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Non-planarity, scale-dependent roughness and kinematic properties of the Pidima active normal fault scarp (Messinia, Greece) using high-resolution terrestrial LiDAR data
Ioannis Karamitros, Athanassios Ganas, Alexandros Chatzipetros, Sotirios Valkaniotis
PII: S0191-8141(19)30043-4 DOI: https://doi.org/10.1016/j.jsg.2020.104065 Reference: SG 104065
To appear in: Journal of Structural Geology
Received Date: 29 January 2019 Revised Date: 7 April 2020 Accepted Date: 8 April 2020
Please cite this article as: Karamitros, I., Ganas, A., Chatzipetros, A., Valkaniotis, S., Non-planarity, scale-dependent roughness and kinematic properties of the Pidima active normal fault scarp (Messinia, Greece) using high-resolution terrestrial LiDAR data, Journal of Structural Geology (2020), doi: https:// doi.org/10.1016/j.jsg.2020.104065.
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1 TITLE:
2 Non-planarity, scale-dependent roughness and kinematic properties of the Pidima
3 active normal fault scarp (Messinia, Greece) using high-resolution Terrestrial LiDAR
4 data
5 AUTHORS:
6 Ioannis Karamitros*1,2 , Athanassios Ganas 2, Alexandros Chatzipetros 1 and Sotirios
7 Valkaniotis 3
8 1Aristotle University of Thessaloniki, Department of Geology [email protected]
10 2National Observatory of Athens, Institute of Geodynamics, 11810 Athens, Greece
12 3Koronidos Str., Trikala, Greece [email protected]
13 KEYWORDS: LiDAR, earthquakes, roughness, Peloponnese, Messinia, fault
14 ABSTRACT:
15 Terrestrial LiDAR (TLS), photogrammetric and field data were collected during the years
16 2014, 2015 and 2017, at a 20-m long limestone scarp locality along the N-S striking, 70°
17 west-dipping, active Pidima fault (Messinia, SW Peloponnese, Greece). This locality
18 presents an artificially exhumed portion of an active fault plane, thus providing a unique
19 opportunity to study kinematics and limestone scarp morphology (including its curvature
20 and roughness). The survey of 2015 offered a high-density point cloud of the fault scarp
21 with 6-mm working resolution, creating a very close to real life representation 3D model.
22 We found that scarp geometry is non-planar with increasing convexity up-dip and 1
23 increasing northwesterly dip-directions from north towards south, along strike. Non-
24 planarity is also recorded from the morphological data along strike with the appearance of
25 several, slip-parallel troughs and ridges with a mean distance (half-wavelength) of 0.75 m.
26 The fault-plane roughness (absolute values) is scale dependent. The roughness
27 configuration attains a slip-parallel pattern for observation scales above 1-cm. At
28 observations scales less than 1-cm a slip-normal pattern is weakly visible. The obtained
29 TLS results agree with field data (manual compass measurements) and macroscopic
30 observations. We infer an earthquake magnitude of 6.2±0.2 for the last event along the
31 Pidima fault based on the measured thickness of the smooth stripe that was imaged by t-
32 LiDAR along the non-exhumed surface of the scarp.
33 1. Introduction
34 The Messinia basin, SW Peloponnese, is bounded by highly active fault zones, and has
35 hosted several strong, destructive earthquakes (e.g. Galanopoulos, 1949; Ambraseys and
36 Jackson, 1990; Papoulia and Makris, 2004; Slejko et al. 2010; Kouskouna and Kaviris,
37 2014). In addition, it hosts a major city of Greece, Kalamata (pop. 70000 in the 2011
38 census; Fig. 1), and therefore it attains a significant societal value. Research on neotectonic
39 faults near Kalamata started after the September 1986 M w=6.0 strong earthquake that
40 devastated most of the old city (Anagnostopoulos et al. 1987; Lyon-Caen et al. 1988;
41 Papazachos et al. 1988; Papanikolaou et al. 1988; Kazantzidou-Fertinidou et al. 2016;
42 Kassaras et al. 2018). The structural analysis of neotectonic fault segments is essential for
43 the investigation of stress field orientations, present-day geodynamics, fault kinematics,
44 relation to historic seismic events, potential reactivations of fault segments, and for the
45 evaluation of the fault activity along strike of a fault zone. Natural fault scarps and
46 exhumed fault plane segments are indicators of shallow earthquake activity with
47 earthquakes that cut the entire seismogenic layer, involving magnitudes greater than M=6 2
48 (Stewart and Hancock, 1990; Ganas et al. 1998; Roberts and Ganas, 2000; Wiatr et al.
49 2013).
50 Several recent studies in Greece and Italy have attempted the reconstruction of past
51 earthquakes on naturally exposed limestone bedrock fault scarps by using terrestrial
52 LiDAR (t-LiDAR; e.g. Kokkalas et al., 2007; Jones et al., 2009; Wilkinson et al., 2010;
53 Bubeck et al., 2015; Wiatr et al., 2013, 2015; Mason et al. 2016). Sampled fault scarps
54 include localities along normal faults that hosted recent earthquake ruptures such as L’
55 Aquila (2009, M=6.3), Pissia (1981, M=6.7) as well as well-known active faults with Late
56 Quaternary activity in central Greece (Arkitsa fault; Jackson and McKenzie, 1999) and
57 Crete (Spili fault; Caputo et al., 2006; Mouslopoulou et al., 2013; Wiatr et al. 2013). The
58 primary aim of those works was to enable the differentiation of earthquake ruptures along
59 fault planes by exploring systematic roughness variations on fault scarps without much
60 success (e.g. Stewart, 1996; Caputo et al., 2006; Jones et al., 2009). However, the
61 advantages in terms of sampling accuracy and spatial resolution are allowing a growing
62 number of studies to focus more on quantitative research topics, in a way that was
63 impossible using traditional field data alone (e.g. Enge et al., 2007; Sagy et al., 2007).
64 LiDAR images of fault scarps can provide numerous along-strike data on fault geometry
65 (dip-direction, dip-angle), slip-rates (Mason et al. 2016) and fault kinematics (slip vector
66 plunge and azimuth; Wiatr et al. 2013; Kirkpatrick and Brodsky, 2014) that are very useful
67 in studying the evolution of fault growth and kinematic behaviour with time. T-LiDAR
68 studies on bedrock fault scarps and roughness analyses are also of decisive importance for
69 supporting cosmogenic isotope studies and dating paleoevents (e.g. in central Apennines,
70 Cowie et al. 2017; on Pisia fault, Corinth, Mechernich, et al. 2018).
71 In this article, we provide a detailed description of an artificially exhumed carbonate fault
72 scarp, along the Pidima active normal fault (southwest Peloponnese, Greece; Fig. 1), using 3
73 terrestrial light detection and ranging (t-LiDAR or TLS). The Pidima Fault is the younger
74 fault in this N-S trending fault zone (segment number 9 on Fig. 1), as its location right at
75 the border between Taygetos Mt basement and sedimentary basin suggests. In terms of
76 seismic hazard assessment, this is very important for the city of Kalamata as ground
77 shaking is expected more frequently than more “internal”, less-active faults. So, based on
78 a) the existence of a young active fault near Kalamata b) the well-preserved fault scarp, &
79 c) a possible rupture directly inducing strong ground shaking into the sedimentary basin
80 thus posing significant threat for inhabitants from a hazard assessment perspective, make
81 this locality a crucial target for a detailed study.
82 The t-LiDAR survey was conducted during May 2015 with the aim to generate a high-
83 resolution model of the scarp surface to look for variations in scarp morphology that could
84 be associated with the history of earthquake ruptures. In addition, detailed field mapping of
85 the fault surface was carried out during December 2017 and data from a field work of 2014
86 was added. We first provide a review of the tectonic setting (section 2) and local geology
87 (section 3), then we describe the TLS data and proceed with data analysis and
88 interpretation (sections 4 and 5).
89 2. Tectonic Setting
90 The region of Messinia is one of the most tectonically and seismically active in the
91 Hellenic Arc, mostly because it is located near to the Hellenic megathrust, where the
92 African plate subducts below the Eurasian one (Hatzfeld et al., 1989, 1990; Papoulia and
93 Makris, 2004; Ladas et al., 2004; Ganas and Parsons, 2009; Mariolakos and Spyridonos,
94 2010; Fountoulis et al., 2012). The carbonate (alpine) bedrock belongs to two major
95 geotectonic units of the Hellenides, the tectonic zones of Gabrovo - Tripolis and Olonos –
96 Pindos (Mountrakis, 2010). The central part of the basin is covered by sun-rift sediments of
4
97 Pliocene to Quaternary age, unconformably overlying the alpine basement (Fig. 1). The
98 thickness of these sediments in the central part exceeds 280 m. On the western boundary of
99 the basin the sediments are deposited unconformably on the Olonos – Pindos unit rocks,
100 mainly on radiolarites, Upper Cretaceous limestones and flysch. On the northern and the
101 eastern part, the sediments are tectonically in contact with the alpine formations, as a result
102 of the activity of the boundary fault zone of the roughly N-S developed graben (Fig. 1). To
103 the south and southeast, the sun-rift sediments cover the Tripolis unit flysch and limestones
104 respectively.
105 Crustal deformation of the upper plate (i.e. south Peloponnesus) is accommodated by
106 extensional faulting along NNW-SSE striking normal faults (e.g. Papanikolaou et al. 1988;
107 Armijo et al., 1992; Roberts and Ganas, 2000; Ganas et al. 2012; Papanikolaou et al.
108 2013). Most of the deformation onshore Messinia is accommodated by the Eastern
109 Messinia Fault Zone (EMFZ), a series of west-dipping normal faults bordering the western
110 part of Taygetos Mt range and the west coast of Mani peninsula (Fig. 1; Fountoulis et al.,
111 2012; Ganas et al., 2012; Kyriakopoulos et al., 2013; Valkaniotis et al., 2015;
112 Kazantzidou-Firtinidou et al., 2016). Papoulia et al. (2001) assessed the seismic hazard of
113 the offshore, basin-margin normal fault zone (whose finite throw exceeds 5.5 km) in the
114 same area and provided a minimum long-term slip rate of 1.1mm/yr.
115 Figure 1 Here
116 The Eastern Messinia Fault Zone (EMFZ) is a complex system of normal faults dipping
117 westwards with a strike of NNW-SSE to N-S, attaining a total length of more than 100 km
118 from the northern Messinia plain in the north to the southern part of Mani peninsula in the
119 south (Valkaniotis et al., 2015). EMFZ has its continuity disrupted by overlapping faults,
120 which in turn form many relay ramp structures across its length (Valkaniotis et al., 2015).
5
121 Stress analysis of fault striation measurements on fault planes along EMFZ shows a
122 present regime of WSW-ENE extension, in accordance with focal mechanisms from
123 modern seismicity (Lyon-Caen et al., 1988; Hatzfeld et al., 1990; Kassaras et al., 2014) and
124 GPS extensional strain patterns (Hollenstein et al., 2008; Chousianitis et al., 2015). A
125 seismic swarm occurred in the central part of EMFZ (south of Ichalia; Fig. 1) during 2011-
126 2012 involving three 4.6 ≤M≤4.8 shallow earthquakes that caused ground deformation and
127 secondary effects on the surface (mainly ground cracks; Ganas et al., 2012; Kyriakopoulos
128 et al., 2013; Kassaras et al., 2014). The focal mechanisms of the 2011 events (Kassaras et
129 al. 2014) point to the reactivation of west-dipping normal fault striking NNW-SSE (Fig. 1)
130 that involved slip migration from North towards South (supported by geodetic data;
131 Kyriakopoulos et al. 2013). The last event of the swarm occurred on 10 October 2011
132 (M (NOA) =4.7) about 5 km towards north of Arfara village (Fig. 1) close to the termination
133 of the Pidima normal fault. The Pidima fault belongs to EMFZ (Fault number 9 in Fig. 1);
134 its trace can be found in the western side of the Taygetus mountain range, east of the
135 Arfara and Pidima villages (Fig. 1).
136 3. Geology - The Pidima active fault
137 During 2014-2015 under the framework of project ASPIDA (Valkaniotis et al., 2015;
138 Kazantzidou et al. 2016) the central part of the EMFZ, from the town of Arfara to the city
139 of Kalamata (Fig. 1), was investigated by detailed field mapping of fault structures and
140 syn-rift sediments. The bedrock geology comprises carbonate rocks, mainly limestones
141 (the “pre-rift”). Upper Pleistocene – Holocene sediments and scree (the “syn-rift”; Fig. 2)
142 occur inside the basin and along mountain slopes, respectively. Our field mapping
143 concluded that the Pidima fault segment has a length of 8 km and it has created a footwall
144 relief of about 300 m during (Mid?-Late) Quaternary as a result of cumulative, seismic
145 slip. The fault is the youngest of two series of sub-parallel N-S striking normal faults 6
146 accommodating extension (see Fig. 1; segments 9 and 5). Its young age is documented by
147 the occurrence of marine deposits of Plio-Pleistocene age that are found today at an
148 elevation of 360 m (Marcopoulou-Diakantoni et al. 1989) in the footwall area of this fault
149 (see syn-rift area of map between segments 5 and 9 in Fig. 1). Assuming an Early
150 Quaternary age (2 Ma) of fault initiation and 600 m of throw (given that basin depth is
151 about 300 m) we obtain an average throw rate of 0.3 mm/yr.
152 In the study area (Fig. 2) the footwall block comprises Mesozoic carbonates of the Tripolis
153 geotectonic zone (Ls). The hangingwall comprises Holocene-age swampy and alluvial
154 deposits ( Hl in Fig. 2) together with Quaternary fan & terrestrial deposits ( Qsc, cs ) that are
155 found stratigraphically below. We also mapped a narrow zone of Upper Pleistocene scarp
156 debris & breccia ( Pt.c ) resting next to the fault trace. Its width ranges between 10 and 30-
157 m. We found no field evidence for bedrock fault planes in the hangingwall, so the Pidima
158 fault is the basin-bounding fault. In the limestone scarp locality, the local footwall relief is
159 70-m (see cross-section in Fig. 2b). The surface of the fault scarp is composed by breccia
160 sheets composed of limestone angular fragments on clay breccia (or compact breccia
161 sheets ; Stewart and Hancock, 1990) and it is cut by a network of extension fractures
162 (mainly slip-parallel fractures at high angles to the slip direction) without regular spacing.
163 It is worth mentioning that the fault scarp’s surface contains no comb-fractures. The site of
164 our investigation is appropriate to extract accurate information of both scarp geometry and
165 morphology as it is not affected by landslides, nor it comprises an area of high erosion or
166 deposition. We checked the scarp surface of any human-induced damage bit and/or
167 weathering marks but we found no such evidence. However, we confirmed human activity
168 to a range of a few tens of metres to the west and some agricultural activity (oil-trees)
169 nearby, but the immediate to the scarp ground surface after its exhumation was found
170 undisturbed.
7
171 In addition, during the summer of 2015 a paleoseismological trench was excavated near the
172 village Pidima a few hundred metres to the north of the fault scarp (yellow box in Fig. 2a).
173 The trench was excavated along an E-W orientation and colluvium samples were dated
174 from post-faulting colluvial deposits and fissure fills,in order to examine the
175 paleoearthquake record of the Pidima fault (Zygouri et al., 2015). The t-LiDAR field
176 campaign provided a supplementary dataset to the findings of paleoseismology, mainly on
177 fault scarp morphology, size of last earthquake and fault kinematics which is the focus of
178 this paper.
179 Figure 2 Here
180 4. Methods
181 4.1 Characteristics of Terrestrial LiDAR (TLS) Data
182
183 LiDAR is a remote sensing technology (acronym of “ Light Detection and Ranging ”) and
184 its ground-based counterpart is called TLS (Terrestrial Laser Scanning) or T-LiDAR. The
185 technique comprises a non-intrusive visual recording system, the high spatial and temporal
186 resolution of which makes it an effective method for morphological reconstructions of
187 geological settings, monitoring, and numerical modelling of geological phenomena (e.g.
188 Jones et al. 2009; Wiatr et al., 2013). This technology can generate digital elevation models
189 or virtual outcrop models, either of which retain a wealth of quantitative information (e.g.,
190 x, y, and z coordinate values). This results in a virtual model that is suitable for
191 interpretation, digitization and quantitative geological analysis (Buckley et al., 2008). The
192 device operates by emitting a laser pulse at known azimuth and angle of inclination relative
193 to the scanner towards a surface (Fig. 3b). The time of flight of the emitted pulse and its
8
194 reflected, returning counterpart is used to calculate the distance between the laser scanner
195 and a surface. The scanner emits thousands of pulses per second and incrementally is
196 adjusting the direction, horizontally and vertically to sample reflections within its 360°
197 horizontal and 90° vertical line of sight.
198 When the pulses are reflected by a surface during a scanning session the receiver detects
199 portions of the backscattered signal (Jörg et al., 2006, Wiatr et al. 2015). The infrared
200 (1500 nm) laser scanner detects monochromatic information of the backscattered signal in
201 256 intensity grey values (Fig. 3c) that can provide information about a range of the
202 scanned surface properties (Wiatr et al., 2015; Schneiderwind et al., 2016; Mechernich et
203 al., 2018).The backscatter values mainly depend on: a) the reflectivity of the target material
204 (color as well as the surface condition, roughness, etc.), b) the range to the target (due to
205 beam divergence the pulse becomes wider and less intense with distance), c) inclination
206 angle of the laser beam, d) atmospheric conditions (presence of dust, rain, humidity levels,
207 etc.).
208 Higher return intensities are associated with relatively smooth, highly reflective surfaces,
209 while the lower values with darker and rougher (they scatter some of the energy away from
210 the sensor). A smooth reflective surface may also produce lower intensity returns if it is
211 tilted away from the direction of the incoming light pulse and thus reflects most of the
212 energy away from the sensor (Fowler et al., 2011, Penansa et al., 2014).
213 The resulting raw data is in the form of a point cloud, a densely spaced network of
214 elevation points based on the Cartesian coordinates (x, y, z) of the reflected points. These
215 three-dimensional coordinates of the target objects are computed from the time difference
216 between the laser pulse being emitted and returned in association with the starting angle of
217 the pulse and the absolute location of the sensor. Multiple scans can be used to collect data
9
218 and the resultant point clouds are subsequently aligned and merged based on the
219 identification of overlapping zones and are typically assisted by algorithms implemented
220 within software platforms.
221 In this work we present an analysis of t-LiDAR data using a point-cloud resolution (or
222 scanning step) of 0.5-1 cm and we derive a number of kinematic and morphological
223 products for the Pidima fault scarp. The list of products is shown in Table 1.
224
225 Table 1. Information on the relation between processing product and analysis resolution.
226 Software used: CloudCompare
Processing Product Product resolution Figure in this study
Fault plane kinematics (dip- 1 cm 4, 5, 6, 7
angle, dip-direction, slip
vector azimuth and plunge)
Fault plane curvature 1 m 11
Fault plane roughness 6 mm, 1 cm, 2 cm, 10 cm, 1 m 8, 9
227
228 4.2 Instrument setup and data acquisition
229 In our study, we used the laser ranging system ILRIS 3D from Optech Inc., Ontario,
230 Canada (7 mm at 100 m distance accuracy according to the manufacturer’s specifications).
231 The laser scanner was accompanied with additional equipment, such as a self-rotating and
232 tilting base for the scanner, a mounting tripod and a power generator for producing power
10
233 in the field (Fig. 3b). The backscatter intensity value of each point appears on an 8-bit scale
234 (0 – 255; Fig. 3c).
235 The field work took place on May 26, 2015 and the TLS instrument was placed 10 m away
236 from the fault plane (Fig. 3a). Determined afterwards from the 3D model (see Fig. 6), the
237 length of the exhumed Pidima fault scarp is 28.237 m and its (height 7.971 m. The scanner
238 originally measured the last return with scanning step 0.005 m (5 mm) on the surface. We
239 obtained about 10.5 million initial cloud points, subsequently the scans were “cleaned”
240 (vegetation and surface noise points were removed) and aligned using Polyworks TM (for
241 data handling with Polyworks TM the reader is referred to Wiatr et al., 2013).
242 For computational purposes, the point cloud was reduced to 3.6 million cloud points (about
243 66% less data; see Table 2 for data acquisition summary) or 17k points per m 2, without
244 loss of quality, such as the resulting 3D model is of millimetre (6-mm) accuracy. After data
245 reduction the file was imported to CloudCompare (an open source software) for data
246 analysis.
247
248 Table 2. TLS survey attributes and the resultant processing output from the point cloud.
Fault No of scan Scan length along strike Point cloud Point Cloud
segments (m) (total) (working set)
Pidima 4 28.237 10582758 3621287
249
250 Figure 3 Here
251 4.3 TLS Data processing 11
252 We used the CloudCompare open software to process the TLS data (Dewez et al. 2016;
253 Valkaniotis et al. 2018; Tung et al. 2018). In order to acquire information about the
254 geometric features of the fault surface, we first computed the surface normals. From the
255 three-dimensional perspective, a normal to a surface at a specific point is a vector that is
256 perpendicular to the tangent plane to that surface at that point. The normal vector is often
257 used in computer graphics to determine a surface's orientation toward a light source for flat
258 shading, or the orientation of each of the corners (vertices). The solution of estimating the
259 surface normal, as defined by the CloudCompare and PCL (Point Cloud Library) software
260 platforms, is an analysis of the eigenvectors and eigenvalues of a covariance matrix created
261 from the nearest neighbors of the query point.
262 For each point p i, the covariance matrix C assembles as follows: