STATEMENT OF FINANCIAL INFORMATION AUSTIN CITY CLERK Reference Section 2-7-72, Austin City Code RECEIVED

STATEMENT OF FINANCIAL INFORMATION MAYOR, COUNCIL, CANDIDATES

This form should be filed by City officials ~ Mayor, City Council Members, Candidates - for the period January 1 though December 31,2014.

This statement must be received by the City Clerk by 4:45pm on the last Friday in April. ** The report must be signed under oath. This form may be copied if additional space for reporting is needed. In reporting information required by this form, a City official shall include the same information as it pertains to his or her spouse or domestic partner, by separate listing. However, a separate report for the City Official's spouse of domestic partner is not required.

**Incumbent and non-incumbent candidates must file within five working days after the deadline for filing for their respective offices. However, incumbent candidates are not required to refile if an identical financial statement for the previous year has already been filed.

Where a monetary amount of value of income or an asset is required to be reported, the exact amount need not be reported. The statement may instead include the category of amount as follows:

Category I At least $1 but less than $10,000; Category 11 At least $10,000 but less than $20,000; Category III At least $20,000 but less than $50,000; Category IV At least $50,000 but less than $75,000; Category V At least $75,000 but less than $100,000; Category VI At least $100,000 or more, report to nearest $100,000.

Nameof City official: Stephen I. Adler

Address: 210 Lavaca St.. Apt 2605. Austin. TX 78701

Occupation: Mayor

Spouse of domestic partner's name: Diane T. Land

Address: 210 Lavaca St.. Apt 2605. Austin. TX 78701

Occupation: Real Estate

1. List all sources of occupational income which exceeded 10% of your gross income or $5,000 in salary, bonuses, commissions or professional fees; or $20,000 in payment for goods, products or non­ professional services per source.

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Name of employer Business Address Nature of Category of or source of income occupation or amount business Barron & Adler, LLP 808 Nueces St., Austin, Attorney VI - $200,000 TX 78701 DT Land Group, Inc. 2414 Exposition Blvd, Real Estate III D-200. 78703

2. If you are a self-employed solo practitioner or if you had a least 5% interest in a partnership, professional corporation or other entity through which you do business, list the names and addresses of clients or customers from whom you or this partnership, professional corporation or entity received 10% of more of gross income or $5,000 in salary, bonuses, commissions or professional fees; or $20,000 in payment for goods, products or non-professional services during the reporting period.

Name of client or customer Address Barron & Adler LLP Clients: Bell Bottom 1021 N. Main Pearland, TX 77581 Alamo Aircraft Supply, Inc. 2538 W. W. 36* Street , TX 78234-4032 McDonald's 2915 Jorie Boulevard, US Legal #091 Oak Brook IL 60523-1900 Lanford Equipment Co., Inc. 900 Ed Bluestein Blvd. Austin, 78721 Mr. and Mrs. Majid Hemmasi 6700 Guadalupe Austin, TX 78752 Ganesh Brian 318 Idle Creek Trail Abilene. TX 79602 Harvey Leigh P.O. Box 926 Lampasas, TX 76550 Brian Rathe 917 Franklin Street, Suite 550 , TX 77002 John Saul 514 Chinkapin Oak Drive , Texas 77386 El Campo County 1788 C.R. 351 El Campo, TX 77437 C.L. Thomas 9701 US Hwy59N Victoria, Texas 77905 Colonial Savings 2626A West Freeway Fort Worth, TX 76102 Murco Farms 616 Tenaha Street Center, TX 75935 William Gurasich 4425 S. Mopac, Suite 205

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Austin, Texas 78735 Bronner Family 15211 Vanowen Street, Suite 210 Van Nuys,CA 91405 Stephen Wood 262 Geneseo Road San Antonio, Texas 78209 McKinney Wrecking 118 Ruhlen Court El Paso, TX 79922 Irving Center Shops 10357 Winnetka Avenue Chats worth, CA 91311 Eric Winkelmann 6900 CR. 101 Taylor, TX 76574 McCoy Corporation 37 Sundown Parkway Austin, TX 78746 Troy Walker P.O. Box 130483 The Woodlands, TX 77393 Region XI Education Service Center 3001 North Freeway Fort Worth, TX 76106 7-Eleven 1722 Routh Street, Suite 1000 , TX 75201-2506 Hunt Foundation 1900 North Akard Street Dallas, TX 75201-2300 Abel Garcia P.O. Box 291325 Kerrville,TX 78029 Marianne Davis P.O. Box 290350 Kerrville,TX 78029 Aloha Storage 89 Port of Spain Coronado, CA 92118-3225 Robert Jones 516 Lexington Avenue San Antonio, TX 78215 Southwest Water 1325 North Grand Avenue, Suite 100 Covina, CA 91724-4044 Ronald Perry 31011 Purdue Park Lane Spring, Texas 77368 Lamar Brown 4800 Great Divide Drive Austin, TX 78738-6401 Tindall Properties 630 N. Freeway, Suite 300 Fort Worth, TX 76102 S A Real Estate 5324 Palm Royale Blvd. Sugar Land, TX 77479 Barbara Harp 8014 W. Hausman Road San Antonio, TX 78249-3703 Jimmy Nassour 3839 Bee Cave Road, Suite 200 Austin, TX 78746

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Morris Snyder 9301 FM 576 West Moran, TX 76464-2009 Windham Ranch P.O. Box 6699 Abilene, TX 79608-6699 Diamond Springs 3148 Highway 71 East Del Valle, TX 78617 North Richland Fit 1748 W. Katella Avenue, Suite 206 Orange, CA 92867 Taco Cabana 8918 Tesoro Drive, Suite 200 San Antonio, TX 78217 Don Blackmon P.O. Box 1118 Bastrop, TX 78602 Elbert Niece P.O. Box 128 Del Valle, TX 78617 Lee Schneider 2501 F.M. 1460 Georgetown, TX 78626 B R Goldsmith P.O. Box 824 Baird, TX 79504 Gladys Goldsmith 217 W. 3rd Street Baird, TX 79504 Tom McNamara 4923 Franklin Avenue Waco, TX 76710 Glenview Baptist Church 4805 N.E. Loop 820 Fort Worth, TX 76137-2801 Gypsum Management and Supply, Inc. P.O. Box 1528 Tucker, GA 30085-1528 Leroy Koska 8 Hollow Glen Lane Tomball, Texas 77375 Joann Peterson 2266 Industrial Blvd., Suite C Abiline, Texas 79602 Patricia Hedeen 3519 Peachstone Place Spring, Texas 77389 West Crest Partners, LLC 2808 Brookshire Drive Southlake, TX 76092-8933 Robles Service Group, LLC 7750 Broadway San Antonio, TX 78209 Mr. and Mrs. Paul D. Ginnings 2400 F.M. 1460 Georgetown, TX 78626 May Lucille Oncor 5302 North Scout Island Circle Austin, Texas 78731 Ettore Properties, LLC 3201 North Freeway Fort Worth, TX 76106 Quickie, Inc. 2109 Cerca ViejoWay

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Austin, TX 78746-7387 Deep Creek Interests, LLC 4009 Sierra Drive Austin, Texas 78731 Scott Morse 2630 Exposition Blvd., Suite 119 Austin, TX 78703 Austin Sonics, LLC P.O. Box 17788 Austin, TX 78760 Abed Elissa 15527 Truslow Point Lane Sugar Land, TX 77478 Doughtie Family 401 Congress Avenue Austin, TX 78701 Hulen Park Associates 1223 N. Rock Road, Bldg H-200 Wichita, KS 67201 Sauls Creek Bend P.O. Box 34 Round Rock, Texas 78680 Carlos Molina 9810 Sheryl Court Spring, Texas 77379 Wynnewood Owner, LLC 300 S. Wacker Drive, Suite 1680 , IL 60606 Automation Products 3030 Maxroy Street Houston, TX 77008 Don Wilson Sheppard 13214 Chriswood Drive Cypress, Texas 77429 Brewster Partnership, Ltd. P.O. Box 95 Alpine, Texas 79831 Terrell Lee Olle 7105 Lilac Lane Austin, Texas 78745-5309 Zahn Family 401 Congress Ave., 33rd Floor , Austin, TX 78701

DT Land Group, Inc. Clients: LS Exchange, Ltd. 4330 Gaines Ranch Loop #100 Austin, TX 78735 Hanson's Corner LLC 690 W. B St. , CA 92101 City of Round Rock 221 East Main Round Rock, TX 78664 Westenfield Development Company 2414 Exposition Blvd., Suite BC 200 Austin, TX 78703 A Little Bradfield Land, LLC 310 Joliet Avenue San Antonio, TX 78209 Donald H & Betty Ann Cummins 3926 Eck Lane Austin, TX 78734

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Wilder Properties, Ltd. 3704 Meadowbank Drive Austin, TX 78703 Twelve Oaks Professional Center, LLC 11623 Angus Road, Suite 16 & 17 Austin, TX 78759 DJ Interests, Ltd. 515 So. Congress, Suite 106 Austin, TX 78704 Armstrong Buttercup Creek, L.P. c/o Armstrong Holdings, Inc. Rt. 3, Box 105 Cameron, TX 76520 Cedar Park Plaza Associates c/o Elliot Megdal and Associates 252-C South Beverly Dr. Beverly Hills, CA 90212 Lakeway Plaza Partners c/o Elliot Megdal and Associates 252-C South Beverly Dr. Beverly Hills, CA 90212 Lakeway Plaza Partners II c/o Elliot Megdal and Associates 252-C South Beverly Dr. Beverly Hills, CA 90212 Vince and Tracy Rawl Revocable c/o Oknok Advisors Management Trust 2748 Anchor Avenue , CA 90064 The Poage Family Partners, Ltd. 3312 River Road Austin, TX 78703 Twenty-Six Doors, Inc. 1206 W 38* St. Suite 4200 Austin, TX 78705 F. F. Universe, LLC 6428 Williams Ridgeway Austin, TX 78731 The Junior League of Austin 5416 Parkcrest, Suite 100 Austin, TX 78731 Lakeway Plaza Combined, LLC c/o Elliot Megdal & Associates 252 South Beverly Drive, Suite C Beverly Hills, CA 90212 900 Red River, LLC c/o Oknok Advisors 2748 Anchor Avenue Los Angeles, CA 90064

List all sources of income which exceeded either $5000 or were in excess of 10% of your gross income received ft-om interest, dividends, royalties, rents, trust disbursements or other non­ occupational sources. (Name of source. Nature of income. Category of amount)

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Name of source Nature of income Category of amount "*" indicates estimate based on 2013. Information not yet available for 2014 S. A. Hardy Oaks, L.P. Partnership income 11* Houston Heights Offices, LLC Partnership income 11 Leander 70 Partners, Ltd. Partnership income VI - $200,000 * Westgate Enclave, LLC Partnership income II* Schwab account Joint Dividend income I Cullen/Frost 401k Plan A Interest, Dividend, & Capital VI - $100,000 gains W-2605 Rental income VI - $100,000 W-2604 Rental income III Riverside Resources Partnership income III Holdings I, LP Schwab account Adler Dividend & Capital gain III income Frost Investment Account Dividend, Interest income & III SIA Capital Gains CAIS Millennium USA, LLC Interest, Dividend & 111 Partnership income Graham Global Investment Interest income. Capital III Fund, Ltd. gains, & Partnership Barron & Adler, LLP Dividend, Interest, Capital VI - $2,100,000 gains and S-corp income Schwab Roth Conversion Dividends and Capital Gains II IRA-SIA Barron & Adler Land Cattle Partnership income III Company

Alternative Investments Interest, Dividend & III* Institutional Ltd. [IRA-DTL] Partnership income LS Exchange, Ltd. Partnership income III DT Land Group, Inc. S-corp income III Schwab Roth Conversion Dividends & Capital Gains I IRA-DTL Schwab account-DTL Dividends, Capital Gains I

4. Identify any source (person, business entity or other organization) of a gift of any money or other thing of value exceeding $100, or identify any source who gave you a series of gifts the total value of which exceeds $100. You need not report campaign contributions which are reported as required by other law and you need not report gifts received from the following relatives: Spouse, Children, Children-in-Law, Brothers, Brothers-in-Law, Sisters, Sisters-in-law, Uncles, Uncles-in-Law,

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Aunts, Aunts-in-Law, Nephews, Nephews-in-Law, Nieces, Nieces-in-Law, First Cousins, First Cousins- in-Law

Name of source of gift Category amount None

5. List the names of any corporation, partnership, limited partnership, or other entity in which you held, owned, acquired, or sold stock, or any other equity ownership having a value exceeding $5,000 or equivalent to 5% or more of the stock or equity in the entity, at any time during the reporting period.

Name of company or entity: Community Property: MPSME Temple, Ltd. Invest Jake, LP Invest Jake GP LC 603 West Ninth, LP West Ninth, LLC SPP Covington Point, Ltd. Houston Heights Offices, LLC S.A. Hardy Oaks, L.P. Leander 70 Partners, Ltd. L 70, LLC Riverside Resource Holdings I, LP Riverside Resource Holdings II, LP Westgate Enclave, LLC Hulen Place Multifamily, LP Motion Computing, Inc. Equity Estates Fund I Equity Estates Fund II Schwab account Joint: Schwab Money Market Fund Harbor International Driehaus Active Income Fund Cullen/Frost 401k Plan A Federated Prime Obligation Frost Low Duration Bond Fund Hartford Floating Rate Fund Artisan Partners High Income Ad Frost Credit Institutional Fund Frost Total Return Bond Fund Hartford World Bond I Fund Ivy High Income Fund (sold, not held at end of year)

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Templeton Global Bond Adv Frost Cinque Large Cap Buy-Writ Frost Core Growth Equity Inst Frost Dividend Value Equity Frost Kempner Multi-Cap Deep Mainstay Convertible Inst'l (sold, not held at year end) John Hancock Funds Disciplined Phoenix-Kayne Small Mid Cap X T. Rowe Price Mid Cap Growth Vanguard Small Cap Growth Ind Frost International Equity (sold, not held at year end) Dodge & Cox Intl Stock Lazard International Equity Portfolio T. Rowe Price International D Invesco Developing Markets In Frost Natural Resources Athena Equity 2002, LP Cohen & Steers Realty Shares Frost Advisors Federated Prime Obligations Fund Institutional Shares

Adler Separate: Schwab account Adler Schwab Money Market Fund PowerShares FTSE RAFI US 1000 First Eagle Overseas DFA Emerging Markets Small Cap Caldwell & Orkin Market Oppor (sold, not held at year end) Gotham Absolute Return Institution Robeco Partners Long/S Driehaus Active Income Fund Frost Investment Account Adler Salient MLP & Energy Infrastructure Fund II Federated Prime Obligation Vanguard Ltd-Term Tax-Ex Adm Templeton Global Bond Adv iShares S&P MidCap 400 Index iShares S&P Small Cap 600 Index Aberdeen Emrg Mkts Instl Barron & Adler Land Cattle Company CAIS Millennium USA, LLC Graham Global Investment Fund, Ltd. Barron & Adler, LLP (sold, not held at year end)

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Schwab Roth Conversion IRA-SIA Schwab Money Market Fund First Eagle Overseas Driehaus Active Income Fund Wesco Holdings LLC

Land Separate: Schwab account Land Schwab Money Market Fund First Eagle Overseas Caldwell & Orkin Market Oppor (sold, not held a year end) Gotham Absolute Return Institution Robeco Boston Partners Long/S Alternative Investments Inst'l-IRA-DTL LS Exchange, Ltd. DT Land Group, Inc. Schwab Roth Conversion IRA-DTL Schwab Money Market Fund Harbor International DFA Emerging Markets Small Cap Salient MLP & Energy Infrastruct

6. List and describe all bonds, notes and other commercial paper which you held, owned, acquired or sold, at any time during the reporting period if the combined face value of the bonds, notes and commercial paper exceeded $5,000. (Description of commercial paper & Category of amount)

Description of commercial paper Category of amount NOOM - convertible promissory note III Umbel - convertible promissory note VI-$100,000 Spoon University - convertible promissory note VI-$100,000

7. List all other income or revenue in excess of $5,000 per source

Name of source Category of amount None

8. List and describe all real property in which you hold any legal or beneficial interest, including real property for which you have entered into a contract for sale. The description should be sufficient to locate the property, and include the street address if any, and the present use of the property.

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Street address of property Description of Property Present use of property (Community Property) Lot 16, Block "A", Personal residence 3313 Lake Cliff Court STRATFORD HILLS SECTION Austin, TX 78746 I, recorded in Volume 89, Pages 288-289 of the Plat Records of Travis County Texas (Community Property) Unit 2605 Block 21 Rental Property 210 Lavaca Street, #2605 Condominiums Amended Austin, TX 78701 plus .4477% in Com Area AB ST/SUB ID C01935 (Community Property) Unit 2604 Block 21 Rental Property 210 Lavaca Street, #2604 Condominiums Amended Austin, TX 78701 plus .1096% int Com Area AB ST/SUB ID C01935 (Community Property) Unit 4 in the building known Rental Property 862 Carroll Street #4 as The 862 Carroll Street Brooklyn, NY 11215 Condominium with a 21% undivided interest in the common elements (Community Property) Lot 3, Block D, resubdivision Undeveloped Residential Lot 4315 Dunning Lane of Lot 24, Block D West Rim Austin, TX 78746 Subdivision; Volume 88, pages 384-386 of the plat records of Travis County, Texas (Community Property) Fractional 1/12 ownership. Recreational N/A Unit 1703, Esperanza Resort, Cabo San Lucas, Mexico (Adler Separate) Lot 12 ofWestlake Undeveloped Residential Lot #3 Wildwind Point Highlands, Section five (5), Austin, TX 78746 Phase two (2), revised; Volume 31, page 2 of the plat records of Travis County, Texas

9. List and describe all real property held, owned, acquired or sold, or under a contract for sale, by a corporation, partnership, limited partnership, professional corporation, or other entity in which you own or control at least a 5% interest. The description should be sufficient to locate the property and include a street address, if any and the present use of the property.

Street address of property Description of Property Present use of property (Community Property) 3.68 acres Undeveloped Land Crystal Falls Pkwy

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Leander, TX (Community Property) 19.7 acres, NE corner of Hwy Undeveloped Land Crystal Falls Pkwy 183A & E Crystal Falls Leander, TX Parkway (Community Property) 261.74 acres more or less out Undeveloped Land New Briggs Ranch, of and part of the G. C. & Burnet County, TX S.F.R.R. Co. Survey No. 41, Abstract No. 1238, the l.J. Clark Survey No. 1439, Abstract No. 1418, the E.L. Webb Survey no. 412, Abstract No. 962, the A.D. Tyler Survey No. 1179, Abstract No. 1106, and the Isaac Reynolds Survey No. 76, Abstract No. 721, situated in Burnet Co, TX (Community Property) 2.2 acres Undeveloped Land Lakeline Blvd. Cedar Park, TX (Adler Separate) E44FTofLot5Block 103 Business office 808 Nueces St. Original City Austin, TX 78701 (Community Property) Loma Vista Lot E 9 & W Rental Property 281 Loma Vista of 10 Wimberley,TX 78676 (Community Property) A0345BC G GIVENS, OB 455, Commercial Strip Center 3809 S. General Bruce Dr. K-MART, ACRES 3.402 Temple, TX 76502 (Community Property) W 25 FT OF LOT 5 & E15 FT Rental Property 603 W 9th St OF LOT 6 BLOCK 103 Austin, TX 78701 Original City (Community Property) Houston Heights, Block 156, Business Office 1421 Heights Blvd Lot 7, Harris County Houston, TX 77008 (Community Property) 12.845 acres Travis County Residential lots Westgate Enclave (sold and did not own at year end) (Adler Separate) 2.586 acres. Unit 1-B Wesco Undeveloped land 8656WHWY71 Condominiums plus 50.0% Austin, TX 78736 interest in common area; 8656 W HWY 71 TX 78736 (Land Separate) 2.2228 acres, ABS 521 Sur 17 Rental Property

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10,000 Research Blvd., #500 Mitchel J M acr 2.222, N Austin, TX 78759 Capital of Tx Hy

10. List all loans and extensions of credit in excess of $5,000 on which you are the lender or creditor, including the name of the debtor and the rate of interest, if any.

Name of oblige Rate of interest, if any Category of amount Horace & Belva Green 6.75% Category II 2014 Halletsville Trust 1.85% Category VI-$300,000 Barron & Adler LLC Prime (floating) Category VI-$500,000

11. List all loans or transactions in excess of $5,000 on which you are a guarantor or co-signer, including the names of the borrower and lender.

Name of Lender Name of Obligee Rate of interest Category of amount Frost Bank Houston Heights Offices, 3.664% VI - $200,000 LLC Frost Bank Leander 70 Partners, Ltd. Prime + 1% VI - $300,000 (floating) Frost Bank Barron & Adler, LLP LOC (floating) II Frost Bank 2951 Williams Drive Ltd LOC (floating) I Frost Bank 2951 Williams Drive Ltd LOC (floating) II Michael Barron New Briggs Ranch 6% VI - $300,000 Plains Capital Bank Invest Jake, LP 5.5% V Frost Bank Leander 70 Partners, Ltd. LOC (floating) VI - $300,000 Wells Fargo Karen & Justin Short 4.625% VI - $600,000

12. List all loans, debts and other financial liabilities you have which are in excess of $5,000 which are presently outstanding or which existed at any time during the reporting period.

Name of Rate of interest, if Category of amount Date obligation was lender/creditor/obligee any incurred Cenlar 3.75% VI - $900,000 1/12 Compass Bank 2.75% VI - $1,600,000 3/12 Compass Bank 2.75% VI - $500,000 10/12 Frost Bank 4.9% VI - $400,000 8/02 Plains Capital Bank 6% VI - $400,000 5/09 Frost Bank (Separate) LOC VI -$250,000 (balance $0) Annual Frost Bank (Joint) LOC VI - $800,000 (balance $0) Annual

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13. List all boards of directors of which you are a member and the offices or executive positions which you hold in corporations, partnerships, limited partnerships, professional corporations, or other entities, including non-business entities. (Do not include positions on corporations or other entities owned by the City of Austin or created by the City Council.)

Name of Organization Position Held Steve Adler: Ballet Austin Board Member Ballet Austin Foundation Advisory Trustee Breakthrough Board Member Anti-Defamation League (Austin) Board Member Anti-Defamation League (National) Executive Committee Member Houston Heights Office LLC President West Ninth LLC President Wesco Holdings LLC President, Secretary Invest Jake GP LC Manager, Secretary

Diane Land: Board Member & President The Contemporary Austin Endowment Board Member (due to President on museum board) Ballet Austin Foundation Trustee Anti-Defamation League (Austin) Executive Committee Member & Advisory Council DT Land Group, Inc. President West Ninth LLC Secretary Invest Jake GP LC Manager Wesco Holdings LLC Assistant Secretary

State of Texas

I do solemnly swear that the preceding Financial Statement is in all things true and correct and fully shows all informatiqn^equired t9 be reported pursuant to Section 2-7-72 City Code for the reporting period indicated.

Signature of ffid^s f

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