EDI Foreign Ownership Limitations

Foreign Ownership Limitations

Doing data differently

V1.5 Foreign Ownership Limitations

Helping the global financial community make informed decisions through the provision of comprehensive, accurate, timely and affordable securities and economic data services

With more than 25 years experience, we offer comprehensive and accurate securities reference, corporate actions and pricing data for derivatives, equities, fixed income, and investment funds around the globe. We also cover economic data extensively.

We understand how crucial financial and economic data is and take a different approach as to how we proceed:

• We do not rent data, we sell it • We do not have onerous redistribution rules • We customize our services to meet your needs • We cover all countries - no matter how large or small • Finally, we are the cheapest

As a result of our on-going commitment to providing cost-effective and innovative data solutions, while ensuring the highest standards, EDI has achieved the internationally recognized quality and security certifications ISO 9001 and ISO 27001.

Headquartered in the United Kingdom, we have operations in Australia, Canada, Germany, India, Morocco, South Africa and the United States.

Our Support Team is available on +44 (0) 207 269 8915, 24 hours a day, Monday to Friday and closed on Christmas and New Year’s Day.

www.exchange-data.com 2 Foreign Ownership Limitations

Contents

Introduction to Foreign Ownership Limitations ...... 4

Product Description ...... 4

Foreign Investment Details ...... 4 Foreign Investors ...... 4 Total number of stocks held directly by foreigners ...... 4 Direct holding ratio by foreigners ...... 4 Upper limit on foreign investment ...... 4

Delivery ...... 5

Data Sample ...... 5

Field Coverage for Exchanges ...... 6

Exchange Coverage ...... 14

www.exchange-data.com 3

Foreign Ownership Limitations

Introduction to Foreign Ownership Limitations

Foreign Ownership Limitations covers the limits on the amount a foreign firm or individual can invest in a business in another country through buying shares. This information is used by index providers in determining the “free float”.

Monitored daily, the service comprises over 50 countries with updates from 2019.

Product Description

Coverage - 50 countries, 37 fields, 58 Exchanges covered.

Foreign Investment Details

Foreign Investors

A Foreign investor can be either a natural person or a corporation/company, who have made an investment in business interests located in another country.

Total number of stocks held directly by foreigners

It indicates the total number of shares held by foreign stockholders in a company.

Direct holding ratio by foreigners

The foreign investors' holding ratio is ratio in between the total number of stocks held by the foreigners and total number of outstanding shares issued by the company.

Upper limit on foreign investment

Upper limit on foreign investment is the maximum investment level allowed by the government to the foreign person/company.

www.exchange-data.com 4

Foreign Ownership Limitations

Delivery

The information can be loaded into internal systems that allow trading and settlement engines to accurately calculate whether a transaction will breach the limits.

Files are available in: . TXT format

Data Sample

www.exchange-data.com 5

Foreign Ownership Limitations

Field Coverage for Exchanges

oration

eld_by_FI

ion ncorp I isin MIC

Notes sector reg os_flag country Acttime exchgcd Actflag currency of par_value

local_code issuer_name Reference ID issued_shares effective_date operating_mic currency_code ceiling_for_GCC country_2_code country_3_code exchange_ticker ceiling_for_nvdr ceiling_for_Arab country_numeric foreign_investors individual_ceiling aggregate_ceiling currency_numeric share_outstanding par_value_currency ntry current_holding_by_FI current_holding_by_GCC current_holding_by_Arab ou shares_currently_h C

Abu Dhabi

Securities x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x Exchange Amman Stock

Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x Bahrain

Bourse x x x x x x x x x x x x x x x x x x x x x x x x x x x x Belgrade

Stock x x x x x x x x x x x x x x x x x x x x x x x x x x x Exchange

BSE LTD x x x x x x x x x x x x x x x x x x x x x x x x x x x x Cambodia

Securities x x x x x x x x x x x x x x x x x x x x x x x x x x x Exchange Chittagong

Stock x x x x x x x x x x x x x x x x x x x x x x x x x x x Exchange

Colombo x x x x x x x x x x x x x x x x x x x x x x x x x x x Stock Exchange

Damascus Securities Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

www.exchange-data.com 6

Foreign Ownership Limitations

oration

eld_by_FI

ion ncorp I isin MIC

Notes sector reg os_flag country Acttime exchgcd Actflag currency of par_value

Dhaka Stock

Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x

Dubai Financial Market x x x x x x x x x x x x x x x x x x x x x x x x x x x x x

x Egyptian Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Ghana Stock

Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x

Hanoi Stock

Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x

Hochiminh Stock Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Indonesian Stock Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Kazakhstan x Stock Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

www.exchange-data.com 7

Foreign Ownership Limitations

oration

eld_by_FI

ion ncorp I isin MIC

Notes sector reg os_flag country Acttime exchgcd Actflag currency of par_value

Korea Stock

Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Kuwait Stock Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Laos Securities Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Macedonian Stock Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x

Muscat Securities Market x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x

x x x x x x x x x x x x x x x x x x x x x x x x x x

Nasdaq Dubai

Nasdaq Nordic Helsinki x x x x x x x x x x x x x x x x x x x x x x x x x x x

x Oslo Bors x x x x x x x x x x x x x x x x x x x x x x x x x x

www.exchange-data.com 8

Foreign Ownership Limitations

oration

eld_by_FI

ion ncorp I isin MIC

Notes sector reg os_flag country Acttime exchgcd Actflag currency of par_value

Philippines Stock Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Qatar

Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Saudi Stock Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Royal

Securities x Exchange of x x x x x x x x x x x x x x x x x x x x x x x x x Bhutan

South Pacific Stock Exchange x x x x x x x x x x x x x x x x x x x x x x x x x

Stock Exchange of Thailand x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Taipei

Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Taiwan Stock Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

www.exchange-data.com 9

Foreign Ownership Limitations

oration

eld_by_FI

ion ncorp I isin MIC

Notes sector reg os_flag country Acttime exchgcd Actflag currency of par_value

Tokyo Stock Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x x

Tunis Stock

Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x x

Australian Securities Exchange x x x x x x x x x x x x x x x x x x x x x x x x

Euronext Brussels x x x x x x x x x x x x x x x x x x x x x x x x x x

Nasdaq Nordic Copenhagen x x x x x x x x x x x x x x x x x x x x x x x x x x

Euronext Paris x x x x x x x x x x x x x x x x x x x x x x x x x x

Frankfurt Stock Exchange x x x x x x x x x x x x x x x x x x x x x x x x x x

Hong Kong Stock x x x x x x x x x x x x x x x x x x x x x x x x x Exchange Euronext

Dublin x x x x x x x x x x x x x x x x x x x x x x x x x

www.exchange-data.com 10

Foreign Ownership Limitations

oration

eld_by_FI

ion ncorp I isin MIC

Notes sector reg os_flag country Acttime exchgcd Actflag currency of par_value

Euronext

Amsterdam x x x x x x x x x x x x x x x x x x x x x x x x x

NZX x x x x x x x x x x x x x x x x x x x x x x x Euronext

Lisbon x x x x x x x x x x x x x x x x x x x x x x x x x x x Singapore x x x x x x x x x x x x x x x x x x x x x x x x x

Exchange Madrid Stock x x x x x x x x x x x x x x x x x x x x x x x x x x

Exchange Nasdaq Nordic x x x x x x x x x x x x x x x x x x x x x x x x x x x Stockholm London Stock x x x x x x x x x x x x x x x x x x x x x x x x Exchange x x New York x x x x x x x x x x x x x x x x x x x x x x x x x x Stock Exchange Nasdaq Stock x x x x x x x x x x x x x x x x x x x x x x x x x x

Market TSX Venture x x x x x x x x x x x x x x x x x x x x x x x x x x

Exchange Toronto Stock x x x x x x x x x x x x x x x x x x x x x x x x x Exchange x Shanghai x x x x x x x x x x x x x x x x x x x x x x x x Stock x Exchange Shenzhen x x x x x x x x x x x x x x x x x x x x x x x x x Stock Exchange

www.exchange-data.com 11

Foreign Ownership Limitations

oration

eld_by_FI

ion ncorp I isin MIC

Notes sector reg os_flag country Acttime exchgcd Actflag currency of par_value

Nasdaq x x x x x x x x x x x x x x x x x x x x x x x x x Nordic Iceland Warsaw x x x x x x x x x x x x x x x x x x x x x x x x x Stock Exchange Cyprus x x x x x x x x x x x x x x x x x x x x x x x x x Stock Exchange

www.exchange-data.com 12

Foreign Ownership Limitations

Exchange Coverage

Africa

Country Exchange MIC Frequency

Egypt Egyptian Exchange XCAI Quarterly

Ghana Ghana Stock Exchange XGHA Monthly

Tunisia Tunis Stock Exchange XTUN Weekly

Asia

Country Exchange MIC Frequency Cambodia Cambodia Securities Exchange XCSX Annually

Bangladesh Dhaka Stock Exchange XDHA Monthly

Bangladesh Chittagong Stock Exchange XCHG Monthly

Bhutan Royal Securities Exchange of RSEB Annually Bhutan Indonesia Indonesian Stock Exchange XIDX Daily

India BSE Ltd XBOM Daily

Japan Tokyo Stock Exchange XTKS Daily

South Korea Korea Stock Exchange XKRX Daily

Kazakhstan Kazakhstan Stock Exchange XKAZ Quarterly

Sri Lanka Colombo Stock Exchange XCOL Daily

Laos Laos Securities Exchange XLAO Daily

Philippines Philippines Stock Exchange XPHS Monthly

Thailand Stock Exchange of Thailand XBKK Daily

Taiwan Taipei Exchange ROCO Daily

Taiwan Taiwan Stock Exchange XTAI Daily

Vietnam Hochiminh Stock Exchange XSTC Daily www.exchange-data.com 13

Foreign Ownership Limitations

Vietnam Hanoi Stock Exchange HSTC Daily

Hong Kong Hong Kong Stock Exchange XHKG if & when

Singapore Singapore Exchange XSES if & when

China Shanghai Stock Exchange XSHG if & when

China Shenzhen Stock Exchange XSHE if & when

Europe

Country Exchange MIC Frequency Finland Nasdaq Nordic Helsinki XHEL Monthly

Macedonia Macedonian Stock Exchange XMAE Monthly

Norway Oslo Bors XOSL Annually

Serbia Belgrade Stock Exchange XBEL Monthly

Belgium Euronext Brussels XBRU if & when

Denmark Nasdaq Nordic Copenhagen XCSE if & when

France Euronext Paris XPAR if & when

Germany Frankfurt Stock Exchange FRAA if & when

Ireland Euronext Dublin XMSM if & when

Netherlands Euronext Amsterdam XAMS if & when

Portugal Euronext Lisbon XLIS if & when

Spain Madrid Stock Exchange XMAD if & when

Sweden Nasdaq Nordic Stockholm XSTO if & when

United Kingdom London Stock Exchange XLON if & when

Iceland Nasdaq Nordic Iceland XICE if & when

Poland Warsaw Stock Exchange XWAR if & when

Cyprus Cyprus Stock Exchange XCYS if & when

www.exchange-data.com 14

Foreign Ownership Limitations

Middle East

Country Exchange MIC Frequency United Arab Abu Dhabi Securities Exchange XADS Daily Emirates United Arab Dubai Financial Market XDFM Daily Emirates United Arab Nasdaq Dubai DIFX Daily Emirates Bahrain Bahrain Bourse XBAH Annually

Jordan Amman Stock Exchange XAMM Monthly

Kuwait Kuwait Stock Exchange XKUW Weekly

Oman Muscat Securities Market XMUS Daily

Qatar Qatar Exchange DSMD Daily

Saudi Arabia Saudi Stock Exchange XSAU Daily

Syria Damascus Securities Exchange XDSE Daily

Oceania

Country Exchange MIC Frequency Australia Australian Securities Exchange XASX if & when

Fiji South Pacific Stock Exchange XSPS Annually

New Zealand NZX XNZE if & when

North America

Country Exchange MIC Frequency United States New York Stock Exchange XNYS if & when

United States NASDAQ Stock Market XNAS if & when

Canada TSX Venture Exchange XTSX if & when

Canada Toronto Stock Exchange XTSE if & when