New York Marriott Marquis Hotel February 28 - March 2, 2015

OPTIONS •• STOCKS ••••ETFs FOREX STRATEGIES TECHNICAL ANALYSIS • FUTURES • February 2015 • US$10

NEW YORK MARRIOTT MARQUIS HOTEL FEBRUARY 28 - MARCH 2, 2015

Platinum Sponsor Gold Sponsors

Event Sponsor Exchange Sponsors

Hands-on access to trading platforms, every major exchange, and all the knowledge you need to learn from today’s best traders!

GARTMAN BERNSTEIN ELDER BOLLINGER SOSNOFF HOFFMAN KAUFMAN MCMILLAN

TIMMER GORDON WILLARD PERSON BOXER GREEN TURNER GRAMZA RESOURCE DIRECTORY Qualify for thirty ¬ online equity and ETF trades every month.1 0 Other fees may apply.*

Stop by our booth to learn more or go to merrilledge.com/offer1000.

* In addition to your stock, ETF or option commissions, sell orders also may be subject to a fractional share liquidation fee of 10% of proceeds and a transaction fee (of between $0.01 to $0.03 per $1,000 of principal). If applicable, this fee appears under “Transaction Fee” on a Trade Confirmation. There are also fees associated with investing in ETFs. Read the Expenses & Charges sections of the prospectus to find out what they are. Contact us to obtain a prospectus. 1 $0 trades are only available with an individual or joint Merrill Edge self-directed brokerage account. MLPF&S waives its commission fee for 30 monthly online equity trades for Platinum tier clients and 100 monthly online equity trades for Platinum Honors tier clients. Equity trades include stock and exchange traded funds (ETFs). To learn about additional ways to qualify for $0 trades, call 1.888.MER.EDGE (1.888.637.3343) or visit merrilledge.com/pricing. To determine the number of qualifying trades, MLPF&S adds the qualifying trades in your individual accounts and joint accounts. Commission fees apply when qualification requirements are not met, or when you exceed the number of qualifying trades a month. Brokerage fees associated with, but not limited to, margin transactions, option trading, special stock registration/gifting, account transfer and processing, research request and termination apply. See merrilledge.com for details. Standard deposit account fees apply. Relationship requirements and pricing are subject to change. This offer does not apply to Business/Corporate Accounts, Investment Club Accounts, Partnership Accounts and certain fiduciary accounts held at MLPF&S. Some Merrill Edge benefits may be available to customers with less than $20,000 in investable assets. Please speak with a Financial Solutions Advisor for more information about Merrill Edge. Merrill Lynch clients with an active, eligible Bank of America personal checking account and three-month average combined balances of at least $20,000 can enroll in Preferred Rewards. Merrill Lynch clients with three-month average combined balances of at least $250,000 and an active, eligible Bank of America personal checking account or eligible Merrill Lynch account and all U.S. Trust clients are eligible for the Banking Rewards for Wealth Management program. Please speak with your Merrill Lynch financial advisor or U.S. Trust advisor for more information. Merrill Edge is available through Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S), and consists of the Merrill Edge Advisory Center (investment guidance) and self-directed online investing. MLPF&S is a registered broker-dealer, member SIPC and a wholly owned subsidiary of Bank of America Corporation. Merrill Lynch makes available products and services offered by MLPF&S and other subsidiaries of Bank of America Corporation. Investment products: Are Not FDIC Insured Are Not Bank Guaranteed May Lose Value Investing in securities involves risks, and there is always the potential of losing money when you invest in securities. © 2014 Bank of America Corporation. All rights reserved. | AR3DGJM9 | AD-10-14-0592 TABLE OF CONTENTS NEW YORK FEBRUARY 28 – MARCH 2, 2015 MARRIOTT MARQUIS HOTEL

OPTIONS ••STOCKS • • • ETFs FOREX STRATEGIES TECHNICAL ANALYSIS 1. Welcome Letter (p. 2) • FUTURES • February 2015 • US$10

2. Facts and Details (p. 3) gives you information on where to find out about Official Show Program changes, why you should wear your conference badge at all times, and similar MARRIOTT MARQUIS HOTELNEW YORK details that will make the conference more enjoyable. FEBRUARY 28 - MARCH 2, 2015

Platinum Sponsor Gold Sponsors

Event Sponsor Exchange Sponsors 3. Important Information for Attendees (p. 3) Hands-on access to trading platforms, every major exchange, and all the knowledge you need to learn from today’s best traders!

4. Sponsor Profiles (pp. 5–9) gives you booth numbers, addresses, contact information, and GARTMAN BERNSTEIN ELDER BOLLINGER SOSNOFF HOFFMAN KAUFMAN MCMILLAN facts and figures on The Traders Expo New York sponsors. TIMMER GORDON WILLARD PERSON BOXER GREEN TURNER GRAMZA RESOURCE DIRECTORY 5. Article: “8 Steps to Mental Mastery of Trading” (pp. 10–11)

6. Company Profiles (pp. 13–21) gives you booth numbers, addresses, contact information, and facts and figures on The Traders Expo New York media/marketing partners and selected exhibitor profiles.

7. Speaker Profiles (pp. 24–44) includes a capsule biography of speakers at the conference.

Show Schedule, which includes:

NEW YORKL FEBRUARY 28 – MARCH 2, 2015 • Summary of Events: Registration and Exhibit Hall hours; break times; MARRIOTT MARQUIS HOTE

www.NewYorkTradersExpo.com special events; and more. SATURDAY, FEBRUARY 28 – MONDAY, MARCH PLATINUM2, 2015 SPONSOR

Saturday, February 28 7:00 am – 7:00 pm RegistrationOptions Desk Strategies Open and Techniques 8:00 am – 12:00 pm That Really Work* GOLD SPONSORS Top 12 Winning Day and Swing Breakout • Exhibitor Listing, Booth Chart, and Prize Drawings 8:00 am – 12:00 pm Trading Patterns*

10:00 am – 3:30 pm Fidelity-SponsoredPre-Show Options Presentations Track 12:50 pm – 4:05 pm Proven Trading Strategies of an 1:00 pm – 5:00 pm International Trading Champion* Trading in the Eye of the Storm* 1:00 pm – 5:00 pm 4:00 pm – 7:00 pm Exhibit Halls Grand Opening & Welcome Reception 6:00 pm – 7:00 pm MoneyShow Members-Only Reception • Daily Workshop Charts: The times, rooms, speakers, and topics for the Sunday, March 1 EVENT SPONSOR 7:00 am – 7:30 pm Registration Desk Open 8:00 am – 7:00 pm PresentationsThe Bollinger & Panel Discussions Band Suite of Tools* 9:00 am – 12:00 pm workshops for each day of the conference. 9:00 am – 6:00 pm Exhibit HallsTrade Open Stocks, Futures, and Forex Like a Pro* 1:00 pm – 5:00 pm CBOE Half-Day Options Track EXCHANGE SPONSORS 1:30 pm – 7:00 pm 7:15 pm – 9:15 pm Tom SosnoffSponsored Presents: by The Traders Dilemma

Monday, March 2 7:00 am – 5:30 pm Registration Desk Open 8:00 am – 5:15 pm PresentationsReady, & PanelAim, Fire:Discussions Preparation for Trading and • Speaker by Keywords: An easy way to find the speakers who specialize 8:00 am – 12:00 pm Live Market Decision-Making*

9:00 am – 4:15 pm Exhibit HallsLive OpenTrading Challenge MEDIA PARTNERS 10:30 am – 11:30 am Top 10 Quantifiable Edges for 1:00 pm – 5:00 pm Short-Term Trading* in topics you are interested in. .

Investor’s Business Daily Leaderboard Summit SHOW SCHEDULE SHOW 5:30 pm – 7:30 pm *You must purchase tickets for these events ®

The Ultimate Event for Active Traders Continues Online…The Traders Expo: WATCH Webcasts from • Speaker Times and Topics: Lists speaking times and topics for speakers LIVE March 1-2, 2015 On-Demand through March 23 at the conference. Develop Your Trading Strategy with Guidance from the World’s Finest Traders

Visit www.eTradingExpo.com today! • Floor Plans of the Marriott Marquis Hotel

Please note: In an effort to reduce our impact on the environment and conserve paper products where possible, we are providing one Resource Directory per household. You may purchase additional Resource Directories for $10 at the attendee registration desk. We appreciate your understanding.

a Production of Githler Center • 1258 N. Palm Avenue • Sarasota, FL 34236-5604 Telephone 941/955-0323 • Fax 941/366-5755 • E-mail: [email protected] • www.moneyshow.com

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 1 FACTS & DETAILS

THE TRADERS EXPO SCHEDULE NO SMOKING CHANGES In an effort to keep all participants at the conference Changes to the Show Schedule (additions, cancellations, and comfortable, and because of the large number of people room changes) will be available each day at The Traders Expo participating, MoneyShow asks that you refrain from Registration Desk. Please plan to pick up “Onsite Updates” smoking at all seminar sessions. every day.

CONFERENCE BADGES PHOTOGRAPHY OR AUDIO/VIDEO We ask that you wear your conference badge at all times to gain entrance to presentations, the Exhibit Halls, and other CASSETTE TAPING conference functions. Not only does wearing the badge help As a courtesy to the speakers and other attendees, we request us identify you as a registrant, it also helps you and other that you not photograph or tape (audio or video) at The registrants and speakers become acquainted. Traders Expo. These activities often interfere with audio-visual arrangements onsite and are distracting for everyone. The Traders Expo may have a professional photographer in certain CHILDREN locations. In such cases, The Traders Expo reserves the right to Note to parents/guardians: Children between the ages of 10- use your likeness or photograph taken at a Show for its own 16 are admitted to the free areas of the conference, provided promotional purposes. they are accompanied by an adult at all times. Children under 10 years of age and baby strollers will not be permitted MOBILE PHONES AND DEVICES at The Traders Expo at any time for safety reasons. Show As a courtesy to the speakers and other attendees, we management appreciates your understanding on this matter. request that you silence your mobile phones and devices during seminar sessions. Audible use of these devices LOST AND FOUND interferes with the program and is distracting for everyone. If you inadvertently misplaced something or found If you must answer/place a call, please step out into the something that a fellow attendee misplaced, please come to hallways and keep your conversation low. The Traders Expo Registration Desk.

Terms of Attendance - Important Information for Attendees: Through its seminars, conferences, The Producer reserves the right to use your likeness or photograph taken at the Event for its own promotional MoneyShow Membership Programs (each a “Membership Program”) and expos the producer of this Event or purposes. Membership Program (the “Producer”) makes available to the attendee or Member a variety of independent sources, as well as sources affiliated with or employed by the Producer or MoneyShow.com, that offer trading All content/material presented at this Event or offered through a Membership Program is protected under and investment advice and related services and products. These resources provide unique opportunities U.S. and international copyright laws. By attending or becoming a Member, you agree not to copy, for the attendee or Member to become informed about trading and investment choices, to hear respected reproduce, record, video, photograph, upload, post, transmit, publish or distribute any material in any form, market specialists, to question speakers, exhibitors or Membership Program contributors, to observe, without the express written permission of the Producer. Exceptions are reserved only for members of the evaluate, and compare. The Producer does not endorse, directly or indirectly, any investment, trade, trading press with pre-approved press credentials from the Producer. or investment advice, or information or any product or service offered by speakers or exhibitors. Except as By attending the Event or participating in a Membership Program, you acknowledge that the Producer has specifically stated below, the Producer receives no fees or commissions from exhibitors, advertisers, or web or a legitimate business interest in attracting exhibitors, speakers, media partners, sponsors, other attendees Membership Program contributors based on their sales. Every trader and investor should consider all advice or contributors, and other participants (collectively “Participants”) to the Event. Based on this, and as and all offerings of products and services on their own merit and for suitability to the individual’s personal consideration for the Producer granting your request to participate at the Event or become a Member, you needs and circumstances. hereby agree that during the term of the Event or in a Membership Program, you will not distribute materials No content presented at this Event or through Membership Programs by an independent source, or by or solicit other Participants at the Event or in Member Programs in connection with any investment product an affiliate or employee of the Producer constitutes a recommendation that any particular investment, or service, or any product, service or activity similar in nature to any product, service or activity promoted security, portfolio of securities, transaction, or investment strategy is suitable for any specific individual. by or conducted by the Producer or by any Participants at the Event. The Producer reserves the right to To the extent that any of the content presented at this Event or through Membership Programs may be revoke the registration of any prospective attendee determined to have previously engaged in disruptive deemed to be investment advice, such information is impersonal and not tailored to the investment needs or inappropriate behavior or to have violated other conditions for attendance at prior Producer events or of any specific individual. Any view expressed by an independent source or by an affiliate or employee of in Membership Programs, and to eject, refuse entry or withdraw Membership privileges to any attendee or the Producer regarding a particular investment, security, portfolio of securities, transaction, or investment Member exhibiting similar behavior. strategy are the speakers’ or exhibitors’ own opinions and should not be construed as anything except By inquiring about this Event or a Membership Program, you acknowledge that the Producer may contact the speakers’ or exhibitors’ personal opinions; they do not reflect the views of the Producer. The Producer you by phone, email or fax concerning future events and/or productions for up to three months after this has no standing and no means or process by which it can adequately monitor or control an independent inquiry. By attending the Event or a Membership Program, you acknowledge that the Producer has an exhibitor’s, speaker’s or contributor’s oral or written representations. Additionally, the views, analysis, “established business relationship” with you and therefore has the right to contact you by phone, email or advice, and recommendations expressed by exhibitors, speakers or contributors affiliated with or employed fax concerning future events and/or productions for up to 18 months. by the Producer are not subject to the Producer’s review or verification, and may change at any time. All information provided at this Event or through Membership Programs is provided on a “use at MoneyShow will use RFID technology to ascertain which programs attendees participate in. By attending your own risk” basis and every individual should independently undertake such due diligence a general session event and/or by entering a workshop room or stage presentation area you agree to have as he or she feels is necessary to analyze and review all potential investments prior to making your contact details passed along to 3rd party presenters and companies who may pay to support your any investment decisions. The Producer does not and cannot investigate transactions by opportunity to participate in their event, as this constitutes an inquiry about those companies’ products speakers, exhibitors or contributors or evaluate the merits of any dispute with a speaker, or services and an approval by you to receive future contacts from the company involved for up to three exhibitor, advertiser or contributor. We suggest that if any dispute arises with an exhibitor, advertiser, months. It also provides your consent to having your mailing and email address provided by the Event speaker or contributor it should be pursued directly with the exhibitor, advertiser, speaker or contributor Producer to the 3rd party so they can send you information about their products or services. These rights and if the situation warrants, use of any available remedy under appropriate law or regulations should be are claimed by the Producer, notwithstanding that you may previously have elected to opt-in or opt-out of considered. communications from the Event producer or other 3rd parties during your current or previous registrations. Except for the sharing contemplated by the preceding sentence, those earlier intentions will not be changed Notwithstanding the above, at this Event, through online sites associated with the Producer or through or affected by your acceptance of these terms. Membership Program resources, certain speakers’ and/or companies’ newsletters, magazines, books and other products or services may be advertised, promoted, and made available for purchase or trial. The Agreeing to be scanned in a workshop/presentation or exhibit booth, or agreeing to be added to a materials promoted and made available for purchase or trial may or may not be authored by individuals or company’s mailing list (through RFID technology or other means) at the Event constitutes an inquiry about companies employed by or affiliated with the Producer or MoneyShow.com. In either case, the Producer or that company’s products or services and an approval by you to receive future contacts from the company MoneyShow.com receives a commission only on sales of materials or services made available for purchase by involved for up to three months. It also provides your consent to having your mailing and email address and sold through the Producer, MoneyShow.com or the Producer’s sales distribution partners. provided by the Event Producer to that 3rd party so they can send you information about their products or services. The Producer strives to provide equal opportunity to all qualified persons to participate in these Events. To further that objective, the Producer will work to provide reasonable accommodations under the Americans Paid Event Cancellation Policy: All cancellations must be received seven (7) days prior to event(s) for a partial with Disabilities Act for any person requesting accommodation, either in writing or by telephone, at least refund, minus a cancellation fee. Cancellation fees will be $50 for IMS events and All Stars of Options, and ten (10) working days prior to the first day of an Event. The Producer will make a reasonable effort to $15 for all other paid events. No refunds or credits will be awarded for any reason after the first hour of a accommodate any request. However, due to the difficulty of providing some types of accommodations, the multi-hour event has passed, or where a meal is provided food has been consumed. Producer cannot guarantee accommodation, especially late requests made without ten (10) working days’ This notice and the respective obligations of the parties shall be interpreted in accordance with the laws prior notice. of the State of Florida without regard to conflict of law provisions. Jurisdiction and exclusive venue for any The risk of loss in electronic active trading or day trading can be substantial. You should, therefore, carefully disputes shall properly lie in a court of competent jurisdiction in Sarasota County in the State of Florida. consider whether such trading is suitable for you in light of your circumstances and financial resources. Attendees need to be wary of advertisements or other statements that emphasize the potential for large © 2015 Investment Seminars, Inc. All rights reserved. The International Traders Expo and MoneyShow profits in active investing and day trading. Active investing and day trading can also lead to large and Invest Smarter, Trade Wiser, eTradingExpo Trade Wiser, MoneyShow.com and MoneyShow.com Invest immediate financial losses. Smarter, Trade Wiser are US-registered service marks of Investment Seminars, Inc.

2 The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com WELCOME LETTER

Dear Active Trader

Thank you for being such an important part of our Traders Expo family and attending our New York show. Here, overlooking Times Square, and just Kim Githler rings closing bell minutes from all the bustle and excitement of Wall Street, savvy traders, like at NYSE, Sept 12, 2014 you, will elevate their game with mentoring from a literal who’s who of elite traders, analysts, and technicians—more than 70 in total covering every market!

Plus, experts from virtually every industry-leading brokerage firm, product and service provider, and exchange on the market today will be on hand to debut and demonstrate the latest breakthroughs in trading products and showcase the best-in-class trading platforms…but it won’t stop there! Inside the Exhibit Hall, you can put every tool, platform, mobile app, and new product through its paces for yourself and get clear, on-the-spot answers to even the most pointed questions. And, while in the Exhibit Hall, stop by and visit the MoneyShow Hub, where you can get the chance to “spin to win $100,000.”

This is truly interactive! You’ll have the rare opportunity to network with the pros and fellow traders, improve your chart-reading abilities, and be exposed to different trading strategies and new ways of looking at the markets that you may not have considered as of yet. We want you to take what you have learned here to make smarter trading decisions based on sound strategy—free from the emotion that can blur even the clearest trading signals.

Among the free sessions, there are some exclusive four-hour premium paid events that offer you in-depth knowledge on topics such as option strategies that really work, how to prepare for each trading day, and much more. Or, if you want the best value at the show, look no further than a MoneyShow Membership, where you can attend any or all of the premium paid events, plus get benefits all year round.

Extend your education after The Traders Expo New York and log on to the eTradingExpo by visiting our Web site, www.MoneyShow.com, where you can access the virtual Exhibit Hall and download information, watch videos, and more from exhibitors’ booths. View sessions that you missed at the show or watch ones you already attended to revisit points you might have missed while at the show.

This event has been designed to help advance your trading career beyond the limits of what’s previously been possible. Market success is all about preparation. The more in-depth knowledge you gain about the markets, plus the latest tools available, the better your chances will be to maximize your returns. I look forward to meeting you at this year’s Traders Expo New York!

Yours for greater trading success,

Kim Githler Chair and CEO, MoneyShow

Media Partners

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 3 The Ultimate Event for Active Traders Continues Online…

WATCH Webcasts from ® The Traders Expo: LIVE March 1-2, 2015 Futures & Forex On-Demand through March 23

Stocks & ETFs

Options

Technical Analysis

Develop Your Trading Strategy with Guidance from the World’s Finest Traders

Visit www.eTradingExpo.com today!

Available On-Demand through March 23, 2015

a Production of eTradingExpo is compatible with iPad, iPhone, Android, Kindle Fire, and Windows Mobile Devices FIND OUT MORE INFO About These Companies The Ultimate Event for Active COMPANY PROFILES Scan the QR Code to Visit Our Mobile Site Traders Continues Online…

PLATINUM SPONSOR WATCH Webcasts from ® The Traders Expo: LIVE March 1-2, 2015 Futures & Forex Booth #5100/6400 On-Demand through March 23 Whether you trade a little or trade a lot, Fidelity offers leading, easy-to-use trading platforms, fundamental and technical analysis, research tools, and 24/7 service, all at low commissions. Combined with more than 60 years of industry experience, Fidelity and its “Active Trader” Stocks & ETFs tools can help you trade smarter and invest with confidence. For information, visit www.fidelity.com/activetrader. 900 Salem Street Smithfield RI 02917 800/564-0211 Options Web site: www.fidelity.com/activetrader

Technical Analysis

Calendar of Upcoming Events

MAY 2015 OCTOBER 2015 Sun MonTues Wed Thurs Fri Sat Sun MonTues Wed Thurs Fri Sat The Traders Expo Las Vegas The MoneyShow Las Vegas 3 1 2 1 2 October 14–16, 2015 May 12–14, 2015 3456798 4567819 0 Paris Las Vegas Hotel Caesars Palace 10 11 12 13 14 1615 11 12 13 14 15 16 17

Las Vegas, Nevada, USA 17 18 19 20 21 22 23 18 19 20 21 22 23 24 Las Vegas, Nevada, USA

24 25 26 27 28 29 30 25 26 27 28 29 30 31 31

JULY 2015 OCTOBER 2015 The MoneyShow San Francisco Sun MonTues Wed Thurs Fri Sat Sun MonTues Wed Thurs Fri Sat The World MoneyShow Toronto 1 2 3 4 1 2 3 Develop Your Trading July 16–18, 2015 October 30–31, 2015 56789110 1 4567819 0 Metro Toronto Convention Centre San Francisco Marriott Marquis Hotel 12 13 14 15 16 1817 11 12 13 14 15 1716 San Francisco, CA, USA Toronto, Ontario, Canada Strategy with Guidance from 19 20 21 22 23 24 25 18 19 20 21 22 23 24 the World’s Finest Traders 26 27 28 29 30 31 25 26 27 28 29 30 31 The All Stars of Options Trading SEPTEMBER 2015 NOVEMBER 2015 Sun MonTues Wed Thurs Fri Sat Sun MonTues Wed Thurs Fri Sat The ETFs Conference September 15–16, 2015 21 3 45 1 2 3 456 7 November 5–6, 2015 76 8910 11 12 98 10 11 12 13 14 New York Stock Exchange New York Stock Exchange 13 14 15 16 17 18 19 15 1716 18 19 20 21 New York City, New York, USA New York City, New York, USA 20 21 22 23 24 25 26 22 23 24 25 26 27 28 Visit www.eTradingExpo.com today! 27 28 29 30 29 30

Available On-Demand through March 23, 2015 Visit www.MoneyShow.com or call toll-free 800/970-4355 to register or inquire about future Shows. a Production of eTradingExpo is compatible with iPad, iPhone, Android, Kindle Fire, and Windows Mobile Devices

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 5 I TRADE therefore I SWIM

Think of something awesome. Now multiply that by infinity. Boom—you’ve got thinkorswim®.

Only the thinkorswim platform offers professional-grade tools like Option Hacker, Options Statistics, and Options Time & Sales. It’s everything you need to bulk up your strategy research and elevate your trading.

Explore everything thinkorswim has to offer at tdameritrade.com/tos.

Option trading involves unique and often significant risks and is not suitable for all investors. Supporting documentation for any claims, comparisons, statistics, or other technical data will be supplied upon request. TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. © 2014 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission. FIND OUT MORE INFO About These Companies COMPANY PROFILES Scan the QR Code to Visit Our Mobile Site

GOLD SPONSORS

Booth #5601/6000

TD Ameritrade Holding Corporation (NYSE: AMTD), through its brokerage subsidiaries, combines innovative trading technology, easy-to- use and understand trading tools, investment services, investor education, and outstanding client service to create the ultimate financial services experience. Now home to the award-winning thinkorswim trading technology and the Investools investor education program— TD Ameritrade provides millions of retail investors, traders, and independent Registered Investment Advisors (RIAs) the tools, service, and support they need to help build confidence in today’s rapidly changing market environment.

TD Ameritrade, Inc., member FINRA (www.finra.org)/SIPC (www.sipc.org)/NFA (www.nfa.futures.org) and TD Ameritrade Clearing, Inc., member FINRA/SIPC are subsidiaries of TD Ameritrade Holding Corporation (NYSE: AMTD). Brokerage services provided exclusively by these subsidiaries. This is not an offer or solicitation for brokerage services, investment advisory services, or other products or services in any jurisdiction where we are not authorized to do business or where such offer or solicitation would be contrary to the securities laws or other local laws and regulations of that jurisdiction, including but not limited to persons residing in Australia, Austria, France, Germany, Hong Kong, Italy, Japan, the Netherlands, Saudi Arabia, and Singapore. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. © 2015 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission.

PO Box 2760 Omaha, NE 68103 800/454-9272 Web site: www.tdameritrade.com

Booth #6500 Booth #6200 Traders trade with TradeStation because TradeStation delivers what serious traders demand–like the ability to monitor and Merrill Edge is a streamlined investment service that provides trade multiple markets without lifting a finger...or to customize customers with the investment insights of Merrill Lynch and the indicators, alerts, and strategies the way you want them...or get convenience of Bank of America banking to help simplify their help when you need it from dedicated, fully licensed support financial lives. With Merrill Edge, customers can see their Merrill reps. With exciting new features like our online TradingApp® Edge investment and Bank of America bank accounts on one Store, value-based equities/options pricing, improved mobile page online, along with access to tools, research, support, and and Web trading apps and more, TradeStation continues to raise competitive pricing for online trades. the bar of excellence for online brokers. Please visit our Web site, www.TradeStation.com/TradersExpo, for additional information. 866/548-7351 E-mail: [email protected] 8050 Southwest 10th Street, Suite 2000 Web site: www.merrilledge.com Plantation, FL 33324 800/328-2494 Fax: 954/652-7300 E-mail: sales@tradestation.com Web site: www.tradestation.com/tradersexpo Twitter: www.twitter.com/tradestation YouTube: www.youtube.com/tradestation Facebook: www.facebook.com/tradestation

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 7 Trading inspires your life. Life inspires your trading.

See it all at the Schwab booth.

You view the world differently. At Schwab, we’re here to help turn inspiration into action. We have trading specialists to help you develop your strategies. Market experts to help you sharpen your instincts. And platforms that work the way you think. So you can take charge of your trading. 877-553-6485 schwab.com/trading

EVENT SPONSOR

Booth #6306

The Charles Schwab Corporation (NYSE: SCHW) has been a leader in financial services for more than three decades. Through advocacy and innovation, the company has worked to make investing more affordable, more accessible, and more understandable to all. Today, Schwab meets the needs of individual and institutional clients through two operating segments: investor services provides retail brokerage and banking operations to millions of individuals and institutional services meets business-to-business needs.

211 Main Street San Francisco, CA 94105 888/245-6864 E-mail: [email protected] Web site: www.schwabat.com Contact: Schwab Active Trader Sales

GO MOBILE: Instant Access Get instant access to the show schedule, maps, and more—all free on your mobile device!

Scan the QR code and bookmark the site today.

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 9 ARTICLE

8 Steps to Mental Mastery of Trading

hough the mastery of trading is a long and STEP 3 Keep up the Momentum uneven process of consistently looking for It is really important that in the course of building up the improvement combined with a high level of Tdiscipline, the staff at ColibriTrader.com offers eight steps equity curve and making profits, the master trader keeps that—though not a prerequisite for successful trading— the momentum. It is not rare that when traders reach can serve as tools for improvement. their targets (or come close), they blow up their accounts. This outcome is more or less due to the fact that reaching Steps to Mastery: your goals is putting you in the realm of the unknown, thus coming back to the comfort zone or your starting STEP 1 Emotionless point acts as an excitement-relief tool. Therefore, master It is essential that the master trader trades from a traders should learn how to be comfortable with success. perspective of rationality and skill and not from an It is important that the master trader continues to envision emotional perspective. To a certain degree, the master greater goals and sustain the momentum throughout. In trader should be willing and able to learn how to act in order to do that, the master trader should learn how to a contrarian way to human nature. In other words, the separate what happens on the marketplace from his/her master trader needs to know how to harness the power own emotional responses. The master trader then needs of consciousness. In a way, this is like inventing a new to accept the fear of being in an unknown zone by strong perspective, which can give you the ability to see the willpower and stop trying to change this new state. In market in a different angle, while at the same time being other words, one needs to be able to accept the unknown able to take responsibility for your own deeds. and embrace it with both hands. The master trader should aim at reaching a phase, where he/she should not focus STEP 2 Visionary on what others think of them. The master trader should not be surrounded by his/her own thoughts of winning/ Every master trader should be able to envision the end losing, but on the target and how to reach it. The master result and then follow a predetermined set of rules in order trader should aim to be in a state where trading is not an to achieve these results. Master traders are trading in terms exhilaration by itself, but a commitment, where trading of commitment to a higher goal, as opposed to reaching opportunities are taken effortlessly with the sole aim of self-fulfillment. For this step, it is important that the master reaching targets. trader should be able to get rid of assumptions about himself/herself and be ready to act in the next moment disregarding old illusions. Thus, following his/her own STEP 4 Control Freak momentum the master trader enters in the moment or in The master trader should get out of the habit of being a the zone as others are referring this phase to. This is the control-freak of what is happening on the marketplace. moment, when the old habits do not matter and you trade One should be able to get rid of the feeling of being through the prism of your consciously chosen objective. special in any way and just take what the market has to You are taking a new challenge and the self-limiting of offer along the way. That’s the time to liberate yourself yourself is left behind to only come closer to your pre- of any fears that are deeply ingrained in your sub defined objective. In this stage, you are learning how to consciousness and start acting in a realistic way without get out of losers or uncomfortable positions, while your trying to control the market or trying to predict future objective is pushing you subconsciously to move closer to events. You should learn how to cope with your inner your goal. The master trader thus puts essential emphasis desire to predict the way of the market and instead follow on controlling losses.

10 The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com ARTICLE your trading plan. Instead of being too euphoric or fearful, STEP 7 Turning Breakdowns into the master trader is already ready for the next trade, Breakthroughs without even thinking about it. The master trader already knows that a few successful/losing trades do not mean Breakthroughs occur when you can see the world around anything in the long run. you in a new light. This is the moment when you do give yourself the permission to express your vision effectively. In STEP 5 Being In the Zone such moments that a master trader is consistent with his/ her commitment to their vision and can express it in the Mastery is a psychological state of mind where there is form of a new trading idea. Such breakthrough moments no fear or desire, but only the chance to exist. The master occur when the master trader decides to consider what trader should empty himself/herself of ego and fear and has been going wrong in the past and decides to take concentrate on the larger objective, not being concerned the honest route and acknowledge the problem and take what others are thinking. The master trader should put full responsibility for his/her actions. Such moments are all his/her efforts on the process of change, or becoming a great experience and they do differentiate the master what they are really capable of becoming. In other words, trader from the hobby-trader. In short, handling the entering the realm of the unknown. The master trader breakdowns in the context of new perspectives produces should forget about perfectionism. Rather, he/she should breakthroughs. embrace the unpredictability of the future. As a master trader, you should learn to trade in a new way—one that STEP 8 Control Anxiety makes you keep inventing the pathway as you move along towards the desired position where you have reached your and Euphoria targets emotionlessly. The master trader knows how to tolerate profitable positions and does not allow feelings of euphoria to throw STEP 6 Being Honest with Yourself in. Such feelings might be as destructive as feelings of fear and withdrawal. Feelings of triumph and euphoria might To be in the zone, you need to be honest with yourself. trigger anxiety and guilt (if one feels undeserving) or You must step outside the self-doubts and fear of cockiness and a relaxation of discipline, which will keep the uncertainty. Trading to win is forcing you to act outside master trader from reaching the ultimate goal. Satisfaction the comfort zone and being able to grasp opportunities should come from the development and implementation whenever they present themselves. The master trader of trading strategy/skill and not just from profit and loss is able to align reality with the consciously designed statements. Feelings of euphoria are detrimental because vision, rather than imaginary beliefs. The master trader —of one more factor—unnecessary risk taking. It has been is able to move beyond the past and concentrate on his/ pointed out in the previous part of The Master Trader that her pure vision with discipline and honesty. The master one should be able to keep the momentum and here it trader knows that the best thing to do when results are really important that you will be able to keep this balance. not consistent with their objectives is to be completely You should get rid of the dangerous habit of thinking that honest with himself and avoid the process of covering you have stretched yourself too far or that you won’t be up the breakdown. If things don’t work out as planned, able to do this again. But before all that you need to let go there is no reason to feel guilty—this is not a reflection of of negative self-concepts, as well as negative ideas about you, but a measure of where you are standing in relation making money. to your goals. In such circumstances the master trader is not blaming bad luck or the market, but looking closely to see what has been the mistake done and how it could be For more articles on trading tips, analysis and execution, trade rooted out. Yielding to reality releases the master trader management, and more, please visit www.MoneyShow.com. from some early learned behavior patterns of trying to appear to be someone other than himself/herself.

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AdviceTrade is a publisher of Web sites that provide technical The Chicago Board Options Exchange (CBOE), founded in analysis and trade alerts for short-term traders. Founded in June 1973, is the world’s largest options exchange and the creator of 2001 beginning with the launch of its flagship site, AdviceTrade standardized listed options. With the launch of CBOEdirect HyTS, has grown into a family of online investing publications used the hybrid trading system, CBOE continues its 30-year tradition of daily by thousands of traders in more than 30 countries around options trading innovation and excellence by providing customers the world. These publications include TheTechTrader.com (stock this “best of both worlds” trading environment, combining trade alerts with Harry Boxer), MPTrader.com (ETF and sector the most efficient and cutting-edge trading technology and analysis and alerts with Mike Paulenoff), SwingTradeOnline automation with the transparency, liquidity, and price discovery (stock trade alerts and market timing with Jack Steiman), and of the open-outcry marketplace. In addition to its family of index ElliottWaveTrader.net (wave analysis on equity, commodity, and products, CBOE lists options on more than 1,400 individual stocks. futures indices, plus stocks and options). 400 South LaSalle Street 1148 Manhattan Avenue, Suite 11 Chicago, IL 60605 Manhattan Beach, CA 90266 877/THE-CBOE (877/843-2263) 310/802-1200 E-mail: [email protected] Fax: 310/868-2668 Web site: www.cboe.com E-mail: [email protected] Contact: Catherine Durkin Web site: www.advicetrade.com Contact: Richard Hefter, President

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 13 Cruise in Style aboard the World’s Best Cruise Line—Crystal Cruises,* while having the unique opportunity to get up close and personal with experts like Steve Forbes.

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Daytradingradio.com is a live, online market broadcast lead by Forex Crunch is a site all about the foreign exchange market John Kurisko aka “DayTraderRockStar,” a full-time trader of nearly which consists of news, opinions, daily and weekly forex analysis, 20 years. The show kicks off every morning around 8:30 am (EST), technical analysis, tutorials, basics of the forex market, forex with live coverage of pre-market movers and news that will affect software posts, insights about the forex industry, and anything the trading day, followed by an action packed play-by-play of related to forex. The site aims to help people trade forex the market as it happens all day. The commentary, sounds, and responsibly. Real people stand behind the site, commentary education brought to you by Daytradingradio cannot be matched aims to be balanced, and the editorial line leans toward solid anywhere. Daytradingradio.com has been broadcasting since 2007 forex trading. serving 1,000s of traders worldwide. Sots-tinent Navarro 26-28 1-1 845/358-1890 Barcelona, Catalunya 08002 E-mail: [email protected] Spain Web site: www.daytradingradio.com +3469 7177 843 Fax: +3493 0008 450 E-mail: [email protected] Web site: www.forexcrunch.com Contact: Yohay Elam Skype: yohay.elam Twitter: @forexcrunch

MEDIA PARTNER Booth #6404 For over 40 years, Futures magazine has been the leading eSignal, an Interactive Data company, provides global, real-time publication in the trading industry. Written for traders of market data, and professional-level decision support to individual commodity and financial futures, options, stocks, and forex who investors and active traders worldwide. The award-winning eSignal all share the desire to increase returns and profits—to make brand has been well-known in the active trader community for money, experienced editors interview top traders and examine more than 25 years and is a trusted source of reliable market data global markets from both technical and fundamental perspectives from 100s of global exchanges and indices. The suite of products to provide active traders (speculators and institutional) with includes eSignal, the Advanced GET edition of eSignal, eSignal analytic information on price-movement, volatility, and trends. OnDemand, Options Analytix, LiveCharts, and MarketScreener+. By educating traders and advancing their knowledge on market Traders receive product training and trading education through trends, movements, analysis strategies, and new techniques to www.eSignalLearning.com. For more information, please visit maximize trading profits, Futures sustains a strong community www.eSignal.com. of readers. Online, FuturesMag.com provides with daily updates on in-depth market information, live market data, technical 3955 Point Eden Way analysis, trends for the active trader, as well as expert advice and a Hayward, CA 94545-3720 multitude of related industry resources. Take advantage of our free 800/833-1228 or 510/723-1765 subscription offer at: www.FuturesMag.com/eNewsletters. E-mail: [email protected] Web site: www.esignal.com 107 West Van Buren, Suite 203 Chicago, IL 60605 312/846-4600 E-mail: [email protected] Twitter: @futuresmagazine and @thealphapages Contact: Cindy Taylor, Vice President, Sales and Marketing

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Hedgeye is a bold, trusted, no-excuses provider of actionable InvestiQuant.com (IQ) is the trusted source for market intelligence, investment research and a premier online financial media research, tools, and services for active traders and investors. company. Our all-star research team is unafraid of rocking the boat Founded by veteran quantitative traders Scott Andrews and and is committed to delivering the highest caliber investment ideas Rob Hanna, IQ provides actionable quantitative research via an through rigorous quantitative, bottom-up, and macro analysis intuitive, visual interface for multiple timeframes across thousands with an emphasis on timing. Hedgeye TV is online financial media of equities, ETFs, futures, and commodity markets. Access hedge- for smart investors where we showcase our analysts’ leading fund quality research and round-the-clock trading edges without market and economic insights and ideas. We are committed to having to invest in back-testing. Try the IQ database for free and unwavering transparency, accountability, and trust. At our core, we let history be your guide. are a results-driven, constantly evolving, entrepreneurial company committed to intelligent expansion. Among our backers, we 11010 Lake Grove Boulevard, Suite 100 #240 include “500 Startups”—one of Silicon Valley’s leading accelerators Morrisville, NC 27560 and venture funds. 919/379-3870 E-mail: [email protected] 1 High Ridge Park, 3rd Floor Web site: www.investiquant.com Stamford, CT 06905 203/562-6500 E-mail: [email protected] Web site: www.hedgeye.com

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McMillan Analysis Corp. Booth #5216 Booth #5401 For three decades, MoneyShow has been a leader in the business of connecting individuals with a global network of financial Founded by professional trader and best-selling author, Lawrence experts. Not only is MoneyShow a household name for successful G. McMillan, (Options as a Strategic Investment) McMillan Analysis individual investors and traders, as well as financial media Corporation, a Registered Investment Adviser and Commodity around the world. We also intrinsically link to industry titans in a Trading Adviser, has been providing options-oriented advice, powerful way. Our business model brings together these mutually money management, and education since 1990. Known interested, motivated, and highly qualified constituencies, offering synonymously by its Web site name, Option Strategist, our them unparalleled opportunities for profitable interactivity and company offers a wide range of top quality products and services. learning. Award-winning financial journalists, best-selling authors, From mentoring and full service money management, to software market analysts, newsletter editors/writers, and portfolio managers appreciate sharing their strategic views and interacting with highly and recommendations for the trader looking to manage their qualified audiences in face-to-face forums, virtual eShows, and own portfolio, we cover all the needs of today’s option trader. digitally via MoneyShow.com. With constant network expansion, Founder Lawrence G. McMillan has over 35 years of experience broader distribution of their expert commentary in various formats, trading options and is also well known for his educational books and increased social media presence, MoneyShow enables the and DVDs. His most popular publication, Options as a Strategic “best in the business” to reach even larger target audiences Investment is one of the best-selling option books of all time and is and benefit from tremendous exposure in a vertical financial commonly referred to as “the bible of option trading.” channel worldwide.

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The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 17

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EXCHANGE SPONSOR Booth #5509 Booth #5403 Quant Algorithms is a leading developer of hedge fund quality NYSE is a wholly-owned subsidiary of IntercontinentalExchange automated trading systems. Our algorithms are 100% mechanical Group (NYSE: ICE), the leading network of regulated exchanges and trade the E-mini futures. We offer two distinct packages and clearing houses for financial and commodity markets. ICE (investor and active trader) that are very similar but have different delivers transparent, reliable, and accessible data, technology, risk/reward profiles. Both packages can be auto-executed with and risk management services to markets globally through its best efforts and trade our four core algorithms (burst, breakout, exchanges, including NYSE, ICE Futures, Liffe, and Euronext. overnight gap, and push-pull). Profitable in both up-moving and NYSE Group equity exchanges include the NYSE, NYSE MKT, and down-moving markets we do our best to under promise and NYSE Arca. Its options markets, NYSE Amex Options and NYSE over deliver. Arca Options offer complementary market models. For more information, visit www.nyse.com. 702 West Idaho Street, Suite 1100 Boise, ID 83702 th 20 Broad Street, 12 Floor 818/874-3406 New York, NY 10005 E-mail: [email protected] 212/656-5610 Web site: www.mystocktradingbiz.com E-mail: [email protected] Contact: Christina Wells Web site: www.nyse.com Contact: Bill Ryan, Managing Director

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The Options Industry Council (OIC) is an educational organization The most innovative social network for investors, traders, or funded by the nation’s options exchanges and the OCC, dedicated anyone new to the markets. Scutify collates all of the social media to helping individual investors, financial advisors, and institutions activity on your favorite stocks, indexes, FX, and commodities. understand the benefits and risks of exchange-traded options. So stay on top of what’s happening and never miss the boat For more than 20 years, the contributions that OIC has made to on anything. the investing and brokerage communities have been significant to the growth of the options industry. OIC conducts hundreds of E-mail: [email protected] seminars, distributes educational materials, maintains a Web site, Web site: www.scutify.com and offers live help from options professionals. Contact: Kheang Ly

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The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 19 The Ultimate Event for Active Traders Continues Online…

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The Traders Expo: Every month, Technical Analysis of Stocks & Commodities magazine TRADERS´ is the only European publication to cover the active provides serious traders with information on how to apply trading industry with the content and professionalism it charting, numerical, and computer trading methods to trade merits. Each issue contains articles about trading strategies (for stocks, options, futures, mutual funds, and bonds. Stocks & basic, intermediate, and advanced traders), risk management, LIVE March 1-2, 2015 Commodities examines and explains both old and new trading technology for traders, business issues for traders (i.e. tax issues), Futures & Forex methods, techniques, and products, and brings the best to you. book and Web site reviews, and much more. The readers are self- On-Demand through March 23 Whether you’re a beginner or a seasoned veteran, you’ll always directed, short-term traders. This fact clearly distinguishes the find the information you need to become a better trader. content and the readership from that of other media that primarily attract their audiences with stock tips and market analysis. Stocks & ETFs 4757 California Avenue Southwest Seattle, WA 98116-4499 Amorgou 14A, 3047 206/938-0570 Limassol Fax: 206/938-1307 Cyprus Options E-mail: [email protected] 077 9863 1716 Web site: www.traders.com Fax: 069 3231 5450 Contact: Ed Schramm E-mail: [email protected] Web site: www.tradersonline-mag.com Technical Analysis Contact: Ioannis Kantartzis

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Erik Akins Jenny Andrews Senior Trading Strategist Co-Host, “The LIZ & JNY Show” TradeMiner 19 North Sangamon 271 North Springcreek Parkway, Suite A Chicago, IL 60607 Providence, UT 84332 855/468-2789 435/752-8026 E-mail: [email protected] E-mail: [email protected] Web site: www.tastytrade.com Web site: www.trademinerpro.com Jenny Andrews, co-host of “The LIZ & JNY Show,” brings six Erik Akins has been the senior trading strategist with years of trading experience to the tastytrade Financial Network. TradeMiner.com for eight years and is a regular contributor to the Beginning her career at the CBOE, she was the quickest clerk to online trading publication PitNews Magazine. He has extensive move to a market maker seat. Ms. Andrews has traded in 17 pits experience in the financial markets and has been a leading force on the CBOE trading floor and was appointed instructor of Options in the development of TradeMiner, a proprietary system that helps Theory Course for one of the nation’s largest trading firms. This determine the best times to enter the markets. Mr. Akins graduated experience gave her the knowledge to leave the trading floor, with a BS in managerial economics from Utah State University. trade for herself, and share her expertise with others interested in investing but intimidated by the seemingly complex endeavor. Ms. Andrews joined Liz Dierking in 2011 to co-host “The LIZ & JNY Show” where she teaches simplified strategies to novice and experienced traders to take the fear out of investing. “The LIZ & JNY Show” airs live Monday-Friday from 11:00 am - 12:00 pm CT at www.tastytrade.com.

Mark Allen Regional Brokerage Consultant Fidelity Investments 900 Salem Street Smithfield, RI 02917 800/564-0211 Web site: www.fidelity.com/activetrader

Mark Allen is the regional brokerage consultant in the mid-west Scott Andrews region for Fidelity Investments. His primary responsibility is to President, Master The Gap, Inc. educate traders about the tools and services that are provided by PO Box 3092 Fidelity Investments. Additionally, Mr. Allen conducts local seminars Cary, NC 27519-3092 on educational topics, including fundamental and technical trading, 919/379-3870 research and options, market mechanics, and trading software. E-mail: [email protected] Since entering the industry in 1997, he has had several roles Web site: www.masterthegap.com within Fidelity, including three years as a relationship manager for Fidelity’s Private Client Group. During his tenure on one of Fidelity’s Scott Andrews is a veteran, quantitative trader and founder of two retail desks; Mr. Allen assisted in execution and routing quality online education services that provide daily probabilities and tools: for Fidelity’s most active clients. He also worked on an equity and www.ClosingOdds.com and www.MasterTheGap.com. He is the options desk. Mr. Allen holds many security licenses, including Series author of Understanding Gaps, as well as many research studies and 4, 7, 9/10, 55, 63, and 66. He graduated from the University of articles on technical and quantitative trading. Prior to his trading Maryland with a degree in business administration and a minor in career, Mr. Andrews co-founded SciQuest, Inc., (SQI) and took finance. the company public as CEO in 1999. He earned an MBA from the University of North Carolina and graduated from the United States Military Academy at West Point. Mr. Andrews proudly served his country as an Army aviator and is a decorated veteran of the first Gulf War.

24 The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com SPEAKER PROFILES

Peter Ashton Michael L. Barna Vice President, Product Management Founder and President Recognia (US), Inc. Trading System Lab 44 Wall Street, 12th Floor 7227 Glenview Drive New York, NY 10005 San Jose, CA 95120 866/765-6842 or 212/461-2241 408/356-1800 Web site: www.recognia.com E-mail: [email protected] Web site: www.tradingsystemlab.com Peter Ashton is the vice president of product management at Recognia. He is responsible for ensuring all aspects of client service Michael Barna is the founder and president of Trading System Lab delivery, including professional services and the delivery of new (TSL). He has been programming and writing trading strategy code investment research sites to customers. Mr. Ashton also heads the for decades, and through TSL, provides an advanced “machine Recognia training and education functions and is a frequent speaker learning platform” for the production of systematic trading at industry and customer events. He brings more than 20 years of algorithms. TSL’s clients include hedge funds, proprietary trading experience developing, marketing, and introducing innovative new firms, investment banks, and individual traders worldwide. Prior to products to market. Mr. Ashton also works closely with customers to forming TSL, Mr. Barna created numerous popular and successful understand their requirements related to product evolution. Prior to trading systems. His 2001 Legacy Trading System “Big Blue 2” Recognia, Mr. Ashton was vice president of product management is ranked one of the “Top Ten Trading Systems of All Time” as at Solace Systems, a leading provider of high-speed, hardware- published in The Ultimate Trading Guide, by Hill, Pruitt and Hill and based messaging appliances for the financial service industry. He is currently ranked #4. Mr. Barna is the creator and author of the has also held both marketing and client services roles related to RMESA Trading System, which is his first trading system to include network security, content networking, and video at telecom vendor, a basic neural network approximation filter. He was previously a Nortel. Mr. Ashton holds both a Bachelor’s and a Master’s degree in hedge fund managing VP at Regency Stocks and Commodities electrical engineering from the University of Manitoba. Fund. Mr. Barna received a BS in mathematics from Arizona State University, an MS in astronautical and aeronautical engineering from Stanford, and holds Series 3 and Series 30 licenses, an NFA CTA, and 12 FAA pilot licenses or ratings. Paul Baiocchi Sector Investment Strategist Fidelity SelectCo 900 Salem Street Smithfield, RI 02917 800/564-0211 Serge Berger Web site: www.fidelity.com Head Trader and Investment Strategist Blue Oak Advisors LLC Paul Baiocchi is a sector investment strategist at Fidelity 2771 Twin Oaks Way SelectCo. Fidelity Investments is a leading provider of investment Wellington, FL 33414 management, retirement planning, portfolio guidance, brokerage, 561/543-1507 benefits outsourcing, and other financial products and services E-mails: [email protected] and to more than 20 million individuals, institutions, and financial [email protected] intermediaries. In this role, he is responsible for supporting the Web site: www.thesteadytrader.com distribution efforts for Fidelity SelectCo products across Fidelity’s distribution channels. Mr. Baiocchi works with internal and external Serge Berger is the head trader and investment strategist for The partners to increase product visibility, leveraging Fidelity resources Steady Trader. He has been an active trader since 1998. During to increase awareness of sector investing and feedback from his career, Mr. Berger has been a financial analyst, dealt in fixed- the channels to inform the decision making process, guidance income instruments at JP Morgan, and was a proprietary trader development, and distribution and product strategy. Prior to in equities, equity options, and futures. He has created a trading joining Fidelity in his current position in February 2014, he was methodology that divides markets into different timeframes and vice president of ETF analytics at ETF.com. Previously, Mr. Baiocchi characters, allowing him to determine which strategies to apply in worked as a senior market strategist at Delta Global Advisors and which situations. Mr. Berger focuses on only the highest probability as a senior investment consultant at Euro Pacific Capital. He earned set-ups, following strict rules, which has allowed him and his clients’ his BS in finance from California State University at Chico and MBA accounts to grow throughout all market environments. in finance from the University of British Columbia Sauder School of Business. He also holds the Financial Industry Regulatory Authority (FINRA) Series 7 and 63 licenses.

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Jake Bernstein Harry Boxer Publisher, Jake Bernstein’s Weekly Futures Author, The Technical Trader Trading Letter 1148 Manhattan Avenue 303 Potrero Street Manhattan Beach, CA 90266 Santa Cruz, CA 95060 310/802-1200 800/678-5253 Web site: www.thetechtrader.com E-mail: [email protected] Web site: www.jakebernstein.com Harry Boxer is author of The Technical Trader, thetechtrader.com, a real-time diary of his trading ideas and market analysis. He has Jake Bernstein is the publisher of Jake Bernstein’s Weekly Futures more than 40 years of Wall Street investment and technical analysis Trading Letter, which provides weekly trading advice, analysis, experience, including eight years on Wall Street as chief technical trends, and has been a continuous weekly publication since 1972. analyst with three brokerage firms. Former chief technical analyst He began trading futures and stocks in 1968. Mr. Bernstein has and columnist for AmericaInvest.com and winner of the 1995 appeared frequently on radio and television throughout the United and 1996 worldwide Internet stock-market trading contest, “The States and Canada. He has been a guest on numerous business Technical Analysis Challenge,” Mr. Boxer is widely syndicated and radio and television shows including Wall Street Week, CNBC, a featured guest on many financial programs and sites, including JagFN.TV, and WebTV.com. CNBC, MarketWatch.com, Minyanville, DecisionPoint, and more.

Joseph F. Burgoyne, III Director, The Options Industry Council (OIC) 604 McElwee Road Moorestown, NJ 08057 856/912-0966 E-mail: [email protected] Web sites: www.optionseducation.org and John Bollinger, CFA, CMT www.optionseducation.org/institutional President and Founder Bollinger Capital Management, Inc. Joseph Burgoyne, III, is director for The Options Industry Council PO Box 3358 (OIC), and as such, he supports the institutional, retail, and Manhattan Beach, CA 90266 university educational programs. He also serves as a staff instructor 310/798-8855 for The Options Industry Council. Mr. Burgoyne has spent over 30 E-mail: [email protected] years in the financial industry. Prior to joining the OIC, he served Web sites: www .bollingeronbollingerbands.com, as director of business development for Ivolatility, where he led the www.bbands.com, or formation of strategic partnerships, sales, and marketing campaigns. www.bollingerbands.com Previously, Mr. Burgoyne was managing director of Burgoyne Capital Management, LLC, responsible for all trading and risk John Bollinger is the president and founder of Bollinger Capital management decisions. Management, Inc., an investment management company that provides technically driven money management services and develops proprietary research for institutions and individuals. He is Ken Calhoun probably best known for his Bollinger Bands, which he developed President, Daytrading University and in the mid-1980s. Since their inception, investors and traders StockTradingSuccess.com worldwide have come to view Bollinger Bands as a very reliable tool PO Box 63405 for assessing expected price action for the financial markets, and Colorado Springs, CO 80920 the bands are featured on most financial charting software and Web 888/414-5055 sites. Mr. Bollinger’s book, Bollinger on Bollinger Bands, has been E-mail: [email protected] translated into 12 languages. He has also developed several financial Web site: www.daytradinguniversity.com Web sites and provides a free mobile app for android and IOS devices. Please visit Mr. Bollinger’s Web sites for more information: Ken Calhoun is the president of Daytrading University and www.BollingerBands.com, www.BollingerOnBollingerBands.com, StockTradingSuccess.com. Having provided online training to active PatternPower.com, and for the forex market www.BBforex.com. traders from over 32 countries since 1999, he is an internationally published trader who’s earned industry awards for his professional trading systems, and he has trained over 31,000 people in over 147 companies worldwide. Mr. Calhoun trains traders on how to trade using one-minute candle charts, sector break outs, gaps, and market indexes using advanced tape reading, and real-time candlestick trading techniques by using live market examples.

26 The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com SPEAKER PROFILES

Andrew Cardwell Dan Cook President, Cardwell RSI EDGE, Inc. Director of Business Development E-mail: [email protected] Nadex Web site: www.cardwellrsiedge.com North American Derivatives Exchange, Inc. 311 South Wacker Drive, Suite 2675 Andrew Cardwell, president of Cardwell RSI EDGE, Chicago, IL 60606 Inc., began his trading career in 1978 as a broker Web Site: www.Nadex.com with McCormick Commodities. In 1981, he left the brokerage business to devote his time to the study of technical analysis and to Dan Cook started trading equities in the 90’s before moving into develop a trading program and model around the relative strength futures and currencies in the 2000’s. He’s worked with hundreds index. Today, Mr. Cardwell provides consultation and commentary of individuals as a coach and mentor utilizing a technical approach for his RSI course students and his Cardwell Private Client Group. to the markets with an absolute focus on risk management. In his He has taught his proprietary RSI Basic and RSI EDGE courses to current role as director of Business Development for Nadex, he is individual traders, brokers, money managers, and technical analysts tasked with introducing Nadex to the broader trading community from around the globe. More than 70% of Mr. Cardwell’s students and providing educational opportunities for traders to learn about have been referrals, and he has students in 27 countries. As a very the unique, limited risk contracts offered on Nadex. Prior to respected and sought-after lecturer, he has presented at some of joining Nadex, Mr. Cook was the CEO and senior market analyst at the most prestigious worldwide financial conferences. From 1990 IG Markets. to 1995, Mr. Cardwell provided weekly market commentary for the Financial News Network and has also appeared on CNBC, providing opinions based on his RSI experience. During an appearance on FNN, John Bollinger referred to him as “Dr. RSI.” Mr. Cardwell was Pierce Crosby featured in the Commodity Traders Consumer Reports “Trader Head of Business Development Profile” series, where Bruce Babcock referred to him as “the world’s StockTwits leading authority on the RSI.” 460 Park Avenue South, 12th Floor New York, NY 10013 646/650-3692 E-mail: [email protected] Web site: www.stocktwits.com

Pierce Crosby leads business development and partnerships for StockTwits from the New York headquarters, focused on building John F. Carter, CTA networks with companies in both media and financial services. President and CEO, Simpler Options Previously, Mr. Crosby led research for Reuters Breakingviews, the 512/266-8659 financial column for the larger Thomson Reuters family. Years prior E-mail: [email protected] to Reuters, he attended Columbia University’s Graduate School Web site: www.simpleroptions.com of Journalism, focusing in broadcast and data-driven topics, while acting as a media liaison and consultant to financial services John Carter is president of Simpler Options, has companies like the Hennessee Group. been a full-time trader since 1996, and has actively traded for the past 22 years. He grew up the son of a Morgan Stanley stockbroker and was introduced to options trading as a sophomore in high school. Mr. Carter launched www.SimplerOptions.com to post Jason D’Amore his trading ideas. Today, he has a following of more than 50,000 Meetup Education Coordinator and people. Mr. Carter publishes a free, daily, as well as a premium National Speaker newsletter that discusses specific trade set-ups in the financial Investor’s Business Daily markets, as well as commentary on the overall economic outlook. 12655 Beatrice Street McGraw-Hill released his book, Mastering the Trade, in January Los Angeles, CA 90066 2006 and the second edition in March 2012. Mr. Carter studied 310/448-6000 international finance at the University of Cambridge in England Web site: www.investors.com before graduating from the University of Texas at Austin. Jason D’Amore is a meetup education coordinator and national speaker with Investor’s Business Daily. Since joining the firm in 2011, he has been an integral part of IBD’s Meetup Department. As a national speaker, Mr. D’Amore travels the country educating IBD sponsored meetup groups on the CAN SLIM® Investing System. He is passionate about helping individual investors establish a proven, rules-based approach to the stock market.

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Stanley Dash Josh DiPietro Vice President, Applied Technical Analysis Author, The Truth About Day Trading Stocks TradeStation E-mail: [email protected] 954/652-7106 Web site: www.daytraderjosh.com E-mail: [email protected] Web site: www.tradestation.com Josh DiPietro (Day Trader Josh) is the author of The Truth About Day Trading Stocks, published by John Stanley Dash holds the position of vice president of applied Wiley & Sons, Inc. He has been day trading stocks for over 14 years. technical analysis at TradeStation, where he heads the TradeStation A large portion of Mr. DiPietro’s journey was primed with knowledge Labs initiative. Mr. Dash and his group support active and while trading at several private equity trading floors near Wall institutional traders with analytical tools and education designed Street. When he is not actively trading, he is operating the Web site, to help them be more effective traders. He began his career on daytraderjosh.com, and provides training programs for aspiring day Wall Street with E. F. Hutton & Co., in 1975. Mr. Dash’s experience traders. Mr. DiPietro’s other published works include features articles includes institutional and retail trading, management, and written for Stocks & Commodities magazine, Traders magazine, and compliance. He was also an active floor trader at one of the leading SFO magazine. He currently trades actively during the first two hours US futures and options exchanges. Mr. Dash’s relationship with of the market, then dedicates the remaining market hours coaching TradeStation began as a consulting arrangement in 1997 and turned traders in his training program. into a full-time position in 2003. He has written and lectured on topics including stocks, futures, options, and technical analysis, and is a frequent resource for the press. Mr. Dash is currently registered as an associated person (futures) and general securities principal. He is also a member of the Market Technicians Association, a Chartered Market Technician, and is on the editorial board of the Association’s Journal of Technical Analysis.

Jeff Dorman COO, Harvest Exchange 110 Livingstone Street, Suite 16A Liz Dierking Brooklyn, NY 11201 Co-Host, “The LIZ & JNY Show” 703/489-6816 19 North Sangamon E-mail: [email protected] Chicago, IL 60607 Web site: www.hvst.com 855/468-2789 E-mail: [email protected] Jeff Dorman is the COO of Harvest Exchange. Prior to Harvest, Web site: www.tastytrade.com Mr. Dorman worked within the global corporate bond and equity markets for over 13 years. Most recently, he was the head of trading Liz Dierking, co-host of “The LIZ & JNY Show,” spent 11 years on at Brencourt Advisors, where he co-managed a $200mm+ event- the CBOE floor making markets. During this time, she also acted as driven portfolio of converts, bonds, CDS, equities, and equity a Designated Primary Market Maker, floor broker, and floor official. derivatives. Prior to Brencourt, Mr. Dorman traded high-yield and Ms. Dierking also represented her firm on the Market Performance distressed corporate bonds on the sell-side for over seven years and Committee before joining the tastytrade Financial Network. Prior helped launch a new broker-dealer for Citadel Securities. He began to trading in the pits, she also held a position as a Chicago Board his career at Lehman Brothers in investment banking/leveraged of Trade Market Regulator. After leaving the trading floor in 2010, finance. Mr. Dorman is a Chartered Financial Analyst (CFA) and Ms. Dierking picked up improvisational comedy as a hobby. She graduated from Washington University in St. Louis in 2001 with a took classes at Chicago’s Second City School of Improvisation where Bachelor’s degree in economics and finance and a minor in biology. she learned to merge her passion for finance with comedy and entertainment. In 2011, Ms. Dierking signed on to co-host “The LIZ & JNY Show” with Jenny Andrews. As co-host, she turns trading— what on the surface appears to be an intimidating endeavor— into one that is fun, easy, and accessible. Ms. Dierking teaches strategies that give viewers an increased probability of success with a decreased capital requirement. “The LIZ & JNY Show” airs live Monday through Friday from 11:00 am - 12:00 pm CT at www.tastytrade.com.

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Robert A. Duffy Cindy Faber Vice President, Regional Brokerage Consultant Instructor, TD Ameritrade Fidelity Investments Web site: www.tdameritrade.com 900 Salem Street Smithfield, RI 02917 Cindy Faber, instructor for TD Ameritrade, 800/564-0211 demonstrates the advanced thinkorswim trading Web site: www.fidelity.com/activetrader platform, including tools for trading without being chained to a computer. She also reviews select trading strategies Robert Duffy is vice president, regional brokerage consultant, and presents ways to use options Greeks as tools to help manage for Fidelity Investments. His primary responsibility is to educate risk. Ms. Faber has nearly 20 years’ trading experience, including investors about the tools and services that are provided by Fidelity knowledge of strategies learned from institutional traders, market Investments. Mr. Duffy conducts branch visits and seminars on makers, and other professional traders. As a registered representative educational as well as trading topics. These include options, ETFs, and instructor for TD Ameritrade, she presents ways to use the stocks, fixed income, research, and market structure. He has worked thinkorswim platform tools to help manage risk and implement at Fidelity since 1999, managing the trading and execution business trading strategies in your trading account. at the New York Stock Exchange for most of that time. Mr. Duffy was a senior floor official and sat on various NYSE committees. He started his career at the American Stock Exchange, became a partner in a specialist firm, and managed a brokerage operation for Wertheim Schroder prior to joining Fidelity. Mr. Duffy holds the Series 7, 24, and 63 securities licenses. He graduated from Rutgers Joseph Fahmy University with a BA in business. Managing Director, Zor Capital, LLC E-mail: [email protected] Web site: www.zorcapital.com and Alexander Elder, MD joefahmy.com President, Elder.com Author, Come Into My Trading Room Joseph Fahmy is the managing director at Zor PO Box 1868 Capital, LLC, a New York-based investment management firm. He Wilmington, VT 05363 has over 18 years of trading experience during which he gained E-mail: [email protected] extensive knowledge of technical analysis, market forecasting, and Web site: www.elder.com risk management. Mr. Fahmy blogs frequently about the stock market at www.joefahmy.com. Alexander Elder, PhD, is a professional trader and teacher of traders. He is the author of several books, including the new Trading for a Living, considered a modern classic. Dr. Elder is a trained psychiatrist, whose experience provides him with unique insight into the psychology of trading. He is the originator of Traders’ Camps, which are week-long classes for traders. Dr. Elder founded SpikeTrade group Wayne Ferbert whose members share their best stock picks and compete for prizes. Co-Founder and Principal ZEGA Financial, LLC 151 22 Newport Avenue Alan Ellman, DDS Omaha, NE 68116 President, The Blue Collar Investor Corp. 402/835-0627 PO Box 266 E-mail: [email protected] Old Bethpage, NY 11804-0266 Web site: www.zegafinancial.com 866/892-2187, ext. 1 E-mail: [email protected] Wayne Ferbert is a co-founder and principal of ZEGA Financial, LLC. Web site: www.thebluecollarinvestor.com He has spent his entire 17-year career in the financial services with ten of them in the online brokerage segment of TD Ameritrade. In Alan Ellman is president of The Blue Collar Investor Corp., and addition to managing business development as a member of the has authored three books on covered call writing, a student Senior Operating Committee at Ameritrade, which included M&A investment guide, and a book about put-selling. He has 25 years and market research, he also ran product development. Prior to of successful investing in the stock market and has presented over Ameritrade, Mr. Ferbert worked in planning and analysis roles at a 100 seminars on stock options over the past four years. Dr. Ellman Fortune 500 insurance firm and then a Fortune 500 bank. He has an has authored over 300 articles on his Web site and has contributed MBA in finance from Loyola (Maryland) and a BSBA in finance from to SeekingAlpha.com, iVolatility.com, and MoneyShow.com. He is a Bucknell University. retired general dentist, licensed real estate professional, and holds a Series 65 license.

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 31 SPEAKER PROFILES

Randy Frederick Chuck Fulkerson Director of Trading and Derivatives Director of Instructor Development Schwab Center for Financial Research Online Trading Academy Charles Schwab & Co., Inc. 17780 Fitch Suite 200 12401 Research Boulevard, Building 2 Irvine, CA 92614 Austin, TX 78759 E-mail: [email protected] 888/245-6864 Web site: www.tradingacademy.com E-mail: [email protected] Web site: www.schwabat.com Following a successful career in the hospitality industry, Chuck Fulkerson was introduced to trading by following the guidance of Randy Frederick is director of trading and derivatives at the other successful traders. He started trading options in 2006, as a Schwab Center for Financial Research. He is one of the chief swing and position trader, totally leaving his job in the hospitality architects of Schwab’s option trading platforms and analytics tools. industry to pursue trading knowledge full time in 2008. He came to Mr. Frederick supervises operation and risk procedures, business Online Trading Academy in 2008, and very quickly became a futures and product development efforts, as well as public relations and trader. Currently, he trades options as a swing and position trader; client education for the derivatives business. A respected industry futures and currencies as a day trader; and equities as an investor veteran with more than 20 years of experience, he writes monthly to round out a truly diversified trading portfolio. In addition to columns for Schwab’s client newsletters, and is the author of the being an Instructor, Mr. Fulkerson also holds the position of Director book The Trader’s Guide to Equity Spreads (McGraw-Hill, 2007). of Instructor Development with Online Trading Academy. He has Mr. Frederick’s articles have been published in trade magazines taught thousands of students what it means to be a successful trader such as Active Trader, SFO, and Futures. He is a frequent guest on in his time with Online Trading Academy. CNBC and Bloomberg TV and his comments appear regularly in the financial news media, including the Wall Street Journal, Barron’s, Financial Times, Bloomberg, Dow Jones, Reuters, USA Today, and TheStreet.com.

John Gagliardi Vice President, Regional Brokerage Consultant Fidelity Active Trader Services 900 Salem Street Stan Freifeld Smithfield, RI 02917 Mentor, McMillan Analysis Corporation 800/564-0211 PO Box 1323 Web site: www.fidelity.com/activetrader Morristown, NJ 07962 800/724-1817 John Gagliardi has been the regional brokerage consultant for Fax: 973/328-1303 Fidelity Active Trader Services throughout the New York tri-state area E-mail: [email protected] since 2004. His primary responsibility is to educate traders about Web site: www.optionstrategist.com the tools and services that are provided by Fidelity Investments. Additionally, Mr. Gagliardi conducts local seminars on educational Stan Freifeld is a private options trader who started and runs a topics, including fundamental and technical trading, research and one-on-one options mentoring program with Lawrence McMillan options, market mechanics, and trading software. Previously, he at McMillan Analysis Corp. Previously, he was a white badge worked on Wall Street with the convertible and risk arbitrage desk floor official and market maker on the American Stock Exchange at Cuttone & Co. Mr. Gagliardi left his career on the floor to pursue where he ran the market making firm The S.F. Trading Group, the newest technology in the brokerage business and worked for LLC. Mr. Freifeld has written many trading and options related one of the earliest pioneers in direct-access trading, EdgeTrade.com. articles and has done seminars for several national brokerage He is also well-versed in technical analysis and was an instructor for companies and option trading clubs. Prior to starting his career, he Pristine Capital Management. was an actuary and part owner of a pension consulting company. Mr. Freifeld is a long-time member of MENSA and has a passion for trading and teaching about options.

32 The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com SPEAKER PROFILES

Brian Gallo Avi Gilburt CEO, BGallo Services LLC Founder 13700 Marina Pointe Drive ElliottWaveTrader.net Marina Del Ray, CA 90292 E-mail: [email protected] 310/880-5799 Web site: www.elliottwavetrader.net E-mail: [email protected] Web site: www.bgallo.com Avi Gilburt is an Elliott Wave market analyst and author of ElliottWaveTrader.net, a live trading room featuring Brian Gallo is the CEO of BGallo Services LLC and has worked with analysis by him and a dynamic community of professional traders. the best firms and the most interesting characters on The Street. His A lawyer and accountant by training, he is also managing member tour at Merrill Lynch led him to believe in “the talent trade.” This of Gilburt Financial Services, LLC, which provides financial markets taught Mr. Gallo the value of contrarian concentration. Yet he is analysis and consulting. Mr. Gilburt’s Elliott Wave analysis appears not a perma-bull, and his experience at Euro Pacific Capital working frequently on sites such as TheStreet.com, MarketWatch, Forbes, alongside the controversial Uber-Bear, Peter Schiff, solidified his and SeekingAlpha. belief in the unsustainable debt situation. This macro-perspective allows Mr. Gallo to look for the most sought after non-cash assets. Most recently, his experience at Wedbush in Los Angeles, has taught him investing is simply this: “You find the most talented teams in the world and you bet on them.” Finally, his long-time and lifetime mentor, Nassim Taleb, has taught Mr. Gallo the imperative nature of positioning.

Tony Golden Investment Strategist, Merrill Lynch 617/434-0234 E-mail: [email protected] Contact: Kristen Georgian, Bank of America Dennis Gartman Editor and Publisher, The Gartman Letter Tony Golden is an investment strategist for the PO Box 6147 portfolio strategies desk, focusing on investment strategy on both Suffolk, VA 23433 domestic and international markets. His responsibilities include the 757/238-9346 implementation of research and investment ideas through equities Fax: 757/238-9546 and equity-linked products (such as ETFs and CEFs), structured E-mail: [email protected] products, and alternative investments. Before, Mr. Golden joined Web site: www.thegartmanletter.com Merrill Lynch, he worked at Three Chopt Capital Management (TCCM), a hedge fund in New York, where he was an analyst Dennis Gartman is the editor and publisher of The Gartman Letter. covering multiple equity sectors. Prior to joining TCCM, he was an He began his career in 1974 as an economist with Cotton, Inc., then equity research analyst at Citigroup, covering small and mid-cap trading foreign exchange for NCNB National Bank. Mr. Gartman strategy as well as Imaging Technology companies. Mr. Golden was chief financial futures analyst for A.G. Becker & Company holds a BS in finance from Northern Kentucky University. while an independent member of the Chicago Board of Trade. He ran Sovran Bank’s futures brokerage operation before producing The Gartman Letter full-time beginning in 1987. Mr. Gartman has lectured on capital market creation to central banks and finance ministries and classes for the Federal Reserve Bank’s School for bank examiners on derivatives. He now serves on the investment committee of both the University of Akron and NC State. Mr. Gartman appears on CNBC, radio, and television regularly and gives speeches around the world.

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 33 SPEAKER PROFILES

Todd Gordon Robert A. Green, CPA Founder, TradingAnalysis.com CEO, GreenTraderTax.com 908/342-5174 54 Danbury Road, #351 E-mail: [email protected] Ridgefield, CT 06877 Web site: www.tradinganalysis.com 888/558-5257 or 203/456-1537 Twitter: @toddgordonforex Fax: 212/658-9502 Web site: www.greentradertax.com Todd Gordon is the founder of TradingAnalysis.com—a full service trade advisory and educational company. TradingAnalysis.com is a Robert Green is a CPA and founder and CEO of Green & Company, provider of professional market analysis, trade signals, and education Inc., (GreenTraderTax.com and GreenTraderFunds.com), a geared for the novice and professional trader alike. He is a full-time publishing company, and managing member and founder of Green contributor to the CNBC programs Money in Motion, Fast Money, NFH, LLC, a tax and accounting firm catering to investors, traders Squawk on the Street, Talking Numbers, and Closing Bell. Mr. Gordon and investment management businesses. He is a leading authority has appeared on CNBC over 150 times. Most recently, he served as on trader tax. Mr. Green writes the “Business of Trading” section managing partner for two-and-a-half years at Aspen Trading Group, for Active Trader magazine and is a Forbes blogger for their column a trading and research company focused in the foreign exchange “Great Speculations.” He is also the author of The Tax Guide for markets. Prior to that, Mr. Gordon served a six-year stint as the Traders (McGraw-Hill, 2004), Green’s 2013 Trader Tax Guide, and senior technical strategist for FOREX.com, while at the same time the annual GreenTrader tax return example guides. Mr. Green is trading for GAIN Capital Asset Management, the parent company of frequently interviewed and has appeared in the New York Times, FOREX.com. In 2001, he began his proprietary trading career in the Wall Street Journal, Forbes, and Barron’s. He has appeared on CNBC, equities markets under David Floyd, his former business partner at Bloomberg Television and Forbes.com Video Network. Mr. Green Aspen Trading Group. teaches a Trader Tax 101 class for CCH to tax professionals for CPE credit.

Daniel M. Gramza President, Gramza Capital Management, Inc. and DMG Advisors, LLC 2227 Forestview Road Rob Hanna Evanston, IL 60201 President, Overnight Edges, LLC 847/475-4760 Founder, Quantifiable Edges and Overnight Edges Fax: 847/475-4780 16 Hillcrest Road E-mail: [email protected] Medfield, MA 02052 Web site: Daniel Gramza is the president of Gramza Capital Management, www.quantifiableedges.blogspot.com Inc., and DMG Advisors, LLC. He is a trader, consultant to domestic and international clients, and an advisor to hedge funds, and is Rob Hanna has been a full-time market professional since 2001, involved in the development of ETF/ETC securities. Mr. Gramza is and along with Scott Andrews, is co-founder of InvestiQuant.com. also a co-inventor of two issued patents for new security products. He first began publishing his market views and research in 2003. He has published works in Australia, Europe, Japan, Singapore, and From 2003-2007, his column “Rob Hanna’s Putting It All Together” the US; and is completing Trading in the Eye of the Storm and The could be found on TradingMarkets.com. In January 2008, Mr. Hanna Handbook of Japanese Candle Trading Strategies. Mr. Gramza develops began Quantifiable Edges. In 2012, he opened Overnight Edges and presents worldwide public and private courses on essential (which has since been merged with MasterTheGap.com to form mental techniques for traders, Japanese candle analysis, market InvestiQuant.com). His book, The Quantifiable Edges Guide to Fed profile, technical analysis, options and options trading strategies, Days, received high acclaim from many in the industry when it stock and futures industry fundamentals and operations, and Series was published in 2010. Mr. Hanna’s work has been referenced 3 exam preparation. He has set up and ran proprietary stock trading or featured in a number of other books as well, including books operations on the floor of the Chicago Stock Exchange, an off-floor by Dr. Brett Steenbarger, John Foreman, and Charles Kirkpatrick. proprietary futures trading group, and has given expert witness Interviews with him have been published in The Kirk Report, Your testimony in US federal court. Mr. Gramza has presented courses to Trading Edge magazine, and in JT Starks’ book The Trading Elite. traders from over 37 exchanges, 450 institutions, 4 regulators, and Mr. Hanna’s approach utilizes price action, breadth, sentiment, 35 countries. Mr. Gramza provides free daily commentary on 21 seasonality, liquidity flows, and more to conduct rigorous historical markets and six sectors at dangramza.com, and his commentary is analysis and uncover quantifiable trading and investing edges. viewed in over 150 countries.

34 The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com SPEAKER PROFILES

John Hart Jeffrey Hirsch Director, Active Trader Products, TD Ameritrade Editor-in-Chief, Stock Trader’s Almanac and 600 West Chicago Avenue, Suite 100 Almanac Investor Chicago, IL 60654 CEO, Hirsch Holdings 773/244-7733 84 Clinton Avenue Web site: www.tdameritrade.com Nyack, NY 10960 845/358-4220 As the director of Active Trader Products at TD Ameritrade, John E-mail: [email protected] Hart is responsible for the continued development and innovation Web sites: www.stocktradersalmanac.com of the thinkorswim and Trade Architect trading platforms, as well and jeffhirsch.tumblr.com as the mobile trading applications. He gained years of professional trading experience from the Chicago Stock Exchange (CHX) and Jeff Hirsch is editor-in-chief of The Stock Trader’s Almanac and later as a proprietary trader and ETF trade desk manager at Rock Almanac Investor, and author of The Little Book of Stock Market Cycles Island Company. Mr. Hart joined thinkorswim in 2007, where he (Wiley, 2012) and Super Book: Why the Dow Will Hit 38,820 and How introduced and developed foreign currency trading as a director. A You Can Profit from It (Wiley, 2011). A 25-year Wall Street veteran, life-long technologist, he began programming at a young age and he took over from founder Yale Hirsch in 2001. Mr. Hirsch regularly continues to search for new ways to merge the digital and financial appears on CNBC, Bloomberg, Fox Business, and many other worlds. Mr. Hart holds a BS in computer engineering and an MS in financial media outlets. computer science from Tufts University.

Rob Hoffman President and CEO Become A Better Trader, Inc. 847/ 984-0031 E-mail: [email protected] Web site: www.becomeabettertrader.com

Price Headley, CFA, CMT Rob Hoffman is a three-time international trading champion who Founder and Chief Analyst, BigTrends.com has won numerous live, real-money only domestic and international 230 Northland Boulevard, Suite 215 trading competitions. He is CEO of BecomeABetterTrader.com and Cincinnati, OH 45246 is also a widely followed and internationally recognized speaker 800/244-8736 known for his willingness to trade live with students. Mr. Hoffman Fax: 513/631-5039 is a professional trader, frequent speaker for top brokerage firms E-mail: [email protected] and financial exchanges, skilled educator, and passionate mentor Web site: www.bigtrends.com to proprietary traders, portfolio managers, and hedge fund managers from around the world. He is one of the few traders that Price Headley is the founder, president, and chief analyst for has real experience to help you overcome your frustrations and Headley Investment Analysis and BigTrends.com, an online advisory inconsistencies and help you develop into the trader you want to service that provides specific stock and options strategies, as well be. Learn what it takes to rise through the ranks and build from as investment education and analysis of significant market trends. your mistakes to come out the other end a champion just like He has appeared on CNBC, FOX News, CNNfn, and Bloomberg, Mr. Hoffman! and in a variety of national financial media, including the Wall Street Journal, Barron’s, Forbes, Investor’s Business Daily, and USA Today. Mr. Headley is also the author of the #1 Amazon business and investing bestseller, Big Trends in Trading: Strategies to Master Barbara James Market Moves. He is a graduate of Duke University, a member of the Instructor, Investor’s Business Daily Market Technicians Association, and a Chartered Financial Analyst 12655 Beatrice Street (CFA) charterholder and a Chartered Market Technician (CMT) Los Angeles, CA 90066 charterholder. 800/831-2525 Web site: www.investors.com

Barbara James is an instructor with Investor’s Business Daily. She first lost her husband, then her job, but because of the tremendous success she had with CAN SLIM® investing, was able to remain financially stable. Ms. James continued to study and attend IBD’s educational workshops. Today, she takes month-long trips around the world and is financially independent.

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 35 SPEAKER PROFILES

Jim Jubak David Keller Editor and Founder, JubakPicks.com Managing Director of Research, Fidelity Senior Markets Editor, MoneyShow.com President, Market Technicians Association Web site: www.jubakpicks.com 900 Salem Street Smithfield, RI 02917 Jim Jubak started writing about the financial 800/564-0211 markets in 1984 at Venture magazine. In 1992, he Web site: www.fidelity.com/activetrader authored In the Image of the Brain. After the publication, Mr. Jubak worked as senior financial editor at Worth magazine. While working David Keller, CMT, is a managing director of research for Fidelity at Worth, he wrote The Worth Guide to Computerized Investing. In Investments in Boston. He manages the technical analysis team at May of 1997, he joined MSN Money as senior markets editor and Fidelity Management and Research, as well as the legendary Fidelity started Jubak’s Journal and Jubak’s Picks portfolio. In 2008, Mr. Jubak Chart Room. Mr. Keller teaches a course in technical analysis as an published his third book, The Jubak Picks: 50 Stocks That Will Rebuild adjunct professor at the Brandeis University International Business Your Wealth and Safeguard Your Future. In 2009, he left MSN Money School in Waltham, Massachusetts. He is a Chartered Market to start his own Web site, JubakPicks.com and three stock portfolios Technician and is currently serving as president of the Market (the third is a dividend income portfolio). He also serves as senior Technicians Association and is a director of the MTA Educational markets editor for MoneyShow.com. Foundation. Mr. Keller is also a member of the American Association of Professional Technical Analysts and the International Federation of Technical Analysts. He was formerly a technical analysis application specialist with Bloomberg LP in New York and was a regular contributor to Bloomberg Markets magazine. Mr. Keller is the editor of the book Breakthroughs in Technical Analysis: New Thinking from the World’s Top Minds, published August 2007 by Bloomberg Press. He received degrees in music and psychology from Ohio State University.

Perry Kaufman President, Perry J. Kaufman, LLC Author, Trading Systems and Method PO Box 122 Redding Ridge, CT 06876 203/244-9772 E-mail: [email protected]

Perry Kaufman is well-known as the author of Trading Systems and Jeffrey Kennedy Method, but he has spent his career as the architect for trading Editor, Elliott Wave International Daily and systems used by institutions and funds, often partnering with those Monthly Futures Junctures firms. He is a systematic trader, index developer, and quantitative PO Box 1618 financial theorist. Mr. Kaufman’s experience ranges from the Gainesville, GA 30503 agricultural markets in the early 1970s to high-frequency trading. 800/336-1618 He has traded successfully through the US-Russian wheat deal of E-mail: [email protected] 1973, 20% interest rates of 1980, the stock market crash of 1987, Web site: www.elliottwave.com the Internet bubble of 2000, and the subprime crisis of 2008. Mr. Kaufman has managed funds based on FX carry, macro trends, Jeffrey Kennedy joined Elliott Wave International (EWI) in 1993 and and intraday trading. For the past 10 years, his concentration has has provided daily and intraday analysis on more than 100 different been on risk control and portfolio construction. Mr. Kaufman began financial markets for institutional investors worldwide. During his career as a “rocket scientist,” working on the navigation that was his tenure, he has been the head analyst for the Emerging Market to be used in Gemini, then in military reconnaissance. Bond Outlook and World Commodity Outlook. Mr. Kennedy is an active trader who presents clear trading opportunities for major US commodity analysts in EWI’s Daily and Monthly Futures Junctures.

36 The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com SPEAKER PROFILES

Joe Kinahan Kathy Lien Chief Strategist Co-Founder, BKForex LLC TD Ameritrade Managing Director, BK Asset Management 600 West Chicago Avenue, Suite 100 233 West 77th Street, Suite 11G Chicago, IL 60654 New York, NY 10007 866/839-1100 800/526-1324 Fax: 773/435-3232 E-mail: [email protected] E-mail: [email protected] Web site: www.bkforex.com

Joe Kinahan (JJ), chief strategist for TD Ameritrade, began his career Kathy Lien is managing director of FX Strategy for BK Asset as a Chicago Board Options Exchange (CBOE) market maker in Management and co-founder of BKForex LLC. Having graduated 1985, trading primarily in the S&P 100 (OEX) and S&P 500 (SPX) New York University’s Stern School of Business at the age of 18, pits. While mainly an independent market maker, Mr. Kinahan also she immediately started working on Wall Street. This early start worked for ING Bank, Blue Capital, and was managing director helped her obtain more than 13 years of experience in the financial of option trading for Van Der Moolen, USA. In 2006, he joined markets with a specific focus on G20 currencies. Ms. Lien’s career the thinkorswim Group, which was eventually acquired by TD started at JPMorgan Chase, where she worked on the Interbank FX Ameritrade. After leading the educational events team, serving trading desk, making markets in foreign exchange, and later in the to implement the instructional path for thousands of investors cross markets proprietary trading group, where she traded FX spot, throughout the United States, in 2009 Mr. Kinahan became the options, interest rate derivatives, bonds, equities, and futures. In managing director of Autotrade, overseeing TD Ameritrade’s 2003, she joined FXCM and started DailyFX.com, a leading online Autotrade services, as well as the firm’s registered investment foreign exchange research portal. As chief strategist, Ms. Lien advisory firm, RED Option, and the integration of the thinkpipes managed a team of analysts dedicated to providing research and trading platform. Mr. Kinahan, a 24-year trading veteran, is a commentary on the foreign exchange market. In 2008, she joined frequent guest on CNBC and is often quoted in the Wall Street Global Futures & Forex Ltd., as director of currency research, where Journal and Reuters News, along with many other respected media she provided research and analysis to clients and managed a global outlets. He is also a member of the Board of Directors at NYSE ARCA foreign exchange analysis team. Ms. Lien is an internationally and is a member of the Arbitration Committee at the CBOE. His published author of the best selling book Day Trading and Swing licenses include the 3, 4, 7, 24, and 66. Trading the Currency Market as well as The Little Book of Currency Trading and Millionaire Traders: How Everyday People Beat Wall Street at its Own Game.

Greg Lee Adrian F. Manz, PhD Regional Brokerage Consultant President, TraderInsight, Inc. Fidelity Investments Co-Founder and Daily Contributor, 900 Salem Street TraderInsight.com Smithfield, RI 02917 Web site: www.traderinsight.com 800/564-0211 Web site: www.fidelity.com/activetrader Adrian Manz, PhD, is president of TraderInsight, Inc., and the co-founder of TraderInsight.com. He has been a Greg Lee is the regional brokerage consultant throughout the successful and professional equities trader for 16 years and is mid-atlantic region for Fidelity Investments, a leading online dedicated to providing trader education to anyone who is looking brokerage firm. He conducts seminars on educational topics to add a new view of the markets to their repertoire. Dr. Manz including fundamental and technical trading, research and options, earns his living as a professional analyst and stock trader. He is the market mechanics, and trading software. Prior to joining Fidelity author of two books on the subject and the publisher of the Daily Investments, Mr. Lee worked for Charles Schwab and JP Morgan Income Trading Plan, a nightly blueprint for the actions he plans Chase. He has Series 3, 7, and 63 licenses and earned an MBA from to take in the markets on the following day. Dr. Manz is a regular Grand Canyon University. public speaker at trading events and is frequently interviewed about his trading style on radio and the Web. He is a graduate of the prestigious Peter F. Drucker Graduate School of Management and the School of Behavioral and Organizational Sciences at Claremont Graduate School.

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 37 SPEAKER PROFILES

Robert Marcin Lawrence G. McMillan Penn Capital Management Founder and President The Navy Yard Corporate Center McMillan Analysis Corporation 3 Crescent Drive, Suite 400 PO Box 1323 Philadelphia, PA 19112 Morristown, NJ 07962 800/724-1817 Robert Marcin was the founder and general partner Fax: 973/328-1303 of Defiance Asset Management. Formerly, Marcin was a partner at E-mail: [email protected] Miller, Anderson & Sherrerd and a managing director at Morgan Web site: www.optionstrategist.com Stanley, where he managed the MAS Value fund (currently Morgan Stanley Institutional Value). Lawrence McMillan, professional trader, is the founder and president of McMillan Analysis Corporation, a registered investment adviser and commodity trading adviser. An active trader of his own account, he also manages option-oriented accounts for certain individuals. Mr. McMillan speaks on option strategies at many seminars and colloquia in the United States, Canada, and Europe. Prior to founding his own firm, he was a proprietary trader at two major brokerage firms—primarily Thomson McKinnon Securities, Scott Martin where he ran the equity arbitrage department for nine years. Instructor, Investools® from TD Ameritrade Mr. McMillan is perhaps best known as the author of Options as Holding Corp. a Strategic Investment, the bestselling work on stock and index 13947 South Minuteman Drive options strategies, which has sold over 200,000 copies. In a Draper, UT 84020 research capacity, he edits and contributes to his firm’s publications: Web site: www.investools.com Daily Volume Alerts; The Option Strategist; and The Daily Strategist, a derivative products newsletter covering equity, index, and Scott Martin has extensive business experience, having served as futures options. a Fortune 500 executive for 25 years. A graduate of the University of Washington, he has been an Investools instructor since 2005, teaching the investing foundation and basic options workshops. Mr. Martin believes that learning about asset protection and conservative growth are key parts of an investor’s education.

Nina Milovac Manager, Online Education optionsXpress Keith McCullough 311 West Monroe, 10th Floor CEO, Hedgeye Risk Management Chicago, IL 60606 High Ridge Park, Third Floor 888/280-8020 Stamford, CT 06905 Web site: www.optionsxpress.com E-mail: [email protected] Web site: www.hedgeye.com Nina Milovac is manager of online education at optionsXpress, currently presenting and hosting online options and trading Keith McCullough is the CEO of Hedgeye Risk Management. Prior classes for thousands of optionsXpress customers each month. to founding Hedgeye, he built a track record as a successful hedge She is a former Chicago Board Options Exchange (CBOE) floor fund manager at the Carlyle-Blue Wave Partners hedge fund, trader with over six years of market making experience and was a Magnetar Capital, Falconhenge Partners, and Dawson-Herman member of the CBOE’s Arbitration Committee and Stock Selection Capital Management. Mr. McCullough has shared his market Committee. Ms. Milovac holds Series 3, 4, 7, 24, and 63 licenses insights on CNN, CNBC, and Bloomberg and is the author of and is a Northwestern University graduate with a double degree in Diary of a Hedge Fund Manager (Wiley 2010). He got his start as an economics and international studies. institutional equity sales analyst at Credit Suisse First Boston after earning a BA in economics from Yale University, where he captained the Yale Varsity Hockey Team to an Ivy League Championship.

38 The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com SPEAKER PROFILES

Kevin Nichols, CFA Michael Paulenoff Chief Product Officer Consultant and Publisher, MPTrader.com LIVEVOL® Strategy Group 29 Circle Lane 200 Montgomery Street, Suite 360 Roslyn Heights, NY 11577 San Francisco, CA 94104 516/484-4473 415/200-4536, ext. 115 Fax: 516/484-2653 E-mail: [email protected] E-mail: [email protected] Web site: www.livevol.com Web site: www.mptrader.com

Kevin Nichols, CFA, is chief product officer at Livevol and a Michael Paulenoff is a technical strategist and author of former lead market maker and proprietary trader with 19 years MPTrader.com, a real-time diary of his index and sector analysis and of option trading experience. He holds an MBA from Pepperdine trade alerts. He is a 32-year Wall Street veteran, formerly with Smith University and a Bachelor’s degree in applied mathematics and Barney, Harris Upham, Drexel Burnham Lambert, and Republic business administration from Sterling College. While a market National Bank. Mr. Paulenoff is co-author of The Business-One maker at Timber Hill, he ran their San Francisco training program. Irwin Guide to the Futures Markets (with Stanley Kroll). He is widely As a member of the Pacific Exchange he served on the listing, followed on sites such as MarketWatch, Wall Street Journal Online, technology, and nominating committees. and Minyanville, where he is a contributing professor.

Paul Nojin Founder, KeyMarkets.com E-mail: [email protected] Web site: www.keylevels.com

Paul Nojin has been trading since 1991 and is the founder of KeyLevels.com, where he covers the US John Person, CTA stock market, currencies, ETFs, options, and commodities and also Founder and President provides a highly acclaimed mentoring program. He began as a pit John Person, Inc. trader with Bankers Trust when the bank was the IBCA International Editor, The Bottom Line and PaStock Alerts Newsletter Bank of the Year and Bankers Trust Australia was the “jewel in the 818 US Highway 1, Suite 6 crown.” Mr. Nojin started his first online newsletter in 2000 and North Palm Beach, FL 33408 was later recognized as the most influential voice in the Australian 561/655-1881 market. Fax: 847/510-0909 E-mails: [email protected] and [email protected] Web site: www.personsplanet.com J.C. Parets, CMT Founder, Eagle Bay Capital, LLC John Person, founder and president of John Person, Inc., is a 32-year 535 Fifth Avenue, 25th Floor veteran of the trading industry. He is an independent trader and New York, NY 10017 the author of three popular trading books and the co-author of the 212/808-0911 Commodity Trader’s Almanac, published by John Wiley & Sons, Inc. Fax: 212/808-0910 Mr. Person’s trading methods have been applied to many trading E-mail: [email protected] platforms. He helps teach investors how to trade and invest in Web site: www.eaglebaycapital.com stocks, futures, options, and forex markets. Mr. Person is also the Blog: www.allstarcharts.com founder of NationalFutures.com, an investment advisory service.

J.C. Parets is the founder of Eagle Bay Capital, LLC, and an experienced Chartered Market Technician (CMT). Mr. Parets is portfolio manager at Eagle Bay Capital managing money for hedge funds, for high-net-worth individuals and corporations. He focuses on all areas of asset allocation and his approach emphasizes market timing, sector rotation strategies, stock selection, and most importantly risk management. Mr. Parets is well known from his technical analysis blog www.Allstarcharts.com and featured regularly on CNBC, Bloomberg, Yahoo! Finance, CNN, and in the Wall Street Journal.

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 39 SPEAKER PROFILES

Jay Pestrichelli Andrew Rakowski Co-Founder and Principal Regional Brokerage Consultant ZEGA Financial, LLC Fidelity Investments 151 22 Newport Avenue 900 Salem Street Omaha, NE 68116 Smithfield, RI 02917 402/835-0627 800/564-0211 Web site: www.zegafinancial.com Web site: www.fidelity.com/activetrader

Jay Pestrichelli is a co-founder and principal of ZEGA Financial, LLC. Andrew Rakowski is the regional brokerage consultant across He has 20 years experience in business management with 12 years Connecticut and Northern New Jersey for Fidelity Investments, in the online brokerage field with TD Ameritrade and Datek Online. which he joined in 2007. His primary responsibility is to educate As the manager of the active trading business, Mr. Pestrichelli traders about tools and services that are provided by Fidelity helped drive it to become #1 in trade volume of US brokers. During Investments. Additionally, Mr. Rakowski conducts local seminars on that time, he was a regular contributor as a subject matter expert on educational topics, including fundamental and technical trading, CNBC’s Fast Money, provided video interviews for CNN, and been research and options, market mechanics, and trading software. regularly quoted in publications such as the Wall Street Journal and Prior to joining Fidelity, he was a member of the American Stock Smart Money. Mr. Pestrichelli’s licenses include series 7, 63, 65, 24, Exchange, Philadelphia Stock Exchange, and New York Board of 4, and 3. Trade. Mr. Rakowski has covered equity and index option trading, statistical arbitrage, and commodity futures/option trading. He holds a Series 7 and 63 licenses and graduated from Gettysburg College with a degree in management and economics. Mark A. Plummer Owner and Chairman Chestnut Exploration, Inc. 2201 North Central Expressway, Suite 240 Richardson, TX 75080 972/715-8808 Scott Redler Fax: 972/233-1307 Chief Strategic Officer, T3 Trading Group E-mail: [email protected] One State Street, 10th Floor Web site: www.chestnutep.com New York, NY 10004 646/454-3580 Mark Plummer is chairman and owner of Chestnut Exploration, E-mail: [email protected] Inc. He spent 13 years with Sun Oil Company holding multiple Web site: www.t3trading.com engineering positions in the Arkansas-Louisiana-Texas area and the Gulf of Mexico. In 1994, Mr. Plummer founded Chestnut Scott Redler is the chief strategic officer of T3 Trading Group. He has Exploration and Production, an independent oil and natural gas been trading equities for more than 10 years and has more recently company with operations in the Southwestern United States. He is a received widespread recognition from the financial community registered professional engineer with the state of Texas, and FINRA- for his insightful, pragmatic approach. Mr. Redler began his career registered securities principal. Mr. Plummer holds degrees in biology as a broker and venture capitalist, where he was able to facilitate and biochemistry from the University of Texas-Pan American and in relationships that led him into trading. Beginning his trading career chemical engineering from the University of Texas at Austin. at Broadway Trading in 1999, Mr. Redler moved on with Marc Sperling to Sperling Enterprises, LLC, after establishing himself as one of the best young traders in the firm. As a manager at Sperling Enterprises, he maintained his status as a top trader in the industry Roy Radziszewski while working closely with all traders in the firm to dramatically Senior Product Manager, Options Products increase performance. Mr. Redler’s vast knowledge and meticulous TradeStation Securities attention to detail has led to regular appearances on CNBC, Fox Web site: www.tradestation.com Business, and Bloomberg, and he has been quoted in the Wall Street Journal and Investor’s Business Daily, among other publications. He Roy Radziszewski is the senior product manager produces much of the media and content available to subscribers of options products for TradeStation Securities. and followers. He began trading commodities and equity options while pursuing his graduate studies. A registered representative with FINRA and NFA (Series 7, 63, and 3), Mr. Radziszewski holds an electrical engineering degree from the Milwaukee School of Engineering and an MBA from the University of Houston.

40 The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com SPEAKER PROFILES

Russell Rhoads, CFA Craig Russell Instructor, The Options Institute at the CBOE Senior Vice President of Product and 400 South LaSalle, 5th Floor Chief Evangelist, Tradier, Inc. Chicago, IL 60605 PO Box 40956 312/786-7848 Charlotte, NC 28277 E-mail: [email protected] 980/272-3880 Web site: www.cboe.com/learncenter E-mail: [email protected] Web site: www.brokerage.tradier.com Russell Rhoads, CFA, is an instructor with the Options Institute at the Chicago Board Options Exchange. He joined the Institute Craig Russell is the senior vice president and chief evangelist in 2008 after a career as an investment analyst and trader with a for Tradier, Inc. Prior to joining Tradier, he spent 10 years with variety of firms including Highland Capital Management, Caldwell Interactive Data Corporation running the educational outreach and & Orkin Investment Counsel, TradeLink Securities, and Millennium active trader platform of eSignal and Advanced GET. Mr. Russell has Management. Mr. Rhoads is a financial author and editor having been involved in trading for over 15 years and has taught hundreds contributed to multiple magazines and edited several books of traders the use of Gann and Elliott Wave techniques. He traded for Wiley publishing. In 2008, he wrote Candlestick Charting For for a living and taught trading for an online mentoring organization Dummies. Since joining the Options Institute, Mr. Rhoads authored as well. Mr. Russell also has commercial banking experience with Option Spread Trading: A Comprehensive Guide to Strategies and Silicon Valley Bank and the Venture Banking Group. Tactics, which was released in January 2011 and recently finished work on Trading VIX Derivatives: Trading and Hedging Strategies Using VIX Futures, Options, and Exchange Traded Notes which was published in August 2011. In addition to his duties for the CBOE, he instructs a graduate level options course at the University of Illinois, Chicago, and acts as an instructor for the Options Industry Council.

Bill Ryan Managing Director Intercontinental Exchange NYSE Options 20 Broad Street, 12th Floor New York, NY 10005 Todd Rosenbluth Web site: www.nyx.com Director, ETF and Mutual Fund Research S&P Capital IQ Equity Research As a managing director at NYSE Amex Options, Bill Ryan is 55 Water Street, 44th Floor responsible for business development and managing client New York, NY 10041 relationships. He began his career in options with EF Hutton in Web site: www.spcapitaliq.com 1982. Prior to joining the NYSE, he worked at SG Cowen where he held Series 4, 7, 24, and 63 licenses and served as the firm’s senior Todd Rosenbluth is a senior director at S&P Capital IQ and is registered options principal with retail option trading and strategy director of ETF and mutual fund research in the US, leading as his primary responsibilities. Mr. Ryan has served on various option the firm’s holdings-based research efforts. He publishes regular industry committees including advisory and business conduct thought-leadership content on equity and fixed-income products, committees at various option exchanges. In addition to his work maintains the quantitative fund models, and supports client needs. at the NYSE, he also serves as the NYSE Amex representative on Mr. Rosenbluth also serves as a member of the Portfolio Strategy the OIC roundtable and as an instructor for the Options Industry Committee and the Investment Policy Committee. Prior to his Council, conducting option seminars across the country and around current role, he was a group head and had responsibility for stocks the world for all segments of the investing community including within the telecom services and equipment, as well as electric and legislators, registered representatives, and public investors. gas utilities industries. Mr. Rosenbluth was named in the 2011 Wall Street Journal’s Best on the Street Survey for his coverage of telecom services stocks. He received a BGS in finance from the University of Michigan and an MBA in finance from New York University in 2002.

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 41 SPEAKER PROFILES

Boris Schlossberg Douglas Shea Founder, BKForex LLC Managing Member and Co-Founder Managing Director of FX Strategy, BK High Gravity Resources Asset Management 207/904-4481 233 West 77th Street, Suite 11G Web site: www.highgravityresources.com New York, NY 10007 E-mail: [email protected] Douglas Shea serves as the managing member Web site: www.bkforex.com of High Gravity Resources. He served as a broker specializing in oil and gas and real estate investments for 10 years until establishing Boris Schlossberg is the managing director of FX strategy for BK High Gravity Resources in 2012 with his brother, Greg Shea. Asset Management and co-founder of BKForex LLC. Widely known Mr. Shea received his Bachelor’s degree in natural resources from as a leading foreign exchange expert, he has more than 20 years of Oregon State University and previously held his series 22 and 63 financial market experience. Mr. Schlossberg’s career on Wall Street securities license. began over two decades ago with Drexel Burhnam Lambert, and during that time, he has traded a variety of financial instruments, from equities to options to stock index futures and foreign exchange. In 2004, he joined FXCM and helped start the firm’s FX education initiative. In 2005, Mr. Schlossberg joined the research team as senior currency strategist and provided fundamental and Tom Sosnoff technical analysis to the company’s global network of individual and Founder and Co-CEO, dough, Inc. institutional customers, as well as financial media outlets. In 2007, Co-Founder, thinkorswim while still at FXCM, he started BKForex Advisors with Kathy Lien. 19 Notrh Sangamon Street A year later, Mr. Schlossberg joined Global Futures & Forex Ltd., Chicago, IL 60607 as director of currency research. There, he provided research and 855/468-2789 analysis to clients and managed a global foreign exchange analysis website: www.tastytrade.com team with Kathy Lien. Mr. Schlossberg is a weekly contributor to CNBC’s Squawk Box. His daily currency research is widely quoted Tom Sosnoff is the founder and Co-CEO of dough, Inc., which in Reuters, Dow Jones, and Agence France Presse newswires and includes tastytrade, the fastest growing online financial network and appears in numerous newspapers worldwide. dough, a financial technology content aggregator. Mr. Sosnoff is a recognized online brokerage innovator and sought-after financial educator. He founded thinkorswim in 1999, and tastytrade in 2011. Leveraging over 20 years of experience as a market maker for the Sam Seiden Chicago Board Options Exchange (CBOE), Mr. Sosnoff pursued a Chief Education, Products and Services Officer vision to educate retail investors in options trading and to build a Online Trading Academy superior software platform at a brokerage firm that specialized in 17780 Fitch Suite 200 options. His efforts ultimately changed the way these instruments Irvine, CA 92614 were traded by individual investors. E-mail: [email protected] Web site: www.tradingacademy.com

Sam Seiden began his career at the Chicago Mercantile Exchange after attending Loyola University. He holds a Commodity Trading Advisor (CTA) license and is a current member of National Futures Christopher Terry Association (NFA). Mr. Seiden has extensive experience in the Founder and CEO, iMarketsLive markets: over 15 years in futures trading, stock trading, forex E-mail: [email protected] trading, and over 10 years in options trading. He was hedge fund manager at Firon Capital, Commodity Trading Advisor (CTA) at Christopher Terry is the founder and CEO of Osprey Investment Group, LLC, and director of Technical Research iMarketsLive, a full-time professional trader and at Pristine Capital Holdings. In 2007, Mr. Seiden joined the Online educator in both the index futures, currency, Trading Academy team as an instructor and was quickly promoted and equities markets. He has spoken at a number of derivative to director of Online Education. In early 2010, he moved into the conferences and written articles for Active Trader, SFO, and Stocks Director of Education role and then more recently was promoted and Commodities, among others. Over the years, Mr. Terry has to Chief Education, Products, and Services Officer. He is a lead traveled extensively and spoken on the psychological approach instructor for the Extended Learning Track (XLT) and plays a vital to trying to achieve success. In the last few years, he has focused role in the content and product developed for both physical on speaking and training traders on technical analysis and the on-location courses and the Extended Learning Track (XLT) methodologies that have helped him in his trading. online program.

42 The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com SPEAKER PROFILES

Jurrien Timmer Christopher Versace Director of Global Macro, Fidelity Management & Editor, PowerTrend Brief, PowerTrend Profits, Research Company (FMRCo) and PowerTrader 900 Salem Street E-mail: [email protected] Smithfield, RI 02917 Web site: www.chrisversace.com 800/564-0211 Web site: www.fidelity.com/activetrader Chris Versace is the editor of PowerTrend Brief, PowerTrend Profits, and PowerTrader. He is a financial columnist Jurrien Timmer is the director of global macro for Fidelity and equity analyst, with more than 20 years of experience in the Management & Research Company (FMRCo). He has 29 years’ investment industry. Mr. Versace has been ranked an “All Star experience in the investment world and is a 19-year veteran at Analyst” by Zacks Investment Research, and his efforts in analyzing Fidelity. Mr. Timmer plays a key role in Fidelity’s $550 billion Global industries, companies, and equity securities have been recognized Asset Allocation group, where he specializes in asset allocation by both Institutional Investor and Thomson Reuters’ StarMine and global macro strategy. As an investment strategist, his work Monitor. Mr. Versace is frequently published in the Washington Times comprises a unique blend of macro-economic, technical, and and is a frequent contributor to the daily radio show, America’s quantitative disciplines. Mr. Timmer’s global macro research Morning News and America’s Radio News. is widely followed within Fidelity by its portfolio managers, analysts, and senior executives. In addition to this internal role, he has become one of Fidelity’s primary spokesmen. In this role, Mr. Timmer regularly presents his investment outlook to Fidelity’s Cody Willard clients and associates at meetings and conferences in the US and CEO, Scutify.com around the world. He also publishes a monthly investment outlook 646/397-7244 for clients, and appears regularly in TV and in print. Mr. Timmer E-mail: [email protected] joined Fidelity in 1995 as a technical research analyst and in 1998 Web sites: www.tradingwithcody.com or became Fidelity’s chief market strategist. In this role, he became www.scutify.com involved with Fidelity’s legendary Chart Room. Cody Willard is the editor of www.TradingWithCody.com, where he posts all his stock and option trades from his personal account. He is the co-CEO of www.Scutify.com and the principal of CL Willard Capital. Mr. Willard was an anchor on the Fox Business Network, where he was the co-host of the long-time #1-rated show on the network, Fox Business Happy Hour. He was a former hedge fund manager, and his stock picking ideas and economic outlooks have Toni Turner been featured on NBC’s The Tonight Show with Jay Leno; ABC’s President, TrendStar Trading Group, Inc. 20/20; CBS’ evening news; CNBC’s SquawkBox; Jon Stewart’s The 6157 Midnight Pass Road, Unit E94 Daily Show; as well as in the Financial Times, the Wall Street Journal, Sarasota, FL 34242 the New York Times, and many other outlets. E-mail: [email protected] Web site: www.toniturner.com

Toni Turner, president of TrendStar Group, Inc., is an accomplished Ashok Yarlagadda technical analyst as well as a popular educator and sought-after Founder, Capmark Solutions speaker in the financial arena. She is the author of the bestselling 3000 Bayport Drive, #840 books: A Beginner’s Guide to Day Trading Online, 2nd Ed.; A Beginner’s Tampa, FL 33607 Guide to Short-term Trading, 2nd Ed.; Short-Term Trading in the New 813/368-5789 Stock Market; and Invest to Win: Earn & Keep Profits in Bull and Bear E-mail: [email protected] Markets with the GainsMaster Approach, co-authored with Gordon Web site: www.key2options.com Scott. Ms. Turner speaks regularly at trading forums and conferences across the US, including college campuses, Traders Expos, and Ashok Yarlagadda is an accomplished software architect with a MoneyShows. passion for trading options and an interest in sharing analyses of trading strategies with fellow traders. Because of his experience in trading and programming. Mr. Yarlagadda was able to turn this passion into a platform that empowers retail options traders by revealing trading opportunities that elevate them to the next level.

The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com 43 SPEAKER PROFILES

Donald Yule, AAMS® Angelo Zino, CFA Director, Active Trader Sales Senior Equity Analyst for S&P Capital IQ Charles Schwab & Co., Inc. 55 Water Street, 44th Floor 101 Montgomery Street New York, NY 10041 San Francisco, CA 94104 Web site: www.spcapitaliq.com 888/501-5054 E-mail: [email protected] Angelo Zino has been an analyst at S&P Capital Web site: www.schwab.com IQ Equity Research since 2007. He analyzes, researches and recommends equity investments within the technology sector, Donald Yule is director of active trader sales for Charles Schwab specializing in areas like hardware and semiconductors, as well as & Co., Inc. Mr. Yule is responsible for the active trader field the telecommunications sector. In addition, he also has extensive organization and is also the executive producer of Schwab’s active coverage in the “alternative technology” arena (i.e. solar, LEDS, 3D trader live online. During his tenure with Schwab, he has gained a printers). Previously, Mr. Zino was a vice president and portfolio diverse wealth of knowledge in a broad range of subjects including manager at North Fork Bank, investing accounts through the trading software and technology, risk management, technical utilization of mutual funds and applying a black-box approach. Prior analysis, and trading strategy implementation. Mr. Yule has more to that he was an analyst for the North Fork Bank Trust Department, than ten years of trading and investment experience and an recommending industrial stocks through fundamental analysis and additional 15 years of educational expertise. He holds an AAMS® technical analysis-driven models. Mr. Zino received a MBA in finance designation with the College of Financial Planning. from Hofstra University. He is a member of the CFA Institute and the New York Society of Security Analysts and also holds the Chartered Financial Analyst designation. He has been awarded “Best on The Street” honors by The Wall Street Journal in 2011, second place in alternative energy; 2010, first place in alternative energy; and 2009, fifth place in semiconductor equipment.

Calendar of Upcoming Events

Las Vegas, Nevada, USA 17 18 19 20 21 22 23 18 19 20 21 22 23 24 Las Vegas, Nevada, USA

24 25 26 27 28 29 30 25 26 27 28 29 30 31 31

JULY 2015 OCTOBER 2015 The MoneyShow San Francisco Sun MonTues Wed Thurs Fri Sat Sun MonTues Wed Thurs Fri Sat The World MoneyShow Toronto 1 2 3 4 1 2 3 July 16–18, 2015 October 30–31, 2015 56789110 1 4567819 0 Metro Toronto Convention Centre San Francisco Marriott Marquis Hotel 12 13 14 15 16 1817 11 12 13 14 15 1716 Toronto, Ontario, Canada San Francisco, CA, USA 19 20 21 22 23 24 25 18 19 20 21 22 23 24

26 27 28 29 30 31 25 26 27 28 29 30 31

The All Stars of Options Trading SEPTEMBER 2015 NOVEMBER 2015 Sun MonTues Wed Thurs Fri Sat Sun MonTues Wed Thurs Fri Sat The ETFs Conference September 15–16, 2015 21 3 45 1 2 3 456 7 November 5–6, 2015 76 8910 11 12 98 10 11 12 13 14 New York Stock Exchange New York Stock Exchange 13 14 15 16 17 18 19 15 1716 18 19 20 21 New York City, New York, USA New York City, New York, USA 20 21 22 23 24 25 26 22 23 24 25 26 27 28

27 28 29 30 29 30

Visit www.MoneyShow.com or call toll-free 800/970-4355 to register or inquire about future Shows.

44 The ONLY Expo Exclusively for Traders • www.NewYorkTradersExpo.com On customer service: “TRADESTATION ORDER SPECIALISTS SET UP MY COMPLEX ORDER STRATEGY SO NOW IT’S JUST TWO CLICKS OF A MOUSE.”

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The above are unpaid customer testimonials. The customer’s experience and results may not be indicative of future performance or success. No offer or solicitation to buy or sell securities, securities derivatives, futures products or off-exchange foreign currency (forex) transactions of any kind or any type of trading or investment advice, recommendation or strategy is made, given or in any manner endorsed by any TradeStation affiliate. All proprietary technology in TradeStation is owned by our affiliate TradeStation Technologies, Inc. Equities, equities option, and commodity futures products and services are offered by TradeStation Securities, Inc., a member of NYSE, FINRA, NFA and SIPC. Forex products and services are offered by the TradeStation Forex divisions of IBFX, Inc. (Member NFA) and IBFX Australia Pty Ltd, ABN 84 142 210 179, holder of AFSL #363972. © 2015 TradeStation. All rights reserved.

TradeShow-TENY2015-Print-DirectoryAd.indd 1 1/22/15 10:33 AM Just free trades? With most investment FREE companies, that’s where the perks end. But when you invest with Fidelity, you’ll also get tools, research, and support you won’t ﬁ nd elsewhere: Stock ratings from a number of analyst opinions consolidated into TRADES a single, numerical score The most free independent research reports1 WON’T MAKE A one-second trade execution guarantee2

Trade commission free for a year when YOU A BETTER you open an account.* Find more of the INVESTOR expertise you need to be a better investor.

800.FIDELITY Fidelity.com/ﬁ ndmore

Portfolio Markets Research

Avg Daily Vol 52-Week High Trailing PE Annual Div ROE LTG Forecast 1-Mo Return 26.7M 42.29 15.7 1.12 27.3% 6.6% 1.0% Market Cap 52-Week Low Forward PE Dividend Yield Annual Rev Inst Own 3-Mo Return 346.18 30.84 15.2 2.7% 83.38 79.4% 3.0%

The Verus Opinion covers 4153 companies, with 16.7% rated Buy, 65.8% rated Hold, and 17.5% rated Sell as of 07/04/14. Verus Analytics Inc is a private independent research firm, unaffiliated with Thomson Reuters, that specializes in engineering institutional ratings systems.

Portfolio Markets Research Strong Buy 5 Buy 6 Hold 19 Reduce 4 Sell 0 #

5-Year Return: 85.7%

35 30 History 25

250,000K

0K YOU BOUGHT 2009 2010 2011 2012 2013 2014 2014 BEST OVERALL1 DETAILS RTF ONLINE BROKER Microsoft Corporation, is engaged in developing, licensing and supporting a range of software products and services. The Company also designs and RETAIL FRENZY INC sells hardware, and delivers online advertising to the customers. The Company operates in five segments: Windows & Windows Live Division † (Windows Division), Server and Tools, Online Services Division (OS D), Microsoft Business Division (MBD), and Entertainment and Devices Division 4 TIME WINNER (EDD). The Company's products include operating systems for personal computers (PCs), servers, phones, and other intelligent devices; server applications for distributed computing environments; productivity applications; business solution applications; desktop and server management tools; Date 04/25/2014 software development tools; video games, and online advertising. Effective July 2, 2014, Microsoft Corp of the Unites States acquired Syntaxtree SARL, Marcy-L'Etoile-based provider of computer and software consulting services. Description YOU BOUGHT

Symbol RTF

Symbol Desc. RETAIL FRENZY INC

Type Cash

Shares +150.000

Price $48.15

Commission $7.95

Amount $–7,222.50 * This offer is valid for new or existing Fidelity customers. In orderSettlement toDate receive04/28/2014 the commission-free trades, you must designate an existing eligible account or open and fund a new eligible account with net new assets. Deposits of $50,000 to $99,999 of net new assets will receive 60 commission-free trades for one year. Deposits of $100,000 of net new assets or more will receive commission-free trades for one year, up to a maximum of 100 trades. Commission-free trades must be designated to the one account receiving the qualifying assets and are limited to only online domestic equity trades, and do not include options. No cash compensation will be given for any unused commission- free trades; unused trades expire worthless. Offer is nontransferable, limited to one per individual per rolling 12 months, and may not be combined with other offers. Fidelity reserves the right to modify these terms and conditions or terminate this offer at any time. Other terms and conditions, or eligibility criteria, may apply. Sell orders are subject to an activity assessment fee (of between $0.01 to $0.03 per $1,000 of principal). Investing involves risk, including risk of loss. Images are for illustrative purposes only. 1As of February 2013. Based upon published website market, economic, stock and ETF research reports available to customers from other major online self-directed brokerage ﬁ rms. 2 Fidelity will waive the commission charge on eligible stock trades not executed within one second. Offer limited to market orders between 1 and 1,000 shares to buy, sell, or buy to cover stocks listed in the S&P 500® Index. Orders must be entered between 9:45 a.m. and 3:59 p.m. ET on a day when the equity markets are open and times will be adjusted when the markets open late/close early. Execution speed is calculated from the time Fidelity accepts the order to the time of execution reported to Fidelity by the executing market center. Eligible orders can be entered on Fidelity.com, Fidelity Active Trader Pro®, FAST®, wireless devices, or through a Fidelity Representative. Short sales, extended hours orders, directed trade orders, and certain other orders excluded. Certain market and systems conditions may impact qualiﬁ cation for this guarantee. Fidelity reserves the right to restrict or revoke this offer at any time. System availability and response times may be subject to market conditions. † Kiplinger’s magazine, December 2014. Results based on ratings in the following categories: total commissions, investment choices, tools, research, Web site, mobile, and advisory services. Criteria not equally weighted. In 2014, Fidelity tied for #1 with Charles Schwab which ranked 10 leading discount brokers. In 2011, Fidelity tied with TD Ameritrade which ranked 14 discount brokers, was #1 in November 2008 which ranked 12 discount brokers, and tied for #1 with Muriel Siebert in 2007 which ranked 10 discount brokers. Fidelity Brokerage Services LLC, Member NYSE, SIPC. © 2014 FMR LLC. All rights reserved. 691498.2.0

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