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Mon. Not. R. Astron. Soc. 000, 000–000 (0000) Printed 19 October 2020 (MN LATEX style file v2.2)

Self-modulation of Fast Radio Bursts

Emanuele Sobacchi1?, Yuri Lyubarsky2, Andrei M. Beloborodov3,4, Lorenzo Sironi1 1 Department of Astronomy and Columbia Astrophysics Laboratory, Columbia University, 550 West 120th Street New York, NY 10027, USA 2 Physics Department, Ben-Gurion University, P.O.B. 653, Beer-Sheva 84105, Israel 3 Physics Department and Columbia Astrophysics Laboratory, Columbia University, 538 West 120th Street New York, NY 10027, USA 4 Max Planck Institute for Astrophysics, Karl-Schwarzschild-Str. 1, D-85741, Garching, Germany

ABSTRACT Fast Radio Bursts (FRBs) are extreme astrophysical phenomena entering the realm of non-linear optics, a field developed in laser physics. A classical non-linear effect is self-modulation. We examine the propagation of FRBs through the circumburst environ- ment using the idealised setup of a monochromatic linearly-polarised GHz wave propa- gating through a uniform plasma slab of density N at distance R from the source. We find that self-modulation occurs if the slab is located within a critical radius Rcrit ∼ 1017(N/102 cm−3)(L/1042 erg s−1) cm, where L is the isotropic equivalent of the FRB lu- minosity. Self-modulation breaks the burst into pancakes transverse to the radial direction. When R . Rcrit, the transverse size of the pancakes is smaller than the Fresnel scale. The pan- cakes are strongly diffracted as the burst exits the slab, and interference between the pancakes produces a frequency modulation of the observed intensity with a sub-GHz bandwidth. When R ∼ Rcrit, the transverse size of the pancakes becomes comparable with the Fresnel scale, and the effect of diffraction is weaker. The observed intensity is modulated on a timescale of ten microseconds, which corresponds to the radial width of the pancakes. Our results suggest that self-modulation may cause the temporal and frequency structure observed in FRBs. words: fast radio bursts – radio continuum: transients – plasmas – instabilities – rela- tivistic processes

1 INTRODUCTION server, one may finally the strength parameter as Fast Radio Bursts (FRBs) are bright extragalactic radio flashes of  S 1/2  ν −1/2  D  R −1 a ∼ 8 × 10−6 ν0 0 . (1) millisecond duration (e.g. Lorimer et al. 2007; Thornton et al. 2013; 0 Jy GHz Gpc pc Spitler et al. 2014, 2016; Petroff et al. 2016; Shannon et al. 2018; Note that a  1 at the large (R  8 × 10−6 pc) radii that we are CHIME/FRB Collaboration et al. 2019a,b,c). The high brightness 0 considering throughout the paper. temperature of FRBs suggests that they are powered by a coherent A wave propagating through an ambient medium can expe- emission mechanism. arXiv:2010.08282v1 [astro-ph.HE] 16 Oct 2020 rience strong non-linear effects even when a  1. Despite their In FRBs, the electromagnetic field of the radio wave may ac- 0 importance for laser-plasma interaction (for a review, see e.g. celerate electrons up to a significant fraction of the speed of light Mourou et al. 2006), non-linear effects have received a limited at- (e.g. Luan & Goldreich 2014). An initially static electron will reach tention from the astrophysical community (in the context of FRBs, a speed a c,1 where a = eE /2πν m c is the standard strength pa- 0 0 0 0 e see however Lyubarsky 2008, 2018, 2019; Gruzinov 2019; Be- rameter of the electromagnetic wave (E is the electric field and ν 0 0 loborodov 2020; Lu & Phinney 2020; Lyutikov 2020a; Margalit is the frequency of the wave). For a typical FRB, one finds that et al. 2020; Yang & Zhang 2020). a ∼ 8 × 10−6(ν /GHz)−1(L/1042erg s−1)1/2(R/pc)−1, where L 0 0 In this paper we focus on the self-modulation of a finite- is the isotropic equivalent of the burst luminosity and R is the dis- amplitude electromagnetic wave with a wave number k . Self- tance from the source. Using the fact that L ∼ 4πD2S ν , where 0 ν0 0 modulation occurs due to the exponential growth of two satellite Sν0 is the observed flux density and D is the distance of the ob- waves with wave numbers k0 ± k. The wave number k  k0 of the electromagnetic wave intensity modulation is due to the beating of the satellite waves. The instability is excited by the non-linear com- ponent of the current at the frequency of the satellite waves. Drake et al. (1974) considered the ponderomotive force, which expels the ? E-mail: [email protected] electrons from the regions with a high intensity of radiation, as the 1 This is only true when a0  1. More generally, one can show that the origin of the non-linear component of the current. Max et al. (1974) 2 maximum electron Lorentz factor is 1 + a0/2 (e.g. Gunn & Ostriker 1971). included the non-linear relativistic corrections to the electron mo-

© 0000 RAS 2 Sobacchi et al. tion, but neglected the effects of the ion motion and of the thermal 2.1 Electromagnetic pump wave pressure. Both these studies considered only the case when k is ei- Let m and m be the ion and the electron mass, and let e and −e ther aligned or perpendicular to k , which is a significant limitation i e 0 be the ion and the electron charge. The transverse electric field of since self-modulation naturally develops in three dimensions. the wave is E = e E cosχ , where χ = ω t − k z (the wave prop- First of all, in Section 2 we review the properties of self- x 0 0 0 0 0 agates along the z axis). We have defined the angular frequency modulation. We closely follow the approach of Max et al. (1974), ω = 2πν . We focus on the weakly-relativistic regime a  1, and extend their calculations to (i) include ion motion and thermal 0 0 0 where a = eE /ω mec is the strength parameter of the pump wave. pressure, and (ii) examine instabilities developing for arbitrary di- 0 0 0 p We are interested in the case ω  ω , where ω = 4πNe2/m rections of the perturbation wave vector. Readers not interested in 0 Pe Pe e is the electron plasma frequency. The ion plasma frequency, ω i = the technical details can skip to Tables 1 and 2, which summarise p P 4πNe2/m , is smaller than the electron plasma frequency by the the wave vectors and the growth rates of the most unstable modes. i root of the mass ratio m /m  1. Then, in Section 3 we discuss the impact of self-modulation e i on FRBs. We focus on the propagation of the burst through an electron-ion plasma with a non-relativistic temperature, located within a parsec from the source, as inferred from the strong and 2.1.1 Electron motion in the wave field variable Faraday rotation in the repeating FRB 121102 (Michilli et al. 2018). We show that sub-bursts with a finite duration and It is useful to introduce the vector potential A and the scalar poten- bandwidth may be generated by self-modulation. Hence, the most tial φ, so that B = ∇ × A and E = −∇φ − (1/c)∂A/∂t. Since the prominent features of the time-frequency structure of the bursts electric field of the wave is in the x direction, we have A = exAx, 2 from the repeating FRB 121102, reported by Hessels et al. (2019), where Ax = −(cE0/ω0)sinχ0 = −(mec /e)a0 sinχ0. The scalar may be a by-product of the FRB propagation. potential φ(χ0) is calculated below. We work in the Coulomb Guided by the results of Michilli et al. (2018) (see in par- gauge, ∇ · A = 0. ticular their Figure 6), we adopt a fiducial number density N = From the conservation of the generalised momentum, one 102 cm−3 and a fiducial magnetic field B = 1 mG for the electron- finds that the x component of the electron momentum is Pex = 2 ion plasma. The electron Larmor frequency, ωLe = eB/mec ∼ eAx/c = −meca0 sinχ0. At the lowest order in a0, the x component 4 2 × 10 Hz, is smaller than the electron plasma frequency, ωPe = of the electron velocity is therefore Vex/c = −a0 sinχ0. The z com- p 2 5 2 4πNe /me ∼ 5×10 Hz. Since dominant component of the non- ponent of the Lorentz force is −eVexBy/c = (a0/2)ω0mecsin(2χ0), linear current that excites the instability oscillates at twice the fre- where we have used the approximation By = E0 cosχ0, which holds quency ω0 of the electromagnetic wave (e.g. Max et al. 1974), and in the leading order for the regime of interest, ω0  ωPe. Neglect- ω0  ωPe  ωLe at the radii considered throughout the paper, the ing the effect of the electrostatic force, which is justified below, non-linear current is nearly independent of the plasma magnetisa- from the z component of the equation of motion one finds that 2 tion. Hence, we can neglect the effect of the magnetic field on the Vez/c = −(a0/4)cos(2χ0). development of self-modulation. The electron number density, including the small non-linear corrections, can be calculated from the continuity equation, which gives   1 2 Ne = N 1 − a0 cos(2χ0) , (2) 2 SELF-MODULATION 4

We model the FRB propagation through the circumburst environ- where we have used k0Vez/ω0 = Vez/c in the leading order. Since ment by considering a monochromatic linearly-polarised electro- the non-linear corrections to the ion number density are of the order 2 2 2 2 magnetic wave that propagates through an electron-ion plasma with of (me/mi )a0  a0, we make the approximation that Ni = N. Us- 2 2 2 constant number density N. We are interested in the non-linear ef- ing the Gauss law, ∂ φ/∂z = 4πe(Ne −Ni), we find that eφ/mec = 2 2 2 fects caused by the finite amplitude of the wave. (a0/16)(ωPe/ω0)cos(2χ0). Hence, the electrostatic force is a fac- 2 2 The plan of this section is the following. In Section 2.1 we tor ωPe/ω0  1 smaller than the z component of the Lorentz force. find the leading non-linear corrections to the number density and The x component of the electron velocity, including the rela- 2 to the transverse velocity of the electrons moving in the field of tivistic corrections of the order of a0, is the electromagnetic wave (called “pump wave” below). From the   non-linear component of the electron current, we calculate the cor- Vex 1 2 1 2 = −a0 sinχ0 1 − a0 + a0 cos(2χ0) . (3) rections to the dispersion relation of the pump wave. Using these c 4 4 results, in Section 2.2 we study the stability of the pump wave by p 2 2 2 We have used the expansion Vex/c = Pex/ mec + Pex = considering the growth of the two satellite waves k0 ± k. 3 3 3 Pex/mec − Pex/2mec , where Pex/mec = −a0 sinχ0. Since Vez/c is 2 of the order of a0, we have neglected its contribution to the electron Lorentz factor.

2 The repeating FRB 121102 has a compact (. 0.7 pc) persistent radio counterpart (Chatterjee et al. 2017; Marcote et al. 2017), which suggests the additional presence of a relativistically hot, luminous nebula with a lower 2.1.2 Dispersion relation density N ∼ 1 cm−3 in a higher magnetic field B ∼ 60 mG (Beloborodov 2017). Both the hot and the cool plasma components may be present around The x component of the Ampère’s law can be presented as FRB 121102. Since we consider only the effect of the FRB propagation  2  through the cool plasma component, the effects described below do not re- 2 2 ∂ 2 c ∇ − a = ω nevex , (4) quire the presence of a hot radio nebula around the FRB source. ∂t2 Pe

© 0000 RAS, MNRAS 000, 000–000 Self-modulation of FRBs 3

2 where a = eAx/mec = −a0 sinχ0, vex = Vex/c, and ne = Ne/N. 2.2.2 Velocity perturbations Substituting Eqs. (2)-(3) into Eq. (4), we find the dispersion relation Let us define the x component of the electron four-velocity, uex = 2 2 2 2 1 2 2 γevex, where γe is the electron Lorentz factor. We find that δvex = ω0 = c k0 + ωPe − a0ωPe . (5) 2 2 2 4 δuex/γe − (uex/γe)δγe. Since uex = γe − 1, we have that uexδuex = The last term is due to the non-linear component of the electron γeδγe (contributions from uey and uez are at least of the order of 3 3 3 current at the frequency of the pump wave. Eq. (5) is consistent a0). Hence, we find that δvex = δuex/γe = δa/γe. Using the fact 2 2 with the classical result of Sluijter & Montgomery (1965) (see also that γe = 1 + (a0/2)sin χ0, we eventually find that Max et al. 1974).   3 2 3 2 We have neglected the contribution of the linear and of the δvex = 1 − a0 + a0 cos(2χ0) δa . (9) non-linear components of the ion current to Eqs. (4)-(5). These 4 4 components are much smaller than the corresponding electronic Using the identities presented in Appendix C, from Eq. (9) we find components since the mass ratio is me/mi  1. that   3 2 3 2 δvex±1 = 1 − a0 δa±1 + a0δa∓1 . (10) 2.2 Stability analysis 4 8 2.2.1 Wave equation We have neglected terms proportional to δa±3, which would give 4 corrections of order higher than a0 to the dispersion relation. Modulations with frequency ω and wave vector k of the pump wave intensity are described by two satellite waves with frequen- 2 2 cies ω ± ω0 and wave vectors k ± k0ez. We assume that k  k0, 2.2.3 Density perturbations namely the wavelength of the modulations is much longer than the wavelength of the pump wave. Our goal is deriving an equation for Since δne0 and δne±2 are multiplied by a factor of a0 in Eqs. (7) the evolution of the satellite waves. and (8), it is sufficient to calculate exact expressions up to the order We consider for simplicity perturbations that are independent of a0. The perturbed continuity equation for the electron fluid is x of . As we discuss below, the dispersion relation is invariant for ∂δne + ∇ · δVe = 0 , (11) rotations of the perturbation wave vector, k, around the z axis. Per- ∂t turbing Eq. (4), and neglecting terms that are quadratic in the per- turbed quantities, we find that and the perturbed Euler’s equation, which we derive in Appendix B, is  ∂2  2 2 2 ∂δV m e c ∇ − 2 δa = ωPe (vexδne + neδvex) . (6) e i 2 ∂t = − cs ∇δne + ∇δφ+ ∂t me me We write the perturbed vector potential as δa = e ∂δA 2 2 R 0 0 0 0 0 0 0 0 0 + − ezc k0a0 cosχ0δa + c a0 sinχ0∇δa , (12) δa(ω ,ky,kz)exp[ß(ω t − kyy − kzz)]dω dkydkz, and we in- mec ∂t troduce analogous definitions for the velocity perturbations and for p the density perturbations.3 We substitute these definitions and Eqs. where cs = 3kBT/mi is the thermal velocity of the ions. We have 2 assumed that the electrons and the ions have the same temperature (2)-(3) into Eq. (6), and we keep terms up to the order of a0. As we show in Appendix B, following this procedure one can derive T, and that the thermal velocity of the electrons is non-relativistic. two coupled equations for the amplitude of the satellite waves, Note that the last two terms on the right hand side of Eq. (12) δa±1 = δa(ω ± ω0,ky,kz ± k0), namely come from the gradient of the perturbed ponderomotive potential, 2 δφpond = mec aδa. As we show in Appendix B, substituting Eq. h 2 2 2 i 2 ω+1 − c k+1 δa+1 − ωPeδvex+1 = (11) into the divergence of Eq. (12) and using the perturbed Gauss 2 law, ∇ δφ = 4πNe(δne − δni), one finds that ß 2 1 2 2 = a0ωPe [δne0 − δne+2] − a0ωPeδvex−1 (7)   2 8 2 2 mi 2 2 2 ß 2 2 h i ω − ωPe − cs k δne0 + ωPeδni0 = a0c k [δa−1 − δa+1] 2 2 2 2 me 2 ω−1 − c k−1 δa−1 − ωPeδvex−1 = (13) ß 2 1 2 2   = a0ωPe [δne−2 − δne0] − a0ωPeδvex+1 (8) 2 2 mi 2 2 2 ß 2 2 2 8 ω+2 − ωPe − cs k+2 δne+2 + ωPeδni+2 = a0c k+2δa+1 me 2 where we have defined ω±1 = ω±ω0 and k±1 = k±k0ez. We have (14) also defined δne±m = δne(ω ± mω ,ky,kz ± mk ) and δvex±m = 0 0  m  δv (ω ± mω ,k ,k ± mk ). 2 2 i 2 2 2 ß 2 2 ex 0 y z 0 ω−2 − ωPe − cs k−2 δne−2 + ωPeδni−2 = − a0c k−2δa−1 Finding the dispersion relation from Eqs. (7)-(8) is straightfor- me 2 ward once the velocity and the density perturbations are expressed (15) as a function of the perturbed vector potential. In Sections 2.2.2 and where we have defined ω±2 = ω ± 2ω0 and k±2 = k ± 2k0ez. The 2.2.3, we determine the velocity and the density perturbations. The perturbed continuity equation for the ion fluid is dispersion relation is then presented in Section 2.2.4. ∂δn i + ∇ · δV = 0 , (16) ∂t i 3 To avoid heavy notation, we are using the same symbol δa for the rep- and the perturbed Euler’s equation is resentation of the vector potential in both coordinate and Fourier space. It will be clear from the context whether we are working in coordinate or in ∂δVi 2 e Fourier space. = −cs ∇δni − ∇δφ . (17) ∂t mi

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2 2 2 2 2 Since the mass ratio is me/mi  1, we have neglected the oscilla- (ωPi/ωPe)(c k /ω ), and the dispersion relation is tions of the ions in the electromagnetic field of the wave. Substitut- 2 2  2 2 2  2  ing Eq. (16) into the divergence of Eq. (17), we find that ω − c k − 4 ω0ω − c k0kz +

h 2 2 2 2i 2 1  c2k2   ω − ωPi − cs k δni0 + ωPiδne0 = 0 (18) + a2 ω2 − ω2 ω2 − c2k2 = 0 . (25) 2 0 Pe ω2 Pi h 2 2 2 2 i 2 ω+2 − ωPi − cs k+2 δni+2 + ωPiδne+2 = 0 (19) 2 2 2 2 2 2 When ω  ωPi and ω  cs k  ωPi, one finds that = h 2 2 2 2 i 2 −(1/2)(ω2 /ω2 )(c2/c2), and the dispersion relation is ω−2 − ωPi − cs k−2 δni−2 + ωPiδne−2 = 0 (20) Pi Pe s 2 2  2 2 2  2  Since ωPi  ω0 and cs  c, from Eqs. (19)-(20) one sees that ω − c k − 4 ω0ω − c k0kz + δn = −(ω2 /4ω2)δn , and therefore δn  δn . i±2 Pi 0 e±2 i±2 e±2 1  1 c2   The low-frequency electron density perturbation δn is deter- 2 2 2 2 2 2 e0 + a0 ωPe + 2 ωPi ω − c k = 0 . (26) mined by solving Eqs. (13) and (18). We find that 2 2 cs 2 2 2 2 2 2 When ωPi  ω  ωPe and cs k  ωPi, one finds that Q = ß 2 2 2 δne = Qa [δa− − δa+ ] , (21) −c k /ω , and the dispersion relation is 0 2 0 1 1 Pe 2 2  2 2 2  2  where ω − c k − 4 ω0ω − c k0kz + 2 2 2 2 2 2 c k ω − ωPi − cs k 1 2  2 2 2 2 2 2 Q = . (22) + a0 ωPe + c k ω − c k = 0 . (27) ω2 ω2 − ω2  − mi c2k2 ω2 − 2ω2 − c2k2 2 Pe me s Pi s When ω2  ω2 and (ω2 /ω2 )c2k2  ω2, one finds that Q = Since δn  δn , the high-frequency electron density pertur- Pe Pe Pi s i±2 e±2 c2k2/ω2, and the dispersion relation is bations δne±2 are simply determined by solving Eqs. (14) and (15). 2 2 We find that  2 2 2  2  ω − c k − 4 ω0ω − c k0kz + ß  2 2  δne±2 = ± a0δa±1 , (23) 1 c k   2 + a2ω2 1 − ω2 − c2k2 = 0 . (28) 2 0 Pe ω2 (m /m )c2  c2 where we have used the fact that i e s since the thermal 2 2 2 2 2 2 2 2 2 When ωPe  ω and ω  (ωPe/ωPi)cs k , or when ω  ωPe velocity of the electrons is non-relativistic. 2 2 2 2 2 2 2 An important point is the following. In the general case when and ωPi  cs k , one finds that Q = −(ωPi/ωPe)(c /cs ), and the the perturbations depend also on x, one should consider the contri- dispersion relation is 2 2 bution of the perturbed electrostatic potential to Eq. (6), and the  2 2 2  2  contributions of the perturbed electrostatic potential, of the per- ω − c k − 4 ω0ω − c k0kz + turbed ponderomotive potential, and of the perturbed density gra-  2  1 2 2 c 2  2 2 2 dient to Eq. (9). The non-vanishing Fourier components of these + a0 ωPe + 2 ωPi ω − c k = 0 . (29) 2 cs additional terms have the frequencies ω and ω ± 2ω0. Hence, Eqs. (7), (8), and (10) remain the same since they describe Fourier com- In the following we characterise the unstable modes in the different ponents at the frequency ω±ω0. One therefore sees that the disper- regimes. sion relation, Eq. (24), is invariant for rotations of the perturbation wave vector, k, around the z axis. 2.2.5 Unstable modes In order to characterise the most unstable modes, it is convenient to 2 define ω = c k0kz/ω0 + ∆ω. With this definition, we have (ω0ω − 2.2.4 Dispersion relation 2 2 2 2 c k0kz) = ω0(∆ω) . One can also make the approximation that 2 2 2 2 2 2 2 2 2 2 The procedure to obtain the dispersion relation is the following. We ω − c k = −c ky − c kz ωPe/ω0. The reason is that both (∆ω) 2 2 substitute Eqs. (10), (21), and (23) into Eqs. (7)-(8). We obtain a and ckz(∆ω) are much smaller than c ky , which can be verified linear homogeneous system of two equations for δa±1. The disper- a posteriori case by case (see Tables 1 and 2). Finally, since we sion relation is found by imposing the condition that the determi- will find that ∆ω is purely imaginary for the unstable modes, the nant of the matrix of the coefficients vanishes. Using the fact that instability is purely growing in the frame moving with the group 2 2 2 2 2 2 2 2 2 ω±1 − c k±1 = (ω − c k ) ± 2(ω0ω − c k0kz) + ωPe(1 − a0/4), velocity of the pump wave. which can be obtained using Eq. (5), we find that It is convenient to start considering the modes that are not affected by the ion dynamics and by the thermal motions. When 2 2  2 2 2  2  2 2 2 2 2 ω − c k − 4 ω0ω − c k0kz + (c k /ω )ωPi  ωPe, Eq. (25) gives ! ! 1 2 2  2 2 2 ω2 ω2 1 + a0ωPe (1 − Q) ω − c k = 0 , (24) 2 2 2 2 Pe 2 2 2 2 Pe 2 2 2 2 2 4ω0 (∆ω) = c ky + 2 c kz c ky + 2 c kz − a0ωPe , ω0 ω0 2 where Q is defined in Eq. (22). The general dispersion relation, Eq. (30) (24), is cumbersome due to the complicated dependence of Q on which is consistent with the results of Max et al. (1974). There are the parameters of the problem. Hence, it is convenient to discuss two important effects that determine the behaviour of the modes, the relevant regimes separately, which we do in the following. namely (i) the non-linear component of the current, which gives 2 2 2 2 2 2 When ω  ωPi and cs k  ω , one finds that Q = the destabilising contribution proportional to a0 to the dispersion

© 0000 RAS, MNRAS 000, 000–000 Self-modulation of FRBs 5

cky ckz Γ range of a0 cky ckz Γ range of a0 2 2 −1 2 −2 2 2 a0ωPe a0ω0 a0ωPe/ω0 a0 . ωPe/ω0 a0βs ωPi a0ωPi a0βs ωPi/ω0 a0 . βs ω0/ωPi 2 2 √ 2 a0ωPe ωPe a0ωPe/ω0 a0 & ωPe/ω0 a0ω0ωPi a0ωPi a0ωPi a0 & βs ω0/ωPi

Table 1. Wave number in the transverse direction (ky) and in the longi- Table 2. Wave number in the transverse direction (ky) and in the longitu- tudinal direction (kz), and growth rate (Γ) of the unstable modes that are dinal direction (kz), and growth rate (Γ) of the unstable modes that depend independent of the ion dynamics and of the thermal motions (see also Eqs. on the ion dynamics and on the thermal motions (see also Eqs. 36-38). We 31-33). For these modes, one finds that ky  kz, i.e. the modulations are have defined βs = cs/c, where cs is the thermal velocity of the ions. For elongated in the direction perpendicular to the direction of propagation of these modes, one finds that ky  kz, i.e. the modulations are elongated in the electromagnetic pump wave. the direction of propagation of the electromagnetic pump wave.

2 2 2 2 2 relation; (ii) diffraction, which stabilises the modes with a short −a0ωPi/2. The condition that (∆ω)  c kz gives ckz  a0ωPi. 2 2 2 2 2 2 2 2 wavelength by softening the gradients of the radiation intensity. When instead (c k /ω )ωPi  ωPe and (∆ω)  c kz , one may 2 2 2 2 2 2 2 From Eq. (30), the maximum growth rate of the instabil- approximate (c k /ω )ωPi = (ky /kz )ωPi, in which case Eq. (25) 2 2 2 2 2 2 2 2 ity is found when c ky + (ωPe/ω0)c kz = a0ωPe/4, which gives does not give any instability. 2 4 4 2 Eq. (25) can be used when c2k2  ω2, which requires that (∆ω) = −a0ωPe/64ω0. Since typically cky ' a0ωPe/2 and ckz ' s a  (c2/c2)( / ) 2  c2k2 a0ω0/2, the most unstable modes are elongated in the direction 0 s ω0 ωPi . When instead ω s , one should use 2 2 2 2 perpendicular to the direction of propagation of the pump wave. Eq. (26). Using the fact that (ωPe/ωPi)cs  c since the thermal We neglect the effect of the unstable modes with a wave vector sig- velocity of the electrons is non-relativistic, we find that nificantly different than the typical one, since these modes occupy  1 c2  2 2 2 2 2 4 2 ( )2 = c2k2 c2k2 − a2 2 , (35) a small volume of the phase space. Since (c k /ω )ωPi ' ωPi  ω0 ∆ω y y 0 2 ωPi 2 4 cs ωPe, neglecting the effect of the ion motion is justified. 2 2 2 2 which is consistent with the results of Drake et al. (1974). Ac- Eq. (25) can be used when c kz ' ω  ωPi, which requires that a0ω0  ωPi. When instead ωPi  a0ω0  ωPe, one should use cording to Eq.√ (35), the wave number of the most unstable mode 2 2 2 2 2 is ck = (1/2 2)a (c/c )ω , and the corresponding growth rate Eq. (27). Using the fact that c k ' a0ω0  ωPe, Eq. (27) gives the y 0 s Pi 2 4 4 4 4 2 2 same dispersion relation as before, Eq. (30). is (∆ω) = −(a0/256)(c /cs )(ωPi/ω0). The condition that ω  2 2 Finally, from Eq. (28) one sees that self-modulations are sta- cs k requires that ckz  csky, which gives ckz  a0ωPi. Finally, it 2 2 2 2 turns out that the regime where Eq. (29) is valid is not relevant for bilised when ωPe  c kz ' ω . Hence, when ωPe  a0ω0 the most unstable modes have the same transverse wave number as before, self-modulation. cky ' a0ωPe/2, while the longitudinal wave number is ckz . ωPe. We conclude that there is a second class of unstable modes 2 4 4 2 that depend on the ion dynamics and on the thermal motions (see The growth rate remains (∆ω) = −a0ωPe/64ω0. The effect of the thermal motions can be always neglected also Drake et al. 1974). For these modes, we may estimate the most 2 2 2 2 2 unstable wave number as since (ωPe/ωPi)cs k  ω . This is the case because, if the ther-  √  mal velocity of the electrons is non-relativistic, one finds that ωPi a0ω0ωPi (ω2 /ω2 )c2k2 ' (ω2 /ω2 )c2k2  c2k2 ' ω2. Hence, we do not ky ' min a0 , (36) Pe Pi s Pe Pi s z z cs c need to discuss Eqs. (26) and (29). ω k ' a Pi (37) We conclude that there is a first class of unstable modes that z 0 c are independent of the ion dynamics and of the thermal motions and the growth rate as (see also Max et al. 1974). For these modes, we may estimate the most unstable wave number as " 2 2 # 2 c ωPi ωPe Γ ' min a0 2 , a0ωPi . (38) k ' a (31) cs ω0 y 0 c h ω0 ωPe i These results are summarised in Table 2. Since ky  kz, the modu- kz ' min a0 , (32) c c lations are elongated in the direction of propagation of the electro- and the growth rate as magnetic pump wave. 2 2 ωPe Γ ' a0 . (33) ω0 3 IMPLICATIONS FOR FAST RADIO BURSTS These results are summarised in Table 1. Since k  k , the modu- y z In this Section we discuss the observational signatures of the modes lations are elongated in the direction perpendicular to the direction that are independent of the ion dynamics and of the thermal mo- of propagation of the electromagnetic pump wave. tions. These modes, which are described by Eqs. (31)-(33), have a We now consider the modes where the effect of the ion dynam- 2 2 2 2 typical wave number ky ' a0ωPe/c in the transverse direction and ics and of the thermal motions is important. When (c k /ω )ωPi  2 2 2 2 2 2 2 2 2 kz ' min[a0ω0/c, ωPe/c] in the longitudinal direction (the direc- ωPe and (∆ω)  c kz , one may approximate ω − c k = −c ky 2 2 2 2 2 2 2 2 tion of the pump wave propagation). The growth rate of the modu- and (c k /ω )ωPi = (c ky /(∆ω) )ωPi. Hence, Eq. (25) gives 2 2 lations is Γ ' a0ωPe/ω0. Self-modulation saturates when the mod-  4  2 ulation amplitude becomes comparable to unity, so that the wave 2 ∆ω 2 2 ∆ω 1 2 2 4ω0 − c ky − a0ωPi = 0 , (34) packet breaks up into pancakes of transverse size λy = 2π/ky and cky cky 2 radial width λz = 2π/kz  λy. The exact shape of these pancakes which is consistent with the results of Drake et al. (1974). Accord- may depend on the form of the perturbations amplified by ing to Eq. (34), the wave number of the most unstable modes is the instability. The characteristic separation between the pancakes √ 2 cky  a0ω0ωPi, and the corresponding growth rate is (∆ω) = should be comparable to their sizes.

© 0000 RAS, MNRAS 000, 000–000 6 Sobacchi et al.

Figure 1. Sketch (not to scale) of the physical scenario discussed in Section 3.1. The FRB electromagnetic wave (black lines) interacts with a plasma slab (grey region) located at the distance R  Rcrit from the center,√ where Rcrit is given by Eq. (39). Self-modulation breaks the burst into pancakes whose transverse size, λy, is much smaller than the Fresnel scale, λF = λ0R, where λ0 is the wavelength of the electromagnetic wave. Since λy  λF, diffraction broadens the angular size of the pancakes by θscat ∼ λ0/λy  λy/R, and the observer sees the interference pattern of a large number of pancakes. The typical scattering 2 2 2 time, τscat ∼ Rθscat/c ∼ Rλ0/cλy & λ0/c, corresponds to a frequency modulation with a large bandwidth, ∆ν ∼ 1/τscat . GHz (see Eq. 40).

Figure 2. Sketch (not to scale) of the physical scenario discussed in Section 3.2. The FRB electromagnetic wave (black lines) interacts with a plasma slab (grey region) located at the distance R ∼ Rcrit from√ the center, where Rcrit is given by Eq. (39). Self-modulation breaks the burst into pancakes whose transverse size, λy, is comparable to the Fresnel scale, λF = λ0R. Since λy ∼ λF, the effect of diffraction is weaker. The observer receives sub-bursts with a typical duration τsb ∼ λz/c, where λz is the radial width of the pancakes. One typically finds that τsb ∼ 10 µs (see Eqs. 41 and 42).

We consider an idealised setup where the burst radiation in- unstable even at relatively large distances from the source.4 teracts with a uniform plasma slab located at the distance R from One may also express Rcrit in terms of the isotropic equiva- 2 the center. We assume the thickness of the plasma slab to be lent of the burst luminosity, L ∼ 4πD Sν0 ν0, which gives Rcrit ∼ −3 2 −3 42 −1 slightly smaller than R, so that the geometry of the problem is 0.03(ν0/GHz) (N/10 cm )(L/10 erg s ) pc. essentially planar inside the slab. Let the burst have a center fre- As the burst exits the plasma slab, the evolution of the pan- quency ν0 = ω0/2π, and a bandwidth that is comparable with ν0. cakes that have formed due to the instability is determined by (i) the Since self-modulation is purely growing in the frame moving with spherical expansion of the wave front; (ii) the effect of diffraction. the group velocity of the wave, the instability may develop if the Initially, the angular size of the pancakes is θsph ' λy/R. Individual timescale for the instability to grow, tgrowth ∼ 10/Γ, is shorter than pancakes are diffracted similar to light passing through a circular the wave crossing time of the slab, tcross ∼ R/c. We have taken into aperture of radius ∼ λy. Effectively, diffraction broadens the angu- account that & 10 e-folding times are needed for the instability to lar size of the pancake by θscat ∼ ky/k0 ∼ λ0/λy, where λ0 = 2π/k0 grow from a seed perturbation. Using Eq. (1) to express a0, the condition that tgrowth . tcross gives R . Rcrit, where 4   −   2 Note that the effect of induced Compton and Raman scattering, which Sν  ν0  2 N D R ∼ 0.03 0 pc . (39) may be important close to the source, is negligible at parsec distances (e.g. crit Jy GHz 102 cm−3 Gpc Lyubarsky 2008). The reason is that the efficiency of these processes is Hence, the modes described by Eqs. (31)-(33) may become limited by the short duration of the burst.

© 0000 RAS, MNRAS 000, 000–000 Self-modulation of FRBs 7 is the wavelength of the pump wave. Since we are assuming the an- sponding frequency modulation bandwidth, ∆ν ' 1/τscat, is gular separation between the pancakes to be comparable with θsph,    ν0  R the pancakes interfere with each other if θscat & θsph (see Figure 1), ∆ν ∼ 0.6 GHz . (40) GHz Rcrit while the effect of interference becomes negligible if θscat . θsph (see Figure 2). The condition that θscat . θsph may be presented as Hence, we expect ∆ν to be smaller than ν0. If the plasma is con- p λy & λF, where λF = λ0R is the Fresnel scale. As we show in fined into a thin slab, using the definition of Rcrit, Eq. (39), we find 3 Sections 3.1 and 3.2, the ratio λy/λF (and therefore the observa- that ∆ν ∝ ν0. The dependence of ∆ν on ν0 is less clear if there is tional signatures of self-modulation) is determined by the position a continuous distribution of plasma along the line of sight. In this of the plasma slab. case, modulation may occur in a wide range of frequency bands, The observer sees a patch of the plasma slab of radius Rθscat, which corresponds to the wide distribution of R/Rcrit. If the value and the corresponding angular size is (R/D)θscat. For our fiducial of R/Rcrit giving the dominant contribution to ∆ν were indepen- −8 parameter choice, one finds that θscat ∼ 2 × 10 (Rcrit/R) rad ∼ dent of ν0, one would find that ∆ν ∝ ν0. In general, we expect the −10 5(Rcrit/R) mas, and therefore (R/D)θscat ∼ 2 × 10 mas. Hence, frequency modulation bandwidth, ∆ν, to increase with the center there is not any significant broadening of the source image. frequency of the burst, ν0. In analogy with the standard results of pulsar scintillation the- The study of high-signal-to-noise bursts from the repeating ory (e.g. Narayan 1992), one would expect the effects of interfer- FRB 121102 has shown that the bursts have a complex time- ence to disappear if the source size, Rs, exceeds the transverse size frequency structure, which includes sub-bursts with a finite dura- of the pancakes, λy. The condition that Rs . λy gives an upper limit tion and bandwidth (Hessels et al. 2019). The observed bandwidth 9 on the source size, Rs . 10 (R/Rcrit) cm, which can be satisfied by is ∼ 100 − 400 MHz for the bursts with a frequency of 1.4 and millisecond duration bursts.5 2.0 GHz, and ∼ 1 GHz for the bursts with a frequency of 6.5 GHz, In addition, the effect of turbulence in the circumburst medium which is consistent with the trend expected from Eq. (40).6 Bright can be neglected if the density fluctuations on scales smaller than FRBs in the ASKAP sample may also show some broadband fre- the observable patch, r  Rθscat, produce small phase perturba- quency structure (e.g. Shannon et al. 2018). tions, ∆φ . π. In order to estimate ∆φ, we follow the classical ap- proach of Scheuer (1968). Assuming a Kolmogorov-like spectrum, the density fluctuations on a scale r are ∆N ∼ sN(r/R)1/3, where 3.2 Time structure s is a numerical factor quantifying the turbulence amplitude. Due The physical scenario discussed in this section is sketched in Fig- to the fluctuation of the refraction index, ∆n ∼ (e2λ2/2πm c2)∆N, 0 e ure 2. We consider the effect of a plasma slab at R ∼ R , in the phase is perturbed by δφ ∼ (r/λ )∆n while the wave propagates p crit 0 which case ΓR/c ∼ 10 and λ ∼ λ R. Now the transverse size over a distance r. As the wave crosses a distance R, the contribu- y 0 of the pancakes is comparable with the Fresnel scale, and hence the tion of the turbulent eddies with size r to the random walk of phase broadening of the pancakes exiting the plasma slab is marginal.7 In is ∆φ ∼ (R/r)1/2δφ ∼ (s/2π)(/m c2)λ NR(r/R)5/6. The condi- e 0 this regime, the observer receives sub-burst of duration τ ∼ λ /c, tion that ∆φ π gives s 0.7(Rθ /r)5/6(R /R)1/6. Since we sb z . . scat crit where λ = 2π/k is the radial width of the pancakes. One finds that are interested in scales r  Rθ , this condition can be satisfied z z scat τ is the longest between even for a strong turbulence, e.g. with s ∼ 1. sb The observational signatures of the modes that depend on the  N −1/2 τ ∼ 10 µs (41) ion dynamics and on the thermal motions, which are described by sb 102 cm−3 Eqs. (36)-(38), are discussed in Appendix A. These modes may give an important contribution to the scattering time of FRBs. How- and ever, these modes can only develop very close to the source (we find  1/2 − /    Sν  ν0  5 2 N D that R ∼ 2 × 10−5 pc), since at larger distances the radial width τ ∼ 4 0 µs , (42) crit sb Jy GHz 102 cm−3 Gpc of the pancakes would exceed the length of the burst itself. Since the properties of the plasma are poorly constrained at these small which correspond to the two cases in Eq. (32). Eq. (41) provides radii, the results of Appendix A are very speculative. a robust lower limit on the duration of the sub-bursts that can be produced by self-modulation. In the case of the repeating FRB 121102, the observed sub- 3.1 Frequency structure burst duration is ∼ 0.5 − 1 ms, and it is anti-correlated with the center frequency of the bursts (Hessels et al. 2019), which is con- The physical scenario discussed in this section is sketched in Fig- sistent with Eq. (42). However, the observed sub-burst durations ure 1. We consider the effect of a plasma slab at R  Rcrit, which 2 2 corresponds to ΓR/c  10. Using the fact that Γ ' c ky /ω0, one p 6 sees that λy  λ0R. Hence, the transverse size of the pancakes is Interestingly, the high-frequency interpulse of the Crab pulsar also shows much smaller than the Fresnel scale, and the observer sees the in- a banded frequency structure with ∆ν ∝ ν0 (e.g. Hankins & Eilek 2007; terference pattern of a large number of pancakes. The typical scat- Hankins et al. 2016). However, in this case the instability could only develop 2 well inside the radius of the pulsar wind termination shock, because the tering time is τscat ' Rθscat/c, where θscat ' λ0/λy, and the corre- pulsar radio waves are weak compared with FRBs. Self-modulation in a magnetised pair plasma such as the Crab pulsar wind is an interesting topic for future investigation. 5 In the synchrotron maser emission model of FRBs (e.g. Beloborodov 7 Self-modulation cannot reduce the opening angle of the FRB emission −8 2017, 2020; Metzger et al. 2019), the burst is emitted by a relativistic blast since the angular scale of the pancakes, λy/R ∼ 2 × 10 rad, is much wave propagating with Lorentz factor Γsh. Then radiation is Doppler col- smaller than the opening angle. It is therefore unlikely that the event rate of limated within an angle of 1/Γsh, and the effective source size is Rs ∼ FRBs is underestimated due to non-linear propagation effects, as recently Rem/Γsh, where Rem is the emission radius. proposed by Yang & Zhang (2020).

© 0000 RAS, MNRAS 000, 000–000 8 Sobacchi et al. require the plasma density to be significantly larger than our fidu- full analysis of self-modulation at small radii where the wave has cial value. Sub-bursts of finite duration have been observed also strength parameter a0  1. in other FRBs, including the FRB 121002 (Champion et al. 2016), the FRB 170827 (Farah et al. 2018), the FRB 181017 (Farah et al. 2019), the FRB 181112 (Cho et al. 2020), and the repeating FRB ACKNOWLEDGEMENTS 180814.J0422+73 (CHIME/FRB Collaboration et al. 2019a). The shortest observed sub-burst duration, which is of the order of 10 µs We thank the anonymous referee for constructive comments and for the FRBs 170827 and 181112, is consistent with being produced suggestions that improved the paper. YL acknowledges sup- by self-modulation, and does not necessarily imply an upper limit port from the German-Israeli Foundation for Scientific Research on the duration of the burst. and Development grant I-1362-303.7/2016, and the Israeli Sci- Finally, note that our model does not explain the frequency ence Foundation grant 2067/19. AMB acknowledges support drift observed in the repeating FRBs 121102 and 180814.J0422+73 from NASA grant NNX17AK37G, NSF grant AST 2009453, (a similar drift has been also detected in other repeaters by the Simons Foundation grant #446228, and the Humboldt Foun- CHIME/FRB Collaboration et al. 2019c). The frequency drift may dation. LS acknowledges support from the Sloan Fellowship, be produced inside the source (e.g. Beloborodov 2017, 2020; Met- the Cottrell Scholar Award, DoE DE-SC0016542, NASA ATP zger et al. 2019; Lyutikov 2020b). 80NSSC18K1104, and NSF PHY-1903412.

DATA AVAILABILITY 4 CONCLUSIONS No new data were generated or analysed in support of this research. We have studied the possible effects of self-modulation on FRBs by considering the propagation of a monochromatic linearly- REFERENCES polarised wave with frequency ν0 ∼ 1 GHz through a uniform plasma slab of density N, located at distance R from the source. Beloborodov A. M., 2017, ApJ, 843, L26 Strong self-modulation occurs if its growth rate Γ exceeds ∼ 10 c/R Beloborodov A. M., 2020, ApJ, 896, 142 (then a seed perturbation is amplified by & 10 e-foldings as the Champion D. J. et al., 2016, MNRAS, 460, L30 wave crosses the slab). The condition that ΓR/c & 10 requires Chatterjee S. et al., 2017, Nature, 541, 58 the plasma slab to be located within a critical radius Rcrit ∼ CHIME/FRB Collaboration et al., 2019a, Nature, 566, 235 17 2 −3 42 −1 10 (N/10 cm )(L/10 erg s ) cm, where L is the isotropic CHIME/FRB Collaboration et al., 2019b, Nature, 566, 230 equivalent of the FRB luminosity. Self-modulation breaks the burst CHIME/FRB Collaboration et al., 2019c, ApJ, 885, L24 into pancakes transverse to the radial direction. The observational Cho H. et al., 2020, ApJ, 891, L38 signature that self-modulation leaves on FRBs depends on the po- Cordes J. M., Chatterjee S., 2019, ARA&A, 57, 417 sition of the plasma slab: Drake J. F., Kaw P. K., Lee Y. C., Schmid G., Liu C. S., Rosen- bluth M. N., 1974, Physics of Fluids, 17, 778 • If R . Rcrit, the transverse size of the pancakes is smaller than the Fresnel scale. The pancakes are strongly broadened by diffrac- Farah W. et al., 2018, MNRAS, 478, 1209 tion as the burst exits the plasma slab, and the observer sees the in- Farah W. et al., 2019, MNRAS, 488, 2989 terference pattern of a large number of pancakes. Interference pro- Gruzinov A., 2019, arXiv e-prints, arXiv:1912.08150 duces a broadband frequency modulation of the burst, with band- Gunn J. E., Ostriker J. P., 1971, ApJ, 165, 523 Hankins T. H., Eilek J. A., 2007, ApJ, 670, 693 width ∆ν ∼ 0.6(R/Rcrit)ν0. This effect is illustrated in Figure 1. Hankins T. H., Eilek J. A., Jones G., 2016, ApJ, 833, 47 • If R ∼ Rcrit, the transverse size of the pancakes is compara- ble with the Fresnel scale. Hence, the time structure produced by Hessels J. W. T. et al., 2019, ApJ, 876, L23 self-modulation is not smeared out due to diffraction. The observed Lorimer D. R., Bailes M., McLaughlin M. A., Narkevic D. J., intensity of the burst is modulated on a timescale of ten microsec- Crawford F., 2007, Science, 318, 777 onds, which corresponds to the radial width of the pancakes. This Lu W., Phinney E. S., 2020, MNRAS, 496, 3308 effect is illustrated in Figure 2. Luan J., Goldreich P., 2014, ApJ, 785, L26 Lyubarsky Y., 2008, ApJ, 682, 1443 Since in reality the plasma distribution along the line of sight is Lyubarsky Y., 2018, MNRAS, 474, 1135 likely continuous, the natural next step is to consider the propaga- Lyubarsky Y., 2019, MNRAS, 490, 1474 tion of the FRB through a sequence of plasma slabs. We speculate Lyutikov M., 2020a, arXiv e-prints, arXiv:2001.09210 that propagation at R . Rcrit generates frequency modulation, and Lyutikov M., 2020b, ApJ, 889, 135 then a strong temporal structure (sub-bursts) develops at R ∼ Rcrit, Marcote B. et al., 2017, ApJ, 834, L8 before self-modulation stops affecting the wave. This may explain Margalit B., Metzger B. D., Sironi L., 2020, MNRAS, 494, 4627 the time-frequency structure reported in FRB 121102 (Hessels et al. Max C. E., Arons J., Langdon A. B., 1974, Phys. Rev. Lett., 33, 2019). However, our model does not explain the origin of the ob- 209 served frequency drift. Metzger B. D., Margalit B., Sironi L., 2019, MNRAS, 485, 4091 Several aspects of self-modulation are left for future investi- Michilli D. et al., 2018, Nature, 553, 182 gation, including the effects of (i) continuous plasma distribution Mourou G. A., Tajima T., Bulanov S. V., 2006, Reviews of Mod- along the line of sight, (ii) strong plasma magnetisation, (iii) differ- ern Physics, 78, 309 ent plasma composition (electron-positron instead of electron-ion), Narayan R., 1992, Philosophical Transactions of the Royal Soci- and (iv) relativistic electron temperature. These effects may be par- ety of London Series A, 341, 151 ticularly important closer to the source. Yet more challenging is the Petroff E. et al., 2016, PASA, 33, e045

© 0000 RAS, MNRAS 000, 000–000 Self-modulation of FRBs 9

Scheuer P. A. G., 1968, Nature, 218, 920 APPENDIX B: DERIVATION OF THE EQUATIONS Shannon R. M. et al., 2018, Nature, 562, 386 Sluijter F. W., Montgomery D., 1965, Physics of Fluids, 8, 551 B1 Derivation of Eqs. (7)-(8) Spitler L. G. et al., 2014, ApJ, 790, 101 We write the perturbed vector potential as δa = Spitler L. G. et al., 2016, Nature, 531, 202 R 0 0 0 0 0 0 0 0 0 δa(ω ,ky,kz)exp[ß(ω t − kyy − kzz)]dω dkydkz, and we in- Thornton D. et al., 2013, Science, 341, 53 troduce analogous definitions for the velocity perturbations and for Yang Y.-P., Zhang B., 2020, ApJ, 892, L10 the density perturbations. Substituting these definitions and Eqs. 2 (2)-(3) into Eq. (6), and neglecting terms of order higher than a0, we obtain Z Z  02 2 02 0 0 0  2 0 0 0  ω − c k δa ω ,ky,kz − ωPe δvex ω ,ky,kz = Z APPENDIX A: SCATTERING TIME 2 0 0 0  = − a0ωPe sinχ0 δne ω ,ky,kz + We discuss the observational signatures of the modes described Z 1 2 2 0 0 0  by Eqs. (36)-(38). These modes have a typical wave number − a0ωPe cos(2χ0) δvex ω ,ky,kz , (B1) √ 4 ky ' min[a0ωPi/cs, a0ω0ωPi/c] in the transverse direction and 0 0 0 0 0 0 kz ' a0ωPi/c in the longitudinal direction, and their growth rate is where a factor of exp[ß(ω t − kyy − kzz)]dω dkydkz is implicit in 2 2 2 2 all the integrals. Using the identities presented in Appendix C, Eq. Γ ' min[a0(c /cs )(ωPi/ω0), a0ωPi]. Since ky  kz, the instability breaks the wave packet into filaments elongated in the direction of (B1) gives propagation of the pump wave.  02 2 02 0 0 0  2 0 0 0  The instability may develop if the radial width of the pancakes, ω − c k δa ω ,ky,kz − ωPeδvex ω ,ky,kz = λz ' 2π/kz, is shorter than the length cτ of the burst, where τ ∼ ß 2 0 0 0  1 ms. The condition that c may be presented as R R , = − a0ω δne ω + ω0,k ,k + k0 + λz . τ . crit 2 Pe y z where ß 2 0 0 0  + a0ωPeδne ω − ω0,ky,kz − k0 +  S 1/2  ν −1/2 2 R ∼ 2 × 10−5 ν0 0 × 1 crit Jy GHz − a2ω2 δv ω0 + 2ω ,k0 ,k0 + 2k + 8 0 Pe ex 0 y z 0  D  N 1/2  τ  1 × pc . (A1) − a2ω2 δv ω0 − 2ω ,k0 ,k0 − 2k  . (B2) Gpc 102 cm−3 ms 8 0 Pe ex 0 y z 0 0 0 0 Hence, the instability may develop only close to the source (our Substituting ω = ω + ω0, ky = ky, and kz = kz + k0 into Eq. (B2), 0 0 0 analysis remains valid since a0 . 1 at R ∼ Rcrit). The modes de- we obtain Eq. (7). Substituting ω = ω−ω0, ky = ky, and kz = kz − scribed by Eqs. (36)-(38) may play a dominant role at these small k0, we obtain Eq. (8). We neglect terms proportional to δvex±3 = 4 radii, since they have a larger growth rate and a shorter transverse δa±3, which would give corrections of order higher than a0 to the size than the modes described by Eqs. (31)-(33). dispersion relation. Considering the effect of a plasma slab at R ∼ R , whose pcrit thickness is slightly smaller than R, we find that λy  λ0R. The scattering angle is θscat ' λ0/λy, and the corresponding scattering 2 B2 Derivation of Eq. (12) time is τscat ' Rθscat/c. If the plasma is hot, we find that Neglecting the relativistic corrections to the electron motion, the  S 1/2  ν −5/2  D  τ ∼ 0.5 ν0 0 × Euler’s equation for the electron fluid is scat Jy GHz Gpc  1/2  −1 ∂Ve mi 2 N  τ −1 T + (Ve · ∇)Ve = − cs ∇ne+ × ms . (A2) ∂t me 102 cm−3 ms 107 K e  1 ∂A V  + ∇φ + − e × (∇ × A) . (B3) If the plasma is cold, we find that me c ∂t c

 1/2 − /   1/2 Taking into account that ∇ne and ∇φ are small, the zeroth order Sν  ν0  3 2 D N τ ∼ 2 0 ms . solution of Eq. (B3) is V = eA/m c. Substituting such solution scat Jy GHz Gpc 102 cm−3 e e (A3) back into Eq. (B3), we find that In general, τscat will be the minimum of the two. Eqs. (A2)-(A3) 2 ∂Ve mi 2 e e ∂A e 2 correspond to the two cases in Eq. (36). = − c ∇ne + ∇φ + − ∇A . (B4) ∂t m s m m c ∂t 2m2c2 Eqs. (A2)-(A3) may be used to constrain the properties of e e e e the circumburst medium by requiring that the contribution of self- Perturbing Eq. (B4), and neglecting terms that are quadratic in the modulation to the scattering time is shorter than a few millisec- perturbed quantities, we find that onds, which is the observed scattering time at the frequency of 2 1 GHz (e.g. Cordes & Chatterjee 2019). However, two important ∂δVe mi 2 e e ∂δA e = − cs ∇δne + ∇δφ + − 2 2 ∇(A · δA) . caveats are (i) the fact that we have neglected the effect of the ∂t me me mec ∂t mec plasma magnetisation, which may be large in the region close to (B5) 2 4 2 the source; (ii) the possible presence of pairs (electron-positron in- Substituting A·δA = −(mec /e )a0 sinχ0δa into Eq. (B5), we ob- stead of electron-ion plasma). tain Eq. (12).

© 0000 RAS, MNRAS 000, 000–000 10 Sobacchi et al.

B3 Derivation of Eqs. (13)-(15) Substituting Eq. (11) into the divergence of Eq. (12), and using the 2 perturbed Gauss law, ∇ δφ = 4πNe(δne − δni), we find that  2  mi 2 2 ∂ 2 2 2 cs ∇ − 2 δne = ωPe [δne − δni] + c a0 sinχ0∇ δa+ me ∂t ∂ − 2c2k a cosχ δa − c2k2a sinχ δa . (B6) 0 0 0 ∂z 0 0 0 We write the perturbed vector potential as δa = R 0 0 0 0 0 0 0 0 0 δa(ω ,ky,kz)exp[ß(ω t − kyy − kzz)]dω dkydkz, and we in- troduce an analogous definition for the density perturbations. Using the identities presented in Appendix C, Eq. (B6) gives   02 2 mi 2 02 0 0 0  2 0 0 0  ω − ωPe − cs k δne ω ,ky,kz + ωPeδni ω ,ky,kz = me ß = − a c2 k0 + k 2 δaω0 + ω ,k0 ,k0 + k + 2 0 0 0 y z 0 ß + a c2 k0 − k 2 δaω0 − ω ,k0 ,k0 − k + 2 0 0 0 y z 0 2 0  0 0 0  + ßa0c k0 kz + k0 δa ω + ω0,ky,kz + k0 + 2 0  0 0 0  + ßa0c k0 kz − k0 δa ω − ω0,ky,kz − k0 + ß − a c2k2δaω0 + ω ,k0 ,k0 + k + 2 0 0 0 y z 0 ß + a c2k2δaω0 − ω ,k0 ,k0 − k  . (B7) 2 0 0 0 y z 0 0 0 0 Substituting ω = ω, ky = ky, and kz = kz into Eq. (B7), we obtain 0 0 0 Eq. (13). Substituting ω = ω + 2ω0, ky = ky, and kz = kz + 2k0, 0 0 0 we obtain Eq. (14). Substituting ω = ω − 2ω0, ky = ky, and kz = kz −2k0, we obtain Eq. (15). We neglect terms proportional to δa±3.

APPENDIX C: USEFUL IDENTITIES R ˜ 0 0 0 0 0 0 0 0 0 Suppose that f = f (ω ,ky,kz)exp[ß(ω t − kyy − kzz)]dω dkydkz. The following identities turn out to be useful: 1 Z cos(mχ ) f = expßω0t − k0 y − k0 z f˜ + f˜  (C1) 0 2 y z +m −m ß Z sin(mχ ) f = expßω0t − k0 y − k0 z f˜ − f˜  (C2) 0 2 y z +m −m ∂ f ß Z cos(mχ ) = − expßω0t − k0 y − k0 z× 0 ∂z 2 y z  0  ˜ 0  ˜  × kz + mk0 f+m + kz − mk0 f−m (C3) ß Z sin(mχ )∇2 f = − expßω0t − k0 y − k0 z× 0 2 y z h 0 2 0 2 i × k + mk0 f˜+m − k − mk0 f˜−m (C4) ˜ ˜ 0 0 0 where we have defined f±m = f (ω ± mω0,ky,kz ± mk0). All the 0 0 0 integrals are performed over dω dkydkz.

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