MORGAN STANLEY PATHWAY FUNDS Form NPORT-EX Filed
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LEAF GROUP LTD. (Exact Name of Registrant As Specified in Its Charter)
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35048 LEAF GROUP LTD. (Exact name of registrant as specified in its charter) Delaware 20-4731239 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) 1655 26 th Street Santa Monica, CA 90404 (Address of principal executive offices) (Zip Code) (310) 656-6253 (Registrant’s telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which registered Common Stock, $0.0001 par value The New York Stock Exchange Securities registered pursuant to Section 12(g) of the Act: None. Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ☐ No ☒ Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act. Yes ☐ No ☒ Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. -
UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, DC 20549
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2021 (March 19, 2021) REYNOLDS CONSUMER PRODUCTS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39205 45-3464426 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) 1900 W. Field Court Lake Forest, Illinois 60045 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: (800) 879-5067 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Trading Title of each class symbol(s) Name of each exchange on which registered Common Stock, $0.001 Par Value REYN The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). -
Alphabetical Listing by Company Name
FOREIGN COMPANIES REGISTERED AND REPORTING WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION December 31, 2015 Alphabetical Listing by Company Name COMPANY COUNTRY MARKET 21 Vianet Group Inc. Cayman Islands Global Market 37 Capital Inc. Canada OTC 500.com Ltd. Cayman Islands NYSE 51Job, Inc. Cayman Islands Global Market 58.com Inc. Cayman Islands NYSE ABB Ltd. Switzerland NYSE Abbey National Treasury Services plc United Kingdom NYSE - Debt Abengoa S.A. Spain Global Market Abengoa Yield Ltd. United Kingdom Global Market Acasti Pharma Inc. Canada Capital Market Acorn International, Inc. Cayman Islands NYSE Actions Semiconductor Co. Ltd. Cayman Islands Global Market Adaptimmune Ltd. United Kingdom Global Market Adecoagro S.A. Luxembourg NYSE Adira Energy Ltd. Canada OTC Advanced Accelerator Applications SA France Global Market Advanced Semiconductor Engineering, Inc. Taiwan NYSE Advantage Oil & Gas Ltd. Canada NYSE Advantest Corp. Japan NYSE Aegean Marine Petroleum Network Inc. Marshall Islands NYSE AEGON N.V. Netherlands NYSE AerCap Holdings N.V. Netherlands NYSE Aeterna Zentaris Inc. Canada Capital Market Affimed N.V. Netherlands Global Market Agave Silver Corp. Canada OTC Agnico Eagle Mines Ltd. Canada NYSE Agria Corp. Cayman Islands NYSE Agrium Inc. Canada NYSE AirMedia Group Inc. Cayman Islands Global Market Aixtron SE Germany Global Market Alamos Gold Inc. Canada NYSE Alcatel-Lucent France NYSE Alcobra Ltd. Israel Global Market Alexandra Capital Corp. Canada OTC Alexco Resource Corp. Canada NYSE MKT Algae Dynamics Corp. Canada OTC Algonquin Power & Utilities Corp. Canada OTC Alianza Minerals Ltd. Canada OTC Alibaba Group Holding Ltd. Cayman Islands NYSE Allot Communications Ltd. Israel Global Market Almaden Minerals Ltd. -
2010 IMRF Addendum to the 2010 Comprehensive Annual Financial
Illinois Municipal Retirement Fund Addendum to the 2010 Comprehensive Annual Financial Report For the year ending December 31, 2010 Illinois Municipal Retirement Fund Investment Portfolio as of December 31, 2010 Interest Asset Description Rate Maturity Date Par Value Cost Value Market Value FIXED INCOME U.S. Securities Corporate Bonds 1st Horizon Natl 5.38% 12/15/2015 $ 500,000 $ 498,345 $ 504,710 Abbott Labs 5.13% 4/1/2019 2,830,000 2,817,746 3,116,011 Acco Brands Corp 10.63% 3/15/2015 90,000 88,652 101,250 Ace Cash Express 10.25% 10/1/2014 330,000 330,000 290,400 Actuant Corp 6.88% 6/15/2017 990,000 991,138 1,012,275 Adobe Sys Inc 4.75% 2/1/2020 2,365,000 2,319,805 2,419,182 AEP Inds Inc Sr Nt 7.88% 3/15/2013 180,000 180,000 179,325 AES Corp 7.75% 3/1/2014 350,000 373,988 373,625 AES Corp 7.75% 10/15/2015 580,000 580,000 619,150 AES Corp 8.00% 10/15/2017 140,000 141,075 148,050 Affiliated 5.20% 6/1/2015 650,000 675,340 689,794 Affinia Group Inc 9.00% 11/30/2014 720,000 668,494 739,800 AFLAC Inc 8.50% 5/15/2019 2,745,000 3,255,410 3,394,173 AFLAC Inc 6.45% 8/15/2040 3,000,000 2,984,970 3,072,534 Air Med Group 9.25% 11/1/2018 980,000 980,000 1,029,000 Ak Stl Corp Sr Nt 7.63% 5/15/2020 100,000 99,000 100,250 Albertsons Inc 7.50% 2/15/2011 1,500,000 1,523,385 1,501,875 Alcoa Inc 6.15% 8/15/2020 3,000,000 2,996,130 3,080,703 Alere Inc 8.63% 10/1/2018 1,045,000 1,046,575 1,060,675 Aleris International Inc Dip 10.46% 12/19/2013 139,837 61,794 143,858 Aleris Intl Inc B-1 Ru 4.25% 12/19/2013 325,784 286,376 146,603 Aleris Intl Inc Sr 9.00% 12/15/2014 -
Semiannual Report, February
PRINCIPAL FUNDS Institutional, J, & R Share Classes Semiannual Report February 28,201 Rev. 01/2017 FACTS WHAT DOES PRINCIPAL FUNDS, INC. DO WITH YOUR PERSONAL INFORMATION? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you Why? how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. The types of personal information we collect and share depend on the product or service you have with us. This information can include: • Social Security number and income What? • Assets and transaction history • Account transactions and account balances When you are no longer our customer, we continue to share your information as described in this notice [R [ How? R whether you can limit this sharing. REASONS WE CAN SHARE YOUR PERSONAL DOES PRINCIPAL CAN YOU LIMIT THIS INFORMATION FUNDS, INC. SHARE? SHARING? For our everyday business purposes—such as to process your transactions, maintain your account(s), Yes No respond to court orders and legal investigations, or report to credit bureaus For our marketing purposes—to offer our products and Yes No services to you [ No !R [R— Yes No information about your transactions and experiences [R— No !R information about your creditworthiness " No !R Questions? Call 1-800-222-5852 or go to www.principalfunds.com/customer-support/contact-us EE11865PFI Page 2 Who we are Who is providing this notice? Principal Funds, Inc. and Principal Funds Distributor, Inc. What we do How does Principal Funds, To protect your personal information from unauthorized access and use, we Inc. -
Digital Brands That Matter
DIGITAL BRANDS THAT MATTER MAY 2020 Disclaimers This presentation contains, and our officers and representatives during this presentation may from time to time make, certain forward-looking statements, which statements involve substantial risks and uncertainties. All statements other than statements of historical fact contained in this presentation, including statements regarding Leaf Group’s future results of operations and financial condition, business strategy, plans and objectives for future operations, are forward-looking statements. Such statements are subject to change and to a number of risks, uncertainties, and assumptions, and investors are cautioned not to place undue reliance on these statements. Actual results could differ materially from those expressed or implied, and reported results should not be considered as an indication of future performance. Risks that contribute to the uncertain nature of the forward-looking statements include, among others, risks associated with political and economic instability domestically and internationally including those resulting from the COVID-19 pandemic, which have and could lead to fluctuations in the availability of credit, decreased business and consumer confidence and increased unemployment; Leaf Group’s ability to execute its business plan to return to compliance with the continued listing criteria of the New York Stock Exchange (“NYSE”); Leaf Group’s ability to continue to comply with applicable listing standards within the available cure period; changes by the Small Business Administration -
June 26, 2020 Via Federal Express Ms. Jeanette Marshall Securities
June 26, 2020 Via Federal Express Ms. Jeanette Marshall Securities and Exchange Commission Division of Trading and Markets 100 F Street, N.E. Mail Stop 6628 Washington, DC 20549-0001 Re: Cboe BYX Exchange, Inc. Form 1 Amendment Dear Ms. Marshall: On behalf of Cboe BYX Exchange, Inc. (the “Exchange”), and in connection with the Cboe Form 1 that is on file with the Securities and Exchange Commission (“Commission”), enclosed please find one original and two copies of the Execution Page to Form 1 as well as the following exhibits1: . Exhibit A (updated to reflect the Exchange’s Certificate of Incorporation and Bylaw information in accordance with SEC Rule 6a-2(d)(3)); . Exhibit B (updated to reflect location of the Exchange’s current rulebook and information circulars in accordance with SEC Rule 6a-2(d)(3)); . Exhibit C (updated to reflect list of Directors and Committee Members); . Exhibit H (listing applications, including agreements required to be executed in connection with listing and a schedule of listing fees); . Exhibit J (updated to reflect any changes in names, titles, positions or term commencement dates and types of business of Officers and Directors); . Exhibit K (included as part of annual submission but no changes as compared to Exhibit on file); . Exhibit M (included as part of annual submission but no changes as compared to Exhibit on file); . Exhibit N (updated to provide all securities listed on the exchange, securities admitted to unlisted privileges, exempt securities and all other securities traded on the Exchange This amendment is filed in accordance with SEC Rule 6a-2 and is intended to replace Exhibits A, B, C, H, J, K, M & N currently on file with the Commission. -
View Annual Report
LEAF GROUP 2017 2017 ANNUAL REPORT ANNUAL REPORT 1655 26th Street Santa Monica, CA 90404 www.leafgroup.com BOARD OF DIRECTORS COMPANY INFORMATION James R. Quandt Trading Information Non-Executive Chairman Shares of our common stock are publicly Managing Partner, Quandt California Holdings, available for trading on the New York Stock Incorporated Exchange (NYSE) under the ticker symbol “LFGR”. John A. Hawkins Managing Partner and Co-Founder, Headquarters Generation Partners 1655 26th Street Santa Monica, CA 90404 Sean Moriarty Chief Executive Officer, Leaf Group Annual Meeting The 2018 Annual Stockholder Meeting Victor E. Parker will be held on June 12, 2018 at 2:00pm Managing Director, Spectrum Equity Investors at Leaf Group Headquarters 1655 26th Street John Pleasants Santa Monica, CA 90404 Chief Executive Officer, Brava Home Inc. Transfer Agent & Registrar Brian Regan American Stock Transfer & Trust Company LLC Managing Director & Chief Financial Officer, Shareholder Services Department Spectrum Equity Investors 6201 15th Avenue Brooklyn, NY 11219 Jennifer Schulz (800) 937-5449 Group President, Vertical Markets, Experian North America Independent Registered Public Accounting Firm Mitchell Stern Deloitte & Touche LLP Los Angeles, CA Investor Relations EXECUTIVE MANAGEMENT Leaf Group Investor Relations 1655 26th Street Leaf Group Ltd. (NYSE: LFGR) is a diversified consumer Santa Monica, CA 90404 Sean Moriarty Email: [email protected] internet company that builds enduring, creator-driven Chief Executive Officer Stockholder Information Jantoon Reigersman Leaf Group’s Corporate Governance overview Chief Financial Officer brands that reach passionate audiences in large and and additional stockholder information, including Committee Composition, is available online at Brian Pike ir.leafgroup.com growing lifestyle categories, including art and design Chief Operating Officer & Chief Technology Officer (Saatchi Art), fitness and wellness (Livestrong.com), Dion Camp Sanders EVP, Marketplaces and home and décor (Society6 and Hunker). -
In the Matter of an Independent Review Process Before the International Centre for Dispute Resolution Afilias Domains No. 3 Limi
IN THE MATTER OF AN INDEPENDENT REVIEW PROCESS BEFORE THE INTERNATIONAL CENTRE FOR DISPUTE RESOLUTION AFILIAS DOMAINS NO. 3 LIMITED, Claimant v. INTERNET CORPORATION FOR ASSIGNED NAMES AND NUMBERS, Respondent ICDR Case No. 01-18-0004-2702 EXHIBIT LIST FOR WITNESS STATEMENT BY PAUL LIVESAY June 1, 2020 Exhibit Description No. Leaf Group- Demand Media to Participate in Historic Expansion of Generic Top A Level Web Domain (11 June 2012) Google- Agreement to Withdraw a .TLD Application (undated) B Highly Confidential- Attorneys’ Eyes Only Dot Tech- Sale and Purchase Agreement (undated) C Highly Confidential- Attorneys’ Eyes Only Domain Acquisition Agreement Between Verisign and NDC (25 August 2015) D Highly Confidential- Attorneys’ Eyes Only Kevin Murphy, Domain Incite, WordPress Reveals IT Bought .blog for $19 Million E (13 May 2016) Alan Dunn, NameCorp, Knock Knock WordPress Acquires Blog for 19 Million (15 F May 2016) G .blog Registry Agreement ICANN- Primer Nivel (webpage) Confirmation of Understanding Between Verisign and NDC (26 July 2016) H Highly Confidential- Attorneys’ Eyes Only 1 EXHIBIT A 5/28/2020 Leaf Group - Demand Media to Participate in Historic Expansion of Generic Top Level Web Domain Name Extensions DEMAND MEDIA TO PARTICIPATE IN HISTORIC EXPANSION OF GENERIC TOP LEVEL WEB DOMAIN NAME EXTENSIONS 06/11/12 SANTA MONICA, Calif.--(BUSINESS WIRE)--Jun. 11, 2012-- Demand Media® (NYSE: DMD) today announced that it is pursuing new generic Top Level Domains (gTLDs) as part of ICANN’s (Internet Corporation for Assigned Names and Numbers) expansion of the Internet domain name space. “We believe the new gTLD program represents a signicant milestone in the evolution of the Internet,” said Richard Rosenblatt , chairman and CEO, Demand Media. -
March 24, 20162017 the FOUR-RING CIRCUS
THE FOUR-RING CIRCUS - ROUND TWENTYTWENTY-ONE; A FURTHER UPDATED VIEW OF THE MATING DANCE AMONG ANNOUNCED MERGER PARTNERS AND AN UNSOLICITED SECOND OR THIRD BIDDER By: Robert E. Spatt, Esq. Eric M. Swedenburg, Esq. March 24, 20162017 _______________ Copyright © 20162017 Robert E. Spatt & Eric M. Swedenburg. All rights reserved. Special thanks to Lauren M. Colasacco, Jonathan G. Stradling, Paul Bennett and Christian E. WitzkeJake M. Phillips, associates at Simpson Thacher & Bartlett LLP (and to Jennifer J. Levitt, senior counsel at Simpson Thacher & Bartlett LLP, and Lauren M. Colasacco, associate at Simpson Thacher & Bartlett LLP, with respect to prior versions), for their invaluable assistance in updating this article. All or part of this article (or earlier versions thereof) may have been or be used in other materials published by the authors or their colleagues. A downloadable version of this article can be found on the Simpson Thacher & Bartlett LLP website (www.stblaw.com/FourRingCircus20162017.pdf), along with a marked version showing changes from the prior “Round NineteenTwenty” of this article (www.stblaw.com/FourRingUpdates20162017.pdf) to facilitate the identification of updated data. Simpson Thacher & Bartlett LLP The Four-Ring Circus - Round TwentyTwenty-One; A Further Updated View Of The Mating Dance Among Announced Merger Partners And An Unsolicited Second Or Third Bidder Congratulatory handshakes and champagne toasts often accompany the execution and announcement of a merger agreement between a public company and its chosen merger partner. All too often, though, the celebration is premature. In the U.S., the incidence of unsolicited second and even third bidders surfacing after two companies have announced a definitive friendly merger agreement (or in the case of some foreign jurisdictions, a target-endorsed friendly offer) has become a standard execution risk of getting a deal done, and tends to reflect the ebb and flow of hostile acquisition activity. -
ANNUAL REPORT March 31, 2014
ANNUAL REPORT March 31, 2014 METROPOLITAN WEST FUNDS Ultra Short Bond Fund Low Duration Bond Fund Intermediate Bond Fund Total Return Bond Fund High Yield Bond Fund Unconstrained Bond Fund Floating Rate Income Fund Strategic Income Fund AlphaTrak 500 Fund 2014 Metropolitan West Funds March 31, 2014 Table of Contents Letter to Shareholders..................................................................... 1 Fund Performance........................................................................ 7 Disclosure of Fund Expenses (Unaudited) ..................................................... 12 Summary of Portfolio Holdings ............................................................. 15 Schedule of Portfolio Investments ........................................................... 20 Ultra Short Bond Fund .................................................................. 20 Low Duration Bond Fund ................................................................ 29 Intermediate Bond Fund ................................................................. 46 Total Return Bond Fund ................................................................. 58 High Yield Bond Fund .................................................................. 94 Unconstrained Bond Fund ............................................................... 102 Floating Rate Income Fund .............................................................. 120 Strategic Income Fund .................................................................. 126 AlphaTrak 500 Fund................................................................... -
Notice of 2020 Annual Meeting of Stockholders to Be Held on Monday, May 18, 2020
NOTICE OF 2020 ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON MONDAY, MAY 18, 2020 To the Stockholders of Leaf Group Ltd.: We will hold the 2020 annual meeting of stockholders (the “annual meeting”) of Leaf Group Ltd. (“Leaf Group,” “we,” “us” or “our”) on Monday, May 18, 2020, at 9:00 a.m. Pacific Time. In light of public health concerns regarding COVID-19, the annual meeting will be conducted online only, via live interactive audio webcast. You will be able to attend the meeting online and submit questions before and during the meeting by visiting www.virtualshareholdermeeting.com/LEAF2020. Details about how to attend the annual meeting online and how to submit questions and cast your votes are provided under “Information Concerning Voting and Solicitation” in the proxy statement accompanying this notice. We will consider and act on the following items of business at the annual meeting: 1. Election of each of Charles (Lanny) Baker and Jennifer Schulz as a director to serve for a three-year term expiring at the 2023 annual meeting of stockholders and when such director’s successor is duly elected and qualified, or until such director’s earlier resignation or removal. 2. Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. Non-binding advisory vote to approve executive compensation (“say-on-pay” vote). 4. Such other business as may properly come before the annual meeting or any adjournment or postponement of the annual meeting. The proxy statement accompanying this notice describes each of these items of business in detail.