Department of Financial Institutions Summary of Pending Applications As of March 2013

DEPARTMENT OF FINANCIAL INSTITUTIONS SUMMARY OF PENDING APPLICATIONS AS OF MARCH 2013

Assembly Bill 1301 (Gaines) Changes Procedures for Banking Office Applications

AB 1301 (Gaines) became law on January 1, 2009. Among the changes made by the new law were to:  Reclassify banking offices as head office, branch office and facility;  Eliminate the place of business and extension of banking office categories;  Eliminate the requirement that banks give advance notice to DFI before opening or relocating a banking office, or redesignating a head office and branch office. Consequently, notice of banking offices that open, relocate or are redesignated on or after January 1, 2009 will only be published after the fact.  Eliminate the Miscellaneous Powers and Provisions chapter of the Financial Code that required banks receive approval to engage in certain activities, e.g., FC 752, FC 772, etc.

APPLICATION TYPE PAGE NO. BANK APPLICATION NEW BANK 1 ACQUISITION OF CONTROL 1 MERGER 1 NEW BRANCH 2 NEW FACILITY 3 HEAD OFFICE RELOCATION 3 FACILITY RELOCATION 3 DISCONTINUANCE OF BRANCH OFFICE 3 DISCONTINUANCE OF FACILITY 6 PREMIUM FINANCE COMPANY APPLICATION NEW PREMIUM FINANCE COMPANY 6 HEAD OFFICE RELOCATION 7 VOLUNTARY SURRENDER OF LICENSE 8 TRUST COMPANY APPLICATION ACQUISITION OF CONTROL 8 FOREIGN (OTHER NATION) BANK APPLICATION NEW OFFICE 8 RELOCATION OF OFFICE 8 FOREIGN (OTHER STATE) BANK APPLICATION NEW FACILITY 9 CREDIT UNION APPLICATION NEW CREDIT UNION 9 MERGER 10 MONEY TRANSMITTER APPLICATION NEW TRANSMITTER 10 CHANGE OF NAME 11 1

BANK APPLICATION

NEW BANK

Filed: 1

RBB INTERIM STATE BANK 660 South Figueroa Street, Los Angeles, Los Angeles County Filed: 2/19/13

ACQUISITION OF CONTROL

Filed: 1 Approved: 3

BING YANG and ALICE LIU requests DFI’s approval to acquire control of MEGA BANK Filed: 10/9/12 Approved: 1/24/13

RICHARD TAN requests DFI’s approval to acquire control of CALIFORNIA BUSINESS BANK Filed: 2/26/13 Approved: 3/12/13

TAYLOR INTERNATIONAL FUND, LTD., TAYLOR ASSET MANAGEMENT, INC. AND STEPHEN S. TAYLOR, JR., requests DFI’s approval to acquire control of SIERRA VISTA BANK Filed: 1/11/13

TIEMING CHEN requests DFI’s approval to acquire control of BANK OF THE ORIENT Filed: 12/17/12 Approved: 1/8/13

MERGER

Filed: 3 Approved: 4 Effected: 1

BEACH BUSINESS BANK, Manhattan Beach, requests DFI’s approval to merge with THE PRIVATE BANK OF CALIFORNIA, Los Angeles Filed: 2/12/13 Approved: 3/21/13

CENTRAL VALLEY COMMUNITY BANK, Fresno, requests DFI’s approval to merge with VISALIA COMMUNITY BANK, Visalia Filed: 2/7/13 Approved: 3/25/13

CORONADO FIRST BANK, Coronado, requests DFI’s approval to merge with SAN DIEGO PRIVATE BANK, La Jolla Filed: 12/14/12 Approved: 1/7/13 2

BANK APPLICATION

MERGER (Continued)

GRANDPOINT BANK, Los Angeles, California, requests DFI’s approval to merge with BANK OF TUCSON, Tucson, Arizona Filed: 3/4/13

PACIFIC PREMIER BANK, Irvine, California, requests DFI’s approval to merge with FIRST ASSOCIATIONS BANK, Dallas, Texas Filed: 10/17/12 Approved: 11/28/12 Effected: 3/15/13

PACIFIC PREMIER BANK, Irvine, requests DFI’s approval to merge with SAN DIEGO TRUST BANK, San Diego Filed: 3/11/13

PACIFIC WESTERN BANK, Los Angeles, requests DFI’s approval to merge with FIRST CALIFORNIA BANK, Westlake Village Filed: 11/26/12 Approved: 12/21/12

ROYAL BUSINESS BANK, Los Angeles, requests DFI’s approval to merge with LOS ANGELES NATIONAL BANK, Buena Park Filed: 2/19/13

NEW BRANCH

Notified: 1 Opened: 4

CATHAY BANK 2672 E. Garvey Avenue South, West Covina, Los Angeles County Notified: 3/20/13

CITIZENS BUSINESS BANK 2010 Main Street, Irvine, Orange County Opened: 3/5/13

EAST WEST BANK 15821 Ventura Boulevard, Encino, Los Angeles County Opened: 3/4/13

PACIFIC CITY BANK 13140 Yale Avenue, Irvine, Orange County Notified: 7/31/12 Opened: 3/22/13

SAN DIEGO PRIVATE BANK 18552 MacArthur Boulevard, Irvine, Orange County Opened: 3/20/13 3

BANK APPLICATION

NEW FACILITY

Notified: 1 Opened: 2

1st ENTERPRISE BANK 21700 Oxnard Street, Woodland Hills, Los Angeles County Opened: 3/6/13

AMERICAN RIVER BANK 900 E. Hamilton Avenue, Campbell, Santa Clara County Opened: 3/1/13

HERITAGE OAKS BANK 5378 Calle Real, Goleta, Santa Barbara County Notified: 7/19/12

HEAD OFFICE RELOCATION

Effected: 1

COMMONWEALTH BUSINESS BANK From 5055 Wilshire Boulevard, to 3435 Wilshire Boulevard, Los Angeles, Los Angeles County Effected: 3/18/13

FACILITY RELOCATION

Effected: 2

BANK OF THE WEST From 1450 East American Lane, to 1901 N. Roselle Road, Schaumburg, Cook County, Illinois Effected: 3/15/13

SEACOAST COMMERCE BANK From 2375 E. Camelback Road, to 2575 E. Camelback Road, Phoenix, Maricopa County, Arizona Effected: 3/1/13

DISCONTINUANCE OF BRANCH OFFICE

Notified: 24 Discontinued: 3

AMERICAN SECURITY BANK 16020 Apple Valley Road, B-1, Apple Valley, San Bernardino County Notified: 8/29/12 4

BANK APPLICATION

DISCONTINUANCE OF BRANCH OFFICE (Continued)

BANK OF AGRICULTURE AND COMMERCE 2605 Coffee Road, Modesto, Stanislaus County Notified: 12/13/12

BANK OF RIO VISTA 2 Nove Way, Valley Springs, Calaveras County Notified: 3/28/13

BANK OF THE WEST

8900 West 135th Street, Overland Park, Johnson County, Kansas Notified: 2/22/13

BANK OF THE WEST 10808 Forth Street, Omaha, Douglas County, Nebraska Notified: 3/15/13

CALIFORNIA BANK & TRUST 24525 Alessandro Boulevard, Moreno Valley, Riverside County Notified: 2/20/13

EAST WEST BANK 1132 S. Diamond Bar Boulevard, Diamond Bar, Los Angeles County Notified: 11/1/12 Discontinued: 3/22/13

EAST WEST BANK 18321 Ventura Boulevard, Tarzana, Los Angeles County Notified: 12/24/12

EAST WEST BANK 1900 Avenue of the Stars, Los Angeles, Los Angeles County Notified: 2/12/13

EAST WEST BANK 19267 Colima Road, Rowland Heights, Los Angeles County Notified: 2/5/13

GBC INTERNATIONAL BANK

1201 N. 175th Street, Shoreline, King County, Washington Notified: 1/22/13

GRANDPOINT BANK 3100 East Miraloma Avenue, Anaheim, Orange County Notified: 1/23/13 5

BANK APPLICATION

DISCONTINUANCE OF BRANCH OFFICE (Continued)

HERITAGE BANK OF COMMERCE 175 E. El Camino Real, Mountain View, Santa Clara County Notified: 3/22/13

OPUS BANK  625 Fair Oaks Avenue, South Pasadena, Los Angeles County  1762 Westwood Boulevard, Los Angeles, Los Angeles County Notified: 1/11/13

PREFERRED BANK 600 California Street, San Francisco, San Francisco County Notified: 11/15/12

PREMIER VALLEY BANK 35344 Hwy. 41, Coarsegold, Madera County Notified: 2/14/13

RIVER CITY BANK 2800 Del Paso Road, Sacramento, Sacramento County Notified: 1/30/13

SAEHAN BANK 4542 Beach Boulevard, Buena Park, Orange County Notified: 10/9/12

SAVINGS BANK OF MENDOCINO COUNTY 904 North State Street, Ukiah, Mendocino County Notified: 3/26/13

SCOTT VALLEY BANK 31285 Highway 44, Shingletown, Shingletown, Shasta County Notified: 3/28/13

SUNWEST BANK 24422 Avenida de la Carlota, Laguna Hills, Orange County Notified: 2/21/13

SUNWEST BANK 704 S. Main Street, Cottonwood, Yavapai County, Arizona Notified: 3/20/13

TORREY PINES BANK 1337 Grand Avenue, Piedmont, Alameda County Notified: 1/9/13 6

BANK APPLICATION

DISCONTINUANCE OF BRANCH OFFICE (Continued)

UNITED AMERICAN BANK 333 West El Camino real, Sunnyvale, Santa Clara County Notified: 11/26/12 Discontinued: 3/1/13

VISALIA COMMUNITY BANK 2136 N. Dinuba Boulevard, Visalia, Tulare County Notified: 2/7/13

WESTAMERICA BANK 424 Grass Valley Highway, Auburn, Placer County Notified: 11/20/12 Discontinued: 3/15/13

DISCONTINUANCE OF FACILITY

Discontinued: 1

BANK OF THE WEST

4321 – 20th Avenue SW, Fargo, Cass County, North Dakota Notified: 3/5/13 Discontinued: 3/1/13

PREMIUM FINANCE COMPANY APPLICATION

NEW PREMIUM FINANCE COMPANY

Filed: 1 Approved: 2

EVERGUARD FINANCIAL SERVICES OF CALIFORNIA, INC. 6010 Commerce Boulevard, Rohnert Park, Sonoma County Filed: 3/26/13

OMNISURE GROUP PFCA, INC.

2361 W. 20th Street, Los Angeles, Los Angeles County Filed: 2/4/13 Approved: 3/12/13

ONE WEST FINANCING 500 N. State College Boulevard, Orange, Orange County Filed: 12/4/12 Approved: 1/15/13 7

PREMIUM FINANCE COMPANY APPLICATION

HEAD OFFICE RELOCATION

Effected: 10

AGIA PREMIUM FINANCE CORPORATION From 500 East E Street, Ontario, to 600 West Broadway, San Diego, San Diego County Notified: 3/18/13 Effected: 3/4/13

CITRUS PREMIUM FINANCE, INC. From 500 East E Street, Ontario, to 600 West Broadway, San Diego, San Diego County Notified: 3/13/13 Effected: 3/4/13

DBA FINANCIAL, INC. From 500 East E Street, Ontario, to 600 West Broadway, San Diego, San Diego County Notified: 3/13/13 Effected: 3/4/13

GLOBAL PREMIUM FINANCE WEST, INC. From 500 East E Street, Ontario, to 600 West Broadway, San Diego, San Diego County Notified: 3/13/13 Effected: 3/4/13

INSURANCE PREMIUM PLAN, INC. From 500 East E Street, Ontario, to 600 West Broadway, San Diego, San Diego County Notified: 3/13/13 Effected: 3/4/13

MDJ FINANCIAL, INC. From 500 East E Street, Ontario, to 600 West Broadway, San Diego, San Diego County Notified: 3/13/13 Effected: 3/4/13

MID CONTINENT PREMIUM FINANCE, INC. From 500 East E Street, Ontario, to 600 West Broadway, San Diego, San Diego County Notified: 3/13/13 Effected: 3/4/13

OCEAN VIEW PREMIUM FINANCE OF CALIFORNIA, INC. From 500 East E Street, Ontario, to 600 West Broadway, San Diego, San Diego County Notified: 3/13/13 Effected: 3/4/13

PACIFIC SECURITY PREMIUM FINANCE CORP. From 500 East E Street, Ontario, to 600 West Broadway, San Diego, San Diego County Notified: 3/13/13 Effected: 3/4/13 8

PREMIUM FINANCE COMPANY APPLICATION

HEAD OFFICE RELOCATION (Continued)

WESTERN PACIFIC FINANCE, INC. From 500 East E Street, Ontario, to 600 West Broadway, San Diego, San Diego County Notified: 3/13/13 Effected: 3/4/13

VOLUNTARY SURRENDER OF LICENSE

Effected: 1

EQUITY PREMIUM ACCEPTANCE CORP. Effected: 1/14/12

TRUST COMPANY APPLICATION

ACQUISITION OF CONTROL

Approved: 1

THE CARLYLE GROUP L.P., to acquire control of TRUST COMPANY OF THE WEST Filed: 10/9/12 Approved: 2/1/13

FOREIGN (OTHER NATION) BANK APPLICATION

NEW OFFICE

Approved: 1

CHINA CONSTRUCTION BANK City and County of San Francisco (Wholesale branch) Filed: 10/2/12 Approved: 3/22/13

FOREIGN (OTHER NATION) BANK APPLICATION

RELOCATION OF OFFICE

Approved: 1

CREDIT SUISSE AG From 19200 Von Karman Avenue, Irvine, to 4370 La Jolla Village Drive, San Diego, San Diego County (Representative office) Filed: 12/13/12 Approved: 12/13/12 9

FOREIGN (OTHER STATE) BANK APPLICATION

NEW FACILITY

Filed: 1 Notified: 6 Opened: 1

BRANCH BANKING AND TRUST COMPANY Spear Tower, One Market Street, San Francisco, San Francisco County (Facility – Insured Bank) Notified: 2/12/13

COLE TAYLOR BANK 4455 Lamont Street, San Diego, San Diego County (Facility – Insured Bank) Notified: 2/22/13 Opened: 3/26/13

GPN MORTGAGE, A DIVISION OF GREAT PLAINS NATIONAL BANK 25301 Cabot Road, Laguna Hills, Orange County (Facility – Insured Bank) Notified: 9/24/12

RELIANCE TRUST COMPANY OF DELAWARE 444 South Flower Street, Los Angeles, Los Angeles County (Facility – Uninsured Trust Company) Filed: 3/18/13

UBS BANK USA  555 California Street, City of San Francisco, County of San Francisco (Facility – Insured Bank)  2029 Century Park East, City of Century City, County of Los Angeles  301 East Ocean Boulevard, City of Long Beach, County of Los Angeles  725 S. Figueroa Street, City of Los Angeles, County of Los Angeles Notified: 12/10/12

CREDIT UNION APPLICATION

NEW CREDIT UNION

Filed: 1

ABUNDANT LIVING CREDIT UNION 9269 Utica Avenue, Rancho Cucamonga, San Bernardino County Filed: 3/31/12 10

CREDIT UNION APPLICATION

MERGER

Effected: 1

COMMUNITY FIRST CREDIT UNION, Santa Rosa, requests the DFI’s approval to merge with HEALTH CARE PROFESSIONALS OF NAPA FCU, Napa, Filed: 10/1/12 Approved: 10/11/12 Effected: 3/19/13

MONEY TRANSMITTER APPLICATION

NEW TRANSMITTER

Filed: 10 Approved: 4 License issued: 1

ACE PAYMENT SERVICES, INC. (Originally applied as ACE CASH EXPRESS, INC.) Filed: 7/1/11 Approved: 11/15/12

ADP PAYROLL SERVICES, INC. Filed: 6/21/11 Approved: 4/26/12

AMAZON PAYMENTS, INC. Filed: 6/23/11

FIRMA FOREIGN EXCHANGE CORPORATION (U.S.) LTD. Filed: 6/26/12

GOPAGO, INC. Filed: 9/13/12

IDT PAYMENT SERVICES, INC. Filed: 3/29/13

INTUIT PAYMENTS INC. Filed: 7/25/12

LIBERTADCARD, INC. Filed: 5/13/11 Approved: 11/15/11

METAVANTE PAYMENT SERVICES, LLC Filed: 6/30/11 Approved: 9/19/12 License issued: 3/28/13 11

MONEY TRANSMITTER APPLICATION

NEW TRANSMITTER (Continued)

MONEYDART GLOBAL SERVICES INC. Filed: 12/7/12

OBOPAY, INC. Filed: 6/28/11 Approved: 9/19/12

PAYNEARME MT, INC. Filed: 11/14/12

PRECASH, INC. Filed: 8/10/12

SKRILL USA, INC. (Originally applied as MONEYBOOKERS USA, INC.) Filed: 10/20/11

WORLD FIRST USA, INC. Filed: 2/26/13

CHANGE OF NAME

Notified: 1

TRAVELEX GLOBAL BUSINESS PAYMENTS, INC., to change its name to WESTERN UNION BUSINESS SOLUTIONS (USA), LLC Notified: 3/14/13