĂĐŬŽĨĞĨĨŝĐĂĐLJĐŽŶƐŝĚĞƌĞĚĨĂŝůƵƌĞ͕ŽƚŚĞƌŵŝƐƐŝŶŐ zϭϴϴ>ͬDϭϴϰs Ϭ͘ϱ Ϭ͘ϴ ϭ͘ϲ Ϯ͘ϵ хϭϬϬ хϭϬϬ Ϭ͘ϴ хϭϴϭ хϭϮϬ ϯ͘ϰ ϭϭ нϮEZd/Ɛ ϮEZd/Ɛ ĚĂƚĂĞdžĐůƵĚĞĚ͖ŶƌĞĨĞƌƐƚŽƚŽƚĂůŶƵŵďĞƌŽĨƉĂƌƚŝĐŝƉĂŶƚƐƉĞƌƐƵďŐƌŽƵƉ͘ KƌĂŶŐĞƐŚĂĚŝŶŐĚĞŶŽƚĞƐƌĞƐŝƐƚĂŶĐĞ͘'ƌĞĞŶƐŚĂĚŝŶŐĚĞŶŽƚĞƐƐƵƐĐĞƉƚŝďŝůŝƚLJ͘ŽůĚĞĚŝƚĂůŝĐƐŝŶĚŝĐĂƚĞƉĂƌƚŝĂůƐĞŶƐŝƚŝǀŝƚLJ͘ DŽůŝŶĂ:D͕ĞƚĂů͘/^ϮϬϭϴ͘ďƐƚƌĂĐƚ>WϬϭϳ͘ >ĂŝDͲd͕ĞƚĂů͘/^ϮϬϭϴ͘ďƐƚƌĂĐƚd,WϭϬϭ͘

Z/sͲ^,/&d͗^ǁŝƚĐŚƚŽKZͬϯdͬd&ǀƐŽŶƚŝŶƵĂƚŝŽŶ Z/sͲ^,/&d͗ĨĨŝĐĂĐLJŽĨ^ǁŝƚĐŚƚŽKZͬϯdͬd& ŽĨĂƐĞůŝŶĞZdŝŶsŝƌŽůŽŐŝĐĂůůLJ^ƵƉƉƌĞƐƐĞĚĚƵůƚƐ ƒ DƵůƚŝĐĞŶƚĞƌ͕ƌĂŶĚŽŵŝnjĞĚ͕ŽƉĞŶͲůĂďĞůƉŚĂƐĞ///ŶŽŶŝŶĨĞƌŝŽƌŝƚLJƚƌŝĂů tŬϮϰ tŬϰϴ

ĚƵůƚƐǁŝƚŚ,/sͲϭZE KZͬϯdͬd&Ύ KZͬϯdͬd&Ύ фϰϬĐŽƉŝĞƐͬŵ>͕ƐƚĂďůĞZd ;ŶсϰϰϳͿ ;ŶсϰϮϳͿ ĨŽƌшϲŵŽƐǁŝƚŚŶŽƉƌŝŽƌ ǀŝƌŽůŽŐŝĐĨĂŝůƵƌĞŽƌ ĂƐĞůŝŶĞZdΏ KZͬϯdͬd&Ύ ƌĞƐŝƐƚĂŶĐĞƚŽƐƚƵĚLJĚƌƵŐƐ͕ ;ŶсϮϮϯͿ ;ŶсϮϬϵͿ ĂŶĚĞ'&ZшϱϬŵ>ͬŵŝŶ ;EсϲϳϬͿ ΎKZͬϯdͬd&ĚŽƐŝŶŐ͗ϭϬϬͬϯϬϬͬϯϬϬŵŐY͘ ΏϮEZd/ƐнZdsͲ ŽƌK/ͲƐƚĞĚW/;ds͕Zs͕>WsͿ͕s'ͬK/͕ŽƌEEZd/;&s͕EsW͕ZWsͿ͘

ƒ WƌŝŵĂƌLJĞŶĚƉŽŝŶƚ͗,/sͲϭZEфϱϬĐŽƉŝĞƐͬŵ>;&^ŶĂƉƐŚŽƚͿ

ƒ EŽĞǀŝĚĞŶĐĞŽĨƚƌĞĂƚŵĞŶƚͲĞŵĞƌŐĞŶƚƌĞƐŝƐƚĂŶĐĞŝŶƉĂƚŝĞŶƚƐƌĞĐĞŝǀŝŶŐKZͬϯdͬd&

<ƵŵĂƌ͘/tĞĞŬϮϬϭϴ͘ďƐƚƌ>Ϯ͘ <ƵŵĂƌ͘/tĞĞŬϮϬϭϴ͘ďƐƚƌ>Ϯ͘

ϲ ϭϭͬϮϳͬϮϬϭϴ

ŽƚƚŽŵůŝŶĞŽŶĚŽƌĂǀŝƌŝŶĞ ĂƐĞηϭͲ ŵŽĚŝĨŝĞĚ ƒ EŽŶĞŽĨƚŚĞEEZd/ƐĂƌĞĨŝƌƐƚͲůŝŶĞŝŶƚŚĞh͘^͘ ௅ ϱϮLJŽ ŵĂŶĚŝĂŐŶŽƐĞĚǁŝƚŚ,/sϯϬLJĞĂƌƐĂŐŽ ZĞƉůĂĐĞŵĞŶƚŽĨ&sͬd&ͬϯdǁŝƚŚKZͬd&ͬϯd ŝŶƚĞƌŶĂƚŝŽŶĂůůLJĚĞƉĞŶĚƐŽŶĐŽƐƚ ‡ dͬϯdƚŚĞŶdͬϯdͬŶĞǀŝƌĂƉŝŶĞƚŚĞŶd&ͬ&dнĨĂǀŝƌĞŶnj ŝŶϮϬϬϮ;ĂŶĚ ƐŝŶŐůĞƉŝůůĐŽŵďŝŶĂƚŝŽŶŝŶϮϬϬϳͿ ƒ /ŶŽƵƌƐĞƚƚŝŶŐ ‡ ,ĂĚŽĨĨͲĂŶĚͲŽŶƉƌŽďůĞŵƐǁŝƚŚĂĚŚĞƌĞŶĐĞĂŶĚǀŝƌĂůůŽĂĚĚĞƚĞĐƚĂďŝůŝƚLJŽǀĞƌ ௅ WĂƚŝĞŶƚƐǁŝƚŚŽƵƚƌĞƐŝƐƚĂŶĐĞ͗ZWsͬd&ͬ&dƵƐĞĚĂƐĂůƚĞƌŶĂƚŝǀĞ͖ ƚŝŵĞǁŝƚŚĞŵĞƌŐĞŶĐĞŽĨDϭϴϰs͕<ϭϬϯE͕zϭϴϭ͕ϲϳEĂŶĚƐǁŝƚĐŚĞĚƚŽ Z>ͬdZͬd&ͬ&dŝŶϮϬϬϴ;ĚĞĐůŝŶĞĚW/Ϳ KZͬd&ͬϯdŚĂƐd&ĂŶĚŶŽƚd&͖KZͬd&ͬ&dĐŽƵůĚĞůŝŵŝŶĂƚĞ ĨŽŽĚĐŽŶĐĞƌŶƐďƵƚŶŽƚƐŝŶŐůĞƉŝůů ‡ /ŶϮϬϭϬ͕ǁŝƚŚŵƵůƚŝƉůĞĨĂŝůƵƌĞƐ͕ƐǁŝƚĐŚĞĚƚŽZsͬƌͬd&ͬ&d͕ƚŚĞŶ ƌŝůƉŝǀŝƌŝŶĞ ĂĚĚĞĚŝŶϮϬϭϯĂƐŽŶŐŽŝŶŐǀŝƌĞŵŝĂ͕ƚŚĞŶd'/ĂĚĚĞĚŝŶϮϬϭϱ͘ ௅ WĂƚŝĞŶƚƐǁŝƚŚƌĞƐŝƐƚĂŶĐĞ͗ƚƌĂǀŝƌŝŶĞ ŽƌƌŝůƉŝǀŝƌŝŶĞ ƵƐĞĚŝŶĂdZ/KůŝŬĞ WƚŶĞǀĞƌƌĞĂůůLJƐƵƉƉƌĞƐƐĞĚĂŶĚŶŽǁŐĞŶŽƚLJƉĞƐŚŽǁƐŵƵůƚŝƉůĞEZd/ ƌĞŐŝŵĞŶ;EZ^ϭϯϵͿϮ ǁŚŝĐŚǁĂƐdZͬZsͬƌͬZ>/͕ŵŽĚŝĨŝĞĚŝƐ ŵƵƚĂƚŝŽŶƐ;ϰdD^͕Dϭϴϰs͕<ϲϱZͿ͕ŵƵůƚŝƉůĞEEZd/ŵƵƚĂƚŝŽŶƐ;<ϭϬϯE͕ d'ͬZWsͬZsͬƌĂŶĚĐŽƵůĚƵƐĞd'ͬKZͬZsͬƌŝĨĐŽŶĐĞƌŶĞĚĂďŽƵƚ ϭϯϴ<͕zϭϴϭͿ͕ŵƵůƚŝƉůĞ/E^d/ŵƵƚĂƚŝŽŶƐ;Eϭϱϱ,͕ϵϮY͕Yϭϰϴ,Ϳ͕ŵƵůƚŝƉůĞ ĨŽŽĚŽƌzϭϴϭ͘KĨŶŽƚĞ͕ƌŝƚŽŶĂǀŝƌǁŝůůŝŶĐƌĞĂƐĞĚŽƌĂǀŝƌŝŶĞ ĞdžƉŽƐƵƌĞ͘Ϯ ĚĂƌƵŶĂǀŝƌͲĂƐƐŽĐŝĂƚĞĚŵƵƚĂƚŝŽŶƐ;/ϱϬs͕/ϱϰD͕dϳϰW͕>ϳϲs͕/ϴϰs͕>ϴϵsͿ ĂƚĂŝŶĚŝĐĂƚĞƐĂďŝůŝƚLJƚŽŐŝǀĞĚŽƌĂǀŝƌŝŶĞ ĂŶĚĚŽůƵƚĞŐƌĂǀŝƌ ƚŽŐĞƚŚĞƌϯ ‡ WŚĞŶŽƚLJƉĞƚĞƐƚĚŽĞƐŶ͛ƚůŽŽŬŵƵĐŚďĞƚƚĞƌʹ ŶŽƐƵƉƉƌĞƐƐŝǀĞƌĞŐŝŵĞŶǁŝƚŚ /E^d/Ɛ͕W/Ɛ͕EEZd/Ɛ͕EZd/Ɛ ϭzĂnjĚĂŶƉĂŶĂŚz͘/ϮϬϬϵ͖Ϯ<ŚĂůŝůŝĞŚ^ĞƚĂů͘ZK/ϮϬϭϳ͖ϯŶĚĞƌƐŽŶD^ĞƚĂů͘ůŝŶ WŚĂƌŵĂĐŽŬŝŶĞƚŝĐƐϮϬϭϳ

/ďĂůŝnjƵŵĂď ŵŽŶŽĐůŽŶĂůďĂƉƉƌŽǀĞĚDĂƌĐŚϲ͕ϮϬϭϴ Z^͗tŚĂƚŝƐƚŚĞƌĞŐŝŵĞŶLJŽƵǁŽƵůĚĐŚŽŽƐĞ ĨŽƌƚŚŝƐƉĂƚŝĞŶƚ͍ ƒ DŽŶŽĐůŽŶĂů ďͲ ŝŶĚƐϰƌĞĐĞƉƚŽƌŽŶdͲĐĞůů͕ ƉƌĞǀĞŶƚŝŶŐĂƚƚĂĐŚŵĞŶƚŽĨŐƉϭϮϬ ƒ WŚĂƐĞϯŽƉĞŶͲůĂďĞůƐŝŶŐůĞŐƌŽƵƉƐƚƵĚLJŽĨϰϬ ϭ͘ ZsͬĐŽďŝͬd&ͬ&dнd'/ ƉĂƚŝĞŶƚƐǁŝƚŚDZ,/s͕KZ Ϯ͘ ZsͬĐŽďŝͬd&ͬ&dнd'/ нŶĨƵǀŝƌƚŝĚĞ ƒ ƚǁĞĞŬϮϱ͕ŝďĂůŝnjƵŵĂď нKZŚĂĚŵĞĂŶ ĚĞĐƌĞĂƐĞŝŶs>ϭ͘ϲůŽŐϭϬ ĐŽƉŝĞƐͬŵůĨƌŽŵ ϯ͘ ZsϲϬϬŵŐƉŽ /͖ZdsϭϬϬŵŐƉŽ /͖/ͬd&ͬ&d͖ŽƌĂǀŝƌŝŶĞ ďĂƐĞůŝŶĞ;ϰϯйфϱϬ͖ϱϬйфϮϬϬͿ ϭϬϬŵŐƉŽ ĚĂŝůLJ ƒ ϭϳ;ϰϯйͿŚĂĚĐŽͲĂĚŵŝŶŝƐƚƌĂƚŝŽŶ ϰ͘ ZsϲϬϬŵŐƉŽ /͖ZdsϭϬϬŵŐƉŽ /͖/ͬd&ͬ&d͖ŽƌĂǀŝƌŝŶĞ ŝŶǀĞƐƚŝŐĂƚŝŽŶĂůĂƚƚĂĐŚŵĞŶƚŝŶŚŝďŝƚŽƌ ϭϬϬŵŐƉŽ ĚĂŝůLJнŶĨƵǀŝƌƚŝĚĞ ĨŽƐƚĞŵƐĂǀŝƌ ϱ͘ &ŽƐƚĞŵƐĂǀŝƌ ;ĐŽŵƉĂƐƐŝŽŶĂƚĞƵƐĞͿн/ďĂůŝnjƵŵĂď ƒ ŝŵŝŶŝƐŚĞĚŝďĂůŝnjƵŵĂď ƐƵƐĐĞƉƚŝďŝůŝƚLJŝŶǀŝƚƌŽ ŝŶƉƚƐǁŝƚŚs&

ŵƵ͘E:DƵŐϮϬϭϴ͖ĞũĞƐƵƐ͘'ůĂƐŐŽǁϮϬϭϴ

ϳ ϭϭͬϮϳͬϮϬϭϴ

Z/',d͗&ŽƐƚĞŵƐĂǀŝƌŝŶ,ĞĂǀŝůLJdƌĞĂƚŵĞŶƚʹ ZĞƐƵůƚƐŽĨZ/',d džƉĞƌŝĞŶĐĞĚĚƵůƚƐĂƚtŬϰϴ ƒ ZĂŶĚŽŵŝnjĞĚĐŽŚŽƌƚ͗ͲϬ͘ϳϵůŽŐ ůŝŶĚĞĚWŚĂƐĞ WƌŝŵĂƌLJŶĚƉŽŝŶƚ KƉĞŶͲ>ĂďĞůdžƚĞŶƐŝŽŶ ,/sZEƌĞĚƵĐƚŝŽŶŝŶ ϭ䖚 ŶĂůLJƐŝƐ ĚũƵƐƚĞĚΎDĞĂŶȴŝŶ,/sͲϭ ƵƌƌĞŶƚŶĂůLJƐŝƐ ZĂŶĚŽŵŝnjĞĚŽŚŽƌƚ ĂLJϴ ZEĂƚĂLJϴǀƐĂLJϭ͕ĂLJϵ tŬϮϰ tŬϰϴ ĨŽƐƚĞŵƐĂǀŝƌ ĂƌŵǀĞƌƐƵƐͲϬ͘ϭϳ ůŽŐ Đͬŵ>;ϵϱй/Ϳ ,dĂĚƵůƚƐĨĂŝůŝŶŐĐƵƌƌĞŶƚ͖ŚĂǀĞϭͲϮ ϭϬ &dZϲϬϬŵŐ/н ůŽŐƌĞĚƵĐƚŝŽŶŝŶKdĂƌŵ;Ɖ ƌĞŵĂŝŶŝŶŐZsĐůĂƐƐĞƐ;шϭĨƵůůLJĂĐƚŝǀĞ ͲϬ͘ϳϵ &dZϲϬϬŵŐ/н &ĂŝůŝŶŐZĞŐŝŵĞŶ ;ͲϬ͘ϴϴƚŽͲϬ͘ϳϬͿΏ ĂǀĂŝůĂďůĞĂŐĞŶƚͬĐůĂƐƐͿ͕ƵŶĂďůĞƚŽ Kdΐ фϬ͘ϬϬϬϭͿ͖ϱϰйǀŝƌŽůŽŐŝĐ ĐŽŶƐƚƌƵĐƚǀŝĂďůĞƌĞŐŝŵĞŶǁŝƚŚ ;ŶсϮϬϯͿ dƌĞĂƚŵĞŶƚѐ͕й;ϵϱй/Ϳ ƌĞŵĂŝŶŝŶŐĂŐĞŶƚƐ WůĂĐĞďŽ/н ͲϬ͘ϲϯ;ͲϬ͘ϴϭƚŽͲϬ͘ϰϰͿ ƐƵƉƉƌĞƐƐŝŽŶ;ϭϰϲͬϮϳϮͿŝŶƚŚŽƐĞ &dZϲϬϬŵŐ/н ;ŶсϮϳϮͿ &ĂŝůŝŶŐZĞŐŝŵĞŶ ͲϬ͘ϭϳ Kdΐ ŽŶĨŽƐƚĞŵƐĂǀŝƌ ;ŶсϲϵͿ ;ͲϬ͘ϯϯƚŽͲϬ͘ϬϭͿ EŽŶƌĂŶĚŽŵŝnjĞĚŽŚŽƌƚ ĂLJϬ ƒ ,dĂĚƵůƚƐĨĂŝůŝŶŐĐƵƌƌĞŶƚZd ǁŝƚŚϬ EŽŶͲƌĂŶĚŽŵŝnjĞĚĐŽŚŽƌƚ;ůŝŬĞ ƌĞŵĂŝŶŝŶŐZsĐůĂƐƐĞƐĂŶĚŶŽĨƵůůLJ &dZϲϬϬŵŐ/н ŽƵƌƉĂƚŝĞŶƚ͊Ͳ ϴϭйŚĂĚKE>z ĂĐƚŝǀĞĂŐĞŶƚƐ Kdΐ ;ŶсϵϵͿ ĨŽƐƚĞŵƐĂǀŝƌ ĂƐĂŶĂĐƚŝǀĞĂŐĞŶƚͿ͗ ϯϴйǀŝƌŽůŽŐŝĐƐƵƉƉƌĞƐƐŝŽŶƌĂƚĞ DĞƚĂďŽůŝnjĞĚ ŝŶƚŽƚĞŵƐĂǀŝƌ ǁŚŝĐŚďŝŶĚƐƚŽǀŝƌĂůŐůLJĐŽƉƌŽƚĞŝŶϭϮϬ͕ ;ϯϴͬϵϵͿʹ ϭϱŽĨƚŚŽƐĞϵϵǁĞƌĞ ďĞƌŐ͘'ůĂƐŐŽǁϮϬϭϴ͘ďƐƚƌKϯϰϰ͘ ƉƌĞǀĞŶƚŝŶŐďŝŶĚŝŶŐƚŽϰ ŽŶŝďĂůŝnjƵŵĂď ďĞƌŐ͘'ůĂƐŐŽǁϮϬϭϴ͘ďƐƚƌKϯϰϰ͘

ĂƐĞηϮ Z^͗/ƐŝƚŽŬĂLJƚŽĐŚĂŶŐĞŚŝŵƚŽĂϮͲĚƌƵŐ ‡ ϯϮLJŽ ŵĂŶĚŝĂŐŶŽƐĞĚǁŝƚŚ,/sϯŵŽŶƚŚƐĂŐŽ ƌĞŐŝŵĞŶ͍ ‡ ^ƚĂƌƚĞĚŽŶd'ͬd&ͬ&dĂƐƉĂƌƚŽĨZW/ƉƌŽƚŽĐŽůŝŶŽƵƌĐůŝŶŝĐ͕ ďĂƐĞůŝŶĞŐĞŶŽƚLJƉĞt͘d͕͘ĚŝĚĞdžƚƌĞŵĞůLJǁĞůů͕ǀŝƌĂůůŽĂĚĚŽǁŶĨƌŽŵ ϭ͘ zĞƐ͕ůĞƚ͛ƐĚŽd'ͬϯd ϭϯϮ͕ϬϬϬĐŽƉŝĞƐͬŵůƚŽƵŶĚĞƚĞĐƚĂďůĞǁŝƚŚŝŶϰǁĞĞŬƐ Ϯ͘ zĞƐ͕ůĞƚ͛ƐĚŽZsͬĐŽďŝ нϯd ‡ tŽŶĚĞƌƐŶŽǁʹ /ĂŵŽŶůLJϯϮLJĞĂƌƐŽůĚͲ ĐĂŶ/ďĞŽŶĂƐĨĞǁĚƌƵŐƐĂƐ ϯ͘ zĞƐ͕ůĞƚ͛ƐĚŽd'ͬZWs ƉŽƐƐŝďůĞ͍ ϰ͘ /ĂŵŶŽƚƋƵŝƚĞƌĞĂĚLJĨŽƌƚǁŽĚƌƵŐƌĞŐŝŵĞŶƐLJĞƚ

ϴ ϭϭͬϮϳͬϮϬϭϴ

ĂƐĞηϮͲ ŵŽĚŝĨŝĞĚ Z^͗/ƐŝƚŽŬĂLJƚŽĐŚĂŶŐĞŚŝŵƚŽĂϮͲĚƌƵŐ ‡ ϯϮLJŽ ŵĂŶĚŝĂŐŶŽƐĞĚǁŝƚŚ,/sϯLJĞĂƌƐĂŐŽ ƌĞŐŝŵĞŶ͍ ‡ tĂƐƐƚĂƌƚĞĚŽŶd'ͬͬϯdĂƐƉĂƌƚŽĨZW/ƉƌŽƚŽĐŽůŝŶŽƵƌ ĐůŝŶŝĐ ϯLJĞĂƌƐĂŐŽ͕ďĂƐĞůŝŶĞŐĞŶŽƚLJƉĞt͘d͘ ϭ͘ zĞƐ͕ůĞƚ͛ƐĚŽd'ͬϯd ‡ dŽŽŬŵĞĚƐƐŽŵĞǁŚĂƚŝƌƌĞŐƵůĂƌůLJĂŶĚĨƌĞƋƵĞŶƚďůŝƉƐ͕ƌĞŵĂŝŶƐt͘d͘ Ϯ͘ zĞƐ͕ůĞƚ͛ƐĚŽZsͬĐŽďŝ нϯd ŽŶƚǁŽŽĐĐĂƐŝŽŶƐǁŚĞŶĐŽƵůĚŐĞŶŽƚLJƉĞ ϯ͘ zĞƐ͕ůĞƚ͛ƐĚŽd'ͬZWs ‡ ^ǁŝƚĐŚĞĚƚŽd'нd&ͬ&dĂLJĞĂƌĂŐŽĂŶĚŐĞŶĞƌĂůůLJĚŝĚǁĞůůďƵƚ ϰ͘ /ĚŽŶ͛ƚƚŚŝŶŬŚĞŝƐĂŐŽŽĚĐĂŶĚŝĚĂƚĞ ůĂƐƚs>ϳϬϬĐŽƉŝĞƐͬŵ>͕ǁŝůĚͲƚLJƉĞǀŝƌƵƐ ϱ͘ /ĂŵŶŽƚƋƵŝƚĞƌĞĂĚLJĨŽƌƚǁŽĚƌƵŐƌĞŐŝŵĞŶƐLJĞƚ ‡ tŽŶĚĞƌƐŶŽǁʹ /ĂŵŽŶůLJϯϮLJĞĂƌƐŽůĚͲ ĐĂŶ/ďĞŽŶĂƐĨĞǁĚƌƵŐƐĂƐ ƉŽƐƐŝďůĞ͍

ŽŵŵĞŶƚŽŶtĂƌĚϴϲZW/ŽƵƚĐŽŵĞƐ

ƒ KĨϮϮϱƉĂƚŝĞŶƚƐƌĞĨĞƌƌĞĚƚŽZW/ͲZdĨƌŽŵϮϬϭϯͲϭϳ ௅ Ϯϭϲ;ϵϲйͿǁĞƌĞƐƚĂƌƚĞĚŽŶŝŵŵĞĚŝĂƚĞZd;ϰĚĞĐůŝŶĞĚ͖ϯŶŽƚƐƚĂƌƚĞĚďLJ ĐůŝŶŝĐŝĂŶͿ ௅ DĞĚŝĂŶĂŐĞ͗ϯϬ͖ϳ͘ϵйǁŽŵĞŶ͖ϭϭ͘ϲйĨƌŝĐĂŶͲŵĞƌŝĐĂŶ͕Ϯϲ͘ϵй,ŝƐƉĂŶŝĐ͕ ϯϲ͘ϲйǁŚŝƚĞ ௅ ϱϭ͘ϰйǁŝƚŚƐƵďƐƚĂŶĐĞƵƐĞ͖ϰϴ͘ϭйǁŝƚŚŵĞŶƚĂůŚĞĂůƚŚĚŝĂŐŶŽƐŝƐ͖ϯϬ͘ϲй ƵŶƐƚĂďůLJŚŽƵƐĞĚ ௅ DĞĚŝĂŶϰϰϰϭ͖ŵĞĚŝĂŶs>ϯϳ͕ϬϭϭĐŽƉŝĞƐͬŵ> ௅ DĞĚŝĂŶηs>Ɛϰ;ϭͲϮϮͿŽǀĞƌŵĞĚŝĂŶϭ͘ϬϵLJĞĂƌƐ;ϬͲϯ͘ϵϮͿLJĞĂƌƐŽĨĨͬƵ

ŽĨĨĞLJ^͘ZK/ϮϬϭϵ

ϵ ϭϭͬϮϳͬϮϬϭϴ

/ƐƵĂůZdƚŚĞ&ƵƚƵƌĞ͍ ^tKZͲϭĂŶĚͲϮ͗^ǁŝƚĐŚƚŽd'нZWsǀƐŽŶƚŝŶƵĂƚŝŽŶŽĨ ůŝŶŝĐĂůdƌŝĂůƐ;ŽĨϮĚƌƵŐƐͿ ĂƐĞůŝŶĞZdŝŶsŝƌŽůŽŐŝĐĂůůLJ^ƵƉƉƌĞƐƐĞĚĚƵůƚƐ;ϭϬϬǁŬƐͿ f 0DLQWHQDQFH$57 f ,QLWLDO$57 ƒ WĂƌĂůůĞů͕ƌĂŶĚŽŵŝnjĞĚ͕ŽƉĞŶͲůĂďĞů͕ŵƵůƚŝĐĞŶƚĞƌƉŚĂƐĞ///ŶŽŶŝŶĨĞƌŝŽƌŝƚLJƐƚƵĚŝĞƐ΀ϭ͕Ϯ΁ f '7*539 ĂƌůLJ^ǁŝƚĐŚWŚĂƐĞ >ĂƚĞ^ǁŝƚĐŚWŚĂƐĞ sŝƌŽůŽŐŝĐZĞƐƉŽŶƐĞtŝƚŚd' f '7*7& 6:25'  нZWsďLJ&^ŶĂƉƐŚŽƚ $&7* *(0,1, WƌŝŵĂƌLJŶĚƉŽŝŶƚ ƵƌƌĞŶƚŶĂůLJƐŝƐ tŬϰϴ tŬϱϮ tŬϭϬϬ tŬϭϰϴ ;,/sͲϭZEфϱϬĐŽƉŝĞƐͬŵ> f '59579'7* ĂƚtŬϭϬϬͿ f '595797& '8$/,6 ĚƵůƚƐŽŶƐƚĂďůĞZd $1'(6A ^ǁŝƚĐŚƚŽd'нZWs ;/E^d/͕EEZd/͕ŽƌW/н ŽŶƚŝŶƵĞd'нZWs ϴϵй f '7*7& ϮEZd/ƐͿǁŝƚŚ,/sͲϭZE ;ŶсϱϭϯͿ f '59FREL539 /$0,'2/ $63,5( фϱϬĐŽƉŝĞƐͬŵ>ĨŽƌшϲŵŽƐ 35(=(17A ĂƚƐĐƌĞĞŶŝŶŐ͖ŶŽƉƌĞǀŝŽƵƐ ŽŶƚŝŶƵĞĂƐĞůŝŶĞZd ^ǁŝƚĐŚƚŽd'нZWs ϵϯй f '595797& s&ŽƌĐƵƌƌĞŶƚ,sŝŶĨĞĐƚŝŽŶ ;ŶсϱϭϭͿ '8$/*(6,'$ ;EсϭϬϮϰͿ d'ĚŽƐĞĚϱϬŵŐWKY͖ZWsĚŽƐĞĚϮϱŵŐWKY͘ ΎϳϬйƚŽϳϯйŽĨƉĂƚŝĞŶƚƐƌĞĐĞŝǀŝŶŐd&ĂƚďĂƐĞůŝŶĞ͘ f &$%,0539/$,0 /$77( $7/$6)/$,5 ƒ WƌŝŵĂƌLJĞŶĚƉŽŝŶƚ͗,/sͲϭZEфϱϬĐŽƉŝĞƐͬŵ>ŵĂŝŶƚĂŝŶĞĚŝŶϵϱйŽĨƉĂƚŝĞŶƚƐŝŶĞĂĐŚ ĂƌŵĂƚtŬϰϴ͖ĂĚũƵƐƚĞĚƚƌĞĂƚŵĞŶƚĚŝĨĨĞƌĞŶĐĞ͗ͲϬ͘Ϯй;ϵϱй/͗ Ͳϯ͘ϬƚŽϮ͘ϱͿ΀Ϯ΁ 3XEOLVKHGA3UHVHQWHG ϭ͘ďŽƵĚD͕ĞƚĂů͘/^ϮϬϭϴ͘ďƐƚƌĂĐƚd,WϬϰϳ͘Ϯ͘>ůŝďƌĞ:D͕ĞƚĂů͘>ĂŶĐĞƚ͘ϮϬϭϴ͖ϯϵϭ͗ϴϯϵͲϴϰϵ͘

'D/E/ͲϭĂŶĚͲϮ͗d'нϯdǀƐd'нd&ͬ&dŝŶ ^tKZͲϭĂŶĚͲϮ͗ZĞƐŝƐƚĂŶĐĞ dƌĞĂƚŵĞŶƚͲEĂŝǀĞ WĂƚŝĞŶƚƐ;WŚĂƐĞϯͿ ƒ ϭϬͬϵϵϬ;ϭйͿĐŽŶĨŝƌŵĞĚǀŝƌŽůŽŐŝĐǁŝƚŚĚƌĂǁĂůƐƚŚƌŽƵŐŚtŬϭϬϬ ƒ WĂƌĂůůĞů͕ŝŶƚĞƌŶĂƚŝŽŶĂů͕ƌĂŶĚŽŵŝnjĞĚ͕ĚŽƵďůĞͲďůŝŶĚƉŚĂƐĞ///ŶŽŶŝŶĨĞƌŝŽƌŝƚLJ ƐƚƵĚŝĞƐ ௅ dƌĞĂƚŵĞŶƚͲĞŵĞƌŐĞŶƚEEZd/ƌĞƐŝƐƚĂŶĐĞŵƵƚĂƚŝŽŶƐĚŽĐƵŵĞŶƚĞĚŝŶϯͬϭϬΎ͖ 'ϭϵϯŝƐƉŽůLJŵŽƌƉŚŝƐŵƐĞůĞĐƚĞĚďLJd'ĚŽĞƐŶ͛ƚĐŽŶĨĞƌƌĞƐŝƐƚĂŶĐĞ ^ƚƌĂƚŝĨŝĞĚďLJ,/sͲϭZE;чǀƐхϭϬϬ͕ϬϬϬĐŽƉŝĞƐͬŵ>Ϳ͕ WƌŝŵĂƌLJŶĂůLJƐŝƐ ϰнĐĞůůĐŽƵŶƚ;чǀƐхϮϬϬĐĞůůƐͬŵŵϹͿ tŬϰϴ tŬϭϰϰ

ŽŶƚŝŶƵĂƚŝŽŶŽĨ DƵƚĂƚŝŽŶƐĂƚ DƵƚĂƚŝŽŶƐĂƚ ZdͲŶĂŝǀĞĂĚƵůƚƐǁŝƚŚ,/sͲϭZE d'нϯdWKY dŝŵĞŽĨ WƌĞǀŝŽƵƐ d'нϯd ĂƐĞůŝŶĞ ŽŶĨŝƌŵĞĚsŝƌŽůŽŐŝĐtŝƚŚĚƌĂǁĂů ϭϬϬϬͲϱϬϬ͕ϬϬϬĐŽƉŝĞƐͬŵ>͕чϭϬĚĂLJƐŽŶ ;ŶсϳϭϲͿ ƉĞƌŵŝƚƚĞĚ &ĂŝůƵƌĞ ZĞŐŝŵĞŶ ƉƌĞǀŝŽƵƐZd͕ŶŽŵĂũŽƌƌĞƐŝƐƚĂŶĐĞ EEZd/ /E^d/ EEZd/ /E^d/ ĂƐƐŽĐŝĂƚĞĚŵƵƚĂƚŝŽŶ͕ŶŽ,sŝŶĨĞĐƚŝŽŶ d'нd&ͬ&dWKY tŬϯϲ &sͬd&ͬ&d EŽŶĞ EŽŶĞ <ϭϬϭ<ͬ EŽŶĞ Žƌ,sƌĞƋƵŝƌŝŶŐƚŚĞƌĂƉLJ ;ŶсϳϭϳͿ ;EсϭϰϯϯͿ tŬϴϴ d'ͬͬϯd EŽŶĞ EŽŶĞ ϭϯϴͬ EŽŶĞ ^ĐƌĞĞŶŝŶŐǁŝƚŚŝŶϮϴĚĂLJƐŽĨƐƚƵĚLJƐƚĂƌƚ͖ƐƚƵĚŝĞƐĚŽƵďůĞͲďůŝŶĚĞĚƵŶƚŝůtŬϵϲ͕ŽƉĞŶͲůĂďĞůƵŶƚŝůtŬϭϰϰ͘ <ϭϬϭ͕ϭϯϴ͕ tŬϭϬϬ &sͬd&ͬ&d <ϭϬϭ͕ϭϯϴ 'ϭϵϯ ƐƐĂLJĨĂŝůƵƌĞ DϮϯϬDͬ> ƒ WƌŝŵĂƌLJĞŶĚƉŽŝŶƚ͗,/sͲϭZEфϱϬĐŽƉŝĞƐͬŵ>ĂƚtĞĞŬϰϴďLJ&^ŶĂƉƐŚŽƚĂŶĂůLJƐŝƐ Ύ&ŽƌƚŚĞƐĞϯƉĂƚŝĞŶƚƐ͕,/sͲϭZEĂƚůĂƐƚŵĞĂƐƵƌĞŵĞŶƚ͗фϱϬĐŽƉŝĞƐͬŵ>͕ϱϱĐŽƉŝĞƐͬŵ>͕ϯϬϬĐŽƉŝĞƐͬŵ>͕ƌĞƐƉĞĐƚŝǀĞůLJ͘

ďŽƵĚD͕ĞƚĂů͘/^ϮϬϭϴ͘ďƐƚƌĂĐƚd,WϬϰϳ͘ ĂŚŶW͕ĞƚĂů͘dŚĞ >ĂŶĐĞƚ͘EŽǀĞŵďĞƌ ϮϬϭϴ

ϭϬ ϭϭͬϮϳͬϮϬϭϴ

'D/E/ͲϭĂŶĚͲϮ͗sŝƌŽůŽŐŝĐZĞƐƉŽŶƐĞĂƚtŬϰϴ;ĂůƐŽ EZ^ϭϲϳ>D/K>͗d'ͬϯdƐǁŝƚĐŚŝŶĞdžƉĞƌŝĞŶĐĞĚƉĂƚŝĞŶƚƐ;ϭϬϰ ƉĂƚŝĞŶƚƐĂĨƚĞƌŵĞĚŝĂŶϰ͘ϱLJĞĂƌƐŽŶZd͖ǀů фϱϬͿ ƐƚƌĂƚŝĨŝĞĚďLJϰͬǀŝƌĂůůŽĂĚͿ /ŶƉĂƌƚŝĐŝƉĂŶƚƐǁŝƚŚϰфϮϬϬϱϬ;ϳϵйͿŽĨϲϯŽŶϮͲĚƌƵŐƐĂĐŚŝĞǀĞĚ ,/sZEфϱϬĐŽŵƉĂƌĞĚǁŝƚŚϱϭ;ϵϯйͿŽĨϱϱŽĨƚŚŽƐĞŽŶϯͲĚƌƵŐƐ͘ DŽƐƚƌĞĂƐŽŶƐĐŝƚĞĚǁĞƌĞŶŽŶͲĞĨĨŝĐĂĐLJƌĞůĂƚĞĚʹ ƉƌŽƚŽĐŽůǀŝŽůĂƚŝŽŶ͕ sŝƌŽůŽŐŝĐKƵƚĐŽŵĞƐďLJ&^ŶĂƉƐŚŽƚŶĂůLJƐŝƐ ůŽƐƐƚŽĨŽůůŽǁͲƵƉ͕ĞƚĐ͘;dĂďůĞϰŝŶƉĂƉĞƌͿ ƒ ϯƉĂƚŝĞŶƚƐĚŝĚŶ͛ƚƐƚĂLJфϱϬďLJǁŬ ϰϴ͗ ϭůŽƐƚƚŽĨŽůůŽǁͲƵƉ͖ϮǁŝƚŚǀŝƌŽůŽŐŝĐ ϵϯ ϵϯ ϵϰ ϭϬϬ ϵϭ ϵϰ ϵϮ ϵϯ ϵϯ ϵϯ ϭϬϬ ϵϭ /ddͲ ϵϬ ĨĂŝůƵƌĞʹ ϭϮĂŶĚϰϴǁĞĞƐͿ ϴϬ ϳϵ ϴϬ WWΎ ƒ WƚǁŚŽĨĂŝůĞĚǁĞĞŬϭϮͲ ŚĂĚďĞĞŶŽŶ ϲϬ ϲϬ Z>ͬͬϯdŝŶƉĂƐƚĂŶĚƐǁŝƚĐŚĞĚ ϰϬ ƚŽZ>ͬdZĐŽŶƚĂŝŶŝŶŐƌĞŐŝŵĞŶ ϰϬ d'нϯd d'нd&ͬ&d ,/sͲϭZE WĂƚŝĞŶƚƐtŝƚŚ ϮϬ ƒ WĂƚŝĞŶƚǁŚŽĨĂŝůĞĚϰϴʹ ǁĂƐŽŶ

фϱϬĐŽƉŝĞƐͬŵ>;йͿ ϮϬ ϱϮϲͬ ϱϯϭͬ ϭϮϵͬ ϭϯϴͬ ϲϬϱͬ ϲϭϴͬ ϱϬͬ ϱϭͬ ϲ ϱ ϱ ,/sͲϭZEфϱϬĐͬŵ>;йͿ ŶͬEс ϯ Ϯ Ϯ ϰ ϱϳϲ ϱϲϰ ϭϰϬ ϭϱϯ ϲϱϯ ϲϲϮ ϲϯ ϱϱ d&ͬ&dͬ&sŽƌZWsŝŶƉĂƐƚ͕ ϭ Ϭ Ϭ чϭϬϬ͕ϬϬϬ !ϭϬϬ͕ϬϬϬ !ϮϬϬ чϮϬϬ ĚĞǀĞůŽƉĞĚ>ϳϰ>ŝŶ>D/K>͕ sŝƌŽůŽŐŝĐ sŝƌŽůŽŐŝĐ EŽsŝƌŽůŽŐŝĐ ĂƐĞůŝŶĞ,/sͲϭ ĂƐĞůŝŶĞϰн ƐǁŝƚĐŚĞĚƚŽd&ͬ&dͬd' ^ƵĐĐĞƐƐ EŽŶƌĞƐƉŽŶƐĞ ĂƚĂ ZE͕Đͬŵ> ĞůůŽƵŶƚ͕ĐĞůůƐͬŵŵϯ EŽƚƌĞĂƚŵĞŶƚͲĞŵĞƌŐĞŶƚ/E^d/ŽƌEZd/ŵƵƚĂƚŝŽŶƐŝŶƉĂƚŝĞŶƚƐǁŝƚŚs&ŝŶĞŝƚŚĞƌĂƌŵ;ϲ :ŽůLJs͘:͘ ŶƚŝŵŝĐƌŽďŝĂů ŚĞŵŽƚŚĞƌĂƉLJ͘EŽǀĞŵďĞƌ ϮϬϭϴ ĨĂŝůƵƌĞƐŝŶϮͲĚƌƵŐ͖ϰŝŶϯͲĚƌƵŐ͘ƌĞLJŽƵƌĞĂĚLJĂƚϰϴǁĞĞŬƐĚĂƚĂ͍ ĂŚŶW͕ĞƚĂů͘dŚĞ >ĂŶĐĞƚ͘EŽǀĞŵďĞƌ ϮϬϭϴ

WƌĞĚŝĐƚŽƌƐŽĨǁŚŽ͞ĚŽĞƐŶŽƚĚŽǁĞůů͟ŽŶϮͲĚƌƵŐƚŚĞƌĂƉLJ͕ ^ƵŵŵĂƌLJ /ƚĂůŝĂŶĐŽŚŽƌƚ ƒ ĞƚǁĞĞŶŶĞǁĚƌƵŐƐŽĨĚŽƌĂǀŝƌŝŶĞ͕ďŝĐƚĞŐƌĂǀŝƌ͕ ƒ KĨϮϭϰϵƐǁŝƚĐŚĞƌƐŝŶ/ƚĂůŝĂŶĐŽŚŽƌƚ͕ŵĞĚŝĂŶĂŐĞϱϬ͕ ZsͬĐŽďŝͬd&ͬ&dǁŝƚŚǀĞƌLJƉŽƚĞŶƚĨŽƌŵĞƌĚƌƵŐƐ͕ ŵĞĚŝĂŶϰϱϳϳ͕ŵĞĚŝĂŶs>ϭ͘ϱϳůŽŐ;фϰϬĐŽƉŝĞƐͿ ϮϬϭϴŝƐĂŐŽŽĚLJĞĂƌ ƒ >ŽƚƐŽĨƉƌĞͲƚƌĞĂƚŵĞŶƚĞdžƉĞƌŝĞŶĐĞ;ϵϵ͘ϯйŚĂĚƚĂŬĞŶ ƒ /ďĂůŝnjƵŵĂď ĂŶĚĨŽƐƚĞŵƐĂǀŝƌ ƌĞƐĞƌǀĞĚĨŽƌǀĞƌLJ EZd/ŝŶƉĂƐƚ͖ϴϮ͘ϰйW/͖ϲϳ͘ϵйEEZd/͖ϯϮ͘Ϯй/E^d/Ϳ͘ ƌĞƐŝƐƚĂŶƚƉĂƚŝĞŶƚƐͲ ĨĞǁĞƌĂŶĚĨĞǁĞƌ ƒ KE>zWZͲƚƌĞĂƚŵĞŶƚǀŝƌĂůůŽĂĚƉƌĞĚŝĐƚĞĚǀŝƌŽůŽŐŝĐĨĂŝůƵƌĞŝŶ ƒ dǁŽĚƌƵŐƚŚĞƌĂƉLJ ŵƵůƚŝǀĂƌŝĂƚĞĂŶĂůLJƐŝƐ͘ EƚƌĞŶĚŽĨŚĂǀŝŶŐĂ'^^фϭ;ƉŽƐƐŝďůĞ ƌĞƐŝƐƚĂŶĐĞŝŶƚŚĞƉƌĞͲƐǁŝƚĐŚŐĞŶŽƚLJƉĞͿ ௅ tĞŽŶůLJŚĂǀĞƉŚĂƐĞϯĚĂƚĂŽŶd'ͬZWs;ƐǁŝƚĐŚͿ ĂŶĚd'ͬϯd;ŶĂŢǀĞͿ ƒ ŽƚƚŽŵůŝŶĞ͗ /ĨLJŽƵĂƌĞƌĞĂĚLJĨŽƌƚŚŝƐ͕ŽŶůLJĐŽŶƐŝĚĞƌƐǁŝƚĐŚŝŶŐŝĨ ƉĂƚŝĞŶƚϭͿƐƵƉƉƌĞƐƐĞĚ͖ϮͿĂĚŚĞƌĞŶƚďLJLJŽƵƌĞdžƉĞƌŝĞŶĐĞ͖ϯͿŚĂǀĞŶŽ ௅ WƌĞĚŝĐƚŽƌƐŽĨĚŽŝŶŐƉŽŽƌůLJŽŶƐǁŝƚĐŚĂƌĞŶŽƚ ŚŝƐƚŽƌLJŽĨŐĞŶŽƚLJƉŝĐƌĞƐŝƐƚĂŶĐĞƚŽĂŶLJĐŽŵƉŽŶĞŶƚŽĨLJŽƵƌϮͲĚƌƵŐ ǀŝƌŽůŽŐŝĐĂůůLJ ƐƵƉƉƌĞƐƐĞĚŽƌĂŶLJƌĞƐŝƐƚĂŶĐĞ ƌĞŐŝŵĞŶ͘ ௅ ƌĞLJŽƵƌĞĂĚLJ͍ ZŽƐƐĞƚƚŝ͘'ůĂƐŐŽǁ ,/sdŚĞƌĂƉLJ ĐŽŶĨĞƌĞŶĐĞ ϮϬϭϴ͘ďƐƚƌĂĐƚWϮϵϵ

ϭϭ ϭϭͬϮϳͬϮϬϭϴ

7KDQN\RXWR'UV 'LDQH+DYOLU$QQLH /XHWNHPH\HU0HJ 1HZPDQDQG 'LYLVLRQRI+,9 ,QIHFWLRXV'LVHDVHV DQG*OREDO 0HGLFLQH

ϭϮ Disclosures HIVmedicineintheeraof • Researchsupportfrom Karius immunemodulators PeterChinͲHongMD ProfessorofMedicine UCSF

December2018

HIV-infected patients living longer Learningobjectives

Afterattendingthispresentation,learnerswillbeableto: • Listthetypesofconditionsforwhichbiologicagentsmaybeprescribedfor peoplewithHIVinfection • Explainthemechanismofactioningeneraloftheseagentstoapatientin yourpracticesothatheorshemayunderstandwhycertainopportunistic infectionsandothercomplicationsmayarise • Describethearrayofinfectiousandothercomplicationsthatmayarise withtheseagents • Designstrategiesthatyoucanuseinclinictopreventinfectiousandother complications inyourpatients

Slide 4 of 36 Lohse N et al, 2016, Ann Intern Med;165(10):749; ART cohort collab, 2017, Lancet ID, 4(8):e349 HIV-infected patients living longer Life expectancy in US declines for 2 years in row

ÏAutoimmunity

ÏMalignancy

Slide 5 of 36 Lohse N et al, 2016, Ann Intern Med;165(10):749; ART cohort collab, 2017, Lancet ID, 4(8):e349 Slide 6 of 36 OEDC, CDC, The Economist Jan 4, 2018

Autoimmune disease and cancer increase with age Immunobiologics treat autoimmune disease and cancer

TNF-Į inhibitors Infliximab Adalimumab Etanercept Rheumatoid arthritis Vasculitis Crohn disease Psoriasis Rheumatoid arthritis Vasculitis Crohn disease Psoriasis Ulcerative colitis Ulcerative colitis Anti-CD20 Rituximab

Lymphoma Lymphoma

Checkpoint block Ipilimumab

CAR-T cells Melanoma Prostate cancer Lung cancer Leukemia Melanoma Prostate cancer Lung cancer Leukemia Slide 7 of 36 Slide 8 of 36 What is a “biologic”? Who is the most immune suppressed? ƒ Any biologically derived product ƒ Binds or interferes with a specific molecular target Monoclonal antibodies Receptor analogues Chimeric small molecules ƒ Abbreviations placed at the ends of the names of Heme malignancy/stem cell transplant therapeutic agents convey specific information relating to Organ transplant their structure: Autoimmune disease treatment Solid tumor treatment

"-cept" refers to fusion of a receptor to the Fc part of human IgG1 HIV "-mab" indicates a monoclonal antibody (mAb) Congenital/acquired immune deficiency "-ximab" indicates a chimeric mAb Hyposplenism "-zumab" indicates a humanized mAb Slide 9 of 36 Slide 10 of 36

Type of immune defect related to drugs used How is this different from HIV immunosuppressed Humoral patients? immunity

•Rituximab (anti-CD20) HIV Non-HIV •Hyposplenism •CVID (low IgG) Innate Immune Death of Cell- Heterogeneous mediated (PMNs) defect CD4+ T-cells immunity immunity • Solid organ transplant OI risk No reliable tests • Stem cell transplant • Cancer chemoRx CD4+ count • TNF-Į inhibitors • Chronic gran dz (CGD) stratification available •Steroids • Other biologics

Slide 11 of 36 Slide 12 of 36 Case Case ƒ 56 year-old woman with HIV ƒ 56 year-old woman with HIV (CD4 360, VL <50) with Crohn (CD4 360, VL <50) with Crohn disease managed with disease managed with infliximab and 6-MP infliximab and 6-MP ƒ Presents to ED complaining of ƒ Presents to ED complaining of shortness of breath x 3 weeks shortness of breath x 3 weeks ƒ PPD negative prior. Lives in ƒ What else do you want to New York . Came back 4 weeks know? ago from a trip to Puerto Rico where she visited family and helped with property clean up

Slide 13 of 36 Case courtesy Dr. Camille Kotton, MGH/Harvard Slide 14 of 36 Case courtesy Dr. Camille Kotton, MGH/Harvard

56 yo with Crohn disease on infliximab, short of breath Case ƒ 56 year-old woman with HIV What do you check next? (CD4 360, VL <50) with Crohn disease managed with A. Chest CT infliximab and 6-MP B. Interferon gamma release ƒ Presents to ED complaining of assay (IGRA) shortness of breath x 3 weeks C. Sputum AFB x 3 ƒ CXR shows patchy infiltrates D. Tuberculin Skin Test (TST) ƒ What do you check next? E. Repeat CXR

Slide 15 of 36 Case courtesy Dr. Camille Kotton, MGH/Harvard Slide 16 of 36 Case courtesy Dr. Camille Kotton, MGH/Harvard MOA Case ƒ 56 year-old woman with HIV (CD4 360, VL <50) with Crohn disease managed with infliximab and 6-MP ƒ Presents to ED complaining of shortness of breath x 3 weeks ƒ Urinary histoplasma antigen positive. Chest CT: symmetric nodules

Diagnosis: Acute histoplasmosis

Slide 17 of 36 Case courtesy Dr. Camille Kotton, MGH/Harvard Slide 18 of 36 Scott DL et al, NEJM Aug 17, 2006

TNF-Į inhibitors: tuberculosis TNF-Į inhibitors: mycobacteria and fungi

ƒ Post-marketing survey of TB cases following release ƒ Survey of serious infection on of infliximab (1998-2001) TNF-Į inhibitors in the US Ɠ Non-tuberculous mycobacteria: 32 ƒ 70 cases of TB Ɠ TB: 17 Ɠ Histoplasmosis: 56 ƒ Median time to diagnosis: 12 weeks (range 1-52) ƒ FDA alert 2008: 256 cases of ƒ TB characteristics histoplasmosis in patients on Ɠ Extrapulmonary disease: 57% TNF-Į inhibitors Ɠ Disseminated disease: 24%

Endemic mycoses in the US Winthrop KL. CID. 2008 Slide 19 of 36 Keane J. NEJM. 2001 CXR showing disseminated TB in patient on infliximab Slide 20 of 36 Case Case ƒ 42 year-old male with Crohn ƒ 42 year-old male with Crohn disease x 3 years, started on disease x 3 years, started on infliximab after persistent infliximab after persistent diarrhea 5 months prior diarrhea 5 months prior ƒ Admitted with 3 weeks ƒ Admitted with 3 weeks shortness of breath, low grade shortness of breath, low grade temps, dry cough. No help with temps, dry cough. No help with amoxicillin x 1 week amoxicillin x 1 week ƒ What is your differential ƒ What diagnostic tests do you diagnosis? send?

Slide 21 of 36 Case courtesy Dr. Ivan Hung, University of Hong Kong Slide 22 of 36 Case courtesy Dr. Ivan Hung, University of Hong Kong

42 y-o Crohn disease fevers, cough, short of breath Case What diagnostic tests do you send? ƒ Sputum AFB negative x 3 ƒ Sputum AFB Cx negative A. Chest CT ƒ Respiratory virus PCR negative B. Chest CT and Sputum AFB x 3 ƒ Chest CT: ground glass opacities and culture ƒ BAL DFA+ P. jiroveci C. Chest CT, Sputum AFB x 3 and ƒ HIV Ab positive culture and Respiratory virus panel ƒ Diagnosis: Pneumocystis pneumonia D. Chest CT, Sputum AFB x 3 and ƒ Treated with clindamycin and culture, Respiratory virus panel and primaquine (TMP/SMX allergic) Sputum DFA for PCP ƒ Started ART

Case courtesy Dr. Ivan Hung, University of Hong Kong Slide 23 of 36 Case courtesy Dr. Ivan Hung, University of Hong Kong Slide 24 of 36 Biologics and PCP Case

ƒ 74 year-old HIV-negative man ƒ Retrospective analysis of 2198 with interstitial lung disease and patients (across 8 studies) with chronic lymphocytic leukemia relapsed CLL or NHL on idelalisib ƒ Patients on idelalisib +/- co- ƒ Admitted with progressive therapy (ritux or ritux/benda) shortness of breath on exertion and dry cough for 1 month ƒ PCP RR: 12.5 ƒ Diagnosis: Pneumocystis ƒ Median time to PCP: 141 days pneumonia ƒ No standard PCP prophylaxis guidance

Sehn LH, Blood, 2016 Furman, NEJM, 2014 Slide 25 of 36 Case courtesy Dr. Jen Mulliken, UCSF Slide 26 of 36

MOA Case ƒ 69 year-old HIV-negative woman with low grade lymphoma, treated only with rituximab (anti-CD20) ƒ Months after treatment, develops slowly progressive mental status changes ƒ CSF PCR positive for JC virus and MRI consistent with PML ƒ Diagnosis: Progressive Multifocal Leukoencephalopathy (PML)

Slide 27 of 36 Case courtesy Dr. Camille Kotton, MGH/Harvard Slide 28 of 36 Maloney DG, NEJM, May 24, 2012 Biologics and viral infections Cancer immunotherapy in the beginning

ƒ Hepatitis B reactivation Reactivation with TNF-Į inhibitors reported Rituximab – common ƒ JC virus (progressive multifocal leukoencephalopathy) Natalizumab – must check JCV IgG Rituximab – reports, less common ƒ Varicella zoster virus

Langer-Gould A. NEJM, 2005 Slide 29 of 36 Slide 30 of 36 Slide courtesy Dr. Gabe Mannis, UCSF

How Jimmy Carter beat How Jimmy Carter beat cancer cancer TIME TIME January 20, 2017 January 20, 2017

New immunotherapy drug New immunotherapy drug behind Jimmy Carter’s behind Jimmy Carter’s cancer cure cancer cure The Guardian The Guardian December 6, 2015 December 6, 2015

Slide 31 of 36 Slide 32 of 36 Checkpoint blockade: a billion dollar industry

ƒ Block the inhibitory receptor with monoclonal antibodies (CTLA-4, PD1) ƒ Target the immune system – not the cancer ƒ May lead to autoimmune disease & immune-related adverse events ƒ Infection risk may increase as

immune suppression used to Skin and hair depigmentation after treating melanoma treat complications of therapy with anti-CTLA-4

Slide 33 of 36 Gandhi L et al, NEJM, April 16, 2018 Slide 34 of 36 Del Castillo M et al, CID, 2016

MOA Case ƒ 52 year-old male with HIV (CD4 450, VL <50 on abacavir/ dolutegravir/lamivudine) with skin squamous cell cancer. Enrolled in AMC-095 trial. On nivolumab x 1 year. Presents with fecal incontinence and diarrhea ƒ Diagnosis: Checkpoint inhibitor associated colitis ƒ Treated with prednisone high dose and infliximab. Nivolumab stopped ƒ Skin cancer in partial remission

Severe colitis Slide 36 of 36 Slide 35 of 36 Postow MA et al, NEJM, Jan 11, 2018 Case courtesy Dr. Jackie Wang, UCSF “CAR” Adoptive T cell therapy: CAR T cells

Gene therapy was a boy’s ƒ Chimeric Antigen Receptor last chance to stop (CAR) T cells are genetically modified T cells leukemia. And it worked. PBS ƒ T cells respond when tumor cell March 4, 2018 surface antigen recognized ƒ Substantial immune-related adverse events (cytokine release syndrome) ƒ Infection risk may increase as immune suppression used to treat complications of therapy

Slide 37 of 36 Slide 38 of 36 Lee DW et al, Lancet, 2015 KQED, March 4, 2018

Evaluation prior to TNF-Į inhibitor use Evaluation prior to TNF-Į inhibitor use

ƒ HIV ƒ HIV Is patient adequately immune reconstituted? CD4>200. Any drug Is patient adequately immune reconstituted? CD4>200. Any drug interactions? interactions? ƒ TB risk ƒ TB risk Check PPD or IGRA, CXR, take TB history Check PPD or IGRA, CXR, take TB history ƒ Endemic mycoses/fungi ƒ Endemic mycoses/fungi Take travel history, symptom check Take travel history, symptom check ƒ Hepatitis B ƒ Hepatitis B ƒ Vaccines ƒ Vaccines Check hepatitis B surface antigen and core antibody Check hepatitis B surface antigen and core antibody Slide 39 of 36 Slide 40 of 36 Anti-TNF inhibitors in patients with CD4<500

Slide 41 of 36 Slide 42 of 36 Fink DL et al, Int J STD&AIDS, 2017

Evaluation during biologic use Learningobjectives ƒ HIV Is patient maintaining good immune function? CD4? Afterattendingthispresentation,learnerswillbeableto: ƒ Infection vs “Infection” • Listthetypesofconditionsforwhichbiologicagentsmaybeprescribedfor Is patient experiencing any known adverse effect associated with the peoplewithHIVinfection biologic? • Explainthemechanismofactioningeneraloftheseagentstoapatientin yourpracticesothatheorshemayunderstandwhycertainopportunistic ƒ Vaccines infectionsandothercomplicationsmayarise Live vaccines usually contraindicated • Describethearrayofinfectiousandothercomplicationsthatmayarise withtheseagents ƒ Be vigilant • Designstrategiesthatyoucanuseinclinictopreventinfectiousandother Your patient may have a new complication not previously reported complications inyourpatients

Slide 43 of 36 Thanks Michelle Hermiston, Ivan Hung, Camille Kotton, Jen Mulliken, Brian Schwartz, Paul Volberding, Jackie Wang &ODVVLFDQG&KDOOHQJLQJ&DVHVIURP +,9DVVRFLDWHG3XOPRQDU\'LVHDVH

WKH+,9$,'6&OLQLFDQG%H\RQG 7KHVSHFWUXPRISXOPRQDU\GLVHDVHVLQ+,9LQIHFWHG /DXUHQFH+XDQJ0' SHUVRQVLVEURDG 3URIHVVRURI0HGLFLQH ‡ +,9DVVRFLDWHG 8QLYHUVLW\RI&DOLIRUQLD6DQ)UDQFLVFR ± 2SSRUWXQLVWLFLQIHFWLRQV &KLHI+,9$,'6&KHVW&OLQLF ± 1HRSODVPV =XFNHUEHUJ6DQ)UDQFLVFR*HQHUDO+RVSLWDO ± 0LVFHOODQHRXVFRQGLWLRQV ‡ $QWLUHWURYLUDOWKHUDS\ $57 DVVRFLDWHG +,9,QIHFWLRXV'LVHDVHVDQG*OREDO0HGLFLQH'LYLVLRQ 'LYLVLRQRI3XOPRQDU\DQG&ULWLFDO&DUH0HGLFLQH ‡ 1RQ+,9DVVRFLDWHG

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

+,9DVVRFLDWHG3XOPRQDU\'LVHDVHV 2XWOLQH

2SSRUWXQLVWLF,QIHFWLRQV 1RQLQIHFWLRXV1HRSODVPV ‡ &DVHEDVHGDSSURDFK ,QWHUDFWLYH $56 %DFWHULD 3XOPRQDU\.DSRVLVDUFRPD 0\FREDFWHULD 3XOPRQDU\1RQ+RGJNLQ/\PSKRPD ‡ 2XWSDWLHQWIRFXV Pneumocystis /XQJFDQFHU ± &DVHVIURPP\+,9$,'6&KHVW&OLQLF«DQGEH\RQG )XQJL 9LUXVHV 0LVFHOODQHRXV&RQGLWLRQV ‡ ³&ODVVLF´DQGFKDOOHQJLQJFDVHV± ROGDQGQHZ 3DUDVLWHV /\PSKRF\WLFLQWHUVWLWLDOSQHXPRQLWLV 1RQVSHFLILFLQWHUVWLWLDOSQHXPRQLWLV &23' 3XOPRQDU\DUWHULDOK\SHUWHQVLRQ ‡ &OLQLFDODQGPDQDJHPHQWSHDUOV 3XOPRQDU\ILEURVLV ± 3URIHVVLRQDOVRFLHW\1DWLRQDOJXLGHOLQHV

&RS\ULJKW &URWKHUV0RUULVDQG+XDQJ&KDSWHU7H[WERRNRI5HVSLUDWRU\0HGLFLQH &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' &DVH &DVH ‡ &' FHOOVPO

‡ 6HYHUDOPRQWKVRILQFUHDVLQJG\VSQHD ± ([HUFLVHWROHUDQFHFXUUHQWO\ EORFN ± 'HQLHVIHYHUQRFKDQJHLQFKURQLFFRXJK

‡ 3K\VLFDOH[DPLQDWLRQ ± /XQJV± K\SHUUHVRQDQWTXLHWEUHDWKVRXQGV ELODWHUDO

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

&23'.H\3RLQWV &23'.H\3RLQWV  +,9LQIHFWHGLQGLYLGXDOVDUHVXEMHFWWRWKHHQWLUH  1R+,9VSHFLILFJXLGHOLQHV'LDJQRVLV SXOPRQDU\ VSHFWUXPRISXOPRQDU\GLVHDVH IXQFWLRQWHVWV3)7V DQGWUHDWPHQWµLGHQWLFDO¶WRQRQ “The presence of HIV infection cannot exclude the +,9LQIHFWHGLQGLYLGXDOV &23''LDJQRVLVDQG0DQDJHPHQWKWWSVJROGFRSGRUJ possibility that the patient presents with a non-HIV-associated &23'([DFHUEDWLRQV(XU5HVSLU- pulmonary disease.” %$QLVRODWHGGHFUHDVHLQ'/FR PRVWIUHTXHQW  +,9LQIHFWHGLQGLYLGXDOVDUHDWLQFUHDVHGULVNIRU ILQGLQJLQ+,9LQIHFWHGLQGLYLGXDOV

&23' LQGHSHQGHQWRIFLJDUHWWHVPRNLQJ DQG ,IPRGHUDWHWRVHYHUH&23'DQGSHUVLVWHQWV\PSWRPV DQGRU IUHTXHQWH[DFHUEDWLRQV SHUKDSV&23'H[DFHUEDWLRQVPD\GHYHORS&23'  7ULSOHWKHUDS\ LQKDOHGJOXFRFRUWLFRLG/$%$/$0$ DWDQHDUOLHUDJHDQGPD\KDYHDQDFFHOHUDWHG DVVRFLDWHGZLWKGHFUHDVHGH[DFHUEDWLRQVEXW GHFOLQHLQWKHLU)(9 LQFUHDVHGULVNIRUSQHXPRQLD 'UXPPRQG0%.XQLVDNL.0DQG+XDQJ/ 2EVWUXFWLYHOXQJGLVHDVHVLQ+,9$FOLQLFDOUHYLHZ &RS\ULJKW DQGLGHQWLILFDWLRQRINH\IXWXUHUHVHDUFKQHHGVSemin Respir Crit Care Med  &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' &DVH &DVH

‡ &' FHOOVPO

‡ GD\VRIIHYHUFKLOOVFKHVWSDLQFRXJKSURGXFWLYHRI SXUXOHQWVSXWXPDQGG\VSQHD

‡ 3K\VLFDOH[DPLQDWLRQ ± /XQJV± (JRSKRQ\LQFUHDVHGWDFWLOHIUHPLWXVDQG EURQFKRYHVLFXODUEUHDWKVRXQGV ULJKW

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

%DFWHULDO3QHXPRQLD.H\3RLQWV %DFWHULDO3QHXPRQLD.H\3RLQWV

 0RVWIUHTXHQW+,9DVVRFLDWHGRSSRUWXQLVWLFSQHXPRQLD  863+67UHDWPHQW*XLGHOLQHV UHYLHZHG-XO\  5DWHVDUHIROGKLJKHUWKDQDPRQJQRQ+,9LQIHFWHG  7UHDWPHQWDQGRXWFRPH +,9YV+,9 ‡ 5DWHVLQFUHDVHDV&'FHOOFRXQWGHFUHDVHV ‡ 1RGLIIHUHQFHVLQWKHWLPHWRFOLQLFDOVWDELOLW\WKHOHQJWKRI ‡ 5DWHVRISQHXPRFRFFDOEDFWHUHPLDDUHIROGKLJKHU KRVSLWDOL]DWLRQRUPRUWDOLW\ &KULVWHQVHQ&OLQ,QIHFW'LV WKDQDJHPDWFKHGFRQWUROV  3UHYHQWLYHVWUDWHJLHV  6SHFLILFFDXVDWLYHDJHQWLGHQWLILHGLQ ‡ &RPELQDWLRQDQWLUHWURYLUDOWKHUDS\ ‡ Streptococcus pneumoniae  ‡ 3QHXPRFRFFDOYDFFLQH &'!FHOOVPO ‡ Haemophilus influenzae  ‡ 7ULPHWKRSULPVXOIDPHWKR[D]ROH &' FHOOVPO ‡ Staphylococcus aureus  ± %HZDUHFRPPXQLW\056$ ‡ 5LVNIDFWRUPRGLILFDWLRQ ‡ Pseudomonas aeruginosa  ‡ &LJDUHWWHVLQMHFWLRQDQGVPRNHGLOOLFLWGUXJV )HLNLQ/DQFHW,QIHFW'LV &RS\ULJKW &RS\ULJKW KWWSVDLGVLQIRQLKJRYJXLGHOLQHVKWPODGXOWDQGDGROHVFHQWRSSRUWXQLVWLFLQIHFWLRQ /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' &DVH &DVH

‡ &'!FHOOVPO +,951$XQGHWHFWDEOH

‡ 6HYHUDOPRQWKVRILQFUHDVLQJG\VSQHD ± ([HUFLVHWROHUDQFHFXUUHQWO\ EORFN ± 'HQLHVIHYHUQRFKDQJHLQFKURQLFFRXJK

‡ 3K\VLFDOH[DPLQDWLRQ ± /XQJV± K\SHUUHVRQDQWTXLHWEUHDWKVRXQGV ELODWHUDO

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

3XOPRQDU\1RGXOHV.H\3RLQWV 3XOPRQDU\1RGXOHV.H\3RLQWV

 )OHLVFKQHU6RFLHW\5DGLRORJLFDO6RFLHW\RI1RUWK  1R+,9VSHFLILFJXLGHOLQHV $PHULFD8SGDWHG  3XOPRQDU\QRGXOHVDUHDIUHTXHQWFKHVW&7ILQGLQJ LQ+,9LQIHFWHGLQGLYLGXDOV

± RI+,9LQIHFWHGLQGLYLGXDOV7ULSOHWWH$,'6 

 'LIIHUHQWLDOGLDJQRVLVRISXOPRQDU\QRGXOHVLQ+,9LV %52$'

,QFUHDVHLQVL]HPDQGDWHVGLDJQRVWLFZX HJELRSV\VXUJLFDOUHPRYDO

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' &DVH &DVH

‡ &' FHOOVPO

‡ ZHHNVRIIHYHUFRXJK QRQSURGXFWLYH DQG G\VSQHD

‡ 3K\VLFDOH[DPLQDWLRQ ± /XQJV± %LODWHUDOLQVSLUDWRU\FUDFNOHV ± +HDUW± 7DFK\FDUGLFQRJDOORSVRUPXUPXUV

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

3&3.H\3RLQWV 3&3.H\3RLQWV  3&3FODVVLFDOO\SUHVHQWVZLWKZHHNVRIJUDGXDOO\  %URQFKRVFRS\ZLWKEURQFKRDOYHRODUODYDJH %$/ SURJUHVVLYHV\PSWRPV UHPDLQVWKHJROGVWDQGDUGGLDJQRVWLFSURFHGXUH ± 2IWHQ+,9LGHQWLI\LQJ DQG$,'6GHILQLQJ GLDJQRVLV ± 6HQVLWLYLW\ WR! %URDGGXV*ROGHQ+XDQJ  &;5ZLWKELODWHUDOUHWLFXODURUJUDQXODURSDFLWLHV  863+67UHDWPHQW*XLGHOLQHV XSGDWHG-XO\  &KHVW+5&7XVHIXOWRUXOHRXW3&3± DEVHQFHRI ± 7ULPHWKRSULPVXOIDPHWKR[D]ROHLVWKHILUVWOLQHWUHDWPHQW JURXQGJODVVRSDFLWLHV DQGSURSK\OD[LV UHJLPHQ

KWWSVDLGVLQIRQLKJRYJXLGHOLQHVKWPODGXOWDQGDGROHVFHQWRSSRUWXQLVWLFLQIHFWLRQ

&KHVW+LJK5HVROXWLRQ&7 +5&7 VFDQ 70360;GUXJUHVLVWDQFH"(PHUJ,QIHFW'LV 2I+,9LQIHFWHGLQGLYLGXDOZLWK3&3

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' &DVH &DVH

‡ &' FHOOVPO

‡ ZHHNVRIIHYHUFRXJKDQGG\VSQHD

‡ 3K\VLFDOH[DPLQDWLRQ ± +((17± PLOGRUDOFDQGLGLDVLVQR.6OHVLRQV ± /XQJV± FRDUVHEUHDWKVRXQGV ± 2WKHU± QRKHSDWRVSOHQRPHJDO\QRFXWDQHRXV.6 OHVLRQV

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

.DSRVL¶V6DUFRPD.H\3RLQWV .DSRVL¶V6DUFRPD.H\3RLQWV

 3XOPRQDU\.6FDQSUHVHQWLQWKHDEVHQFHRI  3DWLHQWVZLWKSXOPRQDU\.6PD\KDYHFRQFXUUHQW PXFRFXWDQHRXVGLVHDVH RSSRUWXQLVWLFLQIHFWLRQ ! “The absence of mucocutaneous KS cannot rule out (significant) pulmonary KS.”  .H\060DQG FKDUDFWHULVWLF&;5  1HYHUWKHOHVVPRVWSDWLHQWVZLWKSXOPRQDU\.6ZLOO 3XOPRQDU\.6LQWUDFKHD KDYHPXFRFXWDQHRXVGLVHDVH VHHQRQEURQFKRVFRS\  'LDJQRVLV %$/WRUR2,  .6VHHQDOPRVWH[FOXVLYHO\LQ060

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' &DVH$ &DVH$ ‡ &' FHOOVPO &ORVHXS ‡ ZHHNVRIIHYHUQLJKWVZHDWVFRXJKDQG G\VSQHD ± *UDGXDOZHLJKWORVV

‡ 3K\VLFDOH[DPLQDWLRQ ± /XQJV± FRDUVHEUHDWKVRXQGV ULJKW

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

&DVH% &DVH% ‡ &'  FHOOVPO

‡ ZHHNVRIIHYHUQLJKWVZHDWVFRXJKDQG G\VSQHD ± *UDGXDOZHLJKWORVV +DVDQ\RQH VHHQP\ NH\" ‡ 3K\VLFDOH[DPLQDWLRQ ± +((17± FHUYLFDOO\PSKDGHQRSDWK\ ± /XQJV± FRDUVHEUHDWKVRXQGV ULJKW ± 2WKHU± KHSDWRPHJDO\ &RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' 7XEHUFXORVLV.H\3RLQWV 7XEHUFXORVLV.H\3RLQWV  0DQ\RIWKH+,9DVVRFLDWHGSXOPRQDU\GLVHDVHV  7KH³FKDUDFWHULVWLF´UDGLRJUDSKLFSUHVHQWDWLRQRI KDYHLPSRUWDQWH[WUDSXOPRQDU\ PDQLIHVWDWLRQV 7%GHSHQGVRQWKH&'FHOOFRXQW

 $W&'FHOOFRXQW 7%RIWHQSUHVHQWVZLWK ‡ ³+LJK´&'FRXQW XSSHUOXQJ]RQHGLVHDVH H[WUDSXOPRQDU\ GLVHDVH RIWHQZLWKFDYLWDWLRQ ± /\PSKQRGHV FHUYLFDOVXSUDFODYLFXODUD[LOODU\ ‡ ³/RZ´&'FRXQW GLIIXVHGLVHDVH LQFOXGLQJ ±/LYHU PLOLDU\ PLGORZHUOXQJ]RQHGLVHDVHFDYLWDWLRQ ± %RQHPDUURZ*HQLWRXULQDU\DQG&HQWUDO1HUYRXV OHVVFRPPRQKLODUDQGPHGLDVWLQDODGHQRSDWK\ 6\VWHP ‡ 1RUPDOFKHVWUDGLRJUDSKV a $GHUD\H,QIHFWLRQ &RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

7XEHUFXORVLV.H\3RLQWV 7XEHUFXORVLV.H\3RLQWV

 'LDJQRVLVEHJLQVZLWKH[SHFWRUDWHGVSXWXP[VHQW  863+67UHDWPHQW*XLGHOLQHV XSGDWHG6HSWHPEHU IRU$)%VPHDUDQGP\FREDFWHULDOFXOWXUH ± 6DPHDVIRU+,9 ± 1HJDWLYHVSXWXPVPHDUVDUHFRPPRQSDUWLFXODUO\DPRQJ ± ,QLWLDOGUXJUHJLPHQ,1+ULIDPSLQHWKDPEXWRODQG WKRVHZLWKDGYDQFHGLPPXQRFRPSURPLVHGDQGZLWKQRQ S\UD]LQDPLGH 9LWDPLQ% [aPRQWKV ZKLOHDZDLWLQJ FDYLWDU\GLVHDVH FXOWXUHVDQGVHQVLWLYLWLHV ±

IURQWOLQHGLDJQRVWLFWHVW KWWSVDLGVLQIRQLKJRYJXLGHOLQHVKWPODGXOWDQGDGROHVFHQWRSSRUWXQLVWLFLQIHFWLRQ ± 3OHXUDOIOXLG ZLWKELRSVLHV VKRXOGEHVHQWLISOHXUDOHIIXVLRQ ± ([WUDSXOPRQDU\ELRSVLHVVDPSOHV

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' &DVH &DVH

‡ &' FHOOVPO +,951$a.FRSLHVPO

‡ &RXJK RFFDVLRQDOSKOHJP

‡ 3K\VLFDOH[DPLQDWLRQ ± /XQJV± FOHDUWRDXVFXOWDWLRQ

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

&DVH /XQJ&DQFHU.H\3RLQWV

 &OLQLFDOSUHVHQWDWLRQDQGGLDJQRVLVFRPSDUHGWRQRQ +,9LQIHFWHGSDWLHQWV ± +,9LQIHFWHGVLJQLILFDQWO\\RXQJHU PHGLDQDJH YV\HDUV ± $GHQRFDUFLQRPDDQGVTXDPRXVFDUFLQRPD SUHGRPLQDWH ± 6WDJH,,,%,9GLVHDVH  ± 2XWFRPHVSUREDEO\FRPSDUDEOH

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' &DVH &DVH ‡ &' FHOOVPORQ+$$57 QDGLU FHOOVPO

‡ PRQWKVJUDGXDOO\SURJUHVVLYHG\VSQHDVOLJKW FRXJK ±1RIHYHU

‡ 3K\VLFDOH[DPLQDWLRQ ± 8QUHPDUNDEOH

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

+\SHUVHQVLWLYLW\3QHXPRQLWLV.H\3RLQWV $57DVVRFLDWHG 3XOPRQDU\'LVHDVH

 3DWLHQWRQO\GHYHORSHGV\PSWRPVDIWHU ,QLWLDO&;5 )ROORZXS&;5 H[SHULHQFLQJDULVHLQ&'FHOOFRXQWGXHWR+$$57 ‡ ,QK\SHUVHQVLWLYLW\SQHXPRQLWLVWKHXQGHUO\LQJ PHFKDQLVPRIGLVHDVHLVKRVWPHGLDWHGOXQJ GDPDJHLQUHVSRQVHWRLQKDOHGDQWLJHQ

 ,QFUHDVHLQUHSRUWVRIVDUFRLGRVLVRUVDUFRLGRVLVOLNH GLVHDVH

6DUFRLGRVLV

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' &DVH &DVH

‡ &'!FHOOVPO +,951$XQGHWHFWDEOH

‡ 6HYHUHVKRUWQHVVRIEUHDWKDXGLEOH³ZKHH]LQJ´

‡ 3K\VLFDOH[DPLQDWLRQ ± /XQJV± FOHDUWRDXVFXOWDWLRQEXWGLPLQLVKHGEUHDWK VRXQGV &;5DIWHUWKHUDSHXWLFLQWHUYHQWLRQ

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

,PPXQH5HFRQVWLWXWLRQ.H\3RLQWV ,PPXQH5HFRQVWLWXWLRQ.H\3RLQWV

 ,PPXQH5HFRQVWLWXWLRQ6\QGURPH  'LDJQRVLVRI(;&/86,21 ± 'HVFULEHVSDUDGR[LFDOZRUVHQLQJRIRSSRUWXQLVWLF ± 1RQDGKHUHQFH LQIHFWLRQZLWKFRQFXUUHQWWUHDWPHQWRI+,9DQG2, ± 'UXJUHVLVWDQFH ± GD\VWRPRQWKV ± &RQFXUUHQWRUVXSHULPSRVHGSURFHVV +LUVFK&OLQ,QIHFW'LV  3XOPRQDU\GLVHDVHV  5HODWHGWRLPPXQHUHVSRQVHWRUHVLGXDORUJDQLVP ± 7%SXOPRQDU\0$&3&3Cryptococcus DQGRUDQWLJHQ ± 3UHVHQWVZLWKZRUVHQLQJUHFXUUHQW RFFDVLRQDOO\ +LUVFK&OLQ,QIHFW'LV QHZ V\PSWRPVDQG&;5ILQGLQJV /DZQ/DQFHW,QIHFW'LV /DZQ/DQFHW,QIHFW'LV &RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' &DVH &DVH ‡ &' FHOOVPO

‡ ZHHNVRIIHYHUFRXJK QRQSURGXFWLYH DQG G\VSQHD ± 0RUHUHFHQWO\FRXJKSURGXFWLYHRISXUXOHQWVSXWXP

‡ 3K\VLFDOH[DPLQDWLRQ ± /XQJV± ELODWHUDOLQVSLUDWRU\FUDFNOHVDQGIRFDO ILQGLQJV HJRSKRQ\GHFUHDVHGEUHDWKVRXQGV

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0'

3&3DQG%DFWHULDO3QHXPRQLD 3&3DQGCryptococcus .H\3RLQWV

 +,9LQIHFWHGSDWLHQWVPD\SUHVHQWZLWKPRUHWKDQ RQHFRQFXUUHQWGLVHDVH ± 3&3GLDJQRVHGLQRIEDFWHULDOSQHXPRQLD FDVHV  $IHVVD&KHVW ± %DFWHULDOLQIHFWLRQFRPSOLFDWHV3&3LQa

 %HZDUH&RQFXUUHQWGLVHDVHVWKDWSUHVHQWZLWK LGHQWLFDOFOLQLFDODQGUDGLRJUDSKLFIHDWXUHV 3&3DQGCryptococcal SQHXPRQLDPRVWRIWHQSUHVHQWZLWK ELODWHUDOUHWLFXODURUJUDQXODURSDFLWLHV

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' 6800$5< 6800$5< +,9DVVRFLDWHG3XOPRQDU\'LVHDVH +,9DVVRFLDWHG3XOPRQDU\'LVHDVH

7KHVSHFWUXPRISXOPRQDU\GLVHDVHVLQ+,9LQIHFWHG ‡ ³&ODVVLF´SUHVHQWDWLRQVRI+,9DVVRFLDWHG SHUVRQVLVEURDG SXOPRQDU\GLVHDVHV ± 3UHVHQWDWLRQVYDU\DQGRYHUODS ‡ +,9DVVRFLDWHG ± 2SSRUWXQLVWLFLQIHFWLRQV %37%3&3 ± 1HRSODVPV .61+/OXQJFDQFHU ‡ 3DWLHQWVPD\SUHVHQWZLWKPRUHWKDQRQH ± 0LVFHOODQHRXVFRQGLWLRQV &23'/,316,33$+ FRQFXUUHQWSXOPRQDU\GLVHDVH 3&3DQG%3 ‡ $57DVVRFLDWHG +3VDUFRLGRVLV7%,5,63&3 ‡ 1HZHUDRI$57UHODWHGSXOPRQDU\FRQGLWLRQV ‡ 1RQ+,9DVVRFLDWHG 3XOPRQDU\QRGXOHV"7UDFKHDOVWHQRVLV 7+$1.6

&RS\ULJKW &RS\ULJKW /DXUHQFH+XDQJ0' /DXUHQFH+XDQJ0' ϭϮͬϯͬϮϬϭϴ

'ůŽƐƐĂƌLJ

‡ ͗ŝƌĞĐƚůLJĐƚŝŶŐŐĞŶƚƐ ,sŝŶϮϬϭϴ ;ŝ͘Ğ͘ŽƌĂů,sĚƌƵŐƐͿ ‡ &ŝďƌŽƐŝƐ^ƚĂŐŝŶŐ͗DĞƚĂǀŝƌ &ϬͲ&ϰ ĂƐĞͲďĂƐĞĚKǀĞƌǀŝĞǁ ‡ ,s'ĞŶŽƚLJƉĞ͗ƐƚƌĂŝŶŽĨ,s;ϭͲϲͿ͕ŶŽƚĂĚƌƵŐ ƌĞƐŝƐƚĂŶĐĞƚĞƐƚ ŶŶŝĞ>ƵĞƚŬĞŵĞLJĞƌ͕D ‡ ^sZ͗^ƵƐƚĂŝŶĞĚǀŝƌŽůŽŐŝĐ ƌĞƐƉŽŶƐĞ͗ƵŶĚĞƚĞĐƚĂďůĞ,s ZEϭϮͲϮϰǁĞĞŬƐĂĨƚĞƌƐƚŽƉƉŝŶŐƚƌĞĂƚŝŶŐ;сĐƵƌĞͿ ,/s͕/ĂŶĚ'ůŽďĂůDĞĚŝĐŝŶĞ͕^&'͕h^& ‡ WZ/͗^d͗WůĂƚĞůĞƚ ƌĂƚŝŽ͕ƉƌŽǀŝĚĞƐĞƐƚŝŵĂƚĞŽĨĨŝďƌŽƐŝƐ ‡ &/Ͳϰ͗&ŝďƌŽƐŝƐĞƐƚŝŵĂƚĞƚŚĂƚŝŶĐůƵĚĞƐĂŐĞ͕^d͕>d͕WůƚƐ ŚƚƚƉƐ͗ͬͬǁǁǁ͘ŚĞƉĂƚŝƚŝƐĐ͘Ƶǁ͘ĞĚƵͬƉĂŐĞͬĐůŝŶŝĐĂůͲĐĂůĐƵůĂƚŽƌƐͬĨŝďͲϰ

ZĞƐŽƵƌĐĞƐ ŝƐĐůŽƐƵƌĞƐ ‡ ,s'ƵŝĚĞůŝŶĞƐŚƚƚƉ͗ͬͬǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐ

/ŚĂǀĞƌĞĐĞŝǀĞĚƌĞƐĞĂƌĐŚŐƌĂŶƚƐƵƉƉŽƌƚƚŽh^& ƌĞůĂƚĞĚƚŽ,sĨƌŽŵƚŚĞĨŽůůŽǁŝŶŐ͗ ‡ ďďsŝĞ ‡ ƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐ ‡ 'ŝůĞĂĚ ŚƚƚƉ͗ͬͬǁǁǁ͘ŚĞƉͲĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐ͘ŽƌŐ ‡ DĞƌĐŬ ± &ƌĞĞĚŽǁŶůŽĂĚĂďůĞĂƉƉ ‡ ,sŽŶƐƵůƚĂƚŝŽŶ^ĞƌǀŝĐĞƐ͞tĂƌŵůŝŶĞ͟ ‡ WƌŽƚĞƵƐ ǁǁǁ͘ŶĐĐĐ͘ƵĐƐĨ͘ĞĚƵ ŽƌϴϰϰͲϰϯϳͲϰϲϯϲ ‡ d';E/,Ϳ ‡ WĂƚŝĞŶƚĞĚƵĐĂƚŝŽŶ ŚƚƚƉ͗ͬͬǁǁǁ͘ŚĐǀĂĚǀŽĐĂƚĞ͘ŽƌŐͬ

ϭ ϭϮͬϯͬϮϬϭϴ

ĂƐĞηϭ tŚŝĐŚŝƐƚƌƵĞĂďŽƵƚƚŚĞh^,s ĞƉŝĚĞŵŝĐ͍ ‡ ϮϲLJĞĂƌŽůĚŵĂŶ͕,/sн ϭͿ ,sŝƐƚŚĞϯƌĚ ŚŝŐŚĞƐƚĐĂƵƐĞŽĨŝŶĨĞĐƚŝŽƵƐ ‡ ,sď;нͿŽŶŝŶƚĂŬĞůĂďƐʹ ƚŚŝŶŬƐƚŚŝƐ ĚŝƐĞĂƐĞĚĞĂƚŚŝŶƚŚĞh^͘ ŝŶĨĞĐƚŝŽŶŶĞǁŝŶƉĂƐƚϭͲϮLJĞĂƌƐ ϮͿ EĞǁĚŝĂŐŶŽƐŝƐĂƌĞĐŽŶĐĞŶƚƌĂƚĞĚŝŶƚŚĞ͞ĂďLJ ‡ dŚŝŶŬƐĞdžƉŽƐĞĚƚŚƌŽƵŐŚ/hŽƌD^D͕ŶŽƚƐƵƌĞ ŽŽŵĞƌ͟ŐĞŶĞƌĂƚŝŽŶ ‡ ^ƚŝůůƵƐŝŶŐŵĞƚŚĂŵƉŚĞƚĂŵŝŶĞ/s͕ďƵƚŐĞŶĞƌĂůůLJ ϯͿ ϯϬйŽĨƉĞŽƉůĞůŝǀŝŶŐǁŝƚŚ,sǁŝůůƐƉĞŶĚ ƵƐĞƐĐůĞĂŶŶĞĞĚůĞƐ ƚŝŵĞŝŶũĂŝůͬƉƌŝƐŽŶΘΕϮϬйŽĨŝŶĐĂƌĐĞƌĂƚĞĚ ŚĂǀĞ,s ϰͿ /ŶĐŝĚĞŶĐĞŽĨŶĞǁ,sĐĂƐĞƐŝƐŽŶƚŚĞĚĞĐůŝŶĞ

tĞŝŶďĂƵŵ /^ϮϬϬϱ͕ZŝĐŚE:DϮϬϭϰ

Z^͗tŚŝĐŚŝƐƚƌƵĞĂďŽƵƚƚŚĞh^,s tŚŝĐŚŝƐƚƌƵĞĂďŽƵƚƚŚĞh^,s ĞƉŝĚĞŵŝĐ͍ ĞƉŝĚĞŵŝĐ͍ ϭͿ ,sŝƐƚŚĞϯƌĚ ŚŝŐŚĞƐƚĐĂƵƐĞŽĨŝŶĨĞĐƚŝŽƵƐ ϭͿ ,sŝƐƚŚĞůĞĂĚŝŶŐ ĐĂƵƐĞŽĨŝŶĨĞĐƚŝŽƵƐĚŝƐĞĂƐĞ ĚŝƐĞĂƐĞĚĞĂƚŚŝŶƚŚĞh^͘ ĚĞĂƚŚŝŶƚŚĞh^͘ ϮͿ EĞǁĚŝĂŐŶŽƐŝƐĂƌĞĐŽŶĐĞŶƚƌĂƚĞĚŝŶƚŚĞ͞ĂďLJ ϮͿ EĞǁĚŝĂŐŶŽƐŝƐĂƌĞĐŽŶĐĞŶƚƌĂƚĞĚŝŶƚŚĞ͞ĂďLJ ŽŽŵĞƌ͟ŐĞŶĞƌĂƚŝŽŶ ŽŽŵĞƌ͟ŐĞŶĞƌĂƚŝŽŶ ϯͿ ϯϬйŽĨƉĞŽƉůĞůŝǀŝŶŐǁŝƚŚ,sǁŝůůƐƉĞŶĚ ϯͿ ϯϬйŽĨƉĞŽƉůĞůŝǀŝŶŐǁŝƚŚ,sǁŝůůƐƉĞŶĚ ƚŝŵĞŝŶũĂŝůͬƉƌŝƐŽŶ ƚŝŵĞŝŶũĂŝůͬƉƌŝƐŽŶ ϰͿ /ŶĐŝĚĞŶĐĞŽĨŶĞǁ,sĐĂƐĞƐŝƐŽŶƚŚĞĚĞĐůŝŶĞ ϰͿ /ŶĐŝĚĞŶĐĞŽĨŶĞǁ,sĐĂƐĞƐŝƐŽŶƚŚĞĚĞĐůŝŶĞ

>LJ/ϮϬϭϲ

Ϯ ϭϮͬϯͬϮϬϭϴ

,s/ŶĐŝĚĞŶĐĞƌŝƐŝŶŐŝŶƚŚĞh^ 'ůŽďĂůŵŽƌƚĂůŝƚLJŝŵƉĂĐƚ

ZWKZd^K&hd,s͕ϮϬϬϰͲϭϰ ‡ EĞĂƌůLJϭϯ͕ϬϬϬĂĐƵƚĞ,sĐĂƐĞƐƌĞƉŽƌƚĞĚ ϮϬϬϰͲ ϭϰǁŝƚŚĂŶŝŶĐƌĞĂƐĞĚƌĂƚĞŽĨϭϯϯй;ƵƐŝŶŐEE^^Ϳ ‡ ĐƚƵĂů ĐĂƐĞƐĞƐƚŝŵĂƚĞĚĂƚϰϭ͕ϬϬϬ;ĚĂƚĂͿ ‡ >ĂƌŐĞƐƚŝŶĐƌĞĂƐĞƐŝŶƚŚŽƐĞĂŐĞĚϭϴͲϮϵĂŶĚϯϬͲ ,s^ZE/E'͗ ϯϵ ^ŚŝĨƚƚŽƵŶŝǀĞƌƐĂů,s ‡ /hƌĞƉŽƌƚĞĚхϳϱйŽĨĐĂƐĞƐĨƌŽŵϮϬϭϭͲϮϬϭϰ ƐĐƌĞĞŶŝŶŐƵŶĚĞƌ ‡ ŝƐƉƌŽƉŽƌƚŝŽŶĂƚĞůLJŝŵƉĂĐƚŝŶŐLJŽƵŶŐĂŶĚƌƵƌĂů ĐŽŶƐŝĚĞƌĂƚŝŽŶ

'ůŽďĂůƵƌĚĞŶŽĨŝƐĞĂƐĞ^ƚƵĚLJϮϬϭϲ/,D ŽƉŝĂƚĞƵƐĞƌƐ ŝďďĞůů :W,ϮϬϭϴ͕^ƵƌLJĂƉƌĂƐĂĚ /ϮϬϭϰ

tŚŝĐŚŝƐƚƌƵĞĂďŽƵƚƚŚĞh^,s ĂĐŬƚŽƚŚĞĐĂƐĞ ĞƉŝĚĞŵŝĐ͍ ‡ ϮϲLJĞĂƌŽůĚŵĂŶ͕ŶĞǁ,sď;нͿ ‡ WD,͗,/s͕'Z ƌĚ ϭͿ ,sŝƐƚŚĞϯ ŚŝŐŚĞƐƚĐĂƵƐĞŽĨŝŶĨĞĐƚŝŽƵƐ ‡ DĞĚƐ͗ďŝĐƚĞŐƌĂǀŝƌͬd&ͬ&d͕ŽŵĞƉƌĂnjŽůĞϮϬŵŐY ĚŝƐĞĂƐĞĚĞĂƚŚŝŶƚŚĞh^͘ ‡ >ŝǀĞƐŝŶ^ZK͕ŝŶƚĞƌŵŝƚƚĞŶƚůLJŚŽŵĞůĞƐƐ͘,ĂƐĂĐĐĞƐƐ ϮͿ EĞǁĚŝĂŐŶŽƐŝƐĂƌĞĐŽŶĐĞŶƚƌĂƚĞĚŝŶƚŚĞ͞ĂďLJ ƚŽĐůĞĂŶŶĞĞĚůĞƐͬǁŽƌŬƐƚŚƌŽƵŐŚŶĞĞĚůĞĞdžĐŚĂŶŐĞ ŽŽŵĞƌ͟ŐĞŶĞƌĂƚŝŽŶ ‡ >ĂďƐ͗ ± ,sZEϮ͘ϭŵŝůůŝŽŶ͕'ĞŶŽƚLJƉĞϭď ϯͿ ϯϬйŽĨƉĞŽƉůĞůŝǀŝŶŐǁŝƚŚ,sǁŝůůƐƉĞŶĚ ± ϰϱϮϬ͕,/sZEфϰϬ ƚŝŵĞŝŶũĂŝůͬƉƌŝƐŽŶ ± ƌϬ͘ϳ͕^dͬ>dϰϱͬϰϭůďϰ͘ϬWůƚƐ ϯϬϬ ± ,ĞƉ Ɛď ;нͿ͕ĐŽƌĞĂď;ͲͿ͕ƐŐ ;ͲͿ ϰͿ /ŶĐŝĚĞŶĐĞŽĨŶĞǁ,sĐĂƐĞƐŝƐŽŶƚŚĞĚĞĐůŝŶĞ ± ,ĞƉ ƚŽƚĂůďŶĞŐ ± WZ/ƐĐŽƌĞŝƐϬ͘ϯ͕ƐƵŐŐĞƐƚŝŶŐůŝŵŝƚĞĚĨŝďƌŽƐŝƐ ;WZ/͗^dƚŽW>dƌĂƚŝŽͲ ĐĂůĐƵůĂƚŽƌĂǀĂŝůĂďůĞĨƌĞĞŽŶͲůŝŶĞͿ

ϯ ϭϮͬϯͬϮϬϭϴ

ƵƌƌĞŶƚĐŽŵďŝŶĂƚŝŽŶƐ ‡ E^ϱĂďĂƐĞĚƚŚĞƌĂƉLJ E^ϱĂĂĐŬďŽŶĞ KŶĞĚƌƵŐĨƌŽŵϮŶĚ ĐůĂƐƐ

E^ϱďEƵŬĞ E^ϱĂ ;^ŽĨŽƐďƵǀŝƌͿ

WƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌ

/W͕KĐƚŽďĞƌϮϬϭϴ

‡ ZĞŵĞŵďĞƌƚŽƐĐƌĞĞŶ dƌŝƉůĞƚŚĞƌĂƉLJ ĂŶĚǀĂĐĐŝŶĂƚĞĨŽƌ E^ϱĂ E^ϱďEƵŬĞ WƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌ ,sΘ,s ‡ ϵϱйĐƵƌĞƌĂƚĞĨŽƌŵŽƐƚƉĂƚŝĞŶƚƐ͕ƌĞŐĂƌĚůĞƐƐŽĨƌĞŐŝŵĞŶ ‡ ^ŝŵŝůĂƌƐŝĚĞĞĨĨĞĐƚƐ͗ŚĞĂĚĂĐŚĞ͕ŶĂƵƐĞĂ͕ĨĂƚŝŐƵĞ

,sƌƐĞŶĂůΘWƌŝŶĐŝƉĂůƐŽĨƚŚĞƌĂƉLJ ƵƌƌĞŶƚĐŽŵďŝŶĂƚŝŽŶƐ ‡ E^ϱĂďĂƐĞĚƚŚĞƌĂƉLJ E^ϱĂĂĐŬďŽŶĞ KŶĞĚƌƵŐĨƌŽŵϮŶĚ ĐůĂƐƐ

E^ϱďEƵŬĞ E^ϱĂн^K& E^ϱĂ ;^ŽĨŽƐďƵǀŝƌͿ ‡ sĞůƉĂƚĂƐǀŝƌ н^K& ͞ƉĐůƵƐĂ͟ WƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌ WĂŶŐĞŶŽƚLJƉŝĐ

‡ >ĞĚŝƉĂƐǀŝƌ н^K& ͞,ĂƌǀŽŶŝ͟ 'ĞŶŽƚLJƉĞƐϭ͕ϰŽŶůLJ ‡ dƌŝƉůĞƚŚĞƌĂƉLJ

E^ϱĂ E^ϱďEƵŬĞ WƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌ

ǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐ

ϰ ϭϮͬϯͬϮϬϭϴ

ƵƌƌĞŶƚĐŽŵďŝŶĂƚŝŽŶƐ ‡ E^ϱĂďĂƐĞĚƚŚĞƌĂƉLJ E^ϱĂĂĐŬďŽŶĞ KŶĞĚƌƵŐĨƌŽŵϮŶĚ ĐůĂƐƐ

E^ϱďEƵŬĞ E^ϱĂнW/ ;^ŽĨŽƐďƵǀŝƌͿ E^ϱĂ ‡ WŝďƌĞŶƚĂƐǀŝƌ н ,sŝŶϮϬϭϴ 'ůĞĐĂƉƌĞǀŝƌ WƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌ ͞DĂǀLJƌĞƚ͟ WĂŶŐĞŶŽƚLJƉŝĐ

‡ 'ƌĂnjŽƉƌĞǀŝƌ н ůďĂƐǀŝƌ ͞ĞƉĂƚŝĞƌ͟ ‡ dƌŝƉůĞƚŚĞƌĂƉLJ 'ĞŶŽƚLJƉĞƐϭ͕ϰ

E^ϱĂ E^ϱďEƵŬĞ WƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌ

dƌĞĂƚŵĞŶƚƐĂǀĞƐůŝǀĞƐ ƵƌƌĞŶƚĐŽŵďŝŶĂƚŝŽŶƐ ‡ E^ϱĂďĂƐĞĚƚŚĞƌĂƉLJ E^ϱĂĂĐŬďŽŶĞ KŶĞĚƌƵŐĨƌŽŵϮŶĚ ĐůĂƐƐ

E^ϱďEƵŬĞ E^ϱĂ ;^ŽĨŽƐďƵǀŝƌͿ

WƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌ E^ϱĂнE^ϱďнW/ ‡ ^ŽĨŽƐďƵǀŝƌ͕ sĞůƉĂƚĂǀŝƌ͕ sŽdžŝůĂƉƌĞǀŝƌ ;͞sŽƐĞǀŝ͟Ϳ ‡ dƌŝƉůĞƚŚĞƌĂƉLJ WĂŶŐĞŶŽƚLJƉŝĐ

E^ϱĂ E^ϱďEƵŬĞ WƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌ

:ĂŶũƵĂ ^>ϮϬϭϴηϭϰϱ

ϱ ϭϮͬϯͬϮϬϭϴ

'ƌĞĂƚŽƉƚŝŽŶƐĨŽƌƉƌĞǀŝŽƵƐůLJŚĂƌĚĞƌ ƌŽƉƉŝŶŐWƌŝĐĞƐ ƚƌĞĂƚƉŽƉƵůĂƚŝŽŶƐ ƌƵŐ tŚŽůĞƐĂůĞĂĐƋƵŝƐŝƚŝŽŶ ƉƌŝĐĞ ^K&ͬ>s džϭϮǁĞĞŬƐ ϵϰ͕ϱϬϬ ^K&ͬs>džϭϮǁĞĞŬƐ ϳϰ͕ϳϲϬ WĞŽƉůĞ ůŝǀŝŶŐǁŝƚŚ,/sΘ,s ƋƵŝǀĂůĞŶƚ ŽƵƚĐŽŵĞƐƚŽ,/sͲ ^K&ͬs> ͞ĂƵƚŚŽƌŝnjĞĚŐĞŶĞƌŝĐ͟ ĐŽŝŶĨĞĐƚŝŽŶ ƵŶŝŶĨĞĐƚĞĚΘĐŽŵƉĂƚŝďůĞǁŝƚŚZd Ϯϰ͕ϬϬϬ ZĞŶĂů&ĂŝůƵƌĞŝŶĐůƵĚŝŶŐ^Z ‡ 'ůĞĐĂƉƌĞǀŝƌͬWŝďƌĞŶƚĂƐǀŝƌ ;ϮϬϭϵͿ ‡ ůďĂƐǀŝƌͬ'ƌĂnjŽƉƌĞǀŝƌ 'ůĞĐĂƉƌĞǀŝƌͬWŝďƌĞŶƚĂƐǀŝƌ džϴǁĞĞŬƐ Ϯϲ͕ϰϬϬ ŝƌƌŚŽƐŝƐŝŶĐůƵĚŝŶŐ ‡ ^K&ͬs> ĚĞĐŽŵƉĞŶƐĂƚĞĚĚŝƐĞĂƐĞ ‡ ^K&ͬ>s ůďĂƐǀŝƌͬ'ƌĂnjŽƉƌĞǀŝƌ džϭϮǁĞĞŬƐ Ϯϭ͕ϴϰϬ;ϲϬйƌĞĚƵĐƚŝŽŶͿ ;/ĨĚĞĐŽŵƉĞŶƐĂƚĞĚ͕ĂĚĚZsĂŶĚ ‡ ,/sͲ ĞƋƵŝǀĂůĞŶƚŽƵƚĐŽŵĞƐǁŝƚŚƚƌĞĂƚŝŶĐŽůůĂďŽƌĂƚŝŽŶǁŝƚŚůŝǀĞƌ ƚƌĂŶƐƉůĂŶƚƚĞĂŵŝĨĨĞĂƐŝďůĞͿ d<,KD^͗ ĐƚŝǀĞƐƵďƐƚĂŶĐĞ ƵƐĞĂŶĚͬŽƌ ĂƚĂ ƐƵƉƉŽƌƚĞdžĐĞůůĞŶƚŽƵƚĐŽŵĞƐ͕ ¾ džƉĞĐƚƉŽƚĞŶƚŝĂůĨŽƌŵƵůĂƌLJĐŚĂŶŐĞƐǁŝƚŚƉƌŝĐĞĚĞĐƌĞĂƐĞƐ ĂůĐŽŚŽůƵƐĞĚŝƐŽƌĚĞƌ ĂĚĚŝƚŝŽŶĂůƐƵƉƉŽƌƚŵĂLJďĞ ¾ WƌŝĐĞƐŚŽƵůĚEKdďĞƚŚĞŵĂũŽƌďĂƌƌŝĞƌƚŽ,sĐĂƌĞ ŶĞĐĞƐƐĂƌLJ

&/ZK^/^ ĂůŝĨŽƌŶŝĂ,sWƌĞƐĐƌŝďŝŶŐůĂŶĚƐĐĂƉĞ Z^dZ/d/KE^ ‡ ƐŽĨϳͬϭϴ͗DĞĚŝͲĐĂů ŶŽǁĂĚŚĞƌĞƐƚŽ^>ͬ/^ ŐƵŝĚĞůŝŶĞƐ͗dƌĞĂƚĂůůƌĞŐĂƌĚůĞƐƐŽĨĞdžƚĞŶƚŽĨ ĨŝďƌŽƐŝƐŝĨŶŽƚĚLJŝŶŐŽĨŶŽŶͲ,sĐĂƵƐĞ

WƌĞĨĞƌƌĞĚ ^KZ/dz ŽŶŵĂŶLJ Z^dZ/d/KE^ DĞĚŝͲĐĂů ĨŽƌƵŵůĂƌŝĞƐ

ůƚĞƌŶĂƚŝǀĞ ǁǁǁ͘ƐƚĂƚĞŽĨŚĞƉĐ͘ŽƌŐ

ϲ ϭϮͬϯͬϮϬϭϴ

'ͬWŝŶƚĞƌĂĐƚŝŽŶƐǁŝƚŚZd ĂĐŬƚŽƚŚĞĂƐĞ ‡ ŽŵƉĂƚŝďůĞǁŝƚŚ/E^d/͕ ZŝůƉŝǀŝƌŝŶĞ͕EZd/^ ± 'ͬWŝŶĐƌĞĂƐĞƐ/ϳϰй͕ŶŽƚ ĐŽŶƐŝĚĞƌĞĚĐůŝŶŝĐĂůůLJ ƐŝŐŶŝĨŝĐĂŶƚ͕ĂƐƵƉƚŽϮ͘ϱdž ŝŶĐƌĞĂƐĞŝŶ/ƐŚŽǁŶƚŽďĞ ‡ ƵƌƌĞŶƚŝŶƐƵƌĂŶĐĞƉƌĞĨĞƌƐ'ͬWĨŽƌLJŽƵƌ ƐĂĨĞ ƉĂƚŝĞŶƚ͙͘ ‡ ĂƵƚŝŽŶǁŝƚŚůǀŝƚĞŐƌĂǀŝƌͬĐ ‡ EŽƚƌĞĐŽŵŵĞŶĚĞĚǁŝƚŚ W/ͬƌŽƌW/ͬĐĚƵĞƚŽůĂĐŬŽĨ ĐůŝŶŝĐĂůĚĂƚĂ ± EKdĐŽŵƉĂƚŝďůĞǁŝƚŚd ± ǀŽŝĚW/ͬƌн'ͬWŝŶĐŝƌƌŚŽƚŝĐƐ ‡ ŽŶŽƚ ŐŝǀĞǁŝƚŚ&sŽƌ ƚƌĂǀŝƌŝŶĞ ŚƚƚƉƐ͗ͬͬǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐͬƵŶŝƋƵĞͲƉŽƉƵůĂƚŝŽŶƐͬŚŝǀͲŚĐǀ

'ůĞĐĂƉƌĞǀŝƌͬWŝďƌĞŶƚĂƐǀŝƌ ;'ͬWͿ ĂĐŬƚŽŽƵƌƉĂƚŝĞŶƚ

‡ ͞DĂǀLJƌĞƚ͟ ‡ KŶ/ͬd&ͬ&dĂŶĚŽŵĞƉƌĂnjŽůĞ ‡ WĂŶŐĞŶŽƚLJƉŝĐ ;'dϭͲϲͿ ‡ ƵĞƚŽĨŽƌŵƵůĂƌLJƉƌĞĨĞƌĞŶĐĞĂŶĚĂĐŝĚƐƵƉƉƌĞƐƐŝŽŶ͕ ‡ ϯƉŝůůƐͬŽŶĐĞĚĂŝůLJ;ŶŽƚƐŵĂůů͊Ϳ 'ͬWdžϴǁĞĞŬƐƉƌĞƐĐƌŝďĞĚĨŽƌŶŽŶͲĐŝƌƌŚŽƚŝĐ ƚƌĞĂƚŵĞŶƚŶĂŢǀĞ ‡ ϴǁĞĞŬƐĨŽƌƚƌĞĂƚŵĞŶƚŶĂŢǀĞ͕ŶŽŶͲĐŝƌƌŚŽƚŝĐƉĂƚŝĞŶƚƐ ‡ ŽŵƉůĞƚĞĚƚŚĞƌĂƉLJĂŶĚ,sZE;ͲͿϯŵŽŶƚŚƐĂĨƚĞƌ ;ŝŶĐůƵĚŝŶŐ,/sͿ ƐƚŽƉƉŝŶŐƚƌĞĂƚŵĞŶƚсhZ ‡ ĂŶďĞŐŝǀĞŶǁŝƚŚƌů фϯϬĂŶĚŝŶ^Z ‡ /ŶƐƉŝƌĞĚďLJŚŝƐĐƵƌĞ͕ŚĞŚĂƐƐƚŽƉƉĞĚƵƐŝŶŐ/s ‡ ŽŵƉĂƚŝďůĞǁŝƚŚĂĐŝĚďůŽĐŬĞƌƐ ŵĞƚŚĂŵƉŚĞƚĂŵŝŶĞ͕ƐƚŝůůƐŵŽŬĞƐďƵƚĐƵƚƚŝŶŐĚŽǁŶ ‡ ƚŚŝƐĐƵƌĞǀŝƐŝƚ͕ƚĞƐƚƐ;нͿĨŽƌƐLJƉŚŝůŝƐĂŶĚ'͕ƌĂŝƐŝŶŐ ‡ ŽŶŽƚ ƵƐĞŝŶĚĞĐŽŵƉĞŶƐĂƚĞĚůŝǀĞƌĚŝƐĞĂƐĞ ĐŽŶĐĞƌŶĨŽƌŽŶŐŽŝŶŐƌŝƐŬƐĨŽƌƐĞdžƵĂů,sĂĐƋƵŝƐŝƚŝŽŶ ;;ŚŝůĚͲWƵŐŚůĂƐƐŽƌͿ

ϳ ϭϮͬϯͬϮϬϭϴ

Z^ηϮtŚŝĐŚŝƐƚƌƵĞĂďŽƵƚƚŚĞƌŝƐŬŽĨ Z^ηϮtŚŝĐŚŝƐƚƌƵĞĂďŽƵƚƚŚĞƌŝƐŬŽĨ ƐĞdžƵĂůůLJĂĐƋƵŝƌĞĚ,sŝŶD^D͍ ƐĞdžƵĂůůLJĂĐƋƵŝƌĞĚ,sŝŶD^D͍ ϭͿ h^ƌĂƚĞƐŽĨ,sƌĞŝŶĨĞĐƚŝŽŶD^DĂƌĞƐŝŵŝůĂƌƚŽ ϭͿ h^ƌĂƚĞƐŽĨ,sƌĞŝŶĨĞĐƚŝŽŶD^DĂƌĞEKd ƌĂƚĞƐŝŶƵƌŽƉĞ ƐŝŵŝůĂƌƚŽƌĂƚĞƐŝŶƵƌŽƉĞ;ƐŽĨĂƌͿ ϮͿ ^ĞdžƵĂůŝŶĨĞĐƚŝŽŶŚĂƐŽŶůLJďĞĞŶĚĞƐĐƌŝďĞĚŝŶ D^DůŝǀŝŶŐǁŝƚŚ,/s͕ŶŽƚŝŶ,/s;ͲͿD^D ϯͿ ZĞŝŶĨĞĐƚŝŽŶƌĂƚĞƐŝŶ,/s;нͿD^DŝŶƵƌŽƉĞ ŚĂǀĞďĞĞŶƌĞƉŽƌƚĞĚĂƐŚŝŐŚĂƐϭϬйƉĞƌLJĞĂƌ ϰͿ WŽƐƚͲĞdžƉŽƐƵƌĞƉƌŽƉŚLJůĂdžŝƐĨŽƌ,sǁŝƚŚƐ ŝƐƌĞĐŽŵŵĞŶĚĞĚĨŽƌŚŝŐŚƌŝƐŬĞdžƉŽƐƵƌĞ;ƐĞdžƵĂů ŽƌƉĂƌĞŶƚĞƌĂůͿ

ŚĂŝůůŽŶ ^>ϮϬϭϳ

Z^ηϮtŚŝĐŚŝƐƚƌƵĞĂďŽƵƚƚŚĞƌŝƐŬŽĨ Z^ηϮtŚŝĐŚŝƐƚƌƵĞĂďŽƵƚƚŚĞƌŝƐŬŽĨ ƐĞdžƵĂůůLJĂĐƋƵŝƌĞĚ,sŝŶD^D͍ ƐĞdžƵĂůůLJĂĐƋƵŝƌĞĚ,sŝŶD^D͍ ϭͿ h^ƌĂƚĞƐŽĨ,sƌĞŝŶĨĞĐƚŝŽŶD^DĂƌĞƐŝŵŝůĂƌƚŽ ϭͿ h^ƌĂƚĞƐŽĨ,sƌĞŝŶĨĞĐƚŝŽŶD^DĂƌĞƐŝŵŝůĂƌƚŽ ƌĂƚĞƐŝŶƵƌŽƉĞ ƌĂƚĞƐŝŶƵƌŽƉĞ ϮͿ ^ĞdžƵĂůŝŶĨĞĐƚŝŽŶŚĂƐŽŶůLJďĞĞŶĚĞƐĐƌŝďĞĚŝŶ ϮͿ ^ĞdžƵĂůŝŶĨĞĐƚŝŽŶŚĂƐŽŶůLJďĞĞŶĚĞƐĐƌŝďĞĚŝŶ D^DůŝǀŝŶŐǁŝƚŚ,/s͕ŶŽƚŝŶ,/s;ͲͿD^D D^DůŝǀŝŶŐǁŝƚŚ,/s͕ŶŽƚŝŶ,/s;ͲͿD^D ϯͿ ZĞŝŶĨĞĐƚŝŽŶƌĂƚĞƐŝŶD^DŝŶƵƌŽƉĞŚĂǀĞ ƋƵĂůƌŝƐŬŽĨ,sŝŶ&ƌĞŶĐŚ <ĂŝƐĞƌWƌW ĐŽŚŽƌƚ͗Ϯн ,/sнD^DǀƐ,/s;ͲͿŽŶWƌW ŝŶĐŝĚĞŶƚ,sŝŶĨĞĐƚŝŽŶƐ ďĞĞŶƌĞƉŽƌƚĞĚĂƐŚŝŐŚĂƐϭϬйƉĞƌLJĞĂƌ;ϴϯй ,/sнͿ

/ŶŐůŝƚnj ZK/ϮϬϭϴ ŽƚƚĞ ZK/ϮϬϭϴ sŽůŬ͕,ĂƌĞ/ϮϬϭϲ

ϴ ϭϮͬϯͬϮϬϭϴ

Z^ηϮtŚŝĐŚŝƐƚƌƵĞĂďŽƵƚƚŚĞƌŝƐŬŽĨ ĂƐĞηϮ ƐĞdžƵĂůůLJĂĐƋƵŝƌĞĚ,sŝŶD^D͍ ‡ ϱϴLJĞĂƌŽůĚǁŽŵĂŶ͕,/sǁĞůůĐŽŶƚƌŽůůĞĚŽŶ ϭͿ h^ƌĂƚĞƐŽĨ,sƌĞŝŶĨĞĐƚŝŽŶD^DĂƌĞƐŝŵŝůĂƌƚŽ ĂƌƵŶĂǀŝƌͬƌ͕d'͕&dͬd&͕ŚŝƐƚŽƌLJŽĨƉƌŝŽƌ,/s ĚƌƵŐƌĞƐŝƐƚĂŶĐĞ͘ ƌĂƚĞƐŝŶƵƌŽƉĞ ‡ ŚƌŽŶŝĐ,s͕ŐĞŶŽƚLJƉĞϭď͕ŝŶĨĞĐƚĞĚǀŝĂƌĞŵŽƚĞ ϮͿ ^ĞdžƵĂůŝŶĨĞĐƚŝŽŶŚĂƐŽŶůLJďĞĞŶĚĞƐĐƌŝďĞĚŝŶ /h͕ŶŽƵƐĞdžLJĞĂƌƐ͘ D^DůŝǀŝŶŐǁŝƚŚ,/s͕ŶŽƚŝŶ,/s;ͲͿD^D ‡ ZĞƉŽƌƚƐĚĂŝůLJĂůĐŽŚŽůƵƐĞΘƵůƚƌĂƐŽƵŶĚŝƐ ĐŽŶƐŝƐƚĞŶƚǁŝƚŚĐŝƌƌŚŽƐŝƐ͘,ĂƐŶŽŚŝƐƚŽƌLJŽĨ ϯͿ ZĞŝŶĨĞĐƚŝŽŶƌĂƚĞƐŝŶ,/s;нͿD^DŝŶƵƌŽƉĞ ŚĞƉĂƚŝĐĚĞĐŽŵƉĞŶƐĂƚŝŽŶ;ǀĂƌŝĐĞƐ͕ĂƐĐŝƚĞƐ͕ ŚĂǀĞďĞĞŶƌĞƉŽƌƚĞĚĂƚϭϬйƉĞƌLJĞĂƌ ĞŶĐĞƉŚĂůŽƉĂƚŚLJͿĂŶĚŝƐĐƵƌƌĞŶƚŚŝůĚͲWƵŐŚ ;dWͲͿ ϰͿ WŽƐƚͲĞdžƉŽƐƵƌĞƉƌŽƉŚLJůĂdžŝƐ;WWͿĨŽƌ,sǁŝƚŚ ‡ ^ŚĞŝƐƌĞĂĚLJƚŽƚƌĞĂƚŚĞƌ,s ďƵƚŶŽƚLJĞƚƚŽĐƵƚ ƐŝƐEKdƌĞĐŽŵŵĞŶĚĞĚĨŽƌŚŝŐŚƌŝƐŬ ďĂĐŬŽŶŚĞƌĂůĐŽŚŽů ĞdžƉŽƐƵƌĞ;ƐĞdžƵĂůŽƌƉĂƌĞŶƚĞƌĂůͿ

EĂŐŐŝĞ /ϮϬϭϳ

Z^ηϯtŚĂƚZdƌĞƋƵŝƌĞƐĚŽƐĞ ĂĐŬƚŽLJŽƵƌƉĂƚŝĞŶƚ ĂĚũƵƐƚŵĞŶƚŝŶdWͲĐŝƌƌŚŽƐŝƐ͍ ϭͿ ZŝƚŽŶĂǀŝƌƐƚĞĚĚĂƌƵŶĂǀŝƌ ‡ 'ŝǀĞŶŽŶŐŽŝŶŐƌŝƐŬĨŽƌ,sĂĐƋƵŝƐŝƚŝŽŶ ϮͿ dĞŶŽĨŽǀŝƌ ĂůĂĨĞŶĂŵŝĚĞ ;d&Ϳ ƚŚƌŽƵŐŚD^DƐĞdžƵĂůĐŽŶƚĂĐƚ͕LJŽƵĐŽŶƚŝŶƵĞƚŽ ƐĐƌĞĞŶŚŝŵǁŝƚŚ,sZEĞǀĞƌLJϲͲϭϮŵŽŶƚŚƐ ϯͿ ďĂĐĂǀŝƌ ϰͿ ŽůƵƚĞŐƌĂǀŝƌ ϱͿ ZŝůƉǀŝƌŝŶĞ

ϵ ϭϮͬϯͬϮϬϭϴ

Z^ηϯtŚĂƚZdƌĞƋƵŝƌĞƐĚŽƐĞ dKŚ ĂŶĚ,s ĂĚũƵƐƚŵĞŶƚŝŶdWͲĐŝƌƌŚŽƐŝƐ͍ ‡ ůĐŽŚŽůŝŶĐƌĞĂƐĞƐƌŝƐŬŽĨĨŝďƌŽƐŝƐƉƌŽŐƌĞƐƐŝŽŶĂŶĚ ,ŝŶƚŚŽƐĞǁŝƚŚ,sŝŶĨĞĐƚŝŽŶ ϭͿ ZŝƚŽŶĂǀŝƌƐƚĞĚĚĂƌƵŶĂǀŝƌ ‡ ,ŝŐŚĞƌ>d&hĂŶĚƉƌĞŵĂƚƵƌĞĚŝƐĐŽŶƚŝŶƵĂƚŝŽŶ ϮͿ dĞŶŽĨŽǀŝƌ ĂůĂĨĞŶĂŵŝĚĞ ;d&Ϳ ‡ 'ĞŶĞƌĂůůLJƐŝŵŝůĂƌ^sZƌĂƚĞƐ ϯͿ ďĂĐĂǀŝƌ͗ĞĐƌĞĂƐĞ ƚŽϮϬϬŵŐ/ŝĨdWͲ ϰͿ ŽůƵƚĞŐƌĂǀŝƌ ϱͿ ZŝůƉǀŝƌŝŶĞ

‡ DŽƐƚ͛ƐĐŽŵƉĂƚŝďůĞǁŝƚŚŶĂůƚƌĞdžŽŶĞ ŚƌŝƐƚĞŶƐĞŶϮϬϭϴ/^,^h

Z^ηϯtŚĂƚZdƌĞƋƵŝƌĞƐĚŽƐĞ ĂĚũƵƐƚŵĞŶƚŝŶdWͲĐŝƌƌŚŽƐŝƐ͍ ϭͿ ZŝƚŽŶĂǀŝƌƐƚĞĚĚĂƌƵŶĂǀŝƌ ϮͿ dĞŶŽĨŽǀŝƌ ĂůĂĨĞŶĂŵŝĚĞ ;d&Ϳ ϯͿ ďĂĐĂǀŝƌ͗ ĞĐƌĞĂƐĞ ƚŽϮϬϬŵŐ/ŝĨdWͲ Ύ ϰͿ ŽůƵƚĞŐƌĂǀŝƌ ϱͿ ZŝůƉǀŝƌŝŶĞ

sK/ŝŶĚĞĐŽŵƉĞŶƐĂƚĞĚĚŝƐĞĂƐĞ;dWͲŽƌdWͲͿ

ϭϬ ϭϮͬϯͬϮϬϭϴ

^ŽĨŽƐďƵǀŝƌͬsĞůƉĂƚĂƐǀŝƌ

‡ ,/sĞdžĐůƵĚĞĚ ‡ 'dϯĞŶƌŽůůĞĚďƵƚ ‡ ͞ƉĐůƵƐĂ͟ ŶŽƌĞƐƵůƚƐLJĞƚ ‡ ƉƉƌŽǀĞĚĨŽƌŐĞŶŽƚLJƉĞƐϭͲϲ ‡ ϭƉŝůůŽŶĐĞĂĚĂLJdžϭϮǁĞĞŬƐ;ŵŽƐƚĐĂƐĞƐͿ ‡ ĞƐƚĨŽƌƌů хϯϬ͕ĂůƚŚŽƵŐŚŝŶĐƌĞĂƐŝŶŐ ĚĂƚĂĨŽƌƵƐĞŝŶ^Z ‡ ĂŶďĞƵƐĞĚŝŶĚĞĐŽŵƉĞŶƐĂƚĞĚŚĞƉĂƚŝĐĚŝƐĞĂƐĞ

‡ ǀŽŝĚĂĐŝĚͲďůŽĐŬŝŶŐŵĞĚŝĐĂƚŝŽŶƐŝĨƉŽƐƐŝďůĞ;ŵĂdžŽĨ d<,KD͗ŶƚŝĐŝƉĂƚĞϴǁĞĞŬƐŽĨ 'ͬWĨŽƌĐŝƌƌŚŽƚŝĐƐ ǁŝůůďĞĂĚŽƉƚĞĚŝŶ ϮϬŵŐŽŵĞƉƌĂnjŽůĞͿ ŐƵŝĚĞůŝŶĞƐ ƌŽǁŶ^>ϮϬϭϴη

ĂĐŬƚŽƚŚĞĐĂƐĞ͗tŚĂƚƚŽŐŝǀĞǁŝƚŚŽŽƐƚĞĚW/͛Ɛ͍ ^K&ͬs>ŝŶƚĞƌĂĐƚŝŽŶƐǁŝƚŚZd ĂĐŬƚŽ ^K&ͬ>sĂůƐŽ ‡ ŽŵƉĂƚŝďůĞǁŝƚŚW/ͬƌĂŶĚ ĐŽŵƉĂƚŝďůĞǁŝƚŚW/ͬƌͬĐ ‡ KŶZsͬZ͕ĚŽůƵƚĞŐƌĂǀŝƌ͕ͬϯd W/ͬĐ ‡ ŽŵƉĂƚŝďůĞǁŝƚŚ/E^d/͕ ZŝůƉŝǀŝƌŝŶĞ͕EZd/^ ± EŽĚĂƚĂŝŶ/ďƵƚŶŽ ŝŶƚĞƌĂĐƚŝŽŶĂŶƚŝĐŝƉĂƚĞĚ ‡ ŽŶŽƚ ŐŝǀĞǁŝƚŚ&sŽƌ ƚƌĂǀŝƌŝŶĞ ± ^K&ͬ>sŽŶůLJĨŽƌ&sĂŶĚ dZ

ŚƚƚƉƐ͗ͬͬǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐͬƵŶŝƋƵĞͲƉŽƉƵůĂƚŝŽŶƐͬŚŝǀͲŚĐǀ

ϭϭ ϭϮͬϯͬϮϬϭϴ

ĂƐĞηϮ ĂƐĞηϯ ‡ ϲϬLJĞĂƌŽůĚŵĂŶ͕,/sǁĞůůĐŽŶƚƌŽůůĞĚŽŶ ‡ zŽƵĐŚŽƐĞ^K&ͬs>džϭϮǁĞĞŬƐĂƐĐŽŵƉĂƚŝďůĞ ZsͬĐͬd&ͬ&d ǁŝƚŚŚĞƌĐƵƌƌĞŶƚ,/sŵĞĚŝĐĂƚŝŽŶƐĂŶĚĐŽǀĞƌĞĚ ‡ WƌŝŽƌƚƌĞĂƚŵĞŶƚǁŝƚŚ^K&ͬ>sdžϭϮǁĞĞŬƐďƵƚ ŽŶŝŶƐƵƌĂŶĐĞ͘ ĚĞƐƉŝƚĞĞdžĐĞůůĞŶƚĂĚŚĞƌĞŶĐĞ͕,sZEĚĞƚĞĐƚĂďůĞ ‡ ^ŚĞŚĂƐƐŽŵĞŝƐƐƵĞƐǁŝƚŚůĂƚĞŵĞĚŝĐĂƚŝŽŶƉŝĐŬ ϭϮǁĞĞŬƐĂĨƚĞƌƚƌĞĂƚŵĞŶƚсƚƌĞĂƚŵĞŶƚĨĂŝůƵƌĞ ƵƉƐďƵƚĨŝŶŝƐŚĞƐϭϮǁĞĞŬƐŽĨƚŚĞƌĂƉLJŽǀĞƌĂϭϰ ‡ 'dϯ͕ŶŽŶͲĐŝƌƌŚŽƚŝĐ͕ŶŽƌŵĂůƌĞŶĂůĨƵŶĐƚŝŽŶ ǁĞĞŬƐƉĂŶ ‡ WD,͗,dEĂŶĚ'Z ‡ ,sZEϭϮǁĞĞŬƐĂĨƚĞƌĨŝŶŝƐŚŝŶŐƚŚĞƌĂƉLJŝƐ ‡ KŶďĞŶĂnjĞƉƌŝůĂŶĚŽŵĞƉƌĂnjŽůĞ ƵŶĚĞƚĞĐƚĂďůĞсhZ͊ ‡ ZĞĂĚLJƚŽďĞƌĞƚƌĞĂƚĞĚͲ ͞ƵƚŽŶůLJŝĨLJŽƵĂƌĞƐƵƌĞ LJŽƵĐĂŶŐĞƚŵĞĐƵƌĞĚ͊͟

ĨƚĞƌƚŚĞĐƵƌĞ͗,ƐĐƌĞĞŶŝŶŐ Z^ηϰ͗tŚĂƚĚŽĞƐƚŚŝƐƉĂƚŝĞŶƚŶĞĞĚ ‡ /Ĩ&ϯͬ&ϰ;ŽŶƐĐĂůĞŽĨ&ϬͲ&ϰͿĂƚƚŝŵĞŽĨƚƌĞĂƚŵĞŶƚ͕ĐŽŶƚŝŶƵĞ ƚŽƐĐƌĞĞŶĨŽƌŚĞƉĂƚŽĐĞůůƵůĂƌĐĂƌĐŝŶŽŵĂǁŝƚŚƋϲŵŽŶƚŚƐ ďĞĨŽƌĞ,sƌĞƚƌĞĂƚŵĞŶƚ͍ ŝŵĂŐŝŶŐ͕ĞǀĞŶŝĨĨŝďƌŽƐŝƐƌĞŐƌĞƐƐĞƐ ϭͿ ,sƌĞƐŝƐƚĂŶĐĞƚĞƐƚŝŶŐ EKŝƌƌŚŽƐŝƐ t/d,^sZ ϮͿ ƚŽĞŶƐƵƌĞŶŽƚĂŶĞŵŝĐĂƐǁŝůůůŝŬĞůLJƌĞĐĞŝǀĞ ƌŝďĂǀŝƌŝŶ ŝƌƌŚŽƐŝƐ t/d,^sZ ϯͿ ŚĂŶŐĞŝŶ,/sŵĞĚŝĐĂƚŝŽŶ ϰͿ ZĞĚƵĐĞͬƐƚŽƉWW/ ŝƌƌŚŽƐŝƐt/d, EK^sZ ϱͿ ĞŵŽŶƐƚƌĂƚŝŽŶŽĨ&ϰĨŝďƌŽƐŝƐŽƌĂƐŝŐŶŝĨŝĐĂŶƚĐŽͲ ŵŽƌďŝĚŝƚLJƚŽŐĞƚƌĞƉĞĂƚƚƌĞĂƚŵĞŶƚĂƉƉƌŽǀĞĚ ‡ dŚŝƐ͞ŽŶĞƐŝnjĞĨŝƚƐĂůůĂƉƉƌŽĂĐŚ͟ǁŝůůŽǀĞƌƐĐƌĞĞŶ ƐŽŵĞǁŝƚŚ &ϯͬ&ϰƐĂŶĚƵŶĚĞƌƐĐƌĞĞŶ ƐŽŵĞĂƚƌŝƐŬǁͬŽĨŝďƌŽƐŝƐ ‡ ŽŶƐŝĚĞƌƵƐŝŶŐ,ƌŝƐŬĞƐƚŝŵĂƚŽƌ͗ǁǁǁ͘ŚĐĐƌŝƐŬ͘ĐŽŵ /ŽĂŶŶŽƵ ϮϬϭϴ:,ĞƉ

ϭϮ ϭϮͬϯͬϮϬϭϴ

Z^͗tŚĂƚĚŽĞƐƚŚŝƐƉĂƚŝĞŶƚŶĞĞĚ dƌĞĂƚŵĞŶƚĂĨƚĞƌĨĂŝůƵƌĞ ďĞĨŽƌĞ,sƌĞƚƌĞĂƚŵĞŶƚ͍ 'EKdzWϯ ϭͿ ,sƌĞƐŝƐƚĂŶĐĞƚĞƐƚŝŶŐ ϮͿ ƚŽĞŶƐƵƌĞŶŽƚĂŶĞŵŝĐĂƐǁŝůůůŝŬĞůLJƌĞĐĞŝǀĞ ƌŝďĂǀŝƌŝŶ ϯͿ ŚĂŶŐĞŝŶ,/sŵĞĚŝĐĂƚŝŽŶ 'EKdzWϭ ϰͿ ZĞĚƵĐĞͬƐƚŽƉWW/Ͳ ĚƵĞƚŽĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶ ϱͿ ĞŵŽŶƐƚƌĂƚŝŽŶŽĨ&ϰĨŝďƌŽƐŝƐŽƌĂƐŝŐŶŝĨŝĐĂŶƚĐŽͲ ŵŽƌďŝĚŝƚLJƚŽŐĞƚƌĞƉĞĂƚƚƌĞĂƚŵĞŶƚĂƉƉƌŽǀĞĚ

ϲϬLJ͘Ž͘ ŵĂŶ͕,/sǁĞůůĐŽŶƚƌŽůůĞĚŽŶZsͬĐͬ&dͬd&͕,s 'dϯ͕ŶŽŶͲĐŝƌƌŚŽƚŝĐ͕ƉƌŝŽƌ,sƚƌĞĂƚŵĞŶƚƵŶƐƵĐĐĞƐƐĨƵůǁŝƚŚ ϭϮǁĞĞŬƐŽĨ^K&ͬ>s

Z^͗tŚĂƚĚŽĞƐƚŚŝƐƉĂƚŝĞŶƚŶĞĞĚ ^K&ͬs>ͬsKy ďĞĨŽƌĞ,sƌĞƚƌĞĂƚŵĞŶƚ͍ ‡ ͞sŽƐĞǀŝ͟ ϭͿ ,sƌĞƐŝƐƚĂŶĐĞƚĞƐƚŝŶŐ ‡ ϭϮǁĞĞŬƐ͕ŽŶĞƉŝůůĚĂŝůLJ͕ ƉĂŶŐĞŶŽƚLJƉŝĐ͕ŚŝŐŚĐƵƌĞƌĂƚĞƐ ϮͿ ƚŽĞŶƐƵƌĞŶŽƚĂŶĞŵŝĐĂƐǁŝůůůŝŬĞůLJƌĞĐĞŝǀĞ ‡ EK,sƌƵŐƌĞƐŝƐƚĂŶĐĞƚĞƐƚŝŶŐ ƌŝďĂǀŝƌŝŶ ŶĞĐĞƐƐĂƌLJ ‡ EŽƚƌĞĐŽŵŵĞŶĚĞĚĨŽƌƌů ф ϯͿ ŚĂŶŐĞŝŶ,/sŵĞĚŝĐĂƚŝŽŶ ϯϬ ϰͿ ZĞĚƵĐĞͬƐƚŽƉWW/ ‡ ĂŶŶŽƚďĞƵƐĞĚŝŶ ĚĞĐŽŵƉĞŶƐĂƚĞĚůŝǀĞƌĚŝƐĞĂƐĞ ϱͿ ĞŵŽŶƐƚƌĂƚŝŽŶŽĨ&ϰĨŝďƌŽƐŝƐŽƌĂƐŝŐŶŝĨŝĐĂŶƚĐŽͲ ĚƵĞ,sW/ ‡ ^ĂŵĞĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐĂƐ ŵŽƌďŝĚŝƚLJƚŽŐĞƚƌĞƉĞĂƚƚƌĞĂƚŵĞŶƚĂƉƉƌŽǀĞĚ ^K&ͬs>ďƵƚĂĚĚĞĚŝŶƚĞƌĂĐƚŝŽŶƐ ϲϬLJ͘Ž͘ ŵĂŶ͕,/sǁĞůůĐŽŶƚƌŽůůĞĚŽŶZsͬĐͬ&dͬd&͕,s ĚƵĞƚŽ,sW/ĐŽŵƉŽŶĞŶƚ 'dϯ͕ŶŽŶͲĐŝƌƌŚŽƚŝĐ͕ƉƌŝŽƌ,sƚƌĞĂƚŵĞŶƚƵŶƐƵĐĐĞƐƐĨƵůǁŝƚŚ ± ǀŽŝĚWW/͕ĂĐŝĚďůŽĐŬĞƌƐ ϭϮǁĞĞŬƐŽĨ^K&ͬ>s ‡ ŽŵƉĂƚŝďůĞǁŝƚŚZsͬƌͬĐ

ϭϯ ϭϮͬϯͬϮϬϭϴ

hŶŵĞƚEĞĞĚƐ ‡ WƌĞŐŶĂŶƚǁŽŵĞŶ ± WƌĞǀĂůĞŶĐĞĂƐŚŝŐŚĂƐϰйŝŶƐŽŵĞh^ĐŽŚŽƌƚƐ ± EŽ&ĂƉƉƌŽǀĞĚƚƌĞĂƚŵĞŶƚŝŶƉƌĞŐŶĂŶĐLJ ± ZŝƐŬŽĨŵĂƚĞƌŶĂůͲĐŚŝůĚƚƌĂŶƐŵŝƐƐŝŽŶΕϱй͕ŚŝŐŚĞƌŝŶ,/s;нͿ ǁŽŵĞŶ;ƵƉƚŽϭϬͲϮϬйͿ tŚĂƚ͛ƐŽŶƚŚĞ,s,ŽƌŝnjŽŶ͍ ± W<ĚĂƚĂĨŽƌƚŚĐŽŵŝŶŐŽŶ^K&ͬ>sŝŶƉƌĞŐŶĂŶĐLJ;EdϬϮϲϴϯϬϬϱͿ ‡ ŚŝůĚƌĞŶ ± dĞƐƚĂƚϮͲϲŵŽŶƚŚƐŽĨĂŐĞĂŶĚĂŐĂŝŶĂƚϭϴŵŽŶƚŚƐ ± >ŝŵŝƚĞĚĨŝďƌŽƐŝƐƉƌŽŐƌĞƐƐŝŽŶĚƵƌŝŶŐĐŚŝůĚŚŽŽĚ ± KƌĂůƐŽŶůLJĂƉƉƌŽǀĞĚĨŽƌшϭϮLJĞĂƌƐŽůĚ͕ĞŵĞƌŐŝŶŐW< ĚĂƚĂĨŽƌϯͲϭϮLJƌƐ ŽůĚ ‡ dŚŽƐĞǁŚŽĐĂŶ͛ƚĐŽŵƉůĞƚĞϴͲϭϮǁĞĞŬƐŽĨŽƌĂů ŵĞĚŝĐĂƚŝŽŶƐ ± >ŽŶŐĂĐƚŝŶŐ,sŝŶũĞĐƚĂďůĞ͙͍ ‡ ,sƉƌĞǀĞŶƚĂƚŝǀĞǀĂĐĐŝŶĞͲ ƐƚĂLJƚƵŶĞĚ͊

EŽŶĞǁ,sĚƌƵŐƐ

ǁǁǁ͘ŶĚ,ĞƉ^&͘ŽƌŐ

ϭϰ ϭϮͬϯͬϮϬϭϴ

^ƵŵŵĂƌLJ

‡ ϴͲϭϮǁĞĞŬƐŽĨǁĞůůƚŽůĞƌĂƚĞĚƚŚĞƌĂƉLJ ĐŽŵƉĂƚŝďůĞǁŝƚŚZdƉƌŽǀŝĚĞƐĐƵƌĂƚŝǀĞ ƚŚĞƌĂƉLJĨŽƌĂůŵŽƐƚĂůůůŝǀŝŶŐǁŝƚŚ,s ‡ dƌĞĂƚŝŶŐƐĂǀĞƐůŝǀĞƐĂŶĚŝƐĐŽƐƚĞĨĨĞĐƚŝǀĞ ‡ ,/sƉƌŽǀŝĚĞƌƐĂƌĞŽŶƚŚĞĨƌŽŶƚůŝŶĞƐŽĨ,s ĞůŝŵŝŶĂƚŝŽŶͲ ƚĞƐƚĂŶĚŵĂŬĞĂƉůĂŶǁŝƚŚĂůů LJŽƵƌƉĂƚŝĞŶƚƐ͊ ‡ ƵƌŝŶŐƉĂƚŝĞŶƚƐŝƐǀĞƌLJĂĐŚŝĞ

dŚĂŶŬLJŽƵ͊

ϭϱ ϭϮͬϰͬϮϬϭϴ

YƵĞƐƚŝŽŶƚŽƉĂŶĞů

‡ ,ŽǁĚŽLJŽƵŚĂŶĚůĞŵŝƐƐĞĚĚŽƐĞƐŽĨ,s ŵĞĚŝĐĂƚŝŽŶƐ͍ ,ĞƉĂƚŝƚŝƐWĂŶĞů ‡ ,ŽǁůŽŶŐŝƐdKKůŽŶŐƚŽƌĞƐƚĂƌƚĂĨƚĞƌĂŶ ŝŶƚĞƌƌƵƉƚŝŽŶ͍ DD,ϮϬϭϴ

E,KZ͗,ŝŐŚ^sZĚĞƐƉŝƚĞŝŵƉĞƌĨĞĐƚ YƵĞƐƚŝŽŶηϭ ĂĚŚĞƌĞŶĐĞ zŽƵƌ,s'dϭĂƉĂƚŝĞŶƚŝƐďĞŝŶŐƚƌĞĂƚĞĚǁŝƚŚ ƐŽĨŽƐďƵǀŝƌͬǀĞůƉĂƚĂƐǀŝƌ͘^ŚĞŝƐŚĞƌĞĨŽƌǁĞĞŬϲŵĞĚŝĐĂƚŝŽŶ ƉŝĐŬƵƉ͕ďƵƚƐƚŝůůŚĂƐĂƉƉƌŽdžŝŵĂƚĞůLJϴĚĂLJƐŽĨŵĞĚŝĐĂƚŝŽŶƐ &ŝŶŝƐŚŝŶŐшϭϰ ĚĂLJƐůĂƚĞĚŝĚŶŽƚ ƐŚĞŚĂƐŶ͛ƚƚĂŬĞŶ͘^ŚĞƌĞƉŽƌƚƐŵŝƐƐŝŶŐΕϭƉŝůůͬǁĞĞŬ͘tĞĞŬ ƐŝŐŶŝĨŝĐĂŶƚůLJ ϰ,sZEсϱϳ/hͬŵů ŝŵƉĂĐƚ^sZ tŚĂƚĚŽLJŽƵĚŽ͍ ϭͿ ^ƚŽƉ,sƚƌĞĂƚŵĞŶƚŐŝǀĞŶƵŶĂĐĐĞƉƚĂďůLJŚŝŐŚƌŝƐŬŽĨ ,sƌĞƐŝƐƚĂŶĐĞ ϮͿ ŚĞĐŬ,sZEʹ ŝĨŶŽƚƐƵƉƉƌĞƐƐĞĚ͕ƚŚĞŶƐƚŽƉ,s ƚƌĞĂƚŵĞŶƚ ϯͿ /ŶƐƚƌƵĐƚŚĞƌƚŽĐŽŶƚŝŶƵĞƚĂŬŝŶŐŵĞĚŝĐĂƚŝŽŶƐĚĂŝůLJ͕ ƐƚŽƉƉŝŶŐǁŚĞŶĂůůŵĞĚƐĂƌĞĐŽŵƉůĞƚĞĚ;ϭϮǁĞĞŬƐ ƚĂŬĞŶŽǀĞƌϭϯͲϭϰǁĞĞŬƐͿ ϰͿ WƌŽǀŝĚĞĂŶĂĚĚŝƚŝŽŶĂůĞdžƚƌĂϰǁĞĞŬƐŽĨ^K&ͬs>;ϭϲ ǁĞĞŬƐƚŽƚĂůͿ <ĂƚƚĂŬƵnjŚLJ ^>ϮϬϭϴ

ϭ ϭϮͬϰͬϮϬϭϴ

,sWƌŽƚĞĂƐĞ/ŶŚŝďŝƚŽƌƐŝŶĐŝƌƌŚŽƐŝƐ ‡ ,ŝŐŚĞƌĚƌƵŐĐŽŶĐĞŶƚƌĂƚŝŽŶƐŽĨW/͛ƐŝŶ ĚĞĐŽŵƉĞŶƐĂƚĞĚĐŝƌƌŚŽƐŝƐ ‡ EŽĚĂƚĂǁŝƚŚŵŽƐƚW/͛ƐĨŽƌƵƐĞŝŶ ĚĞĐŽŵƉĞŶƐĂƚĞĚĐŝƌƌŚŽƐŝƐ ‡ ŽŶĐĞƌŶĨŽƌĞdžĂĐĞƌďĂƚŝŽŶŽĨůŝǀĞƌĚLJƐĨƵŶĐƚŝŽŶ ǁŝƚŚƐŽŵĞŽĨ,sW/͛Ɛ

ZD/EZ ŚŝůĚͲWƵŐŚůĂƐƐŝĨŝĐĂƚŝŽŶŽĨĐŝƌƌŚŽƐŝƐƐĞǀĞƌŝƚLJ ŽŵƉŽŶĞŶƚƐ͗ƐĐŝƚĞƐ͕ŝůŝƌƵďŝŶ͕ůďƵŵŝŶ͕/EZ͕ŶĐĞƉŚĂůŽƉĂƚŚLJͲ ƉůƵŐŝŶƚŽĂŶLJŽŶͲůŝŶĞĐĂůĐƵůĂƚŽƌ ‡ Wd͗ϱͲϲ;ĐŽŵƉĞŶƐĂƚĞĚͿ ‡ Wd͗ϳͲϵ ‡ Wd͗ϭϬͲϭϱ <ĂƚƚĂŬƵnjŚLJ ^>ϮϬϭϴ

YƵĞƐƚŝŽŶηϮ ϱϲLJĞĂƌŽůĚŵĂŶ͕ŬŶŽǁŶĐŝƌƌŚŽƐŝƐ͕ŚĞƌĞĨŽƌƌĞƚƌĞĂƚŵĞŶƚ YƵĞƐƚŝŽŶƚŽƚŚĞƉĂŶĞůŝƐƚ ĨŽƌ,s'dϭĂŝŶĨĞĐƚŝŽŶ͕ĂĨƚĞƌĨĂŝůŝŶŐƚŽďĞĐƵƌĞĚǁŝƚŚϭϮ ǁĞĞŬƐŽĨ^K&ͬs>ϵŵŽŶƚŚĂŐŽ͘,ĞŚĂƐĂŚŝƐƚŽƌLJŽĨϭ ĞƉŝƐŽĚĞŽĨĂƐĐŝƚĞƐϮLJĞĂƌƐĂŐŽŝŶƚŚĞƐĞƚƚŝŶŐŽĨŚĞĂǀLJ ‡ tŚĂƚŝƐƚŚĞĐŽŶĐĞƌŶǁŝƚŚ,sƉƌŽƚĞĂƐĞ ĚƌŝŶŬŝŶŐ͘,ĞŝƐŶŽǁĂďƐƚŝŶĞŶƚĨƌŽŵĂůĐŽŚŽůĂŶĚŚĂƐŚĂĚ ŝŶŚŝďŝƚŽƌƐŝŶĚĞĐŽŵƉĞŶƐĂƚĞĚĚŝƐĞĂƐĞ͍ ŶŽĨƵƌƚŚĞƌĞƉŝƐŽĚĞƐŽĨŚĞƉĂƚŝĐĚĞĐŽŵƉĞŶƐĂƚŝŽŶ͘zŽƵ ǁŽƵůĚůŝŬĞƚŽƚƌĞĂƚŚŝŵǁŝƚŚ^K&ͬs>ͬsKyďƵƚĂƌĞ ‡ ,ŽǁĚŽLJŽƵƚŚŝŶŬĂďŽƵƚƉĂƚŝĞŶƚƐǁŝƚŚƉƌŝŽƌ ĐŽŶĐĞƌŶĞĚĂďŽƵƚŚŝƐƉƌŝŽƌĚĞĐŽŵƉĞŶƐĂƚŝŽŶ ĞƉŝƐŽĚĞŽĨĚĞĐŽŵƉĞŶƐĂƚŝŽŶ͕ŶŽǁ͞ƌĞͲ ĐŽŵƉĞŶƐĂƚĞĚ͍͟ ĂŶƉĂƚŝĞŶƚƐǁŝƚŚƉƌŝŽƌŚĞƉĂƚŝĐĚĞĐŽŵƉĞŶƐĂƚŝŽŶďĞ ƚƌĞĂƚĞĚǁŝƚŚ'ͬWŽƌ^K&ͬs>ͬsKy͕ŝĨŶŽǁŚĞƉĂƚŝĐĂůůLJ ‡ ĂŶLJŽƵĞǀĞƌƵƐĞ'ͬWĂŶĚ^K&ͬs>ͬsKyŝŶ ƐƚĂďůĞ͍ ĚĞĐŽŵƉĞŶƐĂƚŝŽŶ;ŽƌƌĞͲĐŽŵƉĞŶƐĂƚŝŽŶ͍Ϳ ϭͿ z^ ϮͿ EK

Ϯ ϭϮͬϰͬϮϬϭϴ

'ͬWΘ^K&ͬs>ͬsKyŝŶĚĞĐŽŵƉĞŶƐĂƚŝŽŶ

YƵĞƐƚŝŽŶƐĨƌŽŵƚŚĞƵĚŝĞŶĐĞ

^ĂdžĞŶĂ ^>ϮϬϭϴ

sƐƚƵĚLJŽĨ^K&ͬs>ͬsKyƌĞƚƌĞĂƚŵĞŶƚŝŶ͞ZĞĂůǁŽƌůĚ͟

ĞůƉĞƌŝŽ ^>ϮϬϭϴ

ϯ AddictionMedicineUpdatefortheHIVPrimary CareClinician Ihavenothingtodisclose

KatherineGrieco DO

KatherineGriecoDO

Outline NEJM

• October18th,2018 • Treatmentmodels • Opiates • Benzodiazepines • Alcohol AddictionTreatmentModels ScreeningforSUDin • Harmreduction PrimaryCare – setofpracticalstrategiesandideasaimedatreducingnegative • SBIRT– screening,briefintervention consequencesassociatedwithdruguse – amovementforsocialjusticebuiltonabeliefin,andrespectfortherights andreferraltotreatment ofpeoplewhousedrugs – ModerationManagement • Abstinence – completecessationofalcoholanddrugs. • Individualizedapproach – Safetysensitiveoccupations • Healthcareprofessionals • Airlinepilots • Construction – Risk/benefitratio

Asopioidepidemiclevelsoff, CDC:OpioidOverdoseDeaths stimulantuserises. Age-adjusted drug overdose death rates, by state: United States, 2016 • 2017:47,944ODdeaths • 2018:46,655ODdeaths

• Opioidoverdosesarenotdeclining,rather,are increasing ataslowerratethantheyhavepreviously. 59,000 to 65,000 CDC:DrugOverdoseDeaths,1980Ͳ2016 people died from drug Drugoverdosesarenowtheleadingcauseof OD in US in 2016 Overdoses Mostcommondrugsinvolvedin deathamongAmericansunderklkl50. prescriptionopioidoverdosedeaths: Peak car crash deaths 1972

Methadone(pillform) Peak HIV deaths 1995 Oyxcodone Hydrocodone Peak gun deaths 1993

2017: >72,000 deaths from drug OD

WARNING: Crisis has not peaked (?)

CDC:FentanylDeathsin2016:Up540%in3Years Kratom (provisionaldata) Deaths involving synthetic WorsethanHIV opioids, mostly fentanyl, jumped from • TropicaltreeinSoutheastAsia 3,000 to 20,000 in 3 yrs. – Eatleavesraw,crushorbrewedintea,tablets, capsules,liquid • Actsonopioidreceptors – SmallamountsͲ>stimulant Increase in deaths from – LargeramountsͲ>sedative Cocaine & meth use (often involve opiates) – Usersclaimithelpswithpain&opioidwithdrawal • Symptoms(viacasereport) – withdrawal – seizures – psychosis

20002015 Kratom DSMͲ5CriteriaforOpiateUseDisorder

11Criteria–Presenceofatleast2forOUD • DEA– 2017:DrugsofConcernList • FDA–NOTapprovedforany • Missingworkorschool • Usingmorethanintended therapeuticuse • Usinginhazardoussituations • Tryingtoquitwithoutsuccess • Legal– buyonline • Usingdespitesocialorpersonal • IncreaseddrugͲseekingbehavior – Bannedinseveralstates,notCA problems • Interferencewithimportantactivities – FDAworkingwithDEAtoblock • Cravingforopiates • Continuedusedespitehealthproblems shipmentsintoUSA. • Buildupoftolerance 44KratomͲrelateddeaths2014Ͳ2017 • Withdrawalswhentryingtoquit • SendͲouttestinurine • CDC– linktoSalmonella,CA13cases(4/17) Mild:2Ͳ3;Moderate:4Ͳ5;Severe:6or>

MATforOpiateUseDisorder–Options

Buprenorphine/naloxone–1st Methadonemaintenance Naltrexone– 2nd • Partialopioidagonist (MMTP)–1st • Opioidblocker • Ceilingeffect– resp depression, • Fullopioidagonist • NOriskforODfromNal;risk sedation • HigherriskforOD,sedation tryingtooverrideblockade MedicationAssistedTreatmentand • Films/Pills/Implantable • Liquidform,dailydosing • Pillorinjection(Vivitrol) • Officebasedtx – requiresfederal • FederallyqualifiedOTP(opiatetx • Officebased waivertoRx program) • Ptsw/cravings,notexperiencing otherTx considerations • Stablepts–nopolydruguse, • Highlyregulated,structure withdrawal,notcurrentlyusing supportsysteminplace, • Counselingmandated • StableptsͲ nopolydruguse, psychiatricallystable • Ptsinneedofmonitoring,lackof supportsysteminplace, • MUSTbeinwithdrawaltostart supportsystem,psychiatrically psychiatricallystable(?forpts MAT: Pharmacotherapypluscounseling • Robustdatatosupportefficacy unstable,Failedbupe whohavefailedMMTP/bupe) andbehavioraltherapies • Withdrawalnotnecessarytostart• MUSTbeinwithdrawaltostart • Robustdatatosupportefficacy • Limiteddata

Opiatereplacementtreatmentisassociatedwithreducedmortality,lowerHIVtransmission, improvedsocialfunctioning,andreducedcriminalbehavior. XRNaltrexonevsBuprenorphine XRNaltrexoneGuidelines • SAMHSA Ͳ ClinicalUseofExtendedͲReleaseInjectable • JAMAPsychiatry10/18/17 • TheLancet1/27/18 NaltrexoneinthetreatmentofOUD:ABriefGuide • OpenͲlabel,randomizedclinical • OpenͲlabel,randomized trialx12wks controlledtrialx24wks • Officebasedaddictiontx • N=159,Norway • N=570,USA – Comprehensivetx approach • Noninferior to • Bothmedicationsequallysafe • Counseling buprenorphine/naloxone andeffective • Psychiatrictreatmentasneeded • OUDsuiciderisk:10%vs1.3%inthegenpopulation –Enrollmentfolloweddetox –Easeofinductionremainsproblematic • Socialsupport:AA,NA,mutualͲhelpprograms –Avg buprenorphinedose~11mg forXRNal –Nofollowupdatare:overdoseafter –Higherrelapserateupfront stoppingthemedication –Nofollowupdatare:overdoseafter stoppingthemedication

LengthofPharmacotherapy??

• Highestriskofrelapsefollowsdetox– first30Ͳ90days • Beyond90days – Veryindividualized Benzodiazepines • Safetostayonindefinitely Longtermtreatment – SideeffectsofMATfairlyminimal resultsinhigher • Ptsrequesttostop ratesofrecovery – Stable – Buprenorphine/methadone • Slowtaperrecommended BZDsandHIVͲ Studies Benzodiazepines • BZDusersinjectedmorefrequently • Psychoactivedrug – injectedmoreheroinandamphetamines,more polyͲdrugusethanotherIDU. • ActsonGABAreceptor • HigherlevelsofHIVriskͲtaking – Inhibitoryneurotransmitter – sharedinjectingequipmentmorefrequentlyand • Sedative,hypnotic,anxiolytic,anticonvulsant,musclerelaxant withmorepeople. properties BenzodiazepineuseandHIVriskͲtakingbehaviour amonginjecting • Chemicalstructure drugusers;DrugandAlcoholDependence.Volume31,Oct1992 • – Benzene+diazepene rings BZDuseindependentriskfactorforHIV seroconversion BenzodiazepineuseasanindependentriskfactorforHIVinfectionina Canadiansetting;DrugandAlcoholDependence.Volume155,Oct1st2015

BZDsandHIVͲ Studies BZDCategories/Equivalencies

• HIVinfectionitselfissignificantpredictorofBZD&ZͲdruguse – 76.4%oftheHIVptshadBZDorZͲdrugRx;psychillnesssubstantial riskfactors – Primarilyprescribedbynonpsychiatrists;only31.1%soughtmental healthsupportandreceivedRxfrompsychiatrists.

BenzodiazepinesandZͲDrugUseamongHIVͲInfectedPatientsinTaiwan:A13Ͳ YearNationwideCohortStudy;BioMed ResearchInternational,Volume2015

• BZDuseisassociatedwithalowqualityoflifeandhighHIVͲrisk behaviorsamongpatientswithSUD.

SubstanceabuseandpsychiatricdisordersinHIVͲpositivepatients: epidemiologyandimpactonantiretroviraltherapy,Drugs,vol.66,2006. Indications Epidemiology

Common Lesscommon • 80%ofptsw/sedativeusedisorderuseotherdrugs • Panicdisorder • Musclespasms • 30Ͳ50%ofptsw/EtOH usedisorderwhohave presentedtodetox,useBZDs – theonlypsychiatriccondition • ICU/mechanicalventilation • 44%IVdrugusersuseBZDs • Seizuredisorder • Psychiatricemergencies – tooffsetopiatew/d,commonpractice • – Alcoholwithdrawal Acutepsychosis/agitation – to“comedown”fromacocainehigh • Generalizedanxietydisorder • PriortoMRI,orminorprocedures • Ratioof2:1,women:men • Insomnia • TxͲresistantpsychiatricdiagnosis • Useincreaseswithage – OCD,schizophrenia,bipolar& • MostfrequentlyabusedRxdrug,2ndtoopioids others – Rarelytheinitialorprimarysubstanceofabuse

September Overdose 2017 • UseofBZDsalonerarely causeoverdose • Combinationofother sedativescanbefatal – EtOH,opiates(esp MTD) • Opioids+BZDs=synergy(?) vsadditiveeffect – Users:amoreintensehigh – Moreresearchneeded Thecombineduseofthesedrugsincreasestheriskofserioussideeffects;however,the harmcausedbyuntreatedopioidaddictioncanoutweightheserisks. AdverseEffects BZDs&Dementia

CognitiveDeficits BehavioralDisturbances • AssociationbetweenBenzodiazepineUseandDementia:A MetaͲAnalysis • Longterm use,deficitsin: • Paradoxicaleffects(1%) – PLoS One.Publishedonline2015May27. – Learning – Aggression,agitation,irritability – Memory • Increaseddepression,suicidality • FindingsconsistentlyindicatelongtermBZDuseisassociated – Attention • CanmimicpersonalityͲdisordered withdementia – Visualspatialability behavior – Anterogradeamnesia • Causal? – Impulsivity,disinhibition • Morecommoninabuse – Emotionaldysregulation – Moreprospectivecohortstudieswithlongtermf/uareneeded. – Unstablemood

Dementia Guidelines • 2014:olderadultsusingBZDsforlongerthan • APA,AmericanPsychiatricAssociation 3monthsͲ 51%greaterriskofAlzheimer’s. • AGS,AmericanGeriatricSociety – Anxiety&insomniaoftensxs ofAlzheimer’s – TheBeersCriteria:avoidinolderadults – BUTstillfoundindependentrisk • BAP,BritishAssociationforPsychopharmacology • 4otherpriorstudies(2002Ͳ2012)similar • WFSBP,WorldFederationofSocietiesofBiological Psychiatry results • NICE,NationalInstituteofClinicalExcellence – Increasedriskofdementia,cognitivedecline Prescribewithcautionesp inelderlyorptswith h/oaddiction,andforshorttermuseonly. BMJSeptember9,2014;BMJ2012;345:e6231;AmJGeriatr Psychiatry.2009Jul;17(7):614Ͳ20; PsychologicalMedicine/Volume35/Issue03/April2005,pp307Ͳ315;JournalofClinical EpidemiologyVolume55,Issue3,March2002,Pages314–318 Howlongistoolong? Tolerance (beforew/doccurs) • Hypnoticeffects • Therapeuticdose: – Fewdaystoweeks – ~10days– insomnia – Commontoincreasedosage • Anxiolyticeffects – ~2weeks– reboundanxiety – Months • Anxietysxs worsethanpriortotreatment – Longterm usedoeslittletocontrolanxiety;mayaggravate – ~2months– mildwithdrawal – Often2BZDstaken;justpreventsw/d,ratherthanreduceanxiety • Recommendation: • Anticonvulsant&musclerelaxanteffects – Fewweeks – ShorttermRxonly • Cognitivedeficits/dementia/amnesiceffects – Prescribenolongerthan2Ͳ4wks – Verylittletolerance – Capmaximumdose(2mgin24hrs)

BZDWithdrawalSxs WithdrawalTimeframe

MEDICAL PSYCHIATRIC • ShortͲactingBZDs:alprazolam,oxazepam,temazepam • Variable • ReboundAnxiety – w/donset12Ͳ24hrs • fewobservablehyperadrenergic • Restlessness signs/vitalsigndisturbance – Sxs peak1Ͳ5days • Perceptualdistortions/hallucinations • Seizures – Durationofacutew/d7Ͳ22days • Palpitations• Sensoryhypersensitivity • Headaches• Tinnitus • LongͲactingBZDs:diazepam,chlordiazepoxide • Muscleaches/twitches • Flushing• Confusion/delirium – w/donset3Ͳ5days • Poorsleep – Sxs peak1Ͳ9days • Sweating • Dizziness – Durationofacutew/d10Ͳ28days BZDWithdrawal OutpatientTaper

• Historicallyw/dhasbeenpoorlymanagedͲ>acquired • SwitchtolongͲactingagent reputationasatraumaticprocessforbothpatientAND – Clonazepam,Chlordiazepoxide,Diazepam provider. • Decreaseby10Ͳ25%weekly • ManagementofBZDw/dextensivelyreviewed:allagree – Example:alprazolam1mgQID – Gradualdosagetaper • Decreaseby0.5to1mgweekly • Longterm users:6mos to1year – Psychologicalsupport! • Taperupto6monthstoayear(s) • Exception:illicituse,highͲriskabuse • Addsupportivemeds – Inpt detox–average5Ͳ10days,longactingBZDtaper

OutpatientTaper Supportivemeds Foruseduringtaper/detox • Psychologicalsupport • Insomnia – CBT,mindfulness – Trazodone50mgPOQHSPRN • Discussthetaperseveralvisitspriortothedaythetaperstarts – Mirtazapine15mgQHS – Diphenhydramine50mgPOPRN – Educatept:risksoflongterm use/benefitsoftaper • Anxiety – Workasateamwiththept tochoosetheday,andthedosage – SSRIs/antidepressantsfirstline! decreaseperweek – Clonodine 0.1mgTIDPRN • Acupuncture(“acudetox”) – Buspirone 5mgTID – Hydroxyzine100mgPOevery8hrs PRNanxiety – Blockshormonesassoc w/stress – Propranolol10mgTID(canincreasedoseasneeded) – Auricularpointsreducecravings – Usewithcaution • Seroquel • Gabapentin Overdosetreatment InteractionswithHIVmeds

• Flumazenil • ProteaseInhibitors/NNRTIs • IntegraseInhibitors – Midazolam,triazolam – SameconcernsasPIs/NNRTIs – GABA–Areceptorantagonist • SignificantјBZDs – reversestheeffectsofBZDs • DoNOTcoadminister – Exception:RALok – – UsedinER/hospitalsettings Alprazolam,diazepam • BZDlevelsmayј • Reversedrowsinessafterprocedures – Alt:lorazepam,oxazepam,temazepam (LOT) – Riskofwithdrawalseizuresindeppts • NonͲCYP450pathways • Preferredinliverdx&elderly – Zolpidem,Eszopiclone • CYP4503A4pathway • MayincreaselevelsofZdrugs

Alcohol&HIV • RateofAlcoholAbuse – generalpopulation:4.6%,VSHIV:8%(2x) • Increasesviralreplication – Mayincreaseimmuneactivation,inflammation – Mayincreaseconcentrationinsemenandvaginalsecretions Alcohol • Increaseinunhealthydrinkingassociatedwithpoorer outcomes:lowerCD4,higherVL • EtOH effectsonARV – Liverdamage – Adherence • Ptswhodrink9moretimeslikelytofailtoadheretoregimenvssober • Interactions?:1in4HIVptsbelievethis;skipdoseswhiledrinking

NIAAA;AlcoholAlertNumber80;WilliamsEC,McGinnisKA,Bobb JF,etal.ChangesinalcoholuseassociatedwithchangesinHIV diseaseseverityovertime:anationallongitudinalstudyintheVeteransAgingCohort.DrugAlcoholDepend.2018;189:21–29. AlcoholScreeningTools CAGEScreen • HaveyoueverfeltyouneededtoCutdownonyour • CAGE drinking? • AUDIT • HavepeopleAnnoyedyoubycriticizingyourdrinking? • CRAFFT • HaveyoueverfeltGuiltyaboutdrinking? – Adolescents • Haveyoueverfeltyouneededadrinkfirstthinginthe • morning(EyeͲopener)tosteadyyournervesortogetrid Singlequestionscreen: ofahangover? • “Onanysingleoccasionduringthepast3months,haveyouhad • Scoreof>2: morethan5drinkscontainingalcohol?” – Specificityof76%,sensitivityof93%:identificationofexcessive – identifiespatientswhomeetcriteriaforatͲriskdrinkingoralcoholabuse drinking ordependencespecifiedinDSM–IV. – Specificityof77%,sensitivityof91%:identificationofEtOH dep

AUDIT(WHO) What’sastandarddrink?

• HazardousEtOH 12fl oz = 8Ͳ9fl oz of = 5fl oz of = 1.5fl oz shot consumption regular maltliquor table 80Ͳproofspirits beer (12Ͳozglass) wine ("hardliquor") – >8men – >7women • EtOH dependence – >20

~5% ~7% ~ 12% ~ 40% alcohol alcohol alcohol alcohol What’s“atͲrisk”drinking? PEth Test

• Variesbasedongender • PhosphatidylEthanol test • Dailylimits • directbiomarker • Weeklylimits • phospholipidformedinthe RBCmembraneexclusively inthepresenceofethanol • Detectionperiodofupto3Ͳ4wks

PEth Test DUI

#DUIArrests Medical Criminal • Highdiagnosticsensitivityandspecificityfordetecting 1 50%chanceSUD AlcoholEducation activechronicexcessivedrinkingbehaviors Program*

– regulardailyalcoholintakeofmorethan60g(4Ͳ6drinks) 2 90%chanceSUD Misdemeanor – onestandarddrinkcontains10Ͳ14 gramsofalcohol,andisequivalent Conviction 3 Diagnostic SUD Felony** tooneordinarybeer,asmallglassofwine(100mls)oranipofspirits SecondConviction (30mls)

* Estimate driven approx 60 times under influence before arrested. ** May be considered a second first conviction. By the time there is a felony conviction, there are at least 3 arrests. DSMͲVCriteriaforAlcoholUseDisorder ClinicalApplication

11Criteria–Presenceofatleast2forAUD • MildAUD ƒ notinneedofdetox • Missingworkorschool • Drinkingmorethanintended ƒ +/Ͳ pharmacotherapy • Drinkinginhazardoussituations • Tryingtoquitwithoutsuccess ƒ +mentalhealthreferral/counseling • Drinkingdespitesocialorpersonal • IncreasedalcoholͲseeking • ModerateAUD problems behavior ƒ +/Ͳ detox(h/ow/dwhenpt attemptstostop?) • Cravingforalcohol • Interferencewithimportant ƒ +pharmacotherapy ƒ +mentalhealthreferral/counseling • Buildupoftolerance activities • SevereAUD • Withdrawalswhentryingtoquit • Continuedusedespitehealth problems ƒ +detox ƒ +pharmacotherapy ƒ +mentalhealthreferral/counseling Mild:2Ͳ3;Moderate:4Ͳ5;Severe:6or>

StagesofAlcoholWithdrawal Hallucinations–whentobeconcerned STAGE Symptoms Management Notes I– Mild Shaking,elevated Outpatient Ptshouldbe • AlcoholHallucinosis Within24hrs pulse&BP,GI management; monitoredby – ~24hrs afterlastdrink,lastsfor24hrs. upset,agitation dailyvisits(RN) family/friendwho 5days will stayw/pt – 25%ofptswithprolongedh/oEtOH abuse throughoutdetox – Tactile,visualhallucinationsmostcommon IIͲModerate StageIsxs PLUS Outpatient Verydifficult to – Otherwisesensoriumisclear;insight 24Ͳ36hrs hallucinations managementif diagnose; withinsight pt revertsto Recommend – NotnecessarilyfollowedbyDTs StageIin3hrs inpatientdetox • DeliriumTremens III– Severe StageIsxs PLUS Inpatient 5Ͳ10daydetox >48hrs hallucinations Detox/ICU – ~48Ͳ72hrs afterlastdrink without insightͲ – Profoundlyalteredsensorium DeliriumTremens • Disorientation,agitation,hallucinations – Severeautonomicderangements • јBP,јHR,јRR,diaphoresis,hyperthermia PrinciplesofAddictionMedicine,Ries,Fiellin etal WithdrawalSeizures WithdrawalTx (Detox)Ͳ Outpatient

• Withdrawalseizures • Benzodiazepines –mainstay – ~24hoursafterlastdrink – ShortͲacting – 23%Ͳ33%ofptsw/severeEtOH withdrawal • Diazepam,lorazepam(preferredinliverdx,geriatric) – Brief,generalized,tonicͲclonic,noaura – LongerͲacting – 30%Ͳ50%progresstoDTs • Chlordiazepoxide • Rarelyabused • AcuteTx • SupportiveTx – benzodiazepine – • lorazepam2mg Clonidine0.1Ͳ0.2mgTID • • Diazepam10mg Combatsadrenergicdischarge:HTN,tachycardia,tremor – sendtoER – AntiͲdiarrheal,antacid,NSAIDs

Chlordiazepoxide Gabapentin OutpatientTaper OutpatientTaper • Foruncomplicatedalcoholwithdrawal Schedule Day1Day2Day3Day4 Rigid 50Ͳ100mgQID 50Ͳ100mg 50Ͳ100mg 50Ͳ100mg TID BID QHS • 400mgTIDx3days Flexible 50Ͳ100mgQ4Ͳ6 50Ͳ100mgQ 50Ͳ100mgQ 50Ͳ100mg hrs PRN 6Ͳ8hrs PRN 12hrs PRN QHSPRN • 400mgBIDx2days Front 100Ͳ200mgQ2Ͳ4 50Ͳ 100mgQ 50Ͳ100mgQ None loading hrs untilsedation 4Ͳ6hrs PRN 4Ͳ6hrs PRN • 400mgQdailyx1day isachieved;then 50to100mgQ4Ͳ6 hrs PRN OutpatientMeds EtOH Pharmacotherapy

• VitaminDeficiencies – MVI:onedaily • Naltrexone (POandIM)Ͳblocksmureceptors.50mgPOQD,380mgIM q4wks.Nausea,HA,dizziness,LFTs.1st line – Thiamine(Vit B1):100mgdaily – Vivitrol:monthlyinjection – Folate(Vit B9):1gmdaily • Insomnia,anxiety • AcamprosateͲincreasesGABAandeffectsglutamateneurotransmission. – Trazodone50Ͳ100mgQHS Decreasescravings,666mgTID,GI,pruritis – Hydroxyzine50Ͳ100mgQID nd – Propranolol20Ͳ40mgBID • Disulfuram –blocksaldehyde dehydrogenase.2 line,avoidinCAD, pregnancy,cognitiveimpairment • MonitorBP,HR;cautioninasthma,cocaineusers • Gabapentin –offlabeluse • NoconcerninginteractionswithHIVmeds

ComprehensiveTreatmentApproach • Counseling • Psychiatrictreatmentasneeded – 30Ͳ40%ofptswithAUDhavemajordepression – EtOH+depression:suiciderate11% – Depressionalone:suiciderate0.5%

• Socialsupport:AlcoholicsAnonymous NarcoticsAnonymous RefugeRecovery RecoveryYoga • PtswhoattendAAare50%morelikelytobeabstinentvsnonͲattendees. (Hoffman,1992)

Efficacyremainscontroversial–moredataneededtodetermine; anecdotally,efficacyappearsreal. ϭϭͬϯϬͬϮϬϭϴ

ŝƐĐůŽƐƵƌĞ ,sWŚĂƌŵĂĐŽůŽŐLJĨŽƌ ‡ /ŚĂǀĞŶŽƚŚŝŶŐƚŽĚŝƐĐůŽƐĞ͘ ůůůŝŶŝĐŝĂŶƐ

WĂƌLJĂ^ĂďĞƌŝ͕WŚĂƌŵ͕D^

ƐƐŝƐƚĂŶƚWƌŽĨĞƐƐŽƌ͕h^&ĞŶƚĞƌĨŽƌ/^WƌĞǀĞŶƚŝŽŶ^ƚƵĚŝĞƐ DĞĚŝĐĂůDĂŶĂŐĞŵĞŶƚŽĨ,/sͬ/^ĂŶĚ,ĞƉĂƚŝƚŝƐ ĞĐĞŵďĞƌϮϬϭϴ

ZĞƐŽƵƌĐĞƐ ZĞƐŽƵƌĐĞƐ ‡ ^>ͬ/^͗ ‡ hŶŝǀĞƌƐŝƚLJŽĨ>ŝǀĞƌƉŽŽů͗ ± ,WŝŚĂƌƚ͗ ǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐ ŚƚƚƉƐ͗ͬͬƉůĂLJ͘ŐŽŽŐůĞ͘ĐŽŵͬƐƚŽƌĞͬĂƉƉƐͬĚĞƚĂŝůƐ͍ŝĚсĐŽŵ͘ůŝǀĞƌƉŽŽů ‡ ^>͗ŚƚƚƉ͗ͬͬǁǁǁ͘ĞĂƐů͘ĞƵͬƌĞƐĞĂƌĐŚͬŽƵƌͲ ƵŶŝ͘ŝĐŚĂƌƚŚĞƉ ± ,sĚƌƵŐͲĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐ͗ǁǁǁ͘ŚĞƉͲĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐ͘ŽƌŐ ĐŽŶƚƌŝďƵƚŝŽŶƐͬĐůŝŶŝĐĂůͲƉƌĂĐƚŝĐĞͲŐƵŝĚĞůŝŶĞƐ ‡ dŽƌŽŶƚŽ'ĞŶĞƌĂů,ŽƐƉŝƚĂů͛Ɛ,sĚƌƵŐͲĚƌƵŐ ŝŶƚĞƌĂĐƚŝŽŶƚĂďůĞƐΘŶĞǁƐ͗ǁǁǁ͘ŚĐǀĚƌƵŐŝŶĨŽ͘ĐĂͬ ‡ WĂĐŬĂŐĞŝŶƐĞƌƚƐ

ϭ ϭϭͬϯϬͬϮϬϭϴ

^ĞůĞĐƚŝŶŐΘZĞĨŝŶŝŶŐ,sdƌĞĂƚŵĞŶƚKƉƚŝŽŶƐ

WĂƚŝĞŶƚƐďĞŝŶŐ ĐŽŶƐŝĚĞƌĞĚĨŽƌ ,sƚŚĞƌĂƉLJ

ĞƚĞƌŵŝŶĞĂůůƉŽƐƐŝďůĞŽƉƚŝŽŶƐďĂƐĞĚŽŶŐĞŶŽƚLJƉĞ͕ƉƌĞƐĞŶĐĞŽĨ ĐŝƌƌŚŽƐŝƐ͕ƚƌĞĂƚŵĞŶƚͲŶĂŢǀĞŽƌͲĞdžƉĞƌŝĞŶĐĞĚ͕ΘĚƌƵŐƌĞƐŝƐƚĂŶĐĞ

ZĞǀŝĞǁĂůůƉƌĞƐĐƌŝƉƚŝŽŶΘKdŵĞĚƐ ΘŚĞƌďĂůƐƵƉƉůĞŵĞŶƚƐ

^ĐƌĞĞŶĨŽƌŝŶƚĞƌĂĐƚŝŽŶƐƵƐŝŶŐƌĞƐŽƵƌĐĞƐ ΘƉĂĐŬĂŐĞŝŶƐĞƌƚƐ

ZĞĨŝŶĞŽƉƚŝŽŶƐďĂƐĞĚŽŶŝŶƚĞƌĂĐƚŝŽŶƐ͕ ϮŶĞǁZsƐ;ďŝĐƚĞŐƌĂǀŝƌ Θ ĚŽƌĂǀŝƌŝŶĞͿ͗ĐŽŵƉĂƚŝďůĞǁŝƚŚĂůůƐ͘ ƉƌŝŽƌƐ͕ΘƉĂƚŝĞŶƚƉƌĞĨĞƌĞŶĐĞƐ

ŚƚƚƉƐ͗ͬͬǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐͬƵŶŝƋƵĞͲƉŽƉƵůĂƚŝŽŶƐͬŚŝǀͲŚĐǀ

YƵŝĐŬZĞĐĂƉ ĂƐĞηϭ

ƌĂŶĚ 'ĞŶĞƌŝĐ DK 'ƚ , ĞĐŽŵƉ͘ &sͬ W/ͬƌ ͬĐ ŝƌƌŚŽƐŝƐ dZ ϱϮLJĞĂƌͲŽůĚĨƌŝĐĂŶŵĞƌŝĐĂŶǁŽŵĂŶĐŽŵĞƐ ƉĐůƵƐĂ ƐŽĨŽƐďƵǀŝƌ ;^K&Ϳн E^ϱŝŶŚŝďŝƚŽƌн ϭ͕Ϯ͕ϯ͕ яя ŝŶĨŽƌŚĞƌĂƉƉŽŝŶƚŵĞŶƚǁŝƚŚƚŚĞĐůŝŶŝĐĂů ǀĞůƉĂƚĂƐǀŝƌ ;s>Ϳ E^ϱŝŶŚŝďŝƚŽƌ ϰ͕ϱ͕ϲ ,ĂƌǀŽŶŝ ƐŽĨŽƐďƵǀŝƌ ;^K&Ϳн E^ϱŝŶŚŝďŝƚŽƌн ϭ͕ϰ͕ϱ͕ ƉŚĂƌŵĂĐŝƐƚƚŽƐƚĂƌƚ^K&ͬs>;ƉĐůƵƐĂͿ͘ яяя ůĞĚŝƉĂƐǀŝƌ ;>sͿ E^ϱŝŶŚŝďŝƚŽƌ ϲ DĂǀLJƌĞƚ ŐůĞĐĂƉƌĞǀŝƌ ;'>Ϳн E^ϯͬϰƉƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌн ϭ͕Ϯ͕ϯ͕ ‡ ,s͗ddžͲŶĂŢǀĞ͕'ƚϭĂ͕ƐƚĂŐĞϮĨŝďƌŽƐŝƐ͕ŶŽ яdWͲ ;яͿ ƉŝďƌĞŶƚĂƐǀŝƌ ;W/Ϳ E^ϱŝŶŚŝďŝƚŽƌ ϰ͕ϱ͕ϲ ĐŝƌƌŚŽƐŝƐ;WZ/сϬ͘ϯͿ͕,ss>сϭϬŵŝůůŝŽŶ sŽƐĞǀŝ ƐŽĨŽƐďƵǀŝƌ ;^K&Ϳн E^ϱŝŶŚŝďŝƚŽƌн ϭ͕Ϯ͕ϯ͕ ǀĞůƉĂƚĂƐǀŝƌ ;s>Ϳн E^ϱŝŶŚŝďŝƚŽƌн ϰ͕ϱ͕ϲ dWͲ ;ZsͿ ‡ >ĂďƐ͗EŽƌŵĂůůŝǀĞƌĨƵŶĐƚŝŽŶ͕ƌůсϳϱ ǀŽdžŝůĂƉƌĞǀŝƌ ;sKyͿ E^ϯͬϰƉƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌ ‡ DĞĚƐ͗ ĞƉĂƚŝĞƌ ĞůďĂƐǀŝƌ ;ZͿн E^ϱŝŶŚŝďŝƚŽƌн ϭ͕ϰ яdWͲ ŐƌĂnjŽƉƌĞǀŝƌ ;'ZͿ E^ϯͬϰƉƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌ ± d&ͬ&dͬ&s͗ϭƚĂďůĞƚŽŶĐĞͲĚĂŝůLJ ± KŵĞƉƌĂnjŽůĞ͗ϮϬŵŐŽŶĐĞͲĚĂŝůLJ

Ϯ ϭϭͬϯϬͬϮϬϭϴ

ĂƐĞηϭZĞĐŽŵŵĞŶĚĞĚ YƵĞƐƚŝŽŶηϭ͗tŚŝĐŚZsƐŚĂǀĞĂŵĂũŽƌ dƌĞĂƚŵĞŶƚKƉƚŝŽŶƐ͗ ĚƌƵŐͲĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶǁŝƚŚ^K&ͬs> ddžͲEĂŢǀĞ͕,s'ƚϭĂ͕ŶŽƚĐŝƌƌŚŽƚŝĐ ;ƉĐůƵƐĂͿ͍

ZĞŐŝŵĞŶƐ ŽƐĞ ƵƌĂƚŝŽŶ Ă͘ ĨĂǀŝƌĞŶnj Zͬ'ZΎ YĨŝdžĞĚͲĚŽƐĞĐŽŵďŽZ;ϱϬŵŐͿͬ'Z ;ϭϬϬŵŐͿ džϭϮǁĞĞŬƐ ď͘ ĂƌƵŶĂǀŝƌͬƌ '>ͬW/ YĨŝdžĞĚͲĚŽƐĞĐŽŵďŽ'>;ϯϬϬŵŐͿͬW/ ;ϭϮϬŵŐͿ džϴ ǁĞĞŬƐ

^K&ͬ>sΎΎ YĨŝdžĞĚͲĚŽƐĞĐŽŵďŽ^K&;ϰϬϬŵŐͿͬ>s;ϵϬŵŐͿ džϭϮǁĞĞŬƐ Đ͘ dĞŶŽĨŽǀŝƌĂůĂĨĞŶĂŵŝĚĞ ^K&ͬs> YĨŝdžĞĚͲĚŽƐĞĐŽŵďŽ^K&;ϰϬϬŵŐͿͬs>;ϭϬϬŵŐͿ džϭϮǁĞĞŬƐ Ě͘ ůǀŝƚĞŐƌĂǀŝƌͬĐ

Ύ/ĨŶŽďĂƐĞůŝŶĞE^ϱZsƐĚĞƚĞĐƚĞĚ;ĨŽƌZͿ Ğ͘ ůůŽĨƚŚĞĂďŽǀĞ ΎΎdžϴǁĞĞŬƐŝĨ,ss>фϲŵŝůůŝŽŶ͕ŶŽŶͲďůĂĐŬ͕,/sƐĞƌŽŶĞŐĂƚŝǀĞ

DĞĐŚĂŶŝƐŵŽĨ^K&ͬs> ^K&ͬs>;ƉĐůƵƐĂͿͲZs/ŶƚĞƌĂĐƚŝŽŶƐ ;ƉĐůƵƐĂͿ ƌƵŐͲƌƵŐ/ŶƚĞƌĂĐƚŝŽŶƐ

‡ ^K&͗ƐƵďƐƚƌĂƚĞĨŽƌWͲŐƉ ΘZW ƌƵŐůĂƐƐ ƌƵŐEĂŵĞ ZĞĐŽŵŵĞŶĚĂƚŝŽŶ s>͗ƐƵďƐƚƌĂƚĞĨŽƌWͲŐƉ͕ZW͕KdW͕zWϯϰ͕ EEZd/Ɛ ZWs͕KZ EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚƐŶĞĞĚĞĚ zWϮϴ͕ΘzWϮϲ &s͕dZ EŽƚƌĞĐŽŵŵĞŶĚĞĚ ‡ /ŶĚƵĐĞƌƐŽĨWͲŐƉ͕zWϮϲ͕zWϮϴ͕ŽƌzWϯϰ;Ğ͘Ő͕͘ W/Ɛ ZsͬƌͬĐ͕ dsͬƌͬĐ͕>Wsͬƌ EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚƐŶĞĞĚĞĚ ƌŝĨĂŵƉŝŶ͕^ƚ͘:ŽŚŶ͛ƐǁŽƌƚ͕&sͿљƉůĂƐŵĂ /Ŷ^d/ Z> EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚƐŶĞĞĚĞĚ ĐŽŶĐĞŶƚƌĂƚŝŽŶƐŽĨ^K&Žƌs> ± EŽƚƌĞĐŽŵŵĞŶĚĞĚ s'ͬĐ EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚƐŶĞĞĚĞĚ ‡ s>ŝƐŝŶŚŝďŝƚŽƌŽĨWͲŐƉ͕ZW͕ΘKdW d' EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚƐŶĞĞĚĞĚ ± ŽͲĂĚŵŝŶŝƐƚƌĂƚŝŽŶŽĨƐƵďƐƚƌĂƚĞƐŽĨƚŚĞƐĞƚƌĂŶƐƉŽƌƚĞƌƐ / EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚƐŶĞĞĚĞĚ ŵĂLJјĞdžƉŽƐƵƌĞŽĨƐƵĐŚĚƌƵŐƐ E;ƚͿZd/ d&ͬ&dŽƌd&ͬ&d EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚƐŶĞĞĚĞĚ ± ^ƵďƐƚƌĂƚĞŽĨzWϯϰ ͬϯd EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚƐŶĞĞĚĞĚ

ϯ ϭϭͬϯϬͬϮϬϭϴ

ĂƐĞηϭ͗KƉƚŝŽŶƐ ϭ͘ ŚĂŶŐĞZdƚŽŶŽŶͲ&sͲĐŽŶƚĂŝŶŝŶŐƌĞŐŝŵĞŶ ĐŽŵƉĂƚŝďůĞǁŝƚŚ^K&ͬs> ;Ğ͘Ő͕͘d'Ͳ͕/Ͳ͕ŽƌZWsͲďĂƐĞĚͿ KZ Ϯ͘ ŚĂŶŐĞ ± Zͬ'ZΘ'>ͬW/ ;ƐƵďƐƚƌĂƚĞƐŽĨzWϯΘWͲ ŐƉͿ͗ŝŶĐŽŵƉĂƚŝďůĞǁŝƚŚ&s ± ŽŶƐŝĚĞƌ^K&ͬ>s;,ĂƌǀŽŶŝͿdžϭϮǁĞĞŬƐ͗ ĐŽŵƉĂƚŝďůĞ ǁŝƚŚ&s džϭϮǁĞĞŬƐ͗ƉĂƚŝĞŶƚŝƐĨƌŝĐĂŶŵĞƌŝĐĂŶ͕ůŝǀŝŶŐǁŝƚŚ,/s͕Θ ,sZEхϲŵŝůůŝŽŶ ŚƚƚƉƐ͗ͬͬǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐͬƵŶŝƋƵĞͲƉŽƉƵůĂƚŝŽŶƐͬŚŝǀͲŚĐǀ

ĂƐĞηϭ͗Kd/ŶƚĞƌĂĐƚŝŽŶƐ YƵĞƐƚŝŽŶηϮ͗tŚĂƚƐŚŽƵůĚLJŽƵƚĞůů ŚĞƌĂďŽƵƚŽŵĞƉƌĂnjŽůĞ͍ ‡ ϱϮLJͬŽǁŽŵĂŶ͕ƚdžͲŶĂŢǀĞ͕'ƚϭĂ͕ŶŽĐŝƌƌŚŽƐŝƐ͕ ƌůсϳϱ Ă͘ EŽƚŚŝŶŐ ‡ ŚĂŶŐĞZdƚŽͬϯdͬd' ď͘ dƌLJƚŽĂǀŽŝĚĂĐŝĚďůŽĐŬĞƌƐďƵƚ͕ŝĨLJŽƵŵƵƐƚ͕ ‡ DŽŶŝƚŽƌĨŽƌƐŝĚĞĞĨĨĞĐƚƐΘĐŽŶƚŝŶƵĞĚ,/ss> ƐƵƉƉƌĞƐƐŝŽŶĨŽƌϭͲϮŵŽŶƚŚƐďĞĨŽƌĞƐƚĂƌƚŝŶŐƐ ƚĂŬĞ^K&ͬs>ǁŝƚŚĨŽŽĚΘϰŚŽƵƌƐďĞĨŽƌĞKDW ‡ ϲǁĞĞŬƐůĂƚĞƌ͙ Đ͘ dƌLJƚŽĂǀŽŝĚĂĐŝĚďůŽĐŬĞƌƐďƵƚ͕ŝĨLJŽƵŵƵƐƚ͕ ‡ ZĞĂĚLJƚŽƐƚĂƌƚ^K&ͬs>;ƉĐůƵƐĂͿ ƚĂŬĞKDWϰϬŵŐŽŶĐĞĚĂŝůLJ ‡ zŽƵĂƐŬŚĞƌĂďŽƵƚĂŶLJKdƐΘƐŚĞƌĞŵŝŶĚƐLJŽƵ Ě͘ dĂŬĞĨĂŵŽƚŝĚŝŶĞŽƌĂŶƚĂĐŝĚƐŝŶƐƚĞĂĚŽĨKDW͕ ƚŚĂƚƐŚĞŝƐƚĂŬŝŶŐŽŵĞƉƌĂnjŽůĞϮϬŵŐŽŶĐĞĚĂŝůLJ ŐŝǀĞŶůĂĐŬŽĨŝŶƚĞƌĂĐƚŝŽŶƐ ĨŽƌƌĞĨůƵdž

ϰ ϭϭͬϯϬͬϮϬϭϴ

s>ͲKDW/ŶƚĞƌĂĐƚŝŽŶ ĂƐĞηϭ͗ĐŝĚůŽĐŬĞƌƐĂŶĚWW/Ɛ

^K&ͬ>s ^K&ͬs> Zͬ'Z '>ͬW/ ^K&ͬs>ͬsKy ‡ јƉ,ƌĞƐƵůƚƐŝŶљs>ƐŽůƵďŝůŝƚLJΘљs> ŶƚĂĐŝĚƐ ^ĞƉĂƌĂƚĞďLJϰŚƌƐ ^ĞƉĂƌĂƚĞďLJϰŚƌƐ ^ĞƉĂƌĂƚĞďLJϰŚƌƐ ĐŽŶĐĞŶƚƌĂƚŝŽŶ ,ϮZ dŽŐĞƚŚĞƌŽƌϭϮŚƌƐ dŽŐĞƚŚĞƌŽƌϭϮŚƌƐ dŽŐĞƚŚĞƌŽƌϭϮŚƌƐ ĂƉĂƌƚ͖&DϰϬŵŐ/ ĂƉĂƌƚ͖&DϰϬŵŐ/ ĂƉĂƌƚ͖&DϰϬŵŐ/ ‡ WW/Ɛ dŽŐĞƚŚĞƌ ǁŝƚŚKDW tŝƚŚĨŽŽĚ͕ϰŚƌƐ ĂŶƵƐĞǁŝƚŚ KDWϮϬ dƌLJƚŽĂǀŽŝĚĂĐŝĚďůŽĐŬĞƌƐĂůƚŽŐĞƚŚĞƌ͙ ϮϬŵŐ ďĞĨŽƌĞKDWϮϬŵŐ ŵŐ ± WW/Ɛ͗^K&ͬs>ǁŝƚŚĨŽŽĚΘϰŚƌƐ ďĞĨŽƌĞWW/;ĂƚŵĂdž EŽƐƚĂƚŝƐƚŝĐĂůůLJƐŝŐŶŝĨŝĐĂŶƚĚŝĨĨĞƌĞŶĐĞŝŶ^sZϭϮďĞƚǁĞĞŶŚŝŐŚΘůŽǁWW/ ĚŽƐĞĐŽŵƉĂƌĂďůĞƚŽŽŵĞƉƌĂnjŽůĞϮϬŵŐͿ ĚŽƐĞƐǁŝƚŚ'>ͬW/ĂĐƌŽƐƐŐĞŶŽƚLJƉĞƐ͖ ƌĞĂƐŽŶĂďůĞƚŽĂǀŽŝĚŚŝŐŚĚŽƐĞ ± ,ϮͲZƐ͗'ŝǀĞŶƐŝŵƵůƚĂŶĞŽƵƐůLJǁŝƚŚŽƌϭϮŚŽƵƌƐ WW/ŝĨƉŽƐƐŝďůĞ ĂƉĂƌƚĨƌŽŵ^K&ͬs>ĂƚчĨĂŵŽƚŝĚŝŶĞϰϬŵŐ/ ± ŶƚĂĐŝĚ͗^ĞƉĂƌĂƚĞďLJϰŚŽƵƌƐ

&ůĂŵŵ ^͕ĞƚĂů͘tŽƌůĚŽŶŐƌĞƐƐŽĨ'ĂƐƚƌŽĞŶƚĞƌŽůŽŐLJĂƚ'ϮϬϭϳ͖ϮϬϭϳ͖KƌůĂŶĚŽ͕&>͘Wϭϰϯϱ͘

ĂƐĞηϭ͗ŽŶĐůƵƐŝŽŶ ĂƐĞηϮ

‡ Wƚ͛ƐZdĐŚĂŶŐĞĚƚŽͬϯdͬd' ϰϱLJĞĂƌͲŽůĚŵĂůĞƉĂƚŝĞŶƚŝƐďĞŝŶŐƐĞĞŶĂƚ ± DŽŶŝƚŽƌĞĚĨŽƌϲǁĞĞŬƐƚŽĞŶƐƵƌĞƚŽůĞƌĂƚŝŶŐ ƚŚĞĐůŝŶŝĐĂůƉŚĂƌŵĂĐLJŽĨĨŝĐĞƚŽŐĞƚƐƚĂƌƚĞĚ Θ,/sZEƐƵƉƉƌĞƐƐĞĚ ŽŶ'>ͬW/;DĂǀLJƌĞƚͿ͘ ‡ ^ƚĂƌƚƐ^K&ͬs>;ƉĐůƵƐĂͿΘĂƚƚĂŝŶƐ ‡ ,s͗ddžͲŶĂŢǀĞ͕'ƚϭď͕ĐŝƌƌŚŽƚŝĐ;ŚŝůĚͲWƵŐŚ ZĞŵŝŶĚĞƌ͗ ^sZϭϮ ƐĐŽƌĞͿ '>ͬW/ĐĂŶ͛ƚďĞ ‡ ƵƐĞĚŝŶ ± ^ƚŽƉƉĞĚWW/ǁŚĞŶƐƚĂƌƚŝŶŐ^K&ͬs>ΘĂďůĞ DĞĚƐ͗ZsͬĐͬd&ͬ&d͕ƌŽƐƵǀĂƐƚĂƚŝŶ ĚĞĐŽŵƉĞŶƐĂƚĞĚ ĐŝƌƌŚŽƐŝƐ;ŝ͘Ğ͕͘ ƚŽĐŽŶƚƌŽů'ZǁŝƚŚWZEĨĂŵŽƚŝĚŝŶĞ ŚŝůĚͲWƵŐŚͬͿ

ϱ ϭϭͬϯϬͬϮϬϭϴ

ĂƐĞηϮZĞĐŽŵŵĞŶĚĞĚ YƵĞƐƚŝŽŶηϰ͗tŝƚŚǁŚŝĐŚZsŝƐ dƌĞĂƚŵĞŶƚKƉƚŝŽŶƐ͗ '>ͬW/;DĂǀLJƌĞƚͿĐŽŵƉĂƚŝďůĞ͍ ddžͲŶĂŢǀĞ͕,s'ƚϭď͕ĐŽŵƉĞŶƐĂƚĞĚĐŝƌƌŚŽƐŝƐ

ZĞŐŝŵĞŶƐ ŽƐĞ ƵƌĂƚŝŽŶ Ă͘ dsͬƌŽƌZsͬƌ '>ͬW/ YĨŝdžĞĚͲĚŽƐĞĐŽŵďŽ'> ;ϯϬϬŵŐͿͬW/;ϭϮϬŵŐͿ džϭϮǁĞĞŬƐ ď͘ >sͬĐ Zͬ'Z YĨŝdžĞĚͲĚŽƐĞĐŽŵďŽZ;ϱϬŵŐͿͬ'Z ;ϭϬϬŵŐͿ džϭϮǁĞĞŬƐ Đ͘ &sŽƌdZ ^K&ͬ>s YĨŝdžĞĚͲĚŽƐĞĐŽŵďŽ^K&;ϰϬϬŵŐͿͬ>s;ϵϬŵŐͿ džϭϮǁĞĞŬƐ ^K&ͬs> YĨŝdžĞĚͲĚŽƐĞĐŽŵďŽ^K&;ϰϬϬŵŐͿͬs>;ϭϬϬŵŐͿ džϭϮǁĞĞŬƐ Ě͘ Z>͕d'Žƌ/ Ğ͘ ůůŽĨƚŚĞĂďŽǀĞ

YƵĞƐƚŝŽŶηϰ͗tŝƚŚǁŚŝĐŚZsŝƐ ĨĨĞĐƚŽĨ/ŶŚŝďŝƚŽƌƐŽŶ'>ͬW/;DĂǀLJƌĞƚͿ '>ͬW/;DĂǀLJƌĞƚͿĐŽŵƉĂƚŝďůĞ͍

Ă͘ dsͬƌŽƌZsͬƌ '>ͬW/ј>sͬĐŵĂdž ďLJ ϯϲй͕hďLJϰϳй͘ ď͘ >sͬĐ '>ŵĂdž ΘhϮ͘ϱͲ Θ ϯ͘ϭͲĨŽůĚŚŝŐŚĞƌ͕ Đ͘ &sŽƌdZ ƌĞƐƉĞĐƚŝǀĞůLJ͕ǀƐ͘'>ͬW/ ĂůŽŶĞ͖W/hϱϳй ŚŝŐŚĞƌ͘ ‡ '>ͬW/ĐŽŶƚƌĂŝŶĚŝĐĂƚĞĚǁŝƚŚdsͬƌͬĐ Ě͘ Z>͕d'Žƌ/ EŽĐůŝŶŝĐĂůůLJƐŝŐŶŝĨŝĐĂŶƚ ŝŶƚĞƌĂĐƚŝŽŶƐ͕ďƵƚĐĂƵƚŝŽŶ ‡ '>ͬW/ŵĂLJďĞŽŬĂLJǁŝƚŚZsͬƌΘ>WsͬƌďƵƚŶŽƚ Ğ͘ ůůŽĨƚŚĞĂďŽǀĞ ǁŚĞŶƵƐŝŶŐƚŽŐĞƚŚĞƌ͘sĞƌLJ ƌĞĐŽŵŵĞŶĚĞĚĚƵĞƚŽůĂĐŬŽĨĐůŝŶŝĐĂůĚĂƚĂ ůŝŵŝƚĞĚĐůŝŶŝĐĂůĚĂƚĂ͘ ‡ >sͬĐůĞĂĚƐƚŽĞůĞǀĂƚĞĚ'>ͬW/ ůĞǀĞůƐďƵƚŵĂLJďĞ ƵƐĞĚǁŝƚŚĐĂƵƚŝŽŶ

ϲ ϭϭͬϯϬͬϮϬϭϴ

'>ͬW/;DĂǀLJƌĞƚͿͲZs/ŶƚĞƌĂĐƚŝŽŶƐ ĂƐĞηϮ͗^ƚĂƚŝŶΘ,sƐ ‡ '>ͬW/;DĂǀLJƌĞƚͿŝŶŚŝďŝƚZW͕WͲŐƉ͕KdW ƌƵŐůĂƐƐ ƌƵŐEĂŵĞ ZĞĐŽŵŵĞŶĚĂƚŝŽŶ ± ZŽƐƵǀĂƐƚĂƚŝŶ ;ƐƵďƐƚƌĂƚĞŽĨZWΘKdWͿ EEZd/Ɛ ZWs͕KZ EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚƐŶĞĞĚĞĚ ‡ ŵĂdž јϱ͘ϲdž͕hјϮ͘Ϯdž &s͕dZ EŽƚƌĞĐŽŵŵĞŶĚĞĚ ‡ ŽŶŽƚĞdžĐĞĞĚϭϬŵŐͬĚ W/Ɛ dsͬƌ EŽƚƌĞĐŽŵŵĞŶĚĞĚ ± WƌĂǀĂƐƚĂƚŝŶ͗ƌĞĚƵĐĞĚĚŽƐĞďLJϱϬй Zsͬƌ͕>Wsͬƌ EŽƚƌĞĐŽŵŵĞŶĚĞĚ;LJĞƚͿ ± ƚŽƌǀĂƐƚĂƚŝŶ͗ĚŽŶŽƚĐŽͲĂĚŵŝŶŝƐƚĞƌ /Ŷ^d/ Z>͕d' EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚƐŶĞĞĚĞĚ ^K&ͬ>s ^K&ͬs> Zͬ'Z '>ͬW/ ^K&ͬs>ͬsKy / EŽĚĂƚĂ͖ƉƌŽďĂďůLJ ŽŬ ƚŽƌǀĂƐƚĂƚŝŶ E E чϮϬŵŐ >ŽǁĞƐƚĚŽƐĞ WŝƚĂǀĂƐƚĂƚŝŶ E E >ŽǁĞƐƚĚŽƐĞ >sͬĐ ĂƵƚŝŽŶ WƌĂǀĂƐƚĂƚŝŶ љĚŽƐĞďLJϱϬй чϰϬŵŐ E;ƚͿZd/ d&͕ d& EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚƐŶĞĞĚĞĚ ZŽƐƵǀĂƐƚĂƚŝŶ чϭϬŵŐ чϭϬŵŐ чϭϬŵŐ ^ŝŵǀĂƐƚĂƚŝŶ >ŽǁĞƐƚĚŽƐĞ >ŽǁĞƐƚĚŽƐĞ

^ŝĚĞEŽƚĞ͗tĂƌĨĂƌŝŶ ^ŝĚĞEŽƚĞ͗ŶƚŝƉůĂƚĞůĞƚΘKƐ

‡ hƉĚĂƚĞĚ^K&͕^K&ͬ>s͕^K&ͬs>͕^K&ͬs>ͬsKy͗ ‡ >ŝŵŝƚĞĚĚĂƚĂ ͞&ůƵĐƚƵĂƚŝŽŶƐŝŶ/EZǀĂůƵĞƐŵĂLJŽĐĐƵƌŝŶƉĂƚŝĞŶƚƐ ‡ >ŝŵŝƚĞĚĂďŝůŝƚLJƚŽŵŽŶŝƚŽƌƉĂƚŝĞŶƚƐŽŶK^ǁŝƚŚ ƌĞĐĞŝǀŝŶŐǁĂƌĨĂƌŝŶĐŽŶĐŽŵŝƚĂŶƚǁŝƚŚ,sƚƌĞĂƚŵĞŶƚ͘͘͘ &ƌĞƋƵĞŶƚŵŽŶŝƚŽƌŝŶŐŽĨ/EZǀĂůƵĞƐŝƐƌĞĐŽŵŵĞŶĚĞĚ ĐůŝŶŝĐĂůůLJĂǀĂŝůĂďůĞůĂďĂƐƐĂLJƐ ĚƵƌŝŶŐƚƌĞĂƚŵĞŶƚĂŶĚƉŽƐƚͲƚƌĞĂƚŵĞŶƚ͘͘͘͟ ‡ /ŶƚĞƌĂĐƚŝŽŶŵŽƌĞƐŝŐŶŝĨŝĐĂŶƚǁŝƚŚƌŝďĂǀŝƌŝŶΘWƌK ^K&ͬ>s ^K&ͬs> Zͬ'Z '>ͬW/ ^K&ͬs>ͬsKy ůŽƉŝĚŽŐƌĞů ĂƵƚŝŽŶ ĂƵƚŝŽŶ ‡ /ŶƚĞƌĂĐƚŝŽŶƵƐƵĂůůLJ ƌĞƐƵůƚƐŝŶљ/EZ͕ŶĞĞĚŝŶŐјtĂƌĨĂƌŝŶ dŝĐĂŐƌĞůŽƌ ĚŽƐĞ ;шϭϱйͿ ĂďŝŐĂƚƌĂŶ ϮŚƌĂƉĂƌƚ ϮŚƌĂƉĂƌƚ ‡ DĞĐŚĂŶŝƐŵƵŶĐůĞĂƌďƵƚĞƌĂĚŝĐĂƚŝŽŶŽĨ,sŝŵƉƌŽǀĞƐůŝǀĞƌ ĚŽdžĂďĂŶ E E E E ĨƵŶĐƚŝŽŶƚŽŝŶĐƌĞĂƐĞĐůŽƚƚŝŶŐĨĂĐƚŽƌƐLJŶƚŚĞƐŝƐΘͬŽƌ ƉŝdžĂďĂŶ E E E E ǁĂƌĨĂƌŝŶŵĞƚĂďŽůŝƐŵ ZŝǀĂƌŽdžĂďĂŶ ĂƵƚŝŽŶ ĂƵƚŝŽŶ ĂƵƚŝŽŶ ĂƵƚŝŽŶ

ϳ ϭϭͬϯϬͬϮϬϭϴ

ĂƐĞηϮ͗KƉƚŝŽŶƐ ĂƐĞηϮ͗ŽŶĐůƵƐŝŽŶ ϰϱLJͬŽŵĂŶƐƚĂƌƚŝŶŐ'>ͬW/;DĂǀLJƌĞƚͿ͘'ƚϭď͕ ‡ ĐŝƌƌŚŽƚŝĐ͕ƚdžͲŶĂŢǀĞ͖ZsͬĐͬd&ͬ&d͕ƌŽƐƵǀĂƐƚĂƚŝŶ͘ ƵĞƚŽŝŶƐƵƌĂŶĐĞĐŽǀĞƌĂŐĞŽĨ'>ͬW/ ;DĂǀLJƌĞƚͿ͕ǁĞĚĞĐŝĚĞƚŽĐŚĂŶŐĞZdƚŽ ϭ͘ ŚĂŶŐĞZd d'ͬͬϯd͘ ± ^ƵŐŐĞƐƚŝŽŶƐ͗d'Ͳ͕/Ͳ ŽƌZWsͲďĂƐĞĚ ± DŽŶŝƚŽƌ,/ss>džϭͲϮŵŽŶƚŚƐŽŶŶĞǁZdďĞĨŽƌĞ Žƌ ƐƚĂƌƚŝŶŐƐ Ϯ͘ ŚĂŶŐĞ ‡ ZĞĚƵĐĞƌŽƐƵǀĂƐƚĂƚŝŶ ĚŽƐĞƚŽϭϬŵŐ͘ ± ^K&ͬ>sdžϭϮǁĞĞŬƐ ‡ ^ƚĂƌƚ'>ͬW/͘ ± ^K&ͬs>džϭϮǁĞĞŬƐ

ĂƐĞηϯ YƵĞƐƚŝŽŶηϱ͗tŚŝĐŚĂŐĞŶƚƐĂƌĞŽŬĂLJƚŽ ƵƐĞŝŶƚŚŽƐĞǁŝƚŚĞ'&ZфϯϬŵ>ͬŵŝŶ͍ zŽƵ͛ƌĞƐĞĞŝŶŐĂϱϴLJĞĂƌͲŽůĚtŚŝƚĞŵĂůĞŽŶ ŚĞŵŽĚŝĂůLJƐŝƐǁŚŽǁŽƵůĚůŝŬĞƚŽƐƚĂƌƚ,s ϭ͘ Zͬ'Z;ĞƉĂƚŝĞƌͿ ƚƌĞĂƚŵĞŶƚ͘WƌŽǀŝĚĞƌŝƐŶŽƚƐƵƌĞǁŚĂƚƚŽƵƐĞ Ϯ͘ '>ͬW/;DĂǀLJƌĞƚͿ ŐŝǀĞŶƉĂƚŝĞŶƚ͛ƐƌĞŶĂůĨƵŶĐƚŝŽŶ͘ ϯ͘ ^K&ͬ>s;,ĂƌǀŽŶŝͿ ± ,s͗ddžͲŶĂŢǀĞ͕'ƚϯ͕ŶŽĐŝƌƌŚŽƐŝƐ ϰ͘ ^K&ͬs>;ƉĐůƵƐĂͿ ± DĞĚƐ͗d'ннϯd;ƌĞŶĂůůLJͲĚŽƐĞĚͿ ϱ͘ ϭΘϮ ϲ͘ ůůŽĨƚŚĞĂďŽǀĞ

ϴ ϭϭͬϯϬͬϮϬϭϴ

ĂƐĞηϯ dƌĞĂƚŵĞŶƚKƉƚŝŽŶƐ͗ ĂƐĞηϯ'ĞŶĞƌĂůKƉƚŝŽŶƐ͗ ZĞŶĂů/ŵƉĂŝƌŵĞŶƚ ddžͲEĂŢǀĞ͕'ƚϯ͕ŶŽĐŝƌƌŚŽƐŝƐ

<  EŽĚŽƐĞĂĚũƵƐƚŵĞŶƚ ƵƌĂƚŝŽŶ ϭͲϯ Zͬ'Z YZ;ϱϬŵŐͿͬ'Z ;ϭϬϬŵŐͿ džϭϮǁĞĞŬƐ ZĞŐŝŵĞŶƐ ŽƐĞ ƵƌĂƚŝŽŶ '>ͬW/ Y'>;ϯϬϬŵŐͿͬW/ ;ϭϮϬŵŐͿ yϴͲϭϲ ǁĞĞŬƐ ^K&ͬ>s Y^K&;ϰϬϬŵŐͿͬ>s;ϵϬŵŐͿ džϭϮǁĞĞŬƐ ^K&ͬs> YĨŝdžĞĚͲĚŽƐĞĐŽŵďŽ^K& džϭϮǁĞĞŬƐ ^K&ͬs> Y^K&;ϰϬϬŵŐͿͬs>;ϭϬϬŵŐͿ džϭϮǁĞĞŬƐ ;ϰϬϬŵŐͿͬs>;ϭϬϬŵŐͿ sн^K& Ys;ϲϬŵŐΎΎͿн^K&;ϰϬϬŵŐͿ džϭϮǁĞĞŬƐ '>ͬW/ YĨŝdžĞĚͲĚŽƐĞĐŽŵďŽ'> džϴǁĞĞŬƐ ^Dsн^K& Y^Ds;ϭϱϬŵŐͿн^K&;ϰϬϬŵŐͿ džϭϮǁĞĞŬƐ ;ϯϬϬŵŐͿͬW/;ϭϮϬŵŐͿ ^K&ͬs>ͬsKy Y^K&;ϰϬϬŵŐͿͬs>;ϭϬϬŵŐͿͬsKy ;ϭϬϬŵŐͿ džϭϮǁĞĞŬƐ ϰͲϱ Zͬ'Z YZ;ϱϬŵŐͿͬ'Z ;ϭϬϬŵŐͿ džϭϮǁĞĞŬƐ '>ͬW/ Y'>;ϯϬϬŵŐͿͬW/ ;ϭϮϬŵŐͿ yϴͲϭϲ ǁĞĞŬƐ ŚƌŽŶŝĐ<ŝĚŶĞLJŝƐĞĂƐĞ;<ͿƐƚĂŐĞƐ͗ ϭсŶŽƌŵĂů;Ğ'&Z хϵϬŵ>ͬŵŝŶͿ͖ϮсŵŝůĚ<;Ğ'&Z ϲϬͲϴϵŵ>ͬŵŝŶͿ͖ϯсŵŽĚĞƌĂƚĞ<;Ğ'&Z ϯϬͲϱϵŵůͬŵŝŶͿ ϰсƐĞǀĞƌĞ<;Ğ'&Z ϭϱͲϮϵŵ>ͬŵŝŶͿ͖ϱсĞŶĚͲƐƚĂŐĞ<;Ğ'&Z фϭϱŵ>ͬŵŝŶͿ

ĂƐĞηϯ͗ŽŶĐůƵƐŝŽŶ /ŵƉŽƌƚĂŶƚWŽŝŶƚƐ

‡ ,ĞŝŶŝƚŝĂƚĞƐ'>ͬW/;DĂǀLJƌĞƚͿ ‡ KŶůLJ^K&ͬ>s;,ĂƌǀŽŶŝͿĐĂŶďĞƵƐĞĚǁŝƚŚ&sŽƌdZ͘ ‡ ^K&ͬ>sΘ^K&ͬs>;ƉĐůƵƐĂͿĐĂŶďĞƵƐĞĚǁŝƚŚW/ͬƌΘ ‡ ,ĞĚŽĞƐǀĞƌLJǁĞůůΘŚĂƐ^sZƉŽƐƚͲ s'ͬĐ͘ ƚƌĞĂƚŵĞŶƚ ‡ Zͬ'Z;ĞƉĂƚŝĞƌͿΘ'>ͬW/;DĂǀLJƌĞƚͿŽŬĂLJǁŝƚŚWW/Ɛ͘ ‡ WƌĂǀĂƐƚĂƚŝŶƐĞĞŵƐŽŬĂLJǁŝƚŚŵŽƐƚƐ͘ ‡ Zͬ'ZΘ'>ͬW/ĐĂŶďĞƵƐĞĚŝŶ^Z͘ ‡ ^K&ͬs>Θ^K&ͬ>sĐĂŶďĞƵƐĞĚŝŶĚĞĐŽŵƉĞŶƐĂƚĞĚ ĐŝƌƌŚŽƐŝƐ;ƚƌĞĂƚŝŶĐŽŶƐƵůƚĂƚŝŽŶǁŝƚŚĂůŝǀĞƌƐƉĞĐŝĂůŝƐƚͿ ± '>ͬW/͕Zͬ'Z͕Θ^K&ͬs>ͬsKy;sŽƐĞǀŝͿƐŚŽƵůĚ ŶŽƚ ďĞƵƐĞĚŝŶƚŚŽƐĞǁŝƚŚŚŝůĚͲWƵŐŚΘ͘

ϵ ϭϭͬϯϬͬϮϬϭϴ

ĐŬŶŽǁůĞĚŐĞŵĞŶƚƐ

‡ ŶŶŝĞ>ƵĞƚŬĞŵĞLJĞƌ͕D ‡ DĞŐEĞǁŵĂŶ͕D͕&W ‡ ŝĂŶĞs͘,Ăǀůŝƌ͕D

ϭϬ ReproductiveHealthfor WomenAndMen(!)Living withHIVintheUS

DeborahCohan,MD,MPH Ihavenofinancialconflictsof Professor UCSFDept ofandGynecology interesttodisclose. HIVE NationalPerinatalHIVHotline

ReproductiveHealthisaHumanRight.

• WithintheframeworkofWHO'sdefinitionofhealthas astateofcompletephysical,mentalandsocialwellͲ Natl PerinatalHIVHotline being,andnotmerelytheabsenceofdiseaseor infirmity,reproductivehealthaddressesthe &CliniciansNetwork reproductiveprocesses,functionsandsystematall 1Ͳ888Ͳ448Ͳ8765(24/7) stagesoflife.Reproductivehealth,therefore,implies ReproID_HIVlistserv thatpeopleareabletohavearesponsible,satisfying [email protected] andsafesexlifeandthattheyhavethecapabilityto reproduceandthefreedomtodecideif,whenand howoftentodoso.

http://www.who.int/topics/reproductive_health/en/ „ WorldHealthOrganization,accessedOct31,2018 ProvisionofReproductive Peoplefirstlanguage HealthcareisOurObligation. #LanguageMatters “#NotYourInfection isimportanttomebecausepeople Implicitinthisaretherightofmenandwomen livingwithHIVdeserverespect.Awordcanbecorrect, tobeinformedofandtohaveaccesstosafe, butthatdoesn’tmakeitnice.IamlivingwithHIV,notan HIVinfected person.IamNOTaninfection!” – effective,affordableandacceptablemethodsof Mina,ateenlivingwithHIV fertilityregulationoftheirchoice,andtheright ofaccesstoappropriatehealthcareservices • PersonlivingwithHIV(PLHIV) • Woman/ManlivingwithHIV(W/MLHIV) thatwillenablewomentogosafelythrough • PerinatalHIVtransmission pregnancyandandprovidecouples • Serodifferent couple withthebestchanceofhavingahealthyinfant. • GenderͲexpansiveandinclusivelanguage

http://www.who.int/topics/reproductive_health/en/ https://hiveonline.org/wpͲcontent/uploads/2016/01/AntiͲStigmaSignͲOnletter1.pdf WorldHealthOrganization,accessedOct31,2018

HIVepidemiologyhighlights ReproductiveHealthcare structuralracism • Amongwomen,newdiagnoseswashighest Mypartner/IwanttogetpregnantÆ Preconceptioncare amongBlackwomen(43per100,000); IampregnantÆ Prenatalcare comparedtowhitemen(39per100,000) Mypartner/Idon’twanttogetpregnantÆ Contraception • Blackwomenrepresent6%ofSFfemale population and37%ofWLHIV IwanttoendmypregnancyÆ Accesstosafe • Blackwomenhadamortalityrateof43 Idon’tknowwhatIwantÆ Preconception/contraception deathsper100,000–4.5and7.5timesthatof Latinx andwhitewomen. IwanttofindapartnerÆ http://www.hivdatingsites.biz

2017SFHIV Epidemiology AnnualReport Iwantasatisfyingandsafesexlife. Reproductivehealth=primarycare Everyinteractionisanopportunity. • Ifwesucceedatintegratingpreconceptionand familyplanningintoprimarycaremodel • Tocheckinaboutsex – EveryHIVͲexposedpregnancywillbeplannedand • Toassessdisclosuretopartners wellͲtimed. • TodiscussHIVstatusandtestingofpartners – TherewillbenoHIVtransmissiontosexualpartners. – TherewillbenoHIVtransmissiontoinfants. • ToassessadherenceandremindaboutTasP – ThehealthofallHIVͲaffectedparentsandinfants • ToeducateaboutPEPandPrEP willbeoptimized. • Todiscussreproductivehealthdesires – Wanttohaveachild? – Wanttoavoidhavingachild?

HIVE:ahubofpositivesexualand reproductivehealth www.HIVEonline.org www.HIVEonline.org Sexual/ReproductiveHistory ReproductiveDesires/Intentions

ƒ sex/genderofpartners,types/frequencyof ƒ Reproductivedesires sex,numberofpartners,concurrent ƒ Doyouwanttohavechildreninthefuture? partnerships/sexualagreements,condomuse, ƒ Ifnoand“atrisk”ofpregnancy/impregnating, contraception(prn),concurrentdruguse contraceptiveuse? ƒ satisfyingsexlife?agencyaroundsex? ƒ Reproductiveintentions ƒ past(selforpartner/s): ƒ Ifso,whatwouldbeyouridealtimeline? planned/desired?,outcome ƒ discussionaboutpartnerHIVstatus,safe ƒ historyofSTIs(self andpartner/s) conception,birthspacing(atleast12Ͳ18months betweenbirthͲpregnancy) ƒ historyoftrauma ƒ surrogacy,fostercare,,alternativefamily buildingoptions PregnancyandTGHealth • HIVEVideo – https://www.hiveonline.org/junoͲobedinͲmaliverͲ onͲreproductiveͲhealthͲforͲtransmen/

https://www.hiveonline.org/ wpͲ content/uploads/2015/06/Tr ansMenFertility.pdf

FertilitydesiresamongPLHIV

USreproductiveͲagedwomen 35% WLHIV US,HCSUS 20Ͳ29% (59%) Rochester British Columbia (Baltimore) Eurosupport V 45% MLHIV(MSW) US, HCSUS 28% WEWANTTOGETPREGNANT! Eurosupport V 41%

Predictors: age<30y,childless(metaͲanalysis20studies)

¹ChenFam Plann Persp 2001,²StanwoodContraception2007,³OgilvieAIDS2007,4OladapoJNatl Med Assoc 2005,FinoccharioͲKesslerAIDSBehav 2010;Nöstlinger 2013;Berhan BMCPublicHealth 2013, Sherr JIAS2010 Whoinfluencesreproductive DesiresamongMSMwithHIV? desiresofWLHIV? • n=84,UK • UMiami,n=49WLHIV • 77.6%nodiscussionwithadoctor • KAPsurveyre:fertilityplanning,reproductive desires,andsaferconceptionpractices aboutbecomingaparent • youngerandlesseducationinfluencedby • 68.2%feltnotsufficientlyinformed partners’desires • olderandmoreeducationinfluencedby physicianendorsementofchildbearing www.GaysWithKids.com

Jonesetal.PLOSOne,Sept2016 Sherr L,BarryN:FatherhoodandHIVͲ overlookedandunderstudied.Abstractno. 1034.2ndIASConferenceonHIVPathogenesisandTreatment.2003

Pregnancy,HIVandTransgender GoalsofHIVͲinformedpreconception Health care • PubMedsearch“pregnancyHIVtransgender” • Preventunintendedpregnancy – Oct2018:n=12articles – Only1articleaboutpregnancy,HIVandTGhealth • PreventHIVtransmissiontopartner – Viralsuppression,PEP,PrEP • Optimizematernal&paternalhealth – Vaccination,OIprophy,smokingcessation,etc • Improvematernalandfetaloutcomes • PreventperinatalHIVtransmission

ACOG PracticeBulletinNo117;December,2010 Preconceptionmanagement Takeadvantageofthedesiretoget • Antiretroviraltherapy – NotonART?Æ startbeforeattempting pregnant/conceiveasan conception,esp ifserodifferent opportunitytooptimizehealthand – Whattostart???(moreonthisinamoment) • Folate (400mcg)orprenatalvitamins encourageotherforwardͲthinking • OIprophylaxis behavior. – TMPͲSMXandNTDrisk • 4Ͳ10mgfolate (vs.deferconceptionuntil CD4>200x3mos) – Azithro (vs.deferconceptionuntilCD4>100x 3mos)

WhatARV(s)arenot Preconceptionmanagement recommendedamongwomen • Screen/treatSTIs seekingconception? • Vaccinateprn • Optimizenutrition,exercise • 1.DTG • Addresstrauma • 2.COBI • Addresstobacco,drug,alcoholuse • 3.EFV • Comprehensivemedreview(includingOTC,herbs,etc) • Engagingthepartner • 4.RPV – HIVandSTItesting • 5.DTGandCOBI – PEP,PrEPeducation,prescriptionprn – Linkagetocare • 6.DTGandEFV – Smokingcessation,drugtreatment • Testingchildren • 7.Alloftheabovearetobeavoided DoweneedtoavoidDTGin preconceptionperiodand pregnancy?

Zash NEJMJuly2018

Botwana ARV/pregnancy WHO:EFVbackas1st linefor surveillance:4NTDcasesin6m womenofchildͲbearingpotential

AnEFVͲbasedregimenisasafeandeffective1stͲlineregimen recommendedforusebytheWHO2016ARVdrugguidelinesandcanbe usedamongwomenofchildbearingpotentialduringtheperiodof potentialriskfordevelopingneuraltubedefects(atconceptionandupto 8weeksafterconception). Zash NEJM2018 Letwomenmakeinformed AvoidCOBI(+EVGorDRVorATV) choices. amongwomendesiringconception? • IMPAACT1026;intensivepK,n=30 • Pregnancyvs.postpartum • COBIÐ 44%in2nd tri,Ð59%in3rd • EVGAUCÐ 24%in2nd tri,Ð44%in3rd • COBI/ATVnotstudiedinpregnancybutsamepK issuesexpected • Implicationsforthose“atͲrisk”forconception? • Counselre:possibleneedtoswitchARVinfuture pregnancy • Genvoya,Stribild,Prezcobix,Symtuza,Evotaz

Momper AIDS2018

AvoidRilpivirine preͲconception?

• Levelsvariableamongpregnantwomen • TotalRPVAUC~30to40%Ð duringpregnancyvs.postpartum • Unbound(pharmacologicallyactive)lessaffectedbypregnancy • ~10%womentrough<EC90(levelneededtoinhibit90% replication)….90%trough=OK

• FDAOct2018ODEFSEYlabel:“Forpregnantpatientswhoare alreadyonODEFSEYpriortopregnancyandarevirologically suppressed(HIVͲ1RNAlessthan50copiespermL),onetabletof ODEFSEYtakenoncedailymaybecontinued.Lowerexposuresof rilpivirine,acomponentofODEFSEY,wereobservedduring pregnancy,thereforeviralloadshouldbemonitoredclosely.” • SamerecommendationsaddedtotheCOMPLERAlabel. I’MPREGNANT!

FDAOct2018;EkeJAIDS2018;Osiyemi Inf DisTher 2018;Schalkwijk CID2017 MaryisonDolutegravir MoreaboutMary

• MaryisalongͲtermpatientofyours,living • Marysaysherperiodisirregularbutthinksit withfamilyoutͲofͲstateforayear,backnow. was~2Ͳ3monthsago. • 32yowithviralsuppressiononTDF/ABC/DTG • Reflexurinepregnancytest:Positive for3years. • Maryisthrilledandexpressesdesireto • PanͲsensitiveHIVbutadherencedifficultin thepastwhenonnonͲsingleͲtabregimens continuepregnancy.(N.B.noassumptions aboutwomen’sreactionstoandplansfor • Aspartofclinicvitalsigns,thenurseasks timingofLMP(greatidea,ifyoudon’talready pregnancy) dothis)

SameͲdayultrasoundshowsMary What’syournextstep? is12wpregnant.Whatnext? 1. ScheduleanappointmentwithOBwithin • 1.Feelgratefulyoudidn’tchoseOBasa next7days. specialtyandcalltheNationalPerinatalHIV 2. SwitchtoTDF/FTC+RAL. Hotlineforadvice. 3. ContinueMaryonTDF/ABC/DTGbecauseit • 2.ContinueDTG hasworkedforherandotherregimenshave • 3.SwitchfromDTGtoRAL not. • 4.StopARVsandresumethemin2weeks 4. ObtainsameͲdayultrasoundanddiscuss switchingoffDTGbasedonthat. Afterwhatgestationalageisitok toinitiateorcontinueDTGduring GestationalageandDTGrisk pregnancy? • Neuraltubedefectsdevelopwithin4weeks • Itdependswhichguidelinespanelyouask… afterconception(6weekspostͲ LMP/gestationalage) • 2ofthe4defectsinBotswanapossibly“postͲ neurulation”(i.e.betweenneuraltubeclosure andtheendofthe1st trimester) • 1st trimesterendsat12wks vs.14wks dependingonwhomyouaskandifyoudefine basedonconceptionagevs.LMPage

“OK”timingofDTGuse IfMaryweremypatient,I’doffer:

PostͲ PostͲLMP • ContinueDTG(NTDhappenч4weeksofconceptionor conception (what’scalled ч6weeksfromLMP) “gestational • SwitchDTGÆ RALvs.ATV/r age”inUS) • SwitchtoEFVͲbasedsingleͲtabregimen WHO(07/18) 8wks 10wks • ConsiderRPVsingleͲtabregimen,thoughassociated withÐ pK in2nd and3rd trimester AdultARV guidelines(05/18) 8wks 10wks AdultARVguidelines(10/18) 12wks 14wks • Personalpractice:don’ttrytoohardtoconvince PerinatalARVguidelines(11/18) (10Ͳ)12wks (12Ͳ)14wks ** womantostopDTGevenif<12weeksifotherwise workingforher

**PanelmemberswouldconsiderusingDTGat10weekspostͲ • Tivicay,Juluca, Triumeq conception/12weeksgestationalagebyLMPbasedonan individualpatientbasis. WhattodoforacuteHIVduring Sarahbecomesyourpatient pregnancy? • Sarahis31yoG2P0at30weeksgestation 1. Panic 2. Ihavenoidea,butI’llcalltheNationalPerinatal st th • 1 triroutine4 genHIVAg/Ab negative HIVHotline. • 3rdtriroutine4th genHIVAg/Ab positive 3. Startcoformulated 3TC/ABC/DTGASAP 4. StartTRV/DTGASAP • Whattodo??? 5. StartTRV/RALASAP 6. Repeatthetestin1weektoconfirmdx 7. ObtaingenotypeandinitiateARTonceresults return

AcuteHIVduringpregnancy ARTtimingÆ VLdecayÆ transmission

• Highriskofperinatal(andsexual,lactational)transmission • StartARTASAP UK/Ireland 0.1% <50copies@delivery • Goal=rapidviraldecay(frequentserialVL“stat”) France Nocases preconceptionor1st tristartand<50copies – n=90;ARTinitiation>20wks @delivery – Mediantime1Ͳlogdecay:INSTI=8dvs.nonͲINSTI=35d 0.5% 14Ͳ27wkstartand <50copies@delivery • DTGvs.RAL – BothpromotedtoPREFERREDafter12wks OR23.2 >500copiesat~30wks – Adherence=critical;oncedailyDTGvs.BIDRAL So.Africa OR0.92 perweekofART – HigherbarriertoresistanceDTG – Avoid3TC/ABCcoͲformulationvs.riskAHRwhileawaitHLA • Startasearlyascantolerate… test? • ConsiderDOT(inpatientoroutpatient) • Aggressiveoptimization/adherenceinterventionsif – 3rd trimesterDOT=costͲeffective slowdecay(<1logby4weeks)orviremic in3rd trimest

Rahangdale AJOG2016;HightowerAAC2011;McCabePlos One2010 TownsendAIDS2008;HoffmanJAIDS2010;Tubiana CID2010,Tubiana CROI2011 Initiating ART in Pregnancy (aka prescribe what they will take) NRTI/ NNRTI PI EI/II NtRTI WhattoStartforARVͲnaïve ABC ATV/r RAL(BID) Preferred F(3)TC DRV/r PregnantWoman DTG>12w TDF (BID) EFV LPV/r(3 Alternative ZDV tabsBIDin RPV 3rd) Not DRV/COBI DTG<12w recommended ATV/COBI EVG/COBI Insufficientdata TAF BIC

BecomingpregnantonART AntiretroviralPregnancyRegistry

• Discusswhatisknown/notknownaboutrisks – AntiretroviralPregnancyRegistryInterimReport –1Ͳ800Ͳ258Ͳ4263 www.apregistry.com • ConsiderpK changes –www.apregistry.com – MorefrequentVLmonitoring • HIVE:monthlyVL,regardlessofhx,regimen –NowonͲlinepatientenrollment – Aggressiveevaluation/optimizationifviremic – TDM? –ReportWLHIVorwomentakingPEP • EVG/COBI,DRV/COBI,ATV/COBI orPrEPduringpregnancy – If“virallysuppressedandpresentontheseregimens,itis appropriatetoconsidercontinuingthemwithincreased –Interimreportsevery6months viralloadmonitoringifthereareconcernsabout switching” AntepartumCare Intrapartum Care

• ART+adherencecounseling – OIprophylaxis:azithro forMAC • Ifrecent viralload<1000copies • Monthlyviralload,including@term – NoIVAZT(unlessveryrecently<1000copies) – UBCcohort(n=318):<50copiesat34wkÆ Viremic @delivery – 6%withviralrebound;meanVL513copies;2%VL>1000copies – Trialoflaborok – 50%ofwomenwithreboundwithin1daybeforedelivery • Prenatalvitamins(counselre:timing) • ContinueoralARVsevenifNPO – e.g.DTG2hrbefore,6hr afterPNV • • TDaP,fluvax;otherinactivatedvax prn ElectivecesareanifnoROM,nolaborand • Contraceptionplan 38+weeksandVL>1000copies • Discussionofbreastfeedingrisk – Formula – Bankedhumanmilk(www.hmbana.org) – HarmreductionandbreastfeedingonART

Boucoiran ObGyn 2017;Levison CID2014

Alternatively… PostpartumCare PleasegetRNA<1000copies! • ARTadherencesupport • ConsiderinpatientDOT – MaylosemotivationtotakeART • – CostͲeffectivefor3rdtrimester Offercabergoline lactationsuppression(1mg) • Infantfeeding:formula,bankedhumanmilk • ConsiderRALorDTGͲbasedART – https://www.hmbana.org – rapiddecay>1log/wk – Harmreductionapproachifconsideringbreastfeeding* • AggressiveoptimizationofART • Contraception • InfantPEP • Closelytrackviraldecaywithexpedited viral – 4wks AZTifconsistentmaternalviralsuppression load – Ifmaternalviremiain3rd trimesterand/ordeliveryÆ call NationalPerinatalHIVHotline Hegazi IntJSTDAIDS2013;WestlingAIDSPatientCareSTDS.2012;TaylorIntJSTDAIDS 2011;PinnettiJAntimicrobChemother2010;McCabePlos One2010 *Levison CID2014 HarmͲreductionapproachto TakeItHome… breastfeeding • Reproductiveandsexualhealthcareisprimary healthcare • Womenwhodesirepregnancyorare“atͲrisk” ofpregnancy – DTGnotrecommended(1st triissues) – COBInotrecommended(2nd/3rd triissues) – RPVokbutmaybenotideal(unlessidealforher)

TakeItHome… TakeItHome

• WomenwhogetpregnantwhileonART • AggressiveoptimizationofART,adherencefor – DTG:continueif>12Ͳ14wksgestationalage viralsuppressionby3rd trimester • Switchvs.continueif<12Ͳ14wksdependingonher circumstances • Harmreductionapproachtoinfantfeeding – COBI:switchvs.continuewithfrequentVL,TDM – RPV:probablyoktocontinuewithfrequentVL, • Informedfreechoicere:ARTandreproductive TDM healthcare • WomenstartedonDTGinpregnancy:discuss importanceoffuturepreconceptioncarefor subsequentpregnancies Resources Additionalrelevantslides

• HIVE • pK andpregnancy – www.HIVEonline.org • HIVprovidersandreproductivehealthcare • NationalPerinatalHIVHotline/Clinicians’Network – www.nccc.ucsf.edu • Saferconception • ReproIDHIVlistserv • Contraception – [email protected] • Screening/treatmentforcervicaldysplasia • 2017PerinatalARVGuidelines(Oct19,2017) • HPVvaccination – www.aidsinfo.nih.gov

Gratitude pK andPregnancy

• ManyPIsÐ AUCin2nd/3rd tri(troughok) • Doseadjustmentsuggested – ATV/r:300/100vs.400/100daily (2nd/3rdtri) – DRV/r:600/100BID • FrequentVLmonitoring,considerTDM – RPV • Notrecommended HIVPROVIDERSDISCUSSING – COBIͲcontainingregimens REPRODUCTIVEDESIRESWITH PATIENTS LeAntivir Ther.2015;Colbers Antivir Ther.2015;Kreitchmann JAIDS2013; Stek JAIDS2015;SantiniͲOliveiraAAC2014;BestJAIDS2010;Schalkwijk AIDS2016

Whendoprovidersaskmale PROͲMenSurvey patientsaboutreproductiveissues? • OnlineanonymousREDCap survey • Healthcareprovidersdoingprimarycarefor PLHIVinSFBayArea • n=72 • 87.5%MD/DO,12.5%NP • 59%public,35%private,13%VA

Orlando,JANAC2017 Howoftendoprovidersask?

SAFERCONCEPTION

• Videos: – HIV+Men:HavingaHealthySexLifeandHealthyFamily – Adherence – Disclosure • Clinicalalgorithms:integratingreproductivehealthinto primaryHIVcare • Educationalbrochures:saferconception,contraception • NodocumentedcasesofmaleÆ femalesexualtransmissionif • PROMEN…onthego… onARTandundetectableviralload • onlyonecaseofmaleÆ malesextransmission www.HIVEonline.org Sturmer Antivir Ther 2008 TDFsafetyinpregnancy PrEPforConception:“PrEPͲception” whenreasonablemindsdiffer? • TheSwiss • JAIDSmetaͲanalysis(17studies;WHOfunded) – PTB<37wRR0.9(0.81Ͳ0.99);<34wRR1.08(0.72Ͳ1.62) – MLHIVonARV;HIVͲRNA<50copies/mlx>3mos – StillbirthRR0.6(0.43Ͳ0.84) – HIVͲRNAinsemenundetectableatbaseline – Neonatalmortality(<14d)RR5.64(1.70Ͳ18.79)drivenbyPROMISE – TDF36hrs and12hoursbeforesex – 1studyclinicallyirrelevantȴ lengthandHCzͲscores – Noȴ maternalAE,SGA,LBW,anomalies,infantAE,infantmortality – n=46pregnancyperattempt – “ThelatestWHOguidelinescontinuetorecommendTDF+FTC(or3TC)+ • 26%(1)Æ 66%(5)Æ 75%(12) EFVasfirstͲlineARTforadults,includingpregnantwomen.” – • BMJOpenmetaͲanalysis(10studies) Noseroconversions oradverseevents – Stillbirth/neonatalmortalityRR4.40(1.75Ͳ11.01) • TheAmericans(SFandNY) – PTB(<34w)RR2.30(1.06 to 4.97) – Retrospectivecohortof“atͲrisk”women(2010Ͳ15) – DrivenbyPROMISE(usedLPV/r;lowerthanexpectedPTBinnonͲTDFarm) – “Theadverseeffectonstillbirthsandneonatalmortalityislikelyan – n=27(5 preconception) overestimate...fullyinformedpregnantwomenlivingwithHIVarelikelyto – Noseroconversions oradverseevents chooseregimensthatdonotincludetenofovir orFTC.” • “AfterfullyconsideringtheresultsofthePROMISEstudy,boththe (PerinatalGL)PanelandtheBHIVAdonotsupportthese Vernazza et al AIDS 2011. Seidman AJOG 2016 recommendations.” Nachega JAIDS2017;SiemieniukBMJOpen2017

AssistedReproductionandHIV • SpermwashingwithIVForIUI=safe • Nocasesoftransmissionwithcurrenttechniques • Expensive(esp IVF) • Limitedavailability – Geographic – Practiceschoosingtonotprovidecare • Thereisnoethicalreasontowithholdfertility servicesatclinicswiththenecessaryresourcesto providecaretoHIVͲ infectedindividualsand coupleswhoarewillingtouserecommended riskͲreducingtherapies.Clinicswithoutsufficient resourcestooffercareshouldassistinreferralto providersequippedtomanagesuchpatients. (ASRM2015) PaulandCaitlinwanttoconceive Ovulation predictor kits theoldfashionedway… • Gettingpregnantsafely – Paulundetectablefor3Ͳ6monthsbeforeattempted conception – CaitlinacandidateforPrEP(necessaryifPaulUD?) – STIcheckforbothofthem – Timedintercourse(condomless sexwhenovulating) • HIVEbrochures:SaferConception,IsPrEPRight forMe?,PrEPduringPregnancyand Breastfeeding,videos

PrEPduringPregnancyand Breastfeeding • Appearssafe(somecontroversyasabove) – Breastmilk <<<plasmaconcentration • Duringpregnancyandbreastfeeding – Paul:monthlyviralloads – Caitlin:HIVAg/Ab testingqtri andduringBFat minimum • Viralloadsdependingoncondomuse,hisviralload NumerousmethodstoeliminateHIV transmissionriskwhiletryingtoconceive.

Nachego AIDS2017;BrownHepatology 2016;WangCID2013;Ehrhardt CID2015;Fowler PROMISE2014;Palombi2016;Mugo2014 ContraceptiveFailure(1st year)

CONTRACEPTION 18%

AdaptedfromJ.Trussell Glob.Libr.Women’sMed2011

Efficacydrivenbyfrequencyofmethod HormonalContraception&ART • Permanent:sterilization Increasingefficacy Combohormones/POP Implant • Every10years:CopperTIUD • Every5years:Mirena IUD EFV մ LNGAUCљ58Ͳ83% • Every3years:Nexplanon orSkyla IUD NGMNAUCљ64% ENG љ • Every3Months:DMPA • Monthly:vaginalring RTVͲboosted PIs EEAUCљ19Ͳ48% ? • Weekly:patch NEAUCљ14Ͳ34% • Daily:pill,naturalfamilyplanning(NFP) • Episodic:barriermethods,NFP մ Pregnancyandimplants: 12Ͳ15%EFVvs.0%nonͲEFV(n=570,n=57)

PerryAIDS2014;Scarsi CID2016 Cytologic methods

• Cytologyalone – ConventionalPap – LiquidͲbasedcytology • Cytology/HPVcoͲtesting

SCREENINGFORCERVICAL • NOT recommendedinsettingofHIV – PrimaryHPVtesting DYSPLASIAANDCANCER

Conventionalvs.LiquidͲbasedcytology (IamnotendorsingThinPrep.)

Conventionalcytology LiquidͲbasedcytology

https://cancercervical.wikispaces.com/LIQUID+BASED+ CYTOLOGY+(LBC) http://www.thinprep.com.au/images/diag_typespap_tests.jpg Cytologyreliable(enough) Conventionalvs.LiquidͲbased • HIVEpidemiologyResearch(HER)Study • France,2008Ͳ12,changedtoLBCinSept2009 • 189withHIVvs.95withoutHIV – 277conventional(n=216);268LBC(n=210);allHIV+ st • 2x/yearx6yearfollowͲup(1993Ͳ99):conventionalpap, – Unblinded tomethod,blindedto1 read colposcopy,biopsy – Agreementbtwn 2readers • AnyCIN:14.3%vs.1.2%(p<.01) • Conventional:79abnl,10unsatis;78%(kappa0.69) • Discordantpap/biopsy • LBC:123abnl,2unsatis;84%(kappa0.82) • Baltimore,2000Ͳ01,changedtoLBC(n=358HIV+) – AnyHPV:aOR 3.1(1.0Ͳ9.8) – 209conventional;490LBC – CD4<500:aOR 6.5(1.5Ͳ29.2) – LSIL+:24%conventional,23%LBC • 19HIV+withnormalpapandCIN – ASCͲUS:15%conventional, 9%LBC – 18abnormalpapwithin1yr ofdiscordantresults • f/ubiopsyLSIL+:29%conventional,65%LBC

AndersonCID2006 HeardCytopathology2015;Swierczynski Acta Cytol 2004

CervicalCAscreening<30yo

Baseline <21y: w/in1yr ofsexualdebut

21Ͳ29:@HIVdx Method CYTOLOGY (conventionalorliquidͲbased) AGEͲBASED HPVcoͲtestingNOTrecommended SCREENINGALGORITHMS Initial Q12months ?Q6 mos x2in1st yr (CIII) FollowͲup 3normal,consecutiveÆ Q3yr

Stop Stop ifhysterectomyforbenigndz Continue ifhysterectomyandhx ofCIN2/3, adenoCAͲinͲsitu,cervicalCA CervicalCAscreening30+yo

CYTOLOGYALONE CYTOLOGY/HPVcoͲtest Baseline @HIVdx Method Cytology (conventionalorLBC) Cytology/HPV coͲtesting (ifASCͲUSonLBC,±reflex HPV) Initialf/u Q12months IfͲpap/ͲHPVÆ cotest Q3yr ?Q6mos x2in1st yr (CIII) IfͲpap/+HPVÆ cotest @1yr IfASCͲUS/ͲHPVÆ papin6Ͳ If–pap/+HPV 16/18Æ colpo 12morcoͲtestin12m FollowͲ 3normal,consecutiveÆQ3yr If1yrf/u+pap or+HPVÆ colpo up шASCͲUSonrepeatÆ colpo Ifalways–pap/ͲHPVÆ Q3yr

Stop NoagecutͲoff(vs.65yr oldamong forHIVͲneg) Stop ifhysterectomyforbenigndz Continue ifhysterectomy(CIN2/3,adenoCIS,cervicalCA)

DifferencesbasedonHIV Lessintensivescreeningif CD4>500? • Initiation:noscreening<21yo(HIVͲ)vs.w/in1yr sexdebutif<21yo(HIV+) • Frequency: • KaisernestedcaseͲcontrol – <30yr old:q3yrs (HIVͲ)vs.annualx3(HIV+) • 1996Ͳ2014,incidentCIN2,CIN3,orcervicalcancer – 30+yr old: • 5:1match,20,146cases,100,780controlsͲ(n=115HIV+) • cytologyq3yrs (HIVͲ)vs.annualx3(HIV+) • CIN2+(n=20,146) – • cytology/HPVcoͲtestingq5yrs(HIVͲ)vs.q3yrs(HIV+) HIV:OR2.0 – CD4<200:OR5.7 • Stopping:65yo (HIVͲ)vs.noageͲlimit – CD4200Ͳ499:OR3.0 • Managementofabnormalresults: – NodifferenceCD4500+vs.HIVͲuninfected(OR0.8) – <25yoASCͲUS/+HPV • CIN3+(n=11,275) • cytology12/24m(HIVͲ)vs.colpo (HIV+) – HIV:OR2.3 – ASCͲUS/unknownHPV – CD4<200:OR4.5 • cytology12m(HIVͲ)vs.6/12m(HIV+) – CD4200Ͳ499:OR3.6 – <25yoLSIL – NodifferenceCD4500+vs.HIVͲuninfected(OR0.8) • cytology12/24m(HIVͲ)vs.colpo (HIV+) SilverbergCROI2016 Colposcopy Indicationsforcolposcopyamong womenlivingwithHIV

• ASCͲUSwith+reflexHPV – IfHPVunavailable:cytologyat6&12months – IfASCͲUS+onfollowͲupÆ colposcopy • LSIL • ASCͲH • AGC • HSIL

http://www.mayoclinic.org/~/media/kcms/gbs/patient%20co nsumer/images/2013/08/26/10/34/my00236_im00350_w7_c olposcopethu_jpg.png

Treatment

TREATMENTFORCERVICAL DYSPLASIA

https://pathologyproject.files.wordpress.com/2012/02/cryoͲ leep.jpg Treatment • CIN2or3 – Satisfactorycolpo,negativeendocervical currettage (ECC) • Ablation(cryotherapy,laser) • Excision(LEEP,laser,coldͲknifecone) – Unsatisfactorycolpo,+ECC • Excision(someonlyofferconetogetcleanmargin) • RecurrentCIN2/3Æ excision • Hysterectomy:considerifrecurrent/persistentCIN3 PREVENTIONOFHPV

HPVvaccines

• 3FDAͲapprovedHPVvaccines – Bivalent:HPV16,18 – Quadrivalent:HPV6,11,16,18 – 9Ͳvalent:HPV6,11,16,18, 31,33,45,52,58 • Vax with9Ͳvalentifpriorbi/quadvax? • AgecutͲoffforPLHIV?Oct2018:FDAapprovedthrough45yo • AmongthosewithHIV: – Safe – Immunogenic – Ð titers:HIVͲinfection(vs.not);detectableVL:clinical significance? – Seroconversion Ð CD4<200 • Newrecommendationsupto45yorelevantforWLHIV?

Kojic CID2014;MoneyVaccine2016;KahnCID2013;WeinbergJID2012 Eosionophilic follicultis

• Pruriticurticarialpapulesontheface/neckscalpandchest • CD4under50andwhenstartingARV’sornewregimenasimmune HIV2018 reconstitutionsyndrome • Notadrugreaction TobyMaurer,MD • DONOTSTOPARV’s UniversityofCalifornia,SanFrancisco

Treatment

• Waititout12Ͳ16weeksuntilimmunesystemstabilizes Antiretrovirals • Itraconazole isthefirstlinedrugͲworksasanantieosinophilic agentͲ WehaveknownthatHIVpsoriasisrespondsbeautifullytoARV’s.This titrateupfrom200qd to400qd.WatchdrugͲdruginteractions pt isanonͲadherentpt whoassoonashisimmunesystemsniffsthe • Permethrinissecondlinedrugwhichweusuallyaddtoitraconazole if ARV’s,responds. notworkingasasingledrug • Prednisoneisoverkillandwouldnotelecttouseitfirstlineinpt with CD4under200 • IndomethicinͲOfuji’s disease :

• Mostpeopletake12Ͳ 16weekstorespondtoARV’sre:psoriasis IMMUNCERECONSTITUTIONMOLLUSCUMͲexampleofacute • Intheinterim,canuseacitretin 25qd inflammation • Topicals canbeusedafterARV’sstabilizethept outͲmucheasierto Thepusdoesnotgroworganismsbutiscompletelyfullof handlethepsoriasisanddon’treallyneedmuchmorethanthe inflammatorycells.ThistypeofACUTEINFLAMMATIONistypicalofpts occasionaltopical whostartARV’sunder200withhighviralloads. • WehaveneverhadtogotobiologicsforHIVrelatedpsoriasisͲcan theorizeonmanytothepossiblesideeffects

CHRONICINFLAMMATION=Eczemaas PruriticPapular EruptionofHIV example • Thisischronicinflammation.Wehaveknownfordecadesthat • Anotherexampleofchronicinflammation eczemawillalwaysrecurinspiteofwellcontrolledHIVIFthepatient • OftenapresentingsignofHIVinthetropics startedARV’sunder200. • Thoughttobeexaggeratedbugbitereaction • StartARV’sascloselyaspossibletoseroconversionͲdecreasethesize ofthereservoirsoasnottoallowforchronicinflammation • StartARV’sascloseaspossibletoseroconversion Herpessimplex

• RespondstoARV’sinthefirst12Ͳ16wks butrecurs • Fewerepisodesinourwelltreatedcohort • Notaspartofresistancetomedsbutagain,asaresultofchronic • ValcyclovirͲ500mgtid inflammationaspersonsinthetropicsstatedARV’sgenerallywith • ?Suppressivedoses?Ͳtreatwhenyouhaveit CD4’sunder200or500

Verrucous HSV HumanPapillomaVirus

• UsuallyACVresistant • Stillaburdenoncutaneousskinandgenitalskin • Emergingasaproblemworldwide • ?Vaccinesdecreasingseverityorincidence? • SuppressivedosesofACVusedinrecurrentHSVinfectioninHIVmay • Localdestructivetechniquestoincludeliquidnitrogenand beselectingoutresistantstrains podophylin underocclusion • Treatwithtopicalorinjectablecidofovir • Thinkaboutsquamouscellcancerinthosewartsthatwon’trespond andgetbiggerͲBIOPSY • Cidofovir injections LivinglongerͲchronicactinicdamage Syphilis

• Seeingtheravagesofagingskin–actinickeratoses,Basalcellcancers • Manymorphologiesontheskin;hightitersbeingseen andsquamouscellcancers • LotsofsyphilisͲPREP???? • SUNSCREEN100 • Biopsyifindoubt,empirictreatment • HIVincreasestherateofrecurrentsquamouscellcancersoinyour • MonitorforreinfectionorfailedtreatmentͲat1month,3months,6 ptswhohavehad1episodeofsquamouscellcancerͲmonitorclosely( months,12months,18monthsposttreatment q6months)andhavealowthresholdforbiopsy

Drugeruptionlikerashthatdoesnot itch=syphilis Kaposis sarcoma

• FirstsignofHIVinlowCD4counts • Recurringinptswhoarevirallysuppressed(mayhavehadKSinthe past)ͲblipsofnonͲadherence;aging,steroidinduced • SeeinginMSM’sͲnotHIVinfectedͲ40Ͳ50’s WorkͲup IFHIVNegative

• Biopsytoconfirmdiagnosis • Askaboutsymptoms:Pulmonary,GI,Lympehedema • HIVtestonceͲifpositive,startARV’s • Donothing • Askaboutsymptoms;IMAGINGoflimiteduse • Intralesional chemo PULMONARY: coughing,hemoptysis,SOB • Spotradiation GI:tumorinmouththatinterfereswithchewing,GIpain,bloodinstool • TalkabouttriggersͲavoidsystemicsteroids Lymphedema:sustained STARTCHEMOͲliposomaldoxorubicinisfirstlineͲatleast6cycles STARTCOMPRESSIONforlowerlimbs Ihavenodisclosures EnhancingRelationshipͲ CenteredCommunicationfor theHIVProvider ElizabethImbert,MDMPH AssistantProfessor DivisionofHIV,ID,andGlobalMedicine ZuckerbergSanFranciscoGeneral UCSF

Objectives Communication: The most common procedure • Identify3stepsofRelationshipͲCenteredCommunicationskillset • Developanactionplantosupportsapplyingtheseskillsinaclinical Howmanypatientinteractionsinahealthcare context provider’scareer? • >200,000 • Lesstraining,practice,andfeedbackthan otherlesscommonprocedures •Computersaddcomplexity Better Outcomes for Patients Relationship-Centered1 Care leads to • Diabetes better outcomes… • Painmanagement • Adherenceto medications • Satisfactionwithcare experiences

Safran etal,JFamPract 1998;Stewartetal,JFamPract 2000;Levinsonetal,HealthAffairs2010;Dwamena etal,Cochrane DatabaseSyst Rev2012;Hojat etal,Acad Med2013;Kennedyetal,PatExperienceJ2014

Better Outcomes for Clinicians Overview of Relationship- Centered Interviewing skills and Teams • Engagement • Satisfaction • Workload stress • Medical malpractice

Levinsonetal,JAMA1997;Krasneretal,JAMA2009 Step 1: Set the Stage Set the Stage: Greeting

Skills: • Welcome/greet the patient and

• Build rapport quickly others • Elicit all of the other's agenda items • Integrate interpreter • Negotiate the agenda • Acknowledge delay, if any • Introduce the computer • Identify patient and others by name • Introduce yourself to everyone in the room • Explain your specific role

Set the stage: Set the stage: Attend to comfort & minimize communication Elicit ALL agenda items barriers

• Ensurereadinessandprivacy • Outpatients average 3-4 • Minimizebarrierstocommunication(sitdown) concerns per visit • Adaptlanguage,pace,postureinrelationtoother • Ensurecomfort • More efficient • Makeasocialcommentoraskanonmedical • 35 vs. 15% doorknob questions question • Main concern often not • Statethetimefortheencounter offered first

Marveletal,JAMA1999;Heritageetal,JGIM2007 Set the stage: Set the stage: Elicit all agenda items Negotiate the agenda

• “First, let me write down a list of 1. Establish other's priorities: “Of those 4, which is most important to you today?” everything you want to talk about 2. State your concerns: “I’m concerned about your today.” asthma.” 3. Offer a plan: “Can we start with your breathing, • “What else?” until all items then your headache, then your blood pressure exhausted – before addressing first medications? I’ll need a few days to help you with the form.” item

• Summarize the entire list

Step 2: Elicit & Respond to the Other’s Overview of Relationship-Centered Perspective Interviewing Skills Skills: • Explore the other's function, ideas, fears, and expectations RelationshipͲ Set Set • Demonstrate empathy verbally and Stage Agenda Centered non-verbally Skills • Transition to data-centered portion of encounter Pandora’s Box The Other’s Perspective

• Begin with an open-ended request / question • How quickly do you think health care • “Tell me all about …” providers interrupt • Listen attentively and silently patients? • Can use neutral utterances and nonverbal • How long will patients encouragement speak if given the opportunity? • Resist the urge to jump to questions

Tools for active listening Skills practice

• Pauses ™ Work in dyads.

• Echoing ™ You will be in two different roles for 2 minutes each. • Requests for more information 1. Storyteller describes a challenge in a working relationship – with a patient, colleague, • Reflections and summaries supervisor, etc. 2. Interviewer uses pauses, echoing, requests for more information, and reflections/summaries (NOT close-ended questions, advice, or his/her own stories). Need more information? Debrief Elicit the other’s function, ideas, fears, and expectations

™ Forthestorytellerroles: 1. Function “Howhasthisaffectedyourcomfortatwork?” Whatwasitliketotellyourstoryand 2. Ideas experiencereflectivelistening? “Whatareyourideasaboutwhatmightbe ™ Fortheinterviewerroles: causingthis?” 3. Fears Howwasittolistenreflectively? “Whatworriesyouaboutthis?” 4. Expectations “HowcanIbesthelpyoutoday?” Weston,Brown,&Stewart:CanFamPhysician.Jan1989

Explore and Name the Patient’s Elicit & respond: Emotion If not explicit, seek out emotion--

Patients almost always have • “How has this been for you, Symptom emotions accompanying their symptoms/illnesses emotionally?”

Personal •Recognize expressed emotion • “How are you doing with all this?” •Nonverbal emotional expression •Emotional cues • Read the emotion on the other's face Emotional •Statements of feeling •Elicit Emotion • “You seem frustrated.” • Ask explicitly • Hypothesize about the patient’s emotion Fortin, Dwamena, Frankel, Smith 2012. Convey empathy nonverbally Express empathy: Make at least one empathic statement

• Pause PEARLS: • Touch • Partnership • Facial expression • Emotion • Tone of voice • Apology • Space • Respect • Legitimization • Support Ambady etal,Surgery2002;Riess etal,JGIM2014

PEARLS© statements Empathy enhances efficiency

Partnership: Let’s work together on this. Made Missed an empathic opportunity for Emotion: I imagine how upsetting this is for you. statements an empathic Apology: I’m sorry to hear how difficult this is. statement Respect: I give you a lot of credit for getting through this as you have. Internists 17.5 min visits 20 min visits Legitimization: Most people in your position would feel this same way. Surgeons 12.5 min visits 14 min visits

Support: I’m going to stick with you through this. Levinsonetal,JAMA2000;Hojatetal,AcadMed2011 Be aware of your own Transition to data-centered reactions part of encounter

Self-awareness • Check accuracy with a brief summary • How am I feeling? • Indicate that both content and style of • Does a power differential exist? inquiry will change if patient is ready • Continue with the data-centered portion of Non-judgmental attitude the encounter: remainder of history, exam, • Separate the behavior from the person etc. • Speak as an equal partner Continue connecting and expressing • Focus on strengths compassion!

Step 3: Negotiate a shared plan Overview of relationship- centered interviewing skills Skills

• Share information Beginning RelationshipͲ RelationshipͲ RelationshipͲ centered centered End Set Set ClinicianͲCentered Physical Centered Educate • Assess understanding Stage Agenda Skills Exam Counsel Skills RelationshipͲ RelationshipͲ Plan centered centered • Summarize & clarify • Close the encounter Share information A Typical Download

• Orient and ask permission • Continues with the clinician to begin discussion speaking at length about the diagnosis and treatment plan, • Frame the discussion and what the next steps for the according to the patient’s patient will be, including perspective – ideally medication changes, lifestyle already elicited recommendations, procedural details, consultations, important • Deliver in small, jargon-free things for the patient to know amounts about, maybe ending with asking the patient for any • Allow space for emotion & questions questions …

ART Loops Assess Understanding: ARTS

• Difference between Askforother'sunderstanding ART dialogue and eflect/respondwitha monologue R • Can be used to elicit: summaryorempathic ART • Patient/family statement preferences, goals Tell/teach ART • Barriers • Ensures simplicity and Seekalignment,solutions maximizes adherence Negotiate a shared plan: Example Develop achievable action plans

ASK: What have you heard about asthma? • Tailored to patient's goals, Patient: Oh no. My sister had asthma as a kid. It was awful – she had to go to the ER all the time with my parents to resources, and get treatment. REFLECT: I’m sorry to hear your sister had such severe preferences asthma. TEACH: I don’t think your condition is nearly as serious as • Specific hers. Some people get asthma reactions when they have a virus or allergy, and quickly improve with an inhaler. • Achievable ASK: What is your experience with inhalers? …

Summarize and clarify with Summarize and clarify: teach back Teach back, using ART

• Teach back leads to ™ Ask the patient to summarize “We’ve covered a lot: can you tell me in your own improved outcomes words what we’ve decided on?” “When you speak with your family member / friend, • Promotes adherence what will you tell them we discussed?” • Allows for collaborative ™ Respond/Reflect ™ Teach additional points, as needed planning Schillingeretal,2003;Schenker etal,2011 Summary: Relationship-Centered Communication Close the encounter Demo and skills practice ‰ Step 1:

‰ Set the stage

‰ Elicit items & negotiate agenda • Further clarify future plans, as ‰ Introduce the computer ‰ Step 2:

necessary ‰ Open the conversation • What you / the patient will do ‰ Elicit perspectives (FIFE) • What the time of the next communication will be ‰ Respond with empathy (PEARLS) • Elicit final questions ‰ Step 3: ‰ Share information & plans • “What further questions do you have?” ‰ Assess understanding with ARTS: • Acknowledge and support ‰ Ask with open-ended inquiry, Reflect, • “It is a pleasure to work with you.” Tell/teach, Seek alignment and solutions • “We’ll be here if you need help.” ‰ Summarize and clarify: ask for teach back ‰ Close the encounter Disclosures

Introduction to ARV Drug I have no disclosures Resistance New Clinicians’ Workshop

Susa Coffey, MD Division of HIV, ID and Global Medicine

ARSQuestion Introduction WhichresistancetestdoyouorderforARTͲnaïve patients? Whatthisis: ƒFornewclinicians(notexperts) 1.Standardgenotype(RTandPR) ƒFocuson 2.Standardphenotype(RTandPR) •CurrentlyͲusedARVs 3.Genotype+phenotype(RTandPR) •Commonresistancescenarios 4.Integrasephenotype •Genotypetests 5.RT/PR/INgenotype •ApproachestointerpretingRtestresults ƒProviralDNAgenotype:afewwords Mechanisms of HIV Drug Resistance Mechanisms of HIV Drug Resistance

ƒHighrateofHIVreplicationͲ 109 virionsperday ƒ MutationsmaydecreasesusceptibilitytoARVs,and ƒManymutationsandquasispecies causeorcontributetovirologicfailure • RT:errorͲprone,nocopyediting • (afewmutationsmayincrease susceptibility) ƒInsettingofdrugpressurewithviralreplication,selection ƒ Somemutationsmayimpairviralfitness ofresistantviruses ƒ Somesingle mutationsseverelyimpactcertainARVs • <Ͳ InadequateadherencetoART (eg,M184I/V) • <Ͳ WrongARVs(potency),wrongdoses(druglevels),drugͲ ƒ Insomecases,several mutationsareneededtocausea druginteractions,absorptionissues,etc. significantimpact,esp.withNRTIsandPIs(eg,TAMs) • (Corollary:inabsenceofdrugpressure,possible ƒ SomeARVsmayretainresidualactivity(eg,3TC/FTC) “disappearance”ofmutations[minoritypopulations]) ƒ CrossͲresistancewithinanARVclassiscommon

Bottom Line: Assume that once there, always there (archived)

When to do Resistance Test: DHHS Recommendations Case: Transmitted Drug Resistance ƒ BeforeARTͲͲ atfirstvisit(asclosetothetimeof infectionaspossible) •31yomanwithnewdiagnosisofHIV,chronicity • Resistancemutationsmorelikelytobedetectedearlierin unknown(nopreviousHIVtest) thecourseofHIVinfection • GT:RT,PR;INifconcernfortransmittedINIresistance •CD4:525,HIVRNA:93,000c/mL •GT:RTͲ M41L,K103N;PR– L63P ƒ VirologicfailureͲͲ doonfailingARVsorshortlyafter d/c(w/in4weeks) • GTfor1st or2nd ART,addPTif“knownorsuspected complexdrugresistancepattern” • INGTifvirologicfailureonINI ƒ SuboptimalvirologicresponseonART ƒ Pregnancy DHHSAdult/AdolescentARTGuidelines2018 Prevalence of Transmitted HIV Drug Transmitted HIV Drug Resistance in Resistance in US, 2006-2009 MSM, 2010-2012 Genotypicanalysisofsamplesfromnewlydiagnosedpatientsin CDCNationalHIVSurveillanceSystem(N=12,668) Newly diagnosed MSM patients age •13 in CDC

20 15.6% National HIV Surveillance System, 8 jurisdictions All cases with sequences Cases classified as recent infections (N = 9,629) 16 Cases classified as long-standing infections

12

7.8 8 6.8 4.1 4

0 1 or more 1-class 2-class 3-class NNRTI NRTI PI Transmitted Drug Resistance Mutations (TDRMs) INSTI: case reports, but no significant transmitted resistance—0.2% in one study

Ocfemia MCB, et al. CROI 2012. Abstract 730. in N. Carolina Menza TW et al, AIDS 2017. Banez Ocfemia, XXIV HIV Drug Resistance Workshop, 2015.

Genotype Test Genotype Test

ƒStandardGTexaminesRTandPR M184V ƒFirst letter: WT ƒForIN,mustorderspecialtest amino acid ƒNumber: codon ƒWithGT,oftenpossibletopredict/anticipate position resistancedependingonthespecificmutations, ƒSecond letter: butisnotadirectmeasureofresistance mutant amino acid

ƒC, cysteine ƒG, glycine ƒM, methionine ƒS, serine ƒA, alanine ƒH, histidine ƒN, asparagine ƒT, threonine ƒD, aspartate ƒI, isoleucine ƒP, proline ƒV, valine ƒE, glutamate ƒK, lysine ƒQ, glutamine ƒW, tryptophan ƒF, phenyalanine ƒL, leucine ƒR, arginine ƒY, t y r o s i n e Phenotype Test Phenotype (with GT)

ƒ Measures inhibition of viral replication by individual ARVs in vitro

ƒ IC50 = concentration of drug required to inhibit viral replication by 50%

ƒ Compares patient virus IC50 to that of a reference strain, -> fold-change in IC50 relative to the reference strain

FC = IC50 patient IC50 reference

Limitations of GT and PT NRTI Resistance

ƒ Anumberofkeymutationsfor3TC/FTC, ƒ Conventionaltestsreliablydetectmutant TDF/TAF,ABC;+numerousothers virusthatcomprisesabout20%ofthe ƒ Somesinglemutationsseverelyimpactviral circulatingviralquasispecies replication,butwithothersanaccumulation ƒ Maymissminoritypopulations ofmutationsusuallyrequiredforhighͲlevel resistance ƒ HIVRNAmustbe>500Ͳ1,000c/mL • (More=worse) ƒ DonotassessinteractionofARVs ƒ NRTIStrategy: • Knowkeymutations(M184V,K65R,TAMs) • Lookupothers NRTI Resistance: NRTI Resistance: M184I/V K65R

ƒ Selectedby3TC,FTC(sometimesABC),cause resistanceto3TC,FTC ƒ SelectedbyTDF/TAF,ABC,ddI ƒ VerycommonͲͲ 3TC/FTChavelowgeneticbarrierto ƒ CausesresistancetoTDF/TAF,allotherNRTIsexcept resistance AZT ƒ Crossresistance:decreasessusceptibilitytoABC,ddI ƒ Increases susceptibilitytoAZT (especiallyifTAMs) ƒ Decreasesviralfitness ƒ Increases susceptibilitytoTDF/TAF,AZT,d4T • PartiallyrestoresactivityifTAMspresent ƒ Decreasesviralfitness

NRTI Resistance: TAMs NRTI Resistance: L74V/I ThymidineͲassociatedmutations(TAMs) ƒ SelectedbyAZT,d4T ƒ ƒ DecreasesusceptibilitytoAZT,d4T,TDF/TAF,ABC;toall SelectedbyABCandddI NRTIsifnumerous • (L74VsometimesselectedbyTDF) ƒ Crossresistance:increaseswithincreasingnumberof ƒ ResistancetoABC andddI TAMs ƒ Increases susceptibilitytoTDF/TAF,AZT • (More=worse) ƒ 2pathways: • M41L,L210W,T215Y(moreresistance;incl.more impactonTDF) • D67N,K70R,T215F,K219Q/E Case 1: PrEP Failure Case 2: Audience Response

WhichARTregimenwouldbemostlikelytobe ƒ 31yoMSMonPrEP(TDF/FTC,Truvada),presents effective? toclinicafterabsenceof6months,reportsspotty adherencetohisPrEP,butcontinuestotake. 1.Rilpivirine(RPV)/TAF/FTC(Odefsey) 2.EVG/cobi/TAF/FTC(Genvoya) ƒ HIVAb+,HIVRNA65,000c/mL. 3.DTG/ABC/3TC(Tivicay) 4.DRV/r+rilpivirine/TAF/FTC ƒ HIVgenotype:RT– K65R,M184V;PR–WT. RT – K65R, M184V NRTIStrategy: PR – WT • Knowkeymutations Bottom Line: need 3 active ARVs, if possible (M184V,K65R,TAMS) (especially if ARVs have low genetic barrier to • Lookupothers resistance).

NNRTI Resistance NNRTI Resistance: Important Mutations ƒ K103N ƒ SeveralsinglemutationsconferhighͲlevelresistance • CommonlyselectedbyEFV tocertainNNRTIs;numerousotherscontributeto • EmergesearlyinVF(lowgeneticbarriertoresistance),commonly resistance transmitted ƒ Lowgeneticbarriertoresistance(exceptetravirine, • ResistancetoEFV,NVP ?doravirine) • Byitself,doesnotdecreasesusceptibilitytoETR,RPV,DOR ƒ Crossresistanceiscommon ƒ Y181I/V/C/F/G/S • SelectedbyNNRTIs • CrossresistancetoallNNRTIs(exceptDOR?) ƒ NNRTIStrategy: ƒ • Knowseveralkeymutations(K103N,Y181///,E138K E138K [V106]) • SelectedbyRPV • Lookupothers • UsuallyoccurswithM184IorM184V;thisenhancesresistancetoRPV • • Beawareofmutationscoringsystemforetravirine(ETR) ResistancetoRPV,crossresistancetoEFV,ETR • (BecautiousaboutDOR– littleisknown) ƒ V106I// • FrequentlyseenafterDORfailure,withothermutations Doravirine Case 2: NNRTI Resistance

• Invitro,activeagainstcommon • 53yo manwithVFyearsagoonEFV/TDF/FTC(Atripla), NNRTIresistancemutations nowondolutegravir/ABC/3TC(Triumeq);VL<40c/mLx1 (incl K103N,E138K,Y181C, year.HecomplainsofheadacheandGIsymptomsand G190A) wantstochangeARVs. • Invivo,emergentresistance: • PreviousGT(whileonEFV/TDF/FTC): • TreatmentͲnaïvetrials:V106I, Y188L,H221Y,P225H,F227C • ALSONRTIresistance mutations–eg,M184V,K65R, M41L • Switchstudy(DRIVEͲSHIFT): none • NOclinicaldatainsalvage settings

LAIMͲT.CROI2016.Abs506

Case 2: NNRTI Resistance Case 3: 1st ART Failure ƒ Couldweuserilpivirine(ordoravirine)+2NRTIs ashisnextARTregimen? ƒ 35yowomanonRPV/TAF/FTC(Odefsey).HIV • K103NaloneshouldnotaffectRPV,DOR,orETR RNAsuppressedx2years,thenincreasesto ƒ Issues: >5,000c/mLinsettingofseveralmonthsofOTC • AccuracyofGT? PPIuse. • Mutationsmayfadefromviewwithtimeand removalofselectivedrugpressure ƒ Genotype: • GTcapturesstrainsthatcomprise>5Ͳ20%ofthe • RTͲ K101E,E138K,Y181C,M184I circulatingviruses • PRͲ nomutations • Oncethere,alwaysthere:“archived”mutations

Bottom Line: caution in interpreting GTs – consider what may be hidden from view White, KL. Toronto 2013. Abs 87. Case 3: Audience Response Etravirine Resistance MutationWeightFactor Couldyouuseetravirine(ETR)ordoravirine 1.0 V90IA98G Response by ETR weight (DOR)inhernextregimen? K101E/H 138G/K/Q Genotypic %Responders 179D/T score (DUET trial) G190A 0-2 74.4% 1.Yes– shouldhavefullactivity 1.5 V106IE138A 2.No–noteffectiveafterrilpivirinefailure V179FG190S 2.5-3.5 52% 2.5 L100IK101P •4 38% 3.Ineedmoreinformation Y181CM230L NNRTIStrategy: • Knowseveralkey 3 Y181IY181V mutations(K103N,Y181///, Case: RT - K101E, E138K, E138K[V106]) Y181C, M184I •Lookupothers RT: K101E, E138K, Y181C, M184I •Mutationscoringsystem forETR Bottom line: ETR may not be effective if ETR PR: none •CautionreDOR– littleis score >2. known) Vingerhoets J, et al. AIDS. 2010;24:503-14. Tambuyzer et al JAIDS. 2011.

Integrase Inhibitor Resistance Integrase Inhibitor Resistance

ƒ Raltegravir and elvitegravir have low-ish barriers to resistance ƒ INSTI Strategy: • Several possible mutation pathways • Assume cross-resistance between RAL and • Different effects on dolutegravir, ?bictegravir EVG ƒ Dolutegravir and bictegravir primary resistance is • Recognize Q148/// (most damaging to DTG) rare, not well understood • Look up all others ƒ Order integrase genotype (not phenotype) = special order • (Be very cautious about BIC – little is known) • Important for predicting sensitivity to DTG, BIC

u Low et al, Antimicrob Agents Chemother. 2009;53:4275-82 Low et al, Antimicrob Agents Chemother. 2009;53:4275-82 Integrase Inhibitor Resistance Integrase Inhibitor Resistance

• Pathway/mutations Resistance Dolutegravir(DTG) Raltegravir Q148H/K/R, G140S/A All INIs (for DTG, Q148 + at ƒNosignificantreportedemergentmutationsifusedin3Ͳ least one other) drugregimenforinitialtherapy N155H, E92Q RAL, EVG ƒVariousmutationsifusedasmonotherapy Y143R/H/C RAL ƒVariousmutationsifusedafterRALorEVG ƒ Q148H/K/R+others,N155H+others,R263K Elvitegravir E92Q EVG, RAL, low level DTG

Q148H/K/R, G140S/A All INIs (for DTG, Q148 + at Bictegravir(BIC) least one other) ƒNoreportedemergent mutationsifusedin3Ͳdrugregimen T66I EVG forinitialtherapy ƒNodataforuseinsalvagetherapy N155H RAL, EVG

Low et al, Antimicrob Agents Chemother. 2009;53:4275-82. Kulkarni R et al, CROI 2013, Abs. 587.

Case 4: INSTI Resistance Case 4: INSTI Resistance

ƒ 50yoman,onATV/r/TDF/FTCforyears,switchedto EVG/cobi/TAF/FTC(Genvoya)tosimplifyhisART Willdolutegravirbepotentinhissalvageregimen? ƒ VLremained<40c/mLx9months,thenincreasedto7,200 c/mL 1.Yes,theseelvitegravirmutationsdonotaffectDTG ƒ GT(incl.integrase)done: 2.No,fullcrossresistanceislikely 3.Possibly,ifweincreasethedoseofDTGto50mgBID

INSTI Strategy: •Assume cross-resistance between RAL and EVG •Recognize Q148/// (most IN: G140S, Q148R damaging to DTG) •Look up all others •(Caution re BIC – little is known) Dolutegravir Resistance Bictegravir: in vitro activity against resistant virus VikingͲ3Study:VirologicresponselowestinpatientswithQ148+ш2 secondarymutations

VIKINGͲ3:DTG50mgBID+OBRinpatientswithINSTIfailure+2class resistance;hadatleastonefullyactivedruginOBR

79% Bottom Line: 59% • If Q148 + 0 or 1 other 24% mutation, DTG may be effective (with * other active ARVs) ^ • Use BID dosing

*Included primary INI-resistance mutations N155H, Y143C/H/R, T66A or E92Q or only historical evidence of resistance ^Secondary mutations from G140A/C/S, E138A/K/T or L74I. Bottom Line: BIC very little Castagna et al, JID 2014:210: 354-362 information on resistance TsiangM,AntimicroAgentsChemother,2016

PI Resistance PI Resistance

ƒ Primary/Majormutations ƒ PIStrategy: • Emergefirst,decreaseantiviraleffect •Beawareof(butdon’tmemorize)listofDRV ƒ Secondary/Minormutations resistanceͲassociatedmutations(RAMs) • Emergelater,increasefitnessofstrainswithprimary •Lookupallothers mutationsorfurtherdecreaseantiviraleffect ƒ SpecificprimaryandsecondaryPImutations, dependinguponPI ƒ **Accumulationofmutationsusuallyrequired forhighͲlevelresistance ƒ Crossresistanceiscomplex DRV Resistance-Associated Mutations Case 5: PI (and other) Resistance (DRV-RAMs)

ƒ 11mutationsassociatedwithresistancetoDRV: ƒ48yoman,reportsthathehasbeenon • V11I,V32I,L33F,I47V,I50V,I54L/M,T74P,L76V,I84V, “everything”inthepast(exceptINSTIs),sometimes L89V withpooradherence. ƒHistoricgenotype(s): ƒ OnceͲdaily dosingpossibleifno DRVͲRAMS • PRͲͲ L10I,L33F, M36I/M,M46L,I54V,L63S,I64V,V82A (ODINstudy) ƒ TwiceͲdaily dosingrecommendedifш1DRVͲ RAM

ƒ DRVresponsediminishedwithш3DRVͲRAMs

De Meyer et al, AIDS Res Hum Retroviruses. 2008;24:379-388 Cahn et al, AIDS. 2011;25:929-39

Case 5: Multiclass Resistance, use Case 5: PI resistance strategies

ƒ AssessPIresistance: ƒ48yoman,reportsthathehasbeenon“everything”inthe • CheckforDRVresistanceͲmutations past(exceptINSTIs),sometimeswithpooradherence. ƒHistoricgenotype(s): V11I, V32I, L33F, I47V, I50V, I54L/M, T74P, L76V, I84V, • RTͲͲ M41L,D67N,L210W,T215Y;V106I,Y181V L89V • PRͲͲ L10I,L33F, M36I/M,M46L,I54V,L63S,I64V,V82A • One DRV-RAM: L33F -> DRV/r likely to be effective but should be given BID Approachingthis:bemethodical,applystrategies • Look up all other mutations • NRTI • NNRTI • PI Case: RT -- M41L, D67N, L210W, T215Y; V106I, Y181V PR -- L10I, L33F, M36I/M, M46L, I54V, L63S, I64V, V82A • (IN) Case 5: Multiclass Resistance (2) Case 5: Multiclass Resistance (3)

ƒ Historicgenotype(s): ETRMutationWeight ƒHistoricgenotype(s): • RTͲͲ M41L,D67N,L210W,T215Y;V106I,Y181V Factor • PRͲͲ L10I,L33F,M36I/M,M46L,I54V,L63S,I64V,V82A 1.0 V90I • RTͲͲ M41L,D67N,L210W,T215Y;V106I,Y181V A98G • PRͲͲ L10I,L33F, M36I/M,M46L,I54V,L63S,I64V,V82A K101E/H 138G/K/Q • AssessNNRTIresistance: 179D/T G190A AssessNRTIresistance: • 2NNRTImutations(incl.Y181) • ETRscore: 1.5 V106I • 4mutations(allTAMs)Ͳ affectTDF/TAF,ABC E138A • 4.5 V179F • Anythingmissing? • DOR:littleknown(caution:V106I) G190S • NoM184V/I– why??? 2.5 L100I NNRTIStrategy: K101P NRTIStrategy: •Knowseveralkeymutations(K103N, Y181C • Knowkeymutations Y181///,E138K[V106]) M230L (M184V,K65R,TAMS) •Lookupothers 3 Y181I • • Lookupothers MutationscoringsystemforETR Y181V •CautionreDOR– littleisknown)

Case 5: Multiclass Resistance (5): Case 5: Multiclass Resistance (4) “Look up other mutations”

ƒ Historicgenotype(s): • RTͲͲ M41L,D67N,L210W,T215Y;V106I,Y181V • PRͲͲ L10I,L33F,M36I/M,M46L,I54V,L63S,I64V,V82A

• AssessPIresistance: • 8PImutations(1DRVmutation)

PIStrategy: • BeawareoflistofDRV Case:RTͲͲ M41L,D67N,210W, Conclusion: likely resistance to T215Y;V106I,Y181V resistanceͲassociated all NNRTIs (??DOR), and to all PIs mutations(RAMs) PRͲͲ L10I,L33F,M36I/M,M46L, I54V,L63S,I64V,V82A except DRV – use BID • Lookupallothers Stanford HIV Drug Resistance Database http://hivdb.stanford.edu Case 5, continued What ARVs should we use in the next regimen? • Summary: • 3Ͳclassresistance: ƒ Integraseinhibitor? • NRTI:4mutations(TAMs): M41L,D67N,210W,T215Y • CrossresistancetoTDF,ABC ƒ Darunavir/r? • NoM184V/Ibutwewillassumeitisthere ƒ NNRTI? • 3TC/FTCresistance • NNRTI:2mutations:V106I,Y181V ƒ NRTIs? • LikelyresistancetoETR,DOR ƒ CCR5antagonist? • PI:8mutations(1DRVRAM) • Integraseinhibitors:neverexposed • WhatARVsshouldweuseinthenextregimen?

Proviral DNA Genotype Proviral DNA Genotype

Background: ƒ AmplifiescellͲassociated HIVͲ1proviralDNA ƒStandardresistancetestrequiresplasmaHIVRNAof frominfectedcells(PBMCs) >500Ͳ1,000c/mL •Whole blood samples ƒManypatientscurrentlyonARTwithVL<40mayhave resistancefrompreviousregimensbuthavenoavailable ƒ AnalyzesHIVͲ1polymeraseregionbynew resistanceteststoguideARTchanges(eg,simplification) generationsequencingtechnology ƒCanwedoresistancetestingonarchivedHIV? Case6 ProviralDNAGenotyping–HowAccurate? • 55yo manHIV+1993,onARTxyears • PreviousARThistoryunclear– remembersAZT,D4T,3TC,ABC, DDI,EFV,NVP,IDV,SQV,LVPͲr

• TransferredtothiscliniconATVͲr+AZT+TDF/FTC,HIVRNA= ND • ChangedtoATVͲr+RAL+TDF/FTCx5years,HIVRNA=ND

• Proviral DNAGT: • RT:M184V,K103K/N • IN:None • PR:L90L/M • ChangedtoEVG/cobi/TAF/FTC+DRV

Toma J. ICAAC. 2015

DNA Genotype Summary

ƒ Doresistancetestsattimeofdiagnosisandifvirologic Bottom Line: failure+suspectedresistance(usuallyGT) • Can be helpful if shows resistance ƒ Resistance:oncetherealwaysthere(archived) mutations. ƒ Bewareofwhatyoudon’tsee(minoritypopulations) ƒ Lookatoldresistancereports,treatmenthistory • May miss some or all existing ƒ resistance mutations: caution re Readresistancereportsmethodically ƒ CautionreARVswithscantydata(eg,BIC,DOR) negative results ƒ **Seekexpertadvice** • No clinical data ƒ Goaloftreatment:suppressedHIVRNAforall Resources

ƒ StanfordHIVDrugResistanceDatabase • http://hivdb.stanford.edu

ƒ IASͲUSAHIVDrugResistanceMutationsFigures andUserNotes • https://www.iasusa.org

ƒ ClinicianConsultationCenter • (800)933Ͳ3413 Monday–Friday,9a.m.–8p.m.EST (Free!) ŝƐĐůŽƐƵƌĞƐ

,KDYHUHFHLYHGJUDQWIXQGLQJIURPWKH1DWLRQDO,QVWLWXWHVRI+HDOWKDQGWKH KƉƉŽƌƚƵŶŝƐƚŝĐ/ŶĨĞĐƚŝŽŶƐĂŶĚ *LOHDG5HVHDUFK6FKRODUV3URJUDPLQ+,9 /ŵŵƵŶĞZĞĐŽŶƐƚŝƚƵƚŝŽŶ /ŶĨůĂŵŵĂƚŽƌLJ^LJŶĚƌŽŵĞ

&DWKHULQH.RVV0' $VVLVWDQW3URIHVVRU 'LYLVLRQRI+,9,QIHFWLRXV'LVHDVHVDQG*OREDO0HGLFLQH

'HFHPEHU

KďũĞĐƚŝǀĞƐ ϰĐŽƵŶƚĐŽƌƌĞůĂƚĞƐǁŝƚŚƌŝƐŬŽĨƐƉĞĐŝĨŝĐK/ƐŝŶ ƵŶƚƌĞĂƚĞĚ,/sĚŝƐĞĂƐĞ ‡ ŝĂŐŶŽƐĞĂŶĚŵĂŶĂŐĞĐŽŵŵŽŶŽƉƉŽƌƚƵŶŝƐƚŝĐŝŶĨĞĐƚŝŽŶƐ;K/ƐͿŝŶ,/s TB VZV/Zoster ϲϬϬ ‡ <ŶŽǁƚŚĞŝŶĚŝĐĂƚŝŽŶƐĂŶĚƉƌĞĨĞƌƌĞĚƌĞŐŝŵĞŶƐĨŽƌƉƌŝŵĂƌLJ ϱϬϬ ƉƌŽƉŚLJůĂdžŝƐĨŽƌK/Ɛ Pneumococcal/bacterial PNA ϰϬϬ Lymphoma Kaposi sarcoma ‡ hŶĚĞƌƐƚĂŶĚƚŚĞĨĞĂƚƵƌĞƐĂŶĚŵĂŶĂŐĞŵĞŶƚŽĨŝŵŵƵŶĞ ϯϬϬ Pneumocystis PNA ƌĞĐŽŶƐƚŝƚƵƚŝŽŶŝŶĨůĂŵŵĂƚŽƌLJƐLJŶĚƌŽŵĞ;/Z/^Ϳ ϰĐĞůůĐŽƵŶƚ Toxoplasmosis MAC Histoplasmosis ϮϬϬ Cryptococcosis CMV PML Cryptopsoridiosis Primary CNS ‡ hŶĚĞƌƐƚĂŶĚƚŚĞĚĂƚĂƌĞŐĂƌĚŝŶŐǁŚĞŶƚŽƐƚĂƌƚZdŝŶƚŚĞƐĞƚƚŝŶŐŽĨ ϭϬϬ Candidal esophagitis lymphoma ĂŶĂĐƵƚĞK/ Ϭ хϱϬϬ ϮϬϬͲϱϬϬ ϭϬϬͲϮϬϬ ϱϬͲϭϬϬ фϱϬ

ϰĐŽƵŶƚƐƚƌĂƚĂ

ĚĂƉƚĞĚĨƌŽŵĂƌƚůĞƚƚ:'ĞƚĂů͘DĞĚŝĐĂůDĂŶĂŐĞŵĞŶƚŽĨ,/s͕ϮϬϭϮ

 _>IRRWHUWH[WKHUH@ tŝƚŚƉŽƚĞŶƚZd͕ŝŶĐŝĚĞŶĐĞŽĨK/ƐĐŽŶƚŝŶƵĞƐƚŽĚĞĐůŝŶĞ tĞƐƚŝůůƐĞĞK/ƐĂŵŽŶŐ͗ Eсϲϯ͕ϱϰϭh͘^͘ƉĂƚŝĞŶƚƐŝŶEͲKZ͕ϮϬϬϬͲϮϬϭϬ ϭͿWĂƚŝĞŶƚƐŶĞǁůLJĚŝĂŐŶŽƐĞĚǁŝƚŚ,/sǁŚŽƉƌĞƐĞŶƚǁŝƚŚĂŶK/;ůĂƚĞ,/sĚŝĂŐŶŽƐĞƐͿ

ϮͿWĂƚŝĞŶƚƐǁŚŽĂƌĞĂǁĂƌĞŽĨƚŚĞŝƌ,/sƐƚĂƚƵƐďƵƚĨĂĐĞďĂƌƌŝĞƌƐƚŽƚĂŬŝŶŐZd

WW ϯͿWĂƚŝĞŶƚƐĨŽƌǁŚŽŵZdĨĂŝůƐƚŽĂĐŚŝĞǀĞĂĚĞƋƵĂƚĞŝŵŵƵŶŽůŽŐŝĐͬǀŝƌŽůŽŐŝĐƌĞƐƉŽŶƐĞ

ĂŶĚŝĚĂů ĞƐŽƉŚĂŐŝƚŝƐ ϰфϮϬϬŽƌK/Ăƚ,/sĚŝĂŐŶŽƐŝƐ hŶŝƚĞĚ^ƚĂƚĞƐ͕ϮϬϭϲ ϰϬй ϯϲй ϯϯй D ϯϬй Ϯϳй

ϮϬй ϭϳй

ϵй ϭϬй

Ϭй ϭϯͲϮϰ ϮϱͲϯϰ ϯϱͲϰϰ ϰϱͲϱϰ ϱϱн ŐĞ͕LJĞĂƌƐ

ƵĐŚĂĐnj <ĞƚĂů͘:/ ϮϬϭϲ͘ ,/s^ƵƌǀĞŝůůĂŶĐĞ^ƵƉƉůĞŵĞŶƚĂůZĞƉŽƌƚϮϬϭϴ͖Ϯϯ;ϰͿ

ZĞƐŽƵƌĐĞƐĨŽƌK/ŵĂŶĂŐĞŵĞŶƚ ĂƐĞϭ

ϰϰLJͬŽDǁŝƚŚ,/s ‡ ϰϵϰĐĞůůƐͬŵŵϯ ‡ ŶŽƚŽŶZdŽƌƉƌŽƉŚLJůĂdžŝƐ ‡ ϭŵŽŶƚŚŽĨƉƌŽŐƌĞƐƐŝǀĞĚLJƐƉŶĞĂ͕ ŶŽŶͲƉƌŽĚƵĐƚŝǀĞĐŽƵŐŚ͕ĨĞǀĞƌƐ͕ ŶŝŐŚƚƐǁĞĂƚƐ͕ĂŶĚǁĞŝŐŚƚůŽƐƐ

džĂŵ͗ĨĞďƌŝůĞ͕ϵϬйZ ‡ ŝĨĨƵƐĞĐƌĂĐŬůĞƐďŝůĂƚĞƌĂůůLJĂŶĚ ŚƚƚƉƐ͗ͬͬĂŝĚƐŝŶĨŽ͘ŶŝŚ͘ŐŽǀͬŐƵŝĚĞůŝŶĞƐ ŵŝůĚǁŚĞĞnjŝŶŐ

>ĂďƐ͗tϴ͘ϯ ‡ >,ϯϴϲ͕'хϱϬϬ tĂƌĚϴϲDĂŶĂŐĞŵĞŶƚZĞĐŽŵŵĞŶĚĂƚŝŽŶƐ ‡ '͗ϳ͘ϰϰͬϯϱͬϱϵŽŶƌŽŽŵĂŝƌ ŚƚƚƉ͗ͬͬŚŝǀŝŶƐŝƚĞ͘ƵĐƐĨ͘ĞĚƵͬ/Ŷ^ŝƚĞ͍ƉĂŐĞсŵĚͲǁĂƌĚϴϲͲŝŶĚĞdž

 _>IRRWHUWH[WKHUH@ dŚĞƐƚ tŚŝĐŚĞŵƉŝƌŝĐƚŚĞƌĂƉLJǁŽƵůĚLJŽƵƐƚĂƌƚ͍

ϭ͘ ĞĨƚƌŝĂdžŽŶĞнĚŽdžLJĐLJĐůŝŶĞ

Ϯ͘ dDWͲ^DyнƉƌĞĚŶŝƐŽŶĞ

ϯ͘ ĞĨƚƌŝĂdžŽŶĞнĚŽdžLJĐLJĐůŝŶĞнdDWͲ^DyнƉƌĞĚŶŝƐŽŶĞ

ϰ͘ Z/W

ϱ͘ 'ĂŶĐŝĐůŽǀŝƌ

ĂƐĞϭĐŽŶƚŝŶƵĞĚ WŶĞƵŵŽĐLJƐƚŝƐ ƉŶĞƵŵŽŶŝĂ

‡ ^ƚĂƌƚĞĚŽŶĞŵƉŝƌŝĐdyͬĚŽdžLJĐLJĐůŝŶĞнdDWͲ^DyͬƉƌĞĚŶŝƐŽŶĞ ‡ WWсWŶĞƵŵŽĐLJƐƚŝƐƉŶĞƵŵŽŶŝĂ

‡ ŽƵůĚŶŽƚŽďƚĂŝŶŝŶĚƵĐĞĚƐƉƵƚƵŵ ‡ ĂƵƐĞĚďLJW͘ũŝƌŽǀĞĐŝ  ƵďŝƋƵŝƚŽƵƐĨƵŶŐƵƐ ‡ >ƉĞƌĨŽƌŵĞĚĨŽƌŵŝĐƌŽďŝŽůŽŐŝĐĐŽŶĨŝƌŵĂƚŝŽŶ͗   ĂĐƚĞƌŝĂůĐƵůƚƵƌĞ͗ŽƌĂůĨůŽƌĂ W͘ĐĂƌŝŶŝŝŶŽǁƌĞĨĞƌƐƚŽƚŚĞŽƌŐĂŶŝƐŵƚŚĂƚŝŶĨĞĐƚƐƌŽĚĞŶƚƐ  &ƐŵĞĂƌĂŶĚĐƵůƚƵƌĞ͗ŶĞŐĂƚŝǀĞ  WWƉŽƐŝƚŝǀĞ ‡ ϵϬйŽĨĐĂƐĞƐŽĐĐƵƌĂƚϰфϮϬϬĐĞůůƐͬŵŵϯ  DŽƐƚĐĂƐĞƐǁŝƚŚϰфϭϬϬ ‡ dyнĚŽdžLJĐLJĐůŝŶĞƐƚŽƉƉĞĚ ‡ ^ƵďĂĐƵƚĞƉƌĞƐĞŶƚĂƚŝŽŶŽĨŶŽŶƉƌŽĚƵĐƚŝǀĞĐŽƵŐŚ͕ƉƌŽŐƌĞƐƐŝǀĞ ‡ dDWͲ^DyнƉƌĞĚŶŝƐŽŶĞĐŽŶƚŝŶƵĞĚ ĚLJƐƉŶĞĂ͕ĨĞǀĞƌ͕ĐŚĞƐƚĚŝƐĐŽŵĨŽƌƚ ‡ ,LJƉŽdžĞŵŝĂ ‡ EŽƌŵĂůůƵŶŐĞdžĂŵŽƌĚƌLJĐƌĂĐŬůĞƐ

,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘

 _>IRRWHUWH[WKHUH@ ^ĞĞĞĐϲƚĂůŬďLJ WW͗/ŵĂŐŝŶŐ ƌ͘>ĂƵƌĞŶĐĞ,ƵĂŶŐ WW͗>ĂďŽƌĂƚŽƌLJĚŝĂŐŶŽƐƚŝĐƐ

‡ yZ ƉĂƚƚĞƌŶ͗ ‡ ůĞǀĂƚĞĚ>,͗ŽŵŵŽŶ͕ŶŽŶͲƐƉĞĐŝĨŝĐ  ůĂƐƐŝĐ͗ďŝůĂƚĞƌĂů͕ƌĞƚŝĐƵůĂƌŝŶƚĞƌƐƚŝƚŝĂůŝŶĨŝůƚƌĂƚĞƐ ‡ WůĂƐŵĂɴͲͲŐůƵĐĂŶ  ^ĞŶƐŝƚŝǀŝƚLJϵϮй͕ƐƉĞĐŝĨŝĐŝƚLJϲϱйĨŽƌWWƵƐŝŶŐĂĐƵƚŽĨĨŽĨϴϬƉŐͬŵůϭ  >ŽďĂƌĚŝƐĞĂƐĞŝƐƵŶĐŽŵŵŽŶ ‡ DĞĚŝĂŶůĞǀĞůŝŶWWǁĂƐϰϬϴƉŐͬŵůǀƐ͘ϯϳƉŐͬŵůǁŝƚŚŽƵƚWW  WůĞƵƌĂůĞĨĨƵƐŝŽŶƐ͕ĐĂǀŝƚĂƚŝŽŶ͕ŝŶƚƌĂƚŚŽƌĂĐŝĐĂĚĞŶŽƉĂƚŚLJĂƌĞƌĂƌĞ  ;ϭͲϯͿͲɴͲͲŐůƵĐĂŶ ŝƐĂĐŽŵƉŽŶĞŶƚŽĨƚŚĞĐĞůůǁĂůůŽĨŵŽƐƚĨƵŶŐŝ;ŝŶĐůƵĚŝŶŐWũŝƌŽǀĞĐŝŝͿ ‡ KƚŚĞƌĐĂƵƐĞƐŽĨƉŽƐŝƚŝǀĞ'͗ĐĂŶĚŝĚŝĂƐŝƐ͕ŚŝƐƚŽƉůĂƐŵŽƐŝƐ͕ĐƌLJƉƚŽĐŽĐĐƵƐ  DĂLJďĞŶŽƌŵĂů ‡ ŝĂŐŶŽƐŝƐƌĞƋƵŝƌĞƐŵŝĐƌŽďŝŽůŽŐŝĐĐŽŶĨŝƌŵĂƚŝŽŶ͘EŽĐƵůƚƵƌĞƐLJƐƚĞŵĨŽƌW͘ũŝƌŽǀĞĐŝŝ͘ ‡ /ĨŶŽƌŵĂůyZÆ ŚŝŐŚͲƌĞƐŽůƵƚŝŽŶdĨŽƌŐƌŽƵŶĚŐůĂƐƐ ‡ ^ƚĂŝŶƐĚŝĨĨĞƌĚĞƉĞŶĚŝŶŐŽŶůĂď͖ƐĞŶƐŝƚŝǀŝƚLJĚĞƉĞŶĚƐŽŶŵĞƚŚŽĚ͕ĞdžƉĞƌŝĞŶĐĞŽĨůĂď  ,ŝŐŚŶĞŐĂƚŝǀĞƉƌĞĚŝĐƚŝǀĞǀĂůƵĞ ‡ ^ĞŶƐŝƚŝǀŝƚLJŽĨƐƚĂŝŶĞĚƌĞƐƉŝƌĂƚŽƌLJƐĞĐƌĞƚŝŽŶƐ  /ŶĚƵĐĞĚ;ŶŽƚĞdžƉĞĐƚŽƌĂƚĞĚͿƐƉƵƚƵŵ͗фϱϬͲϵϬй  >͗ϵϱͲϭϬϬй  KƌŐĂŶŝƐŵƐƉĞƌƐŝƐƚŝŶƐƉĞĐŝŵĞŶƐĨŽƌĚĂLJƐͲǁĞĞŬƐĂĨƚĞƌƌdž ‡ LJƐƚŝĐĚŝƐĞĂƐĞʹ ŝŶĐƌĞĂƐĞĚƌŝƐŬŽĨƐƉŽŶƚĂŶĞŽƵƐƉŶĞƵŵŽƚŚŽƌĂdž ‡ ŽŶŽƚĚĞůĂLJĞŵƉŝƌŝĐƚŚĞƌĂƉLJ ‡ WdyƐŚŽƵůĚƉƌŽŵƉƚŚŝŐŚƐƵƐƉŝĐŝŽŶĨŽƌWW

,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘ ϭ͘^ĂdžWĞƚĂů͘/ ϮϬϭϭ͘

dƌĞĂƚŵĞŶƚŽĨWW tŚLJƵƐĞƐƚĞƌŽŝĚƐŝŶWW͍ tŝƚŚƐƚĞƌŽŝĚƐ

ŝƐĞĂƐĞ WƌĞĨĞƌĞŶĐĞ ZĞŐŝŵĞŶ WŽƚĞŶƚŝĂůƚŽdžŝĐŝƚŝĞƐ ‡ /ŶŝƚŝĂƚŝŽŶŽĨWWƚŚĞƌĂƉLJŽĨƚĞŶĐĂƵƐĞƐ Ð ƉƵůŵŽŶĂƌLJ ƐĞǀĞƌŝƚLJ ;ϮϭĚĂLJƐƚŚĞŶƐƚĂƌƚƐĞĐŽŶĚĂƌLJƉƉdžͿ ĚǀĞƌƐĞĞĨĨĞĐƚƐĂƌĞĐŽŵŵŽŶ ĨƵŶĐƚŝŽŶŝŶƚŚĞĨŝƌƐƚϯͲϱĚĂLJƐ DŽĚĞƌĂƚĞƚŽ WƌĞĨĞƌƌĞĚ dDWн^Dy;ǁĞŝŐŚƚͲďĂƐĞĚͿ Æ ZĂƐŚ͕ĨĞǀĞƌ͕ůĞƵŬŽƉĞŶŝĂ͕ dŚŝƐŵĂLJďĞĚƵĞƚŽÏ ŝŶĨůĂŵŵĂƚŝŽŶ ƐĞǀĞƌĞ ĚũƵƐƚĚŽƐĞĨŽƌƌĞŶĂůĨƵŶĐƚŝŽŶ ƚŚƌŽŵďŽĐLJƚŽƉĞŶŝĂ͕ĂnjŽƚĞŵŝĂ͕ tŝƚŚŽƵƚƐƚĞƌŽŝĚƐ /sÆ WKĂĨƚĞƌĐůŝŶŝĐĂůŝŵƉƌŽǀĞŵĞŶƚ ŚĞƉĂƚŝƚŝƐ͕ŚLJƉĞƌŬĂůĞŵŝĂ ‡ WĂKϮфϳϬ dƌLJƚŽ͞ƚƌĞĂƚƚŚƌŽƵŐŚ͟ƌĞĂĐƚŝŽŶƐŝĨ ‡ ƵƚŽĨĨ͗ZWĂK фϳϬŵŵ,ŐŽƌͲĂŐƌĂĚŝĞŶƚхϯϱŵŵ,Ő ƉŽƐƐŝďůĞ Ϯ ͲĂŐƌĂĚtϯϱ ^ƚĞƌŽŝĚƐ ǁŝƚŚŝŶϳϮŚŽƵƌƐ ‡ ĞƐĞŶƐŝƚŝnjĂƚŝŽŶƉƌŽƚŽĐŽůƐĂǀĂŝůĂďůĞ WƌĞĚŶŝƐŽŶĞϰϬŵŐ/džϱĚĂLJƐ ĨŽƌƉĂƚŝĞŶƚƐǁŝƚŚĂůůĞƌŐLJ WƌĞĚŶŝƐŽŶĞϰϬŵŐĚĂŝůLJdžϱĚĂLJƐ ‡ ^dKWĂŶĚĚŽŶŽƚƌĞͲĐŚĂůůĞŶŐĞŝĨƉƚ WƌĞĚŶŝƐŽŶĞϮϬŵŐĚĂŝůLJdžϭϭĚĂLJƐ ŚĂƐ^ƚĞǀĞŶƐͲ:ŽŚŶƐŽŶƐLJŶĚƌŽŵĞŽƌ ƚŽdžŝĐĞƉŝĚĞƌŵĂůŶĞĐƌŽůLJƐŝƐ DŝůĚ WƌĞĨĞƌƌĞĚ dDWн^Dy;ǁĞŝŐŚƚͲďĂƐĞĚͿ ͲĂŐƌĂĚфϯϬ WĂKϮtϳϬ ͲĂŐƌĂĚфϯϱ ^ƵƌǀŝǀĂů

ͲĂŐƌĂĚхϯϬ

DŽŶƚĂŶĞƌĞƚĂů͘ŶŶ/Ŷƚ DĞĚϭϵϵϬ͘ ,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘E/,ͲhdžƉĞƌƚWĂŶĞůĨŽƌŽƌƚŝĐŽƐƚĞƌŽŝĚƐĂƐĚũƵŶĐƚŝǀĞdŚĞƌĂƉLJĨŽƌWW͘E:D ϭϵϵϬ͘ ƌĞŶŶĞƌĞƚĂů͘ŵZĞǀZĞƐƉŝƌŝƐϭϵϴϳ͘ĞůͲ^ĂĚƌĂŶĚ^ŝŵďĞƌŬŽĨĨ͘ŵZĞǀZĞƐƉŝƌ ŝƐϭϵϴϴ͘

 _>IRRWHUWH[WKHUH@ WW͗dƌĞĂƚŵĞŶƚ WW͗dƌĞĂƚŵĞŶƚĨĂŝůƵƌĞ ŝƐĞĂƐĞ WƌĞĨĞƌĞŶĐĞ ZĞŐŝŵĞŶ WŽƚĞŶƚŝĂůƚŽdžŝĐŝƚŝĞƐ ƐĞǀĞƌŝƚLJ ;ϮϭĚĂLJƐƚŚĞŶƐƚĂƌƚƐĞĐŽŶĚĂƌLJƉƉdžͿ ĚǀĞƌƐĞĞĨĨĞĐƚƐĂƌĞĐŽŵŵŽŶ DŽĚĞƌĂƚĞƚŽ WƌĞĨĞƌƌĞĚ dDWн^Dy;ǁĞŝŐŚƚͲďĂƐĞĚͿ Æ ZĂƐŚ͕ĨĞǀĞƌ͕ůĞƵŬŽƉĞŶŝĂ͕ ‡ /ĨƉĂƚŝĞŶƚŶŽƚŝŵƉƌŽǀŝŶŐĂĨƚĞƌϯĚĂLJƐ͕ŝƐƚŚŝƐƚƌĞĂƚŵĞŶƚĨĂŝůƵƌĞ͍ ƐĞǀĞƌĞ ĚũƵƐƚĚŽƐĞĨŽƌƌĞŶĂůĨƵŶĐƚŝŽŶ ƚŚƌŽŵďŽĐLJƚŽƉĞŶŝĂ͕ĂnjŽƚĞŵŝĂ͕ /sÆ WKĂĨƚĞƌĐůŝŶŝĐĂůŝŵƉƌŽǀĞŵĞŶƚ ŚĞƉĂƚŝƚŝƐ͕ŚLJƉĞƌŬĂůĞŵŝĂ ‡  'ĞŶĞƌĂůůLJŶŽ͖ĞĂƌůLJǁŽƌƐĞŶŝŶŐĂƚϯͲϱĚĂLJƐŝƐĐŽŵŵŽŶ WĂKϮфϳϬ dƌLJƚŽ͞ƚƌĞĂƚƚŚƌŽƵŐŚ͟ƌĞĂĐƚŝŽŶƐŝĨ ƉŽƐƐŝďůĞ t  tĂŝƚĂƚůĞĂƐƚϰͲϴĚĂLJƐ ĨŽƌĂĐůŝŶŝĐĂůƌĞƐƉŽŶƐĞďĞĨŽƌĞƐǁŝƚĐŚŝŶŐƚŚĞƌĂƉLJĨŽƌ ͲĂŐƌĂĚ ϯϱ ^ƚĞƌŽŝĚƐ ǁŝƚŚŝŶϳϮŚŽƵƌƐ ‡ ĞƐĞŶƐŝƚŝnjĂƚŝŽŶƉƌŽƚŽĐŽůƐĂǀĂŝůĂďůĞ WƌĞĚŶŝƐŽŶĞϰϬŵŐ/džϱĚĂLJƐ ĨŽƌƉĂƚŝĞŶƚƐǁŝƚŚĂůůĞƌŐLJ ĐůŝŶŝĐĂůĨĂŝůƵƌĞ WƌĞĚŶŝƐŽŶĞϰϬŵŐĚĂŝůLJdžϱĚĂLJƐ ‡ ^dKWĂŶĚĚŽŶŽƚƌĞͲĐŚĂůůĞŶŐĞŝĨƉƚ WƌĞĚŶŝƐŽŶĞϮϬŵŐĚĂŝůLJdžϭϭĚĂLJƐ ŚĂƐ^ƚĞǀĞŶƐͲ:ŽŚŶƐŽŶƐLJŶĚƌŽŵĞŽƌ ƚŽdžŝĐĞƉŝĚĞƌŵĂůŶĞĐƌŽůLJƐŝƐ ůƚĞƌŶĂƚŝǀĞηϭ ůŝŶĚĂŵLJĐŝŶнƉƌŝŵĂƋƵŝŶĞнƐƚĞƌŽŝĚƐ Æ ŶĞŵŝĂ͕ƌĂƐŚ͕ĨĞǀĞƌ͕ĚŝĂƌƌŚĞĂ ‡ ǀĂůƵĂƚĞĨŽƌĐŽŶĐƵƌƌĞŶƚŝŶĨĞĐƚŝŽŶƐ ĂƐĂĐĂƵƐĞĨŽƌĐůŝŶŝĐĂůĨĂŝůƵƌĞʹĐŽŶƐŝĚĞƌ ;ƌdž ĨĂŝůƵƌĞͬ ŚĞĐŬ'ϲW ƌĞƉĞĂƚďƌŽŶĐŚ ƚŽdžŝĐŝƚLJͿ ůƚĞƌŶĂƚŝǀĞηϮ WĞŶƚĂŵŝĚŝŶĞ/sнƐƚĞƌŽŝĚƐ Æ /ƌƌĞǀĞƌƐŝďůĞƌĞŶĂůĂŶĚƉĂŶĐƌĞĂƚŝĐ ,ŝƐƚŽƌŝĐĂůůLJƉƌĞĨĞƌƌĞĚ͘,ŝŐŚĞƌŵŽƌƚĂůŝƚLJ ŝƐůĞƚĐĞůůƚŽdžŝĐŝƚŝĞƐ͕ĂƌƌŚLJƚŚŵŝĂƐ͕ ŝŶƌĞƚƌŽƐƉĞĐƚŝǀĞƐƚƵĚŝĞƐ͘tĞĂǀŽŝĚ͘ ŚLJƉŽŐůLJĐĞŵŝĂ͕ŚLJƉŽƚĞŶƐŝŽŶ

DŝůĚ WƌĞĨĞƌƌĞĚ dDWн^Dy

WĂKϮtϳϬ ůƚĞƌŶĂƚŝǀĞ ůŝŶĚĂŵLJĐŝŶнƉƌŝŵĂƋƵŝŶĞ͘ŚĞĐŬ'ϲW Æ ŶĞŵŝĂ͕ƌĂƐŚ͕ĨĞǀĞƌ͕ĚŝĂƌƌŚĞĂ ͲĂŐƌĂĚфϯϱ ĂƉƐŽŶĞнdDW͘ŚĞĐŬ'ϲW Æ ZĂƐŚ͕ĨĞǀĞƌ ƚŽǀĂƋƵŽŶĞ/ǁŝƚŚĨŽŽĚ Æ ,͕ŶĂƵƐĞĂ͕ĚŝĂƌƌŚĞĂ͕ƌĂƐŚ͕>&dƐ

,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘ ,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘E/,ͲhdžƉĞƌƚWĂŶĞůĨŽƌŽƌƚŝĐŽƐƚĞƌŽŝĚƐĂƐĚũƵŶĐƚŝǀĞdŚĞƌĂƉLJĨŽƌWW͕E:D ϭϵϵϬ͘

ĂƐĞϮ ĂƐĞϮĐŽŶƚŝŶƵĞĚ

ϰϬLJŽ DǁŝƚŚ,/s;ϰϰϮϬĂŶĚs>фϰϬŽŶd'н&dͬd&ϭ͘ϱLJĞĂƌƐĂŐŽͿ͕ůŽƐƚ ‡ dƐŚŽǁƐďƵůŬLJŶĞĐƌŽƚŝĐŶŽĚĞƐŝŶŵĞĚŝĂƐƚŝŶƵŵĂŶĚƌĞƚƌŽƉĞƌŝƚŽŶĞƵŵ͘ ƚŽĨŽůůŽǁͲƵƉ͘ WƌĞƐĞŶƚƐǁŝƚŚƐĞǀĞƌĂůǁĞĞŬƐŽĨƉƌŽŐƌĞƐƐŝǀĞƐLJŵƉƚŽŵƐ͗ĚŝĨĨƵƐĞĂďĚŽŵŝŶĂůƉĂŝŶ͕ ĨĞǀĞƌ͕ĚŝĂƌƌŚĞĂ;ϭϬdžƉĞƌĚĂLJͿ͕ĂŶĚĐĂĐŚĞdžŝĂ͘

‡ WD,͗  ,/sĚŝĂŐŶŽƐĞĚϮLJĞĂƌƐĂŐŽ͕ϰϯϴϬ͕s>ϴϬ< ‡ ^ŽĐŝĂů,ŝƐƚŽƌLJ͗  /ŵŵŝŐƌĂƚĞĚƚŽĨƌŽŵDĞdžŝĐŽϮϬLJĞĂƌƐĂŐŽ  DĂƌŐŝŶĂůůLJŚŽƵƐĞĚ ‡ >ĂďƐ͗  ,Őďϳ͕ŶŽƌŵĂů>&dƐ͕ƌϭ͘Ϭ  ϰϰϴ;ϲйͿ͕s>ƉĞŶĚŝŶŐ

 _>IRRWHUWH[WKHUH@ dĐŚĞƐƚ tŚĂƚŝƐƚŚĞŵŽƐƚůŝŬĞůLJĚŝĂŐŶŽƐŝƐ͍

‡ EƵŵĞƌŽƵƐƉƵůŵŽŶĂƌLJŶŽĚƵůĞƐŝŶh>ĂŶĚZD>͕ůĂƌŐĞƐƚϭ͘ϴĐŵ ϭ͘ LJƚŽŵĞŐĂůŽǀŝƌƵƐ;DsͿ

Ϯ͘ DLJĐŽďĂĐƚĞƌŝƵŵƚƵďĞƌĐƵůŽƐŝƐ;dͿ

ϯ͘ DLJĐŽďĂĐƚĞƌŝƵŵĂǀŝƵŵĐŽŵƉůĞdž ;DͿ

ϰ͘ >LJŵƉŚŽŵĂ

^LJŶĚƌŽŵŝĐĚŝĨĨĞƌĞŶƚŝĂůĐĂŶŚĞůƉƉƌĞĚŝĐƚƉĂƚŚŽŐĞŶƐŝŶƉĂƚŝĞŶƚƐ ĂƐĞϮĐŽŶƚŝŶƵĞĚ ǁŝƚŚϰфϱϬ

‡ ^ƚŽŽůĐƵůƚƵƌĞƐĂŶĚKΘWͲ 'ŝĂƌĚŝĂŐƉŽƐŝƚŝǀĞ ^ŚŽƌƚdž͗ ^ŚŽƌƚdž͗ /^нĨĞǀĞƌнǁĂƐƚŝŶŐнůLJŵƉŚĂĚĞŶŽƉĂƚŚLJ /^нƉƵůŵŽŶĂƌLJŶŽĚƵůĞƐ ‡ ^ĞƌƵŵƌLJƉƚŽĐŽĐĐĂůŐ;ƌŐͿͲ ŶĞŐĂƚŝǀĞ ŝƐƐĞŵŝŶĂƚĞĚD dƵďĞƌĐƵůŽƐŝƐ ‡ hƌŝŶĞ,ŝƐƚŽƉůĂƐŵĂŐͲ ŶĞŐĂƚŝǀĞ dƵďĞƌĐƵůŽƐŝƐ &ƵŶŐĂů;ƌLJƉƚŽ͕ŽĐĐŝĚŝŽŝĚŽŵLJĐŽƐŝƐͿ ‡ ŝƐƐĞŵŝŶĂƚĞĚĨƵŶŐĂů;,ŝƐƚŽ͕ƌLJƉƚŽͿ <ĂƉŽƐŝƐĂƌĐŽŵĂ ^ƉƵƚƵŵ&ƐŵĞĂƌdžϯͲ ŶĞŐĂƚŝǀĞ >LJŵƉŚŽŵĂ >LJŵƉŚŽŵĂ ‡ &ďůŽŽĚĐdžĚƌĂǁŶ͖ƐƚĂƌƚĞĚŽŶĞŵƉŝƌŝĐƚƌĞĂƚŵĞŶƚĨŽƌD ^ŚŽƌƚdž͗ /^нƉƌŽůŽŶŐĞĚĚŝĂƌƌŚĞĂ WĂƌĂƐŝƚĞƐ ;ĐƌLJƉƚŽƐƉŽƌŝĚŝƵŵ͕ŵŝĐƌŽƐƉŽƌŝĚŝƵŵͿ ‡ ZĞƐƚĂƌƚĞĚZd͗ŽůƵƚĞŐƌĂǀŝƌн&dͬd& ĂĐƚĞƌŝĂů ;^ĂůŵŽŶĞůůĂ͕^ŚŝŐĞůůĂͿ͕ŵLJĐŽďĂĐƚĞƌŝĂů ;D͖dŝůĞŝƚŝƐͿ sŝƌĂů͗DsĐŽůŝƚŝƐ &ƵŶŐĂů͗,ŝƐƚŽƉůĂƐŵŽƐŝƐ KƚŚĞƌ͗,/sĞŶƚĞƌŽƉĂƚŚLJ͕DĂůŝŐŶĂŶĐLJ͗ůLJŵƉŚŽŵĂ͕<ĂƉŽƐŝƐĂƌĐŽŵĂ;,,sϴͿ

 _>IRRWHUWH[WKHUH@ tŚĞŶƚŽƐƵƐƉĞĐƚDLJĐŽďĂĐƚĞƌŝƵŵǀŝƵŵĐŽŵƉůĞdž DdƌĞĂƚŵĞŶƚ͗ƚůĞĂƐƚƚǁŽĚƌƵŐƐ

ƌƵŐϭ͗DĂĐƌŽůŝĚĞ ƌƵŐϮ нͬͲ ƌƵŐϯ нͬͲ ƌƵŐϰ ůŝŶŝĐĂů͗ ‡ &ĞǀĞƌ͕ǁĞŝŐŚƚůŽƐƐ͕нͬͲ ĚŝĂƌƌŚĞĂ͕нͬͲ ĂďĚ ƉĂŝŶ ůĂƌŝƚŚƌŽŵLJĐŝŶ ƚŚĂŵďƵƚŽů ZŝĨĂďƵƚŝŶ DŽdžŝĨůŽdžĂĐŝŶ ;ŵŽƌĞĚĂƚĂͿ >ĞǀŽĨůŽdžĂĐŝŶ >ĂďŽƌĂƚŽƌLJ͗ ŝƉƌŽĨůŽdžĂĐŝŶ ‡ ϰфϱϬ Kƌ ‡ ůĞǀĂƚĞĚĂůŬĂůŝŶĞƉŚŽƐƉŚĂƚĂƐĞ ŵŝŬĂĐŝŶ ‡ ŶĞŵŝĂͬƉĂŶĐLJƚŽƉĞŶŝĂĚƵĞƚŽďŽŶĞŵĂƌƌŽǁ njŝƚŚƌŽŵLJĐŝŶ ^ƚƌĞƉƚŽŵLJĐŝŶ ŝŶĨŝůƚƌĂƚŝŽŶ ;ďĞƚƚĞƌƚŽůĞƌĂƚĞĚ͕ĨĞǁĞƌ ĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐͿ ŝĂŐŶŽƐƚŝĐƐ͗ ‡ &ďůŽŽĚĐƵůƚƵƌĞƐ;ΎĚƌĂǁƉƌŝŽƌƚŽĂnjŝƚŚƌŽŵLJĐŝŶͿ ‡ ŽŶƐŝĚĞƌĂϯƌĚ ĚƌƵŐŝĨŚŝŐŚďƵƌĚĞŶŽĨĚŝƐĞĂƐĞŽƌƉƚ ŶŽƚŽŶZd ‡ ^ĞŶƐŝƚŝǀŝƚLJϵϭйĨŽƌϭ&ďůŽŽĚĐƵůƚƵƌĞƐ ‡ ^ĞŶƐŝƚŝǀŝƚLJϵϴйĨŽƌϮ&ďůŽŽĚĐƵůƚƵƌĞƐ ‡ DŽŶŝƚŽƌŝŶŐ͗ ‡ dĂďĚŽŵĞŶŽĨƚĞŶƌĞǀĞĂůƐŚĞƉĂƚŽƐƉůĞŶŽŵĞŐĂůLJ ‡ ZĞƉĞĂƚ&ďůŽŽĚĐdžĂƚϰǁĞĞŬƐ ĂŶĚŝŶƚƌĂďĚŽŵŝŶĂůůLJŵƉŚĂĚĞŶŽƉĂƚŚLJ ‡ ŽŶƐŝĚĞƌƚƌĞĂƚŵĞŶƚĨĂŝůƵƌĞŝĨ ‡ DĂLJŶĞĞĚƚŝƐƐƵĞďŝŽƉƐLJ;Ğ͘Ő͘ůLJŵƉŚŶŽĚĞͿ ‡ ŶŽŝŵƉƌŽǀĞŵĞŶƚŝŶƐdž ‡ ƐƚŝůůďĂĐƚĞƌĞŵŝĐ ĂĨƚĞƌϰǁĞĞŬƐŽĨƌdž

‡ ƵƌĂƚŝŽŶ͗ĂƚůĞĂƐƚϭLJĞĂƌĂŶĚϰхϱϬ

<ĂƌĂŬŽƵƐŝƐ WĞƚĂů͘>ĂŶĐĞƚ/ŶĨĞĐƚŝƐϮϬϬϰ͘,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘ ĞŶƐŽŶĂŶĚůůŶĞƌ͘/ ϭϵϵϯ͘ tĂƌĚϴϲDĂŶĂŐĞŵĞŶƚZĞĐŽŵŵĞŶĚĂƚŝŽŶƐ͕,/s/Ŷ^ŝƚĞ͘

WƌŝŵĂƌLJDƉƌŽƉŚLJůĂdžŝƐ͗ǀŽůǀŝŶŐŐƵŝĚĞůŝŶĞƐ WƌŽƉŚLJůĂdžŝƐŽĨK/Ɛ͗dŚĞďĂƐŝĐƐ K/ /ŶĚŝĐĂƚŝŽŶƐ ĨŽƌ ZĞŐŝŵĞŶŽĨĐŚŽŝĐĞĂŶĚ tŚĞŶƚŽƐƚŽƉ ŽŶƐŝĚĞƌĂƚŝŽŶƐĨŽƌ ƉƌŝŵĂƌLJƉƉdž ĂůƚĞƌŶĂƚŝǀĞƌĞŐŝŵĞŶƐ ƉƌŝŵĂƌLJƉƉdž ƐĞĐŽŶĚĂƌLJƉƉdžͬ ;ŝŶƉƚƐŽŶZdͿ ĐŚƌŽŶŝĐŵĂŝŶƚĞŶĂŶĐĞƌdž WW ϰфϮϬϬ Žƌ ‡ dDWͲ^Dyϭ^ĚĂŝůLJ ϰхϮϬϬdž хϯ ŵŽ ^ƚĂƌƚƐĞĐŽŶĚĂƌLJƉƉdž ĂĨƚĞƌ ϰфϭϰй ‡ dDWͲ^Dyϭ^^ĚĂŝůLJ ĂŶĚs>E ĐŽŵƉůĞƚŝŶŐWWƌdž ϯϲϵƉĂƚŝĞŶƚƐǁŝƚŚϰфϱϬŽŶZd ŝŶ,/sKƵƚƉĂƚŝĞŶƚ^ƚƵĚLJ;,KW^Ϳ͕ϭϵϵϲͲϮϬϬϳϭ ‡ dDWͲ^Dyϭ^ϯdžͬǁŬ ϭ͕Ϯ /ĨƉƚ ŚĂƐWWĂƚϰхϮϬϬŽŶ ‡ ĂƉƐŽŶĞ KZ Zd͕ĐŽŶƐŝĚĞƌůŝĨĞͲůŽŶŐ  ϭϭŝŶĐŝĚĞŶƚDŝŶĨĞĐƚŝŽŶƐ Ϯ ‡ ĞƌŽƐŽůŝnjĞĚƉĞŶƚĂŵŝĚŝŶĞ ƐĞĐŽŶĚĂƌLJƉƉdž  ϬŝŶƉĂƚŝĞŶƚƐǁŝƚŚ,/sZEфϭϬϬϬĐͬŵůƌĞŐĂƌĚůĞƐƐŽĨǁŚĞƚŚĞƌŽŶƉƉdž ‡ ƚŽǀĂƋƵŽŶĞǁŝƚŚŵĞĂů ϰхϭϬϬĂŶĚ s>EdžϯͲϲŵŽŶƚŚƐ dŽdžŽƉůĂƐŵĂ ϰфϭϬϬ ‡ dDWͲ^Dyϭ^ĚĂŝůLJ ϰхϮϬϬdž хϯ ŵŽ ĨƚĞƌŝŶŝƚŝĂůdŽdžŽ ƌdž͕ƐǁŝƚĐŚ ‡ ,,^ŐƵŝĚĞůŝŶĞƐϮ ƌĞĐŽŵŵĞŶĚƉƉdž ƵŶƚŝůϰхϭϬϬ;ůĂƐƚƵƉĚĂƚĞĚϮϬϭϯ͖ƵƉĚĂƚĞŝŶƉƌŽŐƌĞƐƐͿ ŐŽŶĚŝŝ ĂŶĚdŽdžŽ /Ő'н ‡ dDWͲ^Dyϭ^ϯdžͬǁŬ ĂŶĚs>E ƚŽĐŚƌŽŶŝĐŵĂŝŶƚĞŶĂŶĐĞƌdž ƵŶƚŝůϰхϮϬϬdžхϲŵŽ͘ ϯ ‡ ĂƉƐŽŶĞнƉLJƌŝŵĞƚŚĂŵŝŶĞ ‡ /^Ͳh^ŐƵŝĚĞůŝŶĞƐ ŶŽůŽŶŐĞƌƌĞĐŽŵŵĞŶĚƉƌŝŵĂƌLJDƉƉdž ϭ ;WLJƌŝŵĞƚŚĂŵŝŶĞн нůĞƵĐŽǀŽƌŝŶ KZ ƐƵůĨĂĚŝĂnjŝŶĞнůĞƵĐŽǀŽƌŝŶ ‡ KƵƌƉƌĂĐƚŝĐĞĂƚƵĐŬĞƌďĞƌŐ^ĂŶ&ƌĂŶĐŝƐĐŽ'ĞŶĞƌĂů,ŽƐƉŝƚĂů͗ϰ ‡ ƚŽǀĂƋƵŽŶĞǁŝƚŚŵĞĂů ƉƌĞĨĞƌƌĞĚͿ ϰхϭϬϬĂŶĚ  /ĨƉĂƚŝĞŶƚŚĂƐƐŝŐŶƐͬƐLJŵƉƚŽŵƐ;ĨĞǀĞƌ͕ǁĞŝŐŚƚůŽƐƐ͕>͕,^D͕ĚŝĂƌƌŚĞĂͿŽĨĚD s>EdžϯͲϲŵŽŶƚŚƐ ‡ ^ƚĂƌƚĞŵƉŝƌŝĐ DƚƌĞĂƚŵĞŶƚнZd D ϰфϱϬ ĂŶĚ ‡ njŝƚŚƌŽ ϭϮϬϬŵŐǁĞĞŬůLJ ϰхϭϬϬdž хϯ ŵŽ ŽŶƚŝŶƵĞƚƌĞĂƚŵĞŶƚĨŽƌ ŶŽĞǀŝĚĞŶĐĞ ‡ njŝƚŚƌŽ ϲϬϬŵŐϮdžͬǁŬ ĂŶĚs>Eϰ ĚD ƌĞŐŝŵĞŶĨŽƌt ϭϮŵŽƐ ‡ DŽŶŽƚŚĞƌĂƉLJĨŽƌDͲ ŚŝŐŚƌĂƚĞŽĨŵĂĐƌŽůŝĚĞƌĞƐŝƐƚĂŶĐĞ͖D/Z/^ĐĂŶďĞƐĞǀĞƌĞ ŽĨĚD ‡ ZŝĨĂďƵƚŝŶϯϬϬŵŐĚĂŝůLJϯ ĂŶĚƵŶƚŝůϰхϱϬĂŶĚŶŽ ƐŝŐŶƐŽĨĚD  /ĨƉĂƚŝĞŶƚĚŽĞƐŶŽƚŚĂǀĞƐŝŐŶƐͬƐLJŵƉƚŽŵƐŽĨĚD KZ ‡ ^ƚĂƌƚƉƌŝŵĂƌLJƉƌŽƉŚLJůĂdžŝƐнZd s>фϭϬϬϬƌĞŐĂƌĚůĞƐƐ ‡ ŝƐĐŽŶƚŝŶƵĞƉƉdž ǁŚĞŶs>фϭϬϬϬƌĞŐĂƌĚůĞƐƐŽĨϰ ŽĨϰϱ

ϭ͘ zĂŶŐĐŽ 'ĞƚĂů͘/^WĂƚĂƌĞ^dƐϮϬϭϰ͘Ϯ͘,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘ϯ͘^ĂĂŐ DĞƚĂů͘:D ϮϬϭϴ͘ ϭ͘ŚĞĐŬĨŽƌ'ϲWĚĞĨŝĐŝĞŶĐLJ͘Ϯ͘ŽĞƐEKdƉƌŽǀŝĚĞdŽdžŽƉůĂƐŵĂƉƉdž ϯ͘DŽŶŝƚŽƌĨŽƌĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐ͕ƌͬŽĂĐƚŝǀĞd͘ ϰ͘tĂƌĚϴϲDĂŶĂŐĞŵĞŶƚZĞĐŽŵŵĞŶĚĂƚŝŽŶƐ͕,/s/Ŷ^ŝƚĞ͘ ϰ͘,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘ϱ͘tĂƌĚϴϲDĂŶĂŐĞŵĞŶƚZĞĐŽŵŵĞŶĚĂƚŝŽŶƐ͕,/s/Ŷ^ŝƚĞ͘

 _>IRRWHUWH[WKHUH@ ĂĐŬƚŽĐĂƐĞ͗ ŽůŽŶŽƐĐŽƉLJ hŶĚĞƌǁĞŶƚĐŽůŽŶŽƐĐŽƉLJĂŶĚůƵŶŐďŝŽƉƐLJ 'ƌĂŶƵůŽŵĂƚŽƵƐŝŶĨůĂŵŵĂƚŝŽŶǁŝƚŚ&

ŽůŽŶŽƐĐŽƉLJ >ƵŶŐďŝŽƉƐLJ͗<ĂƉŽƐŝƐĂƌĐŽŵĂ LJƚŽƉĂƚŚŝĐ ĐŚĂŶŐĞƐĐŽŶƐŝƐƚĞŶƚǁŝƚŚDs

KĐĐĂŵ͛ƐƌĂnjŽƌĚŽĞƐŶŽƚĂƉƉůLJʹ ĐŽŶƐŝĚĞƌŵƵůƚŝƉůĞ ĐŽŶĐƵƌƌĞŶƚK/Ɛ

^ƚĂŝŶƐĨŽƌ,,sϴн EƵĐůĞŽŵĞŐĂůLJ ĂŶĚ ƐŵƵĚŐLJ ĐŚƌŽŵĂƚŝŶ

,Θ͗ƐƉŝŶĚůĞĐĞůůƐ

 _>IRRWHUWH[WKHUH@ /^ͲƌĞůĂƚĞĚDsĞŶĚͲŽƌŐĂŶĚŝƐĞĂƐĞ ĂƐĞϮĐŽŶƚŝŶƵĞĚ

hƐƵĂůůLJŽĐĐƵƌƐǁŚĞŶϰфϱϬ dŚƌĞĞǁĞĞŬƐĂĨƚĞƌƌĞͲƐƚĂƌƚŝŶŐZd͕ƚŚĞƉĂƚŝĞŶƚǁĂƐƌĞĂĚŵŝƚƚĞĚǁŝƚŚ  ZĞĂĐƚŝǀĂƚŝŽŶŽĨůĂƚĞŶƚŝŶĨĞĐƚŝŽŶ ŶĞǁĨĞǀĞƌƚŽϯϵ͘ϰ͕ǁŽƌƐĞŶŝŶŐĂďĚŽŵŝŶĂůƉĂŝŶ͘

DsK;ŝŶŽƌĚĞƌŽĨĨƌĞƋƵĞŶĐLJͿ͗ ‡ ZĞƚŝŶŝƚŝƐ͗ dƐŚŽǁĞĚŵŝůĚŝŶĐƌĞĂƐĞŝŶƐŝnjĞŽĨŵĞĚŝĂƐƚŝŶĂůͬŝŶƚƌĂͲĂďĚŽŵŝŶĂů  ŝĂŐŶŽƐĞĚďLJĚŝůĂƚĞĚĞdžĂŵďLJĞdžƉĞƌŝĞŶĐĞĚ ůLJŵƉŚŶŽƚĞƐŶŽĚĞƐĂŶĚŝŶĐƌĞĂƐĞĚďŽǁĞůǁĂůůĞŶŚĂŶĐĞŵĞŶƚ͘ ŽƉŚƚŚĂůŵŽůŽŐŝƐƚ

‡ '/͗ĐŽůŝƚŝƐ͕ĞƐŽƉŚĂŐŝƚŝƐ ŝĂŐŶŽƐƚŝĐƐ  dŝƐƐƵĞĚdž͗ǀŝƐƵĂůŽƌĞŶĚŽƐĐŽƉŝĐĞǀŝĚĞŶĐĞŽĨ ‡ DsƐĞƌŽůŽŐLJ͕ƐĞƌƵŵWZ͕ĂŶĚ ϰǁĞŶƚĨƌŽŵϰϲͲхϴϱ͕ĂŶĚs>ϮϬϬ<Ͳхϭϴ<͘ ĞƌŽƐŝŽŶŽƌƵůĐĞƌƐǁŝƚŚDsŝŶĐůƵƐŝŽŶƐŽŶƉĂƚŚ ǀŝƌĂůĐƵůƚƵƌĞŶŽƚ ŚĞůƉĨƵů ‡ WĂƚŝĞŶƚƐǁŝƚŚDs'/ŽƌŶĞƵƌŽůŽŐŝĐ ‡ EĞƵƌŽ͗ĞŶĐĞƉŚĂůŝƚŝƐ͕ƉŽůLJƌĂĚŝĐƵůŝƚŝƐ͕ ĚŝƐĞĂƐĞƐŚŽƵůĚŚĂǀĞĚŝůĂƚĞĚĞLJĞ >ĂďƐĂƌĞŽƚŚĞƌǁŝƐĞƵŶĐŚĂŶŐĞĚ͘ ŵLJĞůŽƉĂƚŚLJ ĞdžĂŵ

 ůŝŶŝĐĂůĚdž͖^&DsEĐŽŶĨŝƌŵĂƚŽƌLJ dƌĞĂƚŵĞŶƚ ‡ WŶĞƵŵŽŶŝƚŝƐ͗ǀĞƌLJƌĂƌĞŝŶ/^͕ƵƐƵĂůůLJďLJƐƚĂŶĚĞƌŝŶ ‡ sĂůŐĂŶĐŝĐůŽǀŝƌŽƌŐĂŶĐŝĐůŽǀŝƌ >ĂŶĚŶŽƚĐĂƵƐĞŽĨƉƵůŵŽŶĂƌLJĚŝƐĞĂƐĞ ‡ ĞƉĞŶĚƐŽŶĐůŝŶŝĐĂůĞŶƚŝƚLJ

,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘

tŚĂƚŝƐŽŶLJŽƵƌĚŝĨĨĞƌĞŶƚŝĂůĚŝĂŐŶŽƐŝƐ͍ dž͗tŽƌƐĞŶŝŶŐŽĨK/ĂĨƚĞƌƐƚĂƌƚŝŶŐZd

‡ /ŵŵƵŶĞƌĞĐŽŶƐƚŝƚƵƚŝŽŶŝŶĨůĂŵŵĂƚŽƌLJƐLJŶĚƌŽŵĞ;/Z/^Ϳ ϭ͘ DĞĚŝĐĂƚŝŽŶŶŽŶĂĚŚĞƌĞŶĐĞ ‡ ĚǀĞƌƐĞŵĞĚĞĨĨĞĐƚ ‡ dƌĞĂƚŵĞŶƚĨĂŝůƵƌĞ Ϯ͘ EĞǁK/  EŽŶĂĚŚĞƌĞŶĐĞ  ZĞƐŝƐƚĂŶĐĞΎ ϯ͘ /Z/^  WŽŽƌĂďƐŽƌƉƚŝŽŶŽĨŵĞĚŝĐĂƚŝŽŶƐ ‡ EĞǁK/ ϰ͘ dƌĞĂƚŵĞŶƚĨĂŝůƵƌĞ ‡ DĂůŝŐŶĂŶĐLJ ‡ ƵƚŽŝŵŵƵŶĞĐŽŶĚŝƚŝŽŶ ϱ͘ ůůŽĨƚŚĞĂďŽǀĞ

Ύ/ŶĚD͕ƐƵƐĐĞƉƚŝďŝůŝƚLJƚĞƐƚŝŶŐĨŽƌĐůĂƌŝƚŚƌŽŵLJĐŝŶ;ďƵƚŶŽŽƚŚĞƌĚƌƵŐƐͿĐŽƌƌĞůĂƚĞĚǁŝƚŚĐůŝŶŝĐĂůƌĞƐƉŽŶƐĞ

 _>IRRWHUWH[WKHUH@ tŚĂƚŝƐ/ŵŵƵŶĞZĞĐŽŶƐƚŝƚƵƚŝŽŶ/ŶĨůĂŵŵĂƚŽƌLJ ^LJŶĚƌŽŵĞ;/Z/^Ϳ͍ WĂƌĂĚŽdžŝĐĂůǀĞƌƐƵƐƵŶŵĂƐŬŝŶŐ/Z/^

‡ ^LJŶĚƌŽŵĞŽĨĞdžĂŐŐĞƌĂƚĞĚŝŵŵƵŶĞƌĞƐƉŽŶƐĞƚŽĂŶƚŝŐĞŶƐ&dZZdƐƚĂƌƚ

 ΕϭǁĞĞŬƚŽϯŵŽŶƚŚƐĂĨƚĞƌZdƐƚĂƌƚǁŝƚŚĚĞĐƌĞĂƐĞŝŶs>нͬͲ ŝŶĐƌĞĂƐĞŝŶϰ ^ƚĂƌƚZd 3DWLHQW21  Ï ƌŝƐŬŝĨƐƚĂƌƚŝŶŐZdĂƚůŽǁϰ;фϱϬͿŽƌŚŝŐŚs> Paradoxical ,5,6 WUHDWPHQWIRU2,  >ŝƚƚůĞŝƐŬŶŽǁŶĂďŽƵƚƉĂƚŚŽŐĞŶĞƐŝƐ džĂŐŐĞƌĂƚĞĚŝŵŵƵŶĞƌĞƐƉŽŶƐĞƚŽƉĞƌƐŝƐƚĞŶƚĂŶƚŝŐĞŶƐŽĨĂŶK/ƚŚĂƚŝƐďĞŝŶŐƚƌĞĂƚĞĚ ‡ hƐƵĂůůLJĚƵĞƚŽŝŶĨĞĐƚŝŽŶƐďƵƚĐĂŶĂůƐŽďĞĚƵĞƚŽŵĂůŝŐŶĂŶĐLJ;Ğ͘Ő͘<^Ϳ

^ƚĂƌƚZd ‡ /ŶĐŝĚĞŶĐĞĂŶĚƉƌĞƐĞŶƚĂƚŝŽŶǀĂƌLJďLJK/ 3DWLHQW127RQ Unmasking ,5,6 WUHDWPHQWIRU2,  ΕϯϬйŽĨƉĂƚŝĞŶƚƐǁŝƚŚĚD ;ĐĂŶďĞƐĞǀĞƌĞͿ  WW/Z/^ŚĂƐďĞĞŶĚĞƐĐƌŝďĞĚ͕Ϯ ďƵƚŝƐƌĂƌĞ džĂŐŐĞƌĂƚĞĚŝŵŵƵŶĞƌĞƐƉŽŶƐĞƚŽǀŝĂďůĞƉĂƚŚŽŐĞŶƐƚŚĂƚǁĞƌĞƐƵďĐůŝŶŝĐĂůĂŶĚŶŽƚďĞŝŶŐƚƌĞĂƚĞĚ

ϭ͘DƺůůĞƌDĞƚĂů͘>ĂŶĐĞƚ/ŶĨĞĐƚŝƐϮϬϭϬ͘Ϯ͘:ĂŐĂŶŶĂƚŚĂŶWĞƚĂů͘/^ ϮϬϬϵ͘

/Z/^͗DĂŶĂŐĞŵĞŶƚ ĂƐĞϮ͗&ŽůůŽǁͲhƉ

^ƚĞƉϭ͗ŽŶƚŝŶƵĞZd;ĞdžĐĞƉƚ ŝĨƉĂƚŝĞŶƚŚĂƐĞŶĐĞƉŚĂůŝƚŝƐͿ ‡ dŚĞƉĂƚŝĞŶƚǁĂƐƐƚĂƌƚĞĚŽŶE^/^ĂŶĚƐLJŵƉƚŽŵƐƌĞƐŽůǀĞĚ

^ƚĞƉϮ͗KƉƚŝŵŝnjĞŽƌŝŶŝƚŝĂƚĞƚƌĞĂƚŵĞŶƚŽĨƚŚĞK/ ‡ ^ƚĞƌŽŝĚƐĂǀŽŝĚĞĚĚƵĞƚŽ<^ ^ƚĞƉϯ͗^ƵƉƉŽƌƚŝǀĞĂŶĚƐLJŵƉƚŽŵͲĚŝƌĞĐƚĞĚƚŚĞƌĂƉLJ  DŽƐƚĐĂƐĞƐƌĞƐŽůǀĞŝŶƐĞǀĞƌĂůǁĞĞŬƐŽĨĐŽŶƚŝŶƵŝŶŐZdĂŶĚK/ƌdž ‡ ZĞƉĞĂƚ&ďůŽŽĚĐƵůƚƵƌĞƐŶĞŐĂƚŝǀĞ ^ƚĞƉϰ͗ŽŶƐŝĚĞƌĂŶƚŝͲŝŶĨůĂŵŵĂƚŽƌLJƚŚĞƌĂƉŝĞƐ  E^/ƐĨŽƌůĞƐƐƐĞǀĞƌĞƐLJŵƉƚŽŵƐ ‡  ŽƌƚŝĐŽƐƚĞƌŽŝĚƐŵŽƐƚĐŽŵŵŽŶůLJƵƐĞĚĨŽƌŵŽĚĞƌĂƚĞƚŽƐĞǀĞƌĞĚŝƐĞĂƐĞ >ŝŬĞůLJƉĂƌĂĚŽdžŝĐĂů/Z/^ ‡ KĨƚĞŶƐƚĂƌƚƉƌĞĚŶŝƐŽŶĞϭŵŐͬŬŐĂŶĚƚĂƉĞƌďĂƐĞĚŽŶĐůŝŶŝĐĂůƌĞƐƉŽŶƐĞ ‡ ĞƐƚĞǀŝĚĞŶĐĞĨŽƌd͖ǁĞĂůƐŽƵƐĞŝŶD ‡ dǁŽŵŽŶƚŚƐůĂƚĞƌ͕ŝŵĂŐŝŶŐƐŚŽǁĞĚŝŵƉƌŽǀĞŵĞŶƚŝŶĂďĚŽŵŝŶĂů> ‡ ŽŶƐŝĚĞƌŝŶDsŝŵŵƵŶĞͲƌĞĐŽǀĞƌLJƵǀĞŝƚŝƐ͕ƐĞǀĞƌĞD/Z/^ ‡ DĂŬĞƐƵƌĞŶŽĞǀŝĚĞŶĐĞŽĨ<ĂƉŽƐŝƐĂƌĐŽŵĂÆ ƐƚĞƌŽŝĚƐĐĂŶĐĂƵƐĞƌĂƉŝĚ͕ĨĂƚĂůǁŽƌƐĞŶŝŶŐ

DĂƌĂŝƐĞƚĂů͘Ƶƌƌ ,/sͬ/^ZĞƉϮϬϬϵ͘tĂƌĚϴϲDĂŶĂŐĞŵĞŶƚZĞĐŽŵŵĞŶĚĂƚŝŽŶƐ͕,/s/Ŷ^ŝƚĞ͘

 _>IRRWHUWH[WKHUH@ ĂƐĞϯ ^ƚƵĚŝĞƐĂƚƉƌĞƐĞŶƚĂƚŝŽŶ

Ͱ ϭϯ͘Ϭͬ ϱϭDǁŝƚŚWD,ŽĨĚŝǀĞƌƚŝĐƵůŝƚŝƐƉƌĞƐĞŶƚƐǁŝƚŚ ϱ͘ϰͲͲͲͲͲͲ ϮϬϵ ͬϯϵ͘ϴͰ  ϭŵŽŶƚŚŽĨƉƌŽŐƌĞƐƐŝǀĞĚLJƐƉŶĞĂŽŶ ĞdžĞƌƚŝŽŶ͕ĚƌLJĐŽƵŐŚ͕ĨĂƚŝŐƵĞ Eϳϴй͕>ϭϲ͘ϲй͕DϮϯй ‡ ZĂƉŝĚ,/sŐͬď;нͿ  ^ǁĞĂƚƐ͕ĨĞǀĞƌƐ͕ϭϬůď ǁĞŝŐŚƚůŽƐƐ ‡ ^ƉƵƚƵŵ&ƐŵĞĂƌ;ͲͿdžϯ  EŽƚŝĐĞĚĂƉŝŵƉůĞŽŶĨŽƌĞŚĞĂĚƚŚĂƚŚĂĚ ƌƵƉƚƵƌĞĚĂŶĚůĞĨƚŽƉĞŶǁŽƵŶĚ ‡ ^ĞƌƵŵƌŐ ;нͿϭ͗ϯϮ͕ϳϲϴ

tĂŝƚŝŶŐĨŽƌϰƌĞƐƵůƚ͍ EŽƌŵĂůĂďƐŽůƵƚĞůLJŵƉŚŽĐLJƚĞĐŽƵŶƚŚĂƐϵϲй ƉƌĞĚŝĐƚŝǀĞǀĂůƵĞĨŽƌϰхϭϬϬĐĞůůƐͬŵŵϯ

:ĂĐŽďƐŽŶDĞƚĂů͘/^ ϮϬϬϯ͘

tŚĂƚŝƐLJŽƵƌŶĞdžƚŵĂŶĂŐĞŵĞŶƚƐƚĞƉ͍ ƌLJƉƚŽĐŽĐĐĂůŵĞŶŝŶŐŝƚŝƐĐĂŶƉƌĞƐĞŶƚ ǁŝƚŚŽƵƚŚĞĂĚĂĐŚĞŽƌD^ ϭ͘WĞƌĨŽƌŵ>WƚŽĞǀĂůƵĂƚĞĨŽƌŵĞŶŝŶŐŝƚŝƐ ‡ KƌĚĞƌƐĞƌƵŵƌŐ ŝĨϰфϭϬϬĂŶĚĂŶLJŽĨƚŚĞĨŽůůŽǁŝŶŐ͗ Ϯ͘/ŶŝƚŝĂƚĞĨůƵĐŽŶĂnjŽůĞĨŽƌĐƌLJƉƚŽĐŽĐĐĂůƉŶĞƵŵŽŶŝĂ  &ĞǀĞƌ͕ŚĞĂĚĂĐŚĞ͕D^͕ƉŶĞƵŵŽŶŝĂ

‡ WĞƌĨŽƌŵ>W ŝĨŶĞǁůLJƉŽƐŝƚŝǀĞƐĞƌƵŵƌŐ ;ĞǀĞŶŝĨĂƐLJŵƉƚŽŵĂƚŝĐͿ

tĂƌĚϴϲDĂŶĂŐĞŵĞŶƚZĞĐŽŵŵĞŶĚĂƚŝŽŶƐ͘,/s/Ŷ^ŝƚĞ͘

 _>IRRWHUWH[WKHUH@ ĂƐĞϯĐŽŶƚŝŶƵĞĚ ƌLJƉƚŽĐŽĐĐĂůŵĞŶŝŶŐŝƚŝƐ ‡ ϰсϯϵ ‡ DŽƐƚĐĂƐĞƐŽĐĐƵƌǁŚĞŶϰфϭϬϬ ‡ >W͗KWϮϴĐŵ͕tϮ ;EϬ͕>ϵϯ͕DϳͿ͕ZϮ͕'ůƵ ϲϬ͕WƌŽƚ ϰϮ  ^&ƌŐ ϭ͗ϭϮϴ ‡ ůŝŶŝĐĂů͗  ^&ĐdžŶĞŽĨŽƌŵĂŶƐ  WƌĞƐĞŶƚƐĂƐƐƵďĂĐƵƚĞŵĞŶŝŶŐŝƚŝƐŽƌŵĞŶŝŶŐŽĞŶĐĞƉŚĂůŝƚŝƐ  ĂŶĂůƐŽƐĞĞĞŶĐĞƉŚĂůŽƉĂƚŚŝĐƐŝŐŶƐͬƐdžĚƵĞƚŽĞůĞǀĂƚĞĚ/W

‡ /ŶĚƵĐĞĚƐƉƵƚƵŵн> ‡ ŝĂŐŶŽƐŝƐ͗  ŶĞŽĨŽƌŵĂŶƐ  ^ĞƌƵŵĂŶĚ^&ƌŐĂƌĞĂůŵŽƐƚĂůǁĂLJƐƉŽƐŝƚŝǀĞ ‡ ^ŬŝŶďdž Đdž  ^&ƐƚƵĚŝĞƐ͗ůLJŵƉŚŽĐLJƚŝĐƉůĞŽĐLJƚŽƐŝƐŽƌŶŽĐĞůůƐ͕ŵŝůĚůLJĞůĞǀĂƚĞĚƉƌŽƚĞŝŶ͕ŐůƵĐŽƐĞ  ŶĞŽĨŽƌŵĂŶƐ ŶŽƌŵĂůƚŽůŽǁ͕ĞůĞǀĂƚĞĚKW ‡ >Žǁ^&tƉŽƌƚĞŶĚƐĂƉŽŽƌĞƌƉƌŽŐŶŽƐŝƐ ‡ ůŽŽĚĐdž  ^&ĐƵůƚƵƌĞŝƐŐŽůĚͲƐƚĂŶĚĂƌĚ  ŶĞŽĨŽƌŵĂŶƐ  ƌŐ ƵƐĞĚĨŽƌĚŝĂŐŶŽƐŝƐ͕EKd ĞǀĂůƵĂƚŝŶŐƌĞƐƉŽŶƐĞƚŽƚŚĞƌĂƉLJʹ ŶĞĞĚĐƵůƚƵƌĞ

,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ

ƌLJƉƚŽĐŽĐĐĂůŵĞŶŝŶŐŝƚŝƐ͗dƌĞĂƚŵĞŶƚ D͗DĂŝŶƐƚĂLJŽĨŵĂŶĂŐĞŵĞŶƚŝƐ ĐŽŶƚƌŽůŽĨĞůĞǀĂƚĞĚŝŶƚƌĂĐƌĂŶŝĂůƉƌĞƐƐƵƌĞ

‡ /ŶĚƵĐƚŝŽŶ;ĂƚůĞĂƐƚ ϭϰĚĂLJƐͿ͗ DŽŶŝƚŽƌĨŽƌ ‡ ůĞǀĂƚĞĚ/W  >ŝƉŽƐŽŵĂů ĂŵƉŚŽƚĞƌŝĐŝŶ;ŵŝƐŽŵĞͿϯͲϰŵŐͬŬŐͬĚƉůƵƐ ĞůĞĐƚƌŽůLJƚĞĂďŶŽƌŵĂůŝƚŝĞƐ ;ŚLJƉŽŬĂůĞŵŝĂͿ  ĐĂŶĐĂƵƐĞĐůŝŶŝĐĂůĚĞƚĞƌŝŽƌĂƚŝŽŶĞǀĞŶǁŝƚŚŵŝĐƌŽďŝŽůŽŐŝĐƌĞƐƉŽŶƐĞ  &ůƵĐLJƚŽƐŝŶĞ;ϱͲ&ͿϭϬϬŵŐͬŬŐͬĚŝŶϰĚŝǀŝĚĞĚĚŽƐĞƐ ‡ ĐƌĞĂƚŝŶŝŶĞ  ůĞĂĚŝŶŐĐĂƵƐĞŽĨĚĞĂƚŚĨƌŽŵDŝŶƚŚĞĨŝƌƐƚϮǁŬƐĂĨƚĞƌĚŝĂŐŶŽƐŝƐ ‡ ŽƐĞĂĚũƵƐƚŝŶƌĞŶĂůŝŵƉĂŝƌŵĞŶƚ ‡ ĐLJƚŽƉĞŶŝĂƐ 'ŝǀĞ/sĨůƵŝĚƐ;ŶŽƌŵĂůƐĂůŝŶĞͿ DĂŶĂŐĞŵĞŶƚ͗ /ĨƉĂƚŝĞŶƚŝŵƉƌŽǀŝŶŐнƌĞƉĞĂƚ^&ĐdžŶĞŐĂƚŝǀĞ ‡ DĞĂƐƵƌĞKWĂƚĚŝĂŐŶŽƐŝƐ ‡ /ĨKWŝƐĞůĞǀĂƚĞĚхϮϬĐŵ,ϮKĂŶĚƉƚŚĂƐƐdž͗ ‡ ŽŶƐŽůŝĚĂƚŝŽŶ;ϴǁĞĞŬƐͿ͗  >WĞǀĞƌLJϭϮͲϮϰŚŽƵƌƐƚŽƌĞŵŽǀĞǀŽůƵŵĞ;ΕϮϬͲϯϬĐĐͿƚŽďƌŝŶŐƚŚĞKWĚŽǁŶƚŽϮϬĐŵ  &ůƵĐŽŶĂnjŽůĞϰϬϬŵŐ;ϲŵŐͬŬŐͿWKĚĂŝůLJ ,ϮKŽƌďLJϱϬй  ŝŵĨŽƌĂƚůĞĂƐƚϮĚĂLJƐŽĨƐƚĂďůĞƉƌĞƐƐƵƌĞƐ ‡ ŽŶƐŝĚĞƌůƵŵďĂƌĚƌĂŝŶŝĨƐdž ƉĞƌƐŝƐƚ;ƌĞĨƌĂĐƚŽƌLJŚĞĂĚĂĐŚĞ͕Eͬs͕ĐŽŶĨƵƐŝŽŶ͕ ‡ ŚƌŽŶŝĐŵĂŝŶƚĞŶĂŶĐĞ;ĂƚůĞĂƐƚϭLJĞĂƌͿ͗ ĐůŽŶƵƐ͕ƉĂƉŝůůĞĚĞŵĂͿĚĞƐƉŝƚĞĚĂŝůLJ>WƐ  &ůƵĐŽŶĂnjŽůĞϮϬϬŵŐWKĚĂŝůLJĨŽƌĂƚůĞĂƐƚϭLJĞĂƌ ‡ sĞŶƚƌŝĐƵůŽƉĞƌŝƚŽŶĞĂů;sWͿƐŚƵŶƚƐŚŽƵůĚŽŶůLJďĞƉůĂĐĞĚŝŶĞdžĐĞĞĚŝŶŐůLJƌĂƌĞ  EϰхϭϬϬĂŶĚs>ƐƵƉƉƌĞƐƐĞĚdžϯŵŽŶƚŚƐŽŶZd ĐŝƌĐƵŵƐƚĂŶĐĞƐ;ĐĂŶŶŽƚĐŽŶƚƌŽů/WĂĨƚĞƌϮͲϰǁŬƐ ŽĨŵĂdžŝŵĂůƚŚĞƌĂƉLJͿ

,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘/^'ƵŝĚĞůŝŶĞƐ͕/ϮϬϭϬ͘ ,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘tĂƌĚϴϲDĂŶĂŐĞŵĞŶƚZĞĐŽŵŵĞŶĚĂƚŝŽŶƐ͕,/s/ŶƐŝƚĞ͘

 _>IRRWHUWH[WKHUH@ tŚĞŶƐŚŽƵůĚLJŽƵƐƚĂƌƚZd͍ ^ƚĂƌƚŝŶŐZdĚƵƌŝŶŐĂŶĂĐƵƚĞK/

ϭ͘ EŽǁ ĚǀĂŶƚĂŐĞƐ ŝƐĂĚǀĂŶƚĂŐĞƐ ‡ ^ŽŵĞƚŝŵĞƐZdŝƐƚŚĞďĞƐƚ ‡ ZŝƐŬŽĨ/Z/^ ƚƌĞĂƚŵĞŶƚĨŽƌƚŚĞK/  Ϯ͘ ĨƚĞƌϮǁĞĞŬƐ ĞƐƉĞĐŝĂůůLJŝĨŽĐĐƵƌƐŝŶE^ŽƌĞLJĞ  WD>͕ĐƌLJƉƚŽƐƉŽƌŝĚŝŽƐŝƐ͕ ŵŝĐƌŽƐƉŽƌŝĚŝŽƐŝƐ ϯ͘ ĨƚĞƌϲǁĞĞŬƐ ‡ WƌĞǀĞŶƚŝŽŶŽĨĂƐĞĐŽŶĚK/ ‡ ZĞƐƚŽƌĞƉĂƚŚŽŐĞŶͲƐƉĞĐŝĨŝĐ ŝŵŵƵŶŝƚLJ;ŵŽƌĞƌĂƉŝĚĐůĞĂƌĂŶĐĞŽĨ ϰ͘ ĨƚĞƌϭϬǁĞĞŬƐ K/Ϳ ‡ ^ůŽǁ,/sƉƌŽŐƌĞƐƐŝŽŶ

tŚĞŶƚŽƐƚĂƌƚZdŝŶĐƌLJƉƚŽĐŽĐĐĂůŵĞŶŝŶŐŝƚŝƐ͍

KddƌŝĂů͗ ϭϳϳƉƚƐŝŶhŐĂŶĚĂн^ŽƵƚŚĨƌŝĐĂ

DZdž͗ ‡ ŵƉŚŽƚĞƌŝĐŝŶн&ůƵĐŽŶĂnjŽůĞ ϴϬϬŵŐĚĂŝůLJdžϮǁĞĞŬƐ͕ ‡ ϮϴϮƉĂƚŝĞŶƚƐǁŝƚŚĂĐƵƚĞK/ŽƌƐĞƌŝŽƵƐďĂĐƚĞƌŝĂůŝŶĨĞĐƚŝŽŶ ‡ ƚŚĞŶ&ůƵĐ ϴϬϬƵŶƚŝů^&ƐƚĞƌŝůĞ  ϲϯйWW͕ϭϮйĐƌLJƉƚŽĐŽĐĐƵƐ͕ĞdžĐůƵĚĞĚd͖ŵĞĚŝĂŶϰϮϵ ‡ ƚŚĞŶ&ůƵĐ ϰϬϬdžϴǁŬƐ

‡ ZĂŶĚŽŵŝnjĞĚƚŽ͗ ^ƚŽƉƉĞĚĞĂƌůLJͲ ĞdžĐĞƐƐŵŽƌƚĂůŝƚLJ  ͞ĂƌůLJZd͟сǁŝƚŚŝŶϮǁŬƐŽĨƐƚĂƌƚŝŶŐƚŚĞƌĂƉLJĨŽƌK/;ŵĞĚŝĂŶϭϮĚĂLJƐ͕Ϳ ĂƌůŝĞƌZd;ŶсϴϴͿ ĞĨĞƌƌĞĚZd;ŶсϴϵͿ  ͞ĞĨĞƌƌĞĚZd͟сĂĨƚĞƌK/ƚƌĞĂƚŵĞŶƚĐŽŵƉůĞƚĞ;ĂƚϲͲϭϮǁŬƐͿ;ŵĞĚŝĂŶϰϱĚĂLJƐͿ dŝŵŝŶŐŽĨZdƐƚĂƌƚ͕ŵĞĚŝĂŶ;/YZͿ ϵĚĂLJƐ;ϴͲϵͿ ϯϲĚĂLJƐ;ϯϰͲϯϴͿ ‡ >ŽǁĞƌƌŝƐŬŽĨ/^ƉƌŽŐƌĞƐƐŝŽŶͬĚĞĂƚŚŝŶĞĂƌůLJĂƌŵ ĞĂƚŚďLJϲŵŽŶƚŚƐ ϰϱй ϯϬй ƉсϬ͘Ϭϯ  ϭϰйŝŶĞĂƌůLJǀƐϮϰйŝŶĚĞĨĞƌƌĞĚĂƌŵ͖ƉсϬ͘Ϭϯϱ ^&tфϱĐĞůůƐͬŵŵϯ ,ZϮ͘Ϯϭ;Ϭ͘ϵϭͲϱ͘ϯϰͿ ƌĞĨ ƉсϬ͘ϬϬϴ  &Ğǁ/Z/^ĐĂƐĞƐ;ϲйŝŶĞĂƌůLJǀƐϵйŝŶĚĞĨĞƌƌĞĚĂƌŵͿ DͲ/Z/^ ϭϲ͘Ϯй ϭϬ͘ϭй ƉсϬ͘ϯϰϳ hƐĞĚĨůƵĐŽŶĂnjŽůĞŝŶƐƚĞĂĚŽĨĨůƵĐLJƚŽƐŝŶĞ ZĞƉĞĂƚ>WƐŵĂLJŚĂǀĞďĞĞŶůĞƐƐĂǀĂŝůĂďůĞ ŽůŽƉĂ ĞƚĂů͘W>Ž^KEϮϬϬϵ ŽƵůǁĂƌĞĞƚĂů͘E:D ϮϬϭϰ͘ ,,^ŐƵŝĚĞůŝŶĞƐ͗ǁĂŝƚϮͲϭϬǁĞĞŬƐ

 _>IRRWHUWH[WKHUH@ tŚĞŶEKdƚŽŝŵŵĞĚŝĂƚĞůLJƐƚĂƌƚZdŝŶƚŚĞ ĂƐĞϰ ƐĞƚƚŝŶŐŽĨĂŶĂĐƵƚĞK/͍

dŚĞƵĐŬĞƌďĞƌŐ^ĂŶ&ƌĂŶĐŝƐĐŽ'ĞŶĞƌĂů,ŽƐƉŝƚĂůdžƉĞƌŝĞŶĐĞ ϯϳLJͬŽDǁŝƚŚ,/s ‡ /ŶĨůĂŵŵĂƚŽƌLJE^ůĞƐŝŽŶ ‡ ϰϮϴ  ƌĂŝŶĞĚĞŵĂ͕ŵĂƐƐĞĨĨĞĐƚ͕ŽƌŶĞƵƌŽůŽŐŝĐĚĞĨŝĐŝƚ ‡ ŽĨĨZdĂŶĚƉƌŽƉŚLJůĂdžŝƐ  tĞƌĞĐŽŵŵĞŶĚǁĂŝƚŝŶŐĂƚůĞĂƐƚϭϰĚĂLJƐĨƌŽŵƐƚĂƌƚŽĨK/ƚŚĞƌĂƉLJ͘>ŝŵŝƚĞĚĚĂƚĂ͘ ‡ ƉƌĞƐĞŶƚƐǁŝƚŚĨĞǀĞƌ͕ĂůƚĞƌĞĚ ‡ ƌLJƉƚŽĐŽĐĐĂůŵĞŶŝŶŐŝƚŝƐ ŵĞŶƚĂůƐƚĂƚƵƐ͕ĂŶĚƐĞŝnjƵƌĞ  tĞǁĂŝƚĂƚůĞĂƐƚϭϰĚĂLJƐ

‡ DsƌĞƚŝŶŝƚŝƐ  tĞǁĂŝƚϭϰĚĂLJƐ͘>ŝŵŝƚĞĚĚĂƚĂ͘ϭ

‡ dŵĞŶŝŶŐŝƚŝƐ  tĞǁĂŝƚϭϰĚĂLJƐ͘;dŽďĞĚŝƐĐƵƐƐĞĚƚŽŵŽƌƌŽǁďLJ^ĂƌĂŚWƵƌLJĞĂƌ͘Ϳ

tĂƌĚϴϲDĂŶĂŐĞŵĞŶƚZĞĐŽŵŵĞŶĚĂƚŝŽŶƐ͕,/s/Ŷ^ŝƚĞ͘ϭ͘KƌŐĞƚĂͲ>ĂƌƌŽĐĞĂ 'ĞƚĂů͘/^ ϮϬϭϱ͘

tŚĂƚŝƐŽŶLJŽƵƌĚŝĨĨĞƌĞŶƚŝĂůĚŝĂŐŶŽƐŝƐ͍ ^ĞůĞĐƚĞĚĚŝĨĨĞƌĞŶƚŝĂůĚŝĂŐŶŽƐŝƐŽĨ ĨŽĐĂůŶĞƵƌŽůŽŐŝĐĚŝƐĞĂƐĞŝŶ/^

ϭ͘ E^ůLJŵƉŚŽŵĂ ^ŚŽƌƚŝĨĨĞƌĞŶƚŝĂů >ŽŶŐŝĨĨĞƌĞŶƚŝĂů ĂĐƚĞƌŝĂů &ƵŶŐĂů ‡ ƌLJƉƚŽĐŽĐĐŽŵĂ Ϯ͘ dŽdžŽƉůĂƐŵŽƐŝƐ ‡ dŽdžŽƉůĂƐŵĂŐŽŶĚŝŝ ‡ WLJŽŐĞŶŝĐĂďƐĐĞƐƐ ‡ EŽĐĂƌĚŝĂ ‡ ,ŝƐƚŽƉůĂƐŵĂ ‡ dƵďĞƌĐƵůŽŵĂͬEdD ‡ ƐƉĞƌŐŝůůƵƐ ‡ WƌŝŵĂƌLJE^ ‡ ^LJƉŚŝůŝƐ ϯ͘ WLJŽŐĞŶŝĐďƌĂŝŶĂďƐĐĞƐƐ ůLJŵƉŚŽŵĂ sŝƌĂů ‡ WƌŽŐƌĞƐƐŝǀĞ WĂƌĂƐŝƚŝĐ ŵƵůƚŝĨŽĐĂů ϰ͘ ůůŽĨƚŚĞĂďŽǀĞ ‡ dŽdžŽƉůĂƐŵĂŐŽŶĚŝŝ ůĞƵŬŽĞŶĐĞƉŚĂůŽƉĂƚŚLJ ‡ dƌLJƉĂŶŽƐŽŵĂĐƌƵnjŝŝ ;:sŝƌƵƐͿΎ ;ĐŚĂŐŽŵĂͿ DĂůŝŐŶĂŶĐLJ ‡ WƌŝŵĂƌLJE^ ΎWD>͗tŚŝƚĞŵĂƚƚĞƌŽŶůLJ͕ŶŽ ůLJŵƉŚŽŵĂ ŵĂƐƐĞĨĨĞĐƚ͕ŶŽŶͲĞŶŚĂŶĐŝŶŐ ‡ ĞdžĐĞƉƚŝŶWD>Ͳ/Z/^ DĞƚĂƐƚĂƐĞƐ

^ŬŝĞƐƚ :͘/ ϮϬϬϮ͘ŚĂŵŝĞ 'ĞƚĂů͘^ĞŵŝŶ EĞƵƌŽů͘ϮϬϭϰ

 _>IRRWHUWH[WKHUH@ dŽdžŽƉůĂƐŵŝĐ ĞŶĐĞƉŚĂůŝƚŝƐ͗ƉŝĂŶĚĐůŝŶŝĐĂů dŽdžŽƉůĂƐŵŝĐ ĞŶĐĞƉŚĂůŝƚŝƐ͗/ŵĂŐŝŶŐĂŶĚĚŝĂŐŶŽƐŝƐ ‡ >ĞƐŝŽŶƐĐĂŶďĞƐŝŶŐůĞŽƌŵƵůƚŝƉůĞ͗ ‡ KĐĐƵƌƐĂƚϰфϭϬϬ  ůĂƐƐŝĐ͗шϮƌŝŶŐͲĞŶŚĂŶĐŝŶŐůĞƐŝŽŶƐǁŝƚŚƐƵƌƌŽƵŶĚŝŶŐĞĚĞŵĂ  ϮϳйʹϰϯйŽĨƉĂƚŝĞŶƚƐŚĂǀĞĂƐŝŶŐůĞůĞƐŝŽŶ  ZĂƌĞ͗ĚŝĨĨƵƐĞĞŶĐĞƉŚĂůŝƚŝƐǁŝƚŚŶŽĨŽĐĂůůĞƐŝŽŶƐ ‡ dƌĂŶƐŵŝƐƐŝŽŶŽĐĐƵƌƐďLJŝŶŐĞƐƚŝŶŐŽŽĐLJƐƚƐĞdžĐƌĞƚĞĚŝŶĐĂƚĨĞĐĞƐ;ůŝƚƚĞƌͬƐŽŝůͿ͕ ƵŶĚĞƌĐŽŽŬĞĚŵĞĂƚ;ƉŽƌŬĂŶĚůĂŵďͿŽƌƌĂǁƐŚĞůůĨŝƐŚĐŽŶƚĂŝŶŝŶŐƚŝƐƐƵĞĐLJƐƚƐ ‡ ^ĞƌƵŵdŽdžŽƉůĂƐŵĂ/Ő'͗  /ĨŶĞŐĂƚŝǀĞ͕ǀŝƌƚƵĂůůLJĞdžĐůƵĚĞƐŝŶĨĞĐƚŝŽŶ ‡ ŝƐĞĂƐĞĂůŵŽƐƚĞdžĐůƵƐŝǀĞůLJĚƵĞƚŽƌĞĂĐƚŝǀĂƚŝŽŶŽĨůĂƚĞŶƚŝŶĨĞĐƚŝŽŶ  фϯйʹϲйŽĨƉĂƚŝĞŶƚƐǁŝƚŚdŚĂǀĞŶĞŐĂƚŝǀĞ/Ő'  ^ĞƌŽƉƌĞǀĂůĞŶĐĞŝŶƚŚĞh^ŝƐϯͲϯϬй͖ŚŝŐŚĞƌŐůŽďĂůůLJ

‡ ^&ƐƚƵĚŝĞƐ͗ ‡ ^ƵďĂĐƵƚĞƉƌĞƐĞŶƚĂƚŝŽŶŽǀĞƌƐĞǀĞƌĂůǁĞĞŬƐ͗  EŽƌŵĂůŽƌŵŝůĚŝŶĐƌĞĂƐĞŝŶƉƌŽƚĞŝŶ͕ůLJŵƉŚŽĐLJƚŝĐƉůĞŽĐLJƚŽƐŝƐ͕ůŽǁŐůƵĐŽƐĞ  ,͕ĨĞǀĞƌ͕ďĞŚĂǀŝŽƌĂůĐŚĂŶŐĞƐ͕ĐŽŶĨƵƐŝŽŶ͕ŚĞŵŝƉĂƌĞƐŝƐ͕ƐĞŝnjƵƌĞƐ͕ĂƚĂdžŝĂ͕EƉĂůƐŝĞƐ  dŽdžŽ ^&WZ͗^ĞŶƐΕϱϬй͕ƐƉĞĐϵϲͲϭϬϬй͘ŽĞƐŶŽƚƌͬŽĚŝƐĞĂƐĞ͘  ůƐŽƐĞŶĚ^&ĨŽƌsE͕ĐLJƚŽůŽŐLJ͕ŽƚŚĞƌƐƚƵĚŝĞƐĂƐĂƉƉƌŽƉƌŝĂƚĞ

‡ dŽdžŽƉůĂƐŵĂĐĂŶƌĂƌĞůLJĐĂƵƐĞĚŝƐƐĞŵŝŶĂƚĞĚĚŝƐĞĂƐĞ /ŶƉƌĂĐƚŝĐĞ͗ĂĐůŝŶŝĐĂůĚŝĂŐŶŽƐŝƐďĂƐĞĚŽŶůŽǁϰ͕dŽdžŽ /Ő'н͕ŝŵĂŐŝŶŐ  WŶĞƵŵŽŶŝƚŝƐ;ĐĂŶŵŝŵŝĐWWͿ͕ƌĞƚŝŶŝƚŝƐ ϭͿ dƌĞĂƚĞŵƉŝƌŝĐĂůůLJ ϮͿ ZĞƉĞĂƚDZ/ŝŶϮǁĞĞŬƐ ϯͿ /ĨŶŽŝŵƉƌŽǀĞŵĞŶƚŝŶĞdžĂŵͬŝŵĂŐŝŶŐ͕ĐŽŶƐŝĚĞƌŽƚŚĞƌĚŝĂŐŶŽƐĞƐĂŶĚďƌĂŝŶďŝŽƉƐLJ ,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘^ŬŝĞƐƚ :͘/ ϮϬϬϮ͘ ^ŬŝĞƐƚ :͘/ ϮϬϬϮ͘

dŽdžŽƉůĂƐŵŝĐ ĞŶĐĞƉŚĂůŝƚŝƐ͗dƌĞĂƚŵĞŶƚ WƌŝŵĂƌLJE^>LJŵƉŚŽŵĂ WƌĞĨĞƌĞŶĐĞ ZĞŐŝŵĞŶ WŽƚĞŶƚŝĂůƚŽdžŝĐŝƚŝĞƐ &ŝƌƐƚͲůŝŶĞ ƉLJƌŝŵĞƚŚĂŵŝŶĞ ;ǁĞŝŐŚƚͲďĂƐĞĚͿ н WLJƌŝŵĞƚŚĂŵŝŶĞ͗ƌĂƐŚ͕ ŶĂƵƐĞĂ͕ĂŶĚďŽŶĞŵĂƌƌŽǁ ƐƵůĨĂĚŝĂnjŝŶĞ;ǁĞŝŐŚƚͲďĂƐĞĚͿ н ‡ KĐĐƵƌƐƵƐƵĂůůLJĂƚϰфϱϬ ůĞƵĐŽǀŽƌŝŶ ƐƵƉƉƌĞƐƐŝŽŶ;ĐĂŶƚƌĞĂƚďLJ ŝŶĐƌĞĂƐŝŶŐůĞƵĐŽǀŽƌŝŶĚŽƐĞͿ  ^ƵďĂĐƵƚĞƉƌĞƐĞŶƚĂƚŝŽŶ ^ƵůĨĂĚŝĂnjŝŶĞ͗ƌĂƐŚ͕ĨĞǀĞƌ͕ ƵƌĂƚŝŽŶ͗ĂƚůĞĂƐƚϲǁĞĞŬƐ ůĞƵŬŽƉĞŶŝĂ͕ŚĞƉĂƚŝƚŝƐ͕ ‡ ƚŚĞŶ ĐŚƌŽŶŝĐŵĂŝŶƚĞŶĂŶĐĞƚŚĞƌĂƉLJ͗ ŶĂƵƐĞĂ͕ǀŽŵŝƚŝŶŐ͕ĚŝĂƌƌŚĞĂ͕ ‡ /ŵĂŐŝŶŐ͗ ƉLJƌŝŵĞƚŚĂŵŝŶĞнƐƵůĨĂĚŝĂnjŝŶĞн ĂŶĚĐƌLJƐƚĂůůƵƌŝĂÆ ĂĐƵƚĞ  >ĞƐŝŽŶƐĐĂŶďĞƐŝŶŐůĞŽƌŵƵůƚŝĨŽĐĂů ůĞƵĐŽǀŽƌŝŶ;ĂůƐŽƉƌŽǀŝĚĞƐWWƉƉdžͿ ŬŝĚŶĞLJŝŶũƵƌLJ ;ĞŶĐŽƵƌĂŐĞ ŚLJĚƌĂƚŝŽŶͿ  hƐƵĂůůLJĞŶŚĂŶĐĞŚŽŵŽŐĞŶŽƵƐůLJ͕ďƵƚĐĂŶĂůƐŽďĞ ƌŝŶŐͲĞŶŚĂŶĐŝŶŐ ůƚĞƌŶĂƚŝǀĞ ƉLJƌŝŵĞƚŚĂŵŝŶĞ;ůĞƵĐŽǀŽƌŝŶͿнĐůŝŶĚĂŵLJĐŝŶΎ ;ĨŽƌĐůŝŶŝĐĂů dDWͬ^DyĂůŽŶĞΎΎ  ŚĂƌĂĐƚĞƌŝƐƚŝĐĨŝŶĚŝŶŐŝƐůĞƐŝŽŶŶĞdžƚƚŽ^&;Ğ͘Ő͘ ĨĂŝůƵƌĞͬƚŽdžŝĐŝƚLJͿ ĂƚŽǀĂƋƵŽŶĞнƉLJƌŝŵĞƚŚĂŵŝŶĞ;ůĞƵĐŽǀŽƌŝŶͿ ƉĞƌŝǀĞŶƚƌŝĐƵůĂƌ͕ŵĞŶŝŶŐĞĂů͕ƐƵďĞƉĞŶĚLJŵĂůͿ ĂƚŽǀĂƋƵŽŶĞнƐƵůĨĂĚŝĂnjŝŶĞ ĂƚŽǀĂƋƵŽŶĞ ‡ ^&ĨŝŶĚŝŶŐƐ͗ ΎWƌĞĨĞƌƌĞĚ͘ŽĞƐŶŽƚƉƌŽǀŝĚĞWWƉƌŽƉŚLJůĂdžŝƐ͘  DŝůĚůLJĞůĞǀĂƚĞĚƉƌŽƚĞŝŶĂŶĚƉůĞŽĐLJƚŽƐŝƐ ΎΎ/ĨƉLJƌŝŵĞƚŚĂŵŝŶĞƵŶĂǀĂŝůĂďůĞŽƌĚĞůĂLJŝŶŽďƚĂŝŶŝŶŐ͕dDWͬ^DyƐŚŽƵůĚďĞƵƐĞĚ͘  sWZ͗ƐĞŶƐŝƚŝǀŝƚLJхϴϬй͕ƐƉĞĐŝĨŝĐŝƚLJϵϰͲϭϬϬй ǀŽŝĚƐƚĞƌŽŝĚƐ;ŝĨƉŽƐƐŝďůĞͿŝĨƚƌĞĂƚŝŶŐĞŵƉŝƌŝĐĂůůLJďĞĐĂƵƐĞǁŝůůĂůƐŽƚƌĞĂƚůLJŵƉŚŽŵĂ

&ŽƌĚŽƐŝŶŐ͕ƌĞĨĞƌƚŽ,,^K/'ƵŝĚĞůŝŶĞƐϮϬϭϴ͘ ^ŬŝĞƐƚ :͘/ ϮϬϬϮ͘

 _>IRRWHUWH[WKHUH@ <ĞLJƉŽŝŶƚƐ ĂĐŬƚŽƚŚĞĐĂƐĞ͙ ‡ K/ŝŶĐŝĚĞŶĐĞĚĞĐůŝŶŝŶŐ͖ƐƚŝůůŝŵƉŽƌƚĂŶƚĐĂƵƐĞŽĨŵŽƌďŝĚŝƚLJͬŵŽƌƚĂůŝƚLJ

‡ dŚĞƉĂƚŝĞŶƚǁĂƐdŽdžŽ /Ő'нĂŶĚƐƚĂƌƚĞĚŽŶĞŵƉŝƌŝĐƚŚĞƌĂƉLJĨŽƌ ‡ ϰĐŽƵŶƚŐƵŝĚĞƐĚŝĨĨĞƌĞŶƚŝĂůĚŝĂŐŶŽƐŝƐŝŶƉƚƐǁŝƚŚƵŶƚƌĞĂƚĞĚ,/s dŽdžŽƉůĂƐŵŽƐŝƐ ‡ KĐĐĂŵ͛ƐƌĂnjŽƌĚŽĞƐŶŽƚĂƉƉůLJʹ ĐŽŶƐŝĚĞƌŵƵůƚŝƉůĞ ĐŽŶĐƵƌƌĞŶƚK/Ɛ

‡ ^&sEĂŶĚĐLJƚŽůŽŐLJŶĞŐĂƚŝǀĞ ‡ K/ƐĐĂŶďĞƉƌĞǀĞŶƚĞĚǁŝƚŚZd ĂŶĚƉƌŝŵĂƌLJĂŶĚƐĞĐŽŶĚĂƌLJƉƉdž  /ŶĚŝĐĂƚŝŽŶĨŽƌƉƉdž ĚĞƉĞŶĚƐŽŶϰĐĞůůĐŽƵŶƚĂŶĚǀŝƌĂůƐƵƉƉƌĞƐƐŝŽŶ ‡ ,ĞŝŵƉƌŽǀĞĚŽǀĞƌƚŚĞŶĞdžƚϮǁĞĞŬƐĂŶĚĂďŝŽƉƐLJǁĂƐĚĞĨĞƌƌĞĚ  EĞǁĚĂƚĂŽŶƉƌŝŵĂƌLJƉƉdž ĨŽƌD ‡ ^ƚĂƌƚZdĂƐƐŽŽŶĂƐƉŽƐƐŝďůĞʹ ĞdžĐĞƉƚŝŶƐƉĞĐŝĨŝĐƐŝƚƵĂƚŝŽŶƐ͗  ƌLJƉƚŽĐŽĐĐĂůŵĞŶŝŶŐŝƚŝƐ͖dŵĞŶŝŶŐŝƚŝƐ;ĚŝƐĐƵƐƐĞĚďLJ^ĂƌĂŚWƵƌLJĞĂƌƚŽŵŽƌƌŽǁͿ  E^ůĞƐŝŽŶǁŝƚŚĞĚĞŵĂͬŵĂƐƐĞĨĨĞĐƚ͕ŶĞƵƌŽůŽŐŝĐĚĞĨŝĐŝƚ͖ŽĐƵůĂƌK/Ɛʹ DsƌĞƚŝŶŝƚŝƐ ‡ /ŶĐƌĞĂƐĞĚƌŝƐŬŽĨ/Z/^ǁŝƚŚůŽǁϰ  ǀĂůƵĂƚĞĨŽƌŽƚŚĞƌĞƚŝŽůŽŐŝĞƐŽĨǁŽƌƐĞŶŝŶŐ͕ĐŽŶƚŝŶƵĞZd  ŽŶƐŝĚĞƌE^/Ɛ͖ƐƚĞƌŽŝĚƐŵĂLJďĞďĞŶĞĨŝĐŝĂů͕ŵŝŶŝŵŝnjĞĚƵƌĂƚŝŽŶ͕ĂǀŽŝĚŝŶ<^

ĐŬŶŽǁůĞĚŐĞŵĞŶƚƐ

ŝĂŶĞ,Ăǀůŝƌ ĂƌŝŶĂDĂƌƋƵĞnj DĞŐEĞǁŵĂŶ 'ĂďƌŝĞůŚĂŵŝĞ ŶŶŝĞ>ƵĞƚŬĞŵĞLJĞƌ :ĞŶĂďŝŬ DŽŶŝĐĂ'ĂŶĚŚŝ sŝǀĞŬ :ĂŝŶ DĂƌŬ:ĂĐŽďƐŽŶ

 _>IRRWHUWH[WKHUH@ ϭϭͬϯϬͬϮϬϭϴ

ŝƐĐůŽƐƵƌĞƐ

‡ EŽŶĞ DĂŶĂŐŝŶŐ,ĞƉĂƚŝƚŝƐ ĨŽƌĞŐŝŶŶĞƌƐ

ĞĐĞŵďĞƌϳ͕ϮϬϭϴ ƌLJŶŽƐůĞƚƚ͕D

KƵƚůŝŶĞ tŚŽŵƚŽŽĨĨĞƌ,sƚŚĞƌĂƉLJ͍

‡ WƌĞͲƚƌĞĂƚŵĞŶƚĞǀĂůƵĂƚŝŽŶ WƌĞƚƚLJŵƵĐŚsZzKzǁŝƚŚĐŚƌŽŶŝĐ,s ‡ ,sƌĞŐŝŵĞŶƐǁĞĂƌĞƵƐŝŶŐƚŽĚĂLJ ‡ ,ŽǁƚŽĚĞĐŝĚĞŽŶĂƌĞŐŝŵĞŶĨŽƌLJŽƵƌƉĂƚŝĞŶƚ džĐĞƉƚŝŽŶƐ͗ƉĂƚŝĞŶƚƐǁŝƚŚůŽǁůŝĨĞĞdžƉĞĐƚĂŶĐLJ;фϭLJĞĂƌͿƚŚĂƚ ‡ 'ĞŶŽƚLJƉĞϭ ĐĂŶŶŽƚďĞŵŝƚŝŐĂƚĞĚďLJƚƌĞĂƚŝŶŐ,s͕ƚƌĂŶƐƉůĂŶƚ͕ŽƌŽƚŚĞƌ ‡ 'ĞŶŽƚLJƉĞϯ ĚŝƌĞĐƚŝǀĞƚŚĞƌĂƉLJ ‡ ,ŽǁƚŽŵŽŶŝƚŽƌLJŽƵƌƉĂƚŝĞŶƚĚƵƌŝŶŐĂŶĚĂĨƚĞƌƚŚĞƌĂƉLJ

$$6/','6$+&9JXLGHOLQHV1RYHPEHU

ϭ ϭϭͬϯϬͬϮϬϭϴ

'ƵŝĚĞůŝŶĞƐ,ĞůƉ tŚĂƚĂƌĞƚŚĞŽƉƚŝŽŶƐ͍

‡ ŚƚƚƉ͗ͬͬǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐ ‡ DĂŶĂŐĞŵĞŶƚŐƵŝĚĞůŝŶĞƐĨƌŽŵ/^ĂŶĚ^> E^ϱĂ E^ϱď WƌŽƚĞĂƐĞ ,ĂƌǀŽŶŝ >ĞĚŝƉĂƐǀŝƌ ^ŽĨŽƐďƵǀŝƌ ‡ ŚƚƚƉ͗ͬͬǁǁǁ͘ŚĞƉͲĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐ͘ŽƌŐ ĞƉĂƚŝĞƌ ůďĂƐǀŝƌ 'ƌĂnjŽƉƌĞǀŝƌ ‡ &ƌĞĞĚŽǁŶůŽĂĚĂďůĞĂƉƉ ƉĐůƵƐĂ sĞůƉĂƚĂƐǀŝƌ ^ŽĨŽƐďƵǀŝƌ ‡ ǁǁǁ͘ŚĐǀĂĚǀŽĐĂƚĞ͘ŽƌŐ DĂǀLJƌĞƚ WŝďƌĞŶƚĂƐǀŝƌ 'ůĞĐĂƉƌĞǀŝƌ ‡ 'ƌĞĂƚƉĂƚŝĞŶƚŝŶĨŽƌŵĂƚŝŽŶ sŽƐĞǀŝΎ sĞůƉĂƚĂƐǀŝƌ ^ŽĨŽƐďƵǀŝƌ sŽdžŝůĂƉƌĞǀŝƌ

ΎсĨŽƌƚƌĞĂƚŵĞŶƚͲĞdžƉĞƌŝĞŶĐĞĚ;ŝŶĐůƵĚŝŶŐǁŝƚŚE^ϱĂŝŶŚŝďŝƚŽƌƐͿ

ŝƌĞĐƚĐƚŝŶŐŐĞŶƚƐ ,ŽǁĚŽǁĞŐĞƚƐƚĂƌƚĞĚ͍ Æ ͞Ͳ^s/Z͟ >ĞĚŝƉĂƐǀŝƌ dŚŝŶŐƐLJŽƵŶĞĞĚƚŽŬŶŽǁƚŽŐĞƚƐƚĂƌƚĞĚ͗ sĞůƉĂƚĂƐǀŝƌ ůďĂƐǀŝƌ WŝďƌĞŶƚĂƐǀŝƌ ϭͿ ĞŐƌĞĞŽĨůŝǀĞƌĨŝďƌŽƐŝƐ͗ůŽǁƌŝƐŬ͕ƉƌŽďĂďůĞŽƌĐŽŶĨŝƌŵĞĚ ĐŝƌƌŚŽƐŝƐ;ĐŽŵƉĞŶƐĂƚĞĚͬĚĞĐŽŵƉĞŶƐĂƚĞĚͿ ϮͿ 'ĞŶŽƚLJƉĞ͗ƐƚŝůůŵĂƚƚĞƌƐĨŽƌŶŽǁ͙ ϯͿ ,ŝƐƚŽƌLJŽĨƉƌŝŽƌƚƌĞĂƚŵĞŶƚ͗&ĂŝůĞĚƐǀƐŽůĚĞƌĂŐĞŶƚƐ ϰͿ ŽŶĐŽŵŝƚĂŶƚŝƐƐƵĞƐ ͲŽŵŽƌŝĚ ĐŽŶĚŝƚŝŽŶƐ ͞ͲWZs/Z͟ 'ƌĂnjŽƉƌĞǀŝƌ ͞Ͳhs/Z͟ ͲDĞĚŝĐĂƚŝŽŶƐ 'ůĞĐĂƉƌĞǀŝƌ ^ŽĨŽƐďƵǀŝƌ sŽdžŝůĂƉƌĞǀŝƌ

ĚŽƉƚĞĚĨƌŽŵ'ĂŶĞ͕͘:͕͘ĞƚĂů͘ŵĞƌŝĐĂŶ:ŽƵƌŶĂůŽĨdƌĂŶƐƉůĂŶƚĂƚŝŽŶ͘ ϮϬϭϰ

Ϯ ϭϭͬϯϬͬϮϬϭϴ

WƌĞͲƚƌĞĂƚŵĞŶƚůĂďŽƌĂƚŽƌLJƚĞƐƚŝŶŐ ,sZE tŝƚŚŝŶ ůĂƐƚϲͲϭϮŵŽ ;ƐƉŽŶƚĂŶĞŽƵƐĐůĞĂƌĂŶĐĞфϱйͬLJƌͿ &ŝďƌŽƐŝƐĞǀĂůƵĂƚŝŽŶ ,sŐĞŶŽƚLJƉĞ dž 'dϭĂ͗ŝĨĐŽŶƐŝĚĞƌŝŶŐĞƉĂƚŝĞƌ ‡ WŚLJƐŝĐĂůdžĂŵ͗ƉĂůŵĂƌĞƌLJƚŚĞŵĂ͕ E^ϱĂZ^ƚĞƐƚŝŶŐ 'dϯ͗ ŝĨĐŝƌƌŚŽƐŝƐŽƌƉƌŝŽƌ/&EĨĂŝůƵƌĞн ƚĞůĂŶŐĞĐƚĂƐŝĂ͕ƐƉůĞŶŽŵĞŐĂůLJ͕ĞƚĐ ƉĐůƵƐĂ ^dр ^d;hƉƉĞƌůŝŵŝƚŽĨŶŽƌŵĂůͿ ‡ EŽŶͲŝŶǀĂƐŝǀĞŵĂƌŬĞƌƐ͗ WZ/с džϭϬϬ >&dƐ;^d͕>d͕ůŬ WŚŽƐ͕dďŝůŝͿ dž ‡ ^d͕>d͕/EZ͕ĂůďƵŵŝŶ͕ƉůĂƚĞůĞƚƐ WůĂƚĞůĞƚĐŽƵŶƚ;ϭϬϿͬ>Ϳ  dž ‡ &/Ͳϰ͕WZ/͕&ŝďƌŽ^ƵƌĞͬ&ŝďƌŽdĞƐƚ /EZ dž ‡ dƌĂŶƐŝĞŶƚĞůĂƐƚŽŐƌĂƉŚLJ ;&ŝďƌŽƐĐĂŶͿ ůďƵŵŝŶ dž ƌ dž ,s/Ő' dž dž;,ĐďнсĞǀŝĚĞŶĐĞŽĨ ƉƌŝŽƌŝŶĨĞĐƚŝŽŶ͕ ,s͗ƐŐ͕ Ɛď͕Đď ƌŝƐŬĨŽƌƌĞĂĐƚŝǀĂƚŝŽŶͿ ,/sZE dž

WZ/с^dƚŽWůĂƚĞůĞƚZĂƚŝŽ/ŶĚĞdž &/Ͳϰ;ĨŝďƌŽƐŝƐͲϰͿ

ŚƚƚƉ͗ͬͬǁǁǁ͘ŚĞƉĂƚŝƚŝƐĐ͘Ƶǁ͘ĞĚƵͬƉĂŐĞͬĐůŝŶŝĐĂůͲĐĂůĐƵůĂƚŽƌƐͬĨŝďͲϰ ŚƚƚƉ͗ͬͬǁǁǁ͘ŚĞƉĂƚŝƚŝƐĐ͘Ƶǁ͘ĞĚƵͬƉĂŐĞͬĐůŝŶŝĐĂůͲĐĂůĐƵůĂƚŽƌƐͬĂƉƌŝ ‡ фϭ͘ϰϱÆ ůŽǁůŝŬĞůŝŚŽŽĚŽĨĂĚǀĂŶĐĞĚĨŝďƌŽƐŝƐͬĐŝƌƌŚŽƐŝƐ ‡ хϬ͘ϳÆ ƉŽƐƐŝďůĞ͞ƐŝŐŶŝĨŝĐĂŶƚĨŝďƌŽƐŝƐ͟;&ϮнĨŝďƌŽƐŝƐͿ ‡ ‡ ^ĞŶƐ͘ϳϳй^ƉĞĐ͘ϳϮй EWsϵϬй

‡ хϭ͘ϬÆ ƉŽƐƐŝďůĞĐŝƌƌŚŽƐŝƐ;&ϰͿ ‡ ^ĞŶƐ͘ϳϲй^ƉĞĐ͘ϳϮй ‡ хϯ͘ϮϱÆ ĂĚǀĂŶĐĞĚĨŝďƌŽƐŝƐͬĐŝƌƌŚŽƐŝƐ ‡ ^ƉĞĐϵϳй͕WWsϲϱй ‡ хϮ͘ϬÆ ƉƌŽďĂďůĞĐŝƌƌŚŽƐŝƐ ‡ ^ĞŶƐ ϰϲй͕^ƉĞĐϵϭй >ŝŶ,ĞƚĂů͘,ĞƉĂƚŽůŽŐLJ͘ϮϬϭϭ͘ ^ƚĞƌůŝŶŐZ<Ğƚ͘Ăů͘,ĞƉĂƚŽůŽŐLJϮϬϬϲ͘

ϯ ϭϭͬϯϬͬϮϬϭϴ

&ŝďƌŽƐŝƐĞǀĂůƵĂƚŝŽŶ ĂƐĞϭ

‡ WŚLJƐŝĐĂůdžĂŵ͗ƉĂůŵĂƌĞƌLJƚŚĞŵĂ͕ ‡ ϯϱDǁŝƚŚ,/s͕ĐŚƌŽŶŝĐ,s͕ƉƌŝŽƌŚdž /sh ƚĞůĂŶŐĞĐƚĂƐŝĂ͕ƐƉůĞŶŽŵĞŐĂůLJ͕ĞƚĐ ‡ ,sǀŝƌĂůůŽĂĚϱŵŝůůŝŽŶ/hͬŵ>͕ŐĞŶŽƚLJƉĞϭĂ ^dр ^d;hƉƉĞƌůŝŵŝƚŽĨŶŽƌŵĂůͿ ‡ EŽŶͲŝŶǀĂƐŝǀĞŵĂƌŬĞƌƐ͗ WZ/с džϭϬϬ ‡ ,sŝŵŵƵŶĞ͕,sŝŵŵƵŶĞ;Ɛď ĂŶĚĐŽƌĞďƉŽƐ͕ƐŐ ŶĞŐͿ WůĂƚĞůĞƚĐŽƵŶƚ;ϭϬϿͬ>Ϳ ‡ ^d͕>d͕/EZ͕ĂůďƵŵŝŶ͕ƉůĂƚĞůĞƚƐ ‡ ,/sZEфϰϬ͕E ‡ &/Ͳϰ͕WZ/͕&ŝďƌŽ^ƵƌĞͬ&ŝďƌŽdĞƐƚ ‡ ^dϰϱ͕>dϳϲ ‡ dƌĂŶƐŝĞŶƚĞůĂƐƚŽŐƌĂƉŚLJ ;&ŝďƌŽƐĐĂŶͿ ‡ ,Őďϭϰ͕WůĂƚĞůĞƚƐϭϵϵ ͻ /ŵĂŐŝŶŐ͗hůƚƌĂƐŽƵŶĚĨŽƌ,͕ ‡ WZ/͗Ϭ͘ϲϰ͕&/Ͳϰ͗Ϭ͘ϵϭÆ ůŝŬĞůLJŶŽŶͲĐŝƌƌŚŽƚŝĐ ƐƉůĞŶŽŵĞŐĂůLJ͕ŶŽĚƵůĂƌŝƚLJ͕ĞƚĐ ‡ ďĚŽŵŝŶĂůƵůƚƌĂƐŽƵŶĚ͗ĐŽĂƌƐĞ͕ŚĞƚĞƌŽŐĞŶĞŽƵƐĂŶĚŚLJƉĞƌĞĐŚŽŝĐ ͻ ŝŽƉƐLJ͗ƌĂƌĞůLJŶĞĞĚĞĚ ůŝǀĞƌ͕ŶŽĞǀŝĚĞŶĐĞŽĨĐŝƌƌŚŽƐŝƐŽƌƉŽƌƚĂůŚLJƉĞƌƚĞŶƐŝŽŶ

'ĞŶŽƚLJƉĞϭ͕ŝŶĐůƵĚŝŶŐŶŽŶͲ ƚƌĞĂƚŵĞŶƚĨĂŝůƵƌĞĂŶĚĐŽŵƉĐŝƌƌŚŽƐŝƐ ,ĞůƉŵĞĐŚŽŽƐĞ͊

ZĞŐŝŵĞŶ ŽƐĞ ƵƌĂƚŝŽŶ Ă 'ůĞĐĂƉƌĞǀŝƌͬWŝďƌĞŶƚĂƐǀŝƌ ϯƚĂďƐĚĂŝůLJ ϴ ͲϭϮǁŬƐ tŝƚŚƐĞǀĞƌĂůĚŝĨĨĞƌĞŶƚŽƉƚŝŽŶƐ͕ŚŽǁĚŽ/ƉŝĐŬĂƌĞŐŝŵĞŶ͍͍͍ ;DĂǀLJƌĞƚͿ '>ͬW/ ϭͿ&ŽĐƵƐŽŶĐŽŵŽƌďŝĚĐŽŶĚŝƚŝŽŶƐʹ ƐŽŵĞƐĂĨĞƚLJĐŽŶĐĞƌŶƐ ůďĂƐǀŝƌͬ'ƌĂnjŽƉƌĞǀŝƌ ϭƚĂďĚĂŝůLJ ϭϮͲϭϲď ǁŬƐ ϮͿ&ŽĐƵƐŽŶŽƚŚĞƌŵĞĚŝĐĂƚŝŽŶƐʹ ůŽŽŬĨŽƌŝŶƚĞƌĂĐƚŝŽŶƐ ;ĞƉĂƚŝĞƌͿ Zͬ'Z;нͬͲ ZsͿď ϯͿ&ŽĐƵƐŽŶŝŶƐƵƌĂŶĐĞƌĞƋƵŝƌĞŵĞŶƚƐʹ ǁŚĂƚŝƐĐŽǀĞƌĞĚ >ĞĚŝƉĂƐǀŝƌͬ^ŽĨŽƐďƵǀŝƌ ϭƚĂďĚĂŝůLJ ϴĚͲϭϮ ǁŬƐ ϰͿ&ŽĐƵƐŽŶĚƵƌĂƚŝŽŶĂŶĚƉŝůůďƵƌĚĞŶʹ ůĞƐƐŝƐŵŽƌĞ ;,ĂƌǀŽŶŝͿ >sͬ^K&;нͬͲ ZsͿĐ sĞůƉĂƚĂƐǀŝƌͬ^ŽĨŽƐďƵǀŝƌ ϭƚĂďĚĂŝůLJ ϭϮǁŬƐ ;ƉĐůƵƐĂͿ s>ͬ^K& ĂͿ^>ͬ/^ŐƵŝĚĞůŝŶĞƐƌĞĐϭϮǁŬƐ ŝĨĐŽŵƉĐŝƌƌŚŽƐŝƐ͖ϴǁŬƐ ůŝŬĞůLJK<ƉĞƌdžƉĞĚŝƚŝŽŶϴ ďͿ'dϭĂŶĞĞĚƐE^ϱZ^ŐĞŶŽƚLJƉĞÆ ϭϲǁŬƐ нZsŝĨƌĞƐŝƐƚĂŶĐĞƉƌĞƐĞŶƚ ĐͿZsĂĚĚĞĚŝĨĐŽŵƉĐŝƌƌŚŽƐŝƐEƉƌŝŽƌWĞŐͲ/ͬZsĨĂŝůƵƌĞ

ĚͿϴǁĞĞŬƐŽŶůLJŝĨŶŽŶͲďůĂĐŬ͕ŶŽ,/s͕,sZEфϲŵŝůůŝŽŶ/hͬŵ> ŚƚƚƉ͗ͬͬǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐͬ

ϰ ϭϭͬϯϬͬϮϬϭϴ

Z^YƵĞƐƚŝŽŶ /ŵƉŽƌƚĂŶƚŽŵŽƌďŝĚŝƚŝĞƐ

‡ ZĞŶĂůĚŝƐĞĂƐĞ tŚŝĐŚĐŽŵŽƌďŝĚĐŽŶĚŝƚŝŽŶ͕ŝĨƉƌĞƐĞŶƚ͕ƐŚŽƵůĚ/ďĞŵŽƐƚ ‡ ǀŽŝĚ^K&ĨŽƌƌ> фϯϬ ĐŽŶĐĞƌŶĞĚĂďŽƵƚ͍ ‡ >ͬ'Z;ĞƉĂƚŝĞƌͿŽƌ'>ͬW/;DĂǀLJƌĞƚͿĂƌĞŽŬĨŽƌƌů фϯϬ ͿŚƌŽŶŝĐŬŝĚŶĞLJĚŝƐĞĂƐĞ Θ^Z Ϳ'Z ‡ 'Zͬ'ĂƐƚƌŝƚŝƐ ‡ WW/ŶŽƚĐŽŵƉĂƚŝďůĞǁŝƚŚ>sŽƌs>;ŝŶ,ĂƌǀŽŶŝ͕ƉĐůƵƐĂͿ ͿŶĞŵŝĂ ‡ ͿŚƌŽŶŝĐ,ĞƉĂƚŝƚŝƐ ŶĞŵŝĂ ‡ /ĨƌŝďĂǀŝƌŝŶͲĐŽŶƚĂŝŶŝŶŐƌĞŐŝŵĞŶŝƐŝŶĚŝĐĂƚĞĚ ͿůůŽĨƚŚĞĂďŽǀĞ ‡ ,s ‡ ZŝƐŬĨŽƌƌĞͲĂĐƚŝǀĂƚŝŽŶŝĨ,sƐƵƌĨĂĐĞŐŽƌĐŽƌĞďн͖ ƐŐнƐŚŽƵůĚďĞŽŶ,sͲĂĐƚŝǀĞƚŚĞƌĂƉLJ;ϯdͬ&dͬd&ͬd&Ϳ

ͲZdŝŶƚĞƌĂĐƚŝŽŶƐ;ƚƌĞĂƚŵĞŶƚͲŶĂŢǀĞƌĞĐŽŵŵĞŶĚĞĚƌĞŐŝŵĞŶƐͿ

*/(3,% 62)9(/ /'962) (/%*5= DŽƐƚĐŽŵŵŽŶĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐ 0DY\UHW (SFOXVD +DUYRQL =HSDWLHU dsͬƌ E јs>͕d ј>s͕ d ј>͕'Z͕d ‡ ůďĂƐǀŝƌͬ'ƌĂnjŽƉƌĞǀŝƌ;ĞƉĂƚŝĞƌͿΘ'ůĞĐĂƉƌĞǀŝƌͬWŝďƌĞŶƚĂƐǀŝƌ Zsͬƌ EΎ ўs>͕ Zs ј>s͕ ўZs ј>͕'Z͕ўZs ;DĂǀLJƌĞƚͿ >Wsͬƌ EΎ ўs>͕ >Ws E ј>͕'Z͕ў>Ws ‡ DĂŶLJŝŶƚĞƌĂĐƚŝŽŶƐǁŝƚŚ,/sĂŶƚŝͲƌĞƚƌŽǀŝƌĂůƐ &s E E љ>s͕ &s E ‡ ^ŽŵĞĐŽŶƚƌĂŝŶĚŝĐĂƚĞĚ͕ĞƐƉ ƌŝƚŽŶĂǀŝƌͲƐƚĞĚƉƌŽƚĞĂƐĞŝŶŚŝďŝƚŽƌƐ ZWs јZWs͕ў'ͬW ўs>͕ ZWs ў>s͕ZWs ў>͕'Z͕ZWs ds E E E E ‡ >ĞĚŝƉĂƐǀŝƌĂŶĚ sĞůƉĂƚĂƐǀŝƌ ;ƉĂƌƚŽĨ,ĂƌǀŽŶŝĂŶĚƉĐůƵƐĂͿ Z> јZ>͕ў'ͬW ўs>͕ Z> ў>s͕Z> ў>͕'Z͕јZ> ‡ ZĞĚƵĐĞĚĚƌƵŐůĞǀĞůƐǁŝƚŚĂĐŝĚďůŽĐŬŝŶŐŵĞĚƐ ;ĂŶƚĂĐŝĚƐ͕,ϮďůŽĐŬĞƌƐ͕WW/ƐͿ >sͬĐ ј'>͕ W/͕K јs>͕ K ј>s͕ K ј>͕'Z͕K d' љ'>͕W/јd' ўs>͕ d' ў>s͕d' ў>͕'Z͕јd' ‡ ^ŽĨŽƐďƵǀŝƌ ǁŝƚŚĂŵŝŽĚĂƌŽŶĞ Ds E E E E ‡ ůĂĐŬŽdž͊ d& E ўs>͕ јd&s ў>s͕јd&s ў>͕'Z͕јd&s d& ў'>͕W/͕d&s ўs>͕ јd&s ў>s͕јd&s E Eʹ ŶŽĚĂƚĂ͖ZсĂǀŽŝĚ͕'ZEсƐĂĨĞ͕z>>KtсĚŽƐĞĐŚĂŶŐĞͬŵŽŶŝƚŽƌ KZE'ͬΎW<ĚĂƚĂƐƵƉƉŽƌƚĐŽͲĂĚŵŝŶŝƐƚƌĂƚŝŽŶ ŚƚƚƉƐ͗ͬͬǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐͬ

ϱ ϭϭͬϯϬͬϮϬϭϴ

ZĞĂĚLJ͙ƐĞƚ͙ ŶĚƵƌĂŶĐĞƚƌŝĂůƐ

‡ zŽƵƌƉĂƚŝĞŶƚŝƐŵŽƚŝǀĂƚĞĚƚŽƐƚĂƌƚ,sƚŚĞƌĂƉLJ ‡ d&ͬ&dͬ>sͬĐ;'ĞŶǀŽLJĂͿĨŽƌZd ‡ ŶĚƵƌĂŶĐĞϭ͗'dϭ͕ŶŽŶͲĐŝƌƌŚŽƚŝĐ͕ŝŶĐůƵĚĞĚ,/sĂŶĚ ‡ ŽŶƚƌĂŝŶĚŝĐĂƚĞĚǁŝƚŚĞůďĂƐǀŝƌͬŐƌĂnjŽƉƌĞǀŝƌ;ĞƉĂƚŝĞƌͿ ƚƌĞĂƚŵĞŶƚĞdžƉĞƌŝĞŶĐĞĚ;ŝŶĐů ^K&Ϳ ‡ KŬƚŽŵŽŶŝƚŽƌǁŝƚŚŽƚŚĞƌƐ ‡ 'ͬWdžϴǁŬƐ ǀƐϭϮǁŬƐ ‡ DĞƚŚĂĚŽŶĞŵĂŝŶƚĞŶĂŶĐĞƚŚĞƌĂƉLJ ‡ KŬǁŝƚŚĂůůĐƵƌƌĞŶƚĨŝƌƐƚͲůŝŶĞ,sƌĞŐŝŵĞŶƐ ‡ ŶĚƵƌĂŶĐĞϮ͕ϰ͗'dϮŽƌ'dϰͲϲ͕ƌĞƐƉĞĐƚŝǀĞůLJ͕ƚƌĞĂƚŵĞŶƚ ‡ ůƐŽƚĂŬŝŶŐWW/ĨŽƌŚŝƐƚŽƌLJŽĨƉĞƉƚŝĐƵůĐĞƌƐůĂƐƚLJĞĂƌ ŶĂŢǀĞĂŶĚĞdžƉĞƌŝĞŶĐĞĚ;ŝŶĐů ^K&Ϳ ‡ ǀŽŝĚWW/ǁŝƚŚ>sŽƌs>ŝĨƉŽƐƐŝďůĞ;ŝŶ,ĂƌǀŽŶŝ͕ƉĐůƵƐĂͿ ‡ 'ͬWdžϭϮǁŬƐ͕ƉůĂĐĞďŽͲĐŽŶƚƌŽůůĞĚ ‡ ŶĚƵƌĂŶĐĞϯ͗'dϯ͕ŶŽŶͲĐŝƌƌŚŽƚŝĐ͕ƚƌĞĂƚŵĞŶƚŶĂŢǀĞ /ŶƐƵƌĂŶĐĞĂƉƉƌŽǀĞƐŐůĞĐĂƉƌĞǀŝƌͬƉŝďƌĞŶƚĂƐǀŝƌ ;DĂǀLJƌĞƚͿ͊͊͊ ‡ 'ͬWdžϭϮǁŬƐ ŽƌϴǁŬƐ ǀƐ^K&ͬsdžϭϮǁŬƐ

ĞƵnjĞŵ͕ĞƚĂů͘EŶŐů :DĞĚϮϬϭϴ͖ϯϳϴ͗ϯϱϰͲϯϲϵ

ŶĚƵƌĂŶĐĞͲϭ džƉĞĚŝƚŝŽŶƚƌŝĂůƐ

‡ ZĞƐƵůƚƐ͗ ϴǁĞĞŬƐĂƐ ůůƌĞĐĞŝǀĞĚϭϮǁĞĞŬƐŽĨ'ͬW͗ ŐŽŽĚĂƐϭϮǁĞĞŬƐ͕ ŝŶĐůƵĚŝŶŐĨŽƌ,/s ‡ džƉĞĚŝƚŝŽŶϭ͗'dϭ͕Ϯ͕ϰͲϲ͕ĐŽŵƉĞŶƐĂƚĞĚĐŝƌƌŚŽƐŝƐ͕ŝŶĐůƵĚĞĚ ŝŶĨĞĐƚĞĚƉĂƚŝĞŶƚƐ͕ ƚƌĞĂƚŵĞŶƚĞdžƉĞƌŝĞŶĐĞĚ ĂŶĚŝŶĐůƵĚŝŶŐƉƌŝŽƌ ‡ džƉĞĚŝƚŝŽŶϮ͗'dϭ͕Ϯ͕ϰͲϲ͕,/sĐŽͲŝŶĨĞĐƚĞĚнĐŽŵƉĞŶƐĂƚĞĚ ƚƌĞĂƚŵĞŶƚĨĂŝůƵƌĞƐ ĐŝƌƌŚŽƐŝƐ͕ŝŶĐůƵĚĞĚƚƌĞĂƚŵĞŶƚĞdžƉĞƌŝĞŶĐĞĚ ‡ džƉĞĚŝƚŝŽŶϰ͗'dϭͲϲ͕ǁŝƚŚ<^ƚĂŐĞϰͲϱŝŶĐůƵĚŝŶŐ, ‡ dŚĞƐĞĂƌĞŶŽŶͲ ĐŝƌƌŚŽƚŝĐƉĂƚŝĞŶƚƐ

>ĂŶĐĞƚ /ŶĨĞĐƚ ŝƐ͘ ϮϬϭϳKĐƚ͖ϭϳ;ϭϬͿ͗ϭϬϲϮͲϭϬϲϴ͘ ůŝŶ /ŶĨĞĐƚŝƐ͘ ϮϬϭϴ^ĞƉϭϰ͖ϲϳ;ϳͿ͗ϭϬϭϬͲϭϬϭϳ͘ ĞƵnjĞŵ͕ĞƚĂů͘EŶŐů :DĞĚϮϬϭϴ͖ϯϳϴ͗ϯϱϰͲϯϲϵ EŶŐů :DĞĚϮϬϭϳ͖ϯϳϳ͗ϭϰϰϴͲϭϰϱϱ͘

ϲ ϭϭͬϯϬͬϮϬϭϴ

^ůŝĚĞĨƌŽŵŶŶŝĞ>ƵĞƚŬĞŵĞLJĞƌ

džƉĞĚŝƚŝŽŶƚƌŝĂůƐ ‡ ,/sĞdžĐůƵĚĞĚ ‡ 'dϯĞŶƌŽůůĞĚďƵƚ ŶŽƌĞƐƵůƚƐLJĞƚ

‡ ZĞƐƵůƚƐ͗ŽŵƉĞŶƐĂƚĞĚ ĐŝƌƌŚŽƚŝĐƐ ĚŝĚŐƌĞĂƚǁŝƚŚ ϭϮǁĞĞŬƐŽĨ'ͬW͕ ŝŶĐůƵĚŝŶŐ,/sĐŽŝŶĨĞĐƚĞĚ ĂŶĚƉĂƚŝĞŶƚƐǁŝƚŚƌĞŶĂů ĨĂŝůƵƌĞ ‡ KǀĞƌĂůů^sZƌĂƚĞƐϵϴͲ ϭϬϬйĂĐƌŽƐƐƚŚĞďŽĂƌĚ ‡ ŝĚŶŽƚŝŶĐůƵĚĞ'dϯ d<,KD͗ŶƚŝĐŝƉĂƚĞϴǁĞĞŬƐŽĨ 'ͬWĨŽƌĐŝƌƌŚŽƚŝĐƐ ǁŝůůďĞĂĚŽƉƚĞĚŝŶ ŐƵŝĚĞůŝŶĞƐ >ĂŶĐĞƚ/ŶĨĞĐƚŝƐ͘ ϮϬϭϳKĐƚ͖ϭϳ;ϭϬͿ͗ϭϬϲϮͲϭϬϲϴ͘ ƌŽǁŶ^>ϮϬϭϴη

'ůĞĐĂƉƌĞǀŝƌͬWŝďƌĞŶƚĂƐǀŝƌ 'ĞŶŽƚLJƉĞϭdĂŬĞͲ,ŽŵĞWŽŝŶƚƐ ;DĂǀLJƌĞƚͿ ‡ &ŽƵƌŽƉƚŝŽŶƐǁŝƚŚĞdžĐĞůůĞŶƚ^sZϭϮ WŽƐŝƚŝǀĞƐ͙ <ĞĞƉŝŶŵŝŶĚ͙ ‡ hůƚŝŵĂƚĞĐŚŽŝĐĞǁŝůůĚĞƉĞŶĚŽŶ/Ɛ͕ĐŽŵŽƌďŝĚŝƚŝĞƐ͕ŝŶƐƵƌĂŶĐĞ ‡ ƉƉƌŽǀĞĚĨŽƌ'dϭʹ ϲ ‡ ϯƚĂďƐƉĞƌĚŽƐĞ ‡ >sͬ^K&;,ĂƌǀŽŶŝͿĂŶĚs>ͬ^K&;ƉĐůƵƐĂͿĂƌĞƐƚŝůůŐŽŽĚ ‡ ĂŶďĞƵƐĞĚŝŶĂĚǀĂŶĐĞĚƌĞŶĂů ‡ ĂŶŶŽƚƵƐĞǁŝƚŚƐƚĞĚds͕ ‡ s>ͬ^K&ŝƐƉĂŶͲŐĞŶŽƚLJƉŝĐ ĨĂŝůƵƌĞ͕ŝŶĐů , dZŽƌ&s ‡ ǀŽŝĚǁŝƚŚĂĚǀĂŶĐĞĚ<͕ĐĂƵƚŝŽŶǁŝƚŚWW/Ɛ ‡ DĂŶLJƉƚ ĐƵƌĞĚǁŝƚŚϴǁĞĞŬƐ ‡ ůĞǀĂƚĞĚ>&dǁŝƚŚĂƚĂnjĂŶĂǀŝƌͬƌ ;ŝŶĐů 'dϭĐŽŵƉĐŝƌƌŚŽƚŝĐƐͿ ‡ ĞĐƌĞĂƐĞĚƚŚĞƌĂƉĞƵƚŝĐĞĨĨĞĐƚŽĨ ‡ /ĨĐŽŶƐŝĚĞƌŝŶŐ>ͬ'Z;ĞƉĂƚŝĞƌͿĨŽƌ'ĞŶŽƚLJƉĞϭĂ͕ƐĞŶĚƚĞƐƚŝŶŐ 'ͬWǁŝƚŚĞĨĂǀŝƌĞŶnj ĨŽƌďĂƐĞůŝŶĞE^ϱZ^ ‡ EŽƌĞƐŝƐƚĂŶĐĞƚĞƐƚŝŶŐŶĞĞĚĞĚ ‡ /ĨƉƌĞƐĞŶƚĞdžƚĞŶĚƚƌĞĂƚŵĞŶƚƚŽϭϲǁĞĞŬƐĂŶĚĂĚĚƌŝďĂǀŝƌŝŶ ‡ KŬǁŝƚŚŚŝƐƚŽƌLJŽĨƉƌŝŽƌ ƚƌĞĂƚŵĞŶƚĨĂŝůƵƌĞ͕ŝŶĐů ^K&Ͳ ‡ '>ͬW/;DĂǀLJƌĞƚͿŝƐĂŐŽŽĚŽƉƚŝŽŶĂŶĚƉĂŶͲŐĞŶŽƚLJƉŝĐ ďĂƐĞĚƚŚĞƌĂƉLJ ‡ ϴǁĞĞŬƐŽĨƚƌĞĂƚŵĞŶƚŝŶĐů ĨŽƌĐŽŵƉĐŝƌƌŚŽƚŝĐƐ ‡ tĂƚĐŚŽƵƚĨŽƌ/ǁŝƚŚds͕ĂŶLJƐƚĞĚW/͕&s͕ds

ϳ ϭϭͬϯϬͬϮϬϭϴ

ĂƐĞϮ Z^YƵĞƐƚŝŽŶ

‡ ϱϬ&ǁŝƚŚ,/sĂŶĚĐŚƌŽŶŝĐ,sŐĞŶŽƚLJƉĞ ϯ ‡ EŽĐŝƌƌŚŽƐŝƐ͕ŶŽƉƌŝŽƌ ƚƌĞĂƚŵĞŶƚ ŚŝƐƚŽƌLJ tŚĂƚƐŚŽƵůĚLJŽƵƚĞůůŚĞƌĂďŽƵƚ,sƚŚĞƌĂƉLJĨŽƌŐĞŶŽƚLJƉĞϯ͍ ‡ ƌ Ϭ͘ϴϬ;'&ZхϲϬͿ͕,Őďϭϰ͕ŶŽƌŵĂů>&dƐĂŶĚ/EZ ͿůůƌĞŐŝŵĞŶƐĨŽƌŐĞŶŽƚLJƉĞϯƌĞƋƵŝƌĞďĂƐĞůŝŶĞƌĞƐŝƐƚĂŶĐĞƚĞƐƚŝŶŐ ‡ ,sͬ,sŝŵŵƵŶĞ;ƐďƉŽƐ͕ĐŽƌĞďŶĞŐ͕ƐŐŶĞŐͿ ͿůůƌĞŐŝŵĞŶƐĨŽƌŐĞŶŽƚLJƉĞϯƌĞƋƵŝƌĞƌŝďĂǀŝƌŝŶ;ZsͿ ‡ ZsƐ͗d&ͬ&dнdsͬƌ ͿŝƌƌŚŽƐŝƐĂŶĚƉƌŝŽƌƚƌĞĂƚŵĞŶƚĐĂŶƐŝŐŶŝĨŝĐĂŶƚůLJŝŵƉĂĐƚ^sZ ͿůůŽĨƚŚĞĂďŽǀĞ

ͲZdŝŶƚĞƌĂĐƚŝŽŶƐ;ƚƌĞĂƚŵĞŶƚͲŶĂŢǀĞƌĞĐŽŵŵĞŶĚĞĚƌĞŐŝŵĞŶƐͿ

*/(3,% 62)9(/ /'962) (/%*5= 'ĞŶŽƚLJƉĞϯ͕ŝŶĐůƵĚŝŶŐĐŽŵƉĐŝƌƌŚŽƐŝƐ 0DY\UHW (SFOXVD +DUYRQL =HSDWLHU dsͬƌ E јs>͕d ј>s͕ d ј>͕'Z͕d Zsͬƌ EΎ ўs>͕ Zs ј>s͕ ўZs ј>͕'Z͕ўZs ZĞŐŝŵĞŶ ŽƐĞ ƵƌĂƚŝŽŶ >Wsͬƌ EΎ ўs>͕ >Ws E ј>͕'Z͕ў>Ws Ă 'ůĞĐĂƉƌĞǀŝƌͬWŝďƌĞŶƚĂƐǀŝƌ ϯƚĂďƐĚĂŝůLJ ϴ ͲϭϮǁŬƐ &s E E љ>s͕ &s E ;DĂǀLJƌĞƚͿ '>ͬW/ ZWs јZWs͕ў'ͬW ўs>͕ ZWs ў>s͕ZWs ў>͕'Z͕ZWs sĞůƉĂƚĂƐǀŝƌͬ^ŽĨŽƐďƵǀŝƌ ϭƚĂďĚĂŝůLJ ϭϮǁŬƐ ds E E E E ;ƉĐůƵƐĂͿ s>ͬ^K&;нͬͲ ZsͿď Z> јZ>͕ў'ͬW ўs>͕ Z> ў>s͕Z> ў>͕'Z͕јZ> >sͬĐ ј'>͕ W/͕K јs>͕ K ј>s͕ K ј>͕'Z͕K ĂͿ^>ͬ/^ŐƵŝĚĞůŝŶĞƐƌĞĐϭϮǁŬƐ ŝĨĐŽŵƉĐŝƌƌŚŽƐŝƐ͖ĚŽĞƐEKdŝŶĐůƵĚĞ/E&ĨĂŝůƵƌĞƐ ďͿ'dϯĐŽŵƉĐŝƌƌŚŽƚŝĐŽƌƚƌĞĂƚŵĞŶƚĞdžƉĞƌŝĞŶĐĞĚ͕ƉĞƌĨŽƌŵE^ϱĂZ^ƚĞƐƚŝŶŐ͗/Ĩzϵϯ,͕ d' љ'>͕W/јd' ўs>͕ d' ў>s͕d' ў>͕'Z͕јd' ƌŝďĂǀŝƌŝŶƌĞĐŽŵŵĞŶĚĞĚ Ds E E E E d& E ўs>͕ јd&s ў>s͕јd&s ў>͕'Z͕јd&s d& ў'>͕W/͕d&s ўs>͕ јd&s ў>s͕јd&s E Eʹ ŶŽĚĂƚĂ͖ZсĂǀŽŝĚ͕'ZEсƐĂĨĞ͕z>>KtсĚŽƐĞĐŚĂŶŐĞͬŵŽŶŝƚŽƌ ŚƚƚƉ͗ͬͬǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐͬ KZE'ͬΎW<ĚĂƚĂƐƵƉƉŽƌƚĐŽͲĂĚŵŝŶŝƐƚƌĂƚŝŽŶ ŚƚƚƉƐ͗ͬͬǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐͬ

ϴ ϭϭͬϯϬͬϮϬϭϴ

ƐƚƌĂůƚƌŝĂůƐ ^dZ>ƚƌŝĂůƐ

ůůŝŶĐůƵĚĞĚƉĂƚŝĞŶƚƐǁŝƚŚƚƌĞĂƚŵĞŶƚĞdžƉĞƌŝĞŶĐĞĂŶĚ ‡ ZĞƐƵůƚƐ͗ ĐŽŵƉĞŶƐĂƚĞĚĐŝƌƌŚŽƐŝƐ ‡ KǀĞƌĂůů^sZϵϴйĨŽƌƐƚƌĂůϭ͕Ϯ͕ϯ ƐƚƌĂůϭ͗'dϭ͕Ϯ͕ϰͲϲ ‡ ƐƚƌĂůϱ;,/sĐŽŝŶĨĞĐƚĞĚͿ^sZϵϱй ‡ s>ͬ^K&džϭϮǁŬƐ ǀƐƉůĂĐĞďŽ ƐƚƌĂůϮĂŶĚϯ͗'dϮŽƌ'dϯ ^dZ>ϭͲ ϯ ^dZ>ϱ ‡ ^dZ>Ϯ͗s>ͬ^K&ǀƐ^K&нZsdžϭϮǁŬƐ ‡ ^dZ>ϯ͗s>ͬ^K&džϭϮǁŬƐ ǀƐ^K&нZsdžϮϰǁŬƐ ƐƚƌĂůϱ͗'dϭͲϰ͕,/sĐŽŝŶĨĞĐƚŝŽŶ

EŶŐů :DĞĚ͘ϮϬϭϱĞĐϯϭ͖ϯϳϯ;ϮϳͿ͗ϮϱϵϵͲϲϬϳ EŶŐů:DĞĚ͘ϮϬϭϱĂĞĐϯϭ͖ϯϳϯ;ϮϳͿ͗ϮϲϬϴͲϭϳ ^sZϭϮ;йͿďLJ'ĞŶŽƚLJƉĞ ůŝŶ /ŶĨĞĐƚ ŝƐ͘ ϮϬϭϳ:Ƶů ϭ͖ϲϱ;ϭͿ͗ϲͲϭϮ͘

ĐůŽƐĞƌůŽŽŬĂƚ'dϯ͙ ^dZ>ϯ

^dZ>ϯ EhZEϭ s>ͬ^K&džϭϮǁŬƐ ǀĞƌƐƵƐ^K&нZsdžϮϰǁŬƐ ;^K&ͬs>Ϳ ;'>ͬW/Ϳ ϭϮϬ dƌĞĂƚŵĞŶƚEĂŢǀĞ dƌĞĂƚŵĞŶƚdžƉĞƌŝĞŶĐĞĚ ϭϬϬ ϵϴ ϵϯ ϴϬ ϵϬ ϵϭ ϴϵ

ϳϯ ϲϬ ϳϭ ϱϴ ϰϬ

ϮϬ ‡ ƐƚƌĂůϯ;ƉĐůƵƐĂͿŝŶĐůƵĚĞĚĐŽŵƉĐŝƌƌŚŽƚŝĐƐ ;^sZϵϭйͿ ‡ Ϭ ŶĚƵƌĂŶĐĞϭ;DĂǀLJƌĞƚͿĚŝĚŶŽƚŝŶĐůƵĚĞĐŽŵƉĐŝƌƌŚŽƚŝĐƐ EŽŶͲĐŝƌƌŚŽƚŝĐ ŝƌƌŚŽƚŝĐ EŽŶͲĐŝƌƌŚŽƚŝĐ ŝƌƌŚŽƚŝĐ ‡ ^ƵƌǀĞLJŽƌ//;ƉĂƌƚϯͿ͗ϭϮǁŬƐ '>ͬW/ĨŽƌ'dϯĐŽŵƉĐŝƌƌŚŽƚŝĐƐÆ ^sZϵϴй ĨŽƌƚƌĞĂƚŵĞŶƚŶĂŢǀĞƉĂƚŝĞŶƚƐ s>ͬ^K& ^K&нZs &ŽƐƚĞƌ͕'Z͘EŶŐů:DĞĚ͘ϮϬϭϱĂĞĐϯϭ͖ϯϳϯ;ϮϳͿ͗ϮϲϬϴͲϭϳ͘

ϵ ϭϭͬϯϬͬϮϬϭϴ

'dϯǁŝƚŚĐŽŵƉĞŶƐĂƚĞĚĐŝƌƌŚŽƐŝƐ sĞůƉĂƚĂƐǀŝƌͬ^ŽĨŽƐďƵǀŝƌ ;ƉĐůƵƐĂͿ

WŽƐŝƚŝǀĞƐ͙ <ĞĞƉŝŶŵŝŶĚ͙ ‡ WĂŶͲŐĞŶŽƚLJƉŝĐĂŶĚĂƉƉƌŽǀĞĚ ‡ ^K&ŶŽƚƌĞĐŽŵŵĞŶĚĞĚĨŽƌ ‡ ^K&ͬs>;ƉĐůƵƐĂͿĨŽƌ ĨŽƌ'dϭʹ ϲ '&ZфϯϬŽƌ^Z 'dϯǁŝƚŚ ĐŽŵƉĞŶƐĂƚĞĚ ‡ KŶĞƚĂďůĞƚĚĂŝůLJ ‡ ĂƐĞůŝŶĞE^ϱƚĞƐƚŝŶŐŶĞĞĚĞĚ ĐŝƌƌŚŽƐŝƐŽƌ/E& ‡ ϭϮǁĞĞŬĐŽƵƌƐĞĨŽƌĂůů ĨŽƌ'dϯǁͬĐŽŵƉĐŝƌƌŚŽƐŝƐŽƌ/&E ĨĂŝůƵƌĞ ĨĂŝůƵƌĞ͕ ŵƵƐƚƉĞƌĨŽƌŵ ďĂƐĞůŝŶĞE^ϱƚĞƐƚŝŶŐ ‡ ĂŶŶŽƚƵƐĞǁŝƚŚ&sŽƌdZ;ďƵƚ ƐĂŵĞĂƐ'>ͬW/Ϳ͕ĐĂƵƚŝŽŶǁŝƚŚ ‡ /Ĩzϵϯ,ŝƐĨŽƵŶĚ͕ d&;јƚĞŶŽĨŽǀŝƌĞdžƉŽƐƵƌĞͿ ĐƵƌƌĞŶƚ ƌĞĐŽŵŵĞŶĚĂƚŝŽŶŝƐ ‡ ŽͲĂĚŵŝŶŝƐƚƌĂƚŝŽŶǁŝƚŚWW/Ɛ͕,Ϯ ďůŽĐŬĞƌƐŝƐŶŽƚƌĞĐŽŵŵĞŶĚĞĚ ƚŽĂĚĚƌŝďĂǀŝƌŝŶ WĂƚŝĞŶƚƐǁŝƚŚďĂƐĞůŝŶĞE^ϱZ^ WĂƚŝĞŶƚƐǁŝƚŚŽƵƚďĂƐĞůŝŶĞE^ϱZ^

dĂŬĞ,ŽŵĞWŽŝŶƚƐĨƌŽŵĂƐĞϮ DŽŶŝƚŽƌŝŶŐŽŶƚŚĞƌĂƉLJ

‡ DŽŶŝƚŽƌ͕>&d͕hEͬƌ͕,sZEĂƚǁĞĞŬϰ͕ƌĞƉĞĂƚWZE ‡ 'dϯŽƉƚŝŽŶƐ͗ ‡ DŽƌĞĨƌĞƋƵĞŶƚŝŶĐŚĂůůĞŶŐŝŶŐƉĂƚŝĞŶƚƐ͗ĐŝƌƌŚŽƚŝĐƐ͕<͕ĂŶĞŵŝĂŽŶ ‡ '>ͬW/;DĂǀLJƌĞƚͿdžϴͲϭϮǁĞĞŬƐ͕ůŽŶŐĞƌŝĨĐŽŵƉĐŝƌƌŚŽƐŝƐ͕ŶŽƚ Zs͕ƉĂƚŝĞŶƚƐŽŶƌĞŐŝŵĞŶƐƚŚĂƚǁŝůůƐƚd&͕ĞƚĐ ĨŝƌƐƚͲůŝŶĞŝĨ/E&ĞdžƉĞƌŝĞŶĐĞĚ ‡ ^K&ͬs>;ƉĐůƵƐĂͿdžϭϮǁĞĞŬƐ;ǁͬŽĐŝƌƌŚŽƐŝƐͿ ‡ /Ĩ,sZEƐƚŝůůĚĞƚĞĐƚĞĚĂƚǁĞĞŬϰ͕ĚŽŶŽƚŶĞĞĚƚŽĞdžƚĞŶĚZdž ‡ dŚŝƐŝƐĂƉƌŽdžLJŽĨĂĚŚĞƌĞŶĐĞ͖,sZEƐŚŽƵůĚďĞĐŽŵŝŶŐĚŽǁŶ ‡ WĂƚŝĞŶƚƐǁŝƚŚĐŝƌƌŚŽƐŝƐĂŶĚƚƌĞĂƚŵĞŶƚĞdžƉĞƌŝĞŶĐĞƐƚŝůůĂ ďŝƚƚƌŝĐŬLJ ‡ ĨƚĞƌƚŚĞƌĂƉLJ͕,sZEĐŚĞĐŬĂƚǁĞĞŬϭϮĨŽƌ^sZ ‡ DĂLJŶĞĞĚďĂƐĞůŝŶĞƌĞƐŝƐƚĂŶĐĞƚĞƐƚŝŶŐ͕ĞdžƚĞŶĚĞĚƚƌĞĂƚŵĞŶƚ ‡ ƐƐĞƐƐĨŽƌƌĞĐƵƌƌĞŶĐĞ;,sͲZEͿŝĨĐŽŶƚŝŶƵĞĚƌŝƐŬĨŽƌƌĞͲ ĐŽƵƌƐĞ͕ĂŶĚͬŽƌĂĚĚŝƚŝŽŶŽĨƌŝďĂǀŝƌŝŶ ŝŶĨĞĐƚŝŽŶŽƌƵŶĞdžƉůĂŝŶĞĚŚĞƉĂƚŝĐĚLJƐĨƵŶĐƚŝŽŶ ‡ ^sZƌĂƚĞƐхϵϬйĞǀĞŶĨŽƌĐŽŵƉĞŶƐĂƚĞĚĐŝƌƌŚŽƐŝƐ ‡ &ŽƌĐŝƌƌŚŽƚŝĐƐ͕ƌĞŵĞŵďĞƌƚŽĐŽŶƚŝŶƵĞ,ƐĐƌĞĞŶŝŶŐ͊ ‡ hůƚƌĂƐŽƵŶĚĞǀĞƌLJϲŵŽŶƚŚƐ

ϭϬ ϭϭͬϯϬͬϮϬϭϴ

ŽƵŶƐĞůĂďŽƵƚZĞͲ/ŶĨĞĐƚŝŽŶ ^ƵŵŵĂƌLJ ‡ ƌƵŐƵƐĞ͗ƐŚĂƌĞĚŶĞĞĚůĞƐ͕ǁŽƌŬƐ͕ƐƚƌĂǁƐƵƐĞĚĨŽƌƐŶŽƌƚŝŶŐ ‡ ^ĞdžƵĂůĐŽŶƚĂĐƚƚŚƌŽƵŐŚŵĞŶŚĂǀŝŶŐƐĞdžǁŝƚŚŵĞŶ;D^DͿ ‡ DĂũŽƌŝƚLJŽĨ,sͲŝŶĨĞĐƚĞĚƉĂƚŝĞŶƚƐĐĂŶďĞĐƵƌĞĚǁŝƚŚϴͲ ϭϮ ‡ ŽŶƚŝŶƵĞŵŽŶŝƚŽƌŝŶŐʹ ,sZEƐĐƌĞĞŶŝŶŐ͊ ǁĞĞŬƐŽĨƚŚĞƌĂƉLJ ‡ 'ĞŶŽƚLJƉĞ͕ĨŝďƌŽƐŝƐƐƚĂŐĞ͕ƚƌĞĂƚŵĞŶƚĞdžƉĞƌŝĞŶĐĞ͕ ĐŽŵŽƌďŝĚŝƚŝĞƐ͕ĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐĂŶĚŝŶƐƵƌĂŶĐĞĐŽǀĞƌĂŐĞǁŝůů ĂůůŝŶĨŽƌŵƚŚĞƌĂƉLJĐŚŽŝĐĞƐ ‡ ,/sŝƚƐĞůĨĚŽĞƐŶŽƚƐĞĞŵƚŽŝŵƉĂĐƚ^sZ͕ďƵƚZdŵƵƐƚďĞ ĐŽŶƐŝĚĞƌĞĚ ‡ ,ĂƌĚĞƐƚƚŽƚƌĞĂƚƉŽƉƵůĂƚŝŽŶƐƐƚŝůůŶĞĞĚůŽŶŐĞƌƚŚĞƌĂƉLJнͬͲ ƌŝďĂǀŝƌŝŶ ‡ DŽƐƚŶŽƚĂďůĞŝŶ'dϯǁŝƚŚŚŝƐƚŽƌLJŽĨƚƌĞĂƚŵĞŶƚĨĂŝůƵƌĞŽƌĐŝƌƌŚŽƐŝƐ ‡ ŽŶƚŝŶƵĞƚŽŵŽŶŝƚŽƌĐŝƌƌŚŽƚŝĐƐ ĨŽƌ,͕ĂŶĚĞĚƵĐĂƚĞн ƐĐƌĞĞŶƉĂƚŝĞŶƚƐĨŽƌƌĞͲŝŶĨĞĐƚŝŽŶ

,ŝůů^>ϮϬϭϰďƐƚƌĂĐƚϰϰ

ĐŬŶŽǁůĞĚŐĞŵĞŶƚƐ 'ƵŝĚĞůŝŶĞƐ,ĞůƉ

‡ ŚƚƚƉ͗ͬͬǁǁǁ͘ŚĐǀŐƵŝĚĞůŝŶĞƐ͘ŽƌŐ ‡ ŶŶŝĞ>ƵĞƚŬĞŵĞLJĞƌ ‡ DĂŶĂŐĞŵĞŶƚŐƵŝĚĞůŝŶĞƐĨƌŽŵ/^ĂŶĚ^> ‡ ZĂĐŚĞůZƵƚŝƐŚĂƵƐĞƌ ‡ DĞŐEĞǁŵĂŶ ‡ ŚƚƚƉ͗ͬͬǁǁǁ͘ŚĞƉͲĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐ͘ŽƌŐ ‡ ŝĂŶĞ,Ăǀůŝƌ ‡ &ƌĞĞĚŽǁŶůŽĂĚĂďůĞĂƉƉ ‡ DŽŶŝĐĂ'ĂŶĚŚŝ ‡ WĂƌLJĂ ^ĂďĞƌŝ ‡ ǁǁǁ͘ŚĐǀĂĚǀŽĐĂƚĞ͘ŽƌŐ ‡ sĂůZŽďď ‡ 'ƌĞĂƚƉĂƚŝĞŶƚŝŶĨŽƌŵĂƚŝŽŶ ‡ ĂŶĞƌƌŶĞƌ ‡ >ŝůůŝĂŶƌŽǁŶ

ϭϭ Disclosure HCVPharmacologyfor • Ihavenothingtodisclose. AllClinicians

ParyaSaberi,PharmD,MAS

AssistantProfessor,UCSFCenterforAIDSPreventionStudies MedicalManagementofHIV/AIDSandHepatitis December2018

Resources Resources • AASLD/IDSA: • UniversityofLiverpool: – HEPiChart: www.hcvguidelines.org https://play.google.com/store/apps/details?id=com.liverpool • EASL:http://www.easl.eu/research/ourͲ uni.icharthep – HCVdrugͲdruginteractions:www.hepͲdruginteractions.org contributions/clinicalͲpracticeͲguidelines • TorontoGeneralHospital’sHCVdrugͲdrug interactiontables&news:www.hcvdruginfo.ca/ • Packageinserts Selecting&RefiningHCVTreatmentOptions

Patientsbeing consideredfor HCVtherapy

DetermineallpossibleDAAoptionsbasedongenotype,presenceof cirrhosis,treatmentͲnaïveorͲexperienced,&drugresistance

Reviewallprescription&OTCmeds &herbalsupplements

Screenforinteractionsusingresources &packageinserts

RefineDAAoptionsbasedoninteractions, 2newARVs(bictegravir & doravirine):limiteddataforBICbutlookscompatiblewithallDAAs. priorAEs,&patientpreferences DORiscompatiblewithallDAAs. https://www.hcvguidelines.org/uniqueͲpopulations/hivͲhcv

QuickDAARecap Case#1

Brand Generic MOA Gt HD Decomp. EFV/ PI/r /c Cirrhosis ETR A52yearͲoldAfricanAmericanwomancomes Epclusa sofosbuvir (SOF)+ NS5Binhibitor+ 1,2,3, яя inforherappointmentwiththeclinical velpatasvir (VEL) NS5Ainhibitor 4,5,6 Harvoni sofosbuvir (SOF)+ NS5Binhibitor+ 1,4,5, pharmacisttostartSOF/VEL(Epclusa). яяя ledipasvir (LDV) NS5Ainhibitor 6 Mavyret glecaprevir (GLE)+ NS3/4Aproteaseinhibitor+ 1,2,3, • HCV:TxͲnaïve,Gt1a,stage2fibrosis,no я CTPͲA(я) pibrentasvir (PIB) NS5Ainhibitor 4,5,6 cirrhosis(APRI=0.3),HCVVL=10million Vosevi sofosbuvir (SOF)+ NS5Binhibitor+ 1,2,3, velpatasvir (VEL)+ NS5Ainhibitor+ 4,5,6 CTPͲA(DRV) • Labs:Normalliverfunction,CrCl=75 voxilaprevir (VOX) NS3/4Aproteaseinhibitor • Meds: Zepatier elbasvir (EBR)+ NS5Ainhibitor+ 1,4 я CTPͲA grazoprevir (GZR) NS3/4Aproteaseinhibitor – TDF/FTC/EFV:1tabletonceͲdaily – Omeprazole:20mgonceͲdaily Case#1Recommended Question#1:WhichARVshaveamajor TreatmentOptions: drugͲdruginteractionwithSOF/VEL TxͲNaïve,HCVGt1a,notcirrhotic (Epclusa)?

Regimens Dose Duration a. Efavirenz EBR/GZR* QDfixedͲdosecomboEBR(50mg)/GZR (100mg) x12weeks b. Darunavir/r GLE/PIB QDfixedͲdosecomboGLE(300mg)/PIB (120mg) x8 weeks

SOF/LDV** QDfixedͲdosecomboSOF(400mg)/LDV(90mg) x12weeks c. Tenofoviralafenamide SOF/VEL QDfixedͲdosecomboSOF(400mg)/VEL(100mg) x12weeks d. Elvitegravir/c

*IfnobaselineNS5ARAVsdetected(forEBR) e. Alloftheabove **x8weeksifHCVVL<6million,nonͲblack,HIVseronegative

MechanismofSOF/VEL SOF/VEL(Epclusa)ͲARVInteractions (Epclusa) DrugͲDrugInteractions

• SOF:substrateforPͲgp &BCRP DrugClass DrugName Recommendation VEL:substrateforPͲgp,BCRP,OATP,CYP3A4, NNRTIs RPV,DOR Nodoseadjustmentsneeded CYP2C8,&CYP2B6 EFV,ETR Notrecommended • InducersofPͲgp,CYP2B6,CYP2C8,orCYP3A4(e.g., PIs DRV/r/c, ATV/r/c,LPV/r Nodoseadjustmentsneeded rifampin,St.John’swort,EFV)љplasma InSTI RAL Nodoseadjustmentsneeded concentrationsofSOForVEL – Notrecommended EVG/c Nodoseadjustmentsneeded • VELisinhibitorofPͲgp,BCRP,&OATP DTG Nodoseadjustmentsneeded – CoͲadministrationofsubstratesofthesetransporters BIC Nodoseadjustmentsneeded mayјexposureofsuchdrugs N(t)RTI TDF/FTCorTAF/FTC Nodoseadjustmentsneeded – SubstrateofCYP3A4 ABC/3TC Nodoseadjustmentsneeded Case#1:Options 1. ChangeARTtononͲEFVͲcontainingregimen compatiblewithSOF/VEL (e.g.,DTGͲ,BICͲ,orRPVͲbased) OR 2. ChangeDAA – EBR/GZR&GLE/PIB (substratesofCYP3A&PͲ gp):incompatiblewithEFV – ConsiderSOF/LDV(Harvoni)x12weeks: compatible withEFV x12weeks:patientisAfricanAmerican,livingwithHIV,& HCVRNA>6million https://www.hcvguidelines.org/uniqueͲpopulations/hivͲhcv

Case#1:OTCInteractions Question#2:Whatshouldyoutell heraboutomeprazole? • 52y/owoman,txͲnaïve,Gt1a,nocirrhosis, CrCl=75 a. Nothing • ChangeARTtoABC/3TC/DTG b. Trytoavoidacidblockersbut,ifyoumust, • Monitorforsideeffects&continuedHIVVL suppressionfor1Ͳ2monthsbeforestartingDAAs takeSOF/VELwithfood&4hoursbeforeOMP • 6weekslater… c. Trytoavoidacidblockersbut,ifyoumust, • ReadytostartSOF/VEL(Epclusa) takeOMP40mgoncedaily • YouaskheraboutanyOTCs&sheremindsyou d. TakefamotidineorantacidsinsteadofOMP, thatsheistakingomeprazole20mgoncedaily givenlackofinteractions forreflux VELͲOMPInteraction Case#1:AcidBlockersandPPIs

SOF/LDV SOF/VEL EBR/GZR GLE/PIB SOF/VEL/VOX • јpHresultsinљVELsolubility&љVEL Antacids Separateby4hrs Separateby4hrs Separateby4hrs concentration H2RA Togetheror12hrs Togetheror12hrs Togetheror12hrs apart;FAM40mgBID apart;FAM40mgBID apart;FAM40mgBID • PPIs TogetherwithOMP Withfood,4hrs Canusewith OMP20 Trytoavoidacidblockersaltogether… 20mg beforeOMP20mg mg – PPIs:SOF/VELwithfood&4hrs beforePPI(atmax NostatisticallysignificantdifferenceinSVR12betweenhigh&lowPPI dosecomparabletoomeprazole20mg) doseswithGLE/PIBacrossgenotypes; reasonabletoavoidhighdose – H2ͲRAs:Givensimultaneouslywithor12hours PPIifpossible apartfromSOF/VELatчfamotidine40mgBID – Antacid:Separateby4hours

Flamm S,etal.WorldCongressofGastroenterologyatACG2017;2017;Orlando,FL.P1435.

Case#1:Conclusion Case#2

• Pt’sARTchangedtoABC/3TC/DTG A45yearͲoldmalepatientisbeingseenat – Monitoredfor6weekstoensuretolerating theclinicalpharmacyofficetogetstarted &HIVRNAsuppressed onGLE/PIB(Mavyret). • StartsSOF/VEL(Epclusa)&attains • HCV:TxͲnaïve,Gt1b,cirrhotic(ChildͲPugh Reminder: SVR12 scoreA) GLE/PIBcan’tbe • usedin – StoppedPPIwhenstartingSOF/VEL&able Meds:DRV/c/TAF/FTC,rosuvastatin decompensated cirrhosis(i.e., tocontrolGERDwithPRNfamotidine ChildͲPughB/C) Case#2Recommended Question#4:WithwhichARVis TreatmentOptions: GLE/PIB(Mavyret)compatible? TxͲnaïve,HCVGt1b,compensatedcirrhosis

Regimens Dose Duration a. ATV/rorDRV/r GLE/PIB QDfixedͲdosecomboGLE (300mg)/PIB(120mg) x12weeks b. ELV/c EBR/GZR QDfixedͲdosecomboEBR(50mg)/GZR (100mg) x12weeks c. EFVorETR SOF/LDV QDfixedͲdosecomboSOF(400mg)/LDV(90mg) x12weeks SOF/VEL QDfixedͲdosecomboSOF(400mg)/VEL(100mg) x12weeks d. RAL,DTGorBIC e. Alloftheabove

Question#4:WithwhichARVis EffectofInhibitorsonGLE/PIB(Mavyret) GLE/PIB(Mavyret)compatible?

a. ATV/rorDRV/r GLE/PIBјELV/cCmax by 36%,AUCby47%. b. ELV/c GLECmax &AUC2.5Ͳ & 3.1Ͳfoldhigher, c. EFVorETR respectively,vs.GLE/PIB alone;PIBAUC57% higher. • GLE/PIBcontraindicatedwithATV/r/c d. RAL,DTGorBIC Noclinicallysignificant interactions,butcaution • GLE/PIBmaybeokaywithDRV/r&LPV/rbutnot e. Alloftheabove whenusingtogether.Very recommendedduetolackofclinicaldata limitedclinicaldata. • ELV/cleadstoelevatedGLE/PIB levelsbutmaybe usedwithcaution GLE/PIB(Mavyret)ͲARVInteractions Case#2:Statin&HCVDAAs • GLE/PIB(Mavyret)inhibitBCRP,PͲgp,OATP DrugClass DrugName Recommendation – Rosuvastatin (substrateofBCRP&OATP) NNRTIs RPV,DOR Nodoseadjustmentsneeded • Cmax ј5.6x,AUCј2.2x EFV,ETR Notrecommended • Donotexceed10mg/d PIs ATV/r Notrecommended – Pravastatin:reduceddoseby50% DRV/r,LPV/r Notrecommended(yet) – Atorvastatin:donotcoͲadminister InSTI RAL,DTG Nodoseadjustmentsneeded SOF/LDV SOF/VEL EBR/GZR GLE/PIB SOF/VEL/VOX BIC Nodata;probably ok Atorvastatin ND ND ч20mg Lowestdose Pitavastatin ND ND Lowestdose ELV/c Caution Pravastatin љdoseby50% ч40mg N(t)RTI TDF, TAF Nodoseadjustmentsneeded Rosuvastatin ч10mg ч10mg ч10mg Simvastatin Lowestdose Lowestdose

SideNote:Warfarin SideNote:Antiplatelet&DOACs

• UpdatedSOF,SOF/LDV,SOF/VEL,SOF/VEL/VOX: • Limiteddata “FluctuationsinINRvaluesmayoccurinpatients • LimitedabilitytomonitorpatientsonDOACSwith receivingwarfarinconcomitantwithHCVtreatment... FrequentmonitoringofINRvaluesisrecommended clinicallyavailablelabassays duringtreatmentandpostͲtreatment...” • Interactionmoresignificantwithribavirin&PrOD SOF/LDV SOF/VEL EBR/GZR GLE/PIB SOF/VEL/VOX Clopidogrel Caution Caution • Interactionusually resultsinљINR,needingјWarfarin Ticagrelor dose (ш15%) Dabigatran 2hrapart 2hrapart • MechanismunclearbuteradicationofHCVimprovesliver Edoxaban ND ND ND ND functiontoincreaseclottingfactorsynthesis&/or Apixaban ND ND ND ND warfarinmetabolism Rivaroxaban Caution Caution Caution Caution Case#2:Options Case#2:Conclusion 45y/omanstartingGLE/PIB(Mavyret).Gt1b, • cirrhotic,txͲnaïve;DRV/c/TAF/FTC,rosuvastatin. DuetoinsurancecoverageofGLE/PIB (Mavyret),wedecidetochangeARTto 1. ChangeART DTG/ABC/3TC. – Suggestions:DTGͲ,BICͲ orRPVͲbased – MonitorHIVVLx1Ͳ2monthsonnewARTbefore or startingDAAs 2. ChangeDAA • Reducerosuvastatin doseto10mg. – SOF/LDVx12weeks • StartGLE/PIB. – SOF/VELx12weeks

Case#3 Question#5:WhichDAAagentsareokayto useinthosewitheGFR<30mL/min? You’reseeinga58yearͲoldWhitemaleon hemodialysiswhowouldliketostartHCV 1. EBR/GZR(Zepatier) treatment.Providerisnotsurewhattouse 2. GLE/PIB(Mavyret) givenpatient’srenalfunction. 3. SOF/LDV(Harvoni) – HCV:TxͲnaïve,Gt3,nocirrhosis 4. SOF/VEL(Epclusa) – Meds:DTG+ABC+3TC(renallyͲdosed) 5. 1&2 6. Alloftheabove Case#3 TreatmentOptions: Case#3GeneralOptions: RenalImpairment TxͲNaïve,Gt3,nocirrhosis

CKD DAA Nodoseadjustment Duration 1Ͳ3EBR/GZRQDEBR(50mg)/GZR (100mg) x12weeks Regimens Dose Duration GLE/PIB QDGLE(300mg)/PIB (120mg) X8Ͳ16 weeks SOF/LDV QDSOF(400mg)/LDV(90mg) x12weeks SOF/VEL QDfixedͲdosecomboSOF x12weeks SOF/VEL QDSOF(400mg)/VEL(100mg) x12weeks (400mg)/VEL(100mg) DCV+SOF QDDCV(60mg**)+SOF(400mg) x12weeks GLE/PIB QDfixedͲdosecomboGLE x8weeks SMV+SOF QDSMV(150mg)+SOF(400mg) x12weeks (300mg)/PIB(120mg) SOF/VEL/VOX QDSOF(400mg)/VEL(100mg)/VOX (100mg) x12weeks 4Ͳ5 EBR/GZR QDEBR(50mg)/GZR (100mg) x12weeks GLE/PIB QDGLE(300mg)/PIB (120mg) X8Ͳ16 weeks ChronicKidneyDisease(CKD)stages: 1=normal(eGFR >90mL/min);2=mildCKD(eGFR 60Ͳ89mL/min);3=moderateCKD(eGFR 30Ͳ59ml/min) 4=severeCKD(eGFR 15Ͳ29mL/min);5=endͲstageCKD(eGFR <15mL/min)

Case#3:Conclusion ImportantPoints

• HeinitiatesGLE/PIB(Mavyret) • OnlySOF/LDV(Harvoni)canbeusedwithEFVorETR. • SOF/LDV&SOF/VEL(Epclusa)canbeusedwithPI/r& • Hedoesverywell&hasSVRpostͲ EVG/c. treatment • EBR/GZR(Zepatier)&GLE/PIB(Mavyret)okaywithPPIs. • PravastatinseemsokaywithmostDAAs. • EBR/GZR&GLE/PIBcanbeusedinESRD. • SOF/VEL&SOF/LDVcanbeusedindecompensated cirrhosis(treatinconsultationwithaliverspecialist) – GLE/PIB,EBR/GZR,&SOF/VEL/VOX(Vosevi)should not beusedinthosewithChildͲPughB&C. Acknowledgements

• AnnieLuetkemeyer,MD • MegNewman,MD,FACP • DianeV.Havlir,MD SSTI:epidemiology

y From1993–2005visitstoemergencydepartmentsfor SSTIsincreasedsubstantially y CoincidedwithriseincommunityMRSA y From2009–2014visitstoEDsforSSTIdecreased significantly TheMedicalManagementofHIV/AIDSandHepatitis y 8%declineinrateoverall(expressedperEDencounters) y 14.6%declineinrateamongpersonslivingwithHIV LisaWinston,MD y Adjustedrateratio1.9comparedwiththosewithoutHIV DivisionofHIV,ID,andGlobalMedicine ZuckerbergSanFranciscoGeneral/ UniversityofCalifornia,SanFrancisco Clin InfectDis2018; https://doi.org/10.1093/cid/ciy509

SSTI:epidemiology

y RecurrentSSTIinPLWHiscommon Recentclinicaltrialsthathave y InasmallcohortofPLWHwithSSTIatasingleU.S. medicalcenter changedmanagementof y Estimatedriskofrecurrenceat1year:30% uncomplicatedcellulitis y Estimatedriskofrecurrenceat3years:47% y LowCD4countwasnotariskfactorforrecurrence

BMCInfectDis2015; 10.1186/s12879Ǧ015Ǧ1216Ǧ1 Clindamycinvs.tmp/smx for uncomplicatedskininfections 280patientshad 95 cellulitiswithout abscess P=0.32 90 Visit 

Cure 85 Ǧ P=0.38 of Ǧ 80 Clindamycin Test  Tmp/smx at  75 Cured

 70 %

65 Intentiontotreat Abletoevaluate NewEngl JMed2015;372:1093Ǧ1103

Cephalexinvs.cephalexin+tmp/smx in patientswithuncomplicatedcellulitis

100.0% 82.0% 85.0% Cephalexin N=146 JAMA2017;317:2088Ǧ96 80.0% Cephalexin+ 60.0% tmp/smx 53.0% 49.0% 40.0%

20.0% 6.8% 6.8% 0.0% Cure Progressionto AdverseEvents • 496outpatientsolderthan12yearsseeninEDwithcellulitiswithoutabscess abscess Clin InfectDis2013; 56:1754Ǧ1762 Recentclinicaltrialsthathave changedthemanagementof uncomplicatedabscesses

2016;374:823Ǧ32

Significantsecondaryendpointsinperprotocolpopulation favoringtmpǦsmx overplacebo: • Subsequentsurgicaldrainage:3.4%vs.6.8% • Skininfectionsatnewsites:3.1%vs.10.3% NEJM2017;376:2545Ǧ55 • Infectionsinhouseholdmembers:1.7%vs.4.1% y Randomized786adultsandchildrenwithuncomplicated skinabscess y Lessthan5cminadults Abscesses:I&Dplusantibioticvs.I&Dalone y S.aureusisolatedfrom67% y 74%ofS.aureuswereMRSA y AfterI&D,randomizedtoclindamycin,tmpǦsmx,or y Benefitstoantibiotics placebo y Highercurerates y Curerates y Decreaseinnewskininfections(shortǦterm) y Clindamycin83.1% y Possiblelowerrateofsubsequentsurgicaldrainageand y TmpǦsmx 81.7% decreasedinfectionsinhouseholdmembers y Bothstatisticallydifferentfromplacebo,68.9% y Adverseevents(allresolved)morecommonwith clindamycin,noC.difficile;curerateswithclindamycinlower y ?Durationofantibiotictherapy forclindamycinǦresistantorganisms y Talanstudy–7days y Newinfectionsat1monthlesscommonwithclindamycin (6.8%)comparedwithtmpǦsmx (13.5%)orplacebo(12.4%) y Daum study–10days y Wouldshorterdurationbesufficient?

NEJM2017;376:2545Ǧ55

NewlongͲactingIVdrugsfor skin andsofttissueinfections–active againstMRSA What’snewwithC.difficile?

y Dalbavancin – about$3300foronedose y Oritavancin – about$3000foronedose Newname!!! Clostridioides difficile C.difficile infection(CDI)

y HIVmaybeamodestriskfactorforCDI y Notclearifindependentvs.e.g.increaseduseof antibiotics

y Noevidencethattreatmentshouldbemodifiedin PLWH • Metronidazolenolongerrecommended • Preferreddiagnostictesting • Roleoffecalmicrobiotatransplant(FMT)

CDItreatmentrecommendation Preferreddiagnostictesting y Vancomycin(125mgPO4timesperday)or fidaxomicin (200mgPOtwicedaily)recommendedas y Concernsaboutnucleicacidamplificationtesting initialtherapyovermetronidazole,evenwhendiseaseis (NAAT)alonebeingtoosensitive,detecting notsevere colonizationwithoutdisease y Higherratesofclinicalcure/clinicalresponse y Recommendedtesting y 10Ǧdaycourseisstandard y StooltoxintestaspartofamultiǦstepalgorithm y Fulminantdisease:oralvancomycinisthetreatmentof y IfusingNAATalone choice y Onlysubmitspecimensifunexplaineddiarrheawithatleast3 y Fulminantdiseasewithileus: unformedstoolsin24hours y Vancomycin500mgPO4timesperdayPLUS y Donotsendspecimensfrompersonsreceivinglaxatives y Vancomycinasaretentionenemaq6hoursPLUS y IVmetronidazole RoleofFMTintreatmentof recurrentCDI FMTandimmunocompromise y Immunocompetentpatients y Recommendedforthosewithmultiplerecurrences(at y Shorttermsafetyappearsgood leasttwo) y Longtermrisksunknown y Wellacceptedbypatients y Relativelyfewreportstodateinimmunocompromised y Strongrecommendation,moderatequalityevidence patients y Observationalreportshavesomewhathighersuccessrates thanrandomizedtrials y OnlyafewinHIV/AIDS y Safeintheshortterm y FlaresreportedafterFMTinpatientswithinflammatory y Stoolcanbegivenbynasogastrictube,colonoscopy, boweldisease enema,orascapsules y Otherwise,particularcomplications,includinginfectious,not yetidentified

JInfectChemother 2015;21:230Ǧ7

Zostervaccinerecombinant, adjuvanted (SHINGRIX) NEJM 2015;372:2087-96 • Phase 3 study; 7698 received vaccine, 7713 placebo • Adults 50 and older stratified by age • Two dose series • 6 cases zoster in vaccine group, 210 in placebo group • Mean follow up 3.2 years • 97% efficacy • No difference in efficacy by age • Mild-moderate systemic and local reactions common ZosterVaccineRecombinant(SHINGRIX)

y FDAapproved10/20/17 y ContainrecombinantglycoproteinEplusanovel adjuvant(AS01B) y • 13,900 participants age 70 and older Givenastwodoses,2to6monthsapart • 2 doses adjuvanted subunit vaccine or placebo y Recommendedasaroutinevaccineforages50andolder • Follow up 3.7 years y Stillgiveifhistoryofzoster • Vaccine efficacy against zoster 89.8% y RevaccinatethosewhoreceivedZostavax – hasbeen • 23 cases vaccinated vs. 223 cases placebo studiedafter5years,waitatleast2months • No difference in efficacy by age y Noneedtoscreenforhistoryofchickenpoxortodo • More injection site and systemic reactions with vaccine laboratorytesting • Serious adverse events similar • Long-term follow up both studies in progress

ZosterVaccineRecombinant(SHINGRIX) ZosterinPLWH y Indicatedwithchronicmedicalconditionsandlowdose immunosuppressivetherapy,e.g.<20mgprednisone y IncreasedriskwithlowerCD4countandhigher y Nocurrentrecommendationsforotherimmunocompromise viralload –pendingdata y Shortageduetohighdemand y IncreasedriskcomparedtothosewithoutHIV y Sideeffects:adverseevents(AEs)arecommon y RelativeriskhasdeclinedinARTera y Mostpeople(78%)havesomepainatinjectionsite y Estimated3–4fold(onestudy4–11fold)increasedrisk y SystemicAEsincludemyalgia,fatigue,headache,andfever y Higherrelativeriskatyoungerages y 1in6peoplehaveAEsthatinterferewithdailyactivities y SomewhatfewerAEsinthose70andolder BMCInfectDis2013;372doi:10.1186/1471Ǧ2334Ǧ13Ǧ372 https://www.cdc.gov/vaccines/vpd/shingles/hcp/shingrix/recommendations.html Clin InfectDis2015;60:1269Ǧ77 https://www.cdc.gov/mmwr/volumes/67/wr/mm6703a5.htm Zostervaccinerecombinant: IDWeek October2018:Immunogenicity,SafetyandPostͲhoc EfficacyAssessmentoftheAdjuvanted RecombinantZoster immuneresponsestudiedinPLWH VaccineinAdultswithHematologicMalignancies:APhase3, y Phase1/2randomized,placebocontrolledstudy RandomizedClinicalTrial evaluatingimmunogenicityandsafety y 562participantswithahematologicmalignancy y 74PLWHreceivedzostervaccine,mostonARTwith y Randomizedtoreceive2dosesRZVvs.placebo1Ǧ2 highCD4count monthsapart y Vaccinegivenas3dosesat0,2,and6months y 10daysbeforeor10daysafteracancertherapycycleor y Cellmediatedandhumoralimmuneresponseswere upto6monthsaftertherapycompletion demonstratedcomparedwithplacebo y Vaccinewasimmunogenic(datareportedIDWeek y Adverseeffectsweresimilartothoseseeninpersons 2017) withoutHIV Oralabstract149,studyconductedbyGSK JInfectDis2015;211:1279Ǧ87

Immunogenicity,SafetyandPostͲhocEfficacyAssessmentofthe Adjuvanted RecombinantZosterVaccineinAdultswith HematologicMalignancies:APhase3,RandomizedClinicalTrial

*5.5%ofsubjectsintheplacebogrouphadzosteroverabout 1yearoffollowup  

%            "     !          !#  

%     $$    #     )$(&') %        ! $ %%$ %% %     !$  #    ! "$ 

 

#   $    #   $    #      ! #      ! "      ! "      ! #      $ #      $ "            "            #  ! $ #  ! $ "             "             #  %   " % " #  %   " % " !   ! $ !   ! $ # !  # & # !  # &  !#%       %#$&

  "!#  "!#              "       3.) 3*)) 4*)) !        !          $ 3*)) 3*,)  *)) !   $# ) '*)%! 4+)2( !    $#  

     3*,) 3*-) *,) "      +   3*))#  3*,)#  *))&*+/#  '*)%! *)%+)2( !                   +   3*,) 3*-)  *-) !        '*)%! 3*)2(     

  !         )&*   3*-) 3*/) */)

, "      ' ("+))+

               "4237( # !      

     " !#  -  )         %     /                    )  '     ( .    * !        %   '  -    )      %  .   % %                % /  (" '! ' '# '  )        # &      (   % / $ (62!  '"! '5*6  # )        #.+5   ,15  .  - -#   %     0*&02 6+*5"    60/     $$$     "       . #!  ! 0+ ! ,1       % )          /  !   !  '!             #+! , !        

!%  )'4237 (4237-    !"",*+- !        $"#%    

 #    # +    $ !     +  !   , #  - & ! #   +  '#  #  + 4/2.   +     /.'# %41&03( +   ) * +  # #  

   +   + +   +"     $"#% $"#%!     $"#% $"#%!          

         

        

  ! %#$& %#$&"     *().$!     %           #&&$ $& %% %

 '        # '  #    '    &/ '  " "    4+(!    $5)((   3  5-%,23 

    ('%!  %    # "&   #      

  %           #&& $$&  %%  %  

     !#   $     "    #      !    ! %      $            ! $             %   " % " !   ! $ !  # &

      ""!* $% 

  $#  $  $   #!(#!" # !"!""!  "    %      ".-+/- "'&  01!&!") "       "    $!""( "$!""   " !         !! ""   # !! 01 #   #!"% !! ", "$"& #! "    !% % !! " % #"  01    &  01" " ! "     !   "  "  % "$  !""*!" !            $  "#!    #!"" !"!!""! $! "   & ! #&  # #!"2+.-( " #!$!   % "3 "     #! "  "  !% &&!! " $!""(  !!#$!""( " " $  '    #!"1!  $!""

 #&* ""   #! #"(/--1

   '      $   

  "&$$ ' !%     '     #  $            %"  !!  # ' !#.      $              .*  ' #+1%0*!5/$!.3,**! 2,**! ' .%    "       '  #   #+-*%,,*&      4.**&  '  #   (     )!       !       !   !  !   !       

           !$- ).   $- *.

        ,   , - "  *"   .'  )20(0; )1/(8; +  !   "    )1/(3; )02(7;   + ;015*015%73:*77:%74:*65:#      !  $ )2(1; )2(5;  01" + 3'537*452&! '01(5$-6(4.  )18(6; )1/(4; !  &       41 +  '43: %3/:  )08(0; )02(6;     " + 0/$ '5(5:*5(3: $ )1(/; )7(2; + ! $& +   '043*043%  ('13/*13/ "    ,     -0.!      -"  .%-1. 01)"  %-2. ! !  +   '  %-3. #   % -$    ! .%-4.         %-5.$    -$!! !   ! !.%-6. $ 

     

                !   $         !      !              !      $         "    !! !  !  ! $            " !       !  %   " % " "         !   ! $      ! !  # & "          !"'     $  #     8      $ ' '#!'  

      * .103 (    ".443(/--4" !!  " .3-#    " & * "   91--) * /03+.1&17,!   "  & * "31 +2   %23( ,'!" * #%(  %! "    

 &%%/-..    

     "              

        & * /,0 5   *$*$10                 6*0)  Method 1: Methods 2: & *-.'0#,4(     Stop observation time Allow observation time at viral rebound after viral rebound % *+-'/#*4(   Overall 0.75 (95% CI: 0.33–1.68) impact of 1.17 (95% CI 0.66–2.07) for time after statin vs time before &      " statin %   ' No 1.12 (0.34–3.62) 0.90 (0.28–2.88)  ( cormobidity

%  !     With 0.34 (0.11–1.04) 0.64 (0.32–1.29)    comorbidity

  #  +)*,        "%      $' 0  !  %   1

/ 6934        !   ! !     ), # .* " , -* "  / <8? &99? !    +   "  +(1   / 248?    !#! &  $ !     "#&     )   , *   !'  !-  4(7703(:*5(<1   !$!      $ 3(;503(7*4(<1 !     ! !   $  "$ 3(;<03(6*5(71    "   !  

                   

  &$ *()+$ .-, "   (&&5346

        $%'+:887

         1 "#$$ "  ( -! #$&!$ $#$ #$$ &#,! 1 %$#95-<:) !" "#$ "' ##) C; ,

1        

1  "#$  $"#&"% "$ 0 2 #(<):55*>8A " *48;A# "3 0 !$,66)756= "  $%!$+#$%'# " B<)555 $"$ <):55!"$! $#

1 ""' %$ +. /2 "&"#" &#%"& $#3 1  "' %$ #+ !  $#  )%# "$$')  )% % $ ) -& $#)#$'

        

#   %            #      !        "      !     #      %         "        "    #  ! %          "                       #  &   # & # !   ! % # !  $ '

                 

"                 !    

      

    %#$$              $  &$%( 

(    * ' 80.02 #  ,44,&-+,- "    &    '   #      "       "  ' 2/+  ),/7* !         ' &9,+  )/%3&,0%,  * "    !& (   !       ) & & &*   '  $% '#%$$$ "  "  & '  $) (#%$$$   ! # #        

    "   ' ! $'  $  +%.0)+%,2&+%2+* !   " "  "  !&  +%04)+%.1&+%43*    %##-+,/    %##-+,0 " " %  ( 

   % %'  !% 

*    "   $    *   ' "      ! )  %  1/  ' !  ./(48+  ," (./(18 +,((! %% "!  (& (&/-.1 !         ) $'!  %    "      $ )    !"%+9.-&0.5, !          * 558  +/28 !  %  , * ./8  !  +3-8 !  %  , "  ! $ * %    !    !%  (& (/-./ !   $      *     !# !  " #!   "  %   " % "      !   ! $ *  % %# !  "   *    !  !  " !  # &       "    

     %##'  #       &#! &$!($&# )% # #    !'                         " !" #       !      !         "

       

         &$%&         "!!%

            $  

    (   )     "*   $# ( 7/#13-)-++-&-+,,*# #    $ !""      ' /"           (      %&  #  "  Acknowledging ( 703+),-%16*   limitations of meta- ( 7.00 !# ' analyses, raises concern about (       )306# incident diabetes ,%+-&,%-2*

  !  %##-+,0       

#    &!%$)  "   $       "      ! "          !        "    * "      $   !          "  ! $ #   % ) !        $        "  %   " % "   !   ! $ " !  # &

 !       !   

*    "        -+,- &     ! &    ' #    %                %             * ( %                    %            !      .+       " %        "#                $           "        %       $       $                           "    #   "     '   $                         "       "  %  "         "      $ *                                           $)

http://www.fda.gov/drugs/drugsafety/ucm293101.htm  !   !'!

#   $    /   # !!   #      ! / $  )   "      ! / !      ( #      $ "!"  *# !- "            / "!" !* !&  #  ! $   - "             / "!" 4, "  0++.   #  %   " % " .51*$$!% !   ! $   # !  # &

"  !( 4232

                )++   

 % )++ +  5  +  5 $ (0"1  $   (.-4# (,*4#,&'

1'  &%  2'-+  1'  )' * '% '* %, %* && %) % * ,% &% -, ,, &&(   3%%& &*  3%%&  3%%&

 )-!0"  3%%& '% &-) '*  3%%&                        !  +)*/   !#     $!! 

  *  !   + ,#   , $!  - !%.!  -#! # .( !#  *  !"%( )     # !.$47+ !  , /$17+  , + !!! )   /27  ! + !%  + %#" !  '! '  &, ! !  !! ) 307   ( + %   , & !)'!! )'1/02

 $ "  "/-.3

    #      

   " ""!     

           &  

/     (  %%!    #   $    / %# '%#   " *!    #      ! # !  , /      "      ! .   # ! % %0))' %" 1 #      $ &        .   !   ' ' ! ' "            " !& @74 '  . !  ## & ( #  ! $ / & 2 34)<8'<9?4);<+4)<< "             / :+%"  76):" )78):   )''6459 /   #  %   " % " .  & , $!     ,     % - " ' $   , !   ! $ .% #    # &

 ("   # :#!"* &""#, !$"

/ !#  $#"* . !"""##(#$###  . !""&##!('$"' !"#!   024-7331      . !""&#"###!     $ # !           /  !%#"*          $   (! .%$* # 01 $ #     / 463+ + 5&"!653+ + #    . !$* !$# 0!1        / 87+ + 5&")!"#4736,9&"

 !     !'%&'     !+% !()  +                                    " '( &%&)+  % *,")(")-/ % *,")(")-/ % )("-")/- # +            +  $ &  /$   &  /$   &  /$    /$! '  /$! '  /$! ' "    %    # %    # % # #+).!*+ *.!') (.$ ($-+2($+)2 ($++2($)/2 )$((2($-.2 "      "&* "$) "*'!  "&+ "$% #")!  "&+ "$( "+%!     #+).!*& %.!)* ).$

Navarese et al., Ann Int Med, 2015 Navarese et al., Ann Int Med, 2015

 (  !      B #"&# #+)$') ('

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

    (&    &/-.2   (&    &/-.2 ("/ ( 2/   /;9:@ +&(./( 2/   / #*!&;9:A    & ' %  !   +,   '

 !#  " "   ! &,  ! (),    # "! (-*)  # "! (-*)  &   ' # $  +*1   &)%!  *+1 200 &.% 350 &-1   &+.!      !   **!  &-( +&1 (&)   &((!  -*% -',( 180  1   *.1  1   (%1 &*- 300 160 '*, 2'1 140 +%1 250 '-1 *'1 '%. '&( 120 +'1 &., * -##* &%, 200 (+1 .. &+* 100 -, * -% 150 &)' (&1 80 ++  +& &%* &%+       60 100

)-     ! "&*'(!%,) '($"  ! "'#&#!&#' ($*"   )( ,' +,1 40 (( $%( +%#   ,, $$&#   50 20 '&       , 0 0  %%) ( %&) ( %$)  $&"#  $'"#  $("#  $)"'#  $*"#  $+"#  $&"#  $'"#  $("#  $)"'#  $*"#  $+"#  (                                

 *  +   # $    &    # ,    ) "(')# (     !    ' # $                     

!  %   !% 

 : &!   ; & &%-  8,& #*

1  :  ('&! &'*- %8,!'/ , 1 # %  !(#   ! +, !/! &$!&'*&!%%%%&* 1 %&$(/6-7*#!!(&"2 4'!!& 5  &*!  : &!   / &'&%&     4#!& 53$!(, 1 $!'  !$"!2 <7663 0 ' %#&%! 2&%$ #% )"%3 0 !#%%*#&%!  #!& ! * 1 $!'  !$"! &%''& !'%*($*7 )%!$'$&! !97)% 1 %%%%  &%- !&' &! 2!)/ &(%!&!  1  -"!$%'"% %$,! #%# %  4 5!&$$&$*3,(%'$  &! 2/ 0 %  3, !$! $*"#'2 !$"*3 1  !  8 %!#$!#"% %$(!, 1 ' * +$0 !0 $! 0 ##*! $%% $ +% &% !%%! 0  .%%!#%$%% $ 1 - $% %' ,

!'$&%*-$. $% %',      * 1 + & #)/! &$! $

     '   1 %!#'$%% *"#'$%% )  $ 1  $ 1 "#& %#%! $(%.$ 1 &%! #& '#0"#'$%%  $!    % 1 &%! /$%% $    $ 1 ! %#!'#$*'!'  (  * "+  "  1 #%$$#$* !%  (  # # '0$ $'    !$ 1 !&$%!$%#!!(#  $      1 "!(#  1 &%!  ' %$ #    1"#' %! ! !#%)/ !#%%)- 1 # "%!  !#%%) 1 #&   $ 1 )#&$   ) ( ' . $     "  $ 1# #$+ ! %!#2  $  '  # 1 %$*! %' $ 1 &%! (%! %' $   % ! # 1 (% %!  $$ %  #"  "  1(%  %!%!  !$ " &    1%!# # %,

   &$    $.,-/

 

%   #   !     !  

%      $          " # & #  ϭϭͬϮϴͬϮϬϭϴ

ŝƐĐůŽƐƵƌĞ

7UDQVJHQGHU+HDOWKDQG+,9 ‡ ZĞĐĞŝǀĞĚŽŶĂƚĞĚƐƚƵĚLJĚƌƵŐĨƌŽŵ'ŝůĞĂĚ

DĂĚĞůŝŶĞ͘ĞƵƚƐĐŚ͕D͕DW, ‡ tŝůůĚŝƐĐƵƐƐŽĨĨͲůĂďĞůƵƐĞŽĨ&ĂƉƉƌŽǀĞĚ ƐƐŽĐŝĂƚĞWƌŽĨĞƐƐŽƌŽĨůŝŶŝĐĂů&ĂŵŝůLJΘŽŵŵƵŶŝƚLJDĞĚŝĐŝŶĞ ŵĞĚŝĐĂƚŝŽŶƐ ŝƌĞĐƚŽƌ͕h^&dƌĂŶƐŐĞŶĚĞƌĂƌĞ hŶŝǀĞƌƐŝƚLJŽĨĂůŝĨŽƌŶŝĂʹ ^ĂŶ&ƌĂŶĐŝƐĐŽ

dƌĂŶƐŐĞŶĚĞƌ 'ĞŶĚĞƌ/ĚĞŶƚŝƚLJΘ^ĞdžƵĂůKƌŝĞŶƚĂƚŝŽŶ

‡ 'ĞŶĚĞƌŝĚĞŶƚŝƚLJǁŚŝĐŚĚŝĨĨĞƌƐĨƌŽŵďŝƌƚŚƐĞdž ‡ 'ĞŶĚĞƌ/ĚĞŶƚŝƚLJ ± ,ŽǁŽŶĞƐĞůĨͲŝĚĞŶƚŝĨŝĞƐŝŶƚŚĞǁĂLJƚŚĞLJůŝǀĞĂŶĚŵŽǀĞ ƚŚƌŽƵŐŚƚŚĞǁŽƌůĚ ± DŝŶĚ ‡ 'ĞŶĚĞƌĚLJƐƉŚŽƌŝĂ ± &ĞŵĂůĞ͍DĂůĞ͍EŽŶͲďŝŶĂƌLJͬŐĞŶĚĞƌƋƵĞĞƌ͍ ± ĞƐĐƌŝďĞƐĂƐƚĂƚĞǁŚĞƌĞƚŚĞĚŝƐĐŽƌĚĂŶĐĞďĞƚǁĞĞŶ ŐĞŶĚĞƌŝĚĞŶƚŝƚLJĂŶĚďŝƌƚŚƐĞdžĐĂƵƐĞƐĚŝƐƚƌĞƐƐ ‡ 'ĞŶĚĞƌdžƉƌĞƐƐŝŽŶ ± ,ŽǁŽŶĞ͞ĚŽĞƐ͟ŐĞŶĚĞƌ ± &ĞŵŝŶŝŶĞ͍DĂƐĐƵůŝŶĞ͍ŶĚƌŽŐLJŶŽƵƐ͍ ‡ ŝƐŐĞŶĚĞƌ сŶŽŶͲƚƌĂŶƐŐĞŶĚĞƌ ‡ ^ĞdžƵĂůKƌŝĞŶƚĂƚŝŽŶ ± DƵůƚŝĚŝŵĞŶƐŝŽŶĂůƌĞƉƌĞƐĞŶƚĂƚŝŽŶŽĨƐĞdžƵĂůŝƚLJ

ϭ ϭϭͬϮϴͬϮϬϭϴ

dƌĂŶƐŐĞŶĚĞƌdĞƌŵŝŶŽůŽŐLJ ^ĞdžƵĂůŝƚLJŝŶƚĞƌƐĞĐƚŝŽŶƐǁŝƚŚŐĞŶĚĞƌ

‡ dƌĂŶƐŐĞŶĚĞƌ;dƌĂŶƐͿDĂŶͬdƌĂŶƐͲŵĂƐĐƵůŝŶĞ ‡ >ĞƐďŝĂŶƚƌĂŶƐŐĞŶĚĞƌǁŽŵĂŶ ± &ĞŵĂůĞͲƚŽͲDĂůĞͬ&dD ± &ĞŵĂůĞŝĚĞŶƚŝƚLJ͕ĂƚƚƌĂĐƚĞĚƚŽǁŽŵĞŶ ± ͞&ĞŵĂůĞƐƐŝŐŶĞĚĂƚŝƌƚŚ;&Ϳ͟ ‡ 'ĂLJƚƌĂŶƐŐĞŶĚĞƌŵĂŶ ‡ dƌĂŶƐŐĞŶĚĞƌ;dƌĂŶƐͿtŽŵĂŶͬdƌĂŶƐͲĨĞŵŝŶŝŶĞ ± DĂůĞŝĚĞŶƚŝƚLJĂƚƚƌĂĐƚĞĚƚŽŵĞŶ ± ͞DĂůĞͲƚŽͲ&ĞŵĂůĞͬDd&͟ ± DĂůĞƐƐŝŐŶĞĚĂƚŝƌƚŚ;DͿ ‡ 'ĞŶĚĞƌƋƵĞĞƌ ͬŶŽŶͲďŝŶĂƌLJͬŶŽŶͲĐŽŶĨŽƌŵŝŶŐ ± ZĂŶŐĞŽĨŝĚĞŶƚŝƚŝĞƐǁŚŝĐŚůŝĞŽƵƚƐŝĚĞďŝŶĂƌLJ

,ŽǁŵĂŶLJƚƌĂŶƐŐĞŶĚĞƌ ,ĞĂůƚŚŝƐƉĂƌŝƚŝĞƐ ƉĞŽƉůĞĂƌĞƚŚĞƌĞ͍

ĞƵƚƐĐŚD͘DĂŬŝŶŐŝƚŽƵŶƚ͗/ŵƉƌŽǀŝŶŐƐƚŝŵĂƚĞƐŽĨƚŚĞ^ŝnjĞŽĨƚŚĞ dƌĂŶƐŐĞŶĚĞƌĂŶĚ'ĞŶĚĞƌEŽŶĐŽŶĨŽƌŵŝŶŐWŽƉƵůĂƚŝŽŶƐ͘>'d,ĞĂůƚŚ͖/ŶWƌĞƐƐ

Ϯ ϭϭͬϮϴͬϮϬϭϴ

h^d^ʹ ,ĞĂůƚŚĂƌĞ

‡ ϮϯйĂǀŽŝĚŝŶŐƐĞĞŝŶŐĂĚŽĐƚŽƌĚƵĞƚŽ ĚŝƐĐƌŝŵŝŶĂƚŝŽŶ

‡ ϮϱйĞdžƉĞƌŝĞŶĐĞĚŝŶƐƵƌĂŶĐĞͲƌĞůĂƚĞĚďĂƌƌŝĞƌƐ ĚƵĞƚŽďĞŝŶŐƚƌĂŶƐŐĞŶĚĞƌ

‡ ϯϯйƌĞƉŽƌƚĞĚĚŝƐĐƌŝŵŝŶĂƚŝŽŶŝŶƚŚĞŚĞĂůƚŚĐĂƌĞ ƐĞƚƚŝŶŐ

ϯ ϭϭͬϮϴͬϮϬϭϴ

h^d^ʹ ,/sƉƌĞǀĂůĞŶĐĞŝŶŵŝŶŽƌŝƚLJ h^d^ʹ ĞŚĂǀŝŽƌĂů,ĞĂůƚŚ ĐŽŵŵƵŶŝƚŝĞƐ ‡ ϰϬйůŝĨĞƚŝŵĞƐƵŝĐŝĚĞĂƚƚĞŵƉƚ͕ϳйŝŶƉĂƐƚLJĞĂƌ ‡ ůĂĐŬʹ ϭϵй

‡ ϯϵйƌĞƉŽƌƚŚŝƐƚŽƌLJŽĨƐĞǀĞƌĞƉƐLJĐŚŽůŽŐŝĐĂů ‡ >ĂƚŝŶdž ĂŶĚEĂƚŝǀĞŵĞƌŝĐĂŶϰ͘ϱй ĚŝƐƚƌĞƐƐ

‡ ϭϳйĚƌŽƉƉĞĚŽƵƚŽĨƐĐŚŽŽůĚƵĞƚŽ ŚĂƌƌĂƐƐŵĞŶƚ

h^d^Ͳ ŵƉůŽLJŵĞŶƚ

‡ ϯϬйƌĞƉŽƌƚĞĚďĞŝŶŐĨŝƌĞĚ͕ŚĂƌĂƐƐĞĚŝŶƚŚĞ ǁŽƌŬƉůĂĐĞ͕ŽƌĚĞŶŝĞĚĂƉƌŽŵŽƚŝŽŶĚƵĞƚŽƚŚĞŝƌ ƚƌĂŶƐŐĞŶĚĞƌƐƚĂƚƵƐ

ϰ ϭϭͬϮϴͬϮϬϭϴ

h^d^ʹ ^ĞdžtŽƌŬĂŶĚ h^d^Ͳ ,ŽƵƐŝŶŐ hŶĚĞƌŐƌŽƵŶĚĐŽŶŽŵLJ ‡ ϯϬйƌĞƉŽƌƚŚŽŵĞůĞƐƐŶĞƐƐĂƚůĞĂƐƚŽŶĐĞŝŶƉĂƐƚ ‡ ϮϬйŚĂǀĞƉĂƌƚŝĐŝƉĂƚĞĚŝŶƵŶĚĞƌŐƌŽƵŶĚ ± ϭϮйŝŶůĂƐƚLJĞĂƌ ĞĐŽŶŽŵLJ ± ϴϲйƌĞƉŽƌƚĞĚŵŝƐƚƌĞĂƚŵĞŶƚďLJƉŽůŝĐĞ ± ϳϳй/Ws ‡ ϮϲйĂǀŽŝĚĞĚĂƐŚĞůƚĞƌĚƵĞƚŽĨĞĂƌŽĨďĞŝŶŐ ± ϳϮйƐĞdžƵĂůůLJĂƐƐĂƵůƚĞĚ ŵŝƐƚƌĞĂƚĞĚĚƵĞƚŽƚƌĂŶƐƐƚĂƚƵƐ ‡ ϯϯйŽĨĂůůůĂĐŬƚƌĂŶƐŐĞŶĚĞƌǁŽŵĞŶĂŶĚϯϬй ‡ ϳϬйŽĨƚŚŽƐĞǁŚŽƐƚĂLJĞĚŝŶĂƐŚĞůƚĞƌ ŽĨĂůůŵƵůƚŝƌĂĐŝĂůƚƌĂŶƐŐĞŶĚĞƌǁŽŵĞŶƌĞƉŽƌƚ ĞdžƉĞƌŝĞŶĐĞĚƚƌĂŶƐͲƌĞůĂƚĞĚĚŝƐĐƌŝŵŝŶĂƚŝŽŶ ƉŽůŝĐĞĂƐƐƵŵŝŶŐƚŚĞLJǁĞƌĞƐĞdžǁŽƌŬĞƌƐ

h^d^ʹ ,ĂƌĂƐƐŵĞŶƚĂŶĚsŝŽůĞŶĐĞ ,/sͲ ƉŝĚĞŵŝŽůŽŐLJ

‡ ϱϰйůŝĨĞƚŝŵĞ/Ws

‡ ϰϳйůŝĨĞƚŝŵĞƐĞdžƵĂůĂƐƐĂƵůƚ͕ϭϬйŝŶůĂƐƚLJĞĂƌ

‡ ϰϲйǀĞƌďĂůůLJŚĂƌĂƐƐĞĚŝŶƉĂƐƚLJĞĂƌ

‡ ϱϵйĂǀŽŝĚĞĚĂƉƵďůŝĐƌĞƐƚƌŽŽŵŝŶƉĂƐƚLJĞĂƌ ± ϯϮйůŝŵŝƚĞĚĨŽŽĚĂŶĚĚƌŝŶŬƚŽĂǀŽŝĚŶĞĞĚĨŽƌƌĞƐƚƌŽŽŵ ± ϴйƌĞƉŽƌƚƌĞƐƵůƚŝŶŐhd/ŽƌŬŝĚŶĞLJƉƌŽďůĞŵŝŶƉĂƐƚLJĞĂƌ

ϱ ϭϭͬϮϴͬϮϬϭϴ

dƌĂŶƐŐĞŶĚĞƌĚƵůƚƐĂŶĚĚŽůĞƐĐĞŶƚƐ^ĞƌǀĞĚďLJ &ĂĐƚŽƌƐǁŚŝĐŚŝŵƉĂĐƚ,/sƌŝƐŬƐĂŶĚ Zt,WZĞƚĞŶƚŝŽŶŝŶ ŽƵƚĐŽŵĞƐŝŶƚƌĂŶƐŐĞŶĚĞƌƉŽƉƵůĂƚŝŽŶƐ ĂƌĞĂŶĚsŝƌĂů^ƵƉƉƌĞƐƐŝŽŶ͕ϮϬϭϲ ϭϬϬ ϭϬϬ sŝƌĂů ‡ ŝƐĐƌŝŵŝŶĂƚŝŽŶ ZĞƚĞŶƚŝŽŶŝŶ ^ƵƉƉƌĞƐƐŝŽŶ ĂƌĞ ‡ ŵŽƚŝŽŶĂůĂŶĚƉŚLJƐŝĐĂůƚƌĂƵŵĂ ϴϰ͘ϵ ϴϭ͘ϳ ‡ ϳϵ͘ϴ ϳϵ͘Ϭ hŶƐƚĂďůĞŚŽƵƐŝŶŐ ϴϬ ϴϬ

WĞƌĐĞŶƚ ϳϱ͘Ϯ ϳϰ͘ϴ WĞƌĐĞŶƚ ‡ >ĂĐŬŽĨĞŵƉůŽLJŵĞŶƚƉƌŽƚĞĐƚŝŽŶƐͬŽƉƚŝŽŶƐ ϳϬ͘ϴ ϳϮ͘Ϭ ± WŽǀĞƌƚLJ

‡ >ĂĐŬŽĨŐĞŶĞƌĂůůĞŐĂůƉƌŽƚĞĐƚŝŽŶƐ ϲϬ ϲϬ ‡ ,ŝŐŚƌĂƚĞƐŽĨŝŶĐĂƌĐĞƌĂƚŝŽŶ ± ^ƵƌǀŝǀĂůƐĞdžǁŽƌŬ

WŽƚĞĂƚ ĞƚĂů͖>ĂŶĐĞƚ͖:ĂŶϭϳ͖ϯϴϱ;ϵϵϲϰͿ͗ϮϳϰͲϴϲ ŚƚƚƉƐ͗ͬͬŚĂď͘ŚƌƐĂ͘ŐŽǀͬƐŝƚĞƐͬĚĞĨĂƵůƚͬĨŝůĞƐͬŚĂďͬĚĂƚĂͬĚĂƚĂƌĞƉŽƌƚƐͬZt,WͲĂŶŶƵĂůͲ ĐůŝĞŶƚͲůĞǀĞůͲĚĂƚĂͲƌĞƉŽƌƚͲϮϬϭϲ͘ƉĚĨ ΎZLJĂŶtŚŝƚĞ,/sͬ/^WƌŽŐƌĂŵĐůŝĞŶƚƐ;ŶŽŶͲWͿ͕ďLJƌĂĐĞͬĞƚŚŶŝĐŝƚLJĂŶĚ

ϲ ϭϭͬϮϴͬϮϬϭϴ

‡ ϳϴйƚƌĂŶƐŐĞŶĚĞƌǁŽŵĞŶƌĞƚĂŝŶĞĚŝŶĐĂƌĞǀƐ ϴϬйŶĂƚŝŽŶĂůĂǀĞƌĂŐĞ

‡ ϳϰйǀŝƌŽůŽŐŝĐ ƐƵƉƉƌĞƐƐŝŽŶǀƐ ϴϭйŶĂƚŝŽŶĂů ĂǀĞƌĂŐĞ

,/sŝŶƚƌĂŶƐŐĞŶĚĞƌŵĞŶ

‡ sĞƌLJůŝƚƚůĞŝƐŬŶŽǁŶ͕ůŝƚƚůĞĚĂƚĂ

‡ DŽƐƚ,/sƌĞƐĞĂƌĐŚŝŶƚƌĂŶƐŐĞŶĚĞƌƉŽƉƵůĂƚŝŽŶƐ ŝƐŽƌŝĞŶƚĞĚƚŽǁĂƌĚƐƚƌĂŶƐŐĞŶĚĞƌǁŽŵĞŶ

ϳ ϭϭͬϮϴͬϮϬϭϴ

,/sƐĐƌĞĞŶŝŶŐĂŶĚƌŝƐŬĂƐƐĞƐƐŵĞŶƚ

‡ ĨĨĞĐƚŝǀĞƌŝƐŬĂƐƐĞƐƐŵĞŶƚƌĞƋƵŝƌĞƐĂďŝůŝƚLJƚŽ ĂŶĚĐŽŵĨŽƌƚǁŝƚŚŽďƚĂŝŶŝŶŐĂŶĂĐĐƵƌĂƚĞƐĞdžƵĂů ŚŝƐƚŽƌLJ ± DƵƐƚďĞĐŽŶĚƵĐƚĞĚŝŶĂĐƵůƚƵƌĂůůLJĂƉƉƌŽƉƌŝĂƚĞ ŵĂŶŶĞƌ ‡ hƐĞŽƉĞŶĞŶĚĞĚƋƵĞƐƚŝŽŶƐƚŚĂƚĚŽŶŽƚŵĂŬĞ ĂƐƐƵŵƉƚŝŽŶƐ ± ^ŚŽƵůĚŝŶĐůƵĚĞĂŶĂƚŽŵLJͲƐƉĞĐŝĨŝĐƐĞdžƵĂůďĞŚĂǀŝŽƌ ‡ ŽŶ͛ƚũƵƐƚĂƐŬ͞ĚŽLJŽƵŚĂǀĞƐĞdž͍͕͟ĂƐŬƚŚĞŚŽǁ͛ƐĂŶĚ ǁŚĞƌĞ͛Ɛ͘WĞŶŝůĞͲĂŶĂů͍WĞŶŝůĞͲŽƌĂů͍/ŶƐĞƌƚŝǀĞ͍ ZĞĐĞƉƚŝǀĞ͍,ĂƐƉĂƚŝĞŶƚŚĂĚĂǀĂŐŝŶŽƉůĂƐƚLJ͍

ŶŐĂŐŝŶŐƚƌĂŶƐŐĞŶĚĞƌƉĞŽƉůĞŝŶ,/s ŶŐĂŐŝŶŐƚƌĂŶƐŐĞŶĚĞƌƉĞŽƉůĞŝŶ,/s ƉƌŽŐƌĂŵƐĂŶĚƐĞƌǀŝĐĞƐ ƉƌŽŐƌĂŵƐĂŶĚƐĞƌǀŝĐĞƐ;ĐŽŶƚŝŶƵĞĚͿ ‡ ,/sƉƌĞǀĞŶƚŝŽŶĂŶĚƚƌĞĂƚŵĞŶƚŝŶƚĞƌǀĞŶƚŝŽŶƐ ‡ dƌĂŶƐͲŝŶĐůƵƐŝǀĞƐŽĐŝĂůŵĂƌŬĞƚŝŶŐ ĂŶĚƉƌŽŐƌĂŵƐƐŚŽƵůĚďĞĚĞƐŝŐŶĞĚƐƉĞĐŝĨŝĐĂůůLJ ‡ ĚĚƌĞƐƐĐŽŵŵƵŶŝƚLJůĞǀĞůĐŽŶĐĞƌŶƐĂďŽƵƚ ĨŽƌƚƌĂŶƐŐĞŶĚĞƌƉŽƉƵůĂƚŝŽŶƐ͕ƌĂƚŚĞƌƚŚĂŶ ŝŶƚĞƌĂĐƚŝŽŶƐďĞƚǁĞĞŶ,/sŵĞĚŝĐĂƚŝŽŶƐĂŶĚ ĂŐŐƌĞŐĂƚĞĚǁŝƚŚ͕ŽƌĂĚĂƉƚĞĚĨƌŽŵD^DŽƌ ŐĞŶĚĞƌĂĨĨŝƌŵŝŶŐŚŽƌŵŽŶĞƐ ŽƚŚĞƌƉŽƉƵůĂƚŝŽŶƐ ‡ ŶƐƵƌĞƐĞƌǀŝĐĞƐĂƌĞĚĞůŝǀĞƌĞĚďLJĂƉƌŽǀŝĚĞƌ ± ĚĂƉƚĞĚŝŶƚĞƌǀĞŶƚŝŽŶƐĨĂŝůƚŽƚŽ ĂĚĚƌĞƐƐƵŶŝƋƵĞ ǁŚŽŝƐŬŶŽǁůĞĚŐĞĂďůĞŝŶƚƌĂŶƐŐĞŶĚĞƌŚĞĂůƚŚ ƐƚƌƵĐƚƵƌĂůĨĂĐƚŽƌƐ͕ŝŶĞƋƵŝƚŝĞƐ͕ĂŶĚďĂƌƌŝĞƌƐ

ĞdžƉĞƌŝĞŶĐĞĚďLJƚƌĂŶƐŐĞŶĚĞƌƉĞŽƉůĞ ĂƌƌŝĞƌƐĂŶĚĨĂĐŝůŝƚĂƚŽƌƐƚŽĞŶŐĂŐĞŵĞŶƚĂŶĚƌĞƚĞŶƚŝŽŶŝŶĐĂƌĞĂŵŽŶŐ ƚƌĂŶƐŐĞŶĚĞƌǁŽŵĞŶůŝǀŝŶŐǁŝƚŚŚƵŵĂŶŝŵŵƵŶŽĚĞĨŝĐŝĞŶĐLJǀŝƌƵƐ͘ ^ĞǀĞůŝƵƐ :D͕WĂƚŽƵŚĂƐ ͕<ĞĂƚůĞLJ :'͕:ŽŚŶƐŽŶDK͘ŶŶĞŚĂǀ DĞĚ͘ ϮϬϭϰ &Ğď͖ϰϳ;ϭͿ͗ϱͲϭϲ

ϴ ϭϭͬϮϴͬϮϬϭϴ

ŝWƌdž Zdʹ ƌĞƐƵůƚƐŽĨ ƚƌĂŶƐŐĞŶĚĞƌƐƵďĂŶĂůLJƐŝƐ ‡ /ŶƚĞŶƚŝŽŶƚŽƚƌĞĂƚ ± ϭϭƐĞƌŽĐŽŶǀĞƌƐŝŽŶƐ ŝŶƚŚĞŝŶƚĞƌǀĞŶƚŝŽŶŐƌŽƵƉǀƐ ϭϬŝŶƚŚĞ ƉůĂĐĞďŽŐƌŽƵƉ

‡ ƐƚƌĞĂƚĞĚ ± EŽŶĞŽĨƚŚĞd'tǁŚŽƐĞƌŽĐŽŶǀĞƌƚĞĚ ŚĂĚƉƌŽƚĞĐƚŝǀĞĚƌƵŐ ůĞǀĞůƐĂƚƚŚĞƚŝŵĞŽĨĚĞƚĞĐƚŝŽŶ

‡ ZĂŶĚŽŵĚƌƵŐůĞǀĞůƐ ± dƌĂŶƐŽƌǁŽŵĂŶ/ůĞƐƐůŝŬĞůLJƚŚĂŶD^DƚŽŚĂǀĞĂůǁĂLJƐ ĚĞƚĞĐƚĞĚ;WсϬ͘Ϭϰ͕KZсϬ͘ϯϵ͕ϵϱй/Ϭ͘ϭϲƚŽϬ͘ϵϲͿ

ŝWƌdž K>ʹ ZĞƐƵůƚƐŽĨ ŝWƌdž K>ʹ ZĞƐƵůƚƐŽĨ ƚƌĂŶƐŐĞŶĚĞƌƐƵďĂŶĂůLJƐŝƐ ƚƌĂŶƐŐĞŶĚĞƌƐƵďĂŶĂůLJƐŝƐ ;ĐŽŶƚŝŶƵĞĚͿ ‡ ϭϲϬϯĞůŝŐŝďůĞ;ϭϵϮd'tͿ ‡ d'tƵƐŝŶŐŚŽƌŵŽŶĞƐůĞƐƐůŝŬĞůLJƚŽŚĂǀĞĂŶLJ;KZ Ϭ͘ϯϮ͕ƉсϬ͘ϬϬϮͿŽƌƉƌŽƚĞĐƚŝǀĞ;KZϬ͘ϭϰ͕WфϬ͘ϬϬϭͿ ‡ ϭϮϮϱƉĂƌƚŝĐŝƉĂƚĞĚ;ϭϱϭd'tͿ ĚƌƵŐůĞǀĞůƐĐŽŵƉĂƌĞĚƚŽd'tŶŽƚƵƐŝŶŐ ŚŽƌŵŽŶĞƐ ‡ WƌW ƵƉƚĂŬĞĐŽŵƉĂƌĂďůĞƚŽD^D ± ;ϳϵйǀƐ ϳϲй͕ƉсϬ͘ϰϱͿ ‡ d'tƵƐŝŶŐŚŽƌŵŽŶĞƐůĞƐƐůŝŬĞůLJƚŽŚĂǀĞĂŶLJ;KZ ‡ d'tůĞƐƐƚŝŵĞǁŝƚŚƉƌŽƚĞĐƚŝǀĞĚƌƵŐĐŽŶĐĞŶƚƌĂƚŝŽŶƐǀƐ D^D Ϭ͘ϰϭ͕ƉсϬ͘ϬϬϯͿŽƌƉƌŽƚĞĐƚŝǀĞ;KZϬ͘ϭϬ͕WфϬ͘ϬϬϭͿ ;ϭϳйǀƐ ϯϱй͕WфϬ͘ϬϬϭͿ ĚƌƵŐůĞǀĞůƐĐŽŵƉĂƌĞĚƚŽD^D

‡ ŵŽŶŐĂůůd't͕ƚƌĞŶĚƚŽǁĂƌĚĨĞǁĞƌŚĂǀŝŶŐĐŽŶĐĞŶƚƌĂƚŝŽŶƐ ‡ EŽĚŝĨĨĞƌĞŶĐĞďLJƵƐĞŽĨϭϳͲďĞƚĂĞƐƚƌĂĚŝŽů ǀƐ ŝŶĚŝĐĂƚŝŶŐхϯƚĂďůĞƚƐͬǁĞĞŬǀƐ D^D;KZͲϬ͘ϳϭ͕ϵϱй/Ϭ͘ϰϵ ƐLJŶƚŚĞƚŝĐĞƐƚƌŽŐĞŶƐ;ƉсϬ͘ϳϰͿ ƚŽϭ͘Ϭϯ͕ƉсϬ͘ϬϳͿ͘

ϵ ϭϭͬϮϴͬϮϬϭϴ

ŝWƌdž K>ʹ ƌĞƐƵůƚƐŽĨ ƚƌĂŶƐŐĞŶĚĞƌƐƵďĂŶĂůLJƐŝƐ ;ĐŽŶƚŝŶƵĞĚͿ ‡ Ϯd'tƐĞƌŽĐŽŶǀĞƌƐŝŽŶƐ ± ϭŚĂĚ^ďĞůŽǁůŝŵŝƚŽĨĚĞƚĞĐƚŝŽŶ ± ϭŚĂĚ^фϮƉŝůůƐͬǁĞĞŬ

ϭϬ ϭϭͬϮϴͬϮϬϭϴ

ŝ&d ^ƚƵĚLJʹ ƵŶƉƵďůŝƐŚĞĚĚĂƚĂĨƌŽŵ /^ϮϬϭϴ

ϭϭ ϭϭͬϮϴͬϮϬϭϴ

,/sʹ ǁŚĂƚĂƌĞƚŚĞŶĞdžƚƐƚĞƉƐ͍

‡ ,Z^^WE^ŝŶŝƚŝĂƚŝǀĞũƵƐƚĞŶĚĞĚʹ ĂǁĂŝƚŝŶŐ ĚĂƚĂ /ŶƚĞƌƐĞĐƚŝŽŶďĞƚǁĞĞŶŐĞŶĚĞƌĂĨĨŝƌŵŝŶŐ ± ϵĚĞŵŽŶƐƚƌĂƚŝŽŶƐŝƚĞƐ͗ůŝŶŬĂŐĞΘƌĞƚĞŶƚŝŽŶ ŵĞĚŝĐĂůͬƐƵƌŐŝĐĂůŝŶƚĞƌǀĞŶƚŝŽŶƐĂŶĚ ŝŶƚĞƌǀĞŶƚŝŽŶƐ ,/sͬ^d/ƌŝƐŬ ‡ WƌW ƵƉƚĂŬĞĂŶĚƌĞƚĞŶƚŝŽŶƐƚƵĚLJĨƵŶĚĞĚďLJ ĂůŝĨŽƌŶŝĂ,/sͬ/^ZĞƐĞĂƌĐŚWƌŽŐƌĂŵ ± ϯƉƌŽũĞĐƚƐŝŶǀŽůǀŝŶŐŵƵůƚŝƉůĞƐŝƚĞƐŝŶE͘ĂŶĚ^͘ ± W<ƐƵďƐƚƵĚLJ

sĂŐŝŶŽƉůĂƐƚLJ

ϭϭͬϭϰͬϮϬϭϱ

ϭϮ ϭϭͬϮϴͬϮϬϭϴ

^d/ƐĐƌĞĞŶŝŶŐĂĨƚĞƌǀĂŐŝŶŽƉůĂƐƚLJ͍

‡ WĞŶŝůĞŝŶǀĞƌƐŝŽŶƚĞĐŚŶŝƋƵĞʹ ƐŬŝŶůŝŶĞĚǀĂŐŝŶĂ ± ͍hƌĞƚŚƌĂůŵƵĐŽƐĂƵƐĞĚ

‡ ^ŝŐŵŽŝĚĐŽůŽŶǀĂŐŝŶŽƉůĂƐƚLJ ± >ĞƐƐĐŽŵŵŽŶ ± DƵĐŽƐĂ

ϭϯ ϭϭͬϮϴͬϮϬϭϴ

ƉƉƌŽĂĐŚƚŽŶĞŽǀĂŐŝŶĂů ĚŝƐĐŚĂƌŐĞ EĞŽǀĂŐŝŶĂů &ůŽƌĂ

‡ ϱϬƚƌĂŶƐǁŽŵĞŶĞǀĂůƵĂƚĞĚďLJĂǀĂƌŝĞƚLJŽĨ ‡ ^ŬŝŶͲůŝŶĞĚĐĂǀŝƚLJ ŵŝĐƌŽďŝŽůŽŐŝĐĂůƚĞĐŚŶŝƋƵĞƐ ‡ Ɖ,сŶĞƵƚƌĂů ‡ ϭͬϱϬƐŚŽǁĞĚůĂĐƚŽďĂĐŝůůŝ ‡ ŽĞƐŶŽƚƐĞůĨͲĐůĞĂŶ ‡ DĞĂŶƉ,ϱ͘ϴ ± ƐĞďƵŵ͕ĚĞĂĚƐŬŝŶ͕ůƵďƌŝĐĂŶƚ͕ĞũĂĐƵůĂƚĞ ‡ EŽĐĂŶĚŝĚĂ ‡ ͞EŽƌŵĂů͟ĨůŽƌĂ͍ ‡ DŝdžŽĨƐŬŝŶ͕ĐŽůŽŶŝĐ͕ǀĂŐŝŶĂůͬsĨůŽƌĂ ‡ ^ŬŝŶŝŶĨĞĐƚŝŽŶǀƐ ǀĂŐŝŶĂůŝŶĨĞĐƚŝŽŶ ‡ EŽĂƐƐŽĐŝĂƚŝŽŶďĞƚǁĞĞŶƐdž ĂŶĚĂŶLJƐƉĞĐŝĞƐ ‡ 'ƌĂŶƵůĂƚŝŽŶƚŝƐƐƵĞ

ϭϰ ϭϭͬϮϳͬϮϬϭϴ

ŝƐĐůŽƐƵƌĞƐ

‡ ƌ͘WŚŝůŝƉŚĂƐƌĞĐĞŝǀĞĚƌĞƐĞĂƌĐŚƐƵƉƉŽƌƚĨƌŽŵZŽĐŚĞ͕'ůĂdžŽ^ŵŝƚŚ<ůŝŶĞ͕ DĂŶĂŐŝŶŐ^dƐʹ tŚĂƚ͛ƐĂ,/sůŝŶŝĐŝĂŶƚŽŽ͍ ĂŶĚDĞůŝŶƚĂdŚĞƌĂƉĞƵƚŝĐƐ

‡ dŚĞǀŝĞǁƐĞdžƉƌĞƐƐĞĚŚĞƌĞŝŶĚŽŶŽƚŶĞĐĞƐƐĂƌŝůLJƌĞĨůĞĐƚƚŚĞŽĨĨŝĐŝĂů ^ƵƐĂŶWŚŝůŝƉ͕DDW, ƉŽůŝĐŝĞƐŽĨƚŚĞŝƚLJĂŶĚŽƵŶƚLJŽĨ^ĂŶ&ƌĂŶĐŝƐĐŽ͖ŶŽƌĚŽĞƐŵĞŶƚŝŽŶŽĨ

ŝƌĞĐƚŽƌ͕ŝƐĞĂƐĞWƌĞǀĞŶƚŝŽŶĂŶĚŽŶƚƌŽů ƚŚĞ^ĂŶ&ƌĂŶĐŝƐĐŽĞƉĂƌƚŵĞŶƚŽĨWƵďůŝĐ,ĞĂůƚŚŝŵƉůLJŝƚƐ WŽƉƵůĂƚŝŽŶ,ĞĂůƚŚŝǀŝƐŝŽŶ ĞŶĚŽƌƐĞŵĞŶƚ͘ ^ĂŶ&ƌĂŶĐŝƐĐŽĞƉĂƌƚŵĞŶƚŽĨWƵďůŝĐ,ĞĂůƚŚ

ƐƐŝƐƚĂŶƚůŝŶŝĐĂůWƌŽĨĞƐƐŽƌŽĨDĞĚŝĐŝŶĞ ŝǀŝƐŝŽŶŽĨ/ŶĨĞĐƚŝŽƵƐŝƐĞĂƐĞƐ hŶŝǀĞƌƐŝƚLJŽĨĂůŝĨŽƌŶŝĂ͕^ĂŶ&ƌĂŶĐŝƐĐŽ

ZŽĂĚŵĂƉ

‡ ^dƐĐƌĞĞŶŝŶŐŝŶ,/sWƌŝŵĂƌLJĂƌĞ ‡ ^ĞůĞĐƚůŝŶŝĐĂůƵƉĚĂƚĞƐ ‡ KŶƚŚĞ,ŽƌŝnjŽŶ

dƌĞĂƚŵĞŶƚ'ƵŝĚĞůŝŶĞƐ ƉƉĨŽƌŝK^ĂŶĚŶĚƌŽŝĚ

ǀĂŝůĂďůĞŶŽǁ͕&Z͊ ;ĂĐĐĞƉƚŶŽĐŽŵƉĞƚŝƚŽƌƐͿ d,ŐƵŝĚĞĨŽƌ^dƚƌĞĂƚŵĞŶƚ

ϰ ŚƚƚƉ͗ͬͬǁǁǁ͘ĐĚĐ͘ŐŽǀͬƐƚĚͬƚŐϮϬϭϱͬ

ϭ ϭϭͬϮϳͬϮϬϭϴ

DƵůƚŝƉůĞ͕ŽŶƚŝŶƵĞĚZĞĐŽŵŵĞŶĚĂƚŝŽŶƐƚŽ KƵƌ'ŽĂůŝƐ^yh>,>d,͗ ^ĐƌĞĞŶĨŽƌ^dƐŝŶWĂƚŝĞŶƚƐ>ŝǀŝŶŐǁŝƚŚ,/s ͙͞ĂƐƚĂƚĞŽĨƉŚLJƐŝĐĂů͕ĞŵŽƚŝŽŶĂů͕ŵĞŶƚĂůĂŶĚƐŽĐŝĂůǁĞůůͲďĞŝŶŐŝŶ ƌĞůĂƚŝŽŶƚŽƐĞdžƵĂůŝƚLJ͖ŝƚŝƐŶŽƚŵĞƌĞůLJƚŚĞĂďƐĞŶĐĞŽĨĚŝƐĞĂƐĞ͕ ĚLJƐĨƵŶĐƚŝŽŶŽƌŝŶĨŝƌŵŝƚLJ͘^ĞdžƵĂůŚĞĂůƚŚƌĞƋƵŝƌĞƐĂƉŽƐŝƚŝǀĞĂŶĚ ƌĞƐƉĞĐƚĨƵůĂƉƉƌŽĂĐŚƚŽƐĞdžƵĂůŝƚLJĂŶĚƐĞdžƵĂůƌĞůĂƚŝŽŶƐŚŝƉƐ͕ĂƐǁĞůůĂƐ ƚŚĞƉŽƐƐŝďŝůŝƚLJŽĨŚĂǀŝŶŐƉůĞĂƐƵƌĂďůĞĂŶĚƐĂĨĞƐĞdžƵĂůĞdžƉĞƌŝĞŶĐĞƐ͕ĨƌĞĞ ŽĨĐŽĞƌĐŝŽŶ͕ĚŝƐĐƌŝŵŝŶĂƚŝŽŶĂŶĚǀŝŽůĞŶĐĞ͘&ŽƌƐĞdžƵĂůŚĞĂůƚŚƚŽďĞ ĂƚƚĂŝŶĞĚĂŶĚŵĂŝŶƚĂŝŶĞĚ͕ƚŚĞƐĞdžƵĂůƌŝŐŚƚƐŽĨĂůůƉĞƌƐŽŶƐŵƵƐƚďĞ ƌĞƐƉĞĐƚĞĚ͕ƉƌŽƚĞĐƚĞĚĂŶĚĨƵůĨŝůůĞĚ͘͟;t,K͕ϮϬϬϲĂͿ

^ŽƵƌĐĞ͗WƌĞǀĞŶƚŝŽŶĐĐĞƐƐĂŵƉĂŝŐŶ͕tŽƌůĚ,ĞĂůƚŚKƌŐĂŶŝnjĂƚŝŽŶ ďĞƌŐůŝŶ/ŶĨĞĐƚŝƐ͘ϮϬϭϰ͖͕,Z^͕E/,͕,/sD͕E͕/W͕ED͕h,W^͘ϮϬϭϰ

DŽƌĞWĞŽƉůĞ>ŝǀŝŶŐǁŝƚŚ,/sĂƌĞďĞŝŶŐŝĂŐŶŽƐĞĚǁŝƚŚĂŶ^dŝŶ^ĂŶ ŽŚŽƌƚĂƚĂ &ƌĂŶĐŝƐĐŽ ‡ ĞƐĐƌŝƉƚŝǀĞZĞƚƌŽƐƉĞĐƚŝǀĞĐŽŚŽƌƚƐƚƵĚLJ͕ϭϯŽƵƚƉĂƚŝĞŶƚ,/sĐůŝŶŝĐƐŝƚĞƐ:ĂŶϭ͕ϮϬϭϭͲDĂƌĐŚϮϭ͕ϮϬϭϱ͘ ϭϲϬϬϬ ϭϬй hƐƵĂůƚĞƐƚŝŶŐĂŶĚƐĐƌĞĞŶŝŶŐ͗d͕'͕ƐLJƉŚŝůŝƐ

ϵй ‡ ϲϳϲϮĞŶƌŽůůĞĚ;ŵĞĚŝĂŶĂŐĞϰϳ͕ϳϭйŵĞŶ͕ϯϵйD^D͕ϳϱйŶŽŶͲ,ŝƐƉĂŶŝĐďůĂĐŬ͕Ϯйd'ǁŽŵĞŶͿ ϭϰϬϬϬ

ϴй ϰϱй ϭϮϬϬϬ ϭϮ ϳй ϭϬ͘ϴ ϰϬй ϵ͘ϵ ϭϬϬϬϬ ϭϬ ϲй ϵ͘Ϯ ϯϱй ϭϰ͘ϲй ĞƚĞĐƚĂďůĞs>х ϳ͘ϳ ϯϬй ϴϬϬϬ ϱй ϴ ϭϱϬϬ Ϯϱй ϰй ϲ ϲϬϬϬ ϮϬй ϯй ϯ͘ϴ ϰϭ͘ϴйǁŝƚŚĂŶLJ ϰ ϭϱй ϰϬϬϬ ^dŚĂĚĂ Ϯϳ͘Ϯй Ϯй ĚĞƚĞĐƚĂďůĞs> ϭϬй Ϯ ǁŝƚŚŝŶϭŵŽŶƚŚ

ϮϬϬϬ ^d/ŶĐŝĚĞŶĐĞƉĞƌϭϬϬƉĞƌƐŽŶͲLJĞĂƌƐ ϭй ϱй Ϭ Ϭ Ϭй Ϭй ϮϬϬϭ ϮϬϬϮ ϮϬϬϯ ϮϬϬϰ ϮϬϬϱ ϮϬϬϲ ϮϬϬϳ ϮϬϬϴ ϮϬϬϵ ϮϬϭϬ ϮϬϭϭ ϮϬϭϮ ϮϬϭϯ ϮϬϭϰ ϮϬϭϱ dŽƚĂů>ŝǀŝŶŐǁŝƚŚ,/sͬ/^ йǁŝƚŚ^dŝĂŐŶŽƐŝƐ

^&W,WŽƉƵůĂƚŝŽŶ,ĞĂůƚŚŝǀŝƐŝŽŶ͕ƉƉůŝĞĚZĞƐĞĂƌĐŚŽŵŵƵŶŝƚLJ,ĞĂůƚŚƉŝĚĞŵŝŽůŽŐLJĂŶĚ^ƵƌǀĞŝůůĂŶĐĞƌĂŶĐŚ >ƵĐĂƌKƉĞŶ&ŽƌƵŵ/ŶĨĞĐƚŝŽƵƐŝƐĞĂƐĞƐϮϬϭϴ

Ϯ ϭϭͬϮϳͬϮϬϭϴ

8QOLNH8UHWKUDO,QIHFWLRQVPRVW5HFWDO*RQRUUKHD ^ĐƌĞĞŶŝŶŐŝŶ,/sнWĂƚŝĞŶƚƐ͗tŚŝĐŚ^dƐĂŶĚ,ŽǁKĨƚĞŶ͍ DQG&KODP\GLDLQIHFWLRQVLQ060DUH$V\PSWRPDWLF

&ŽƌĂŶLJ,/sͲŝŶĨĞĐƚĞĚƉĂƚŝĞŶƚ͕ŽŶĞŶƚƌLJĂŶĚƚŚĞŶĂƚůĞĂƐƚĂŶŶƵĂůůLJʹ   ĂƐŽĨƚĞŶĂƐĞǀĞƌLJϯͲϲŵŽŶƚŚƐĨŽƌƚŚŽƐĞĂƚŚŝŐŚĞƌƌŝƐŬ͗ ZĞĐƚĂů/ŶĨĞĐƚŝŽŶƐ ‡ 'ŽŶŽƌƌŚĞĂ EdŝƐƚĞƐƚŽĨĐŚŽŝĐĞ͘&ŽƌD^DŝŶĐůƵĚĞƉŚĂƌLJŶŐĞĂůĂŶĚƌĞĐƚĂůƐĐƌĞĞŶŝŶŐ ‡ ŚůĂŵLJĚŝĂ ŝĨƉĂƚŝĞŶƚŚĂƐƌĞĐĞƉƚŝǀĞĂŶĂůĂŶĚŽƌĂůƐĞdž   ‡ ^LJƉŚŝůŝƐ &KODP\GLD *RQRUUKHD ‡ ,ĞƉĂƚŝƚŝƐƐĞƌŽůŽŐLJ;͚ĂƚůĞĂƐƚLJĞĂƌůLJ͛ŝŶD^DͿ Q  1  $V\PSWRPDWLF ‡ ,ĞƉĂƚŝƚŝƐĂŶĚƐĞƌŽůŽŐLJŽŶĞŶƚƌLJ;ŝĨŶĞŐĂƚŝǀĞ͕ǀĂĐĐŝŶĂƚĞͿ  6\PSWRPDWLF hƌĞƚŚƌĂů/ŶĨĞĐƚŝŽŶƐ ‡ dƌŝĐŚŽŵŽŶĂƐƵƐŝŶŐEdŽƌĐƵůƚƵƌĞ;ǁŽŵĞŶͿ  ‡ ,^sƚLJƉĞƐƉĞĐŝĨŝĐƐĞƌŽůŽŐLJĐĂŶďĞŽĨĨĞƌĞĚĂƚŝŶŝƚŝĂůǀŝƐŝƚ  ‡ ,Ws;ĂŶĂůĐĂŶĐĞƌͿ͗ŶŶƵĂůĚŝŐŝƚĂůƌĞĐƚĂůĞdžĂŵŵĂLJďĞƵƐĞĨƵů͕ƐŽŵĞĐĞŶƚĞƌƐ  ƉĞƌĨŽƌŵĂŶĂůWĂƉĂŶĚ,ZĨŽƌĂďŶŽƌŵĂůĐLJƚŽůŽŐŝĐƌĞƐƵůƚƐ &KODP\GLD *RQRUUKHD Q  Q  ϮϬϭϱ^ddƌĞĂƚŵĞŶƚ'ƵŝĚĞůŝŶĞƐ ^ĂŶ&ƌĂŶĐŝƐĐŽŝƚLJůŝŶŝĐ͕ϮϬϭϭ͖ĚĂƉƚĞĚĨƌŽŵ<ĞŶƚ͕<ĞƚĂů͕ůŝŶ/ŶĨĞĐƚŝƐ:ƵůLJϮϬϬϱ

ĂŶǁĞƐĐƌĞĞŶĂƐŝŶŐůĞĂŶĂƚŽŵŝĐƐŝƚĞ;ŝ͘Ğ͘ƵƌŝŶĞͿĂŶĚĂƐƐƵŵĞĐŽŶĐŽƌĚĂŶĐĞ ^d^ĐƌĞĞŶŝŶŐŝŶ,/sWƌŝŵĂƌLJĂƌĞ͗KƉƉŽƌƚƵŶŝƚŝĞƐƚŽ/ŵƉƌŽǀĞ ĂƚƚŚĞƉŚĂƌLJŶdžĂŶĚƌĞĐƚƵŵ͍ ϭϬϬ EŽ͕ǁŝůůŵŝƐƐŵĂũŽƌŝƚLJŽĨĐĂƐĞƐ ϵϬ ϴϬ ϳϬ ϲϬ ϱϬ ϰϬ WĞƌĐĞŶƚĂŐĞ ϯϬ ϮϬ ϭϬ Ϭ ϮϬϬϵ ϮϬϭϬ ϮϬϭϭ ϮϬϭϮ ϮϬϭϯ zĞĂƌ

^LJƉŚŝůŝƐ ŚůĂŵLJĚŝĂĂŶĚ'ŽŶŽƌƌŚĞĂ ^LJƉŚŝůŝƐ͕ŚůĂŵLJĚŝĂ͕'ŽŶŽƌƌŚĞĂ

KƚŚĞƌƐƚƵĚŝĞƐ͗ DDWĂŶĂůLJƐŝƐŝŶ^ĂŶ&ƌĂŶĐŝƐĐŽ͕ĂĚĚŝƚŝŽŶĂůϴ͘ϵйƐĐƌĞĞŶĞĚŝŶϮϬϭϮͲϭϰŝĨŝŶĐůƵĚĞƐĞdžƵĂůŚĞĂůƚŚ ĐůŝŶŝĐƐϮ ŚůĂŵLJĚŝĂ 'ŽŶŽƌƌŚĞĂ KǀĞƌĂůůƚƌĞŶĚŽĨƐĐƌĞĞŶŝŶŐĐŽŶƐŝƐƚĞŶƚĂĐƌŽƐƐŵƵůƚŝƉůĞƉŽƉƵůĂƚŝŽŶƐŽĨ,/sĐůŝŶŝĐƉĂƚŝĞŶƚƐ͗ƐLJƉŚŝůŝƐŚŝŐŚĞƌ ƚŚĂŶ'ͬd͕ďƵƚŶŽŶĞĂƉƉƌŽĂĐŚŝŶŐϵϬй;ůŽǁďĂƌ͊KŶůLJĂŶŶƵĂů͕ĂŶĚŶŽƚĐŽŶƐŝĚĞƌŝŶŐĞdžƚƌĂŐĞŶŝƚĂů'ͬdͿϰͲϱ

DĂƌĐƵƐĞƚĂů͕^dKĐƚϮϬϭϭ͖ϯϴ͗ϵϮϮͲϰ ^ůŝĚĞŽƵƌƚĞƐLJ/͘WĂƌŬD͕D^ DĂƚƚƐŽŶ/ϮϬϭϳ͖Ϯ,ƵŐŚĞƐ/ϮϬϭϳ͖ ϯĞĂŶ^dϮϬϭϳ͖ϰ>ĂŶĚŽǀŝƚnj^dϮϬϭϴ͖ϱWĞĂƌƐŽŶ:/^ϮϬϭϱ

ϯ ϭϭͬϮϳͬϮϬϭϴ

*RQRUUKHD6FUHHQLQJDQG7UHDWPHQWLVRQHRI ĚĚƌĞƐƐŝŶŐĂƌƌŝĞƌƐ͗^ĞůĨdĞƐƚŝŶŐ &'&¶VNH\VWUDWHJLHVWRUHGXFLQJULVNRIUHVLVWDQW Neisseria gonorrhoeae

ZĞĐŽŵŵĞŶĚĞĚ͗ĞĨƚƌŝĂdžŽŶĞϮϱϬŵŐ/DdžϭĂŶĚnjŝƚŚƌŽŵLJĐŝŶϭ'ƌĂŵWKdžϭ

ůƚĞƌŶĂƚŝǀĞƐ͗ĞĨŝdžŝŵĞϰϬϬŵŐWKdžϭĂŶĚnjŝƚŚƌŽŵLJĐŝŶϭŐWKdžϭ 'ĞŵŝĨůŽdžĂĐŝŶϯϮϬŵŐWKdžϭEnjŝƚŚƌŽŵLJĐŝŶϮŐWKdžϭ ŽƵůĚďĞŝŶŝƚŝĂƚĞĚĞŝƚŚĞƌďLJƉƌŽǀŝĚĞƌƐŽƌƉĂƚŝĞŶƚƐ 'ĞŶƚĂŵŝĐŝŶϮϰϬŵŐ/DdžϭEnjŝƚŚƌŽŵLJĐŝŶϮŐWKdžϭ KǀĞƌĂůůƚĞƐƚŝŶŐ'ͬdĂƚĂůůƚŚƌĞĞĂŶĂƚŽŵŝĐƐŝƚĞƐϭϲйͲϯϭй͕ƉфϬ͘ϬϬϭǁĂƐϵϬйŝŶĐƌĞĂƐĞďƵƚůŽǁĂďƐŽůƵƚĞƉĞƌĐĞŶƚ

%DUEHH-$,'6 $QWLELRWLF5HVLVWDQFH7KUHDWVLQWKH8QLWHG6WDWHV&'&

ZĂŶĚŽŵŝnjĞĚŽŶƚƌŽůůĞĚdƌŝĂů͗ƐŝŶŐůĞĚŽƐĞǀƐ͘ϳĚĂLJ DĂŶĂŐĞŵĞŶƚŽĨdƌŝĐŚŽŵŽŶŝĂƐŝƐǁŝƚŚ,/sĐŽͲŝŶĨĞĐƚŝŽŶ ĐŽƵƌƐĞŽĨDĞƚƌŽŶŝĚĂnjŽůĞƚŽƚƌĞĂƚdƌŝĐŚŽŵŽŶŝĂƐŝƐ ‡,/sͲŝŶĨĞĐƚĞĚǁŽŵĞŶƐŚŽƵůĚďĞƐĐƌĞĞŶĞĚĨŽƌdƌŝĐŚŽŵŽŶĂƐǀĂŐŝŶĂůŝƐ ŝŶĐůƵĚŝŶŐĂƚĞŶƚƌLJƚŽĐĂƌĞĂŶĚĂŶŶƵĂůůLJ ‡ ZĂŶĚŽŵŝnjĞĚ͕ŵƵůƚŝƐŝƚĞ͕ŽƉĞŶůĂďĞůƐƚƵĚLJŽĨŵĞƚƌŽŶŝĚĂnjŽůĞϮŐWKdžϭ ǀƐ͘ϱϬϬŵŐWKďŝĚdžϳĚĂLJƐ ‡ƵůƚƵƌĞŽƌEdƉƌĞĨĞƌƌĞĚŽǀĞƌǁĞƚŵŽƵŶƚ ‡ WƌŝŵĂƌLJŽƵƚĐŽŵĞd͘ǀĂŐŝŶĂůŝƐŝŶĨĞĐƚŝŽŶďLJEdŽƌĐƵůƚƵƌĞĂƚϰǁĞĞŬƐ ;ďůŝŶĚĞĚďLJĂƌŵͿ ‡h,/sůŝŶŝĐϮϬϭϰͲϮϬϭϱ͕ϱϮйǁŽŵĞŶƐĐƌĞĞŶĞĚďLJEdǁŝƚŚϭϳй ƉŽƐŝƚŝǀĞϭ ‡ /ŶĐůƵƐŝŽŶ͗,/sƵŶŝŶĨĞĐƚĞĚǁŽŵĞŶ͕ϭϴн͕d͘ǀĂŐŝŶĂůŝƐƉŽƐŝƚŝǀĞďLJ ŵŝĐƌŽƐĐŽƉLJŽƌEdΘĐŽŶĨŝƌŵĞĚďLJĐƵůƚƵƌĞŽƌEd ‡,/sͲŝŶĨĞĐƚĞĚ͕ƉƌĞŐŶĂŶƚǁŽŵĞŶƐŚŽƵůĚďĞƐĐƌĞĞŶĞĚĨŽƌdsĂƚĨŝƌƐƚƉƌĞŶĂƚĂů ‡ džĐůƵƐŝŽŶ͗ƉƌĞŐŶĂŶƚ͕ďƌĞĂƐƚĨĞĞĚŝŶŐ͕ŵĞƚƌŽŶŝĚĂnjŽůĞŝŶůĂƐƚϭϰĚĂLJƐ ǀŝƐŝƚ͖ĂŐĂŝŶϯŵŽŶƚŚƐůĂƚĞƌŝĨƉŽƐŝƚŝǀĞ ‡ ϲϮϯƌĂŶĚŽŵŝnjĞĚ;ŶŽĚŝĨĨĞƌĞŶĐĞďLJĂƌŵͿ͗ϵϱй͕ͬŵĞĚŝĂŶĂŐĞϮϳ͕ ‡,/sͲŝŶĨĞĐƚĞĚǁŽŵĞŶĚŝĂŐŶŽƐĞĚǁŝƚŚdsƐŚŽƵůĚƌĞĐĞŝǀĞŵĞƚƌŽŶŝĚĂnjŽůĞ ϯϵйхϭƐĞdžƉĂƌƚŶĞƌŝŶƉĂƐƚŵŽŶƚŚ͕ϴϬйǁŝƚŚďĂƐĞůŝŶĞƐLJŵƉƚŽŵƐ ϱϬϬŵŐ/ĨŽƌϳĚĂLJƐ;ŶŽƚϮŐdžϭͿƚŽŝŵƉƌŽǀĞĐƵƌĞƌĂƚĞƐ;ZZϬ͘ϰϲ͖ϵϱй/ Ϭ͘ϮϭͲϬ͘ϵϴͿϮ ‡ ϱϰϬ;ϴϳйͿƌĞƚƵƌŶĞĚĨŽƌdKǀŝƐŝƚ͕ŵĞĂŶƚŝŵĞϰ͘ϵǁĞĞŬƐ

DƵnjŶLJ^dϮϬϭϲ͖Ϯ<ŝƐƐŝŶŐĞƌ:/^ϮϬϭϬ ϮϬϭϱ^ddƌĞĂƚŵĞŶƚ'ƵŝĚĞůŝŶĞƐ <ŝƐƐŝŶŐĞƌW͘>ĂƚĞƌĞĂŬĞƌĂďƐƚƌĂĐƚ^dWƌĞǀĞŶƚŝŽŶŽŶĨĞƌĞŶĐĞϮϬϭϴ

ϰ ϭϭͬϮϳͬϮϬϭϴ

DƵůƚŝͲĚŽƐĞǁĂƐďĞƚƚĞƌ ^LJƉŚŝůŝƐdƌĞĂƚŵĞŶƚʹ dƌĞĂƚŵĞŶƚĚĞƉĞŶĚƐŽŶ^ƚĂŐĞ͊

EŽĐŚĂŶŐĞŝŶdƌĞĂƚŵĞŶƚ WƌŝŵĂƌLJ͕^ĞĐŽŶĚĂƌLJΘĂƌůLJ>ĂƚĞŶƚ͗ 'ƵŝĚĞůŝŶĞƐLJĞƚ͙͘ ‡ ĞŶnjĂƚŚŝŶĞƉĞŶŝĐŝůůŝŶ'Ϯ͘ϰŵŝůůŝŽŶƵŶŝƚƐ/DŝŶĂƐŝŶŐůĞĚŽƐĞ

džƉĞƌƚŵĞĞƚŝŶŐĂŶĚ ĞŶnjĂƚŚŝŶĞWEŶŽ >ĂƚĞ>ĂƚĞŶƚĂŶĚhŶŬŶŽǁŶƵƌĂƚŝŽŶ͗ ƌĞǀŝƐŝŽŶĞdžƉĞĐƚĞĚŝŶ ůŽŶŐĞƌŝŶƐŚŽƌƚĂŐĞ͖ŝĨ ‡ ĞŶnjĂƚŚŝŶĞWĞŶŝĐŝůůŝŶ'ϳ͘ϮŵŝůůŝŽŶƵŶŝƚƐƚŽƚĂů͕ŐŝǀĞŶĂƐϯ ĐŽƐƚŝƐĂďĂƌƌŝĞƌƚŽ ϮϬϭϵ ĚŽƐĞƐŽĨϮ͘ϰŵŝůůŝŽŶƵŶŝƚƐĞĂĐŚĂƚϭǁĞĞŬŝŶƚĞƌǀĂůƐ ƉĂƚŝĞŶƚƚƌĞĂƚŵĞŶƚ͕ĐĂůů ůŽĐĂůͬƐƚĂƚĞƉƵďůŝĐŚĞĂůƚŚ &ŽƌŶŽǁ͗ĐŽŶƐŝĚĞƌ EĞƵƌŽƐLJƉŚŝůŝƐŽƌKĐƵůĂƌ^LJƉŚŝůŝƐ͗ йdsƉŽƐŝƚŝǀĞĂƚdKǀŝƐŝƚ ŚĂǀŝŶŐůŽǁƚŚƌĞƐŚŽůĚĨŽƌ ‡ ƋƵĞŽƵƐƌLJƐƚĂůůŝŶĞWĞŶŝĐŝůůŝŶ'ϭϴͲϮϰŵŝůůŝŽŶƵŶŝƚƐ/sĚĂŝůLJ ůŽŶŐĞƌĐŽƵƌƐĞƚƌĞĂƚŵĞŶƚ ĂĚŵŝŶŝƐƚĞƌĞĚĂƐϯͲϰŵŝůůŝŽŶ/sƋϰŚƌĨŽƌϭϬͲϭϰĚ ŝŶĂůůĨĞŵĂůĞƉĂƚŝĞŶƚƐ ǁŝƚŚds Alternatives in non-pregnant adults include doxycycline, ceftriaxone; ONLY penicillin is acceptable in pregnancy ůůĐŽŵƉĂƌŝƐŽŶƉфϬ͘ϬϬϭ͕/ddĂŶĚŵͲ/ddĚŽŶĞƵƐŝŶŐ'ĐůƵƐƚĞƌŝŶŐďLJƐŝƚĞ

<ŝƐƐŝŶŐĞƌW͘>ĂƚĞƌĞĂŬĞƌĂďƐƚƌĂĐƚ^dWƌĞǀĞŶƚŝŽŶŽŶĨĞƌĞŶĐĞϮϬϭϴ CDC 2015 STD Tx Guidelines www.cdc.gov/std/treatment

Congenital Syphilis is an Increasing Threat

‡ dŚƌĞĞůŝŶŝĐĂůƐŝƚĞƐŝŶ,ŽƵƐƚŽŶ͕dy

‡ ϲϰƉĂƚŝĞŶƚƐĞŶƌŽůůĞĚ;ƐŵĂůůĞƌƚŚĂŶƉůĂŶŶĞĚ ϭϭϴƐƵďũĞĐƚƐͿ

‡ ϴϰйD^D͕ϱϴйůĂĐŬ͕ϯϭй,ŝƐƉĂŶŝĐ

‡ DĞĂŶϰϯϴϴ͖ϯϭйs>фϱϬĐŽƉŝĞƐͬŵů

‡ &ŽůůŽǁĞĚϭϮŵŽŶƚŚƐ͕dƌĞĂƚŵĞŶƚƐƵĐĐĞƐƐ ĚĞĨŝŶĞĚĂƐĂϰͲĨŽůĚƚŝƚĞƌĚĞĐƌĞĂƐĞ

‡ EŽĚŝĨĨĞƌĞŶĐĞďĞƚǁĞĞŶƐƚƵĚLJĂƌŵƐ ŶĚƌĂĚĞ/ϮϬϭϳ ^ĞdžƵĂůůLJdƌĂŶƐŵŝƚƚĞĚŝƐĞĂƐĞ^ƵƌǀĞŝůůĂŶĐĞϮϬϭϳ͖^ĞƉƚĞŵďĞƌϮϱϮϬϭϴ

ϱ ϭϭͬϮϳͬϮϬϭϴ

WƌĞǀĞŶƚŝŶŐŽŶŐĞŶŝƚĂů^LJƉŚŝůŝƐ͗ůŝŶŝĐĂůͲWƵďůŝĐ,ĞĂůƚŚWĂƌƚŶĞƌƐŚŝƉƐ ZĞĐƚĂůŚůĂŵLJĚŝĂ ‡ ^ĐƌĞĞŶĂůůƉƌĞŐŶĂŶƚǁŽŵĞŶĂƚƐƚĂƌƚŽĨƉƌĞŶĂƚĂůĐĂƌĞ͕ĂŶĚŝĨŚŝŐŚƌŝƐŬĂƚƐƚĂƌƚŽĨϯƌĚ ‡ DĞƚĂͲĂŶĂůLJƐŝƐƉŽŽůĞĚĞĨĨŝĐĂĐLJϴϮ͘ϵйĨŽƌĂnjŝƚŚƌŽŵLJĐŝŶϭŐWKdžϭ͕ϵϵ͘ϲйĨŽƌ ƚƌŝŵĞƐƚĞƌĂŶĚĂŐĂŝŶĂƚĚĞůŝǀĞƌLJ͗ϯƚŽƚĂůƐĐƌĞĞŶƐ͘;ƌĞĐƐŵĂLJĐŚĂŶŐĞƚŽƵŶŝǀĞƌƐĂů ϭ ϯƌĚ ƚƌŝŵĞƐƚĞƌ͊Ϳ ĚŽdžLJĐLJĐůŝŶĞϭϬϬŵŐWKďŝĚdžϳĚĂLJƐďƵƚĂůůŽďƐĞƌǀĂƚŝŽŶĂů ‡ ƵƐƚƌĂůŝĂŶ͕ƵƌŽƉĞĂŶŐƵŝĚĞůŝŶĞƐŚĂǀĞŵŽǀĞĚƚŽĚŽdžLJĐLJĐůŝŶĞ͕h͘^͘'ƵŝĚĞůŝŶĞƐ ƌĞŵĂŝŶĂnjŝƚŚƌŽŵLJĐŝŶϭŐWKdžϭ ‡ ŽŶŐĞŶŝƚĂůĐĂƐĞƐĂƌĞƐĞŶƚŝŶĞůĞǀĞŶƚƐĨŽƌĐůŝŶŝĐĂůĚĞůŝǀĞƌLJƐLJƐƚĞŵƐEƉƵďůŝĐŚĞĂůƚŚ ‡ ĞƚƚĞƌĚĂƚĂĐŽŵŝŶŐƐŽŽŶϮͲϯ͗ ‡ ZĞĐƌƵŝƚŝŶŐϳϬϬŵĞŶĨƌŽŵƵƐƚƌĂůŝĂŶ^ĞdžƵĂů ŚĞĂůƚŚĐůŝŶŝĐƐŝŶĐůƵĚŝŶŐ,/sнƉĞƌƐŽŶƐ ‡ WƵďůŝĐŚĞĂůƚŚƉƌŝŽƌŝƚŝnjĞƐĨĞŵĂůĞƉĂƌƚŶĞƌƐŽĨŵĂůĞƐLJƉŚŝůŝƐĐĂƐĞƐʹ ƉůĞĂƐĞƉƌĞƉĂƌĞ ƉĂƚŝĞŶƚƐĂŶĚĞŶĐŽƵƌĂŐĞƚŚĞŵƚŽǁŽƌŬǁŝƚŚƵƐƚŽĞŶƐƵƌĞƉĂƌƚŶĞƌƐĂƌĞƚƌĞĂƚĞĚ ‡ ZĂŶĚŽŵŝnjĞĚƚŽĞŝƚŚĞƌĂĐƚŝǀĞĂnjŝƚŚƌŽŵLJĐŝŶŽƌ ĚŽdžLJĂŶĚĂĚĚŝƚŝŽŶĂůƉůĂĐĞďŽƉŝůůƐƚŽƚŽƚĂůŽĨϭϰ ƉŝůůƐͬƐƵďũĞĐƚ ‡ ZĞŵĞŵďĞƌƚŚĂƚƉĞŶŝĐŝůůŝŶŝƐƚŚĞŽŶůLJĂĐĐĞƉƚĂďůĞƚƌĞĂƚŵĞŶƚĨŽƌƉƌĞŐŶĂŶƚǁŽŵĞŶ ǁŝƚŚƐLJƉŚŝůŝƐʹ ŵƵƐƚĚĞƐĞŶƐŝƚŝnjĞŝĨƚƌƵĞƐĞƌŝŽƵƐĂůůĞƌŐLJ ‡ &ŽůůŽǁĞĚĨŽƌĨŽƵƌǁĞĞŬƐ͖ƉƌŝŵĂƌLJĞŶĚƉŽŝŶƚ Ed ‡ DƵƐƚĂĚŚĞƌĞƚŽƐƚƌŝĐƚϳͲĚĂLJŝŶƚĞƌǀĂůĨŽƌǁĞĞŬůLJďĞŶnjĂƚŚŝŶĞƉĞŶŝĐŝůůŝŶŝŶƉƌĞŐŶĂŶƚ ƉĂƚŝĞŶƚƐǁŝƚŚůĂƚĞůĂƚĞŶƚƐLJƉŚŝůŝƐ͘/ĨĚĞůĂLJĞĚ͕ŵƵƐƚƌĞƐƚĂƌƚƐĞƌŝĞƐ͘ ‡ tŝůůŝŶĐŽƌƉŽƌĂƚĞǁŚŽůĞŐĞŶŽŵĞƐĞƋƵĞŶĐŝŶŐƚŽ ĚŝƐĐƌŝŵŝŶĂƚĞƌĞŝŶĨĞĐƚŝŽŶǀƐ͘ƚƌĞĂƚŵĞŶƚĨĂŝůƵƌĞ

ϭ<ŽŶŐ:ϮϬϭϱ͖Ϯ>ĂƵD/ŶĨĞĐƚŝŽƵƐŝƐĞĂƐĞƐϮϬϭϳ͖ϯEdϬϯϲϬϴϳϳϰh͘^͘dƌŝĂůnjŝƚŚƌŽǀƐŽdžLJĨŽƌdƌĞĂƚŵĞŶƚŽĨZĞĐƚĂůdŝŶD^D

>ŝĐĞŶƐĞĚ,WssĂĐĐŝŶĞƐŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ ŝǀĂůĞŶƚ;Ϯǀ,WsͿ͗'^<ĞƌǀĂƌŝdžΠ ‡ dLJƉĞƐϭϲ͕ϭϴ ‡ WƌĞǀĞŶƚƐĐĞƌǀŝĐĂůĐĂŶĐĞƌ ‡ &ͲĂƉƉƌŽǀĞĚĨŽƌĨĞŵĂůĞƐϭϬͲϮϱ ‡ ϯͲĚŽƐĞƐĞƌŝĞƐ͖Ψϯϲϱ YƵĂĚƌŝǀĂůĞŶƚ;ϰǀ,WsͿ͗DĞƌĐŬ'ĂƌĚĂƐŝůΠ ‡ dLJƉĞƐϲ͕ϭϭ͕ϭϲ͕ϭϴ ‡ WƌĞǀĞŶƚƐǁĂƌƚƐ͕ĐĞƌǀŝĐĂůĐĂŶĐĞƌ͕ĂŶĂůĐĂŶĐĞƌ ‡ &ͲĂƉƉƌŽǀĞĚĨŽƌĨĞŵĂůĞƐĂŶĚŵĂůĞƐϵͲϮϲ ‡ ϯͲĚŽƐĞƐĞƌŝĞƐ͖Ψϯϳϱ EŽŶĂǀĂůĞŶƚ;ϵǀ,WsͿ͗DĞƌĐŬ'ĂƌĚĂƐŝůϵΠ ‡ dLJƉĞƐϲ͕ϭϭ͕ϭϲ͕ϭϴ͕ϯϭ͕ϯϯ͕ϰϱ͕ϱϮ͕ϱϴ ‡ &ĂƉƉƌŽǀĞĚĨŽƌĨĞŵĂůĞƐĂŶĚŵĂůĞƐϵͲϮϲ ‡ ΨϭϯϬͲΨϭϳϬͬƐŚŽƚ ǁǁǁ͘ĨĚĂ͘ŐŽǀ KĐƚŽďĞƌϱ͕ϮϬϭϴ ^ůŝĚĞĂĚĂƉƚĞĚĨƌŽŵ/͘WĂƌŬD͕D^

ϲ ϭϭͬϮϳͬϮϬϭϴ

/W,WssĂĐĐŝŶĞZĞĐŽŵŵĞŶĚĂƚŝŽŶƐ;Zs/^/KE^yWdͿ /W,WssĂĐĐŝŶĞZĞĐŽŵŵĞŶĚĂƚŝŽŶƐĨŽƌŽŵŵŽŶůŝŶŝĐĂů WŽƉƵůĂƚŝŽŶ ZĞĐŽŵŵĞŶĚĂƚŝŽŶ ^ĐĞŶĂƌŝŽƐ 'ĞŶĚĞƌ ŐĞ ‡ ,WsǀĂĐĐŝŶĂƚŝŽŶĐĂŶƉƌŽǀŝĚĞƉƌŽƚĞĐƚŝŽŶĂŐĂŝŶƐƚŝŶĨĞĐƚŝŽŶǁŝƚŚ,WsǀĂĐĐŝŶĞƚLJƉĞƐ &ĞŵĂůĞƐ фϭϱ ϮĚŽƐĞƐϵǀ,WsϬ͕ϲͲϭϮŵŽŶƚŚƐ ŶŽƚĂůƌĞĂĚLJĂĐƋƵŝƌĞĚ͘dŚĞƌĞĨŽƌĞ͕ǀĂĐĐŝŶĂƚŝŽŶŝƐƌĞĐŽŵŵĞŶĚĞĚƚŚƌŽƵŐŚƚŚĞ ƌĞĐŽŵŵĞŶĚĞĚĂŐĞĨŽƌĨĞŵĂůĞƐƌĞŐĂƌĚůĞƐƐŽĨǁŚĞƚŚĞƌƚŚĞLJŚĂǀĞĂŶĂďŶŽƌŵĂů WĂƉƚĞƐƚƌĞƐƵůƚ͕ĂŶĚĨŽƌĨĞŵĂůĞƐŽƌŵĂůĞƐƌĞŐĂƌĚůĞƐƐŽĨŬŶŽǁŶ,WsŝŶĨĞĐƚŝŽŶ͕ ϭϱͲϮϲ ϯĚŽƐĞƐϵǀ,WsϬ͕ϭͲϮ͕ϲŵŽŶƚŚƐ ,WsͲĂƐƐŽĐŝĂƚĞĚƉƌĞĐĂŶĐĞƌůĞƐŝŽŶƐ͕ŽƌĂŶŽŐĞŶŝƚĂůǁĂƌƚƐ͘

DĂůĞƐ фϭϱ ϮĚŽƐĞƐϵǀ,WsϬ͕ϲͲϭϮŵŽŶƚŚƐ ‡ /ĨǀĂĐĐŝŶĂƚŝŽŶƉƌŽǀŝĚĞƌƐĚŽŶŽƚŬŶŽǁŽƌĚŽŶŽƚŚĂǀĞĂǀĂŝůĂďůĞƚŚĞ,WsǀĂĐĐŝŶĞ ƉƌŽĚƵĐƚƉƌĞǀŝŽƵƐůLJĂĚŵŝŶŝƐƚĞƌĞĚ͕ŽƌĂƌĞŝŶƐĞƚƚŝŶŐƐƚƌĂŶƐŝƚŝŽŶŝŶŐƚŽϵǀ,Ws͙͘ĂŶLJ ,WsǀĂĐĐŝŶĞƉƌŽĚƵĐƚŵĂLJďĞƵƐĞĚƚŽĐŽŶƚŝŶƵĞĂŶĚĐŽŵƉůĞƚĞƚŚĞƐĞƌŝĞƐĨŽƌ ϭϱͲϮϭ ϯĚŽƐĞƐϵǀ,WsϬ͕ϭͲϮ͕ϲŵŽŶƚŚƐ ĨĞŵĂůĞƐ͖ϰǀ,WsŽƌϵǀ,WsŵĂLJďĞƵƐĞĚƚŽĐŽŶƚŝŶƵĞŽƌĐŽŵƉůĞƚĞƚŚĞƐĞƌŝĞƐĨŽƌ ŵĂůĞƐ ϮϮͲϮϲ WĞƌŵŝƐƐŝǀĞƌĞĐ͗ϯĚŽƐĞƐϵǀ,WsϬ͕ϭͲϮ͕ϲŵŽŶƚŚƐ ůůǁŝƚŚŝŵŵƵŶĞĐŽŵƉƌŽŵŝƐĞ;ŝŶĐ͘ ϮϮͲϮϲ ZŽƵƚŝŶĞǀĂĐĐŝŶĂƚŝŽŶ͗ϯĚŽƐĞƐϵǀ,WsϬ͕ϭͲϮ͕ϲŵŽŶƚŚƐ ‡ EŽŝŶĚŝĐĂƚŝŽŶƚŽƌĞƐƚĂƌƚƐĞƌŝĞƐǁŝƚŚϵǀ,WsŝĨĂƉĂƚŝĞŶƚŚĂƐĐŽŵƉůĞƚĞĚϰǀ,WsŽƌ ,/sͿ͕ dƌĂŶƐŐĞŶĚĞƌ͕ĂŶĚD^D Ϯǀ,WsƉƌĞǀŝŽƵƐůLJ Ύ/ƌƌĞƐƉĞĐƚŝǀĞŽĨŚŝƐƚŽƌLJŽĨĂďŶŽƌŵĂůWĂƉ͕,Ws͕ŐĞŶŝƚĂůǁĂƌƚƐ

DĂƌŬŽǁŝƚnjDDtZZĞĐŽŵŵZĞƉ͘ϮϬϭϰƵŐϮϵ͖ϲϯ;ZZͲϬϱͿ͗ϭͲϯϬ͖WĞƚƌŽƐŬLJDDtZDŽƌďDŽƌƚĂůtŬůLJZĞƉ͘ϮϬϭϱDĂƌ ^ůŝĚĞŽƵƌƚĞƐLJ/͘WĂƌŬD͕D^ MMWR, Dec 16 2016; 65(49):1405-1408 Ϯϳ͖ϲϰ;ϭϭͿ͗ϯϬϬͲϰ͖ŚƚƚƉ͗ͬͬǁǁǁ͘ĐĚĐ͘ŐŽǀͬŚƉǀͬĚŽǁŶůŽĂĚƐͬϵǀ,WsͲŐƵŝĚĂŶĐĞ͘ƉĚĨ

^dWƌWŽƌWW͍

‡ ĂŝůLJϭϬϬŵŐĚŽƐĞĚŽdžLJĐLJĐůŝŶĞǀƐ͘ ďĞŚĂǀŝŽƌĂůŝŶƚĞƌǀĞŶƚŝŽŶ ‡ ϯϬ,/sнD^DƐƵďũĞĐƚƐ /ƐŝƚĂůůĂĚEĞǁƐ͍͍ ‡ ϰϴǁĞĞŬƚŽƚĂůĨŽůůŽǁƵƉ ‡ KZĨŽƌƐLJƉŚŝůŝƐĂƚǁĞĞŬϰϴǁĂƐ Ϭ͘Ϯϳ;/Ϭ͘ϬϰͲϭ͘ϳϯͿ

ŽůĂŶ^dϮϬϭϱ

ϳ ϭϭͬϮϳͬϮϬϭϴ

ŽdžLJĐLJĐůŝŶĞƉŽƐƚͲĞdžƉŽƐƵƌĞ KyzWW͗WƌŽƉŽƐĞĚ^ƚƵĚLJĞƐŝŐŶ ƉƌŽƉŚLJůĂdžŝƐ;WWͿ /ŶƚĞƌǀĞŶƚŝŽŶ͗KƉĞŶůĂďĞůĚŽdžLJĐLJĐůŝŶĞϮϬϬŵŐ ƚĂŬĞŶĂƐWWĂĨƚĞƌĐŽŶĚŽŵůĞƐƐƐĞdžƵĂůĐŽŶƚĂĐƚ ŝŵϭ͗ ^d/ZĞĚƵĐƚŝŽŶΘ D^D KyzWW ^ĂĨĞƚLJͬƚŽůĞƌĂďŝůŝƚLJ ‡ /WZ'zƐƵďͲƐƚƵĚLJĞǀĂůƵĂƚŝŶŐ ‡ >ŝǀŝŶŐǁŝƚŚ,/s ĚŽdžLJĐLJĐůŝŶĞƚĂŬĞŶƵƉƚŽϳϮŚŽƵƌƐ Žƌ Ϯ͗ϭƌĂŶĚŽŵŝnjĂƚŝŽŶ ĂĨƚĞƌĐŽŶĚŽŵůĞƐƐƐĞdžŝŶϮϯϮD^DŽŶ ‡ KŶ,/sWƌW KEdZK> ŝŵϮ͗ ŶсϳϴϬ /ŵƉĂĐƚŽŶ ŝŶƚĞƌŵŝƚƚĞŶƚWZW DŽŶƚŚϬϯϲϵϭϮ ZĞƐŝƐƚĂŶĐĞ ‡ >ŝŵŝƚĞĚƚŽчϯĚŽƐĞƐƉĞƌǁĞĞŬ ϭŽ ĞŶĚƉŽŝŶƚ͗ ŽŵďŝŶĞĚ ‡ KǀĞƌĂůůϰϳйƌĞĚƵĐƚŝŽŶŝŶƚŝŵĞƚŽĨŝƌƐƚ dŝŵĞƚŽ^LJƉŚŝůŝƐ ŝŶĐŝĚĞŶĐĞŽĨ'͕ ^d/ dΘƐLJƉŚŝůŝƐ ‡ ΕϳϬйƌĞĚƵĐƚŝŽŶŝŶŚůĂŵLJĚŝĂĂŶĚ ǀĞƌLJƚŚƌĞĞŵŽŶƚŚƐŝŶďŽƚŚĂƌŵƐ͗ ‡ ^d/ƚĞƐƚŝŶŐ;'͕d͕ƐLJƉŚŝůŝƐͿ ^LJƉŚŝůŝƐ ‡ ZŝƐŬƌĞĚƵĐƚŝŽŶĂŶĚĂĚŚĞƌĞŶĐĞĐŽƵŶƐĞůŝŶŐ͕ ĐŽŶĚŽŵƐΘůƵďƌŝĐĂŶƚ ‡ EŽƐŝŐŶŝĨŝĐĂŶƚƌĞĚƵĐƚŝŽŶŝŶ'ŽŶŽƌƌŚĞĂ ĂŶĚ ;ϮϮǀƐϮϱͿ KŶŐŽŝŶŐƉƉͲďĂƐĞĚĂƐƐĞƐƐŵĞŶƚŽĨWWƵƐĞ ‡ DĞĚŝĂŶĨŽůůŽǁƵƉϴ͘ϳŵŽŶƚŚƐ ;ŝŶƚĞƌǀĞŶƚŝŽŶĂƌŵͿΘƐĞdžƵĂůĂĐƚŝǀŝƚLJ;ďŽƚŚĂƌŵƐͿ

DŽůŝŶĂ:D͘>ĂŶĐĞƚ/ϮϬϭϴ͘ ŽW/ͲƐ͗͘>ƵĞƚŬĞŵĞLJĞƌ;h^&Ϳ͕͘ĞůƵŵ;htͿ

D^DĂƌĞƌĞĂĚLJĨŽƌĚŽdžLJĐLJĐůŝŶĞĨŽƌƐLJƉŚŝůŝƐ tŚĂƚĚŽLJŽƵƚŚŝŶŬĂďŽƵƚŽdžLJĐLJĐůŝŶĞ ƉƌĞǀĞŶƚŝŽŶ WWͬWƌWĨŽƌ^LJƉŚŝůŝƐ͍

,ĂƌďŽƌǀŝĞǁ^d/ĐůŝŶŝĐWƌWƵƐĞƌƐ ϵϬй ;ŶсϯϱͿ ϭ͘ /͛ŵŚĞĂƌŝŶŐĂďŽƵƚƚŚŝƐĨŽƌƚŚĞĨŝƌƐƚƚŝŵĞ Ϯ͘ /ĂŵĂůƌĞĂĚLJƉƌĞƐĐƌŝďŝŶŐƚŚŝƐŽĨĨͲůĂďĞůƚŽŵLJ ^&ŝƚLJůŝŶŝĐWƌWƵƐĞƌƐ;ŶсϰϳͿ ϵϬй ƉĂƚŝĞŶƚƐ͊ ,/sͲŶĞŐĂƚŝǀĞD^DŽŶ'ƌŝŶĚƌ ϴϯй ϯ͘ /͛ŵŝŶƚĞƌĞƐƚĞĚďƵƚǁŽƵůĚǁĂŶƚƚŽƐĞĞŵŽƌĞ ;ŶсϭϬϯϴͿ ĐůŝŶŝĐĂůƚƌŝĂůĚĂƚĂďĞĨŽƌĞ/͛ĚŐĞƚďĞŚŝŶĚ ,/sͲƉŽƐŝƚŝǀĞD^DŽŶ'ƌŝŶĚƌ ϴϵй ƉƌĞƐĐƌŝďŝŶŐ ;ŶсϮϬϯͿ ϰ͘ EŽƚĂƚĂůůŝŶƚĞƌĞƐƚĞĚ͊ Ϭ ϮϬϰϬϲϬϴϬϭϬϬ йŽĨD^DƌĞƉŽƌƚŝŶŐŝŶƚĞƌĞƐƚŝŶĚŽdžLJĐLJĐůŝŶĞWWĨŽƌ^d/ ƉƌĞǀĞŶƚŝŽŶ

WĞƌƐŽŶĂůĐŽŵŵƵŶŝĐĂƚŝŽŶ͗^ĐŽƚƚ,͖ŽŵďƌŽǁƐŬŝ:͖ůĞĐŚŝŶŐĞƌ͕ϮϬϭϴ͘

ϴ ϭϭͬϮϳͬϮϬϭϴ

^ŝŶŐůĞŽƐĞŽůŝĨůŽĚĂĐŝŶĨŽƌ hƌŽŐĞŶŝƚĂů'ŽŶŽƌƌŚĞĂ

/ŶDŝĐƌŽďŝŽůŽŐŝĐ/ŶƚĞŶƚŝŽŶƚŽdƌĞĂƚŶĂůLJƐŝƐ ;DŝĐƌŽͲ/ddͿ ‡ ŽƚŚnjŽůŝĨůŽĚĂĐŝŶϮŐdžϭĂŶĚϯŐdžϭĐůĞĂƌĞĚ ƚŚĞŵĂũŽƌŝƚLJŽĨƵƌŽŐĞŶŝƚĂůŽƌƌĞĐƚĂů ‡ EŽǀĞůďĂĐƚĞƌŝĂůEŐLJƌĂƐĞͬƚŽƉŽŝƐŽŵĞƌĂƐĞŝŶŚŝďŝƚŽƌ ŝŶĨĞĐƚŝŽŶƐ ‡ WŚĂƐĞϮŵƵůƚŝƐŝƚĞƐƚƵĚLJ ‡ ŝĚŶŽƚǁŽƌŬĨŽƌƉŚĂƌLJŶŐĞĂůƐŝƚĞ ŝŶĨĞĐƚŝŽŶƐ;njŽůŝĨůŽĚĂĐŝŶϮŐĐůĞĂƌĞĚϱϬй͕ϯŐ ‡ ϯĂƌŵƐ͗njŽůŝĨůŽĚĂĐŝŶϮŐ͕njŽůŝĨůŽĚĂĐŝŶϯŐ͕ĐĞĨƚƌŝĂdžŽŶĞϱϬϬŵŐ ĐůĞĂƌĞĚϴϮйͿ ‡ ϭϳϵƉĂƌƚŝĐŝƉĂŶƚƐĂŐĞϭϴͲϱϱĞŶƌŽůůĞĚ;ϵϯйŵĞŶ͕Ϯй,/sͿ ‡ ŝĚŶŽƚĐŚĂƌĂĐƚĞƌŝnjĞD^D͕ƉŽƐƐŝďůĞĚƌƵŐŝŶƚĞƌĂĐƚŝŽŶƐĞdžĐůƵĚĞĚĂŶLJƉĂƚŝĞŶƚŽŶ ZsƐ ‡ ƵůƚƵƌĞĂŶĚEdĂƚƵƌĞƚŚƌĂů͕ĐĞƌǀŝĐĂů͕ƉŚĂƌLJŶŐĞĂůĂŶĚƌĞĐƚĂůƐŝƚĞƐ ‡ DŝĐƌŽďŝŽůŽŐŝĐĐƵƌĞĚĞĨŝŶĞĚĂƐŶĞŐĂƚŝǀĞ'ĐƵůƚƵƌĞĂƚϲĚĂLJĨŽůůŽǁƵƉ͘ dĂLJůŽƌE:DϮϬϭϴ

DĞŶŝŶŐŽĐŽĐĐĂůŐƌŽƵƉsĂĐĐŝŶĞĨŽƌ'ŽŶŽƌƌŚĞĂWƌĞǀĞŶƚŝŽŶ͍ ^ƵŵŵĂƌLJ ‡ WƌŽŵƉƚƐĐƌĞĞŶŝŶŐĂŶĚĐŽƌƌĞĐƚƚƌĞĂƚŵĞŶƚŽĨ^dƐŝŶ,/sƉŽƐŝƚŝǀĞƉĂƚŝĞŶƚƐ ŝƐŝŵƉŽƌƚĂŶƚĨŽƌƚŚĞŝƌŚĞĂůƚŚĂŶĚƚŽŚĞůƉƌĞĚƵĐĞĐŽŵŵƵŶŝƚLJƚƌĂŶƐŵŝƐƐŝŽŶ

‡ tĞŚĂǀĞůŽƚƐŽĨƌŽŽŵƚŽŝŵƉƌŽǀĞƐĐƌĞĞŶŝŶŐŝŶ,/sĐůŝŶŝĐƐ͕ĂŶĚƐŽŵĞ ƉƌŽŵŝƐŝŶŐŵŽĚĞůƐƚŽĞdžƉĂŶĚƵƉŽŶ

‡ dŚĞ^ddƌĞĂƚŵĞŶƚ'ƵŝĚĞůŝŶĞƐƉƉŝƐĂŵƵƐƚͲŚĂǀĞ͖ůŽŽŬĨŽƌƌĞǀŝƐĞĚ ŐƵŝĚĞůŝŶĞƐŝŶϮϬϭϵ͘

‡ ƌĞĂƐƚŽǁĂƚĐŚŝŶĐůƵĚĞƚŚĞŽŶŐŽŝŶŐƌĞĐƚĂůdƚƌŝĂůƐ;ƚŚĞƌͲdZdƐ͊Ϳ͕ ŝŶŶŽǀĂƚŝǀĞƐƚƌĂƚĞŐŝĞƐĨŽƌWƌWŽƌWWĂŶĚnjŽůŝĨůŽĚĂĐŝŶĂŶĚDĞŶǀĂdžĨŽƌ '

WĞƚŽƵƐŝƐͲ,ĂƌƌŝƐ>ĂŶĐĞƚϮϬϭϳ dĂLJůŽƌE:DϮϬϭϴ

ϵ ϭϭͬϮϳͬϮϬϭϴ

dŚĂŶŬLJŽƵ͊

EĂƚŝŽŶĂů^dƵƌƌŝĐƵůƵŵ;ĨƌĞĞͬDͿ͗ ǁǁǁ͘ƐƚĚ͘Ƶǁ͘ĞĚƵ

ĐŬŶŽǁůĞĚŐĞŵĞŶƚƐ͗ ‡ ŚƌŝƐƚŝŶĞDĂƚƚƐŽŶ ‡ dƌĂŶŐEŐƵLJĞŶ ‡ ŶŶŝĞ>ƵĞƚŬĞŵĞLJĞƌ ‡ ZŽďĞƌƚ<ŽŚŶ ‡ ^ƚĞƉŚĂŶŝĞŽŚĞŶ ‡ :ĞĨĨ<ůĂƵƐŶĞƌ ‡ /ŶĂWĂƌŬ

^ƵƐĂŶ͘WŚŝůŝƉΛƐĨĚƉŚ͘ŽƌŐ

ϭϬ ³0LQGWKHJDSV´ 'LVFORVXUHVDQG DSRWSRXUULRIXSGDWHVRQ $FNQRZOHGJHPHQWV

WREDFFRFDQQDELVGLHW z 1R'LVFORVXUHV DQG³VXSSOHPHQWDWLRQ´

3UDVDQQD-DJDQQDWKDQ0' $VVLVWDQW3URIHVVRURI0HGLFLQHDQGRI 0LFURELRORJ\DQG,PPXQRORJ\ 6WDQIRUG8QLYHUVLW\

*RDOV,PSURYLQJORQJHYLW\TXDOLW\RIOLIH &DVH\R PDQZLWK+,9 DQGZHOOQHVVLQ+,9SRVLWLYHSHUVRQV

z :KDWLVWKHJDSLQOLIHH[SHFWDQF\DQGTXDOLW\ z +,9GLDJQRVHG RIOLIHDPRQJSHUVRQVZLWK+,9" z &'QDGLUQRZVWDEOHLQORZPLGVRQ '7*7$))7& YLUDOO\VXSSUHVVHG!\UV z +RZFDQZHLPSURYHZHOOQHVVDQGTXDOLW\RI z +&9JHQR $VS695 OLIH"8SGDWHVRQ z KRGHSUHVVLRQ QRWRQWUHDWPHQW z 6PRNLQJFHVVDWLRQ z UHPRWHKR(72+UHODWHGVHL]XUHV z &DQQDELV z FKURQLFULJKWNQHHSDLQ RFFDVLRQDOSUHVFULSWLRQ z 'LHWZHLJKWORVVVXSSOHPHQWV RSLDWHV z 3URELRWLFV z 6XEVWDQFHV z (72+XSWRSDFNRIEHHUSHUQLJKW z 6PRNHVò SSG 3<+



$ % & ' ( 

,VWKHUHDOLIHH[SHFWDQF\JDS /LIHH[SHFWDQF\LQ+,9 EHWZHHQ+,9DQG+,9 LQGLYLGXDOV" :KDWPDNHVXSWKHJDS" SDWLHQWV ‡ (XURSH1RUWK$PHULFD ‡ (VWLPDWHVEDVHGRQ PRUWDOLW\UDWHVDIWHU $57LQLWLDWLRQ ‡ +,9LQIHFWHG ‡ \UV ‡ +,9XQLQIHFWHG ‡ \UV LQPHQ ‡ \UV LQZRPHQ

*HWWLQJFORVHUWR³QRUPDO´ 0DUFXVHWDO-$,'66HS 7ULFNH\ HWDO/DQFHW+,9

 5HGXFHGVXUYLYDODVVRFLDWHG 3DWLHQWVZLWK+,9KDYHSRRUHU ZLWKSRRUKHDOWKUHODWHG PHQWDOKHDOWKTXDOLW\RIOLIH TXDOLW\RIOLIHLQ+,9SDWLHQWV WKDQSDWLHQWVZLWKRWKHU FKURQLFGLVHDVHV

+RZGRZHLPSURYHORQJHYLW\ DQG42/LQRXUSDWLHQWV"

9DQGHU.RON HWDO&OLQ ,QIHFW'LV (QJHOKDUGHWDO$,'6

6PRNLQJLQ+,9LQIHFWHG LQGLYLGXDOV z 6PRNLQJSUHYDOHQFHLQ+,9LQIHFWHG z *HQHUDOSRSXODWLRQSUHYDOHQFH z +,9LQIHFWHGDOVRVLJQLILFDQWO\OHVVOLNHO\WRTXLW z 6HYHUDOVWXGLHVOLQNVPRNLQJLQ3/:+$WR z 'HFUHDVHGYLURORJLFLPPXQRORJLFUHVSRQVH z :RUVHDGKHUHQFHWR$57 z ,QFUHDVHGUDWHVRIQRQ$,'6GHILQLQJPDOLJQDQFLHV OXQJ KHDGQHFN z /RZ%0' z 5HGXFHG42/ z 6LJQLILFDQWO\PRUH&$'P\RFDUGLDOLQIDUFWLRQV

'LD]DQG)HUNHWLFK/DQFHW+,9 0GRGR HWDO$QQ,QWHUQ0HG 4XLWWLQJVPRNLQJFRXOGUHVXOWLQDQLQFUHDVH 6LJHOHWDO$,'6 6WHDGHWDO&RFKUDQH5HYLHZV RI\HDUVRIOLIHH[SHFWDQF\ 5HGG\HWDO-,'1RY 5DVPXVVHQ&,'

 6PRNLQJFHVVDWLRQLPSURYHV +RZZRXOG\RXDGYLVH&& TXDOLW\RIOLIH ZLWKVPRNLQJFHVVDWLRQ" LQWHUHVWHGLQHFLJDUHWWHVKR GHSUHVVLRQ(72+UHPRWHV] z 6PRNLQJFHVVDWLRQ DVVRFLDWHGZLWKUHGXFHG GHSUHVVLRQDQ[LHW\VWUHVV z $ &RXQVHO1LFRWLQHSDWFKOR]HQJH DQGLPSURYHG42/ z % &RXQVHO(FLJDUHWWHV z & &RXQVHO%XSURSLRQ65 :HOOEXWULQ z ' &RXQVHO9DUHQLFOLQH z ( &RXQVHO&DQQDELV z ) 6RPHWKLQJHOVH $ % & '  7D\ORUHWDO%0-

&RFKUDQHPHWDDQDO\VLVRISKDUPDFRORJLF LQWHUYHQWLRQVIRUVPRNLQJFHVVDWLRQLQ 9DUHQLFOLQHLQ+,9LQIHFWHG +,9QHJDWLYHLQGLYLGXDOV LQGLYLGXDOV"$156 %HWWHU(IILFDF\

%XSURSLRQYV157 z 'RXEOHEOLQG5&7RIFRXQVHOLQJYDUHQLFOLQHYV FRXQVHOLQJSODFHERIRUPRQWKV 9DUHQLFOLQHYV157 z ([FOXVLRQFULWHULDSDWLHQWVZLWKSULRUKLVWRU\RI GHSUHVVLRQRUGHSHQGHQWRQDQRWKHUSV\FKRDFWLYH 9DUHQLFOLQHYV%XSURSLRQ VXEVWDQFH z 3ULPDU\RXWFRPHFRQWLQXRXVDEVWLQHQFHIURPZHHNWR 9DUHQLFOLQHYV&RPER157  z 6PRNLQJVWDWXVFRQILUPHGE\FDUERQPRQR[LGH      PHDVXUHPHQW 3RVWHULRU0HGLDQ2GGV

&DKLOOHWDO&RFKUDQH/LEUDU\ 0HUFLH HWDO/DQFHW+,9

 :KDWDERXWLQSDWLHQWVZLWKSV\FKLDWULF $156,QWHU$&7,9 FRPRUELGLWLHV" z 5HVXOWV z 9DUHQLFOLQH Q  YVSODFHER z ($*/(66WXG\/DUJH5&7RIVDIHW\DQGHIILFDF\ Q  RIYDUHQLFOLQH YVEXSURSULRQ YVQLFRWLQHSDWFKYV ƒ PDOHPHGLDQDJH\UV SODFHERLQSDWLHQWVZLWKZLWKRXWSV\FKLDWULFLOOQHVV ƒ 9DUHQLFOLQHKLJKHUFRQWLQXRXV z SDWLHQWV DEVWLQHQFHWKDQSODFHER ƒ  vs DWZHHNVS  z WRSV\FKLDWULFFRKRUW LQFOXGHGSDWLHQWVZLWK ƒ YVDWZHHNVE\P,77 GHSUHVVLRQ%$'VFKL]RSKUHQLD S  z WRQRQSV\FKLDWULFFRKRUW ƒ 6LPLODUDGYHUVHHIIHFWVEHWZHHQDUPV

+LJKHUDEVWLQHQFHZKHQVPRNLQJFRXQVHOORUZDV LQIHFWLRXVGLVHDVHVSHFLDOLVWYV³WREDFFRORJLVW´

0HUFLH HWDO/DQFHW+,9 $QWKHQHOOL HWDO/DQFHW

($*/(6(IILFDF\RIYDUHQLFOLQHLQ ($*/(66DIHW\RIYDUHQLFOLQHLQSV\FKLDWULF SV\FKLDWULFDQGQRQSV\FKLDWULFSRSXODWLRQV DQGQRQSV\FKLDWULFSRSXODWLRQV

%HWWHU(IILFDF\ )DYRUVYDUHQLFOLQH )DYRUVFRPSDUDWRU

1RQSV\FKLDWULFFRKRUW 1RQSV\FKLDWULFFRKRUW %XSURSLRQYV157 3V\FKLDWULFFRKRUW 9DUHQLFOLQHYV3ODFHER 3V\FKLDWULFFRKRUW

9DUHQLFOLQHYV157 9DUHQLFOLQHYV157

9DUHQLFOLQHYV%XSURSLRQ 9DUHQLFOLQHYV%XSURSLRQ

          2GGV5DWLR $EVROXWH5LVN'LIIHUHQFHLQ SULPDU\QHXURSV\FKLDWULFHQGSRLQW

z 9DUHQLFOLQH PRUHHIIHFWLYHWKDQEXSURSLRQDQG z 2YHUDOOLQFLGHQFHRIQHXURSV\FK DGYHUVHHYHQWV QLFRWLQHUHSODFHPHQWLQQRQSV\FKLDWULFDQG VLPLODULQDOOJURXSV SV\FKLDWULFSRSXODWLRQV z 1RVLJQLILFDQWGLIIHUHQFHLQSULPDU\FRPSRVLWH QHXURSV\FKLDWULFHQGSRLQW z 1RGLIIHUHQFHLQVHFRQGDU\HQGSRLQWVLQFOXGLQJVXLFLGDOLW\ $QWKHQHOOL HWDO/DQFHW $QWKHQHOOL HWDO/DQFHW

 :KDWDERXW(FLJDUHWWHV":RXOG\RX (FLJDUHWWHV± \D\« RUQD\" UHFRPPHQGHFLJDUHWWHVWRSDWLHQWVWR FRQVLGHUTXLWWLQJVPRNLQJ"

z

$ % 

863RSXODWLRQ6XUYH\V(FLJDUHWWHV 2QHPHWDDQDO\VLV(FLJDUHWWHV DVVRFLDWHGZLWKPRUHTXLWDWWHPSWVDQG DVVRFLDWHGZLWKOHVVTXLWDWWHPSWV KLJKHUTXLWWLQJVXFFHVV

86SRSXODWLRQVXUYH\VVXJJHVW PRUHTXLWDWWHPSWVDQGEHWWHU TXLWUDWHVDPRQJUHFHQWXVHUVRI HFLJDUHWWHV

%87SRRUTXDOLW\VWXGLHV LQWKLVPHWDDQDO\VLV RQO\RQH5&7

=KXHWDO%0- .DONKRUDQ HWDO/DQFHW5HVS 0HG

 &XUUHQW86367)JXLGDQFHRQ( %ULWLVK5R\DO&ROOHJHRI3K\VLFLDQV FLJDUHWWHV (FLJDUHWWHVDVKDUPUHGXFWLRQ .H\5HFRPPHQGDWLRQV z :HFRQFOXGHWKDWDYDLODEOHGDWDRQWKHXVHRI ‡ 6PRNLQJLIWKHELJJHVWDYRLGDEOH (1'6 HOHFWURQLFQLFRWLQHGHOLYHU\V\VWHPV IRU FDXVHRIGHDWKLQWKH8. VPRNLQJFHVVDWLRQDUHTXLWHOLPLWHGDQGVXJJHVWQR ‡ 3URYLVLRQRIQLFRWLQHZLWKRXWKDUPIXO EHQHILWDPRQJVPRNHUVLQWHQGLQJWRTXLW´ FRPSRQHQWVRIWREDFFRVPRNHFDQ SUHYHQWPRVWRIWKHKDUPIURPVPRNLQJ z ³WKHHYLGHQFHRQWKHXVHRI(1'6IRUWREDFFR ‡ +D]DUGWRKHDOWKDULVLQJIURPORQJ VPRNLQJFHVVDWLRQ«LVLQVXIILFLHQWDQGWKHEDODQFH WHUPYDSRULQKDODWLRQIURPH RIEHQHILWVDQGKDUPVFDQQRWEHGHWHUPLQHG FLJDUHWWHVLVXQOLNHO\WRH[FHHG z ³WKHODFNRIZHOOGHVLJQHGUDQGRPL]HGFRQWUROOHG KDUPIURPVPRNLQJWREDFFR WULDOV 5&7V RQ(1'6WKDWUHSRUWVPRNLQJ ‡ ,QWKHLQWHUHVWVRISXEOLFKHDOWKLW DEVWLQHQFHRUDGYHUVHHYHQWVDVDFULWLFDOJDSLQWKH LVLPSRUWDQWWRSURPRWHWKHXVH RIHFLJDUHWWHV157DQGRWKHU HYLGHQFH´ QLFRWLQHSURGXFWVDVDVXEVWLWXWH

3DWQRGH HWDO$QQ,QW 0HG IRUVPRNLQJ

(OHFWURQLFFLJDUHWWHVIRU :KDWDERXWKLVFKURQLFULJKW VPRNLQJFHVVDWLRQ%0- NQHHSDLQ'-'"

z 3DWLHQWKDVWULHG3716$,'6RSLDWHV DFHWDPLQRSKHQPLOGH[HUFLVHVWUHQJWK WUDLQLQJ z 2WKHURSWLRQV" z &DQQDELQRLGVDVVRFLDWHGZLWKVLJQLILFDQW UHGXFWLRQLQV\PSWRPVUHODWHGWRFKURQLFSDLQLQ UHFHQWPHWDDQDO\VLVRI5&7V z 5HFHQWUHSRUWIRXQGWKDWFDQQDELVXVHDVVRFLDWHG ZLWKORZHURGGVRISUHVFULSWLRQRSLRLG DQDOJHVLFXVHDPRQJ+,9LQIHFWHGLQGLYLGXDOVZLWK FKURQLFSDLQ :KLWLQJHWDO-$0$ +DUWPDQQ%R\FH%0- 6RKOHU 6XEVW 8VH0LVXVH

 5HFHQWVWXGLHVVXJJHVWDGGLWLRQDO &DQQDELQRLGVIRUFKURQLFSDLQ EHQHILWVRIFDQQDELVLQ+,9SDWLHQWV

z +,9LQIHFWHGFDQQDELVXVHUVKDYHORZHUOHYHOVRI &'LQIODPPDWRU\PRQRF\WHVDQG,)1 JDPPDLQGXFLEOHSURWHLQ ,3 z 7KHVHLPPXQHIHDWXUHVKDYHEHHQLPSOLFDWHGLQ+,9 DVVRFLDWHGQHXURLQIODPPDWLRQ z +HDY\FDQQDELVXVHDOVRDVVRFLDWHGZLWK UHGXFWLRQLQ7FHOODFWLYDWLRQDQGUHGXFHG LQIODPPDWRU\LPPXQHFHOOIUHTXHQFLHVLQ$59 WUHDWHG+,9LQIHFWHGLQGLYLGXDOV z 7KHVHLPPXQHIHDWXUHVKDYHEHHQLPSOLFDWHGLQORZHU &'JDLQVIROORZLQJ$57DQGZLWKPRUWDOLW\

5L]]RHWDO$,'6 :KLWLQJHWDO-$0$ 0DQX]DN HWDO&,'

5HGXFHG7FHOODFWLYDWLRQ 3DWLHQWZKDWKDSSHQHG" SRSXODWLRQVLQFDQQDELVXVHUV

z 7ULHGYDUHQLFOLQHIRUPRQWKV± WHPSRUDULO\ TXLWEXWUHVXPHGVPRNLQJ z 'HFLGHGWRXVHHFLJDUHWWHV± z 4XLWUHJXODUFLJDUHWWHVEXWFRQWLQXHVWRXVHH FLJDUHWWHV z 6PRNHVPDULMXDQDWLPHVSHUZHHN z )HHOVOLNHLWKHOSVKLVDQ[LHW\DQGULJKWNQHHSDLQ

0DQX]DN HWDO&,'

 6XPPDU\3DUW 6XPPDU\3DUW z )RUVPRNLQJFHVVDWLRQ z /LIHH[SHFWDQF\JDSQDUURZLQJEXWSHUVLVWV z 9DUHQLFOLQHLVVDIHDQGHIIHFWLYHLQSDWLHQWVZLWK+,9 EHWZHHQ+,9SRVLWLYHDQGQHJDWLYHSHUVRQV DQGWKRVHZLWKSV\FKLDWULFFRQGLWLRQV z 3HUVRQVZLWK+,9KDYHTXDOLW\RIOLIHJDSLQ z (YLGHQFHJDSUHPDLQVRQHFLJDUHWWHVDVVPRNLQJ FRPSDULVRQWRSDWLHQWVZLWKRWKHUFKURQLF FHVVDWLRQWRRO PHGLFDOFRQGLWLRQV z &DQQDELV z 6PRNLQJODWH$57LQLWLDWLRQ(72+GUXJVRWKHU z $VVRFLDWHGZLWKUHGXFWLRQVLQFKURQLFSDLQDQG FRPRUELGFRQGLWLRQV REHVLW\GLDEHWHVKHSDWLWLV  UHGXFHGRSLDWHXVHLQ+,9LQIHFWHGSHUVRQV FRQWULEXWHWRWKHVHJDSV z 6RPHHYLGHQFHIRULPPXQRORJLFEHQHILW OHVV LQIODPPDWLRQDFWLYDWLRQ EXWOLQNVWRRXWFRPHVUHPDLQ WREHGHWHUPLQHG

&DVH &DVH

z \R PDQZLWK+,9 z ([FHOOHQWUHVSRQVHWR'275,3($57 z 'LDJQRVHGZLWKSXOPRQDU\7%DWGLDJQRVLV z &'ULVHWR!9/TXLFNO\VXSSUHVVHG z 6WDUWHGRQ5,3(()=$%&7& z %XW«VRPHWLPHVJHWWLQJKHDOWK\KDVLWV z (YHQWXDOO\WUDQVLWLRQHGWR'7*$%&7& FRQVHTXHQFHV z 30+ z 9LWDOVDWLQLWLDO+,9G[ z z 1RSULRUPHGLFDO +HLJKW¶´:WOEV SUREOHPV z %3 z 6RFLDOKLVWRU\ z /DEVDWLQLWLDO+,9G[ z 8QGRFXPHQWHG z &'9/ z *HWV*$ z +E$&

 6RPHWLPHVJHWWLQJµKHDOWK\¶ 6RPHWLPHVJHWWLQJµKHDOWK\¶ KDVLWVFRQVHTXHQFHV KDVLWVFRQVHTXHQFHV /DQWXV /DQWXV /RVW 0HWIRUPLQ $VSDUW LQVXUDQFH 0HWIRUPLQ      

   +E$F     OE ZHLJKWJDLQRYHU   :HLJKW OEV  \HDUV :HLJKW OEV      MXO MXO MXO MXO MXO MXO MXO MXO RFW RFW MDQ MXQ IHE MDQ MXQ IHE DSU DSU DSU DSU DSU DSU DSU DSU DSU DSU DSU DSU QRY GHF VHS QRY GHF QRY GHF VHS QRY GHF QRY GHF QRY GHF PDU PDU PDU PDU PD\ PD\

2EHVLW\LVULVLQJDQG :KDWGLHWDU\DGYLFHZRXOG\RX DVVRFLDWHGZLWK SUHVFULEHWKLVSDWLHQW" DORQJZLWK FRPSOLFDWLRQV QXWULWLRQLVWVXSSRUWDQGH[HUFLVH

z :RUOGZLGHSUHYDOHQFHURVHIURPLQWR z $ 5HGXFH\RXUFDORULFLQWDNH LQ z % 5HGXFH\RXUFDORULFLQWDNHDQGVZLWFKWRD z ,QDODUJHPXOWLFHQWHUFRKRUWVWXG\REHVLW\UDWHV LQ+,9URVHIURPDWGLDJQRVLVWRRYHU PHGLWHUUDQHDQ GLHW LHIUXLWVYHJJLHVQXWV DIWHUPHDQRI\UV ILVK(922  z ,Q'$'FRKRUW%0,DERYHNJP DVVRFLDWHG z % 5HGXFH\RXUFDORULFLQWDNHEXWIRFXVRQ ZLWKKLJKHUUHODWLYHULVNRIFDUGLRYDVFXODU GHFUHDVLQJIDW HVSHFLDOO\VDWXUDWHG LQWDNH GLVHDVH%0,UHODWHGQRQ$,'6FDQFHUVDQGDOO z & 5HGXFH\RXUFDORULFLQWDNHEXWIRFXVRQ FDXVHPRUWDOLW\ 1(-0 GHFUHDVLQJFDUERK\GUDWHLQWDNH &LDQIORQH 3/R6 2QH $FKUD HWDO$EVWUDFW&52, /DNHHWDO&,' z ( /LIHLVVKRUW(DWDQGHQMR\

 'RHVD0HGLWHUUDQHDQGLHW $UHORZFDUEGLHWVEHWWHUWKDQ SUHYHQWFDUGLRYDVFXODUGLVHDVH" ORZIDWGLHWVIRUPRUWDOLW\"

7RWDOPRUWDOLW\

7KLVSDSHUZDV PRUH PRUH RULJLQDOO\SXEOLVKHG FDUEV IDW LQEXW UHWUDFWHGDQG UHSXEOLVKHGWKLV\HDU +LJKHUFDUERK\GUDWH LQWDNHDVVRFLDWHGZLWKKLJKHU ULVN GXHWRLUUHJXODULWLHV RIWRWDOPRUWDOLW\KLJKHUIDW LQWDNHDVVRFLDWHGZLWKORZHU LQUDQGRPL]DWLRQ ULVNRIWRWDOPRUWDOLW\

(VWUXFK HWDO1(-0 'HKJKDQ /DQFHW1RY

:KLFKGLHWLVEHWWHUIRUZHLJKWORVV" :KLFKGLHWLVEHWWHUIRUZHLJKWORVV" 7KH',(7),76VWXG\

KHDOWK\PHQDQGZRPHQ$IULFDQ$PHULFDQ KHDOWK\+,9QHJDWLYHVXEMHFWVUDQGRPL]HGWRORZIDWYV /RZFDUE JPG YVORZIDW WRWDOFDORULHVIURPIDW  ORZFDUEGLHWLQ6)%D\$UHD FRXQVHOLQJ1RVSHFLILFFDORULFUHVWULFWLRQ

/RZFDUEGLHWOHGWRJUHDWHU VXVWDLQHGUHGXFWLRQV LQZHLJKW ORVVDQGFDUGLRYDVFXODUULVNFRPSDUHGWRORZIDWGLHW %D]]DQR HWDOAnn Intern Med.  1R VLJQLILFDQWGLIIHUHQFHEHWZHHQJURXSV *DUGQHUHWDO-$0$

 :HLJKWORVV /RZFDUEGLHWVOHDGWRJUHDWHUHQHUJ\ H[SHQGLWXUHGXULQJZHLJKWORVVPDLQWHQDQFH LQWHUYHQWLRQVIRU+,9"

DGXOWVZLWK%0,!UDQGRPL]HGWRRQHRIWKUHHFDUEGLHWV z :7/266,QWHUQHWEDVHG DIWHUZHLJKWORVVUXQLQSKDVH EHKDYLRUDOLQWHUYHQWLRQ ZHHNV

z 5HFHQW5&7 Q   FRPSDUHG:7/266 3  /RZ±FDUEGLHWDVVRFLDWHG YVFRQWURO LQWHUQHW ZLWKLQFUHDVHGHQHUJ\ HGXFDWLRQ H[SHQGLWXUHGXULQJZHLJKW z 7KRVHUDQGRPL]HGWR ORVVPDLQWHQDQFH :7/266ORVWNJ FRPSDUHGWRNJLQ FRQWURO 3  z /RQJHUIROORZXSSHQGLQJ

(EEHOLQJ %0- %HNRIVN\ HWDO&,'

:KDWKDSSHQHG&DVH &DVH

z :HLJKWJDLQVWDELOL]HGZLWKQXWULWLRQLVWVXSSRUW z \R 060ZLWK+,9 z /LPLWHGE\IRRGLQVHFXULW\DQGDFFHVVWRKLJK z &'QDGLU TXDOLW\GLHWLQFOXGLQJQXWVILVKORZFDUE z 6WDUWHGRQ%,&7$))7&YLUDOO\VXSSUHVVHG z +HDOWK\ZRUNVRXWGDLO\ z 5HFHQWO\FRPSOHWHGDFRXUVHRIDQWLELRWLFVIRU VKLJHOORVLVPLOGUHVLGXDOORRVHVWRROV z  2+ YLWDPLQ'OHYHO± QJPO ƒ )5$;ULVNRIPDMRUIUDFWXUHLQ\UV z ,QWHUHVWHGLQGLHWDU\VXSSOHPHQWV 09,ILVKRLO WR LPSURYH³ZHOOQHVV´DQGSURELRWLFVWRKHOSUHVWRUH KLVQDWXUDOPLFURELRPH

 :KDWVXSSOHPHQWVZRXOG\RX (YLGHQFHIRUGLHWDU\ VXJJHVW" VXSSOHPHQWV"

z ³0RVWRIWKHODUJHU1,+VXSSRUWHGFOLQLFDOWULDOVRI z $ 9LW 'FDOFLXP >GLHWDU\VXSSOHPHQWV@IDLOHGWRGHPRQVWUDWHD VLJQLILFDQWEHQHILWFRPSDUHGWRFRQWUROJURXSV´ z % 9LW 'FDOFLXPILVKRLO z /DUJHSHUVRQ5&7RIDQWLR[LGDQW09,YVSODFHER z % 9LW 'FDOFLXP09,ILVKRLO VKRZHGQREHQHILFLDOHIIHFWRQ+54R/ z ' 6RPHRWKHUFRPELQDWLRQRIVXSSOHPHQWV z 'HVSLWHWKLVPRUHWKDQRI$PHULFDQVXVHG z ( -XVWJRRXWVLGHDQGHDWDJRRGGLHW GLHWDU\VXSSOHPHQWVLQ z 0RVWFRPPRQLQWKH´KHDOWKLHVW´SDWLHQWV z %LOOLRQ,QGXVWU\

.XV]DN HWDO'UXJ7HVW$QDO %ULDQFRQ HWDO$-( 0DQX]DN HWDO&,' .DQWRUHWDO-$0$

'RHV9LWDPLQ'DQG)LVK2LO 'RHV9LWDPLQ'&DOFLXPSUHYHQW VXSSOHPHQWDWLRQSUHYHQWDJDLQVW DJDLQVWIUDFWXUHLQFRPPXQLW\GZHOOLQJ FDQFHURUFDUGLRYDVFXODUGLVHDVH" ROGHUDGXOWV" z 9,7$/6WXG\SDUWLFLSDQWVUDQGRPL]HGWR9LW ' z 0HWDDQDO\VLVRI5&7ZLWK ,8GD\ RPHJD)$ JGD\ YVSODFHER SDUWLFLSDQWV

)DYRUVSODFHER )DYRUVSODFHER )DYRUV9LW ' RUQRWUHDWPHQW )DYRUV&D RUQRWUHDWPHQW

1R VLJQLILFDQWGLIIHUHQFHEHWZHHQJURXSV 0DQVRQ1(-0 1R VLJQLILFDQWGLIIHUHQFHEHWZHHQJURXSV =KDRHWDO-$0$

 *XLGHOLQHVIRUPJPWRIERQHG] LQ+,9 :KDWDERXWSURELRWLFV":RXOG\RX UHFRPPHQGSURELRWLFVWR\RXUSDWLHQW VLQFHKHUHFHQWO\FRPSOHWHGDFRXUVHRI DQWLELRWLFV"

z

³:HOOGHVLJQHGWULDOV LQYHVWLJDWLQJWKHHIIHFWVRI&D DQG9LW 'RQ%0'LQ+,9 SRVLWLYHLQGLYLGXDOVDUHVWLOO ODFNLQJ´

$ %  %URZQHWDO&,'

6RPHHYLGHQFHWKDWSURELRWLFV :KDWDERXWKLVGLDUUKHD":LOO PLJKWGHOD\UHFRQVWLWXWLRQRIJXW SURELRWLFVKHOS" IORUDDIWHUDQWLELRWLFV z 5HFHQWV\VWHPDWLFUHYLHZIRXQGWKDWSURELRWLFV z 5HFHQWUHSRUWWKDWKXPDQVJLYHQSURELRWLFV DUHDVVRFLDWHGZLWKPLQLPDOULVNVLQ+,9LQIHFWHG DIWHUDQWLELRWLFVKDGDPDUNHGO\GHOD\HGDQG SHUVRQV SHUVLVWHQWO\LQFRPSOHWHUHFRYHU\RIJXW z %87PL[HGHYLGHQFHRIEHQHILWVIRU+,9RU$57 DVVRFLDWHGGLDUUKHDRU&'UHFRYHU\ PLFURELRPH z (YLGHQFHRISURELRWLFJXWPXFRVDOFRORQL]DWLRQ z 5HVFXHGE\IHFDOWUDQVSODQW HIILFDF\LVVSDUVH z 2QHUHFHQWUHSRUWIRXQGWKDWSURELRWLFVUHDGLO\SDVV WKURXJKWKH*,WUDFWLQWRVWRROZLWKRXW³VWLFNLQJ´ z +XPDQVKDYHDSHUVRQ DQGVWUDLQVSHFLILFJXWPLFURELRWD UHVLVWDQWWRSURELRWLFV

&DUWHUHWDO2),' =PRUD HWDO&HOO 6XH]HWDO&HOO

 6XPPDU\SDUW 6XPPDU\SDUW z 2EHVLW\LVULVLQJDQGDVVRFLDWHGZLWKUHGXFHG z 'LHWDU\VXSSOHPHQWV 9LW '&DILVKRLO OLIHH[SHFWDQF\DQGTXDOLW\RIOLIH z (SLGHPLRORJLFHYLGHQFHOLQNVPLFURQXWULHQW z /RZFDUEFRQVXPSWLRQDVVRFLDWHGZLWKORZHU GHILFLHQF\WRSRRUKHDOWKRXWFRPHV PRUWDOLW\WKDQKLJKHUFDUEFRQVXPSWLRQ z /LPLWHGHYLGHQFHWKDWVXSSOHPHQWDWLRQLPSURYHV z %RWKORZFDUEDQGORZIDWGLHWVVKRZQWRUHVXOWLQ WKHVHRXWFRPHVLQFOXGLQJLQ+,9 VLJQLILFDQWZHLJKWORVVEXWVRPHHYLGHQFHWKDW z 3URELRWLFVIROORZLQJGLDUUKHD1LFHLGHDEXW ORZFDUEGLHWVPLJKWDOORZIRUVXVWDLQHG QRWUHDG\IRUSULPHWLPH LQP\RSLQLRQ  UHGXFWLRQV z ,QWHUQHWEDVHGLQWHUYHQWLRQVVKRZSURPLVHIRU+,9

7KDQNV /LIHH[SHFWDQF\LQ+,9 ([WUD6OLGHV &ORVLQJWKHJDS .DLVHUGDWD 1  +,9XQLQIHFWHG

1  +,9LQIHFWHG

0DUFXVHWDO-$,'66HS

 6PRNLQJLQ+,9LQIHFWHG LQGLYLGXDOVOHVV\HDUVRIOLIH"

z 5DQGRPL]HGWULDORISDUWLFLSDQWVZRPHQ DJHGQRQZKLWH z 6WDQGDUGLQWHUYHQWLRQ6HOIPRQLWRULQJRIGLHWH[HUFLVH z (QKDQFHG:HDUDEOHGHYLFHWRPRQLWRUGLHWH[HUFLVH z 5HVXOWV6WDQGDUGLQWHUYHQWLRQKDGGreater ZHLJKW ORVV NJ RYHUPRQWKV z &RQFOXVLRQ'HYLFHVWKDWPRQLWRUSURYLGHIHHGEDFN $\HDUROG+,9SDWLHQWKDGDPHGLDQOLIHH[SHFWDQF\RI RQSK\VLFDODFWLYLW\PD\QRWRIIHUDQDGYDQWDJHRYHU \HDUV &,± IRUVPRNHUVDQG\HDUV &, VWDQGDUGEHKDYLRUDOZHLJKWORVVDSSURDFKHV ± IRUQRQVPRNHUV -DNLFLF HWDO-$0$ +HOOHEHUJ &,'

4XLWWLQJVPRNLQJLQFUHDVHG 6PRNLQJLQ+,9LQIHFWHGLQGLYLGXDOV VLJQLILFDQWO\PRUH0,V \HDUVRIOLIH

,I+,9LQIHFWHGFXUUHQWVPRNHUVVWRSSHGVPRNLQJ &, ± RIDOO0,VFRXOGSRWHQWLDOO\EHDYRLGHG

5DVPXVVHQ&,' 5HGG\HWDO-,'1RY

 5HODWLYHJDLQVLQOLIHH[SHFWDQF\ IRUGLIIHUHQWLQWHUYHQWLRQV 86367)*XLGDQFH/DVWXSGDWHG

 



 

   3HUSHUVRQVXUYLYDOJDLQ \UV

   6PRNLQJ 6PRNLQJ $57LQLWLDWLRQ ,PSURYLQJ 6WDWLQIRUDOO 3ODYLVIRU '$$ VIRU FHVVDWLRQ FHVVDWLRQ DW&'7FHOO YV DGKHUHQFHWR YVULVNEDVHG VHFRQGDU\ KHSDWLWLV& DWDJH\ DWDJH\ FHOOVXO $57 VWDWLQ SUHYHQWLRQRI&9 YLUXV PDQ ZRPDQ

+,9LQIHFWHG *HQHUDO3RSXODWLRQ KWWSZZZXVSUHYHQWLYHVHUYLFHVWDVNIRUFHRUJ 5HGG\HWDO-,'1RY

,QWHUYHQWLRQ 'RVLQJ 6LGH(IIHFWV &RPPHQWV 55YV SODFHER $VN$GYLVH$VVHVV PLQXWHLQFOLQLFEHKDYLRUDO 7KH$¶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

 (IILFDF\LQSDWLHQWVZLWKSV\FKLDWULFFR &DQYDUHQLFOLQH EHXVHGLQ PRUELGLWLHV" SDWLHQWVQRWUHDG\WRTXLW"

5&7RISDWLHQWVQRW UHDG\WRTXLWLQQH[WPRQWK  5DQGRPL]HGWRYDUHQLFOLQH RU SODFHERIRUZHHNV

 &OLQLFDOO\VLJQLILFDQW UHGXFWLRQVLQDEVWLQHQFH UDWHVDWHQGRIWUHDWPHQW DQGDW\HDU

$QWKHQHOOL HWDO/DQFHW (EEHUW HWDO-$0$

3KDUPDFLVWOHGLQWHUYHQWLRQV LQ+,9FOLQLFV z 5&7RIDEUXSWYVJUDGXDOVPRNLQJLQZHHNV EHIRUHTXLWWLQJ z 8$%%LUPLQJKDP+,9FOLQLF5DQGRPL]HGWULDORI z 8VHG157EHIRUHDQGDIWHUTXLWGDWH DOJRULWKPEDVHGSKDUPDFRWKHUDS\RIWREDFFRYV z 2XWFRPHSURORQJHGYDOLGDWHGDEVWLQHQFHZNV DIWHU VWDQGDUGRIFDUH TXLWGDWH z 5HVHDUFKVWDIIZLWKQRVSHFLILFSULRUWUDLQLQJLQ $EVWLQHQWQ  WREDFFRFHVVDWLRQDGPLQLVWHUHGTXHVWLRQQDLUH 7LPHDIWHU *UDGXDOFHVVDWLRQ $EUXSWFHVVDWLRQ DQGDVVHVVHGSDWLHQW¶VUHDGLQHVVWRTXLW 55 &, TXLWWLQJ Q  Q  z ,ISDWLHQWUHDG\DOJRULWKPLFDSSURDFKRI ZNV       PHGLFDWLRQV YDUHQLFOLQHWKHQZHOOEXWULQWKHQ 157 ZNV       z 5HVXOWVPRUHTXLWDWWHPSWVJUHDWHUVPRNLQJ UHGXFWLRQPRUHFHVVDWLRQUHDGLQHVV PRQWKV       &URSVH\ HWDO-$,'6 /LQGVRQ+DZOH\HWDO$QQDOVRI,QWHUQDO0HG

 3KDUPDFLVWOHGLQWHUYHQWLRQVLQ 3KDUPDF\OHDG +,9FOLQLFVLQWHUDFWLRQVZLWK VPRNLQJFHVVDWLRQ SDWLHQWUDFHHWKQLFLW\

z 1 UDQGRPL]HGWRDOJRULWKPEDVHGWKHUDS\YV VWDQGDUGRIFDUH z $IULFDQ$PHULFDQ:KLWH z :KLWHVPRNHUVZLWKFRPSOHWHDEVWLQHQFHDVJRDOKDG KLJKHUTXLWUDWHV z $IULFDQ$PHULFDQVZLWKJRDORWKHUWKDQFRPSOHWH DEVWLQHQFHKDGKLJKHUTXLWUDWHV

9DOHUDHWDO$,'6DQG%HKDYLRU

5HGXFHGLQIODPPDWRU\LQQDWHFHOO (PHUJLQJFRQVHQVXVRQORZ IUHTXHQFLHVLQFDQQDELVXVHUV FDUEYVORZIDWGLHWV"

0DQX]DN HWDO&,' 'HKJKDQ /DQFHW1RY

 (DUO\WLPHUHVWULFWHGIHHGLQJ LPSURYHVLQVXOLQVHQVLWLYLW\DQG%3 HYHQZLWKRXWZHLJKWORVV

6XWWRQHWDO&HOO0HWDE 

 Disclosure

What’s new in ,KDYHQRUHOHYDQWILQDQFLDOUHODWLRQVKLSVZLWKDQ\FRPSDQLHVUHODWHGWR tuberculosis? WKHFRQWHQWRIWKLVFRXUVH

The Medical Management of HIV/AIDS and Hepatitis Course 'HFHPEHU

6DUDK3XU\HDU0'

Objectives Tuberculosis: A major global health problem

ƒ $WWKHFRQFOXVLRQRIWKLVWDONOHDUQHUVZLOOEHEHWWHUDEOH WR ƒ   PLOOLRQ  6HOHFWDQGLQWHUSUHWGLDJQRVWLFWHVWVIRUODWHQWWXEHUFXORVLVLQIHFWLRQ FDVHV\HDU /7%, LQ+,9LQIHFWHGSDWLHQWV  PLOOLRQ  'HVLJQDQ/7%,WUHDWPHQWSODQWKDWDFFRXQWVIRU$57GUXJ GHDWKV\HDU LQWHUDFWLRQV  ,GHQWLI\ZKRDQGZKHQWRVFUHHQIRU/7%, ƒ FDXVHRIGHDWK  5HFRJQL]HDYDLODEOHPHWKRGVIRUGLDJQRVLVRIDFWLYHWXEHUFXORVLV DPRQJ3/+,9  'HVFULEHZKHQWRVWDUW$57LQ7%DQGPDMRUULIDP\FLQ$57 LQWHUDFWLRQV  0DQDJH7%LPPXQHUHFRQVWLWXWLRQLQIODPPDWRU\V\QGURPH ,5,6

:+2*OREDO7XEHUFXORVLV5HSRUW

 _>IRRWHUWH[WKHUH@ Epidemiology of TB in the United States Case 1 Tuberculosis Cases in United States, 1980-2015

ƒ $\HDUROGPDQIURP6DQ)UDQFLVFRSUHVHQWVWR\RXU FOLQLFIRUHYDOXDWLRQ7ZRZHHNVDJRKHZDVGLDJQRVHG ZLWK+,9 ƒ ,QLWLDOODEVVKRZ  &'+,951$  ,QWHUIHURQJDPPDUHOHDVHDVVD\ ,*5$ ,QGHWHUPLQDWH ƒ +HGHQLHVDQ\KLVWRU\RI7%LQIHFWLRQDQGGRHVQRWNQRZRI DQ\FRQWDFWVZLWK7% ƒ +HKDVH[SHULHQFHGKRPHOHVVQHVVDQGKDVKDGEULHISHULRGV RILQFDUFHUDWLRQLQWKHSDVW

&HQWHUVIRU'LVHDVH&RQWURO &'& 5HSRUWHG7XEHUFXORVLVLQWKH8QLWHG6WDWHV $WODQWD*$86'HSDUWPHQWRI+HDOWKDQG+XPDQ6HUYLFHV&'&

Audience Response Testing for LTBI 0IURP6)ZLWKQHZ+,9 &'9/. DQGLQGHWHUPLQDWH,*5$ 2SWLRQ7XEHUFXOLQ6NLQ7HVW 2SWLRQ,QWHUIHURQ*DPPD 5HOHDVH$VVD\ :KDWLVWKHFRUUHFWLQWHUSUHWDWLRQRIWKLVLQGHWHUPLQDWH,*5$ UHVXOWDQGZKDWLV\RXUQH[WVWHS"

 7%LQIHFWHGUXOHRXWDFWLYH7%DQGWUHDWKLP 4XDQWLIHURQ7% *ROG(/,6$  7%H[SRVHGXQLQIHFWHGGRQRWKLQJ WR KRXUV  7%LQIHFWLRQFDQQRWEHGHWHUPLQHGUHWHVWZKHQ&'LVKLJKHU ODWHU  7%H[SRVHG25%&*YDFFLQDWHGREWDLQD33'³WLHEUHDNHU´ •PPSRVLWLYH 76327TB  7%LQIHFWLRQFDQQRWEHGHWHUPLQHGREWDLQD33'³WLHEUHDNHU´ LQ+,9SWV (/,6327

1HLWKHUGLVWLQJXLVKHVEHWZHHQODWHQWDQGDFWLYHGLVHDVH

1HJDWLYHGRHV127UXOHRXWDFWLYHGLVHDVH

 _>IRRWHUWH[WKHUH@ TST vs. IGRA Screening for LTBI in HIV %RWKVHQVLWLYHLQ+,9SRVLWLYHV

'LDJQRVWLF 6WUHQJWKV /LPLWDWLRQV $SSURDFK ƒ :+2" ƒ :+(1" 767 ƒ 5HTXLUHVYLVLWV ƒ 9DVWH[SHULHQFH ƒ 3ODFHPHQW UHDGLQJUHTXLUHWUDLQLQJ  $OO+,9SDWLHQWVUHJDUGOHVVRI  $W+,9GLDJQRVLVRUHQWU\LQWR DEXQGDQWGDWD ƒ )DOVHSRVLWLYHVFDQRFFXUGXHWR ULVNIDFWRUV FDUH ƒ &KHDSHU %&*HQYLURQPHQWDO$)% ƒ :+<"  ,QWKRVHZLWKQHJDWLYH/7%,WHVW ƒ &DQUHPDLQSRVLWLYHDIWHU/7%, &' Æ UHSHDWDIWHU$57  ,QFUHDVHGULVNRISURJUHVVLRQWR DFWLYH7%W[ VWDUWHG &'! DFWLYHGLVHDVH ,*5$V ƒ 5HTXLUHVYLVLW ƒ 7HFKQLFDOHUURUVSRVVLEOH  ,IOLNHO\RQJRLQJUHSHDW  3RRURXWFRPHVZLWKDFWLYH ƒ ,QWHUSUHWDWLRQQRW ƒ %ORRGPXVWEHSURFHVVHGLQKUV H[SRVXUHWRDFWLYH7%6FUHHQ GLVHDVH VXEMHFWLYH ƒ )DOVHSRVLWLYHVZLWKVRPHRWKHU DQQXDOO\ ƒ 0RUHVSHFLILFWKDQ767 P\FREDFWHULD  6FUHHQLQJWHVWVH[LVW  5HFHQWFRQWDFWZLWKDNQRZQ ƒ 8QDIIHFWHGE\%&* ƒ /LPLWHGGDWDLQFKLOGUHQUHFHQW7%  (IIHFWLYHWUHDWPHQWVH[LVW 7%FDVH H[SRVXUH&'  ƒ &DQUHPDLQSRVLWLYHDIWHU/7%, DFWLYH7%W[

'++62,*XLGHOLQHV %&*VWDWXVVKRXOG127DIIHFW33'LQWHUSUHWDWLRQ

QuantiFERON-TB Gold-Plus Case 1 (continued) 0IURP6)ZLWKQHZ+,9 &'9/. DQGLQGHWHUPLQDWH,*5$

ƒ WK JHQHUDWLRQ,*5$)'$DSSURYHG ƒ

$3+/3UHVV5HOHDVH7HOLVLQJKH,-7/'

 _>IRRWHUWH[WKHUH@ Audience Response LTBI Treatment Options 0IURP6)ZLWKQHZ+,9 &'9/. DQGLQGHWHUPLQDWH,*5$

ƒ :KLFKRQHRIWKHIROORZLQJUHJLPHQVGR\RXVHOHFWWR ƒ 3UHIHUUHG WUHDW/7%,LQWKLVSDWLHQW"  +,1+[PRQWKV ZLWK% ƒ $OWHUQDWLYH  ,VRQLD]LGSOXVS\ULGR[LQH SOXV ULIDPSLQ SOXV HWKDPEXWRO IRUPRQWKV  +,1+[PRQWKV ZLWK%  55LIDPSLQ[PRQWKV  ,VRQLD]LGSOXVS\ULGR[LQHIRUPRQWKV  5=5LIDPSLQ3\UD]LQDPLGH[PRQWKV  ,VRQLD]LGSOXVS\ULGR[LQHIRUPRQWKV ƒ +LJKULVNRIKHSDWRWR[LFLW\  ,VRQLD]LGSOXVS\ULGR[LQHSOXV ULIDPSLQ IRUPRQWKV  +3,1+5LIDSHQWLQHZHHNO\ ZLWK% ‚

‚5LIDSHQWLQHDQGLVRQLD]LGUHFRPPHQGHGRQO\ZLWK(IDYLUHQ]DQG5DOWHJUDYLU$%&7&RU7'))7& '++62,*XLGHOLQHV

Current Guidelines for TB Preventive Therapy CDC Guidelines Update

5HJLPHQ $GXOW'RVDJH 'XUDWLRQV0RV (YLGHQFH5DWLQJLQ +,93RVLWLYH3WV ,VRQLD]LG GDLO\ PJGD\  $,, ,VRQLD]LG WZLFH PJG '27  %,, ZHHNO\ ,VRQLD]LG GDLO\ PJGD\  &, ,VRQLD]LG WZLFH PJG '27  &, ZHHNO\ ƒ +3UHFRPPHQGHGIRU/7%,LQ3/+,9127RQ$57 5LIDPSLQGDLO\ PJGD\  %,,, ƒ XSGDWHV 5LIDSHQWLQH 0D[LPXP  $JHV\HDUV LVRQLD]LG ‚ ZHHNO\ PJPJ  $,,,  3/+,9WDNLQJ$59VZLWKDFFHSWDEOHGUXJGUXJLQWHUDFWLRQVZLWK537 '27  %\'27RUVHOIDGPLQLVWHUHGWKHUDS\ *LYHS\ULGR[LQHPJGD\ZLWKLVRQLD]LGWRSUHYHQWQHXURSDWK\LQ+,9SRVLWLYHSWV ‚5LIDSHQWLQHDQGLVRQLD]LGUHFRPPHQGHGRQO\ZLWK(IDYLUHQ]DQG5DOWHJUDYLU$%&7&RU7'))7& '++62,*XLGHOLQHV%RULVRY00:5 '++62,*XLGHOLQHV%RULVRY00:56WHUOLQJ 35(9(177% $,'6 5HIHUHQFHVLQVOLGHQRWHV

 _>IRRWHUWH[WKHUH@ What is an “acceptable drug-drug” interaction with BRIEF-TB/A5279: INH + Rifapentine x 1 rifapentine? month to prevent TB in PLHIV 5LIDSHQWLQHDQG$QWLUHWURYLUDOV 6ZLQGHOOVHWDO&52,$EVWUDFW/%

ƒ (IDYLUHQ] Q  157,%DFNERQH ƒ 0XOWLQDWLRQDOUDQGRPL]HGRSHQODEHOSKDVH  +3T' 7'))7& ,,,WULDO  ()9!PJ/Æ ÆZHHNV 2U ƒ ,QWHUYHQWLRQ5LIDSHQWLQHPJ,VRQLD]LG $%&7F  9/XQGHWHFWDEOHÆ ÆZHHNV PJ'$,/<[GD\V ƒ &RQWURO,VRQLD]LGPJGDLO\[PRQWKV ƒ 5DOWHJUDYLU Q  QRW7$)  1R3YV3TZHHNYV3T' «PRUHRQWKLVODWHU ƒ 3RSXODWLRQ+,9LQIHFWHG! \HDUVROG ZLWKRXWDFWLYH7%  3TZHHNLQFUHDVHGUDOWHJUDYLU$8& ƒ 0HGLDQ&' ,45 RQ$57  3T'GHFUHDVHGWURXJKQRW&PD[RU$8& ƒ )LQGLQJV7%FDVHVLQ+3FDVHVLQ+  1RLQWROHUDQFHREVHUYHG ƒ &RQFOXVLRQ+3VDIHDQGHIIHFWLYHLQ ƒ 'ROXWHJUDYLU Q  SUHYHQWLQJ7%GLVHDVHFRPSDUHGWR+DW  ZLWKIOXOLNHV\QGURPHDQGHOHYDWHG/)7VVWXG\VWRSSHG ZHHNIROORZXS QRQLQIHULRU  (OHYDWHG,)JDPPD&53,1+8&'*9$8&

3RGD\&,':HLQHU-$QWLPLFURE&KHPRWKHUDS\%URRNV&,'

Indications to Treat HIV-positive patients for LTBI LTBI Treatment monitoring

ƒ 1HZSRVLWLYH/7%,WHVW$1'QHJDWLYHZRUNXSIRUDFWLYH ƒ %DVHOLQH/)7VLQDOO+,9SRVLWLYHLQGLYLGXDOVRQ$57 7% ƒ 5HSHDW/)7VLI ƒ &ORVHFRQWDFWZLWKDFWLYH7%$1'QHJDWLYHZRUNXSIRU  DEQRUPDO/)7VDWEDVHOLQH DFWLYH7%  8QGHUO\LQJOLYHUGLVHDVH +%9+&9(W2+FLUUKRVLV  %&*KLVWRU\VKRXOGQRWDIIHFWKHGHFLVLRQWRWUHDWLQ+,9SRVLWLYH  5HJXODU(W2+ LQGLYLGXDOV  &RQFRPLWDQWKHSDWRWR[LFPHGLFDWLRQV ƒ (OHYDWHG/)7V²ZKHQWRVWRS"  6\PSWRPDWLF![8/1  $V\PSWRPDWLF![8/1

 _>IRRWHUWH[WKHUH@ LTBI Treatment and ART reduce risk of TB disease and death in PLHIV Case 2

ƒ \HDUROGZRPDQIURP(O6DOYDGRULV 1R,37 DGPLWWHGZLWKFRXJKIHYHUVDQGDQ SRXQGZHLJKWORVVRYHUWKHSDVWRQHPRQWK ƒ &KHVW[UD\VKRZVDGLIIXVHLQILOWUDWH ,37[PR ƒ +,9WHVWLVSRVLWLYH&'YLUDOORDG

3UREDELOLW\RI'HDWK SHQGLQJ &XPXODWLYHSUREDELOLW\RI7% ƒ $)%VPHDURIVSXWXPLVQHJDWLYH ƒ %$/LVGRQH3-3QHJDWLYH ƒ 3UHJQDQF\WHVWLVQHJDWLYH

*ROXE&,'%DGMH/DQFHW*OREDO+HDOWK

Diagnosis of active TB TB Diagnosis: Chest X-ray

ƒ 2EWDLQDFKHVW[UD\LISRVLWLYH,*5$7677%H[SRVXUHRU7%V[V ƒ &;5FDQEHQRUPDO LQ+,9SRVLWLYHLQGLYLGXDOVZLWKDFWLYH7% ƒ &OLQLFDOVXVSLFLRQLVDPXVW  3XOPRQDU\V\PSWRPV3URORQJHGFRXJKKHPRSW\VLV FKHVWSDLQ  6\VWHPLFV\PSWRPVIHYHUVFKLOOVQLJKWVZHDWV DSSHWLWHORVVZHLJKWORVVIDWLJDELOLW\ ƒ 7HVWLQJRSWLRQV &DLQ1(-0 

 &KHVW;UD\ \    6SXWXPPLFURVFRS\ $)%VPHDU &KDPLH,-7/'  

+,937%FDVHV 

 07%&XOWXUH QRUPDO&;5ZLWK&'  1RUPDO&KHVW;UD             !  ;SHUW07%5,)DVVD\ &'&HOO&RXQW FHOOVȝ/

 _>IRRWHUWH[WKHUH@ TB Diagnosis: Smear microscopy TB Diagnosis: Culture

ƒ 2YHUDOOVHQVLWLYLW\RIVSXWXPPLFURVFRS\a ƒ 0RUHVHQVLWLYHDQGVSHFLILFWKDQVPHDU ƒ /RZHULQ+,9 ƒ 0HWKRGV 

  7UDGLWLRQDO&XOWXUH

 ƒ 6/2:   5DSLGFXOWXUH%$&7(&0*,7  ƒ GD\V  ƒ 3UREOHPDWLFIRUQRQVSXWXP  1HJDWLYH$)%6PHDU            ! &'&HOO&RXQW FHOOVȝ/

&KDPLH,-7/'

TB Diagnosis: Xpert GeneXpert TB/RIF Performance among HIV + ;SHUW$VVD\

ƒ 0RUHVHQVLWLYH ƒ +LJKVHQVLWLYLW\ WKDQVPHDU  2YHUDOOVHQVLWLYH ƒ 8VHIXOLQNLGV DQG(37% ƒ VHQVLWLYHLQVPHDUFXOWXUH VDPSOHV ƒ VHQVLWLYHLQVPHDU FXOWXUH ƒ 6FUHHQV5LI  ,PSURYHVZLWKUHSHDWHGVDPSOHV UHVLVWDQFH ƒ +LJKVSHFLILFLW\  2YHUDOOVSHFLILF  ,Q86FRKRUWVVSHFLILF

%RHKPH1(-0 6WHLQJDUW&RFKUDQH'DWDEDVH6\VW 5HY/XHWNHPH\HU&,'

 _>IRRWHUWH[WKHUH@ Xpert Ultra Case 2 (cont.) )IURP(O6DOYDGRUZLWKQHZG[+,9 &'9/SHQG SUHVHQWVZLWKSXOPRQDU\LQILOWUDWHVIHYHU FRXJKZWORVV[PRQWK

ƒ 7ZRGLIIHUHQWDPSOLILFDWLRQWDUJHWVQHZGHVLJQ ƒ 7KH*HQH;SHUWUHWXUQVSRVLWLYH ƒ 'HVLJQHGWRRYHUFRPHORZHUVHQVLWLYLW\LQVPHDUQHJDWLYHSXOPRQDU\ ƒ 1R5LIUHVLVWDQFHGHWHFWHG 7% ƒ

ƒ *UHDWHUORVVLQVSHFLILFLW\LIKLVWRU\RISULRU7%  1RGLIIHUHQFHLQGHWHFWLRQRI5HIUHVLVWDQFH  1RGHFUHDVHLQVHQVLWLYLW\LI+,9

'RUPDQ/DQFHW,'

Audience Response ART Timing )IURP(O6DOYDGRUZLWKQHZG[+,9 &'9/SHQG SUHVHQWVZLWKZLWKSXOPRQDU\7%QRZRQ5,3(

ƒ :KHQVKRXOGDQWLUHWURYLUDOWKHUDS\EHVWDUWHG"  ,QPRQWKVZKHQVKHVWDUWVFRQVROLGDWLRQSKDVH  :LWKLQZHHNVRI7%WKHUDS\VWDUW  $IWHUVKHFRPSOHWHV7%WKHUDS\  :LWKLQZHHNVRI7%WKHUDS\VWDUW

+DYOLU1(-0%ODQF1(-0$EGRRO.DULP1(-0

 _>IRRWHUWH[WKHUH@ ART Timing ART Timing: DHHS Guidelines

Trial Location Median Arms Effect of CD4 Earlier Rx (IQR) on ƒ $57LVUHFRPPHQGHGLQDOO+,9LQIHFWHGSHUVRQVZLWK7% Mortality $,  SAPIT South 150 Integrated (6 wks) vs. Ð56%  (Karim 2010) Africa (77-254) Sequential (39 wks) (subanalysis 67% ƒ ,QSDWLHQWVZLWK&' FHOOVPP LQLWLDWH$57DVVRRQ in CD4<50) DVSRVVLEOHEXWZLWKLQZHHNV RI7%WUHDWPHQWVWDUW $,  CAMELI Cambodia 25 Immediate (2 wks) vs Ð34%  A (10-56) Early (8 wks) ƒ ,QSDWLHQWVZLWK &'! FHOOVPP LQLWLDWH$57ZLWKLQ (Blanc 2011) ZHHNV $,,, STRIDE Multi- 77 Immediate (2 wks) vs Ð40% in (Havlir 2011) national (36-145) Early (8-12 wks) CD4<50 group only

ƒ (;&(37,217%PHQLQJLWLVÆ HDUO\$57DVVRFLDWHGZLWK

6WXGLHVH[FOXGHG&167% LQFUHDVHG$(DQGGHDWKH[HUFLVHFDXWLRQ

+DYOLU1(-0%ODQF1(-0$EGRRO.DULP1(-0 '++62,*XLGHOLQHV7RURN&,'

Antiretrovirals and anti-TB therapy: It’s complicated! Drug-drug interactions: NRTIs and Rifamycins

ƒ 7'))7& $%&7& ƒ 3LOO%XUGHQGUXJVIRU7%+,90HGV  &DQXVHZLWKULIDPSLQULIDEXWLQDQGULIDSHQWLQHZLWKRXWGRVHDGMXVWPHQW ƒ 2YHUODSSLQJWR[LFLWLHVFRPPRQVLGHHIIHFWV ƒ 7$) ƒ &RRUGLQDWLRQRIWKHSURJUDPV7%FDUHDQG+,9FDUHDUH &XVWXGLR HWDO(XURSHDQ$,'6&RQIHUHQFH$EVWUDFW36 QRWDOZD\VOLQNHG ƒ %,'7$)ULIDPSLQYVT'7$)DORQH  3ODVPD7$)$8&UHGXFHGZKHQJLYHQZLWK5,) ƒ )LUVWOLQH7%UHJLPHQVVKRXOGFRQWDLQDULIDP\FLQ  7URXJKOHYHOVRI7') PHWDEROLWH VLPLODU ULIDPSLQULIDEXWLQ  5LIDPSLQSRWHQWLQGXFHURIPHWDEROL]LQJHQ]\PHVDQGWUDQVSRUWHUV &HUURQHHWDO&52,$EVWUDFW/%

 5LIDEXWLQPHWDEROLVPLQKLELWHGE\3,V ƒ 7$)T'5LIDPSLQ Q  LQKHDOWK\LQGLYLGXDOV  3ODVPD7$)$8&UHGXFHG  ,QWUDFHOOXODUOHYHOVUHGXFHG  +2:(9(5,&OHYHOVKLJKHUWKDQ7')DORQH

Æ 'R127XVH7$)ZLWK5LIDP\FLQV

 _>IRRWHUWH[WKHUH@ Rifamycins and ART Drug-drug interactions: Rifamycins and INSTIs 5LIDPSLQ 5LIDEXWLQ 5LIDSHQWLQH 157,V ططط  &RROH\HWDO&52,$EVWUDFW³,163,5,1*´6WXG\ 7'))7' ƒ 'ROXWHJUDYLU5,)UHGXFHVSODVPDOHYHOVRI'7*Æ 2YHUFRPHE\ $%&7& ععع (GRVLQJ 7$',%  2SHQODEHOUDQGRPL]HGQRQFRPSDUDWLYHSKDVH,,,E 1157,V  1 QDwYHSDWLHQWVZLWKFRLQIHFWLRQ ط (increase RFB) ط ط [5LIEDVHG7%WKHUDS\ (IDYLUHQ VYV()9T'157,V,157',%*7'  ع \SRWHQWLDOO ع LQ()9 (WUDYLULQH6XSSUHVVLRQLQ'7*HHN:  ععع Æ VXSSRUWVWKH%,''7*UHF 5LOSLYLULQH  ع 'RVHPJ4' ع U,3 &XVWRGLRHWDO&52,$EVWUDFW ,167, ƒ %LFWHJUDYLU طط ',%PJ ط Q  5DOWHJUDYLU T'YV%,&)7&7$)%,'ULIDPSLQ(7$&7(&,%  ععع UHGXFHGDQGWURXJKUHGXFHGHYHQZLWK%,' (OYLWHJUDYLU&REL&,%&$8  ع ط ',%PJ ط Æ &RDGPLQLVWUDWLRQQRWUHFRPPHQGHG 'ROXWHJUDYLU  ععع LFWHJUDYLU%

Case 2 Audience Response )IURP(O6DOYDGRUZLWKQHZG[+,9 &'9/SHQG DQGSXOPRQDU\7%UHFHQWO\VWDUWHGRQ5,3( DQG$57

ƒ

ƒ

 _>IRRWHUWH[WKHUH@ Paradoxical TB IRIS TB IRIS: Role of Steroids

3UHGLFWRUV 7LPLQJ 3UHGQLVRQHDV,5,67UHDWPHQW7KH3UHG$57WULDO ‡ &' DW$57VWDUW ‡ 7\SLFDOO\ZHHNVDIWHU 0HLQWMHVHWDO$,'6 $57PRVWZLQPRQWKV ‡ +LJKHURQ$57&' ‡ +LJKSUH$579/Æ ORZHURQ ‡ 5&7RISODFHERYVSUHGQLVRQH PJJGD\[ $579/ ZHHNVÆPJNJGD\[ZHHNV ‡ 6HYHULW\RIGLVHDVH ‡ Q +,9QRQOLIHWKUHDWHQLQJ,5,6LQ6RXWK$IULFD (SLGHPLRORJ\ ‡ (QGSRLQWGD\VRIKRVSLWDOL]DWLRQDQGRXWSDWLHQWWKHUDSHXWLF  ‡ (DUO\$57VWDUW GD\V SURFHGXUHV HTXLYKRVSLWDOGD\ ‡ ,QFLGHQFHHVWLPDWHGDW  FDVHIDWDOLW\RIa  ‡ Æ 3ODFHERGD\V ,45 3UHGQLVRQHGD\V ,45 1R 7UHDWPHQW LQFUHDVHLQI[QV ‡ 5DUHO\VHYHUHRUIDWDO ‡ 0LOG16$,'V ‡ 0RUHVHYHUHVWHURLGV ‡ 6XUJLFDOGUDLQDJH

0XOOHU/DQFHW,''++62,*XLGHOLQHV

Recent developments in TB Prevention and TB IRIS: Role of Steroids Treatment

3UHGQLVRQHDV,5,63UHYHQWLRQ 5&7GRXEOHEOLQGRISODFHERYVSUHGQLVRQH PJGD\[ZHHNVÆPJGD\[ZHHNV DW WLPHRI$57VWDUW ‡ Q +,9QDwYHSW&'”7%5[VWDUWZLWKLQGD\V ‡ (QGSRLQW7%,5,6 ‡ 3ODFHERZLWK,5,63UHGQLVRQH55 S  ‡ 3ODFHERPHGLDQWLPHWR,5,6GD\VYVSUHGQLVRQHGD\V+5 S 

0HLQWMHV 3UHG$577HDP 1(-0 :DONHU &5\37,&&RQVRUWLXP*HQRPHV3URMHFW 1(-0 9DQ'HU0HHUHQ1(-0

 _>IRRWHUWH[WKHUH@ Conclusions

ƒ $OOLQGLYLGXDOVZLWK+,9VKRXOGEHVFUHHQHGIRU7%DWGLDJQRVLVRUHQWU\ LQWRFDUHKLJKULVNSDWLHQWVVKRXOGEHVFUHHQHGDQQXDOO\ ƒ 767RU,*5$FDQEHXVHGWRVFUHHQIRUODWHQW7% ƒ 7UHDW/7%,,WSUHYHQWV7%DQGUHGXFHVPRUWDOLW\ ƒ PRQWKVRI,1+LVWKHSUHIHUUHG/7%,WUHDWPHQWUHJLPHQDOWHUQDWLYHV H[LVWEXWEHZDUHRIGUXJGUXJLQWHUDFWLRQV ƒ +,9JUHDWO\LQFUHDVHVWKHULVNRI7%GLVHDVHDQGLPSDFWVWKHFOLQLFDO SUHVHQWDWLRQDQGGLDJQRVLVRI7% ƒ &275($70(172)+,9$1'7%6$9(6/,9(6  $57VKRXOGEHVWDUWHGDVVRRQDVSRVVLEOHLQ7%+,9SWVZLWK&'  ƒ 5LIDP\FLQVKDYHPXOWLSOHLQWHUDFWLRQVZLWK$57 ƒ 3UHGQLVRQHKDVDUROHLQWKHSUHYHQWLRQDQGWUHDWPHQWRI7%,5,6

 _>IRRWHUWH[WKHUH@ (1'2&5,1( 12',6&/2685(6 83'$7(6

UCSF HIV/AIDS and HEPATITIS COURSE December 8, 2018

Elizabeth J. Murphy, MD, DPhil Deborah Cowan Endowed Professorship in Endocrinology Professor of Clinical Medicine University of California, San Francisco Chief, Division of Endocrinology San Francisco General Hospital



2YHUYLHZ 3HUFHQWRI'HDWKV'XHWR&9'

 'LDEHWHV8SGDWHV

¾ )RFXVRQ&9'ULVN

¾ $SSURSULDWH$&7DUJHWV

¾ 1HZ,QVXOLQV  7HVWRVWHURQH7ULDOV8SGDWHV

)HLQVWHLQHWDO$PHULFDQ-RXUQDORI&DUGLRORJ\  

 &DVH \RZZLWK+,9RQ$59 9/8' +71%0, $&*RDO '0IRU\HDUV2QPHWIRUPLQEXWLQSDVW\HDU $&KDVLQFUHDVHGWR:KDWGR\RXGR &DUGLRYDVFXODU QH[W" (IILFDF\ %HQHILW+DUP

D (QFRXUDJHLPSURYHGGLHWDQGH[HUFLVH E 6WDUWDVXOIRQ\OXUHD &RPRUELGLWLHV F 6WDUWD7=' &RVW G 6WDUWD'33,9LQKLELWRU &RPSOLFDWLRQV H 6WDUWDQ6/*7LQKLELWRU I 6WDUWD*/3DQDORJXH J 6WDUWLQVXOLQ $GYHUVH(IIHFWV 3DWLHQW K 6WDUWDQĮJOXFRVLGDVH LQKLELWRUEURPRFULSWLQH RUFROHVHYHODP 5LVNV+\SRJO\FHPLD $FFHSWDQFH 

&DVH \RZZLWK+,9RQ$59 8'9/ +71 %0,'0IRU\HDUV2QPHWIRUPLQ EXWLQSDVW\HDU$&KDVLQFUHDVHGWR :KDWVKRXOGKHU$&WDUJHWEH" What I Know about Lowering Glucose in Diabetes D  E  F  G  H 

 

 /RZHULQJ$&SUHYHQWVPLFURYDVFXODU FRPSOLFDWLRQV7KHORZHUWKHEHWWHU7KH HDUOLHULQWKHGLVHDVHWKHEHWWHU ,7+,1. /RZHULQJ$&HDUO\LQWKHGLVHDVHSUHYHQWV What I Know about Lowering PDFURYDVFXODU FRPSOLFDWLRQVPDQ\\HDUVODWHU Glucose in Diabetes 7KHHIIHFWVRILPSURYHGJO\FHPLFFRQWURO HDUO\LQWKHGLVHDVHODVWGHFDGHVDIWHU $JJUHVVLYH$&ORZHULQJUHVXOWVLQPRUH K\SRJO\FHPLDDQGWKHHOGHUO\DUHPRUHSURQHWR VHYHUHK\SRJO\FHPLD



'&&7(',& Cumulative Incidence CVD Outcomes 8.3'6 +E$F UHGXFWLRQLQ&9'ULVN 3URJUHVVLRQ UHGXFWLRQLQULVNRIQRQIDWDO0,VWURNHRU&9'GHDWK Y$& Y $& >@ $W\)ROORZXS UHGXFWLRQLQ&9'ULVN UHGXFWLRQLQULVNRIQRQIDWDO &RQYHQWLRQDO 0,VWURNHRU&9'GHDWK ,QWHQVLYH

Y$&

      7LPHIURP5DQGRPL]DWLRQ \HDUV

/DQFHW 1(QJO -0HG 

 8.3'6 20 y follow-up 8.3'6 20 y follow-up Intensive Glucose Control Intensive Glucose Control

 

 

1(-0 1(-0

ZŝƐŬ&ĂĐƚŽƌƐ DŽƌƚĂůŝƚLJĂŶĚsKƵƚĐŽŵĞƐ tŚŝĐŚƌŝƐŬĨĂĐƚŽƌŽƵƚƐŝĚĞƚŚĞƚĂƌŐĞƚ ‡ Ϯϳϭ͕ϭϳϰƉĂƚŝĞŶƚƐǁŝƚŚDϮŝŶ^ǁĞĚĞŶ ƌĂŶŐĞǁĂƐƚŚĞƐƚƌŽŶŐĞƐƚƉƌĞĚŝĐƚŽƌ ‡ ƐƐĞƐƐĞĚϱƌŝƐŬĨĂĐƚŽƌƐŽƵƚŽĨƚĂƌŐĞƚƌĂŶŐĞ ŽĨĂĐƵƚĞD/ĂŶĚƐƚƌŽŬĞ͍ ± ϭхϳй͕^WхϭϰϬ͕ƐŵŽŬŝŶŐ͕>>хϵϳŵŐͬĚ>͕ ĂůďƵŵŝŶƵƌŝĂ ĂͿ ĞůĞǀĂƚĞĚϭ ± džƉůŽƌĞĚsŽƵƚĐŽŵĞƐĂŶĚŵŽƌƚĂůŝƚLJ ďͿ ĞůĞǀĂƚĞĚ^W ‡ ,ĂnjĂƌĚZĂƚŝŽĨŽƌƉĂƚŝĞŶƚƐǁŝƚŚĂůůǀĂƌŝĂďůĞƐŝŶ ĐͿ ƐŵŽŬŝŶŐ ƚĂƌŐĞƚƌĂŶŐĞ ± ĚĞĂƚŚϭ͘Ϭϲ;ϭ͘ϬϬͲϭ͘ϭϮͿ ĚͿ ĞůĞǀĂƚĞĚ>> ± ĂĐƵƚĞD/Ϭ͘ϴϰ;Ϭ͘ϳϱͲϬ͘ϵϯͿ ĞͿ ĂůďƵŵŝŶƵƌŝĂ ± ƐƚƌŽŬĞϬ͘ϵϱ;Ϭ͘ϴϰͲϭ͘ϬϳͿ

ZĂǁƐŚĂŶŝ ĞƚĂů͘EŶŐů :DĞĚϮϬϭϴ͖ϯϳϵ͗ϲϯϯͲϲϰϰ͘

 tŚŝĐŚƌŝƐŬĨĂĐƚŽƌŽƵƚƐŝĚĞƚŚĞƚĂƌŐĞƚ ƌĂŶŐĞǁĂƐƚŚĞƐƚƌŽŶŐĞƐƚƉƌĞĚŝĐƚŽƌ ŽĨĚĞĂƚŚ͍

ĂͿ ĞůĞǀĂƚĞĚϭ ďͿ ĞůĞǀĂƚĞĚ^W ĐͿ ƐŵŽŬŝŶŐ ĚͿ ĞůĞǀĂƚĞĚ>> ĞͿ ĂůďƵŵŝŶƵƌŝĂ

ZĂǁƐŚĂŶŝ ĞƚĂů͘EŶŐů :DĞĚϮϬϭϴ͖ϯϳϵ͗ϲϯϯͲϲϰϰ͘

  

     PJG/  ZĂǁƐŚĂŶŝ ĞƚĂů͘EŶŐů :DĞĚϮϬϭϴ͖ϯϳϵ͗ϲϯϯͲϲϰϰ͘ ZĂǁƐŚĂŶŝ ĞƚĂů͘EŶŐů :DĞĚϮϬϭϴ͖ϯϳϵ͗ϲϯϯͲϲϰϰ͘

 8.3'6 $'9$1&( $&&25' 9$'7 ^ƵŵŵĂƌLJŽĨDĂũŽƌdŝŐŚƚŽŶƚƌŽůdƌŝĂůƐ VXEMHFWV     ^ƚƵĚLJ DŝĐƌŽǀĂƐĐ s DŽƌƚĂůŝƚLJ $JH \     h

'XUDWLRQRI      /ŶŝƚŝĂůdƌŝĂů )ROORZXS    >ŽŶŐdĞƌŵ&ŽůůŽǁͲƵƉ 0RGLILHGIURP.QHGDOO DQG%HUJHQWDO 

7DNH+RPH3RLQWV &DVH

ƒ /RZHULQJ$&SUHYHQWVPLFURYDVFXODU \RZZLWK+,9RQ$59 8'9/ +71 FRPSOLFDWLRQV7KHORZHUWKHEHWWHU7KHHDUOLHU %0,'0IRU\HDUV2QPHWIRUPLQ LQWKHGLVHDVHWKHEHWWHU EXWLQSDVW\HDU$&KDVLQFUHDVHGWR ƒ /RZHULQJ$&HDUO\LQWKHGLVHDVHSUHYHQWV :KDWVKRXOGKHU$&WDUJHWEH" PDFURYDVFXODUFRPSOLFDWLRQVPDQ\\HDUVODWHU ƒ (IIHFWVRIHDUO\$&ORZHULQJODVWdecades DIWHU WLJKWFRQWUROLVGRQH D  ƒ 7LJKWFRQWUROODWHLQ7'0LQSDWLHQWVZLWK E  HVWDEOLVKHG&9GLVHDVH F 

R +DVPRUHPRGHVWHIIHFWVRQPLFURYDVFXODUGLVHDVH G  R +DVXQFOHDU&9EHQHILW H 

 

 *XLGHOLQHVIRU*O\FHPLF 7DUJHWV ƒ $PHULFDQ$VVRFLDWLRQRI&OLQLFDO (QGRFULQRORJLVWV 'ůLJĐĞŵŝĐƚĂƌŐĞƚƐ ƒ $PHULFDQ'LDEHWHV$VVRFLDWLRQ  фϳ͘ϬйĨŽƌŵĂŶLJĂĚƵůƚƐ ƒ 9$'2'  фϲ͘ϱйĨŽƌƐĞůĞĐƚĞĚƉĂƚŝĞŶƚƐŝĨƚŚŝƐĐĂŶďĞĂĐŚŝĞǀĞĚ ƒ 1,&(± 8. ǁŝƚŚŽƵƚŚLJƉŽŽƌŽƚŚĞƌĂĚǀĞƌƐĞĞĨĨĞĐƚƐ  фϴйĨŽƌƉĂƚŝĞŶƚƐǁŝƚŚŚŝƐƚŽƌLJŽĨƐĞǀĞƌĞ ƒ $PHULFDQ&ROOHJHRI3K\VLFLDQV ŚLJƉŽŐůLJĐĞŵŝĂ͕ůŝŵŝƚĞĚůŝĨĞĞdžƉĞĐƚĂŶĐLJ͕ĂĚǀĂŶĐĞĚ ŵĂĐƌŽͬŵŝĐƌŽǀĂƐĐƵůĂƌĚŝƐĞĂƐĞ͕ůŽŶŐƐƚĂŶĚŝŶŐD ǁŝƚŚŽƵƚĂƚƚĂŝŶŝŶŐƚŚĞŐŽĂů

 'LDEHWHV&DUH 6XSSO 6±6_KWWSVGRLRUJGF6

$&3*XLGDQFH $&3*XLGDQFH IRU$&7DUJHWVLQ'0 IRU$&7DUJHWVLQ'0 ƒ &OLQLFLDQVVKRXOGDLPWRDFKLHYH$&RILQPRVW ƒ &OLQLFLDQVVKRXOGDLPWRDFKLHYH$&RILQPRVW SDWLHQWV SDWLHQWV R $&+,(9( 127³$,072$&+,(9(´ R $&+,(9( 127³$,072$&+,(9(´ ƒ &OLQLFLDQVVKRXOGFRQVLGHUFXWWLQJEDFNRQPHGLFDOWKHUDS\ ƒ &OLQLFLDQVVKRXOGFRQVLGHU FXWWLQJEDFNRQPHGLFDOWKHUDS\ ZLWK$&  ZLWK$&  R 127)25)2/.6210(7)250,1'58*6:,7+287 +<32*/<&(0,$25<281*)2/.6:,7+287/2:6 ƒ /LIHH[SHFWDQF\ \HDUV HJQXUVLQJKRPH GHPHQWLD(65'&23'&+)HWF JRDOLVWRPLQLPL]H V\PSWRPVZLWKRXW$&WDUJHW

R ± 1(('$1$&72.12:6(± %LJGLIIHUHQFHEHWZHHQDQG ƒ 3HUVRQDOL]HJRDOVEDVHGRQDOOWKRVHWKLQJVZHDUHWDONLQJ DERXW

R <(6

4DVHHP HWDOIRU*XLOGLQH &RPPLWWHHAnn Intern Med 0DUFK  4DVHHP HWDOIRU*XLOGLQH &RPPLWWHHAnn Intern Med 0DUFK 

 $&7DUJHW $&7DUJHW \RZZLWK+,9RQ$59 8'9/ +71 \RZZLWK+,9RQ$59 8'9/ +71 %0,'0IRU\HDUV2QPHWIRUPLQ %0,'0IRU\HDUV2QPHWIRUPLQ EXWLQSDVW\HDU$&KDVLQFUHDVHGWR EXWLQSDVW\HDU$&KDVLQFUHDVHGWR :KDWVKRXOGKHU$&WDUJHWEH" :KDWVKRXOGKHU$&WDUJHWEH"

D  D  E  E  F  F  G  G  H  H 

 

&DVH \RZZLWK+,9RQ$59 9/8' +71%0, $&*RDO '0IRU\HDUV2QPHWIRUPLQEXWLQSDVW\HDU $&KDVLQFUHDVHGWR:KDWGR\RXGR QH[W" &DUGLRYDVFXODU %HQHILW+DUP (IILFDF\

D (QFRXUDJHLPSURYHGGLHWDQGH[HUFLVH E 6WDUWDVXOSKRQ\OXUHD F 6WDUWD7=' &RPRUELGLWLHV &RVW G 6WDUWD'33,9LQKLELWRU &RQWUDLQGLFDWLRQV H 6WDUWDQ6/*7LQKLELWRU I 6WDUWD*/3DQDORJXH J 6WDUWLQVXOLQ $GYHUVH(IIHFWV 3DWLHQW K 6WDUWDQĮJOXFRVLGDVH LQKLELWRUEURPRFULSWLQH RUFROHVHYHODP 5LVNV+\SRJO\FHPLD $FFHSWDQFH



 'UXJVZLWK3RRU$&(IIHFW *RRG5[FRP $& &RVWPWK ƒ '33,9,QKLELWRUV± $YRLGZLWK+,9 6XOIRQ\OXUHD   ƒ Į JOXFRVLGDVH LQKLELWRUV DFDUERVHPLJOLWRO  0HWIRUPLQ   ƒ &ROHVHYRODP :HOFKRO 3LRJOLWD]RQH    ƒ %URPRFULSWLQH F\FORVHW ([HQDWLGH   &DQDJOLIOR]LQ   6LWLJOLSWLQ    $FDUERVH   

 

6SHFLDO1RWHVLQ+,9 ƒ '33,9,QKLELWRUVVKRXOGEHDYRLGHGXQWLO PRUHLVNQRZQ 68/)21

R PROHFXODUWDUJHWVRQLPPXQHFHOOVDQGKHQFH 5,6.2)&$5',29$6&8/$5 DPELJXRXVHIIHFWVLQ+,9LQIHFWHGLQGLYLGXDOV ',6($6( R SLORWVWXG\RQ+,9SDWLHQWVZLWKRXWGLDEHWHV WUHDWHGIRUPRQWKV D 7UXH ƒ 'ROXWHJUDYLUFDQLQFUHDVHPHWIRUPLQ FRQFHQWUDWLRQ E )DOVH ƒ &DQDJOLIOR]LQVKRXOGEHLQFUHDVHGZKHQFR DGPLQLVWHUHGZLWKULWRQDYLU

 

 )RUHVWSORWVXPPDULVLQJWKHSULPDU\DQDO\VLVDQGDOOVHQVLWLYLW\DQDO\VHV

$QWRQLRV 'RXURV HWDO%0-EPMN

$GMXVWHG +5 0\RFDUGLDO,QIDUFWLRQ &, $GGLQJ68  6ZLWFKLQJWR68 0HWIRUPLQ0RQRWKHUDS\8VHUV

,VFKHPLF6WURNH $GGLQJ68 6ZLWFKLQJWR68  $GGLQJRUVZLWFKLQJWR68 &9'HDWK $GGLQJ68 6ZLWFKLQJWR68

$OO&DXVH0RUWDOLW\   $GGLQJ68 6ZLWFKLQJWR68 $GGLQJ68 6ZLWFKLQJWR68

Ϭ͘ϱ Ϯ͘ϱ ϰ͘ϱ ϲ͘ϱ ϴ͘ϱ

 DW'dKz

$GGLQJDVXOIRQ\OXUHDWRPHWIRUPLQGRHVQRW LQFUHDVHWKHULVNRIFDUGLRYDVFXODUGLVHDVHEXW UHSODFLQJPHWIRUPLQZLWKDVXOIRQ\OXUHDGRHV

^ƵŵŵĂƌLJŽĨDĂũŽƌdŝŐŚƚŽŶƚƌŽůdƌŝĂůƐ ŐĞŶĚĂŐĂŝŶƐƚ/ŶĞdžƉĞŶƐŝǀĞDDĞĚƐ ^ƚƵĚLJ DŝĐƌŽǀĂƐĐ s DŽƌƚĂůŝƚLJ ‡ DĞƚĨŽƌŵŝŶ h

/ŶŝƚŝĂůdƌŝĂů

>ŽŶŐdĞƌŵ&ŽůůŽǁͲƵƉ 0RGLILHGIURP.QHGDOO DQG%HUJHQWDO

 /LUDJOXWLGH 9LFWR]D*/3 &9RXWFRPHV /LUDJOXWLGH 9LFWR]D &9RXWFRPHV

sĞĂƚŚ ϭΣ KƵƚĐŽŵĞ ,ZϬ͘ϳϴΎ ,ZϬ͘ϴϳΎ

EŽŶĨĂƚĂů EŽŶĨĂƚĂů ,&,ŽƐƉ͕ ĞĂƚŚ D/͕E^ ^ƚƌŽŬĞ͕E^ E^ ,ZϬ͘ϴϱΎ

0DUVR63HWDO1(QJO-0HG 0DUVR63HWDO1(QJO-0HG

0DUVR 63HWDO1(QJO -0HG 0DUVR 63HWDO1(QJO -0HG

'>WͲϭŐŽŶŝƐƚƐ 5HQDO+DQGOLQJRI*OXFRVH *)5/GD\ [ JOXFRVHFRQF PJG/  JGD\ILOWHUHGJOXFRVH '>WͲϭ ŐŽŶŝƐƚƐ dƌĂĚĞEĂŵĞ EŽƚĂďůĞsKhdKD^ ďůŝŐůƵƚŝĚĞ dĂŶnjĞƵŵ *OXFRVH 6*/7 džĞŶĂƚŝĚĞ LJĞƚƚĂͬLJĚƵƌĞŽŶ ƵůĂŐůƵƚŝĚĞ dƌƵůŝĐŝƚLJ 6 >ŝƌĂŐůƵƚŝĚĞΎ sŝĐƚŽnjĂ &ĂƉƉƌŽǀĞĚĨŽƌsŽƵƚĐŽŵĞƐΎ ^ĞŵĂŐůƵƚŝĚĞ KnjĞŵƉŝĐ ZĞĚƵĐƚŝŽŶŝŶƐŽŵĞsŽƵƚĐŽŵĞƐ 6*/7  6

)'$DSSURYHGWRUHGXFHWKHULVNRIPDMRUDGYHUVHFDUGLRYDVFXODU &9   HYHQWVKHDUWDWWDFNVWURNHDQG&9GHDWKLQDGXOWVZLWKW\SHGLDEHWHV DQGHVWDEOLVKHG&9GLVHDVH

1R*OXFRVH

 (PSDJOLIOR]LQ 6*/7 &9DQG0RUWDOLW\%HQHILW ^'>dϮ/ŶŚŝďŝƚŽƌƐ 3ULPDU\ 2XWFRPH± &9'HDWK +5 +5 ^'>Ϯ/ŶŚŝďŝƚŽƌƐ dƌĂĚĞEĂŵĞ EŽƚĂďůĞsKƵƚĐŽŵĞƐ

ĂŶĂŐůŝĨůŽnjŝŶ /ŶǀŽŬĂŶĂ ZĞĚƵĐƚŝŽŶŝŶsŽƵƚĐŽŵĞƐ ŝŶƐĞĐŽŶĚĂƌLJƉƌĞǀĞŶƚŝŽŶ ĂƉĂŐůŝĨůŽnjŝŶ &ĂƌdžŝŐĂ ^ƚƵĚLJŽƵƚϮϬϭϵ

+RVS+)± 'HDWK± +5 +5 ŵƉĂŐůŝĨůŽnjŝŶΎ :ĂƌĚŝĂŶĐĞ &ĂƉƉƌŽǀĞĚĨŽƌs /ŶĚŝĐĂƚŝŽŶΎ ƌƚƵŐůŝĨŽnjŝŶ ^ƚĞŐůĂƚƌŽ ^ƚƵĚLJŽŶŐŽŝŶŐ ;ĂƉƉƌŽǀĞĚϭϮͬϭϳͿ

)'$$SSURYHGWRUHGXFHWKHULVNRIFDUGLRYDVFXODUGHDWKLQDGXOWVZLWK 7'0DQGHVWDEOLVKHG FDUGLRYDVFXODUGLVHDVH

ŝŶŵĂŶ ĞƚĂů͘EŶŐů :DĞĚϮϬϭϱ͖ϯϳϯ͗ϮϭϭϳͲϮϭϮϴ͘

^'>dϮ/ŶŚŝďŝƚŽƌƐĂŶĚŵƉƵƚĂƚŝŽŶƐ 6XPPDU\

‡ /ŶŝƚŝĂůEsƐƚƵĚLJǁŝƚŚĐĂŶĂŐůŝĨůŽnjŝŶ ;/ŶǀŽŬĂŶĂͿ ƒ 7KHGDWDRQ&9'DQG&+)RXWFRPHVIRUVHFRQG ƐŚŽǁĞĚĂŶŝŶĐƌĞĂƐĞŝŶůŽǁĞƌĞdžƚƌĞŵŝƚLJ JHQHUDWLRQVXOIRQ\OXUHDVDUHQHXWUDOLQFRQFOXVLYH ĂŵƉƵƚĂƚŝŽŶƐ͘ ƒ 7KH6*/7,QKLELWRUVHPSDJOLIOR]LQDQGFDQDJOLIOR]LQ ‡ &ĂĚĚĞĚĂďůĂĐŬďŽdžǁĂƌŶŝŶŐĨŽƌĐĂŶĂŐůŝĨůŽnjŝŶ SURYLGH&9EHQHILWLQSDWLHQWVZLWKHVWDEOLVKHGGLVHDVH ŽŶůLJ EXWFRPHZLWKDQLQFUHDVHGULVNRIDPSXWDWLRQDQG'.$ ‡ ƵƌŽƉĞĂŶDĞĚŝĐŝŶĞƐŐĞŶĐLJĂĚĚĞĚĂǁĂƌŶŝŶŐĨŽƌ ƒ 7KH*/3$QDORJXHVOLUDJOXWLGHDQGVHPDJOXWLGH ĂůůĚƌƵŐƐŝŶƚŚĞĐůĂƐƐ SURYLGH&9EHQHILWLQSDWLHQWVZLWKHVWDEOLVKHGGLVHDVH ƒ (PSDJOLIOR]LQDQGOLUDJOXWLGHDUH)'$DSSURYHGIRU&9 ‡ >ĂƚĞƐƚĚĂƚĂƐƵŐŐĞƐƚƐƚŚŝƐŝƐĂĐůĂƐƐĞĨĨĞĐƚǁŝƚŚ,Z LQGLFDWLRQVZLWKHVWDEOLVKHG&9GLVHDVH Ϯ͘ϯϮϭ ƒ 7LJKWJOXFRVHHDUO\LQWKHGLVHDVHFRXUVHSURYLGHV&9 ‡ /ŶĐŝĚĞŶĐĞƌĂƚĞϮ͘ϳ ǀ ϭ͘ϭĞǀĞŶƚƐƉĞƌϭϬϬϬƉĞƌƐŽŶ EHQHILW LJĞĂƌƐϭ

 8HGDHWDOBMJ  HSXE 1RYHPEHU

 $'$7\SH&RQVHQVXV6WDWHPHQW &DVH 'LDEHWHV7UHDWPHQW$OJRULWKP \RZZLWK+,9RQ$59 8'9/ +71%0, '0IRU\HDUV2QPHWIRUPLQIRUVHYHUDO\HDUV EXWLQSDVW\HDU$&KDVLQFUHDVHGWR :KDWGR\RXGRQH[W"

D (QFRXUDJHLPSURYHGGLHWDQGH[HUFLVH E 6WDUWDVXOIRQ\OXUHD F 6WDUWD7=' G 6WDUWD'33,9LQKLELWRU H 6WDUWDQ6/*7LQKLELWRU I 6WDUWD*/3DQDORJXH J 6WDUWLQVXOLQ K 6WDUWDQĮJOXFRVLGDVH LQKLELWRUEURPRFULSWLQH RUFROHVHYHODP $Q$PHULFDQ'LDEHWHV$VVRFLDWLRQFRQVHQVXVVWDWHPHQWUHSUHVHQWV WKHDXWKRUV¶FROOHFWLYHDQDO\VLV HYDOXDWLRQDQGRSLQLRQ DWWKHWLPHRISXEOLFDWLRQDQGGRHVQRWUHSUHVHQWRIILFLDODVVRFLDWLRQ RSLQLRQ  'LDEHWHV&DUH3XEOLVKHGRQOLQH2FW

5HYLVHG&RQVHQVXV$OJRULWKP ADA and EASD Diabetes Care 31:173, 2008.

Diabetes Care, Diabetologia.  $SULO

 >ĞƐƐtĞůůͲsĂůŝĚĂƚĞĚƵĨĨĞƚĨŽƌDϮ

/LUDJOXWLGH (PSDJOLIOR]LQ

'LDEHWHV&DUH  ^ƚĂŶĚĂƌĚƐŽĨDĞĚŝĐĂůĂƌĞŝŶŝĂďĞƚĞƐϮϬϭϳ -DQ  6XSSOHPHQW  66

&DVH &DVH \RZZLWK+,9RQ$59 8'9/ +71%0, \RZZLWK+,9RQ$59 8'9/ +71%0, '0IRU\HDUV2QPHWIRUPLQEXWLQSDVW\HDU '0IRU\HDUV2QPHWIRUPLQEXWLQSDVW\HDU $&KDVLQFUHDVHGWR:KDWGR\RXGR $&KDVLQFUHDVHGWR:KDWGR\RXGR QH[W" QH[W"

D (QFRXUDJHLPSURYHGGLHWDQGH[HUFLVH D (QFRXUDJHLPSURYHGGLHWDQGH[HUFLVH E 6WDUWDVXOIRQ\OXUHD E 6WDUWDVXOIRQ\OXUHD F 6WDUWD7=' F 6WDUWD7=' G 6WDUWD'33,9LQKLELWRU G 6WDUWD'33,9LQKLELWRU H 6WDUWDQ6/*7LQKLELWRU H 6WDUWDQ6/*7LQKLELWRU I 6WDUWD*/3DQDORJXH I 6WDUWD*/3DQDORJXH J 6WDUWLQVXOLQ J 6WDUWLQVXOLQ K 6WDUWDQĮJOXFRVLGDVH LQKLELWRUEURPRFULSWLQH RUFROHVHYHODP K 6WDUWDQĮJOXFRVLGDVH LQKLELWRUEURPRFULSWLQH RUFROHVHYHODP

 

 &DVH &DVH  \RP ZLWK+,9RQ$59 8'9/ +71&$'VS \RZZLWK+71&$'VS37&$&.'%0, 37&$&.'%0,'0IRU \HDUV2Q '0IRU\HDUV2QPHWIRUPLQEXWLQSDVW\HDU PHWIRUPLQEXWLQSDVW\HDU$&KDVLQFUHDVHGWR $&KDVLQFUHDVHGWR:KDWGR\RXGR :KDWGR\RXGRQH[W" QH[W"

D (QFRXUDJHLPSURYHGGLHWDQGH[HUFLVH D (QFRXUDJHLPSURYHGGLHWDQGH[HUFLVH E 6WDUWDVXOIRQ\OXUHD E 6WDUWDVXOIRQ\OXUHD F 6WDUWD7=' $&*RDO " F 6WDUWD7=' $&*RDO " G 6WDUWD'33,9LQKLELWRU G 6WDUWD'33,9LQKLELWRU H 6WDUWDQ6/*7LQKLELWRU H 6WDUWDQ6/*7LQKLELWRU I 6WDUWD*/3DQDORJXH I 6WDUWD*/3DQDORJXH J 6WDUWLQVXOLQ J 6WDUWLQVXOLQ K 6WDUWDQĮJOXFRVLGDVH LQKLELWRUEURPRFULSWLQH RUFROHVHYHODP K 6WDUWDQĮJOXFRVLGDVH LQKLELWRU EURPRFULSWLQH RUFROHVHYHODP

 

&DVH &DVH \RZKRPHOHVVZLWKRQJRLQJPHWKXVH+,9ZLWK \RZKRPHOHVVZLWKRQJRLQJPHWKXVH+,9ZLWK SRRU$59DGKHUHQFH 9/ +71%0, SRRU$59DGKHUHQFH 9/ +71%0, '0IRU\HDUV2QPHWIRUPLQEXWLQSDVW\HDU '0IRU\HDUV2QPHWIRUPLQIRUVHYHUDO\HDUV $&KDVLQFUHDVHGWR:KDWGR\RXGR EXWLQSDVW\HDU$&KDVLQFUHDVHGWR QH[W" :KDWGR\RXGRQH[W"

D (QFRXUDJHLPSURYHGGLHWDQGH[HUFLVH D (QFRXUDJHLPSURYHGGLHWDQGH[HUFLVH E 6WDUWDVXOIRQ\OXUHD E 6WDUWDVXOIRQ\OXUHD$&*RDO .HHSRXWRI F 6WDUWD7=' F 6WDUWD7=' WKHKRVSLWDO G 6WDUWD'33,9LQKLELWRU G 6WDUWD'33,9LQKLELWRU H 6WDUWDQ6/*7LQKLELWRU H 6WDUWDQ6/*7LQKLELWRU I 6WDUWD*/3DQDORJXH I 6WDUWD*/3DQDORJXH'RQRWKLQJ J 6WDUWLQVXOLQ J 6WDUWLQVXOLQ

K 6WDUWDQĮJOXFRVLGDVH LQKLELWRUEURPRFULSWLQH RUFROHVHYHODP  K 6WDUWDQĮJOXFRVLGDVH LQKLELWRUEURPRFULSWLQH RUFROHVHYHODP 

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ĮJOXFRVLGDVH LQKLELWRUEURPRFULSWLQH RUFROHVHYHODP

K 6WDUWDQĮJOXFRVLGDVH LQKLELWRUEURPRFULSWLQH RUFROHVHYHODP  

:KDW,QVXOLQ:RXOG\RXVWDUW" :KDWLVDELRORJLF"

D %HGWLPH13+ E %HGWLPHJODUJLQH Biologics are made from human, animal, and microorganism sources and may be produced by biotechnology methods. F %HGWLPHGHJOXGHF G %HGWLPHDGPHORJ H ,GRQ¶WHYHQNQRZZKDWDOOWKHVHLQVXOLQV DUH



 ,QVXOLQ ůŝ>ŝůůLJΘŽ͘

^ŵĂůů EĂŵĞ ƌĂŶĚ ^ƚĂƚƵƐ DĂŶƵĨĂĐƚƵƌĞƌ ŽƐƚ 'ĞŶĞƌŝĐƐ EĂŵĞ DŽůĞĐƵůĞƐ ŐůĂƌŐŝŶĞ >ĂŶƚƵƐ ^ĂŶŽĨŝ ΨϮϳϴ ŐůĂƌŐŝŶĞ ĂƐŝŐůĂƌ ŝŽƐŝŵŝůĂƌ >ŝůůLJ ΨϮϯϱ ŐůĂƌŐŝŶĞ >ƵƐĚƵŶĂ ŝŽƐŝŵŝůĂƌ DĞƌĐŬ EŽƚ ĂǀĂŝůĂďůĞ ŝŽƐŝŵŝůĂƌ ŐůĂƌŐŝŶĞ dŽƵũĞŽ hͲϯϬϬ ^ĂŶŽĨŝ ΨϮϵϱ ͟,ŝŐŚůLJƐŝŵŝůĂƌ͟ǁŝƚŚ͞ŶŽĐůŝŶŝĐĂůůLJ ĚĞƚĞŵŝƌ >ĞǀĞŵŝƌ8 XQLWVSHUPO EŽǀŽEŽƌĚŝƐŬ Ψϰϰϲ ŵĞĂŶŝŶŐĨƵůĚŝĨĨĞƌĞŶĐĞ͟ ŝŽůŽŐŝĐƐ ĚĞŐůƵĚĞĐ dƌĞƐŝďĂ QRUPDOO\XQLWVSHUPO EŽǀŽEŽƌĚŝƐŬ 8 ΨϰϵϬ EW,;ǀŝĂůͿ ,ƵŵƵůŝŶ >ŝůůLJ /ŶƚĞƌĐŚĂŶŐĞĂďůĞ EW,;ƉĞŶͿ ,ƵŵƵůŝŶ >ŝůůLJ ΨϯϬϭ ŝŽƐŝŵŝůĂƌƚŚĂƚŵĞĞƚƐĂĚĚŝƚŝŽŶĂů EW,;ǀŝĂůͿ EŽǀŽůŝŶ EŽǀŽEŽƌĚŝƐŬ ΨϮϰ ƌĞƋƵŝƌĞŵĞŶƚƐ

*RRG5[FRP 

 EĂŵĞ ƌĂŶĚ ^ƚĂƚƵƐ DĂŶƵͲ ŽƐƚ %DVDO,QVXOLQV EĂŵĞ ĨĂĐƚƵƌĞƌ ĂƐƉĂƌƚ EŽǀŽůŽŐ EŽǀŽ ΨϯϬϬͲ EŽƌĚŝƐŬ ϱϲϬ ŐůƵůŝƐŝŶĞ ƉŝĚƌĂ ^ĂŶŽĨŝ ΨϰϮϯ 1DPH %UDQG1DPH &RVWSHUPRQWK

ůŝƐƉƌŽ ,ƵŵĂůŽŐ >ŝůůLJ ΨϭϳϴͲ JODUJLQH /DQWXV  Ψϯϯϰ %DVDJODU ůŝƐƉƌŽ;ǀŝĂůͿ ĚŵĞůŽŐ ŝŽƐŝŵŝůĂƌͬ ^ĂŶŽĨŝ ΨϰϳϬ GHJOXGHF 7UHVLED  /ŶƚĞƌĐŚĂŶŐĞĂďůĞ 13+ 1RYROLQ  Z;ǀŝĂůͿ ,ƵŵƵůŝŶ >ŝůůLJ Ψϵϵ +XPDOLQ

Z;ƉĞŶͿ ,ƵŵƵůŝŶ >ŝůůLJ Ψϱϳϴ

Z;ƉĞŶͿ <ǁŝŬŝƉĞŶ hͲϱϬϬ >ŝůůLJ ͍͍

*RRG5[FRP *RRG5[FRP 

ŽĐŚƌĂŝŶĞ ZĞǀŝĞǁ */$5*,1( /$1786  EW,ǀĞƌƐƵƐĂƐĂůŶĂůŽŐƵĞƐ &203$5('7213+ ‡ ϲƐƚƵĚŝĞƐĐŽŵƉĂƌŝŶŐŐůĂƌŐŝŶĞƚŽEW, ‡ ϮƐƚƵĚŝĞƐĐŽŵƉĂƌŝŶŐĚĞƚĞŵŝƌƚŽEW, ‡ ϭĂŶĚĂĚǀĞƌƐĞĞĨĨĞĐƚƐĚŝĚŶŽƚĚŝĨĨĞƌŝŶĂĐůŝŶŝĐĂůůLJ D /RZHUV$&PRUH ƌĞůĞǀĂŶƚǁĂLJ͘ E +DVOHVVK\SRJO\FHPLD ‡ EŽĚŝĨĨĞƌĞŶĐĞĨŽƌƐĞǀĞƌĞŚLJƉŽŐůLJĐĞŵŝĂ F %RWKORZHUV$&PRUHDQGKDVOHVV ‡ ^ƚĂƚŝƐƚŝĐĂůůLJƐŝŐŶŝĨŝĐĂŶƚůŽǁĞƌƌĂƚĞƐŽĨŶŽĐƚƵƌŶĂů K\SRJO\FHPLD ŚLJƉŽŐůLJĐĞŵŝĂǁŝƚŚŐůĂƌŐŝŶĞͬĚĞƚĞŵŝƌŝŶƚƌĞĂƚƚŽƚĂƌŐĞƚ ƐƚƵĚŝĞƐ ‡ EŽĞĨĨĞĐƚŽŶŵŽƌƚĂůŝƚLJ͕ŵŽƌďŝĚŝƚLJ͕YK>

+RUYDWKHWDO&RFKUDQH'DWDEDVHRI6\VWHPDWLF5HYLHZV,VVXH$UW1R&'  '2,&'SXE

 ('YLVLWVRU+RVSLWDO$GPLVVLRQVIRU+\SRJO\FHPLDZLWK %DVDO,QVXOLQ$QDORJVYV13+LQ7\SH'LDEHWHV ZĞĚƵĐƚŝŽŶŝŶϭ

ϭ͘ϰϴ

ϭ͘Ϯϲ

EW, /ŶƐƵůŝŶŶĂůŽŐƐ

-$0$  GRLMDPD -$0$  GRLMDPD

dĂŬĞ,ŽŵĞWŽŝŶƚƐ ,zWK'>zD/Ͳ ĞŐůƵĚĞĐ ;dƌĞƐŝďĂͿ ĂƐĂů/ŶƐƵůŝŶŝŶdϮD ‡ dZ/>^ ‡ /ŶƌĂŶĚŽŵŝnjĞĚƚƌŝĂůƐEW,ƌĞƐƵůƚƐŝŶŵŽƌĞŶŽĐƚƵƌŶĂů ± dƌĞĂƚƚŽƚĂƌŐĞƚĨĂƐƚŝŶŐďůŽŽĚŐůƵĐŽƐĞŽĨϳϬͲϵϬŵŐͬĚů ŚLJƉŽŐůLJĐĞŵŝĂǁŝƚŚĂƐƚƌŝĐƚƚƌĞĂƚƚŽƚĂƌŐĞƚŵŽƌŶŝŶŐ ‡ EŽĚŝĨĨĞƌĞŶĐĞŝŶŚLJƉŽŐůLJĐĞŵŝĂŝŶDϭ ŐůƵĐŽƐĞ ‡ hƐĞĂƐĂƐĂůKŶůLJŝŶDϮ ‡ dŚĞƌĞŝƐŶŽĚĂƚĂƚŽƐƵŐŐĞƐƚŝŶĐƌĞĂƐĞĚƐĞǀĞƌĞ ± EŽƌĞĚƵĐƚŝŽŶŝŶŚLJƉŽŐůLJĐĞŵŝĂŝŶĂŶLJŝŶĚŝǀŝĚƵĂůƚƌŝĂů ŚLJƉŽŐůLJĐĞŵŝĂǁŝƚŚEW, ± ZĞĚƵĐƚŝŽŶŽŶůLJŝŶĂŵĞƚĂͲĂŶĂůLJƐŝƐ ‡ ĂƐĂůĂŶĂůŽŐƵĞƐĚŽŶŽƚƌĞƐƵůƚŝŶďĞƚƚĞƌϭůŽǁĞƌŝŶŐ ‡ ĂƐĂůŽůƵƐDϮ ŽƌĐůŝŶŝĐĂůůLJƐŝŐŶŝĨŝĐĂŶƚƌĞĚƵĐƚŝŽŶƐŝŶŚLJƉŽŐůLJĐĞŵŝĂ ± '/EdZ/>͕ƐƚĂƚŝƐƚŝĐĂůůLJƐŝŐŶŝĨŝĐĂŶƚƌĞĚƵĐƚŝŽŶŝŶ ‡ dŚĞĐŽƐƚŽĨEW,ŝƐƚLJƉŝĐĂůůLJϭϬͲϮϬƚŝŵĞƐůĞƐƐƚŚĂŶ ŚLJƉŽŐůLJĐĞŵŝĂ;ϭϭ͘ϭǀϭϯ͘ϲĞƉŝƐŽĚĞƐͬƉĂƚŝĞŶƚLJĞĂƌͿ ďĂƐĂůĂŶĂůŽŐƵĞƐ

 )URP7HVWRVWHURQH3UHVFULELQJLQWKH8QLWHG6WDWHV

-$0$  GRLMDPD

9LHZSRLQW -XO\   +XPDQ,QVXOLQIRU7\SH'LDEHWHV $Q(IIHFWLYH/HVV([SHQVLYH2SWLRQ .DVLD- /LSVND 0'0+6 ,UO% +LUVFK 0' 0DWWKHZ& 5LGGOH 0' JAMA.   GRLMDPD

$QQXDO5DWHVRI1HZ7HVWRVWHURQH8VH$PRQJ0HQLQWKH8QLWHG6WDWHVE\$JHDQG5HJLRQ'HQRPLQDWRUVZHUH FDOFXODWHGIRUHDFKFDOHQGDU\HDU(DFKGHQRPLQDWRULQFOXGHGPHQZLWKFRQWLQXRXVEHQHILWVIRUWKHHQWLUHVWXG\\HDUDQGSULRU \HDU 5HJLRQVZHUHEDVHGRQ86FHQVXVUHJLRQV(UURUEDUVUHIOHFWWKH&,V$7KHGHQRPLQDWRUVIRUDQ\DJHFDWHJRU\LQDQ\\HDU UDQJHGIURPௗWRௗௗ%7KHGHQRPLQDWRUVIRUDQ\UHJLRQFDWHJRU\LQDQ\\HDUUDQJHGIURPௗWRௗௗ -$0$  GRLMDPDDQG(QGRFULQH1HZV &RS\ULJKW$PHULFDQ0HGLFDO$VVRFLDWLRQ 'DWHRIGRZQORDG $OO5LJKWV5HVHUYHG

7HVWRVWHURQH3UHVFULELQJLQWKH86 

$EXVH« LVDVVRFLDWHGZLWKVHULRXVVDIHW\ULVNVDIIHFWLQJWKHKHDUWEUDLQOLYHU PHQWDOKHDOWKDQGHQGRFULQHV\VWHP5HSRUWHGVHULRXVDGYHUVHRXWFRPHV LQFOXGHKHDUWDWWDFNKHDUWIDLOXUHVWURNHGHSUHVVLRQKRVWLOLW\DJJUHVVLRQOLYHU WR[LFLW\DQGPDOHLQIHUWLOLW\,QGLYLGXDOVDEXVLQJKLJKGRVHVRIWHVWRVWHURQHKDYH DOVRUHSRUWHGZLWKGUDZDOV\PSWRPVVXFKDVGHSUHVVLRQIDWLJXHLUULWDELOLW\ORVV RIDSSHWLWHGHFUHDVHGOLELGRDQGLQVRPQLD

-$0$  GRLMDPD

 dŚĞdĞƐƚŽƐƚĞƌŽŶĞdƌŝĂůƐ dŚĞdĞƐƚŽƐƚĞƌŽŶĞdƌŝĂůƐ ‡ ŽƵďůĞďůŝŶĚĞĚ͕ƉůĂĐĞďŽͲĐŽŶƚƌŽůůĞĚŵƵůƚŝĐĞŶƚĞƌƚƌŝĂůƐ ‡ ŽƵďůĞďůŝŶĚĞĚ͕ƉůĂĐĞďŽͲĐŽŶƚƌŽůůĞĚ ;ϭϮĂĐĂĚĞŵŝĐƐŝƚĞƐͿ ŵƵůƚŝĐĞŶƚĞƌƚƌŝĂůƐ;ϭϮĂĐĂĚĞŵŝĐƐŝƚĞƐͿ ± ^ĞdžƵĂůĨƵŶĐƚŝŽŶ͕ƉŚLJƐŝĐĂůĨƵŶĐƚŝŽŶ͕ǀŝƚĂůŝƚLJ͕ĐŽŐŶŝƚŝǀĞĨƵŶĐƚŝŽŶ ‡ dƌĞĂƚŵĞŶƚ ĂŶĚĂŶĞŵŝĂƚƌŝĂůƐ;ĂŶĚďŽŶĞͬĐǀƚƌŝĂůƐͿ ± ϭйƚĞƐƚŽƐƚĞƌŽŶĞŐĞů͕ϱŐŵͬĚĂLJ ‡ /ŶĐůƵƐŝŽŶ ± 'ŽĂůƚĞƐƚŽƐƚĞƌŽŶĞŵŝĚŶŽƌŵĂůĨŽƌLJŽƵŶŐŵĞŶ ± ŐĞхсϲϱLJĞĂƌƐ ;ϱϬϬͲϲϬϬŶŐͬĚ>Ϳ ± ǀĞƌĂŐĞdĞƐƚŽƐƚĞƌŽŶĞфϮϳϱŶŐͬĚů ‡ EŽƚĚĞƐŝŐŶĞĚƚŽĂƐƐĞƐƐůŽŶŐƚĞƌŵƐĂĨĞƚLJ ± ŵŽďŝůŝƚLJĚŝƐĂďŝůŝƚLJ͕ůŽǁůŝďŝĚŽ͕ŽƌůŽǁǀŝƚĂůŝƚLJ ‡ džĐůƵĚĞĚ͗ ± ,ŝŐŚƌŝƐŬŽƌǁŝƚŚƉƌŽƐƚĂƚĞĐĂŶĐĞƌ͕ŚŝŐŚsƌŝƐŬ;D/ͬsǁŝƚŚŝŶ ϯŵŽŶƚŚƐ͕ƵŶƐƚĂďůĞĂŶŐŝŶĂ͕ĐůĂƐƐ///ͬ/s,&Ϳ͕^WхϭϲϬ͕W хϭϬϬ͕ƐĞǀĞƌĞĚĞƉƌĞƐƐŝŽŶ͕D/хϯϳ͕ƵŶƚƌĞĂƚĞĚƐůĞĞƉĂƉŶĞĂ͕ ϭхϴ͘ϱй͕ĐĂŶĐĞƌ;ƐŬŝŶĞdžĐůƵĚĞĚͿŝŶƉĂƐƚϯLJĞĂƌƐ

dŚĞdĞƐƚŽƐƚĞƌŽŶĞdƌŝĂůƐ ‡ džĐůƵĚĞĚ͗ ± ,ŝŐŚƌŝƐŬŽƌǁŝƚŚƉƌŽƐƚĂƚĞĐĂŶĐĞƌ ± ŚŝŐŚsƌŝƐŬ;D/ͬsǁŝƚŚŝŶϯŵŽŶƚŚƐ͕ƵŶƐƚĂďůĞĂŶŐŝŶĂ͕ĐůĂƐƐ ///ͬ/s,&Ϳ ± ^WхϭϲϬ͕WхϭϬϬ ± ƐĞǀĞƌĞĚĞƉƌĞƐƐŝŽŶ ± D/хϯϳ ± ƵŶƚƌĞĂƚĞĚƐůĞĞƉĂƉŶĞĂ ± ϭхϴ͘ϱй ± ĐĂŶĐĞƌ;ƐŬŝŶĞdžĐůƵĚĞĚͿŝŶƉĂƐƚϯLJĞĂƌƐ

^ŶLJĚĞƌĞƚĂů͕͘ĨĨĞĐƚƐŽĨdĞƐƚŽƐƚĞƌŽŶĞdƌĞĂƚŵĞŶƚŝŶKůĚĞƌDĞŶ͕E:D͕&ĞďϮϬϭϲ͕ϯϳϰ͗ϲϭϭ͕

 ^ĞdžƵĂůͬWŚLJƐŝĐĂůĨƵŶĐƚŝŽŶĂŶĚsŝƚĂůŝƚLJ dƌŝĂůƐ ‡ /ŶĐƌĞĂƐĞƐŝŶƐĞdžƵĂůĂĐƚŝǀŝƚLJ͕ĚĞƐŝƌĞĂŶĚĞƌĞĐƚŝůĞ ĨƵŶĐƚŝŽŶ ‡ ĨĨĞĐƚŽŶĞƌĞĐƚŝůĞĚLJƐĨƵŶĐƚŝŽŶǁĂƐůĞƐƐƚŚĂŶ ƚLJƉŝĐĂůůLJƐĞĞŶǁŝƚŚƉŚŽƐƉŚŽĚŝĞƐƚĞƌĂƐĞ ŝŶŚŝďŝƚŽƌƐ &2*1,7,9()81&7,2175,$/ ‡ EŽďĞŶĞĨŝƚǁĂƐƐĞĞŶĨŽƌǁĂůŬŝŶŐĂďŝůŝƚLJŽƌǀŝƚĂůŝƚLJ ƉƌŝŵĂƌLJŽƵƚĐŽŵĞƐ ‡ >ĂƌŐĞƉůĂĐĞďŽĞĨĨĞĐƚ

6Q\GHUHWDO(IIHFWVRI7HVWRVWHURQH7UHDWPHQWLQ2OGHU0HQ1(-0)HE 5HVQLFNHWDO-$0$

7+($1(0,$75,$/ +*%

7+($1(0,$75,$/

([SODLQHG$QHPLD± UHQDOLQVXIILFLHQF\P\HORG\VSODVLDLURQIRODWHRU% GHILFLHQF\DQHPLDRILQIODPPDWLRQKHPRO\WLFDQHPLDSODVPDFHOOG\VFUDVLD RU0*86

-$0$,QWHUQ0HG

 dŚĞŶĞŵŝĂdƌŝĂů 7+(%21(75,$/ ‡ dĞƐƚŽƐƚĞƌŽŶĞƚƌĞĂƚŵĞŶƚŝŶĂŶĞŵŝĐŵĞŶхсϲϱ ǁŝƚŚƚĞƐƚŽƐƚĞƌŽŶĞфϮϳϱŶŐͬĚ> ŝŶĐƌĞĂƐĞ,Őďϭ͘Ϭ ‡ /ŶĐƌĞĂƐĞƐǁĞƌĞĨŽƌŬŶŽǁŶĂŶĚƵŶŬŶŽǁŶĐĂƵƐĞƐ ŽĨĂŶĞŵŝĂ ‡ ,ŐďŝŶĐƌĞĂƐĞǁĂƐƐŝŐŶŝĨŝĐĂŶƚůLJĂƐƐŽĐŝĂƚĞĚǁŝƚŚ ĐůŝŶŝĐĂůůLJŝŶƐŝŐŶŝĨŝĐĂŶƚŝŵƉƌŽǀĞŵĞŶƚƐŝŶǁĂůŬŝŶŐ ĚŝƐƚĂŶĐĞĂŶĚǀŝƚĂůŝƚLJ ‡ ,ŐďŝŶĐƌĞĂƐĞǁĂƐƐŝŐŶŝĨŝĐĂŶƚůLJĂƐƐŽĐŝĂƚĞĚǁŝƚŚ 9ROXPHWULF%0' ŐůŽďĂůŝŵƉƌĞƐƐŝŽŶŽĨĐŚĂŶŐĞŝŶŽǀĞƌĂůůŚĞĂůƚŚ ĂŶĚĞŶĞƌŐLJ

-$0$,QWHUQ0HG

dŚĞdĞƐƚŽƐƚĞƌŽŶĞdƌŝĂůƐ 7+(&975,$/ KŶĞLJĞĂƌŽĨƚƌĞĂƚŵĞŶƚ ‡ dĂƐƐĞƐƐŵĞŶƚŽĨĐŽƌŽŶĂƌLJƉůĂƋƵĞ ‡ dƌĞĂƚŵĞŶƚŝŶĐƌĞĂƐĞĚƐĞdžƵĂůĂĐƚŝǀŝƚLJ͕ĚĞƐŝƌĞĂŶĚ ‡ ,LJƉŽƚŚĞƐŝnjĞĚƚŚĞƚĞƐƚŽƐƚĞƌŽŶĞǁŽƵůĚƐůŽǁ ĞƌĞĐƚŝůĞĨƵŶĐƚŝŽŶ ƉƌŽŐƌĞƐƐŝŽŶŽĨŶŽŶͲĐĂůĐŝĨŝĞĚƉůĂƋƵĞ ‡ dƌĞĂƚŵĞŶƚǁĂƐŶŽƚĂƐƐŽĐŝĂƚĞĚǁŝƚŚŝŵƉƌŽǀĞĚ ‡ dĞƐƚŽƐƚĞƌŽŶĞƚƌĞĂƚŵĞŶƚƌĞƐƵůƚĞĚŝŶĂ ŵĞŵŽƌLJŽƌŽƚŚĞƌĐŽŐŶŝƚŝǀĞĨƵŶĐƚŝŽŶƐ ƐŝŐŶŝĨŝĐĂŶƚŝŶĐƌĞĂƐĞ ŝŶƉƌŽŐƌĞƐƐŝŽŶŽĨ ‡ dƌĞĂƚŵĞŶƚŝŶĐƌĞĂƐĞĚ,ŐďĂŶĚD ± EŽŶĐĂůĐŝĨŝĞĚĐŽƌŽŶĂƌLJĂƌƚĞƌLJƉůĂƋƵĞǀŽůƵŵĞ ‡ dĞƐƚŽƐƚĞƌŽŶĞƚƌĞĂƚĞĚĂŶĞŵŝĂŽĨŬŶŽǁŶĂŶĚ ± dŽƚĂůƉůĂƋƵĞǀŽůƵŵĞ ƵŶŬŶŽǁŶĐĂƵƐĞƐ ± &ŝďƌŽƵƐƉůĂƋƵĞǀŽůƵŵĞ ‡ ^ƚƵĚLJŶŽƚĚĞƐŝŐŶĞĚĨŽƌůŽŶŐƚĞƌŵƐĂĨĞƚLJ ‡ ŚĂŶŐĞƐǁĞƌĞŶŽƚĂƐƐŽĐŝĂƚĞĚǁŝƚŚ ƚĞƐƚŽƐƚĞƌŽŶĞůĞǀĞůƐ

%XGRII HWDOJAMA

 dŚĞdĞƐƚŽƐƚĞƌŽŶĞdƌŝĂůƐ ŽŶĐůƵƐŝŽŶƐ

‡ hŶŬŶŽǁŶƐʹ ŽƚŚĞƌĞƐƵůƚƐĂƉƉůLJƚŽ ‡ EĞǀĞƌƐƚĂƌƚƚĞƐƚŽƐƚĞƌŽŶĞƚŚĞƌĂƉLJŝŶƐŽŵĞŽŶĞ ± DĞŶǁŝƚŚŶŽƌŵĂůƚĞƐƚŽƐƚĞƌŽŶĞ ǁŚŽŚĂƐŶŽƚŚĂĚĂůŽǁƚĞƐƚŽƐƚĞƌŽŶĞůĞǀĞů͘ ± zŽƵŶŐĞƌŵĞŶ ‡ &ŽƌƉĂƚŝĞŶƚƐƐƚĂƌƚĞĚĨŽƌƌĞĂƐŽŶƐŽƚŚĞƌƚŚĂŶĂ ± DĞŶǁŝƚŚŵŽƌĞƐĞǀĞƌĞĂŶĚƌŽŐĞŶĚĞĨŝĐŝĞŶĐLJ ĐůĞĂƌƉŝƚƵŝƚĂƌLJŽƌƚĞƐƚŝĐƵůĂƌƉƌŽďůĞŵ;Ğ͘Ő͘ ± DĞŶƚƌĞĂƚĞĚĨŽƌůŽŶŐĞƌ ĂŶĚƌŽƉĂƵƐĞͿĚŝƐĐƵƐƐƉŽƚĞŶƚŝĂůƌŝƐŬƐ͘ ‡ ZĞŵŝŶĚĞƌƐĨŽƌƚĞƐƚŽƐƚĞƌŽŶĞƚƌĞĂƚŵĞŶƚ ‡ &ŽƌƉĂƚŝĞŶƚƐĂůƌĞĂĚLJŽŶĂŶĚƌŽŐĞŶƐ͕ŵŽŶŝƚŽƌĨŽƌ ± /ŶũĞĐƚĂďůĞƚĞƐƚŽƐƚĞƌŽŶĞůĞĂĚƐƚŽŵŽƌĞ ƐĂĨĞƚLJĂŶĚĚĞĐƌĞĂƐĞĂƐĂďůĞ͕ĂŐĂŝŶĚŝƐĐƵƐƐŝŶŐƌŝƐŬ͘ ĞƌLJƚŚƌŽĐLJƚŽƐŝƐ ± dĞƐƚŽƐƚĞƌŽŶĞŝƐĂĐŽŶƚƌŽůůĞĚƐƵďƐƚĂŶĐĞĂŶĚŝŶ ĂůŝĨŽƌŶŝĂƌĞƋƵŝƌĞƐĂhZ^ƌĞƉŽƌƚƚŽƉƌĞƐĐƌŝďĞ ± /ĨƚŚĞ,Őďͬ,Đƚ ĂƌĞŚŝŐŚ͕LJŽƵŶĞĞĚƚŽƌĞĚƵĐĞƚŚĞ ĚŽƐĞ

'&&7 Outcomes, 6.5 y f/u 7.2 v 9.1 % A1C ƒ UHGXFWLRQLQULVNIRUGHYHORSPHQWRI UHWLQRSDWK\ ƒ UHGXFWLRQLQULVNRISURJUHVVLRQRI UHWLQRSDWK\ ƒ UHGXFWLRQLQULVNRIQHZPLFURDOEXPLQXULD ƒ UHGXFWLRQLQULVNRIDOEXPLQXULD ƒ UHGXFWLRQLQQHXURSDWK\ ƒ 1RVLJQLILFDQWUHGXFWLRQLQPDFURYDVFXODU GLVHDVH UHGXFWLRQ16

1HZ(QJODQG-RXUQDORI0HGLFLQH  6HSWHPEHU 

 '&&7(',& Prevalence and Incidence of Albuminuria

0HDQ+E$FWKURXJK\HDUVRI(',& FRQYHQWLRQDOJURXS LQWHQVLYHJURXS

ZĂǁƐŚĂŶŝ ĞƚĂů͘EŶŐů :DĞĚϮϬϭϴ͖ϯϳϵ͗ϲϯϯͲϲϰϰ͘ -$0$ 

&KHPRNLQHV DQG &'&RXQWV ,PPXQH0DUNHUV $&*RDO

&DUGLRYDVFXODU (IILFDF\ %HQHILW+DUP

&RPRUELGLWLHV &RVW &RQWUDLQGLFDWLRQV

$GYHUVH(IIHFWV 3DWLHQW 5LVNV+\SRJO\FHPLD $FFHSWDQFH

*RRGZLQ-&OLQ(QGRFULQRO0HWDE 

 '33,9,QKLELWRUVLQ+,9

ƒ .QRZQWRKDYHSOXULSRWHQWHIIHFWV ƒ &DQHQYLVLRQERWKQHJDWLYHDQGEHQHILFLDO HIIHFWV ƒ 1HHGDORWPRUHGDWD



 PresentedP by HIV,H ID and Global Medicine Division ZuckerbergZ San Francisco General Hospital and Trauma Center DepartmentD of Medicine, University of California SanS Francisco, School of Medicine