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DEPARTMENT OF COMMERCE Categories 0, 1 & 2: Joseph Giunta at operate as hydrophones, and air-launch 202–482–3127 or Joseph.Giunta@ platforms. The changes in this rule, Bureau of Industry and Security bis.doc.gov. which reflect the remaining changes to Category 3: Brian Baker at 202–482– the WA Lists that were approved at the 15 CFR Parts 743, 772, and 774 5534 or [email protected]. December 2018 Plenary meeting, update Categories 4 & 5: Aaron Amundson or the corresponding items listed in the [Docket No. 200717–0194] Anita Zinzuvadia 202–482–0707 or EAR and reflect the most recent changes [email protected] or in technologies and conditions. Unless [email protected]. RIN 0694–AH77 Category 6 (optics): John Varesi 202– explicitly discussed below, the revisions made by this rule will not impact the Wassenaar Arrangement 2018 Plenary 482–1114 or [email protected]. Category 6 (lasers and radar): Michael number of license applications Decisions Implementation; and Other Rithmire 202–482–6105 or submitted to BIS. Revisions Related to National Security [email protected]. Controls Revisions to ECCNs in the Commerce Category 6 (sensors and cameras): Control List To Implement WA 2018 John Varesi 202–482–1114 or AGENCY: Bureau of Industry and Plenary Decisions Security, Commerce. [email protected]. Categories 7 & 9: Michael Rithmire ACTION: Final rule. Following are lists of the ECCNs in 202–482–6105 or Michael Tu 202–482– the CCL that are revised or added by SUMMARY: The Bureau of Industry and 6462 or [email protected] this rule in order to implement the WA Security (BIS) maintains, as part of its or [email protected]. 2018 Plenary decisions. Each change is Category 8: Michael Tu 202–6462 or Export Administration Regulations further described below, by category. (EAR), the Commerce Control List [email protected]. Revisions to (28) ECCNs: 0A617, (CCL), which identifies certain items Category 9x515 (Satellites): Michael subject to Department of Commerce Tu 202–482–6462 or Michael.Tu@ 1C001, 2A001, 2B003, 2B006, 3A001, jurisdiction. This final rule revises the bis.doc.gov. 3A002, 3B001, 3E003, 5E001, 5A002, Category ‘‘600 Series’’ (Munitions CCL and other corresponding parts of 5D002, 5E002, 5E992, 6A003, 6A005, Items): Jeffrey Leitz at 202–482–7417 or the EAR, to implement changes made to 7A002, 7A003, 7A005, 7D003, 7D005, [email protected]. the Wassenaar Arrangement List of 8A001, 8A002, 8B001, 9A010, 9A610, Dual-Use Goods and Technologies and SUPPLEMENTARY INFORMATION: 9B001, and 9E003. Munitions List (WA Lists) maintained Background License Exception Revisions to by the governments participating in the The Wassenaar Arrangement on ECCNs: 1C004: GBS; 8A001: LVS, STA; Wassenaar Arrangement on Export Export Controls for Conventional Arms 8D001: TSR, STA; 8E001: TSR, STA. Controls for Conventional Arms and and Dual-Use Goods and Technologies New ECCNs: 6B002 (masks and Dual-Use Goods and Technologies (Wassenaar or WA) (https:// reticles for optical sensors specified in (Wassenaar Arrangement, or WA) at the www.wassenaar.org) is a group of 42 December 2018 WA Plenary meeting. 6A002.a.1.b or 6A002.a.1.d). like-minded Participating States The Wassenaar Arrangement advocates Conforming Changes to Eight ECCNs: committed to promoting transparency implementation of effective export 0A606, 1A008, 3A991, 6A002, 6E001, and greater responsibility in transfers of controls on strategic items with the 6E002, 8D001, 8E001. conventional arms and dual-use goods objective of improving regional and and technologies, thus preventing international security and stability. BIS Category 0—Nuclear Materials, destabilizing accumulations of those published a final rule on May 23, 2019, Facilities, and Equipment [and items. As a Participating State, the implementing certain new controls on Miscellaneous Items] United States has committed to emerging technologies, as decided at the controlling for export all items on the 0A606 Ground Vehicles and Related 2018 Plenary meeting. This rule WA Lists. The lists were first Commodities harmonizes the CCL with the remaining established in 1996 and have been decisions reached at the 2018 Plenary WA decided to change the phrase revised annually thereafter. Proposals meeting by revising Export Control ‘‘other than those specified by . . .’’ to for changes to the WA Lists that achieve Classification Numbers (ECCNs) consensus are approved by Participating ‘‘not specified by’’ as the more concise controlled for national security reasons States at annual plenary meetings. and consistent way, within the WA List, in each category of the CCL, except Participating States are charged with to indicate that items in an entry are Category 4. This rule also makes other implementing the list changes as soon controlled by that entry only if not associated changes to the EAR, as well as possible after approval. The United controlled elsewhere. A similar phrase as adjustments to license exception States’ implementation of changes to the is used in 0A606.y.8 and is therefore eligibility for national security- WA Lists ensures U.S. companies have changed for consistency (i.e., ‘‘other controlled items and revisions to a level playing field with competitors in than those controlled by. . .’’ is reporting requirements. other WA Participating States. changed to ‘‘not controlled by . . .’’). DATES: This rule is effective September By a final rule published on May 23, 0A617 Miscellaneous ‘‘Equipment,’’ 11, 2020. 2019 (84 FR 23886), BIS implemented Materials, and Related Commodities FOR FURTHER INFORMATION CONTACT: For changes decided at the December 2018 general questions, contact Sharron Plenary Meeting concerning five For reasons explained above in the Cook, Office of Exporter Services, emerging technologies essential to the description of changes to ECCN 0A606, Bureau of Industry and Security, U.S. national security of the United States, the phrase ‘‘other than those described Department of Commerce at 202–482– specifically, discrete microwave in’’ is changed to read ‘‘not described 2440 or by email: Sharron.Cook@ transistors, continuity of operation in’’ in 0A617.c. bis.doc.gov. software, post-quantum cryptography, For technical questions contact: underwater transducers designed to

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Category 1—Special Materials and bearings and solid roller bearings), the This term is also added to part 772 Related Equipment, Chemicals, phrase ‘‘or Class 2’’ is added to the ISO ‘‘Definitions of Terms Used in the ‘‘Microorganisms’’, and ‘‘Toxins’’ 492 tolerance class reference to clarify EAR’’. which tolerance class is required to Note 1 under 3A001.a is removed, 1A004 Protective and Detection satisfy 2A001. because the note has been expanded and Equipment and ‘‘Components,’’ not placed as Note 3 at the beginning of ‘‘Specially Designed’’ for Military Use 2B003 ‘‘Numerically Controlled’’ Category 3, Product Group A. Note 2 ECCN 1A004 is amended by adding Machine Tools under 3A001.a is now designated as License Exception GBS eligibility for The Heading is amended by deleting Note 1. 1A004.a, .b, and .c.2, because these the words ‘‘or manual’’ and moving The Note under Item paragraph items have a long history of approvals much of the text to the Items paragraph 3A001.a.2.c is amended by adding the and are deemed not ‘‘sensitive’’ by the of the List of Items Controlled in order word ‘‘designed’’, which narrows the WA. In 2018, there were over 800 to more clearly state the control text. decontrol note to apply only to license applications with 796 approvals. With this change, there will be three integrated circuits of 3A001.a.2 that are There were two denials for 1A004.d that subparagraphs that list separate control designed for civil automobile or railway also would not have qualified under the parameters previously listed in the train applications. License Exception GBS eligibility Heading. The parameters for digital-to-analog paragraph that is implemented by this converters (DAC) in 3A001.a.5.b are 2B006 Dimensional Inspection or rule. The addition of License Exception amended by revising 3A001.a.5.b.1 and Measuring Systems, Equipment, GBS eligibility for 1A004.a, .b, and .c.2 3A001.a.5.b.2 to fix the overlapping Position Feedback Units and ‘‘Electronic is estimated to alleviate the need for controls between the two Assemblies’’ preparing and processing 200 license subparagraphs. Specifically, ‘‘but less applications annually, thus alleviating Item paragraph b.1 is amended to than 12-bit’’ is added to Item paragraph the burden on reviewing agencies as replace ‘‘a measuring range up to a.5.b.1, ‘‘but not exceeding 3,500 MSPS’’ well as private industry. 0.2mm’’ with ‘‘0 to 0.2 mm of the is added to Item paragraph a.5.b.2, and ‘measuring range’ ’’ and adding a new subparagraph a.5.b.2.b is added to 1A008 Charges, Devices and Technical Note 2 to define ‘measuring read ‘‘An ‘adjusted update rate’ ‘‘Components’’ range’. The new text will clarify that for exceeding 3,500 MSPS.’’ For reasons explained in the purposes of paragraph b.1 ‘‘measuring Technical Note 2, located below the description of changes to ECCN 0A606, range’’ means the difference between introductory text of Item paragraph .b, is the phrase ‘‘other than those specified the minimum and maximum working removed because the definition of by . . .’’ is revised to read ‘‘not distance of the probe, and that the ‘‘vacuum electronic devices’’ is moved specified by . . .’’ in 1A008.d. This is measuring range always starts from to part 772 ‘‘Definitions of Terms Used changed for consistent treatment of this 0mm. This revision does not change the in the EAR’’. As a result of this change, phrase throughout the CCL. scope of control for this entry and all of the single quotes around this term clarifies the intent of this control. 1C001 Materials ‘‘Specially Designed’’ found in 3A001, 3A991.g, 3E003.g are for Absorbing Electromagnetic The Technical Note to the Table on replaced with double quotes to indicate Radiation, or Intrinsically Conductive Deposition Techniques in Category 2 it is a defined term located in part 772. Polymers This rule corrects the punctuation of 3A002 General Purpose ‘‘Electronic This rule amends ECCN 1C001 by paragraph b.4 by replacing the comma Assemblies’’, Modules and Equipment adding paragraph e. (specified planar with a semi-colon. Item paragraph a.6.b is amended by absorbers) to exclusion Note 1, which is Category 3—Electronics replacing the phrase ‘‘A processor that located after the introductory Items performs analysis of the radio frequency paragraph a, as well as a Technical Note Product Group A. ‘‘End Items’’, signal data while it is being recorded’’ to define the term ‘‘open-cell foams’’. ‘‘Equipment’’, ‘‘Accessories’’, with ‘‘‘‘Signal processing’’ of the radio ‘‘Attachments’’, ‘‘Parts’’, ANNEX to Category 1, ‘‘List of frequency signal data while it is being ‘‘Components’’, and ‘‘Systems’’ Explosives (See ECCNs 1A004 and recorded;’’. Including the defined term 1A008)’’ The N.B. at the beginning of Category ‘‘signal processing,’’ the definition of 3, Product Group A, is amended by which is found in Part 772, more clearly In the List of Explosives that is in the adding an ‘‘or’’ and replacing an ‘‘or’’ sets out details of the processing done Annex to Category 1, ‘‘FOX 7’’ is with ‘‘to’’ in order to harmonize the text to the data. corrected by adding a hyphen (‘‘FOX– with the WA List. In addition, Note 3 is Item paragraph 3A002.d.5 ‘‘maximum 7’’) in paragraph 6 in order to make it added to alert the public to look in frequency exceeding 90 GHz’’ is re- consistent with the ‘‘FOX–12’’ in item specified paragraphs of Category 3 for designated as Item paragraph 3A002.d.6. 46 of this Annex. the classification of wafers (finished or New Item paragraph d.5 adds a control Category 2—Materials Processing unfinished). Exporters should now parameter for signal generators having understand by reading the note that the ability of frequency switching by 2A001 Anti-Friction Bearings and these wafers are to be evaluated against means of a ‘Radio Frequency (RF) Bearing Systems the control metric, as if they were modulation bandwidth’ of digital The ISO citation reference in Note 2, finished. baseband signals within specified located at the top of the Items frequency ranges. Three subparagraphs paragraph, is being clarified by changing 3A001 Electronic Items are added (subparagraphs d.5.a through it from ‘‘ISO 3290 as grade 5’’ to read In the license exception section, d.5.c) to specify bandwidth and ‘‘ISO 3290:2001 as grade G5’’ in order to under the License Exception GBS frequency ranges. Also, a Technical assist the public to find the correct paragraph, this rule replaces the term Note is added to define ‘RF modulation standard by its citation and year of the ‘‘vacuum electronic device amplifiers’’ bandwidth’. Signal generators meeting standard to use for classification with ‘‘vacuum electronic devices’’ to any of the parameters in 3A002.d.5 are purposes. In Items paragraph .a (ball reflect the correct name of the devices. subject to national security controls to

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countries in NS column 2 of the with the EAR defined term ‘‘satellite 6A005 ‘‘Lasers,’’ ‘‘Components’’ and Commerce Country Chart (see navigation system,’’ which includes Optical Equipment supplement no. 1 to part 738 of the Global Navigation Satellite Systems The terms ‘single transverse mode’ EAR) and anti-terrorism controls to (GNSS) and Regional Navigation and ‘multiple transverse mode’ are not countries in AT column 1 of the Satellite Systems (RNSS), see part 772. defined in 6A005, but are used to Commerce Country Chart, as well as any Exclusion Note 2 of 5A002 is distinguish between parameters for end use or end user controls in part 744 amended by adding a new paragraph j. control. This rule adds Note 6 to 6A005 of the EAR. As indicated in the license that lists ‘‘items specially designed for to define these terms using easily exception section of this ECCN, this a ‘connected civil industry identifiable and measurable paragraph is eligible for License application’’’. Paragraph j. also includes characteristics of lasers in order for the Exception LVS ($5,000) if all the criteria 2 Technical Notes that define laser controls to be applied consistently. for this license exception are met and ‘connected civil industry application’ Therefore, single quotes are added none of the license exception and ‘non-arbitrary data’. around each of these terms throughout restrictions in § 740.2 apply (see part Paragraph 5A002.b is amended by 6A005 to indicate these terms are 740 of the EAR). Transaction-based replacing the existing text with ‘‘Being defined within a Note in 6A005. license exceptions may also be available a ‘cryptographic activation token’, i.e., Paragraph 6A005.a.6.a is amended by (see part 740 of the EAR). Use of license ‘‘information security’’ systems, adding a spectral bandwidth parameter exceptions and Validated End-user equipment and ‘‘components,’’ that are for the control of single transverse mode authorizations for this item may be ‘cryptographic activation tokens’ are non-tunable continuous wave lasers. subject to Wassenaar reporting controlled. A Technical Note is This change is being made because the requirements in § 743.1 of the EAR. included to explain more about simplest way to characterize scalability 3A991 Electronic Devices, and converting by means of ‘‘cryptographic of a laser is to specify the laser ‘‘Components’’ Not Controlled by 3A001 activation’’ and enabling by means of linewidth, which is essentially a ‘‘cryptographic activation’’. measure of the spectral purity of the The single quotes around the term laser. ‘‘vacuum electronic devices’’ in 3A991.g 5D002 ‘‘Software’’ Paragraph 6A005.a.6.b.1 is amended are replaced with double quotes to by raising the output power from 500 W indicate the term is defined in part 772. Paragraph 5D002.b is amended by to 1000 W because the market for these See above explanation under ECCN replacing a large portion of the text with single-mode lasers has matured 3A001. ‘‘having the characteristics of a ‘cryptographic activation token’ substantially in recent years, resulting 3B001 Equipment for the specified by 5A002.b’’ to simplify the in increased demand for higher power Manufacturing of Semiconductor text and for consistency. and beam quality. Also, the lasers with Devices or Materials lower power and beam quality have 5E002 ‘‘Technology’’ Item paragraph 3B001.h ‘‘multi-layer become more available in countries masks’’ is amended by removing Paragraph 5E002.b is amended by outside the WA membership. subparagraph h.1 (parameter of the replacing a large portion of the text with Exclusion Note 2 to 6A005.a.6.b is substrate blank composition) and the phrase ‘‘having the characteristics of amended by removing and reserving merging subparagraph h.2 with Item a ‘cryptographic activation token’ paragraph a., which stated ‘‘having to do paragraph .h in order to focus the specified by 5A002.b’’ to simplify the with output power exceeding 500 W but control solely on the lithography text and for consistency. not exceeding 1 kW and all of the equipment wavelength. following: Beam Parameter Product Category 6—Sensors and Lasers (BPP) exceeding 0.7 mm•mrad.’’ The 3E003 Other ‘‘Technology’’ for the 6A002 Optical Sensors and associated Technical Note to paragraph ‘‘Development’’ or ‘‘Production’’ of Equipment, and ‘‘Components’’ a. is also removed. In addition, Specified Electronics Therefor paragraph e. of the Note is amended by The single quotes around the term raising the upper limit of the output ‘‘vacuum electronic devices’’ in 3E003.g The Related Controls paragraph is power range from 4 kW to 6 kW, in are replaced with double quotes to amended by adding a seventh Note to order to narrow the controls of solid indicate the term is defined in part 772. refer to new ECCN 6B002 for masks and state lasers to the performance of lasers See above explanation under ECCN reticles that are ‘‘specially designed’’ for that are available from outside the WA 3A001. optical sensors specified by 6A002.a.1.b countries. Paragraphs f. and g. of the or 6A002.a.1.d. Note are removed and reserved because Category 5—Part 1— of technological advancement of ‘‘Telecommunications’’ 6A003 Cameras, Systems or Equipment, and ‘‘Components’’ multiple transverse mode industrial 5E001 ‘‘Technology’’ Therefor lasers. This final rule makes an editorial In Note 3 to 6A003.b.4.b, located 6B002 Masks and Reticles, ‘‘Specially revision in paragraph d.4 by removing under 6A003.b.4.c, paragraph b.1 is Designed’’ for Optical Sensors Specified two unnecessary spaces, so that the text amended by revising the exclusion by 6A002.a.1.b or 6A002.a.1.d reads ‘‘0.1 nW’’. parameter for imaging cameras with Masks and reticles are process tools Category 5—Part 2—‘‘Information minimum horizontal or vertical for electronics components from which Security’’ ‘Instantaneous-Field-of View (IFOV)’ of the design can be inferred. Masks and ‘‘at least 10 mrad (milliradians)’’ to ‘‘at reticles are already controlled for 5A002 ‘‘Information Security’’ least 2 mrad (milliradians)’’. This integrated circuits in Category 3, under Systems, Equipment and ‘‘Components’’ change is an update to the parameter to ECCN 3B001.g, when they are designed The Related Control Note 3 is address increased civilian use of for circuits specified in 3A001. 6B002 is amended by replacing the term ‘‘Global imaging cameras with IFOV of at least added to the CCL to control masks and Navigation Satellite Systems (GNSS)’’ 2 mrad. reticles for optical sensors specified in

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6A002.a.1.b or 6A002.a.1.d because the 7A003 ‘Inertial Measurement tethered submersible vehicles is inferred design of these masks and Equipment or Systems’ unchanged and is controlled for reticles would allow the reproduction ECCN 7A003 is amended by removing national security reasons for NS column and/or the retro-engineering of such the parenthetical phrase (see list of 2 countries. The License Exception LVS circuits. ECCN 6B002 items require a items controlled) in the Heading paragraph is amended by revising the license for national security reasons for because the list of items controlled reference to 8A001.d to read 8A001.c.1, all countries that have an ‘‘X’’ under NS section of the ECCN contains a list of and maintaining ineligibility for Column 2 and for anti-terrorism reasons characteristics instead of a list of items. unmanned untethered submersible for all countries that have an ‘‘X’’ under Paragraph a. of the Technical Note at vehicles in 8A001.c.1. AT Column 1 on the Commerce Country the beginning of the Items paragraph is Chart in supplement no. 1 to part 738. amended by replacing ‘‘Global 8A002 Marine Systems, Equipment, Adding masks and reticles to ECCN Navigation Satellite Systems (GNSS)’’ ‘‘Parts’’ and ‘‘Components’’ 6B002 will ensure they are controlled to with ‘‘satellite navigation system’’ in these sensitive destinations. Paragraph 8A002.d is amended by order to clarify that the control applies cascading the parameters into As indicated under the list-based to all satellite navigation systems, not subparagraphs for clarity. There is no license exception section of ECCN just those that have global coverage. The change in the scope of this control by 6B002, these items are eligible for term ‘‘satellite navigation system’’ is this revision. license exceptions LVS ($5000), and added to § 772.1, thus the term is in GBS, so long as all the criteria of these double quotes. 8B001 Water Tunnels license exceptions are met and none of the restrictions of § 740.2 apply. Other 7A005 ‘‘Satellite Navigation System’’ The Heading of 8B001 is amended by license exceptions, e.g., RPL, GOV, and Receiving Equipment replacing ‘‘having’’ with ‘‘designed to STA, may be available depending on the ECCN 7A005 is amended by removing have’’, replacing ‘‘in the frequency transaction details and eligibility the parenthetical phrase (see list of range’’ with ‘‘within the frequency criteria of the license exceptions in part items controlled) in the Heading, range’’, and replacing ‘‘from 0 to 500 740. because the list of items controlled Hz’’ with ‘‘exceeding 0 Hz but not section of the ECCN contains a list of 6E001 and 6E002 ‘‘Technology’’ exceeding 500 Hz’’, in order to make characteristics instead of a list of items. clear that only water tunnels designed The License Requirements tables of The Heading, Related Controls, and to meet these parameters are controlled ECCN 6E001 and 6E002 have been the Note below Item paragraph 7A005.b by this entry and that background noise amended to revise the national security are amended by replacing the term must be less than 100 dB within the rows in order to add in the new ECCN ‘‘Global Navigation Satellite Systems frequency range exceeding 0 Hz, but not (GNSS)’’ with the newly defined term 6B002. A license is required for exceeding 500 Hz. ‘‘technology’’ for the ‘‘development’’ ‘‘satellite navigation system’’ for reasons and ‘‘production’’ of masks and reticles stated in the explanation under ECCN 8D001 ‘‘Software’’ ‘‘Specially controlled by 6B002 for national 7A003 above. Designed’’ or Modified for the security and anti-terrorism reasons for 7D003 Other ‘‘Software’’ ‘‘Development,’’ ‘‘Production’’ or ‘‘Use’’ countries with an ‘‘X’’ in column NS of Equipment or Materials, Controlled Column 1 or in column AT Column 1 ECCN 7D003.b.2 is amended by by 8A (Except 8A992), 8B or 8C and in the Commerce Country Chart in replacing the term ‘‘Global Navigation 8E001 ‘‘Technology’’ According to the supplement no. 1 to part 738 of the Satellite Systems (GNSS)’’ with the General Technology Note for the EAR. For technology that has a license newly defined term ‘‘satellite navigation ‘‘Development’’ or ‘‘Production’’ of requirement, License Exception TSR is system’’ for reasons stated above under available if all the criteria for TSR are ECCN 7A003. Equipment or Materials, Controlled by 8A (Except 8A992), 8B or 8C met and none of the restrictions of 7D005 ‘‘Software’’ ‘‘Specially § 740.2 apply. License Exception STA is Designed’’ to Decrypt ‘‘Satellite 8D001 and 8E001 are amended by available if none of the restrictions Navigation System’’ Ranging Signals replacing the reference to 8A001.d with outlined in ECCN 6E001 or 6E002 Designed for Government Use 8A001.c.1 in the License Exception TSR apply, all the criteria of STA are met, The Heading is amended by replacing eligibility paragraph; and amending the and none of the restrictions of § 740.2 the term ‘‘Global Navigation Satellite Special Conditions for STA by removing apply. Other license exceptions in part Systems (GNSS)’’ with the newly 740 may also be available depending on the reference to 8A001.d, because defined term ‘‘satellite navigation the details of the transaction. unmanned submersible vehicles are system’’ for reasons stated above under moved from 8A001.d to 8A001.c.1, and Category 7—Navigation and Avionics ECCN 7A003. 8A001.c is already listed in this 7A002 Gyros or Angular Rate Sensors Category 8—Marine paragraph. ECCN 7A002 is being amended by 8A001 Submersible Vehicles and Category 9—Aerospace and Propulsion removing the parenthetical phrase (see Surface Vessels 9A010 ‘‘Specially Designed’’ ‘‘Parts,’’ list of items controlled) in the Heading Paragraph 8A001.c is amended to ‘‘Components,’’ Systems and Structures, because the list of items controlled specify all unmanned submersible for Launch Vehicles, Launch Vehicle section of the ECCN contains a list of vehicles controlled under ECCN 8A001. Propulsion Systems or ‘‘Spacecraft’’ characteristics instead of a list of items. Unmanned submersible vehicles are Paragraphs 7A002.a.1 and a.2 are moved from 8A001.d to 8A001.c.1, and Paragraph 9A010.d (pulsed liquid amended by replacing ‘‘A rate range’’ 8A001.d is reserved. Unmanned rocket engines) is amended by moving with ‘‘An angular rate range’’ in order to tethered submersible vehicles are the text within parentheses to a new more accurately describe the parameter moved from 8A001.c to 8A001.c.2. The Technical Note below the paragraph. that applies to the change rate of angle. license requirements for the unmanned

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9A610 Military Aircraft and Related The definition of ‘‘satellite navigation public and only require the report for Commodities, Other Than Those system’’ is added to § 772.1 in order to exports of concern. Enumerated in 9A991.a clarify that the term applies to all Export Control Reform Act of 2018 satellite navigation systems, not just Note 2 to 9A610.a, which excludes On August 13, 2018, the President from 9A610.a ‘military aircraft’ that those that have global coverage. The definition of ‘‘stability’’ is signed into law the John S. McCain were first manufactured before 1946, is amended by revising the Note to the National Defense Authorization Act for amended by adding ‘‘or ‘‘lighter-than-air definition to add accelerometers. The Fiscal Year 2019, which included the vehicles’’’’ after the words ‘military term ‘‘stability’’ is used in ECCN 7A001 Export Control Reform Act of 2018 aircraft,’ because there was no intent to (accelerometers), specifically in (ECRA), 50 U.S.C. Sections 4801–4852. maintain controls on lighter-than-air 7A001.a.1.a and a.1.b. ECRA provides the legal basis for BIS’s vehicles from pre-1946, or their The definition of ‘‘vacuum electronic principal authorities and serves as the components. devices’’ is added to § 772.1. The term authority under which BIS issues this 9B001 Manufacturing Equipment, was defined in Technical Note 2 under rule. Tooling or Fixtures 3A001.b, however, because it is used in Saving Clause two separate ECCNs 3A001.b.1 and The Heading of 9B001 is amended by 3E003, the definition is removed from Shipments of items removed from adding ‘‘manufacturing’’ to the front and 3A001 and added (unchanged) to license exception eligibility or eligibility moving the ‘‘specially designed for § 772.1. for export, reexport or transfer (in- . . . .’’ phrase to 9B001.b and 9B001.c. country) without a license as a result of Item paragraph 9B001.a (Directional Supplement No. 6 to Part 774 this regulatory action that were on dock solidification or single crystal casting ‘‘Sensitive List’’ for loading, on lighter, laden aboard an equipment) is amended by adding the Paragraph (3) is amended by re- exporting carrier, or en route aboard a parameter ‘‘designed for ‘‘superalloys’’ designating paragraphs (3)(i) through carrier to a port of export, on September to narrow the scope of control. (iii) as paragraphs (3)(iii) through (v) 11, 2020, pursuant to actual orders for 9E003 Other ‘‘Technology’’ and adding new paragraph (3)(i) exports, reexports and transfers (in- 3A001.b.2—‘‘Monolithic Microwave country) to a foreign destination, may Paragraph 9E003.a.7 (gas turbine Integrated Circuit’’ (‘‘MMIC’’) amplifiers proceed to that destination under the engine ‘‘parts’’ or ‘‘components’’ using and new paragraph (3)(ii) 3A001.b.3— previous license exception eligibility or ‘‘diffusion bonding’’ ‘‘technology’’ Discrete microwave transistors, because without a license so long as they have controlled by 2D003.b) is removed and these items warrant higher levels of been exported, reexported or transferred reserved, because it is redundant to control and monitoring. New paragraphs (in-country) before November 10, 2020. other controls for such parts and (iv) 3D001and (v) 3E001 are amended by Any such items not actually exported, components. Paragraph 9E003.a.7 is not adding reference to 3A001.b.2 and reexported or transferred (in-country) necessary for several reasons. First, 3A001.b.3. Items on the Sensitive List before midnight, on November 10, 2020, diffusion bonding is a subset of solid- tend to be ineligible for license require a license in accordance with this state joining. Second, 9E003.a.6 exceptions by WA Participating States final rule. presently controls diffusion bonding or are subject to reporting requirements. Executive Order Requirements and other solid-state joining techniques Paragraph (6)(xiii) is amended by when applied to the components of merging Note 7 and Note 8. Therefore, Executive Orders 13563 and 12866 concern, i.e., airfoil-to-disk blade Note 8 is removed. direct agencies to assess all costs and combinations. Third, 9E003.a.1–5 also Paragraphs (8)(i) ‘‘8A001.b’’ and benefits of available regulatory presently controls ‘‘development’’ and introductory paragraphs (ii) ‘‘8A002.b’’, alternatives and, if regulation is ‘‘production’’ ‘‘technology’’ for (vi) ‘‘8D001’’ and (viii) ‘‘8E001’’ are necessary, to select regulatory components of concern, regardless of amended by replacing ‘‘8A001.b to .d’’ approaches that maximize net benefits construction method. Fourth, ECCN with ‘‘8A001.b. to .c’’ because the Item (including potential economic, 1B003 covers the control of tools, dies, paragraph specifying unmanned environmental, public health and safety molds or fixtures for diffusion bonding submersible vehicles is moved from effects, distributive impacts, and of specified alloys in aircraft/aerospace 8A001.d to 8A001.c.1. equity). Executive Order 13563 applications, and ECCN 1E001 controls emphasizes the importance of the ‘‘technology’’ ‘‘required’’ for the Supplement No. 7 to Part 774—Very quantifying both costs and benefits, of ‘‘development’’ or ‘‘production’’ of Sensitive List reducing costs, of harmonizing rules, items controlled by ECCN 1B003. All of The WA Very Sensitive List (VSL) is and of promoting flexibility. these other controls cover what was amended by revising paragraph (5) of This rule has been designated a already controlled in paragraph Category 8 to replace paragraph ‘‘significant regulatory action’’ under 9E003.a.7, and therefore to end this citations ‘‘8A001.d’’ with ‘‘8A001.c.1’’ Executive Order 12866. The Wassenaar redundancy, this paragraph is being throughout paragraph (5), because the Arrangement (WA) has been established removed. item 8A001.d is moved to c.1 in this in order to contribute to regional and international security and stability, by Part 772—Definitions of Terms as Used final rule (see explanation above under 8A001). promoting transparency and greater in the Export Administration responsibility in transfers of Regulations (EAR) Other National Security Revisions conventional arms and dual-use goods The definition of ‘‘cryptography’’ is This rule revises paragraph (b) in and technologies, thus preventing amended by adding Note 2 to alert the § 743.3 ‘‘Thermal Imaging Camera destabilizing accumulations. The aim is public that ‘‘cryptography’’ includes Reporting’’ by only requiring the report also to prevent the acquisition of these decryption. for exports of more than 100 thermal items by terrorists. There are presently The definition of ‘‘radiant sensitivity’’ imaging devices in a monocular, 42 Participating States, including the is amended by adding a period to the biocular, or binocular configuration. United States, that seek through their end of the definition. This will reduce the burden on the national policies to ensure that transfers

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of these items do not contribute to the 0137 applies to a group of collections Authority: 50 U.S.C. 4801 et seq.; 50 U.S.C. development or enhancement of with a burden hour estimate average 1701 et seq.; E.O. 13222, 66 FR 44025, 3 CFR, military capabilities that undermine based upon the burden hours and 2001 Comp., p. 783; E.O. 13637, 78 FR 16129, these goals, and to ensure that these 3 CFR, 2014 Comp., p. 223; 78 FR 16129; responses for a large total number of Notice of May 7, 2020, 85 FR 27639. items are not diverted to support such collections, the current burden hour military capabilities that undermine estimate average for collection 0694– ■ 2. Section 743.3 is amended by these goals. Implementation of the WA 0137 is not affected by this rule’s revising paragraph (b) to read as follows: consensus decisions in a timely manner revision of the Section 743.3 ‘‘Thermal § 743.3 Thermal imaging camera reporting. enhances the national security of the Imaging Reporting Requirements,’’ and United States and global international * * * * * therefore remains at 1.5 hours per (b) Transactions to be reported. trade. submission. Exports that are not authorized by an This rule does not contain policies Any comments regarding these with Federalism implications as that individually validated license of more collections of information, including than 100 thermal imaging cameras in a term is defined under Executive Order suggestions for reducing the burden, 13132. monocular, biocular or binocular may be sent to OMB Desk Officer, New configuration controlled by ECCN This rule is not subject to the Executive Office Building, Washington, requirements of E.O. 13771 (82 FR 9339, 6A003.b.4.b to a destination in Country DC 20503; and to Jasmeet K. Seehra, Group A:1 (see supplement no. 1 to part February 3, 2017) because it is issued Office of Management and Budget with respect to a national security _ _ 740 of the EAR), except Canada, must be (OMB), by email to Jasmeet K. Seehra@ reported to BIS. function of the United States. omb.eop.gov, or by fax to (202) 395– * * * * * Paperwork Reduction Act 7285. Requirements Administrative Procedure Act and PART 772—[AMENDED] Notwithstanding any other provision Regulatory Flexibility Act ■ of law, no person is required to respond Requirements 3. The authority citation for part 772 to, nor shall any person be subject to a is continues to read as follows: Pursuant to Section 4821 of ECRA, penalty for failure to comply with a Authority: 50 U.S.C. 4801 et seq.; 50 U.S.C. collection of information subject to the this action is exempt from the 1701 et seq.; E.O. 13222, 66 FR 44025, 3 CFR, requirements of the Paperwork Administrative Procedure Act (5 U.S.C. 2001 Comp., p. 783. 553) requirements for notice of Reduction Act of 1995 (44 U.S.C. 3501 ■ 4. Section 772.1 is amended by: et seq.) (PRA), unless that collection of proposed rulemaking, opportunity for ■ a. Revising the definitions of information displays a currently valid public participation and delay in ‘‘cryptography’’ and ‘‘radiant Office of Management and Budget effective date. sensitivity’’; (OMB) Control Number. Further, no other law requires that a ■ b. Adding a definition for ‘‘satellite This rule involves the following OMB notice of proposed rulemaking and an navigation system’’ in alphabetical approved collections of information opportunity for public comment be order; subject to the PRA: 0694–0088, ‘‘Multi- given for this final rule. Because a ■ c. Revising the definition of Purpose Application’’, which carries a notice of proposed rulemaking and an ‘‘stability’’; and burden hour estimate of 29.6 minutes opportunity for public comment are not ■ d. Adding a definition for ‘‘vacuum for a manual or electronic submission; required to be given for this rule under electronic devices’’ in alphabetical 0694–0106, ‘‘Reporting and the Administrative Procedure Act or by order. Recordkeeping Requirements under the any other law, the analytical The revisions and additions read as Wassenaar Arrangement,’’ which carries requirements of the Regulatory follows: a burden hour estimate of 21 minutes Flexibility Act (5 U.S.C. 601 et seq.) are not applicable. Accordingly, no § 772.1 Definitions of terms as used in the for a manual or electronic submission; Export Administration Regulations (EAR). 0694–0096 ‘‘Five Year Records regulatory flexibility analysis is Retention Period,’’ which carries a required, and none has been prepared. * * * * * Cryptography (Cat 5P2)—The burden hour estimate of less than 1 List of Subjects discipline that embodies principles, minute; and 0607–0152 ‘‘Automated means and methods for the Export System (AES) Program, which 15 CFR Part 743 transformation of data in order to hide carries a burden hour estimate of 3 Administrative practice and its information content, prevent its minutes per electronic submission. procedure, Reporting and recordkeeping undetected modification or prevent its Specific license application submission requirements. unauthorized use. ‘‘Cryptography’’ is estimates are discussed further in the limited to the transformation of preamble of this rule where the revision 15 CFR Part 772 information using one or more ‘secret is explained. BIS estimates that Exports. parameters’ (e.g., crypto variables) and/ revisions that are editorial, moving the 15 CFR Part 774 or associated key management. location of control text on the Notes: Commerce Control List, or clarifications Exports, Reporting and recordkeeping 1. ‘‘Cryptography’’ does not include will result in no change in license requirements. ‘fixed’ data compression or coding application submissions. This rule Accordingly, parts 743, 772, and 774 techniques. revises Section 743.3 ‘‘Thermal Imaging of the Export Administration 2. ‘‘Cryptography’’ includes Reporting Requirements’’ by narrowing Regulations (15 CFR parts 730 through decryption. the reporting requirement, which 774) are amended as follows: Technical Notes: carried a burden hour estimate of 60 1. ‘Secret parameter’: A constant or minutes per submission and 60 PART 743—[AMENDED] key kept from the knowledge of others submissions per year under collection or shared only within a group. 0694–0137 ‘‘License Exceptions and ■ 1. The authority citation for part 743 2. ‘Fixed’: The coding or compression Exclusions.’’ Because collection 0694– is revised to read as follows: algorithm cannot accept externally

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supplied parameters (e.g., cryptographic ECCN 0A606 is revised to read as functional weapon or a weapon capable of or key variables) and cannot be follow: becoming functional through repair; (ii) modified by the user. military railway trains except those that are Supplement No. 1 to Part 774—The armed or are ‘‘specially designed’’ to launch * * * * * Commerce Control List missiles; (iii) unarmored military recovery Radiant sensitivity (Cat 6)—Radiant and other support vehicles; (iv) unarmored, sensitivity (mA/W) = 0.807 × * * * * * unarmed vehicles with mounts or hard points (wavelength in nm) × ‘Quantum 0A606 Ground Vehicles and Related for firearms of .50 caliber or less; and (v) Commodities, as Follows (See List of Efficiency (QE)’. trailers ‘‘specially designed’’ for use with Items Controlled). other ground vehicles enumerated in USML Technical Note: ‘QE’ is usually expressed License Requirements Category VII or ECCN 0A606.a, and not as a percentage; however, for the purposes of separately enumerated or otherwise this formula ‘QE’ is expressed as a decimal Reason for Control: NS, RS, AT, UN described in USML Category VII. For number less than one, e.g., 78% is 0.78. purposes of this note, the term ‘‘modified’’ Country chart (see does not include incorporation of safety * * * * * Control(s) Supp. No. 1 to part 738) features required by law, cosmetic changes Satellite navigation system (Cat 5P2, (e.g., different paint or repositioning of bolt 7)—A system consisting of ground NS applies to entire NS Column 1 holes) or addition of ‘‘parts’’ or stations, a constellation of satellites, and entry, except ‘‘components’’ available prior to 1956. receivers, that enables receiver locations 0A606.b and .y. Note 2 to paragraph .a: A ground vehicle’s to be calculated on the basis of signals NS applies to NS Column 2 being ‘‘specially designed’’ for military use received from the satellites. It includes 0A606.b. for purposes of determining controls under Global Navigation Satellite Systems RS applies to entire RS Column 1 paragraph .a. entails a structural, electrical (GNSS) and Regional Navigation entry, except or mechanical feature involving one or more Satellite Systems (RNSS). 0A606.b and .y. ‘‘components’’ that are ‘‘specially designed’’ RS applies to RS Column 2 for military use. Such ‘‘components’’ include: * * * * * 0A606.b. a. Pneumatic tire casings of a kind Stability (Cat 7) Standard deviation (1 RS applies to China, Russia, or ‘‘specially designed’’ to be bullet-proof; sigma) of the variation of a particular 0A606.y. Venezuela (see b. Armored protection of vital ‘‘parts’’ (e.g., parameter from its calibrated value § 742.6(a)(7)) fuel tanks or vehicle cabs); measured under stable temperature AT applies to entire AT Column 1 c. Special reinforcements or mountings for conditions. This can be expressed as a entry. weapons; function of time. UN applies to entire See § 746.1(b) d. Black-out lighting. entry, except for UN controls b. Other ground vehicles, ‘‘parts’’ and Note: For gyroscopes and accelerometers, 0A606.y. ‘‘components,’’ as follows: ‘‘stability’’ can be estimated by determining b.1. Unarmed vehicles that are derived List Based License Exceptions (See Part 740 the Allan variance noise-analysis value at the from civilian vehicles and that have all of the integration period (i.e., sample time) for a Description of All License Exceptions) following: consistent with the stated measurement LVS: $1,500 b.1.a. Manufactured or fitted with materials period, which may include extrapolating the GBS: N/A or ‘‘components’’ other than reactive or Allan variance noise analysis beyond the electromagnetic armor to provide ballistic Special Conditions for STA instability point into the rate/acceleration protection to level III (National Institute of random walk or rate/acceleration ramp STA: (1) Paragraph (c)(1) of License Justice standard 0108.01, September 1985) or regions to an integration period consistent Exception STA (§ 740.20(c)(1) of the EAR) better; with the stated measurement period may not be used for any item in 0A606.a, b.1.b. A transmission to provide drive to (Reference: IEEE Std. 952–1997 [R2008] or unless determined by BIS to be eligible for both front and rear wheels simultaneously, IEEE Std 1293–1998 [R2008]). License Exception STA in accordance with including those vehicles having additional § 740.20(g) (License Exception STA wheels for load bearing purposes whether * * * * * eligibility requests for 9x515 and ‘‘600 driven or not; Vacuum electronic devices (Cat 3) series’’ items). (2) Paragraph (c)(2) of b.1.c. Gross vehicle weight rating (GVWR) Electronic devices based on the License Exception STA (§ 740.20(c)(2) of greater than 4,500 kg; and interaction of an electron beam with an the EAR) may not be used for any item in b.1.d. Designed or modified for off-road electromagnetic wave propagating in a 0A606. use. vacuum circuit or interacting with List of Items Controlled b.2. ‘‘Parts’’ and ‘‘components’’ having all of the following: radio-frequency vacuum cavity Related Controls: (1) The ground vehicles, resonators. ‘‘Vacuum electronic b.2.a. ‘‘Specially designed’’ for vehicles other articles, technical data (including specified in paragraph .b.1 of this entry; and devices’’ include klystrons, travelling- software) and services described in 22 CFR b.2.b. Providing ballistic protection to level wave tubes, and their derivatives. part 121, Category VII are subject to the III (National Institute of Justice standard * * * * * jurisdiction of the International Traffic in 0108.01, September 1985) or better. Arms Regulations. (2) See ECCN 0A919 for Note 1 to paragraph b: Ground vehicles foreign-made ‘‘military commodities’’ that PART 774—[AMENDED] otherwise controlled by 0A606.b.1 that incorporate more than a de minimis contain reactive or electromagnetic armor are amount of U.S.-origin ‘‘600 series’’ ■ 5. The authority citation for part 774 subject to the controls of USML Category VII. continues to read as follows: controlled content. Related Definitions: N/A Note 2 to paragraph b: ECCN 0A606.b.1 Authority: 50 U.S.C. 4801 et seq.; 10 U.S.C. Items: does not control civilian vehicles ‘‘specially 7420; 10 U.S.C. 7430(e); 22 U.S.C. 287c, 22 designed’’ for transporting money or a. Ground vehicles, whether manned or U.S.C. 3201 et seq.; 22 U.S.C. 6004; 42 U.S.C. valuables. unmanned, ‘‘specially designed’’ for a 2139a; 15 U.S.C. 1824a; 50 U.S.C. 4305; 22 military use and not enumerated or otherwise Note 3 to paragraph b: ‘‘Unarmed’’ means U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O. described in USML Category VII. not having installed weapons, installed 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. Note 1 to paragraph .a: For purposes of mountings for weapons, or special 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 reinforcements for mounts for weapons. Comp., p. 783. paragraph .a, ‘‘ground vehicles’’ include (i) tanks and armored vehicles manufactured c. Air-cooled diesel engines and engine ■ 6. In Supplement No. 1 to part 774 prior to 1956 that have not been modified blocks for armored vehicles that weigh more (the Commerce Control List), Category 0, since 1955 and that do not contain a than 40 tons.

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d. Fully automatic continuously variable License Requirements Items: transmissions for tracked combat vehicles. Reason for Control: NS, RS, AT, UN a. [Reserved] e. Deep water fording kits ‘‘specially b. Concealment and deception equipment designed’’ for ground vehicles controlled by Country chart (see ‘‘specially designed’’ for military application, ECCN 0A606.a or USML Category VII. Control(s) Supp. No. 1 to including special paints, decoys, smoke or f. Self-launching bridge ‘‘components’’ not part 738) obscuration equipment and simulators, and enumerated in USML Category VII(g) ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and ‘‘specially designed’’ for deployment by NS applies to entire NS Column 1 ‘‘attachments’’ ‘‘specially designed’’ therefor, ground vehicles enumerated in USML entry, except not controlled by USML Category XIII. Category VII or this ECCN. 0A617.y. c. Ferries, bridges not described in ECCN g. through w. [Reserved] RS applies to entire RS Column 1 0A606 or USML Category VII, and pontoons, x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ entry, except ‘‘specially designed’’ for military use. and ‘‘attachments’’ that are ‘‘specially 0A617.y. d. Test models ‘‘specially designed’’ for the designed’’ for a commodity enumerated or RS applies to China, Russia, or ‘‘development’’ of defense articles controlled otherwise described in ECCN 0A606 (other 0A617.y. Venezuela (see by USML Categories IV, VI, VII and VIII. than 0A606.b or 0A606.y) or a defense article § 742.6(a)(7)) e. [Reserved] enumerated in USML Category VII and not AT applies to entire AT Column 1 f. ‘‘Metal embrittlement agents.’’ elsewhere specified on the USML or in entry. g. through x. [Reserved] 0A606.y. UN applies to entire .. See § 764.1(b) for UN y. Other commodities as follows, and Note 1: Forgings, castings, and other entry, except controls ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and unfinished products, such as extrusions and 0A617.y.. ‘‘attachments’’ ‘‘specially designed’’ machined bodies, that have reached a stage therefore: List Based License Exceptions (See Part 740 in manufacture where they are clearly y.1. Construction equipment ‘‘specially for a Description of All License Exceptions) identifiable by mechanical properties, designed’’ for military use, including such material composition, geometry, or function LVS: $1500 equipment ‘‘specially designed’’ for transport as commodities controlled by ECCN 0A606.x GBS: N/A in aircraft controlled by USML VIII(a) or are controlled by ECCN 0A606.x. Special Conditions for STA ECCN 9A610.a. Note 2: ‘‘Parts,’’ ‘‘components,’’ y.2. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ STA: Paragraph (c)(2) of License Exception ‘‘accessories’’ and ‘‘attachments’’ and ‘‘attachments’’ ‘‘specially designed’’ for STA (§ 740.20(c)(2) of the EAR) may not be enumerated in USML paragraph VII(g) are commodities in paragraph .y.1 of this entry, used for any item in 0A617. subject to the controls of that paragraph. including crew protection kits used as ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ and List of Items Controlled protective cabs. y.3. ISO intermodal containers or ‘‘attachments’’ described in ECCN 0A606.y Related Controls: (1) Defense articles, such as demountable vehicle bodies (i.e., swap are subject to the controls of that paragraph. materials made from classified bodies), n.e.s., ‘‘specially designed’’ or y. Specific ‘‘parts,’’ ‘‘components,’’ information, that are controlled by USML ‘modified’ for shipping or packing defense ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially Category XIII, and technical data articles or items controlled by a ‘‘600 series’’ designed’’ for a commodity enumerated or (including software) directly related ECCN. otherwise described in this ECCN (other than thereto, are subject to the ITAR. (2) See ECCN 0A606.b) or for a defense article in ECCN 0A919 for foreign-made ‘‘military Technical Note: For the purpose of USML Category VII and not elsewhere commodities’’ that incorporate more than a 0A617.y.3, ‘modified’ means any structural, specified on the USML or the CCL, as de minimis amount of U.S.-origin ‘‘600 electrical, mechanical, or other change that follows, and ‘‘parts,’’ ‘‘components,’’ series’’ controlled content. (3) For controls provides a non-military item with military ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially on self-contained diving and underwater capabilities equivalent to an item which is designed’’ therefor: swimming apparatus and related ‘‘specially designed’’ for military use. y.1. Brake discs, rotors, drums, calipers, commodities, see ECCN 8A620.f. (4) For y.4. Field generators ‘‘specially designed’’ cylinders, pads, shoes, lines, hoses, vacuum controls on robots, robot controllers, and for military use. boosters, and parts therefor; robot end-effectors, see USML Category VII y.5. Power controlled searchlights and y.2. Alternators and generators; and ECCNs 0A606 and 2B007. (5) control units therefor, ‘‘specially designed’’ y.3. Axles; ‘‘Libraries,’’ i.e., parametric technical for military use, and ‘‘equipment’’ mounting y.4. Batteries; databases, ‘‘specially designed’’ for such units. y.5. Bearings (e.g., ball, roller, wheel); military use with equipment controlled by ■ y.6. Cables, cable assembles, and the USML or a ‘‘600 series’’ ECCN are 8. In Supplement No. 1 to part 774, connectors; controlled by the technical data and Category 1, ECCN 1A004 is revised to y.7. Cooling system hoses; technology controls pertaining to such read as follow: y.8. Hydraulic, fuel, oil, and air filters, not items. (6) For controls on nuclear power 1A004 Protective and Detection Equipment controlled by ECCN 1A004; generating equipment or propulsion and ‘‘Components,’’ Not ‘‘Specially y.9. Gaskets and o-rings; equipment, including ‘‘nuclear reactors,’’ Designed’’ for Military Use, as Follows y.10. Hydraulic system hoses, fittings, ‘‘specially designed’’ for military use, and (See List of Items Controlled). couplings, adapters, and valves; ‘‘parts’’ and ‘‘components’’ ‘‘specially y.11. Latches and hinges; designed’’ therefor, see USML Categories License Requirements y.12. Lighting systems, fuses, and VI, XIII, XV, and XX. (7) Simulators Reason for Control: NS, CB, RS, AT ‘‘components;’’ ‘‘specially designed’’ for military ‘‘nuclear y.13. Pneumatic hoses, fittings, adapters, reactors’’ are controlled by USML Category Country chart (see couplings, and valves; IX(b). (8) See USML Categories X, XI and Control(s) Supp. No. 1 to y.14. Seats, seat assemblies, seat supports, XII for ‘‘laser’’ protection equipment (e.g., part 738) and harnesses; eye and sensor protection) ‘‘specially y.15 Tires, except run flat; and designed’’ for military use. (9) ‘‘Fuel cells’’ NS applies to entire NS Column 2 y.16 Windows, except those for armored ‘‘specially designed’’ for a defense article entry. vehicles. on the USML or a commodity controlled by CB applies to chem- CB Column 2 ■ 7. In Supplement No. 1 to part 774, a ‘‘600 series’’ ECCN are controlled ical detection sys- Category 0, ECCN 0A617 is revised to according to the corresponding ‘‘600 tems and dedicated series’’ ECCN for such end items. (10) See detectors therefor, read as follow: USML Category XV for controls on fuel in 1A004.c, that 0A617 Miscellaneous ‘‘Equipment,’’ cells ‘‘specially designed’’ for satellite or also have the tech- Materials, and Related Commodities spacecraft. nical characteristic. (See List of Items Controlled). Related Definitions: N/A RS apply to 1A004.d RS Column 2

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Country chart (see designed or modified for defense against Technical Notes: Control(s) Supp. No. 1 to agents or materials, listed in 1A004.a. 1. 1A004 includes equipment, part 738) Technical Notes: For the purpose of ‘‘components’’ that have been ‘identified,’ 1A004.a: successfully tested to national standards or AT applies to entire AT Column 1 1. Full face masks are also known as gas otherwise proven effective, for the detection entry. masks. of or defense against ‘radioactive materials’ List Based License Exceptions (See Part 740 2. Filter canisters include filter cartridges. ‘biological agents,’ chemical warfare agents, ‘simulants’ or ‘‘riot control agents,’’ even if for a Description of All License Exceptions) a.1. ‘Biological agents’; such equipment or ‘‘components’’ are used in a.2. ‘Radioactive materials;’ LVS: N/A civil industries such as mining, quarrying, a.3. Chemical warfare (CW) agents; or GBS: Yes for 1A004.a, .b, and .c.2. agriculture, pharmaceuticals, medical, a.4. ‘Riot control agents’, as follows: veterinary, environmental, waste a List of Items Controlled a.4.a. -Bromobenzeneacetonitrile, management, or the food industry. Related Controls: (1) See ECCNs 1A995, (Bromobenzyl cyanide) (CA) (CAS 5798–79– 2. ‘Simulant’: A substance or material that 2B351, and 2B352. (2) See ECCN 1D003 for 8); is used in place of toxic agent (chemical or ‘‘software’’ ‘‘specially designed’’ or a.4.b. [(2-chlorophenyl) methylene] biological) in training, research, testing or modified to enable equipment to perform propanedinitrile, evaluation. the functions of equipment controlled (o-Chlorobenzylidenemalononitrile) (CS) 3. For the purposes of 1A004, ‘radioactive under section 1A004.c (Nuclear, biological (CAS 2698–41–1); materials’ are those selected or modified to and chemical (NBC) detection systems). (3) a.4.c. 2-Chloro-1-phenylethanone, increase their effectiveness in producing See ECCN 1E002.g for control libraries Phenylacyl chloride casualties in humans or animals, degrading (parametric technical databases) ‘‘specially (w-chloroacetophenone) (CN) (CAS 532–27– equipment or damaging crops or the designed’’ or modified to enable equipment 4); environment. a.4.d. Dibenz-(b,f)-1,4-oxazephine, (CR) to perform the functions of equipment ■ 9. In Supplement No. 1 to part 774, controlled under 1A004.c (Nuclear, (CAS 257–07–8); a.4.e. 10-Chloro-5, 10- Category 1, ECCN 1A008 is revised to biological and chemical (NBC) detection read as follow: systems). (4) Chemical and biological dihydrophenarsazine, (Phenarsazine protective and detection equipment chloride), (Adamsite), (DM) (CAS 578–94–9); 1A008 Charges, Devices and specifically designed, developed, modified, a.4.f. N-Nonanoylmorpholine, (MPA) (CAS ‘‘Components,’’ as Follows (See List of configured, or adapted for military 5299–64–9); Items Controlled). b. Protective suits, gloves and shoes, applications is ‘‘subject to the ITAR’’ (see License Requirements 22 CFR parts 120 through 130, including ‘‘specially designed’’ or modified for defense USML Category XIV(f)), as is commercial against any of the following: Reason for Control: NS, UN, AT equipment that incorporates ‘‘parts’’ or b.1. ‘Biological agents’; ‘‘components’’ controlled under that b.2. ‘Radioactive materials;’ or Country chart category except for domestic preparedness b.3. Chemical warfare (CW) agents; Control(s) (see Supp. No. 1 to devices for individual protection that c. Detection systems, ‘‘specially designed’’ part 738) integrate ‘‘components’’ and ‘‘parts’’ or modified for detection or identification of NS applies to entire NS Column 2 identified in USML Category XIV(f)(4) any of the following, and ‘‘specially entry. when such ‘‘parts’’ or ‘‘components’’ are: designed’’ ‘‘components’’ therefor: AT applies to entire AT Column 1 (1) Integral to the device; (2) inseparable c.1. ‘Biological agents’; entry. from the device; and (3) incapable of c.2. ‘Radioactive materials;’ or UN applies to entire See § 746.1(b) for UN replacement without compromising the c.3. Chemical warfare (CW) agents; entry. controls effectiveness of the device, in which case d. Electronic equipment designed for automatically detecting or identifying the the equipment is subject to the export List Based License Exceptions (See Part 740 presence of ‘‘explosives’’ (as listed in the licensing jurisdiction of the Department of for a Description of All License Exceptions) Commerce under ECCN 1A004. (5) This annex at the end of Category 1) residues and LVS: $3,000 for .a through .c; $6,000 for .d. entry does not control radionuclides utilizing ‘trace detection’ techniques (e.g., GBS: N/A incorporated in equipment listed in this surface acoustic wave, ion mobility entry—such materials are subject to the spectrometry, differential mobility List of Items Controlled spectrometry, mass spectrometry). licensing jurisdiction of the Nuclear Related Controls: (1) All of the following are Regulatory Commission (See 10 CFR part Technical Note: ‘Trace detection’ is ‘‘subject to the ITAR’’ (see 22 CFR parts 110). defined as the capability to detect less than 120 through 130): Related Definitions: (1) ‘Biological agents’ 1 ppm vapor, or 1 mg solid or liquid. means: Pathogens or toxins, selected or a. High explosives and related equipment Note 1: 1A004.d does not apply to modified (such as altering purity, shelf life, ‘‘specially designed’’ for military use; equipment ‘‘specially designed’’ for virulence, dissemination characteristics, or b. Explosive devices or charges in this laboratory use. resistance to UV radiation) to produce entry that utilize USML controlled energetic casualties in humans or animals, degrade Note 2: 1A004.d does not apply to non- materials (See 22 CFR 121.1 Category V), if equipment or damage crops or the contact walk-through security portals. they have been specifically designed, developed, configured, adapted, or modified environment. (2) ‘Riot control agents’ are Note: 1A004 does not control: substances which, under the expected for a military application; a. Personal radiation monitoring c. Shaped charges that have all of the conditions of use for riot control purposes, dosimeters; produce rapidly in humans sensory following a uniform shaped conical liner b. Occupational health or safety equipment with an included angle of 90 degrees or less, irritation or disabling physical effects limited by design or function to protect which disappear within a short time more than 2.0 kg of controlled materials, and against hazards specific to residential safety a diameter exceeding 4.5 inches; following termination of exposure. (Tear or civil industries, including: gases are a subset of ‘riot control agents.’) d. Detonating cord containing greater than 1. Mining; 0.1 kg per meter (470 grains per foot) of Items: 2. Quarrying; controlled materials; a. Full face masks, filter canisters and 3. Agriculture; e. Cutters and severing tools containing decontamination equipment therefor, 4. Pharmaceutical; greater than 10 kg of controlled materials; designed or modified for defense against any 5. Medical; f. With the exception of cutters and of the following, and ‘‘specially designed’’ 6. Veterinary; severing tools, devices or charges controlled ‘‘components’’ therefor: 7. Environmental; by this entry where the USML controlled Note: 1A004.a includes Powered Air 8. Waste management; materials can be easily extracted without Purifying Respirators (PAPR) that are 9. Food industry. destroying the device or charge; and

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g. Individual USML controlled energetic Special Conditions for STA a. ‘‘Laser’’ marking of polymers; or materials in this entry, even when STA: License Exception STA may not be b. ‘‘Laser’’ welding of polymers. compounded with other materials, when not used to ship any item in this entry to any c. Intrinsically conductive polymeric incorporated into explosive devices or of the destinations listed in Country Group materials with a ‘bulk electrical conductivity’ charges controlled by this entry or 1C992. A:6 (See Supplement No.1 to part 740 of exceeding 10,000 S/m (Siemens per meter) or (2) See also ECCNs 1C011, 1C018, 1C111, the EAR). a ‘sheet (surface) resistivity’ of less than 100 1C239, and 1C608 for additional controlled ohms/square, based on any of the following List of Items Controlled energetic materials. See ECCN 1E001 for the polymers: ‘‘development’’ or ‘‘production’’ Related Controls: See also 1C101 c.1. Polyaniline; ‘‘technology’’ for the commodities controlled Related Definitions: N/A c.2. Polypyrrole; by ECCN 1A008, but not for explosives or Items: c.3. Polythiophene; commodities that are ‘‘subject to the ITAR’’ a. Materials for absorbing frequencies c.4. Poly phenylene-vinylene; or (see 22 CFR parts 120 through 130). exceeding 2 × 108 Hz but less than 3 × 1012 c.5. Poly thienylene-vinylene. Related Definitions: N/A Hz. Note: 1C001.c does not apply to materials Items: Note 1: 1C001.a does not control: in a liquid form. a. Hair type absorbers, constructed of a. ‘Shaped charges’ having all of the Technical Note: ‘Bulk electrical natural or synthetic fibers, with non-magnetic following: loading to provide absorption; conductivity’ and ‘sheet (surface) resistivity’ a.1. Net Explosive Quantity (NEQ) greater b. Absorbers having no magnetic loss and should be determined using ASTM D–257 or than 90 g; and whose incident surface is non-planar in national equivalents. a.2. Outer casing diameter equal to or shape, including pyramids, cones, wedges ■ greater than 75 mm; and convoluted surfaces; 11. In Supplement No. 1 to part 774, b. Linear shaped cutting charges having all c. Planar absorbers, having all of the ‘‘ANNEX to Category 1, List of of the following, and ‘‘specially designed’’ following: Explosives (See ECCNs 1A004 and ‘‘components’’ therefor: 1. Made from any of the following: 1A008)’’ is amended by revising b.1. An explosive load greater than 40 g/ a. Plastic foam materials (flexible or non- paragraph 6 to read as follows: m; and flexible) with carbon-loading, or organic b.2. A width of 10 mm or more; materials, including binders, providing more ANNEX to Category 1, ‘‘List of Explosives c. Detonating cord with explosive core load than 5% echo compared with metal over a (See ECCNs 1A004 and 1A008)’’ greater than 64 g/m; bandwidth exceeding ±15% of the center * * * * * d. Cutters, not specified by 1A008.b, and frequency of the incident energy, and not 6. DADE (1,1-diamino-2,2-dinitroethylene, severing tools, having a NEQ greater than 3.5 capable of withstanding temperatures FOX-7) (CAS 145250–81–3); ° kg. exceeding 450 K (177 C); or * * * * * b. Ceramic materials providing more than Technical Note: ‘Shaped charges’ are 20% echo compared with metal over a ■ explosive charges shaped to focus the effects 12. In Supplement No. 1 to part 774, bandwidth exceeding ±15% of the center of the explosive blast. Category 2, ECCN 2A001 is revised to frequency of the incident energy, and not read as follows: Note: The only charges and devices capable of withstanding temperatures specified in 1A008 are those containing exceeding 800 K (527 °C); 2A001 Anti-Friction Bearings and Bearing ‘‘explosives’’ (see list of explosives in the Systems, as Follows, (See List of Items Technical Note: Absorption test samples Controlled) and ‘‘Components’’ Annex at the end of Category 1) and mixtures for 1C001.a. Note 1.c.1 should be a square at Therefor. thereof. least 5 wavelengths of the center frequency on a side and positioned in the far field of License Requirements ■ 10. In Supplement No. 1 to part 774, the radiating element. Reason for Control: NS, MT, AT Category 1, ECCN 1C001 is revised to 2. Tensile strength less than 7 × 106 N/m2; read as follow: and Country chart × 6 1C001 Materials ‘‘Specially Designed’’ for 3. Compressive strength less than 14 10 Control(s) (see Supp. No. 1 to N/m2; Absorbing Electromagnetic Radiation, or part 738) d. Planar absorbers made of sintered Intrinsically Conductive Polymers, as ferrite, having all of the following: Follows (See List of Items Controlled). NS applies to entire NS Column 2 1. A specific gravity exceeding 4.4; and entry. License Requirements 2. A maximum operating temperature of MT applies to radial MT Column 1 548 K (275 °C); Reason for Control: NS, MT, AT ball bearings hav- e. Planar absorbers having no magnetic ing all tolerances loss and fabricated from ‘open-cell foams’ Country chart specified in accord- plastic material with a density of 0.15 grams/ ance with ISO 492 Control(s) (see Supp. No. 1 to 3 part 738) cm or less. Tolerance Class 2 Technical Note: ‘Open-cell foams’ are (or ANSI/ABMA Std NS applies to entire NS Column 1 flexible and porous materials, having an 20 Tolerance Class entry. inner structure open to the atmosphere. ABEC–9, or other MT applies to entire MT Column 1 ‘Open-cell foams’ are also known as national equiva- entry. reticulated foams. lents) or better and AT applies to entire AT Column 1 having all the fol- Note 2: Nothing in Note 1 releases entry. lowing characteris- magnetic materials to provide absorption tics: an inner ring Reporting Requirements when contained in paint. bore diameter be- See § 743.1 of the EAR for reporting b. Materials not transparent to visible light tween 12 and 50 requirements for exports under License and specially designed for absorbing near- mm; an outer ring Exceptions, and Validated End-User infrared radiation having a wavelength outside diameter authorizations. exceeding 810 nm but less than 2,000 nm between 25 and (frequencies exceeding 150 THz but less than 100 mm; and a List Based License Exceptions (See Part 740 370 THz); width between 10 for a Description of All License Exceptions) Note: 1C001.b does not apply to materials, and 20 mm. LVS: N/A ‘‘specially designed’’ or formulated for any of AT applies to entire AT Column 1 GBS: N/A the following applications: entry.

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List Based License Exceptions (See Part 740 List Based License Exceptions (See Part 740 compensations available’’ shall be compared for a Description of All License Exceptions) for a Description of All License Exceptions) to the 1.7 + L/1,000 mm threshold. LVS: $3,000, N/A for MT LVS: $5,000 b. Linear displacement measuring GBS: Yes, for 2A001.a, N/A for MT GBS: N/A instruments or systems, linear position feedback units, and ‘‘electronic assemblies’’, List of Items Controlled List of Items Controlled as follows: Related Controls: (1) See also 2A991. (2) Related Controls: See also 2B993 Note: Interferometer and optical-encoder Quiet running bearings are ‘‘subject to the Related Definitions: N/A measuring systems containing a ‘‘laser’’ are ITAR’’ (see 22 CFR parts 120 through 130.) Items: only specified by 2B006.b.3. Related Definitions: Annular Bearing a. A pitch diameter exceeding 1,250 mm; b.1. ‘Non-contact type measuring systems’ Engineers Committee (ABEC). b. A face width of 15% of pitch diameter with a ‘resolution’ equal to or less (better) Items: or larger; and than 0.2 mm within 0 to 0.2 mm of the Note 1: 2A001.a includes ball bearing and c. A finished quality of AGMA 14 or better ’measuring range’; roller elements ‘‘specially designed’’ for the (equivalent to ISO 1328 class 3). Technical Notes: items specified therein. ■ 14. Supplement No. 1 to part 774, 1. For the purposes of 2B006.b.1, ‘non- Note 2: 2A001 does not control balls with Category 2, ECCN 2B006 is revised to contact type measuring systems’ are designed tolerances specified by the manufacturer in to measure the distance between the probe read as follows: and measured object along a single vector, accordance with ISO 3290:2001 as grade G5 2B006 Dimensional Inspection or where the probe or measured object is in (or national equivalents) or worse. Measuring Systems, Equipment, Position motion. a. Ball bearings and solid roller bearings, Feedback Units and ‘‘Electronic 2. For the purposes of 2B006.b.1, having all tolerances specified by the Assemblies’’, as Follows (See List of ‘measuring range’ means the distance manufacturer in accordance with ISO 492 Items Controlled). between the minimum and maximum Tolerance Class 2 or Class 4 (or national working distance. equivalents), or better, and having both License Requirements b.2. Linear position feedback units ‘rings’ and ‘rolling elements’, made from Reason for Control: NS, NP, AT ‘‘specially designed’’ for machine tools and monel or beryllium; having an overall ‘‘accuracy’’ less (better) × Note: 2A001.a does not control tapered Country chart than (800 + (600 L/1,000)) nm (L equals roller bearings. Control(s) (see Supp. No. 1 to effective length in mm); part 738) b.3. Measuring systems having all of the Technical Notes: following: 1. ‘Ring’—annular part of a radial rolling NS applies to entire NS Column 2 b.3.a. Containing a ‘‘laser’’; bearing incorporating one or more raceways entry. b.3.b. A ‘resolution’ over their full scale of NP applies to those NP Column 1 (ISO 5593:1997). 0.200 nm or less (better); and items in 2B006.a, 2. ‘Rolling element’—ball or roller which b.3.c. Capable of achieving a .b.1, b.3, and .c rolls between raceways (ISO 5593:1997). ‘‘measurement uncertainty’’ equal to or less (angular displace- (better) than (1.6 + L/2,000) nm (L is the b. [Reserved] ment measuring in- c. Active magnetic bearing systems using measured length in mm) at any point within struments) that a measuring range, when compensated for any of the following: meet or exceed the the refractive index of air and measured over c.1. Materials with flux densities of 2.0 T technical param- a period of 30 seconds at a temperature of or greater and yield strengths greater than eters in 2B206. 20±0.01 °C; or 414 MPa; AT applies to entire AT Column 1 c.2. All-electromagnetic 3D homopolar bias Technical Note: For the purposes of entry. 2B006.b, ‘resolution’ is the least increment of designs for actuators; or a measuring device; on digital instruments, c.3. High temperature (450 K (177 °C) and List Based License Exceptions (See Part 740 the least significant bit. above) position sensors. for a Description of All License Exceptions) LVS: N/A b.4. ‘‘Electronic assemblies’’ ‘‘specially ■ 13. In Supplement No. 1 to part 774, GBS: N/A designed’’ to provide feedback capability in Category 2, ECCN 2B003 is revised to systems controlled by 2B006.b.3; read as follows: List of Items Controlled c. Rotary position feedback units ‘‘specially Related Controls: (1) See ECCNs 2D001 and designed’’ for machine tools or angular 2B003 ‘‘Numerically Controlled’’ Machine 2D002 for ‘‘software’’ for items controlled displacement measuring instruments, having Tools, ‘‘Specially Designed’’ for the under this entry. (2) See ECCNs 2E001 an angular position ‘‘accuracy’’ equal to or Shaving, Finishing, Grinding or Honing (‘‘development’’), 2E002 (‘‘production’’), less (better) than 0.9 second of arc; of Hardened (Rc = 40 or More) Spur, and 2E201 (‘‘use’’) for technology for items Note: 2B006.c does not control optical Helical and Double-Helical Gears controlled under this entry. (3) Also see instruments, such as autocollimators, using Having all of the Following. ECCNs 2B206 and 2B996. collimated light (e.g., ‘‘laser’’ light) to detect License Requirements Related Definitions: N/A angular displacement of a mirror. Items: d. Equipment for measuring surface Reason for Control: NS, AT a. Computer controlled or ‘‘numerically roughness (including surface defects), by controlled’’ Coordinate Measuring Machines measuring optical scatter with a sensitivity of Country chart Control(s) (see Supp. No. 1 to (CMM), having a three dimensional length 0.5 nm or less (better). part 738) (volumetric) maximum permissible error of Note: 2B006 includes machine tools, other length measurement (E0,MPE) at any point than those specified by 2B001, that can be NS applies to entire NS Column 2 within the operating range of the machine used as measuring machines, if they meet or entry. (i.e., within the length of axes) equal to or exceed the criteria specified for the AT applies to entire AT Column 1 less (better) than (1.7 + L/1,000) mm (L is the measuring machine function. measured length in mm) according to ISO entry. ■ 10360–2 (2009); 15. In Supplement No. 1 to part 774, Reporting Requirements Category 2, under ‘‘Category 2E— Technical Note: The E0,MPE of the most See § 743.1 of the EAR for reporting accurate configuration of the CMM specified Materials Processing Table; Deposition requirements for exports under License by the manufacturer (e.g., best of the Techniques,’’ the Technical Note to Exceptions, and Validated End-User following: Probe, stylus length, motion Table on Deposition Techniques is authorizations. parameters, environment) and with ‘‘all revised to read as follows:

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Category 2—Materials Processing creating a highly ionized plasma. The anode Note 2: Low-energy ion beams (less than 5 * * * * * can be either a cone attached to the keV) can be used to activate the deposition. periphery of the cathode, through an g. Ion Implantation is a surface Category 2E—Materials Processing Table; insulator, or the chamber. Substrate biasing modification coating process in which the Deposition Techniques is used for non line-of-sight deposition; element to be alloyed is ionized, accelerated * * * * * Note: This definition does not include through a potential gradient and implanted Technical Note to Table on Deposition random cathodic arc deposition with non- into the surface region of the substrate. This biased substrates. Techniques: Processes specified in Column 1 includes processes in which ion implantation of the Table are defined as follows: 5. Ion Plating is a special modification of is performed simultaneously with electron a. Chemical Vapor Deposition (CVD) is an a general TE–PVD process in which a plasma beam physical vapor deposition or sputter overlay coating or surface modification or an ion source is used to ionize the species deposition. coating process wherein a metal, alloy, to be deposited, and a negative bias is ‘‘composite’’, dielectric or ceramic is applied to the substrate in order to facilitate ■ 16. In Supplement No. 1 to part 774, deposited upon a heated substrate. Gaseous the extraction of the species from the plasma. reactants are decomposed or combined in the The introduction of reactive species, the introductory text for Category 3 is vicinity of a substrate resulting in the evaporation of solids within the process revised to read as follows: deposition of the desired elemental, alloy or chamber, and the use of monitors to provide Category 3—Electronics compound material on the substrate. Energy in-process measurement of optical for this decomposition or chemical reaction characteristics and thicknesses of coatings A. ‘‘End Items,’’ ‘‘Equipment,’’ process may be provided by the heat of the are ordinary modifications of the process. ‘‘Accessories,’’ ‘‘Attachments,’’ ‘‘Parts,’’ substrate, a glow discharge plasma, or c. Pack Cementation is a surface ‘‘Components,’’ and ‘‘Systems’’ ‘‘laser’’ irradiation. modification coating or overlay coating Note 1: CVD includes the following process wherein a substrate is immersed in Note 1: The control status of equipment processes: Directed gas flow out-of-pack a powder mixture (a pack), that consists of: and ‘‘components’’ described in 3A001 or deposition, pulsating CVD, controlled 1. The metallic powders that are to be 3A002, other than those described in nucleation thermal decomposition (CNTD), deposited (usually aluminum, chromium, 3A001.a.3 to 3A001.a.10, or 3A001.a.12 to plasma enhanced or plasma assisted CVD silicon or combinations thereof); 3A001.a.14, which are ‘‘specially designed’’ processes. 2. An activator (normally a halide salt); for or which have the same functional Note 2: Pack denotes a substrate immersed and characteristics as other equipment is in a powder mixture. 3. An inert powder, most frequently determined by the control status of the other alumina. equipment. Note 3: The gaseous reactants used in the Note: The substrate and powder mixture is out-of-pack process are produced using the contained within a retort which is heated to Note 2: The control status of integrated same basic reactions and parameters as the between 1,030 K (757 °C) to 1,375 K (1,102 circuits described in 3A001.a.3 to 3A001.a.9, pack cementation process, except that the °C) for sufficient time to deposit the coating. or 3A001.a.12 to 3A001.a.14 that are substrate to be coated is not in contact with unalterably programmed or designed for a the powder mixture. d. Plasma Spraying is an overlay coating process wherein a gun (spray torch) which specific function for other equipment is b. Thermal Evaporation-Physical Vapor produces and controls a plasma accepts determined by the control status of the other Deposition (TE–PVD) is an overlay coating powder or wire coating materials, melts them equipment. process conducted in a vacuum with a and propels them towards a substrate, N.B.: When the manufacturer or applicant pressure less than 0.1 Pa wherein a source of whereon an integrally bonded coating is cannot determine the control status of the thermal energy is used to vaporize the formed. Plasma spraying constitutes either coating material. This process results in the other equipment, the control status of the condensation, or deposition, of the low pressure plasma spraying or high integrated circuits is determined in evaporated species onto appropriately velocity plasma spraying. 3A001.a.3 to 3A001.a.9, or 3A001.a.12 to positioned substrates. The addition of gases Note 1: Low pressure means less than 3A001.a.14. ambient atmospheric pressure. to the vacuum chamber during the coating Note 3: The status of wafers (finished or process to synthesize compound coatings is Note 2: High velocity refers to nozzle-exit unfinished), in which the function has been an ordinary modification of the process. The gas velocity exceeding 750 m/s calculated at determined, is to be evaluated against the use of ion or electron beams, or plasma, to 293 K (20 °C) at 0.1 MPa. activate or assist the coating’s deposition is parameters of 3A001.a, 3A001.b, 3A001.d, e. Slurry Deposition is a surface also a common modification in this 3A001.e.4, 3A001.g, 3A001.h, or 3A001.i. modification coating or overlay coating technique. The use of monitors to provide in- process wherein a metallic or ceramic * * * * * process measurement of optical powder with an organic binder is suspended characteristics and thickness of coatings can ■ 17. In Supplement No. 1 to part 774, be a feature of these processes. Specific TE– in a liquid and is applied to a substrate by either spraying, dipping or painting, Category 3, ECCN 3A001 is revised to PVD processes are as follows: read as follows: 1. Electron Beam PVD uses an electron subsequent air or oven drying, and heat beam to heat and evaporate the material treatment to obtain the desired coating. 3A001 Electronic Items as Follows (See List which forms the coating; f. Sputter Deposition is an overlay coating of Items Controlled). process based on a momentum transfer 2. Ion Assisted Resistive Heating PVD Reason for Control: NS, RS, MT, NP, AT employs electrically resistive heating sources phenomenon, wherein positive ions are in combination with impinging ion beam(s) accelerated by an electric field towards the to produce a controlled and uniform flux of surface of a target (coating material). The evaporated coating species; kinetic energy of the impacting ions is 3. ‘‘Laser’’ Vaporization uses either pulsed sufficient to cause target surface atoms to be or continuous wave ‘‘laser’’ beams to released and deposited on an appropriately vaporize the material which forms the positioned substrate. coating; Note 1: The Table refers only to triode, 4. Cathodic Arc Deposition employs a magnetron or reactive sputter deposition consumable cathode of the material which which is used to increase adhesion of the forms the coating and has an arc discharge coating and rate of deposition and to radio established on the surface by a momentary frequency (RF) augmented sputter deposition contact of a ground trigger. Controlled used to permit vaporization of non-metallic motion of arcing erodes the cathode surface coating materials.

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Country chart incorporating ‘‘information security’’ a.1. Integrated circuits designed or rated as Control(s) (see Supp. No. 1 to functionality, and associated ‘‘software’’ and radiation hardened to withstand any of the part 738) ‘‘technology’’ for the ‘‘production’’ or following: ‘‘development’’ of such microprocessors. a.1.a. A total dose of 5 × 103 Gy (Si), or NS applies to ‘‘Mon- NS Column 1 higher; olithic Microwave List Based License Exceptions (See Part 740 a.1.b. A dose rate upset of 5 × 106 Gy (Si)/ Integrated Circuit’’ for a Description of All License Exceptions) s, or higher; or (‘‘MMIC’’) amplifiers LVS: N/A for MT or NP; N/A for ‘‘Monolithic a.1.c. A fluence (integrated flux) of in 3A001.b.2 and Microwave Integrated Circuit’’ (‘‘MMIC’’) neutrons (1 MeV equivalent) of 5 × 1013 n/ discrete microwave amplifiers in 3A001.b.2 and discrete cm2 or higher on silicon, or its equivalent for transistors in microwave transistors in 3A001.b.3, except other materials; 3A001.b.3, except those that are being exported or reexported Note: 3A001.a.1.c does not apply to Metal those 3A001.b.2 for use in civil telecommunications Insulator Semiconductors (MIS). and b.3 items applications. being exported or a.2. ‘‘Microprocessor microcircuits,’’ reexported for use Yes for: ‘‘microcomputer microcircuits,’’ in civil tele- $1,500: 3A001.c. microcontroller microcircuits, storage communications $3,000: 3A001.b.1, b.2 (exported or integrated circuits manufactured from a applications. reexported for use in civil compound semiconductor, analog-to-digital NS applies to entire NS Column 2 telecommunications applications), b.3 converters, integrated circuits that contain entry. (exported or reexported for use in civil analog-to-digital converters and store or RS applies ‘‘Mono- RS Column 1 telecommunications applications), b.9, .d, .e, process the digitized data, digital-to-analog lithic Microwave In- .f, and .g. converters, electro-optical or ‘‘optical tegrated Circuit’’ $5,000: 3A001.a (except a.1.a and a.5.a integrated circuits’’ designed for ‘‘signal (‘‘MMIC’’) amplifiers when controlled for MT), .b.4 to b.7, and processing,’’ field programmable logic in 3A001.b.2 and b.12. devices, custom integrated circuits for which discrete microwave GBS: Yes for 3A001.a.1.b, a.2 to a.14 (except either the function is unknown or the control transistors in .a.5.a when controlled for MT), b.2 status of the equipment in which the 3A001.b.3, except (exported or reexported for use in civil integrated circuit will be used in unknown, those 3A001.b.2 telecommunications applications), b.8 Fast Fourier Transform (FFT) processors, and b.3 items (except for ‘‘vacuum electronic devices’’ Electrical Erasable Programmable Read-Only being exported or exceeding 18 GHz), b.9., b.10, .g, and .h. Memories (EEPROMs), flash memories, Static reexported for use Random-Access Memories (SRAMs), or in civil tele- Special Conditions for STA Magnetic Random Access Memories communications STA: License Exception STA may not be (MRAMs), having any of the following: applications. used to ship any item in 3A001.b.2 or b.3, a.2.a. Rated for operation at an ambient MT applies to MT Column 1 except those that are being exported or temperature above 398 K (+125 °C); 3A001.a.1.a when reexported for use in civil a.2.b. Rated for operation at an ambient usable in ‘‘mis- telecommunications applications, to any of temperature below 218 K (¥55 °C); or siles’’; and to the destinations listed in Country Group a.2.c. Rated for operation over the entire 3A001.a.5.a when A:5 or A:6 (See Supplement No.1 to part ambient temperature range from 218 K (¥55 ‘‘designed or modi- 740 of the EAR). °C) to 398 K (125 °C); fied’’ for military Note: 3A001.a.2 does not apply to List of Items Controlled use, hermetically integrated circuits designed for civil sealed and rated Related Controls: (1) See Category XV of the automobile or railway train applications. for operation in the USML for certain ‘‘space-qualified’’ a.3. ‘‘Microprocessor microcircuits’’, temperature range electronics and Category XI of the USML ‘‘microcomputer microcircuits’’ and from below¥54 °C for certain ASICs, ‘transmit/receive ° microcontroller microcircuits, manufactured to above +125 C. modules,’ or ‘transmit modules’ ‘‘subject to from a compound semiconductor and NP applies to pulse NP Column 1 the ITAR’’ (see 22 CFR parts 120 through operating at a clock frequency exceeding 40 discharge capaci- 130). (2) See also 3A101, 3A201, 3A611, MHz; tors in in 3A001.e.2 3A991, and 9A515. Note: 3A001.a.3 includes digital signal and super- Related Definitions: ‘Microcircuit’ means a processors, digital array processors and conducting sole- device in which a number of passive or digital coprocessors. noidal active elements are considered as electromagnets in indivisibly associated on or within a a.4. [Reserved] 3A001.e.3 that continuous structure to perform the a.5. Analog-to-Digital Converter (ADC) and meet or exceed the function of a circuit. For the purposes of Digital-to-Analog Converter (DAC) integrated technical param- integrated circuits in 3A001.a.1, 5 × 103 circuits, as follows: eters in 3A201.a Gy(Si) = 5 × 105 Rads (Si); 5 × 106 Gy (Si)/ a.5.a. ADCs having any of the following: and 3A201.b, re- s = 5 × 108 Rads (Si)/s. a.5.a.1. A resolution of 8 bit or more, but spectively. Items: less than 10 bit, with an output rate greater AT applies to entire AT Column 1 than 1.3 Giga Samples Per Second (GSPS); a. General purpose integrated circuits, as entry. a.5.a.2. A resolution of 10 bit or more, but follows: less than 12 bit, with an output rate greater Reporting Requirements: See § 743.1 of the Note 1: Integrated circuits include the than 600 Mega Samples Per Second (MSPS); EAR for reporting requirements for exports following types: a.5.a.3. A resolution of 12 bit or more, but under 3A001.b.2 or b.3 under License —Monolithic integrated circuits; less than 14 bit, with an output rate greater Exceptions, and Validated End-User —Hybrid integrated circuits; than 400 Mega Samples Per Second (MSPS); authorizations. —Multichip integrated circuits; a.5.a.4. A resolution of 14 bit or more, but License Requirements Note: See § 744.17 —Film type integrated circuits, including less than 16 bit, with an output rate greater of the EAR for additional license silicon-on-sapphire integrated circuits; than 250 Mega Samples Per Second (MSPS); requirements for microprocessors having a —Optical integrated circuits; or processing speed of 5 GFLOPS or more and —‘‘Three dimensional integrated circuits’’; a.5.a.5. A resolution of 16 bit or more with an arithmetic logic unit with an access width —‘‘Monolithic Microwave Integrated an output rate greater than 65 Mega Samples of 32 bit or more, including those Circuits’’ (‘‘MMICs’’). Per Second (MSPS);

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N.B.: For integrated circuits that contain at which the digital signal is converted to an and 3A001.a.12, based upon any compound analog-to-digital converters and store or analog signal and the output analog values semiconductor and having any of the process the digitized data see 3A001.a.14. are changed by the DAC. For DACs where the following: Technical Notes: interpolation mode may be bypassed a.11.a. An equivalent gate count of more (interpolation factor of one), the DAC should 1. A resolution of n bit corresponds to a than 3,000 (2 input gates); or be considered as a conventional (non- quantization of 2n levels. a.11.b. A toggle frequency exceeding 1.2 interpolating) DAC. 2. The number of bits in the output word GHz; b. For interpolating DACs (oversampling is equal to the resolution of the ADC. a.12. Fast Fourier Transform (FFT) DACs), the ‘adjusted update rate’ is defined 3. The output rate is the maximum output processors having a rated execution time for as the DAC update rate divided by the rate of the converter, regardless of an N-point complex FFT of less than (N log2 smallest interpolating factor. For architecture or oversampling. N)/20,480 ms, where N is the number of interpolating DACs, the ‘adjusted update 4. For ‘multiple channel ADCs’, the outputs points; rate’ may be referred to by different terms are not aggregated and the output rate is the including: Technical Note: When N is equal to 1,024 maximum output rate of any single channel. • points, the formula in 3A001.a.12 gives an 5. For ‘interleaved ADCs’ or for ‘multiple Input data rate • execution time of 500 ms. channel ADCs’ that are specified to have an input word rate • a.13. Direct Digital Synthesizer (DDS) interleaved mode of operation, the outputs input sample rate • integrated circuits having any of the are aggregated and the output rate is the maximum total input bus rate • following: maximum combined total output rate of all maximum DAC clock rate for DAC clock a.13.a. A Digital-to-Analog Converter of the outputs. input (DAC) clock frequency of 3.5 GHz or more 6. Vendors may also refer to the output rate a.6. Electro-optical and ‘‘optical integrated and a DAC resolution of 10 bit or more, but as sampling rate, conversion rate or circuits’’, designed for ‘‘signal processing’’ less than 12 bit; or throughput rate. It is often specified in and having all of the following: megahertz (MHz) mega words per second or a.6.a. One or more than one internal a.13.b. A DAC clock frequency of 1.25 GHz Mega Samples Per Second (MSPS). ‘‘laser’’ diode; or more and a DAC resolution of 12 bit or 7. For the purpose of measuring output a.6.b. One or more than one internal light more; rate, one sample per second is equivalent to detecting element; and Technical Note: The DAC clock frequency one Hertz or one output word per second. a.6.c. Optical waveguides; may be specified as the master clock 8. ‘Multiple channel ADCs’ are defined as a.7. ‘Field programmable logic devices’ frequency or the input clock frequency. devices which integrate more than one ADC, having any of the following: a.14. Integrated circuits that perform all of designed so that each ADC has a separate a.7.a. A maximum number of single-ended the following: analog input. digital input/outputs of greater than 700; or a.14.a. Analog-to-digital conversions 9. ‘Interleaved ADCs’ are defined as a.7.b. An ‘aggregate one-way peak serial meeting any of the following: devices which have multiple ADC units that transceiver data rate’ of 500 Gb/s or greater; a.14.a.1. A resolution of 8 bit or more, but sample the same analog input at different Note: 3A001.a.7 includes: less than 10 bit, with an input sample rate times such that when the outputs are —Simple Programmable Logic Devices greater than 1.3 Giga Samples Per Second aggregated, the analog input has been (SPLDs); (GSPS); effectively sampled and converted at a higher —Complex Programmable Logic Devices a.14.a.2. A resolution of 10 bit or more, but sampling rate. (CPLDs); less than 12 bit, with an input sample rate a.5.b. Digital-to-Analog Converters (DAC) —Field Programmable Gate Arrays greater than 1.0 Giga Samples Per Second having any of the following: (FPGAs); (GSPS); a.5.b.1. A resolution of 10-bit or more but —Field Programmable Logic Arrays a.14.a.3. A resolution of 12 bit or more, but less than 12-bit,with an ‘adjusted update rate’ (FPLAs); less than 14 bit, with an input sample rate of exceeding 3,500 MSPS; or —Field Programmable Interconnects greater than 1.0 Giga Samples Per Second a.5.b.2. A resolution of 12-bit or more and (FPICs). (GSPS); having any of the following: N.B.: For integrated circuits having field a.14.a.4. A resolution of 14 bit or more, but a.5.b.2.a. An ‘adjusted update rate’ programmable logic devices that are less than 16 bit, with an input sample rate exceeding 1,250 MSPS but not exceeding combined with an analog-to-digital converter, greater than 400 Mega Samples Per Second 3,500 MSPS, and having any of the following: see 3A001.a.14. (MSPS); or a.5.b.2.a.1. A settling time less than 9 ns to Technical Notes: a.14.a.5. A resolution of 16 bit or more 0.024% of full scale from a full scale step; or with an input sample rate greater than 180 a.5.b.2.a.2. A ‘Spurious Free Dynamic 1. Maximum number of digital input/ outputs in 3A001.a.7.a is also referred to as Mega Samples Per Second (MSPS); and Range’ (SFDR) greater than 68 dBc (carrier) a.14.b. Any of the following: when synthesizing a full scale analog signal maximum user input/outputs or maximum available input/outputs, whether the a.14.b.1. Storage of digitized data; or of 100 MHz or the highest full scale analog a.14.b.2. Processing of digitized data; signal frequency specified below 100 MHz; or integrated circuit is packaged or bare die. 2. ‘Aggregate one-way peak serial N.B. 1: For analog-to-digital converter a.5.b.2.b. An ‘adjusted update rate’ integrated circuits see 3A001.a.5.a. exceeding 3,500 MSPS; transceiver data rate’ is the product of the peak serial one-way transceiver data rate N.B. 2: For field programmable logic Technical Notes: times the number of transceivers on the devices see 3A001.a.7. 1. ‘Spurious Free Dynamic Range’ (SFDR) FPGA. b. Microwave or millimeter wave items, as is defined as the ratio of the RMS value of a.8. [Reserved] follows: the carrier frequency (maximum signal a.9. Neural network integrated circuits; Technical Note: For purposes of 3A001.b, component) at the input of the DAC to the a.10. Custom integrated circuits for which the parameter peak saturated power output RMS value of the next largest noise or the function is unknown, or the control may also be referred to on product data harmonic distortion component at its output. status of the equipment in which the sheets as output power, saturated power 2. SFDR is determined directly from the integrated circuits will be used is unknown output, maximum power output, peak power specification table or from the to the manufacturer, having any of the output, or peak envelope power output. characterization plots of SFDR versus following: b.1. ‘‘Vacuum electronic devices’’ and frequency. a.10.a. More than 1,500 terminals; cathodes, as follows: 3. A signal is defined to be full scale when a.10.b. A typical ‘‘basic gate propagation its amplitude is greater than ¥3 dBfs (full delay time’’ of less than 0.02 ns; or Note 1: 3A001.b.1 does not control scale). a.10.c. An operating frequency exceeding 3 ‘‘vacuum electronic devices’’ designed or 4. ‘Adjusted update rate’ for DACs is: GHz; rated for operation in any frequency band a. For conventional (non-interpolating) a.11. Digital integrated circuits, other than and having all of the following: DACs, the ‘adjusted update rate’ is the rate those described in 3A001.a.3 to 3A001.a.10 a. Does not exceed 31.8 GHz; and

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b. Is ‘‘allocated by the ITU’’ for radio- b.2.a.1. A peak saturated power output b.3.a. Rated for operation at frequencies communications services, but not for radio- greater than 75 W (48.75 dBm) at any exceeding 2.7 GHz up to and including 6.8 determination. frequency exceeding 2.7 GHz up to and GHz and having any of the following: Note 2: 3A001.b.1 does not control non- including 2.9 GHz; b.3.a.1. A peak saturated power output ‘‘space-qualified’’ ‘‘vacuum electronic b.2.a.2. A peak saturated power output greater than 400 W (56 dBm) at any devices’’ having all the following: greater than 55 W (47.4 dBm) at any frequency exceeding 2.7 GHz up to and a. An average output power equal to or less frequency exceeding 2.9 GHz up to and including 2.9 GHz; than 50 W; and including 3.2 GHz; b.3.a.2. A peak saturated power output b. Designed or rated for operation in any b.2.a.3. A peak saturated power output greater than 205 W (53.12 dBm) at any frequency band and having all of the greater than 40 W (46 dBm) at any frequency frequency exceeding 2.9 GHz up to and following: exceeding 3.2 GHz up to and including 3.7 including 3.2 GHz; 1. Exceeds 31.8 GHz but does not exceed GHz; or b.3.a.3. A peak saturated power output 43.5 GHz; and b.2.a.4. A peak saturated power output greater than 115 W (50.61 dBm) at any 2. Is ‘‘allocated by the ITU’’ for radio- greater than 20 W (43 dBm) at any frequency frequency exceeding 3.2 GHz up to and communications services, but not for radio- exceeding 3.7 GHz up to and including 6.8 including 3.7 GHz; or determination. GHz; b.3.a.4. A peak saturated power output greater than 60 W (47.78 dBm) at any b.1.a. Traveling-wave ‘‘vacuum electronic b.2.b. Rated for operation at frequencies frequency exceeding 3.7 GHz up to and devices,’’ pulsed or continuous wave, as exceeding 6.8 GHz up to and including 16 including 6.8 GHz; follows: GHz with a ‘‘fractional bandwidth’’ greater b.3.b. Rated for operation at frequencies b.1.a.1. Devices operating at frequencies than 10%, and having any of the following: exceeding 6.8 GHz up to and including 31.8 exceeding 31.8 GHz; b.2.b.1. A peak saturated power output GHz and having any of the following: b.1.a.2. Devices having a cathode heater greater than 10 W (40 dBm) at any frequency b.3.b.1. A peak saturated power output with a turn on time to rated RF power of less exceeding 6.8 GHz up to and including 8.5 greater than 50 W (47 dBm) at any frequency than 3 seconds; GHz; or exceeding 6.8 GHz up to and including 8.5 b.1.a.3. Coupled cavity devices, or b.2.b.2. A peak saturated power output GHz; derivatives thereof, with a ‘‘fractional greater than 5 W (37 dBm) at any frequency b.3.b.2. A peak saturated power output bandwidth’’ of more than 7% or a peak exceeding 8.5 GHz up to and including 16 greater than 15 W (41.76 dBm) at any power exceeding 2.5 kW; GHz; frequency exceeding 8.5 GHz up to and b.1.a.4. Devices based on helix, folded b.2.c. Rated for operation with a peak including 12 GHz; waveguide, or serpentine waveguide circuits, saturated power output greater than 3 W b.3.b.3. A peak saturated power output or derivatives thereof, having any of the (34.77 dBm) at any frequency exceeding 16 greater than 40 W (46 dBm) at any frequency following: GHz up to and including 31.8 GHz, and with exceeding 12 GHz up to and including 16 b.1.a.4.a. An ‘‘instantaneous bandwidth’’ of a ‘‘fractional bandwidth’’ of greater than GHz; or more than one octave, and average power 10%; b.3.b.4. A peak saturated power output (expressed in kW) times frequency b.2.d. Rated for operation with a peak greater than 7 W (38.45 dBm) at any (expressed in GHz) of more than 0.5; saturated power output greater than 0.1 nW frequency exceeding 16 GHz up to and b.1.a.4.b. An ‘‘instantaneous bandwidth’’ of (¥70 dBm) at any frequency exceeding 31.8 including 31.8 GHz; one octave or less, and average power GHz up to and including 37 GHz; b.3.c. Rated for operation with a peak (expressed in kW) times frequency b.2.e. Rated for operation with a peak saturated power output greater than 0.5 W (expressed in GHz) of more than 1; saturated power output greater than 1 W (30 (27 dBm) at any frequency exceeding 31.8 b.1.a.4.c. Being ‘‘space-qualified’’; or dBm) at any frequency exceeding 37 GHz up GHz up to and including 37 GHz; b.1.a.4.d. Having a gridded electron gun; to and including 43.5 GHz, and with a b.3.d. Rated for operation with a peak b.1.a.5. Devices with a ‘‘fractional ‘‘fractional bandwidth’’ of greater than 10%; saturated power output greater than 1 W (30 bandwidth’’ greater than or equal to 10%, b.2.f. Rated for operation with a peak dBm) at any frequency exceeding 37 GHz up with any of the following: saturated power output greater than 31.62 to and including 43.5 GHz; b.1.a.5.a. An annular electron beam; mW (15 dBm) at any frequency exceeding b.3.e. Rated for operation with a peak b.1.a.5.b. A non-axisymmetric electron 43.5 GHz up to and including 75 GHz, and saturated power output greater than 0.1 nW beam; or with a ‘‘fractional bandwidth’’ of greater than (¥70 dBm) at any frequency exceeding 43.5 b.1.a.5.c. Multiple electron beams; 10%; GHz; or b.1.b. Crossed-field amplifier ‘‘vacuum b.2.g. Rated for operation with a peak b.3.f. Other than those specified by electronic devices’’ with a gain of more than saturated power output greater than 10 mW 3A001.b.3.a to 3A001.b.3.e and rated for 17 dB; (10 dBm) at any frequency exceeding 75 GHz operation with a peak saturated power output b.1.c. Thermionic cathodes, designed for up to and including 90 GHz, and with a greater than 5 W (37.0 dBm) at all frequencies ‘‘vacuum electronic devices,’’ producing an ‘‘fractional bandwidth’’ of greater than 5%; or exceeding 8.5 GHz up to and including 31.8 emission current density at rated operating b.2.h. Rated for operation with a peak GHz; conditions exceeding 5 A/cm2 or a pulsed saturated power output greater than 0.1 nW (non-continuous) current density at rated (¥70 dBm) at any frequency exceeding 90 Note 1: The control status of a transistor operating conditions exceeding 10 A/cm2; GHz; in 3A001.b.3.a through 3A001.b.3.e, whose b.1.d. ‘‘Vacuum electronic devices’’ with Note 1: [Reserved] rated operating frequency includes the capability to operate in a ‘dual mode.’ frequencies listed in more than one frequency Note 2: The control status of the ‘‘MMIC’’ range, as defined by 3A001.b.3.a through Technical Note: ‘Dual mode’ means the whose rated operating frequency includes 3A001.b.3.e, is determined by the lowest ‘‘vacuum electronic device’’ beam current frequencies listed in more than one frequency peak saturated power output control can be intentionally changed between range, as defined by 3A001.b.2.a through threshold. continuous-wave and pulsed mode operation 3A001.b.2.h, is determined by the lowest Note 2: 3A001.b.3 includes bare dice, dice by use of a grid and produces a peak pulse peak saturated power output control mounted on carriers, or dice mounted in output power greater than the continuous- threshold. wave output power. packages. Some discrete transistors may also b.2. ‘‘Monolithic Microwave Integrated Note 3: Notes 1 and 2 following the be referred to as power amplifiers, but the Circuit’’ (‘‘MMIC’’) amplifiers that are any of Category 3 heading for product group A. status of these discrete transistors is the following: Systems, Equipment, and Components mean determined by 3A001.b.3. N.B.: For ‘‘MMIC’’ amplifiers that have an that 3A001.b.2 does not control ‘‘MMICs’’ if b.4. Microwave solid state amplifiers and integrated phase shifter see 3A001.b.12. they are ‘‘specially designed’’ for other microwave assemblies/modules containing b.2.a. Rated for operation at frequencies applications, e.g., telecommunications, microwave solid state amplifiers, that are any exceeding 2.7 GHz up to and including 6.8 radar, automobiles. of the following: GHz with a ‘‘fractional bandwidth’’ greater b.3. Discrete microwave transistors that are b.4.a. Rated for operation at frequencies than 15%, and having any of the following: any of the following: exceeding 2.7 GHz up to and including 6.8

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GHz with a ‘‘fractional bandwidth’’ greater b.5. Electronically or magnetically tunable b.10. Oscillators or oscillator assemblies, than 15%, and having any of the following: band-pass or band-stop filters, having more specified to operate with a single sideband b.4.a.1. A peak saturated power output than 5 tunable resonators capable of tuning (SSB) phase noise, in dBc/Hz, less (better) greater than 500 W (57 dBm) at any across a 1.5:1 frequency band (fmax/fmin) in than -(126 + 20log10F¥20log10f) anywhere frequency exceeding 2.7 GHz up to and less than 10 ms and having any of the within the range of 10 Hz ≤ F ≤ 10 kHz; including 2.9 GHz; following: Technical Note: In 3A001.b.10, F is the b.4.a.2. A peak saturated power output b.5.a. A band-pass bandwidth of more than offset from the operating frequency in Hz and greater than 270 W (54.3 dBm) at any 0.5% of center frequency; or f is the operating frequency in MHz. frequency exceeding 2.9 GHz up to and b.5.b. A band-stop bandwidth of less than b.11. ‘‘Frequency synthesizer’’ ‘‘electronic including 3.2 GHz; 0.5% of center frequency; assemblies’’ having a ‘‘frequency switching b.4.a.3. A peak saturated power output b.6. [Reserved] time’’ as specified by any of the following: greater than 200 W (53 dBm) at any b.7. Converters and harmonic mixers, that b.11.a. Less than 143 ps; frequency exceeding 3.2 GHz up to and are any of the following: b.11.b. Less than 100 ms for any frequency including 3.7 GHz; or b.7.a. Designed to extend the frequency change exceeding 2.2 GHz within the b.4.a.4. A peak saturated power output range of ‘‘signal analyzers’’ beyond 90 GHz; greater than 90 W (49.54 dBm) at any b.7.b. Designed to extend the operating synthesized frequency range exceeding 4.8 frequency exceeding 3.7 GHz up to and range of signal generators as follows: GHz but not exceeding 31.8 GHz; including 6.8 GHz; b.7.b.1. Beyond 90 GHz; b.11.c. [Reserved] b.4.b. Rated for operation at frequencies b.7.b.2. To an output power greater than b.11.d. Less than 500 ms for any frequency exceeding 6.8 GHz up to and including 31.8 100 mW (20 dBm) anywhere within the change exceeding 550 MHz within the GHz with a ‘‘fractional bandwidth’’ greater frequency range exceeding 43.5 GHz but not synthesized frequency range exceeding 31.8 than 10%, and having any of the following: exceeding 90 GHz; GHz but not exceeding 37 GHz; or b.4.b.1. A peak saturated power output b.7.c. Designed to extend the operating b.11.e. Less than 100 ms for any frequency greater than 70 W (48.54 dBm) at any range of network analyzers as follows: change exceeding 2.2 GHz within the frequency exceeding 6.8 GHz up to and b.7.c.1. Beyond 110 GHz; synthesized frequency range exceeding 37 including 8.5 GHz; b.7.c.2. To an output power greater than GHz but not exceeding 90 GHz; or b.4.b.2. A peak saturated power output 31.62 mW (15 dBm) anywhere within the b.11.f. [Reserved] greater than 50 W (47 dBm) at any frequency frequency range exceeding 43.5 GHz but not b.11.g. Less than 1 ms within the exceeding 8.5 GHz up to and including 12 exceeding 90 GHz; synthesized frequency range exceeding 90 GHz; b.7.c.3. To an output power greater than 1 GHz; b.4.b.3. A peak saturated power output mW (0 dBm) anywhere within the frequency N.B.: For general purpose ‘‘signal greater than 30 W (44.77 dBm) at any range exceeding 90 GHz but not exceeding analyzers’’, signal generators, network frequency exceeding 12 GHz up to and 110 GHz; or analyzers and microwave test receivers, see including 16 GHz; or b.7.d. Designed to extend the frequency 3A002.c, 3A002.d, 3A002.e and 3A002.f, b.4.b.4. A peak saturated power output range of microwave test receivers beyond 110 respectively. greater than 20 W (43 dBm) at any frequency GHz; b.12. ‘Transmit/receive modules,’ exceeding 16 GHz up to and including 31.8 b.8. Microwave power amplifiers ‘transmit/receive MMICs,’ ‘transmit GHz; containing ‘‘vacuum electronic devices’’ modules,’ and ‘transmit MMICs,’ rated for b.4.c. Rated for operation with a peak controlled by 3A001.b.1 and having all of the operation at frequencies above 2.7 GHz and saturated power output greater than 0.5 W following: having all of the following: (27 dBm) at any frequency exceeding 31.8 b.8.a. Operating frequencies above 3 GHz; b.12.a. A peak saturated power output (in GHz up to and including 37 GHz; b.8.b. An average output power to mass watts), Psat, greater than 505.62 divided by b.4.d. Rated for operation with a peak ratio exceeding 80 W/kg; and the maximum operating frequency (in GHz) 3 2 2 saturated power output greater than 2 W (33 b.8.c. A volume of less than 400 cm ; squared [Psat>505.62 W*GHz /fGHz ] for any dBm) at any frequency exceeding 37 GHz up Note: 3A001.b.8 does not control channel; to and including 43.5 GHz, and with a equipment designed or rated for operation in b.12.b. A ‘‘fractional bandwidth’’ of 5% or ‘‘fractional bandwidth’’ of greater than 10%; any frequency band which is ‘‘allocated by greater for any channel; b.4.e. Rated for operation at frequencies the ITU’’ for radio-communications services, b.12.c. Any planar side with length d (in exceeding 43.5 GHz and having any of the but not for radio-determination. cm) equal to or less than 15 divided by the ≤ following: b.9. Microwave Power Modules (MPM) lowest operating frequency in GHz [d b.4.e.1. A peak saturated power output consisting of, at least, a traveling-wave 15cm*GHz*N/fGHz] where N is the number of greater than 0.2 W (23 dBm) at any frequency ‘‘vacuum electronic device,’’ a ‘‘Monolithic transmit or transmit/receive channels; and exceeding 43.5 GHz up to and including 75 Microwave Integrated Circuit’’ (‘‘MMIC’’) and b.12.d. An electronically variable phase GHz, and with a ‘‘fractional bandwidth’’ of an integrated electronic power conditioner shifter per channel. greater than 10%; and having all of the following: Technical Notes: b.4.e.2. A peak saturated power output b.9.a. A ‘turn-on time’ from off to fully 1. A ‘transmit/receive module’ is a greater than 20 mW (13 dBm) at any operational in less than 10 seconds; multifunction ‘‘electronic assembly’’ that frequency exceeding 75 GHz up to and b.9.b. A volume less than the maximum provides bi-directional amplitude and phase including 90 GHz, and with a ‘‘fractional 3 rated power in Watts multiplied by 10 cm / control for transmission and reception of bandwidth’’ of greater than 5%; or W; and signals. b.4.e.3. A peak saturated power output b.9.c. An ‘‘instantaneous bandwidth’’ 2. A ‘transmit module’ is an ‘‘electronic greater than 0.1 nW (¥70 dBm) at any greater than 1 octave (fmax. > 2fmin,) and assembly’’ that provides amplitude and frequency exceeding 90 GHz; or having any of the following: b.4.f. [Reserved] phase control for transmission of signals. b.9.c.1. For frequencies equal to or less 3. A ‘transmit/receive MMIC’ is a N.B.: than 18 GHz, an RF output power greater 1. For ‘‘MMIC’’ amplifiers see 3A001.b.2. multifunction ‘‘MMIC’’ that provides bi- than 100 W; or directional amplitude and phase control for 2. For ‘transmit/receive modules’ and b.9.c.2. A frequency greater than 18 GHz; ‘transmit modules’ see 3A001.b.12. transmission and reception of signals. Technical Notes: 4. A ‘transmit MMIC’ is a ‘‘MMIC’’ that Note 1: [Reserved] 1. To calculate the volume in 3A001.b.9.b., provides amplitude and phase control for Note 2: The control status of an item the following example is provided: For a transmission of signals. whose rated operating frequency includes maximum rated power of 20 W, the volume 5. 2.7 GHz should be used as the lowest frequencies listed in more than one frequency would be: 20 W × 10 cm3/W = 200 cm3. operating frequency (fGHz) in the formula in range, as defined by 3A001.b.4.a through 2. The ‘turn-on time’ in 3A001.b.9.a. refers 3A001.b.4.12.c for transmit/receive or 3A001.b.4.e, is determined by the lowest to the time from fully-off to fully operational, transmit modules that have a rated operation peak saturated power output control i.e., it includes the warm-up time of the range extending downward to 2.7 GHz and threshold. MPM. below [d≤15cm*GHz*N/2.7 GHz].

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6. 3A001.b.12 applies to ‘transmit/receive e.1.b. ‘Secondary cells’ having an ‘energy Technical Note: ‘AM0’, or ‘Air Mass Zero’, modules’ or ‘transmit modules’ with or density’ exceeding 350 Wh/kg at 293 K (20 refers to the spectral irradiance of sun light without a heat sink. The value of d in °C); in the earth’s outer atmosphere when the 3A001.b.12.c does not include any portion of Technical Notes: distance between the earth and sun is one the ‘transmit/receive module’ or ‘transmit astronomical unit (AU). 1. For the purpose of 3A001.e.1, ‘energy module’ that functions as a heat sink. f. Rotary input type absolute position 7. ‘Transmit/receive modules’ or ‘transmit density’ (Wh/kg) is calculated from the nominal voltage multiplied by the nominal encoders having an ‘‘accuracy’’ equal to or modules,’ ‘transmit/receive MMICs’ or less (better) than ± 1.0 second of arc and capacity in ampere-hours (Ah) divided by the ‘transmit MMICs’ may or may not have N ‘‘specially designed’’ encoder rings, discs or mass in kilograms. If the nominal capacity is integrated radiating antenna elements where scales therefor; not stated, energy density is calculated from N is the number of transmit or transmit/ g. Solid-state pulsed power switching the nominal voltage squared then multiplied receive channels. thyristor devices and ‘thyristor modules’, by the discharge duration in hours divided by c. Acoustic wave devices as follows and using either electrically, optically, or electron ‘‘specially designed’’ ‘‘components’’ therefor: the discharge load in Ohms and the mass in radiation controlled switch methods and c.1. Surface acoustic wave and surface kilograms. having any of the following: skimming (shallow bulk) acoustic wave 2. For the purpose of 3A001.e.1, a ‘cell’ is g.1. A maximum turn-on current rate of devices, having any of the following: defined as an electrochemical device, which rise (di/dt) greater than 30,000 A/ms and off- c.1.a. A carrier frequency exceeding 6 GHz; has positive and negative electrodes, an state voltage greater than 1,100 V; or c.1.b. A carrier frequency exceeding 1 GHz, electrolyte, and is a source of electrical g.2. A maximum turn-on current rate of but not exceeding 6 GHz and having any of energy. It is the basic building block of a rise (di/dt) greater than 2,000 A/ms and the following: battery. having all of the following: c.1.b.1. A ‘frequency side-lobe rejection’ 3. For the purpose of 3A001.e.1.a, a g.2.a. An off-state peak voltage equal to or exceeding 65 dB; ‘primary cell’ is a ‘cell’ that is not designed greater than 3,000 V; and c.1.b.2. A product of the maximum delay to be charged by any other source. g.2.b. A peak (surge) current equal to or time and the bandwidth (time in ms and 4. For the purpose of 3A001.e.1.b, a greater than 3,000 A; bandwidth in MHz) of more than 100; ‘secondary cell’ is a ‘cell’ that is designed to Note 1: 3A001.g. includes: c.1.b.3. A bandwidth greater than 250 be charged by an external electrical source. MHz; or —Silicon Controlled Rectifiers (SCRs); Note: 3A001.e does not control batteries, c.1.b.4. A dispersive delay of more than 10 —Electrical Triggering Thyristors (ETTs); including single-cell batteries. ms; or —Light Triggering Thyristors (LTTs); c.1.c. A carrier frequency of 1 GHz or less e.2. High energy storage capacitors as —Integrated Gate Commutated Thyristors and having any of the following: follows: (IGCTs); c.1.c.1. A product of the maximum delay e.2.a. Capacitors with a repetition rate of —Gate Turn-off Thyristors (GTOs); time and the bandwidth (time in ms and less than 10 Hz (single shot capacitors) and —MOS Controlled Thyristors (MCTs); bandwidth in MHz) of more than 100; having all of the following: —Solidtrons. c.1.c.2. A dispersive delay of more than 10 e.2.a.1. A voltage rating equal to or more Note 2: 3A001.g. does not control thyristor ms; or than 5 kV; devices and ‘thyristor modules’ incorporated c.1.c.3. A ‘frequency side-lobe rejection’ e.2.a.2. An energy density equal to or more into equipment designed for civil railway or exceeding 65 dB and a bandwidth greater than 250 J/kg; and ‘‘civil aircraft’’ applications. than 100 MHz; e.2.a.3. A total energy equal to or more Technical Note: For the purposes of than 25 kJ; Technical Note: ‘Frequency side-lobe 3A001.g, a ‘thyristor module’ contains one or e.2.b. Capacitors with a repetition rate of rejection’ is the maximum rejection value more thyristor devices. specified in data sheet. 10 Hz or more (repetition rated capacitors) h. Solid-state power semiconductor c.2. Bulk (volume) acoustic wave devices and having all of the following: e.2.b.1. A voltage rating equal to or more switches, diodes, or ‘modules’, having all of that permit the direct processing of signals at the following: frequencies exceeding 6 GHz; than 5 kV; e.2.b.2. An energy density equal to or more h.1. Rated for a maximum operating c.3. Acoustic-optic ‘‘signal processing’’ junction temperature greater than 488 K devices employing interaction between than 50 J/kg; ° e.2.b.3. A total energy equal to or more (215 C); acoustic waves (bulk wave or surface wave) h.2. Repetitive peak off-state voltage and light waves that permit the direct than 100 J; and e.2.b.4. A charge/discharge cycle life equal (blocking voltage) exceeding 300 V; and processing of signals or images, including h.3. Continuous current greater than 1 A. spectral analysis, correlation or convolution; to or more than 10,000; e.3. ‘‘Superconductive’’ electromagnets and Technical Note: For the purposes of Note: 3A001.c does not control acoustic solenoids, ‘‘specially designed’’ to be fully 3A001.h, ‘modules’ contain one or more wave devices that are limited to a single band charged or discharged in less than one solid-state power semiconductor switches or pass, low pass, high pass or notch filtering, second and having all of the following: diodes. or resonating function. Note 1: Repetitive peak off-state voltage in d. Electronic devices and circuits Note: 3A001.e.3 does not control 3A001.h includes drain to source voltage, containing ‘‘components,’’ manufactured ‘‘superconductive’’ electromagnets or collector to emitter voltage, repetitive peak from ‘‘superconductive’’ materials, ‘‘specially solenoids ‘‘specially designed’’ for Magnetic reverse voltage and peak repetitive off-state designed’’ for operation at temperatures Resonance Imaging (MRI) medical blocking voltage. below the ‘‘critical temperature’’ of at least equipment. one of the ‘‘superconductive’’ constituents e.3.a. Energy delivered during the Note 2: 3A001.h. includes: and having any of the following: discharge exceeding 10 kJ in the first second; —Junction Field Effect Transistors (JFETs); d.1. Current switching for digital circuits e.3.b. Inner diameter of the current —Vertical Junction Field Effect Transistors using ‘‘superconductive’’ gates with a carrying windings of more than 250 mm; and (VJFETs); product of delay time per gate (in seconds) e.3.c. Rated for a magnetic induction of —Metal Oxide Semiconductor Field Effect and power dissipation per gate (in watts) of more than 8 T or ‘‘overall current density’’ Transistors (MOSFETs); less than 10¥14 J; or in the winding of more than 300 A/mm2; —Double Diffused Metal Oxide d.2. Frequency selection at all frequencies e.4. Solar cells, cell-interconnect- Semiconductor Field Effect Transistor using resonant circuits with Q-values coverglass (CIC) assemblies, solar panels, and (DMOSFET); exceeding 10,000; solar arrays, which are ‘‘space-qualified,’’ —Insulated Gate Bipolar Transistor (IGBT); e. High energy devices as follows: having a minimum average efficiency —High Electron Mobility Transistors e.1. ‘Cells’ as follows: exceeding 20% at an operating temperature (HEMTs); e.1.a. ‘Primary cells’ having an ‘energy of 301 K (28 °C) under simulated ‘AM0’ —Bipolar Junction Transistors (BJTs); density’ exceeding 550 Wh/kg at 293 K (20 illumination with an irradiance of 1,367 —Thyristors and Silicon Controlled °C); Watts per square meter (W/m2); Rectifiers (SCRs);

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—Gate Turn-Off Thyristors (GTOs); Technical Notes: d.3. A ‘‘frequency switching time’’ as —Emitter Turn-Off Thyristors (ETOs); 1. For recorders with a parallel bus specified by any of the following: —PiN Diodes; architecture, the ‘continuous throughput’ d.3.a. [Reserved] —Schottky Diodes. rate is the highest word rate multiplied by the d.3.b. Less than 100 ms for any frequency change exceeding 2.2 GHz within the Note 3: 3A001.h does not apply to number of bits in a word. 2. ‘Continuous throughput’ is the fastest frequency range exceeding 4.8 GHz but not switches, diodes, or ‘modules’, incorporated exceeding 31.8 GHz; into equipment designed for civil automobile, data rate the instrument can record to disk d.3.c. [Reserved] civil railway, or ‘‘civil aircraft’’ applications. or solid-state drive memory without the loss of any information while sustaining the input d.3.d. Less than 500 ms for any frequency ■ 18. In Supplement No. 1 to part 774, digital data rate or digitizer conversion rate. change exceeding 550 MHz within the Category 3, ECCN 3A002 is revised to a.7. Real-time oscilloscopes having a frequency range exceeding 31.8 GHz but not read as follows: vertical root-mean-square (rms) noise voltage exceeding 37 GHz; or d.3.e. Less than 100 ms for any frequency 3A002 General Purpose ‘‘Electronic of less than 2% of full-scale at the vertical scale setting that provides the lowest noise change exceeding 2.2 GHz within the Assemblies,’’ Modules and Equipment, frequency range exceeding 37 GHz but not as Follows (See List of Items Controlled). value for any input 3dB bandwidth of 60 GHz or greater per channel; exceeding 90 GHz; License Requirements d.3.f. [Reserved] Note: 3A002.a.7 does not apply to Reason for Control: NS, MT, AT d.4. Single sideband (SSB) phase noise, in equivalent-time sampling oscilloscopes. dBc/Hz, specified as being any of the b. [Reserved] following: Country chart (see ¥ Control(s) Supp. No. 1 to c. ‘‘Signal analyzers’’ as follows: d.4.a. Less (better) than (126 + 20 log10 ¥ part 738) c.1. ‘‘Signal analyzers’’ having a 3 dB F 20log10f) for anywhere within the range of resolution bandwidth (RBW) exceeding 10 10 Hz ≤ F ≤ 10 kHz anywhere within the NS applies to entire NS Column 2 MHz anywhere within the frequency range frequency range exceeding 3.2 GHz but not entry. exceeding 31.8 GHz but not exceeding 37 exceeding 90 GHz; or MT applies to MT Column 1 GHz; d.4.b. Less (better) than ¥(206¥20log10f) 3A002.h when the c.2. ‘‘Signal analyzers’’ having Displayed for anywhere within the range of 10 kHz < parameters in Average Noise Level (DANL) less (better) F ≤ 100 kHz anywhere within the frequency 3A101.a.2.b are than ¥150 dBm/Hz anywhere within the range exceeding 3.2 GHz but not exceeding met or exceeded. frequency range exceeding 43.5 GHz but not 90 GHz; AT applies to entire AT Column 1 exceeding 90 GHz; Technical Note: In 3A002.d.4, F is the entry. c.3. ‘‘Signal analyzers’’ having a frequency offset from the operating frequency in Hz and exceeding 90 GHz; f is the operating frequency in MHz. Reporting Requirements c.4. ‘‘Signal analyzers’’ having all of the See § 743.1 of the EAR for reporting following: d.5. An ‘RF modulation bandwidth’ of requirements for exports under License c.4.a. ‘‘Real-time bandwidth’’ exceeding digital baseband signals as specified by any Exceptions, and Validated End-User 170 MHz; and of the following: authorizations. c.4.b. Having any of the following: d.5.a. Exceeding 2.2 GHz within the c.4.b.1. 100% probability of discovery, frequency range exceeding 4.8 GHz but not List Based License Exceptions (See Part 740 with less than a 3 dB reduction from full exceeding 31.8 GHz; for a Description of All License Exceptions) amplitude due to gaps or windowing effects, d.5.b. Exceeding 550 MHz within the LVS: $3,000: 3A002.a, .e, .f, and .g $5,000: of signals having a duration of 15 ms or less; frequency range exceeding 31.8 GHz but not 3A002.c to .d, and .h (unless controlled for or exceeding 37 GHz; or MT); c.4.b.2. A ‘‘frequency mask trigger’’ d.5.c. Exceeding 2.2 GHz within the GBS: Yes, for 3A002.h (unless controlled for function, with 100% probability of trigger frequency range exceeding 37 GHz but not MT) (capture) for signals having a duration of 15 exceeding 90 GHz; or Special Conditions for STA ms or less; Technical Note: ‘RF modulation Technical Notes: bandwidth’ is the Radio Frequency (RF) STA: License Exception STA may not be bandwidth occupied by a digitally encoded used to ship any item in 3A002.g.1 to any 1. Probability of discovery in 3A002.c.4.b.1 baseband signal modulated onto an RF of the destinations listed in Country Group is also referred to as probability of intercept signal. It is also referred to as information A:6 (See Supplement No.1 to part 740 of or probability of capture. bandwidth or vector modulation bandwidth. the EAR). 2. For the purposes of 3A002.c.4.b.1, the I/Q digital modulation is the technical duration for 100% probability of discovery is List of Items Controlled method for producing a vector-modulated RF equivalent to the minimum signal duration output signal, and that output signal is Related Controls: See Category XV(e)(9) of necessary for the specified level typically specified as having an ‘RF the USML for certain ‘‘space-qualified’’ measurement uncertainty. modulation bandwidth’. atomic frequency standards ‘‘subject to the Note: 3A002.c.4 does not apply to those d.6. A maximum frequency exceeding 90 ITAR’’ (see 22 CFR parts 120 through 130). ‘‘signal analyzers’’ using only constant See also 3A101, 3A992 and 9A515.x. GHz; Note 1: For the purpose of 3A002.d, percentage bandwidth filters (also known as Related Definitions: Constant percentage signal generators include arbitrary waveform octave or fractional octave filters). bandwidth filters are also known as octave and function generators. or fractional octave filters. c.5. [Reserved] Note 2: 3A002.d does not control Items: d. Signal generators having any of the equipment in which the output frequency is a. Recording equipment and oscilloscopes, following: either produced by the addition or as follows: d.1. Specified to generate pulse-modulated subtraction of two or more crystal oscillator a.1. to a.5. [Reserved] signals having all of the following, anywhere frequencies, or by an addition or subtraction N.B.: For waveform digitizers and transient within the frequency range exceeding 31.8 followed by a multiplication of the result. recorders, see 3A002.h. GHz but not exceeding 37 GHz: a.6. Digital data recorders having all of the d.1.a. ‘Pulse duration’ of less than 25 ns; Technical Notes: following: and 1. The maximum frequency of an arbitrary a.6.a. A sustained ‘continuous throughput’ d.1.b. On/off ratio equal to or exceeding 65 waveform or function generator is calculated of more than 6.4 Gbit/s to disk or solid-state dB; by dividing the sample rate, in samples/ drive memory; and d.2. An output power exceeding 100 mW second, by a factor of 2.5. a.6.b. ‘‘Signal processing’’ of the radio (20 dBm) anywhere within the frequency 2. For the purposes of 3A002.d.1.a, ‘pulse frequency signal data while it is being range exceeding 43.5 GHz but not exceeding duration’ is defined as the time interval from recorded; 90 GHz; the point on the leading edge that is 50% of

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the pulse amplitude to the point on the status is determined by the highest single- c.1. A resolution of 8 bit or more, but less trailing edge that is 50% of the pulse channel specified performance. than 12 bit, with an output rate greater than amplitude. Note: 3A002.h includes ADC cards, 200 million words per second; e. Network analyzers having any of the waveform digitizers, data acquisition cards, c.2. A resolution of 12 bit with an output following: signal acquisition boards and transient rate greater than 105 million words per e.1. An output power exceeding 31.62 mW recorders. second; (15 dBm) anywhere within the operating c.3. A resolution of more than 12 bit but frequency range exceeding 43.5 GHz but not ■ 19. In Supplement No. 1, Category 3, equal to or less than 14 bit with an output exceeding 90 GHz; ECCN 3A991 is revised to read as rate greater than 10 million words per e.2. An output power exceeding 1 mW (0 follows: second; or dBm) anywhere within the operating 3A991 Electronic Devices, and c.4. A resolution of more than 14 bit with frequency range exceeding 90 GHz but not ‘‘Components’’ not Controlled by 3A001. an output rate greater than 2.5 million words exceeding 110 GHz; per second; e.3. ‘Nonlinear vector measurement License Requirements d. Field programmable logic devices functionality’ at frequencies exceeding 50 Reason for Control: AT having a maximum number of single-ended GHz but not exceeding 110 GHz; or digital input/outputs between 200 and 700; Technical Note: ‘Nonlinear vector Country chart e. Fast Fourier Transform (FFT) processors measurement functionality’ is an Control(s) (see Supp. No. 1 having a rated execution time for a 1,024 instrument’s ability to analyze the test results to part 738) point complex FFT of less than 1 ms; of devices driven into the large-signal domain f. Custom integrated circuits for which or the non-linear distortion range. AT applies to entire AT Column 1 either the function is unknown, or the entry. control status of the equipment in which the e.4. A maximum operating frequency integrated circuits will be used is unknown exceeding 110 GHz; License Requirements Note: See § 744.17 to the manufacturer, having any of the f. Microwave test receivers having all of the of the EAR for additional license following: following: requirements for microprocessors having a f.1. More than 144 terminals; or f.1. Maximum operating frequency processing speed of 5 GFLOPS or more and f.2. A typical ‘‘basic propagation delay exceeding 110 GHz; and an arithmetic logic unit with an access width time’’ of less than 0.4 ns; f.2. Being capable of measuring amplitude of 32 bit or more, including those g. Traveling-wave ‘‘vacuum electronic and phase simultaneously; incorporating ‘‘information security’’ devices,’’ pulsed or continuous wave, as g. Atomic frequency standards being any of functionality, and associated ‘‘software’’ and follows: the following: ‘‘technology’’ for the ‘‘production’’ or g.1. Coupled cavity devices, or derivatives g.1. ‘‘Space-qualified’’; ‘‘development’’ of such microprocessors. thereof; g.2. Non-rubidium and having a long-term ¥ g.2. Helix devices based on helix, folded stability less (better) than 1 × 10 11/month; List Based License Exceptions (See Part 740 waveguide, or serpentine waveguide circuits, or for a Description of All License Exceptions) or derivatives thereof, with any of the g.3. Non-’’space-qualified’’ and having all LVS: N/A following: of the following: GBS: N/A g.2.a. An ‘‘instantaneous bandwidth’’ of g.3.a. Being a rubidium standard; half an octave or more; and g.3.b. Long-term stability less (better) than List of Items Controlled ¥ g.2.b. The product of the rated average 1 × 10 11/month; and Related Controls: N/A output power (expressed in kW) and the g.3.c. Total power consumption of less Related Definitions: N/A maximum operating frequency (expressed in than 1 Watt. Items: GHz) of more than 0.2; h. ‘‘Electronic assemblies,’’ modules or a. ‘‘Microprocessor microcircuits’’, g.2.c. An ‘‘instantaneous bandwidth’’ of equipment, specified to perform all of the ‘‘microcomputer microcircuits’’, and less than half an octave; and following: microcontroller microcircuits having any of g.2.d. The product of the rated average h.1. Analog-to-digital conversions meeting the following: output power (expressed in kW) and the any of the following: a.1. A performance speed of 5 GFLOPS or maximum operating frequency (expressed in h.1.a. A resolution of 8 bit or more, but less more and an arithmetic logic unit with an GHz) of more than 0.4; than 10 bit, with an input sample rate greater access width of 32 bit or more; h. Flexible waveguides designed for use at than 1.3 billion samples per second; a.2. A clock frequency rate exceeding 25 frequencies exceeding 40 GHz; h.1.b. A resolution of 10 bit or more, but MHz; or i. Surface acoustic wave and surface less than 12 bit, with an input sample rate a.3. More than one data or instruction bus skimming (shallow bulk) acoustic wave greater than 1.0 billion samples per second; or serial communication port that provides a devices (i.e., ‘‘signal processing’’ devices h.1.c. A resolution of 12 bit or more, but direct external interconnection between employing elastic waves in materials), having less than 14 bit, with an input sample rate parallel ‘‘microprocessor microcircuits’’ with either of the following: greater than 1.0 billion samples per second; a transfer rate of 2.5 Mbyte/s; i.1. A carrier frequency exceeding 1 GHz; h.1.d. A resolution of 14 bit or more but b. Storage integrated circuits, as follows: or less than 16 bit, with an input sample rate b.1. Electrical erasable programmable read- i.2. A carrier frequency of 1 GHz or less; greater than 400 million samples per second; only memories (EEPROMs) with a storage and or capacity; i.2.a. A frequency side-lobe rejection h.1.e. A resolution of 16 bit or more with b.1.a. Exceeding 16 Mbits per package for exceeding 55 Db; an input sample rate greater than 180 million flash memory types; or i.2.b. A product of the maximum delay samples per second; and b.1.b. Exceeding either of the following time and bandwidth (time in microseconds h.2. Any of the following: limits for all other EEPROM types: and bandwidth in MHz) of more than 100; or h.2.a. Output of digitized data; b.1.b.1. Exceeding 1 Mbit per package; or i.2.c. A dispersive delay of more than 10 h.2.b. Storage of digitized data; or b.1.b.2. Exceeding 256 kbit per package microseconds; h.2.c. Processing of digitized data; and a maximum access time of less than 80 j. Cells as follows: N.B.: Digital data recorders, oscilloscopes, ns; j.1. Primary cells having an energy density ‘‘signal analyzers,’’ signal generators, b.2. Static random access memories of 550 Wh/kg or less at 293 K (20 °C); network analyzers and microwave test (SRAMs) with a storage capacity: j.2. Secondary cells having an energy receivers, are specified by 3A002.a.6, b.2.a. Exceeding 1 Mbit per package; or density of 300 Wh/kg or less at 293 K (20 °C); 3A002.a.7, 3A002.c, 3A002.d, 3A002.e and b.2.b. Exceeding 256 kbit per package and Note: 3A991.j. does not control batteries, 3A002.f, respectively. a maximum access time of less than 25 ns; including single cell batteries. Technical Note: For multiple-channel c. Analog-to-digital converters having any ‘‘electronic assemblies’’ or modules, control of the following: Technical Notes:

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1. For the purpose of 3A991.j energy Country chart 1. For the purpose of 3B001.e, density (Wh/kg) is calculated from the Control(s) (see Supp. No. 1 ‘semiconductor process tools’ refers to nominal voltage multiplied by the nominal to part 738) modular tools that provide physical capacity in ampere-hours divided by the processes for semiconductor production that mass in kilograms. If the nominal capacity is NS applies to entire NS Column 2 are functionally different, such as deposition, not stated, energy density is calculated from entry. implant or thermal processing. the nominal voltage squared then multiplied AT applies to entire AT Column 1 2. For the purpose of 3B001.e, ‘sequential by the discharge duration in hours divided by entry. multiple wafer processing’ means the the discharge load in Ohms and the mass in List Based License Exceptions (See Part 740 capability to process each wafer in different kilograms. for a Description of All License Exceptions) ‘semiconductor process tools’, such as by 2. For the purpose of 3A991.j, a ‘cell’ is transferring each wafer from one tool to a defined as an electrochemical device, which LVS: $500 second tool and on to a third tool with the has positive and negative electrodes, and GBS: Yes, except a.3 (molecular beam automatic loading multi-chamber central electrolyte, and is a source of electrical epitaxial growth equipment using gas wafer handling systems. energy. It is the basic building block of a sources), .e (automatic loading multi- f. Lithography equipment as follows: battery. chamber central wafer handling systems f.1. Align and expose step and repeat 3. For the purpose of 3A991.j.1, a ‘primary only if connected to equipment controlled (direct step on wafer) or step and scan by 3B001. a.3, or .f), and .f (lithography cell’ is a ‘cell’ that is not designed to be (scanner) equipment for wafer processing equipment). charged by any other source. using photo-optical or X-ray methods and 4. For the purpose of 3A991.j.2., a List of Items Controlled having any of the following: ‘secondary cell’ is a ‘cell’ that is designed to f.1.a. A light source wavelength shorter be charged by an external electrical source. Related Controls: See also 3B991 Related Definitions: N/A than 193 nm; or k. ‘‘Superconductive’’ electromagnets or Items: f.1.b. Capable of producing a pattern with solenoids ‘‘specially designed’’ to be fully a ‘‘Minimum Resolvable Feature size’’ (MRF) a. Equipment designed for epitaxial growth charged or discharged in less than one of 45 nm or less; minute, having all of the following: as follows: a.1. Equipment designed or modified to Technical Note: The ‘Minimum Resolvable Note: 3A991.k does not control produce a layer of any material other than Feature size’ (MRF) is calculated by the ‘‘superconductive’’ electromagnets or silicon with a thickness uniform to less than following formula: solenoids designed for Magnetic Resonance ± 2.5% across a distance of 75 mm or more; MRF = (an exposure light source wavelength Imaging (MRI) medical equipment. Note: 3B001.a.1 includes atomic layer in nm) × (K factor) numerical aperture k.1. Maximum energy delivered during the epitaxy (ALE) equipment. discharge divided by the duration of the where the K factor = 0.35 discharge of more than 500 kJ per minute; a.2. Metal Organic Chemical Vapor k.2. Inner diameter of the current carrying Deposition (MOCVD) reactors designed for f.2. Imprint lithography equipment windings of more than 250 mm; and compound semiconductor epitaxial growth of capable of production features of 45 nm k.3. Rated for a magnetic induction of more material having two or more of the following or less; elements: Aluminum, gallium, indium, than 8T or ‘‘overall current density’’ in the Note: 3B001.f.2 includes: 2 arsenic, phosphorus, antimony, or nitrogen; winding of more than 300 A/mm ; —Micro contact printing tools; l. Circuits or systems for electromagnetic a.3. Molecular beam epitaxial growth equipment using gas or solid sources; —Hot embossing tools; energy storage, containing ‘‘components’’ —Nano-imprint lithography tools; manufactured from ‘‘superconductive’’ b. Equipment designed for ion implantation and having any of the —Step and flash imprint lithography (S– materials ‘‘specially designed’’ for operation FIL) tools. at temperatures below the ‘‘critical following: temperature’’ of at least one of their b.1. [Reserved] f.3. Equipment ‘‘specially designed’’ for ‘‘superconductive’’ constituents, having all of b.2. Being designed and optimized to mask making having all of the following: the following: operate at a beam energy of 20 keV or more f.3.a. A deflected focused electron beam, l.1. Resonant operating frequencies and a beam current of 10 mA or more for ion beam or ‘‘laser’’ beam; and exceeding 1 MHz; hydrogen, deuterium, or helium implant; f.3.b. Having any of the following: l.2. A stored energy density of 1 MJ/M3 or b.3. Direct write capability; f.3.b.1. A Full-Width Half-Maximum more; and b.4. A beam energy of 65 keV or more and (FWHM) spot size smaller than 65 nm and an l.3. A discharge time of less than 1 ms; a beam current of 45 mA or more for high image placement less than 17 nm (mean + 3 m. Hydrogen/hydrogen-isotope thyratrons energy oxygen implant into a heated sigma); or of ceramic-metal construction and rate for a semiconductor material ‘‘substrate’’; or f.3.b.2. [Reserved] peak current of 500 A or more; b.5. Being designed and optimized to f.3.b.3. A second-layer overlay error of less n. Digital integrated circuits based on any operate at beam energy of 20 keV or more and than 23 nm (mean + 3 sigma) on the mask; compound semiconductor having an a beam current of 10mA or more for silicon f.4. Equipment designed for device implant into a semiconductor material processing using direct writing methods, equivalent gate count of more than 300 (2 ° input gates); ‘‘substrate’’ heated to 600 C or greater; having all of the following: o. Solar cells, cell-interconnect-coverglass c. [Reserved] f.4.a. A deflected focused electron beam; (CIC) assemblies, solar panels, and solar d. [Reserved] and arrays, which are ‘‘space qualified’’ and not e. Automatic loading multi-chamber f.4.b. Having any of the following: controlled by 3A001.e.4. central wafer handling systems having all of f.4.b.1. A minimum beam size equal to or the following: smaller than 15 nm; or ■ 20. In Supplement No. 1 to part 774, e.1. Interfaces for wafer input and output, f.4.b.2. An overlay error less than 27 nm Category 3, ECCN 3B001 is revised to to which more than two functionally (mean + 3 sigma); read as follows: different ‘semiconductor process tools’ g. Masks and reticles, designed for controlled by 3B001.a.1, 3B001.a.2, 3B001.a.3 integrated circuits controlled by 3A001; 3B001 Equipment for the Manufacturing of or 3B001.b are designed to be connected; and h. Multi-layer masks with a phase shift Semiconductor Devices or Materials, as e.2. Designed to form an integrated system layer not specified by 3B001.g and designed Follows (See List of Items Controlled) in a vacuum environment for ‘sequential to be used by lithography equipment having and ‘‘Specially Designed’’ multiple wafer processing’; a light source wavelength less than 245 nm; ‘‘Components’’ and ‘‘Accessories’’ Note: 3B001.e does not control automatic Note: 3B001.h. does not control multi-layer Therefor. robotic wafer handling systems ‘‘specially masks with a phase shift layer designed for designed’’ for parallel wafer processing. License Requirements the fabrication of memory devices not Reason for Control: NS, AT Technical Notes: controlled by 3A001.

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i. Imprint lithography templates designed Country chart b. Specific ‘‘technology’’, as follows: for integrated circuits by 3A001; Control(s) (see Supp. No. 1 b.1. ‘‘Technology’’ ‘‘required’’ for the j. Mask ‘‘substrate blanks’’ with multilayer to part 738) ‘‘development’’ or ‘‘production’’ of reflector structure consisting of molybdenum telecommunications equipment ‘‘specially and silicon, and having all of the following: NS applies to entire NS Column 1 designed’’ to be used on board satellites; j.1. ‘‘Specially designed’’ for ‘Extreme entry. b.2. ‘‘Technology’’ for the ‘‘development’’ Ultraviolet (EUV)’ lithography; and SL applies to ‘‘tech- or ‘‘use’’ of ‘‘laser’’ communication j.2. Compliant with SEMI Standard P37. nology’’ for the techniques with the capability of ‘‘development’’ or automatically acquiring and tracking signals Technical Note: ‘Extreme Ultraviolet ‘‘production’’ of and maintaining communications through (EUV)’ refers to electromagnetic spectrum equipment, func- exoatmosphere or sub-surface (water) media; wavelengths greater than 5 nm and less than tions or features b.3. ‘‘Technology’’ for the ‘‘development’’ 124 nm. controlled by of digital cellular radio base station receiving 5A001.f.1, or for equipment whose reception capabilities that ■ 21. In Supplement No. 1, Category 3, the ‘‘development’’ allow multi-band, multi-channel, multi- ECCN 3E003 is revised to read as or ‘‘production’’ of mode, multi-coding algorithm or multi- follows: ‘‘software’’ con- protocol operation can be modified by trolled by ECCN changes in ‘‘software’’; 3E003 Other ‘‘Technology’’ for the 5D001.a (for b.4. ‘‘Technology’’ for the ‘‘development’’ ‘‘Development’’ or ‘‘Production’’ of the 5A001.f.1). of ‘‘spread spectrum’’ techniques, including Following (See List of Items Controlled). AT applies to entire AT Column 1 ‘‘frequency hopping’’ techniques. License Requirements entry. Note: 5E001.b.4 does not apply to ‘‘technology’’ for the ‘‘development’’ of any of Reason for Control: NS, AT Reporting Requirements the following: See § 743.1 of the EAR for reporting Country chart a. Civil cellular radio-communications Control(s) (see Supp. No. 1 requirements for exports under License systems; or to part 738) Exceptions, and Validated End-User b. Fixed or mobile satellite Earth stations authorizations. for commercial civil telecommunications. NS applies to entire NS Column 1 List Based License Exceptions (See Part 740 c. ‘‘Technology’’ according the General entry. for a Description of All License Exceptions) Technology Note for the ‘‘development’’ or AT applies to entire AT Column 1 ‘‘production’’ of any of the following: TSR: Yes, except for exports or reexports to entry. c.1. [Reserved] destinations outside of those countries c.2. Equipment employing a ‘‘laser’’ and List Based License Exceptions (See Part 740 listed in Country Group A:5 (See having any of the following: for a Description of All License Exceptions) Supplement No. 1 to part 740 of the EAR) c.2.a. A transmission wavelength of ‘‘technology’’ controlled by 5E001.a for TSR: Yes, except .f and .g exceeding 1,750 nm; the ‘‘development’’ or ‘‘production’’ of the c.2.b. [Reserved] List of Items Controlled following: c.2.c. [Reserved] Related Controls: See 3E001 for silicon-on- (1) Items controlled by 5A001.b.5 or c.2.d. Employing wavelength division insulation (SOI) technology for the 5A001.h; or multiplexing techniques of optical carriers at ‘‘development’’ or ‘‘production’’ related to (2)‘‘Software’’ controlled by 5D001.a that is less than 100 GHz spacing; or radiation hardening of integrated circuits. ‘‘specially designed’’ for the ‘‘development’’ c.2.e. Employing analog techniques and Related Definitions: N/A or ‘‘production’’ of equipment, functions or having a bandwidth exceeding 2.5 GHz; features controlled by 5A001.b.5 or 5A001.h. Items: Note: 5E001.c.2.e does not control a. Vacuum microelectronic devices; Special Conditions for STA ‘‘technology’’ for commercial TV systems. b. Hetero-structure semiconductor STA: License Exception STA may not be N.B.: For ‘‘technology’’ for the electronic devices such as high electron ‘‘development’’ or ‘‘production’’ of non- mobility transistors (HEMT), hetero-bipolar used to ship or transmit ‘‘technology’’ according to the General Technology Note telecommunications equipment employing a transistors (HBT), quantum well and super for the ‘‘development’’ or ‘‘production’’ of ‘‘laser’’, see Product Group E of Category 6, lattice devices; equipment, functions or features specified e.g., 6E00x. Note: 3E003.b does not control by 5A001.b.3, b.5 or .h; or for ‘‘software’’ c.3. Equipment employing ‘‘optical ‘‘technology’’ for high electron mobility in 5D001.a that is specified in the STA switching’’ and having a switching time less transistors (HEMT) operating at frequencies paragraph in the License Exception section than 1 ms; or lower than 31.8 GHz and hetero-junction of ECCN 5D001 to any of the destinations c.4. Radio equipment having any of the bipolar transistors (HBT) operating at listed in Country Group A:6 (See following: frequencies lower than 31.8 GHz. Supplement No. 1 to part 740 of the EAR). c.4.a. Quadrature-Amplitude-Modulation c. ‘‘Superconductive’’ electronic devices; (QAM) techniques above level 1,024; or d. Substrates of films of diamond for List of Items Controlled c.4.b. Operating at input or output electronic components; Related Controls: (1) See also 5E101, 5E980 frequencies exceeding 31.8 GHz; or e. Substrates of silicon-on-insulator (SOI) and 5E991. (2) ‘‘Technology’’ for Note: 5E001.c.4.b does not control for integrated circuits in which the insulator ‘‘development’’ or ‘‘production’’ of ‘‘technology’’ for equipment designed or is silicon dioxide; ‘‘Monolithic Microwave Integrated Circuit’’ modified for operation in any frequency band f. Substrates of silicon carbide for (‘‘MMIC’’) amplifiers that meet the control which is ‘‘allocated by the ITU’’ for radio- electronic components; criteria given at 3A001.b.2 is controlled in communications services, but not for radio- g. ‘‘Vacuum electronic devices’’ operating 3E001; 5E001.d refers only to that determination. at frequencies of 31.8 GHz or higher. additional ‘‘technology’’ ‘‘required’’ for c.4.c. Operating in the 1.5 MHz to 87.5 telecommunications. ■ 22. In Supplement No. 1 to part 774, MHz band and incorporating adaptive Related Definitions: N/A techniques providing more than 15 dB Category 5, ECCN 5E001 is revised to Items: suppression of an interfering signal; or read as follows: a. ‘‘Technology’’ according to the General c.5. [Reserved] 5E001 ‘‘Technology’’ as Follows (See List of Technology Note for the ‘‘development’’, c.6. Mobile equipment having all of the Items Controlled). ‘‘production’’ or ‘‘use’’ (excluding operation) following: of equipment, functions or features, c.6.a. Operating at an optical wavelength License Requirements controlled by 5A001 or ‘‘software’’ controlled greater than or equal to 200nm and less than Reason for Control: NS, SL, AT by 5D001.a. or equal to 400nm; and

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c.6.b. Operating as a ‘‘local area network’’; ‘‘production’’ of electronic devices and Noting that items may be controlled d. ‘‘Technology’’ according to the General circuits, ‘‘specially designed’’ for elsewhere on the CCL, examples of items Technology Note for the ‘‘development’’ or telecommunications and containing not controlled by ECCN 5A002.a.4 include ‘‘production’’ of ‘‘Monolithic Microwave ‘‘components’’ manufactured from the following: (a) An automobile where the Integrated Circuit’’ (‘‘MMIC’’) amplifiers ‘‘superconductive’’ materials, ‘‘specially only ‘cryptography for data confidentiality’ ‘‘specially designed’’ for telecommunications designed’’ for operation at temperatures ‘in excess of 56 bits of symmetric key and that are any of the following: below the ‘‘critical temperature’’ of at least length, or equivalent’ is performed by a Technical Note: For purposes of 5E001.d, one of the ‘‘superconductive’’ constituents Category 5—Part 2 Note 3 eligible mobile the parameter peak saturated power output and having any of the following: telephone that is built into the car. In this may also be referred to on product data e.1. Current switching for digital circuits case, secure phone communications sheets as output power, saturated power using ‘‘superconductive’’ gates with a support a non-primary function of the output, maximum power output, peak power product of delay time per gate (in seconds) automobile but the mobile telephone output, or peak envelope power output. and power dissipation per gate (in watts) of (equipment), as a standalone item, is not ¥14 d.1. Rated for operation at frequencies less than 10 J; or controlled by ECCN 5A002 because it is exceeding 2.7 GHz up to and including 6.8 e.2. Frequency selection at all frequencies excluded by the Cryptography Note (Note GHz with a ‘‘fractional bandwidth’’ greater using resonant circuits with Q-values 3) (See ECCN 5A992.c). (b) An exercise than 15%, and having any of the following: exceeding 10,000. bike with an embedded Category 5—Part 2 Note 3 eligible web browser, where the d.1.a. A peak saturated power output Category 5—Part 2—‘‘Information Security’’ greater than 75 W (48.75 dBm) at any only controlled cryptography is performed frequency exceeding 2.7 GHz up to and ■ 23. In Supplement No. 1 to part 774, by the web browser. In this case, secure including 2.9 GHz; Category 5, ECCN 5A002 is revised to web browsing supports a non-primary function of the exercise bike but the web d.1.b. A peak saturated power output read as follows: greater than 55 W (47.4 dBm) at any browser (‘‘software’’), as a standalone item, frequency exceeding 2.9 GHz up to and 5A002 ‘‘Information Security’’ Systems, is not controlled by ECCN 5D002 because including 3.2 GHz; Equipment and ‘‘Components,’’ as it is excluded by the Cryptography Note d.1.c. A peak saturated power output Follows (See List of Items Controlled). (Note 3) (See ECCN 5D992.c). (5) After classification or self-classification in greater than 40 W (46 dBm) at any frequency License Requirements exceeding 3.2 GHz up to and including 3.7 accordance with § 740.17(b) of the EAR, GHz; or Reason for Control: NS, AT, EI mass market encryption commodities that d.1.d. A peak saturated power output meet eligibility requirements are released greater than 20 W (43 dBm) at any frequency Country chart from ‘‘EI’’ and ‘‘NS’’ controls. These exceeding 3.7 GHz up to and including 6.8 Control(s) (see Supp. No. 1 commodities are designated 5A992.c. to part 738) GHz; Related Definitions: N/A d.2. Rated for operation at frequencies NS applies to entire NS Column 1 Items: exceeding 6.8 GHz up to and including 16 entry. a. Designed or modified to use GHz with a ‘‘fractional bandwidth’’ greater AT applies to entire AT Column 1 ‘cryptography for data confidentiality’ having than 10%, and having any of the following: a ‘described security algorithm’, where that entry. d.2.a. A peak saturated power output cryptographic capability is usable without EI applies to entire Refer to § 742.15 of greater than 10W (40 dBm) at any frequency ‘‘cryptographic activation’’ or has been entry. the EAR exceeding 6.8 GHz up to and including 8.5 activated, as follows: GHz; or License Requirements Note: See § 744.17 a.1. Items having ‘‘information security’’ as d.2.b. A peak saturated power output of the EAR for additional license a primary function; greater than 5W (37 dBm) at any frequency requirements for microprocessors having a a.2. Digital communication or networking exceeding 8.5 GHz up to and including 16 processing speed of 5 GFLOPS or more and systems, equipment or components, not GHz; an arithmetic logic unit with an access width specified in paragraph 5A002.a.1; d.3. Rated for operation with a peak of 32 bit or more, including those a.3. Computers, other items having saturated power output greater than 3 W incorporating ‘‘information security’’ information storage or processing as a (34.77 dBm) at any frequency exceeding 16 functionality, and associated ‘‘software’’ and primary function, and components therefor, GHz up to and including 31.8 GHz, and with ‘‘technology’’ for the ‘‘production’’ or not specified in paragraphs 5A002.a.1 or .a.2; a ‘‘fractional bandwidth’’ of greater than ‘‘development’’ of such microprocessors. N.B.: For operating systems see also 10%; 5D002.a.1 and .c.1. d.4. Rated for operation with a peak List Based License Exceptions (See Part 740 a.4. Items, not specified in paragraphs saturated power output greater than 0.1 nW for a Description of All License Exceptions) 5A002.a.1 to a.3, where the ‘cryptography for ¥ ( 70 dBm) at any frequency exceeding 31.8 data confidentiality’ having ‘in excess of a GHz up to and including 37 GHz; LVS: Yes: $500 for ‘‘components’’. N/A for systems and equipment. ‘described security algorithm’ meets all of the d.5. Rated for operation with a peak following: saturated power output greater than 1 W (30 GBS: N/A ENC: Yes for certain EI controlled a.4.a. It supports a non-primary function of dBm) at any frequency exceeding 37 GHz up the item; and to and including 43.5 GHz, and with a commodities, see § 740.17 of the EAR for eligibility. a.4.b. It is performed by incorporated ‘‘fractional bandwidth’’ of greater than 10%; equipment or ‘‘software’’ that would, as a d.6. Rated for operation with a peak List of Items Controlled standalone item, be specified by ECCNs saturated power output greater than 31.62 5A002, 5A003, 5A004, 5B002 or 5D002. mW (15 dBm) at any frequency exceeding Related Controls: (1) ECCN 5A002.a controls ‘‘component’’ providing the means or N.B. to paragraph a.4: See Related Control 43.5 GHz up to and including 75 GHz, and Paragraph (4) of this ECCN 5A002 for with a ‘‘fractional bandwidth’’ of greater than functions necessary for ‘‘information security.’’ All such ‘‘components’’ are examples of items not controlled by 10%; 5A002.a.4. d.7. Rated for operation with a peak presumptively ‘‘specially designed’’ and saturated power output greater than 10 mW controlled by 5A002.a. (2) See USML Technical Notes: (10 dBm) at any frequency exceeding 75 GHz Categories XI (including XI(b)) and XIII(b) 1. For the purposes of 5A002.a, up to and including 90 GHz, and with a (including XIII(b)(2)) for controls on ‘cryptography for data confidentiality’ means ‘‘fractional bandwidth’’ of greater than 5%; or systems, equipment, and components ‘‘cryptography’’ that employs digital d.8. Rated for operation with a peak described in 5A002.d or .e that are subject techniques and performs any cryptographic saturated power output greater than 0.1 nW to the ITAR. (3) For ‘‘satellite navigation function other than any of the following: (¥70 dBm) at any frequency exceeding 90 system’’ receiving equipment containing or 1.a. ‘‘Authentication;’’ GHz; employing decryption see 7A005, and for 1.b. Digital signature; e. ‘‘Technology’’ according to the General related decryption ‘‘software’’ and 1.c. Data integrity; Technology Note for the ‘‘development’’ or ‘‘technology’’ see 7D005 and 7E001. (4) 1.d. Non-repudiation;

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1.e. Digital rights management, including a.1.b.1. It is specially designed and limited an RF output power limited to 0.1W (20 dBm) the execution of copy-protected ‘‘software;’’ to allow protection of ‘personal data’ stored or less, and supporting 16 or fewer 1.f. Encryption or decryption in support of within; concurrent users; entertainment, mass commercial broadcasts a.1.b.2. Has been, or can only be, h. Routers, switches or relays, where the or medical records management; or personalized for public or commercial ‘‘information security’’ functionality is 1.g. Key management in support of any transactions or individual identification; and limited to the tasks of ‘‘Operations, function described in paragraphs 1.a to 1.f of a.1.b.3. Where the cryptographic capability Administration or Maintenance’’ (‘‘OAM’’) this Technical Note paragraph 1. is not user-accessible; implementing only published or commercial 2. For the purposes of 5A002.a, ‘described Technical Note to paragraph a.1.b of Note cryptographic standards; security algorithm’ means any of the 2: ‘Personal data’ includes any data specific i. General purpose computing equipment following: to a particular person or entity, such as the or servers, where the ‘‘information security’’ 2.a. A ‘‘symmetric algorithm’’ employing a amount of money stored and data necessary functionality meets all of the following: key length in excess of 56 bits, not including for ‘‘authentication.’’ i.1. Uses only published or commercial parity bits; or a.2. ‘Readers/writers’ specially designed or cryptographic standards; and 2.b. An ‘‘asymmetric algorithm’’ where the modified, and limited, for items specified by i.2. Is any of the following: security of the algorithm is based on any of paragraph a.1 of this Note; i.2.a. Integral to a CPU that meets the the following: provisions of Note 3 in Category 5–Part 2; Technical Note to paragraph a.2 of Note 2: i.2.b. Integral to an operating system that 2.b.1. Factorization of integers in excess of ‘Readers/writers’ include equipment that 512 bits (e.g., RSA); is not specified by 5D002; or communicates with smart cards or i.2.c. Limited to ‘‘OAM’’ of the equipment; 2.b.2. Computation of discrete logarithms electronically readable documents through a in a multiplicative group of a finite field of or network. j. Items specially designed for a ‘connected size greater than 512 bits (e.g., Diffie-Hellman b. Cryptographic equipment specially over Z/pZ); or civil industry application’, meeting all of the designed and limited for banking use or following: 2.b.3. Discrete logarithms in a group other ‘money transactions’; than mentioned in paragraph 2.b.2 of this j.1. Being any of the following: Technical Note to paragraph b. of Note 2: Technical Note in excess of 112 bits (e.g., j.1.a. A network-capable endpoint device ‘Money transactions’ in 5A002 Note 2 Diffie-Hellman over an elliptic curve). meeting any of the following: paragraph b. includes the collection and 2.c. An ‘‘asymmetric algorithm’’ where the j.1.a.1. The ‘‘information security’’ settlement of fares or credit functions. functionality is limited to securing ‘non- security of the algorithm is based on any of arbitrary data’ or the tasks of ‘‘Operations, the following: c. Portable or mobile radiotelephones for Administration or Maintenance’’ (‘‘OAM’’); 2.c.1. Shortest vector or closest vector civil use (e.g., for use with commercial civil or problems associated with lattices (e.g., cellular radio communication systems) that j.1.a.2. The device is limited to a specific NewHope, Frodo, NTRUEncrypt, Kyber, are not capable of transmitting encrypted ‘connected civil industry application’; or Titanium); data directly to another radiotelephone or j.1.b. Networking equipment meeting all of 2.c.2. Finding isogenies between equipment (other than Radio Access Network (RAN) equipment), nor of passing encrypted the following: Supersingular elliptic curves (e.g., data through RAN equipment (e.g., Radio j.1.b.1. Being specially designed to Supersingular Isogeny Key Encapsulation); or Network Controller (RNC) or Base Station communicate with the devices specified by 2.c.3. Decoding random codes (e.g., Controller (BSC)); paragraph j.1.a. above; and McEliece, Niederreiter). d. Cordless telephone equipment not j.1.b.2. The ‘‘information security’’ Technical Note: An algorithm described by capable of end-to-end encryption where the functionality is limited to supporting the Technical Note 2.c. may be referred to as maximum effective range of unboosted ‘connected civil industry application’ of being post-quantum, quantum-safe or cordless operation (i.e., a single, unrelayed devices specified by paragraph j.1.a. above, quantum-resistant. hop between terminal and home base station) or the tasks of ‘‘OAM’’ of this networking Note 1: Details of items must be accessible is less than 400 meters according to the equipment or of other items specified by and provided upon request, in order to manufacturer’s specifications; paragraph j. of this Note; and establish any of the following: e. Portable or mobile radiotelephones and j.2. Where the ‘‘information security’’ similar client wireless devices for civil use, functionality implements only published or a. Whether the item meets the criteria of that implement only published or commercial cryptographic standards, and the 5A002.a.1 to a.4; or commercial cryptographic standards (except cryptographic functionality cannot easily be b. Whether the cryptographic capability for for anti-piracy functions, which may be non- changed by the user. data confidentiality specified by 5A002.a is published) and also meet the provisions of Technical Notes: usable without ‘‘cryptographic activation.’’ paragraphs a.2 to a.4 of the Cryptography Note 2: 5A002.a does not control any of the Note (Note 3 in Category 5—Part 2), that have 1. ‘Connected civil industry application’ following items, or specially designed been customized for a specific civil industry means a network-connected consumer or ‘‘information security’’ components therefor: application with features that do not affect civil industry application other than a. Smart cards and smart card ‘readers/ the cryptographic functionality of these ‘‘information security’’, digital writers’ as follows: original non-customized devices; communication, general purpose networking a.1. A smart card or an electronically f. Items, where the ‘‘information security’’ or computing. readable personal document (e.g., token coin, functionality is limited to wireless ‘‘personal 2. ‘Non-arbitrary data’ means sensor or e-passport) that meets any of the following: area network’’ functionality, meeting all of metering data directly related to the stability, a.1.a. The cryptographic capability meets the following: performance or physical measurement of a all of the following: f.1. Implement only published or system (e.g., temperature, pressure, flow rate, a.1.a.1. It is restricted for use in any of the commercial cryptographic standards; and mass, volume, voltage, physical location, following: f.2. The cryptographic capability is limited etc.), that cannot be changed by the user of a.1.a.1.a. Equipment or systems, not to a nominal operating range not exceeding the device. described by 5A002.a.1 to a.4; 30 meters according to the manufacturer’s b. Being a ‘cryptographic activation token’; a.1.a.1.b. Equipment or systems, not using specifications, or not exceeding 100 meters Technical Note: A ‘cryptographic ‘cryptography for data confidentiality’ having according to the manufacturer’s activation token’ is an item designed or a ‘described security algorithm’; or specifications for equipment that cannot modified for any of the following: a.1.a.1.c. Equipment or systems, excluded interconnect with more than seven devices; 1. Converting, by means of ‘‘cryptographic from 5A002.a by entries b. to f. of this Note; g. Mobile telecommunications Radio activation’’, an item not specified by Category and Access Network (RAN) equipment designed 5—Part 2 into an item specified by 5A002.a a.1.a.2. It cannot be reprogrammed for any for civil use, which also meet the provisions or 5D002.c.1, and not released by the other use; or of paragraphs a.2 to a.4 of the Cryptography Cryptography Note (Note 3 in Category 5— a.1.b. Having all of the following: Note (Note 3 in Category 5—Part 2), having Part 2); or

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2. Enabling, by means of ‘‘cryptographic List Based License Exceptions (See Part 740 License Requirements Notes: activation’’, additional functionality for a Description of All License Exceptions) (1) See § 744.17 of the EAR for additional specified by 5A002.a of an item already TSR: N/A license requirements for microprocessors specified by Category 5—Part 2; ENC: Yes for certain EI controlled software, having a processing speed of 5 GFLOPS or c. Designed or modified to use or perform see § 740.17 of the EAR for eligibility. more and an arithmetic logic unit with an ‘‘quantum cryptography;’’ access width of 32 bit or more, including Technical Note: ‘‘Quantum cryptography’’ List of Items Controlled those incorporating ‘‘information security’’ is also known as Quantum Key Distribution Related Controls: After classification or self- functionality, and associated ‘‘software’’ and (QKD). classification in accordance with ‘‘technology’’ for the ‘‘production’’ or ‘‘development’’ of such microprocessors. d. Designed or modified to use § 740.17(b) of the EAR, mass market (2) When a person performs or provides cryptographic techniques to generate encryption software that meet eligibility technical assistance that incorporates, or channelizing codes, scrambling codes or requirements are released from ‘‘EI’’ and otherwise draws upon, ‘‘technology’’ that was network identification codes, for systems ‘‘NS’’ controls. This software is designated either obtained in the United States or is of using ultra-wideband modulation techniques as 5D992.c. Related Definitions: 5D002.a controls US-origin, then a release of the ‘‘technology’’ and having any of the following: takes place. Such technical assistance, when d.1. A bandwidth exceeding 500 MHz; or ‘‘software’’ designed or modified to use ‘‘cryptography’’ employing digital or rendered with the intent to aid in the d.2. A ‘‘fractional bandwidth’’ of 20% or ‘‘development’’ or ‘‘production’’ of more; analog techniques to ensure ‘‘information security.’’ encryption commodities or software that e. Designed or modified to use Items: would be controlled for ‘‘EI’’ reasons under cryptographic techniques to generate the ECCN 5A002, 5A004 or 5D002, may require a. ‘‘Software’’ ‘‘specially designed’’ or spreading code for ‘‘spread spectrum’’ authorization under the EAR even if the modified for the ‘‘development,’’ systems, not specified by 5A002.d, including underlying encryption algorithm to be ‘‘production’’ or ‘‘use’’ of any of the the hopping code for ‘‘frequency hopping’’ implemented is from the public domain or is following: systems. not of U.S.-origin. a.1. Equipment specified by 5A002 or ■ 24. In Supplement No. 1 to part 774, ‘‘software’’ specified by 5D002.c.1; List Based License Exceptions (See Part 740 Category 5, ECCN 5D002 is revised to a.2. Equipment specified by 5A003 or for a Description of All License Exceptions) read as follows: ‘‘software’’ specified by 5D002.c.2; or TSR: N/A a.3. Equipment specified by 5A004 or ENC: Yes for certain EI controlled 5D002 ‘‘Software’’ as Follows (see List of ‘‘software’’ specified by 5D002.c.3; technology, see § 740.17 of the EAR for Items Controlled). b. ‘‘Software’’ having the characteristics of eligibility. a ‘cryptographic activation token’ specified License Requirements by 5A002.b; List of Items Controlled Reason for Control: NS, AT, EI c. ‘‘Software’’ having the characteristics of, Related Controls: See also 5E992. This entry or performing or simulating the functions of, does not control ‘‘technology’’ ‘‘required’’ Country chart any of the following: for the ‘‘use’’ of equipment excluded from Control(s) (see Supp. No. 1 c.1. Equipment specified by 5A002.a, .c, .d to part 738) control under the Related Controls or .e; paragraph or the Technical Notes in ECCN NS applies to entire NS Column 1 Note: 5D002.c.1 does not apply to 5A002 or ‘‘technology’’ related to entry. ‘‘software’’ limited to the tasks of ‘‘OAM’’ equipment excluded from control under AT applies to entire AT Column 1 implementing only published or commercial ECCN 5A002. entry. cryptographic standards. Related Definitions: N/A EI applies to ‘‘soft- Refer to § 742.15 of c.2. Equipment specified by 5A003; or Items: ware’’ in the EAR. Note: c.3. Equipment specified by 5A004. a. ‘‘Technology’’ according to the General 5D002.a.1, a.3, .b, Encryption software d. [Reserved] Technology Note for the ‘‘development,’’ c.1 and c.3, for is controlled be- N.B.: See 5D002.b for items formerly ‘‘production’’ or ‘‘use’’ of equipment commodities or cause of its func- specified in 5D002.d. controlled by 5A002, 5A003, 5A004 or ‘‘software’’ con- tional capacity, and ■ 5B002, or of ‘‘software’’ controlled by trolled for EI rea- not because of any 25. In Supplement No. 1 to part 774, 5D002.a or 5D002.c. sons in ECCNs informational value Category 5, ECCN 5E002 is revised to b. ‘‘Technology’’ having the characteristics 5A002, 5A004 or of such software; read as follows: of a ‘cryptographic activation token’ specified 5D002. such software is not 5E002 ‘‘Technology’’ as Follows (See List of by 5A002.b. accorded the same Items Controlled). Note: 5E002 includes ‘‘information treatment under the security’’ technical data resulting from EAR as other ‘‘soft- License Requirements procedures carried out to evaluate or ware’; and for ex- Reason for Control: NS, AT, EI determine the implementation of functions, port licensing pur- features or techniques specified in Category poses, encryption Country chart 5—Part 2. software is treated Control(s) (see Supp. No. 1 ■ under the EAR in to part 738) 26. In Supplement No. 1 to part 774, the same manner Category 6, ECCN 6A002 is revised to as a commodity in- NS applies to entire NS Column 1 read as follows: cluded in ECCN entry. 6A002 Optical Sensors and Equipment, 5A002 AT applies to entire AT Column 1 and ‘‘Components’’ Therefor, as Follows entry. (see List of Items Controlled). License Requirements Note: See § 744.17 EI applies to ‘‘tech- Refer to § 742.15 of of the EAR for additional license nology’’ in 5E002.a the EAR License Requirements requirements for microprocessors having a for commodities or Reason for Control: NS, MT, CC, RS, AT, UN processing speed of 5 GFLOPS or more and ‘‘software’’ con- an arithmetic logic unit with an access width trolled for EI rea- Country chart of 32 bit or more, including those sons in ECCNs Control(s) (see Supp. No. 1 incorporating ‘‘information security’’ 5A002, 5A004 or to part 738) functionality, and associated ‘‘software’’ and 5D002, and to ‘‘technology’’ for the ‘‘production’’ or ‘‘technology’’ in NS applies to entire NS Column 2 ‘‘development’’ of such microprocessors. 5E002.b.. entry.

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Country chart Note: For the purpose of 6A002.a.1, solid- a.2.b.2.a. A microchannel plate with a hole Control(s) (see Supp. No. 1 state detectors include ‘‘focal plane arrays’’. pitch (center-to-center spacing) of 12 mm or to part 738) a.1.a. ‘‘Space-qualified’’ solid-state less; or detectors having all of the following: a.2.b.2.b. An electron sensing device with MT applies to optical MT Column 1 a.1.a.1. A peak response in the wavelength a non-binned pixel pitch of 500 mm or less, detectors in range exceeding 10 nm but not exceeding 300 ‘‘specially designed’’ or modified to achieve 6A002.a.1, or a.3 nm; and ‘charge multiplication’ other than by a that are ‘‘specially a.1.a.2. A response of less than 0.1% microchannel plate; and designed’’ or modi- relative to the peak response at a wavelength a.2.b.3. ‘‘III/V compound’’ semiconductor fied to protect exceeding 400 nm; (e.g., GaAs or GaInAs) photocathodes and ‘‘missiles’’ against a.1.b. ‘‘Space-qualified’’ solid-state transferred electron photocathodes, having a nuclear effects detectors having all of the following: maximum ‘‘radiant sensitivity’’ exceeding 15 (e.g., Electro- a.1.b.1. A peak response in the wavelength mA/W; magnetic Pulse range exceeding 900 nm but not exceeding a.2.c. ‘‘Specially designed’’ ‘‘components’’ (EMP), X-rays, 1,200 nm; and as follows: combined blast and a.1.b.2. A response ‘‘time constant’’ of 95 a.2.c.1. Microchannel plates having a hole thermal effects), ns or less; pitch (center-to-center spacing) of 12 mm or and usable for a.1.c. ‘‘Space-qualified’’ solid-state less; ‘‘missiles’’. detectors having a peak response in the a.2.c.2. An electron sensing device with a RS applies to RS Column 1 wavelength range exceeding 1,200 nm but non-binned pixel pitch of 500 mm or less, 6A002.a.1, a.2, a.3 not exceeding 30,000 nm; ‘‘specially designed’’ or modified to achieve (except a.3.d.2.a a.1.d. ‘‘Space-qualified’’ ‘‘focal plane ‘charge multiplication’ other than by a and a.3.e for lead arrays’’ having more than 2,048 elements per microchannel plate; selenide based array and having a peak response in the a.2.c.3. ‘‘III–V compound’’ semiconductor focal plane arrays wavelength range exceeding 300 nm but not (e.g., GaAs or GaInAs) photocathodes and (FPAs)), .c, and .f. exceeding 900 nm; transferred electron photocathodes; CC applies to police- CC Column 1 a.2. Image intensifier tubes and ‘‘specially Note: 6A002.a.2.c.3 does not control model infrared designed’’ ‘‘components’’ therefor, as follows: compound semiconductor photocathodes viewers in 6A002.c. Note: 6A002.a.2 does not control non- designed to achieve a maximum ‘‘radiant AT applies to entire AT Column 1 imaging photomultiplier tubes having an sensitivity’’ of any of the following: entry. electron sensing device in the vacuum space a. 10 mA/W or less at the peak response UN applies to See § 746.1(b) for UN limited solely to any of the following: in the wavelength range exceeding 400 nm 6A002.a.1, a.2, a.3 controls a. A single metal anode; or but not exceeding 1,050 nm; or and .c. b. Metal anodes with a center to center b. 15 mA/W or less at the peak response in the wavelength range exceeding 1,050 nm spacing greater than 500 mm. Reporting Requirements but not exceeding 1,800 nm. See § 743.1 of the EAR for reporting Technical Note: ‘Charge multiplication’ is a.3. Non-‘‘space-qualified’’ ‘‘focal plane requirements for exports under License a form of electronic image amplification and arrays’’ as follows: Exceptions, and Validated End-User is defined as the generation of charge carriers N.B.: ‘Microbolometer’ non-‘‘space- authorizations. as a result of an impact ionization gain qualified’’ ‘‘focal plane arrays’’ are only process. ‘Charge multiplication’ sensors may specified by 6A002.a.3.f. List Based License Exceptions (See Part 740 take the form of an image intensifier tube, Technical Note: Linear or two-dimensional for a Description of All License Exceptions) solid state detector or ‘‘focal plane array’’. multi-element detector arrays are referred to LVS: $500 for 6A002.f. a.2.a. Image intensifier tubes having all of as ‘‘focal plane arrays’’; $3,000; except N/A for MT and for the following: 6A002.a.1, a.2, a.3, .c, and .f. a.2.a.1. A peak response in the wavelength Note 1: 6A002.a.3 includes photoconductive arrays and photovoltaic GBS: N/A range exceeding 400 nm but not exceeding 1,050 nm; arrays. List of Items Controlled a.2.a.2. Electron image amplification using Note 2: 6A002.a.3 does not control: Related Controls: (1) See USML Category any of the following: a. Multi-element (not to exceed 16 XII(e) for infrared focal plane arrays, image a.2.a.2.a. A microchannel plate with a hole elements) encapsulated photoconductive intensifier tubes, and related parts and pitch (center-to-center spacing) of 12 mm or cells using either lead sulphide or lead components, subject to the ITAR. (2) See less; or selenide; USML Category XV(e) for space-qualified a.2.a.2.b. An electron sensing device with b. Pyroelectric detectors using any of the focal plane arrays subject to the ITAR. (3) a non-binned pixel pitch of 500 mm or less, following: See also ECCNs 6A102, 6A202, and 6A992. ‘‘specially designed’’ or modified to achieve b.1. Triglycine sulphate and variants; (4) See ECCN 0A919 for foreign-made ‘charge multiplication’ other than by a b.2. Lead-lanthanum-zirconium titanate military commodities that incorporate microchannel plate; and and variants; commodities described in 6A002. (5) a.2.a.3. Any of the following b.3. Lithium tantalate; Section 744.9 imposes a license photocathodes: b.4. Polyvinylidene fluoride and variants; requirement on commodities described in a.2.a.3.a. Multialkali photocathodes (e.g., or ECCN 6A002 if being exported, reexported, S–20 and S–25) having a luminous b.5. Strontium barium niobate and or transferred (in-country) for use by a sensitivity exceeding 350 mA/lm; variants. military end-user or for incorporation into a.2.a.3.b. GaAs or GaInAs photocathodes; c. ‘‘Focal plane arrays’’ ‘‘specially an item controlled by ECCN 0A919. (6) See or designed’’ or modified to achieve ‘charge USML Categories XII(e) and XV(e)(3) for a.2.a.3.c. Other ‘‘III–V compound’’ multiplication’ and limited by design to have read-out integrated circuits ‘‘subject to the semiconductor photocathodes having a a maximum ‘‘radiant sensitivity’’ of 10 mA/ ITAR.’’ (7) See 6B002 for masks and maximum ‘‘radiant sensitivity’’ exceeding 10 W or less for wavelengths exceeding 760 nm, reticles, ‘‘specially designed’’ for optical mA/W; having all of the following: sensors specified by 6A002.a.1.b or a.2.b. Image intensifier tubes having all of c.1. Incorporating a response limiting 6A002.a.1.d. the following: mechanism designed not to be removed or Related Definitions: N/A a.2.b.1. A peak response in the wavelength modified; and Items: range exceeding 1,050 nm but not exceeding c.2. Any of the following: a. Optical detectors as follows: 1,800 nm; c.2.a. The response limiting mechanism is a.1. ‘‘Space-qualified’’ solid-state detectors a.2.b.2. Electron image amplification using integral to or combined with the detector as follows: any of the following: element; or

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c.2.b. The ‘‘focal plane array’’ is only response in the wavelength range equal to or b. Medical equipment; operable with the response limiting exceeding 8,000 nm but not exceeding 14,000 c. Industrial equipment used for mechanism in place. nm; inspection, sorting or analysis of the d. Thermopile arrays having less than Technical Note: For the purposes of properties of materials; 5,130 elements; 6A002.a.3.f, ‘microbolometer’ is defined as a d. Flame detectors for industrial furnaces; Technical Note: A response limiting thermal imaging detector that, as a result of e. Equipment ‘‘specially designed’’ for mechanism integral to the detector element a temperature change in the detector caused laboratory use. is designed not to be removed or modified by the absorption of infrared radiation, is d. Special support ‘‘components’’ for without rendering the detector inoperable. used to generate any usable signal. optical sensors, as follows: a.3.a. Non-‘‘space-qualified’’ ‘‘focal plane a.3.g. Non-‘‘space-qualified’’ ‘‘focal plane d.1. ‘‘Space-qualified’’ cryocoolers; arrays’’ having all of the following: arrays’’ having all of the following: d.2. Non-‘‘space-qualified’’ cryocoolers a.3.a.1. Individual elements with a peak a.3.g.1. Individual detector elements with a having a cooling source temperature below ¥ ° response within the wavelength range peak response in the wavelength range 218 K ( 55 C), as follows: exceeding 900 nm but not exceeding 1,050 exceeding 400 nm but not exceeding 900 nm; d.2.a. Closed cycle type with a specified nm; and a.3.g.2. ‘‘Specially designed’’ or modified Mean-Time-To-Failure (MTTF) or Mean- a.3.a.2. Any of the following: to achieve ‘charge multiplication’ and having Time-Between-Failures (MTBF), exceeding a.3.a.2.a. A response ‘‘time constant’’ of a maximum ‘‘radiant sensitivity’’ exceeding 2,500 hours; less than 0.5 ns; or 10 mA/W for wavelengths exceeding 760 nm; d.2.b. Joule-Thomson (JT) self-regulating a.3.a.2.b. ‘‘Specially designed’’ or modified and minicoolers having bore (outside) diameters to achieve ‘charge multiplication’ and having a.3.g.3. Greater than 32 elements; of less than 8 mm; a maximum ‘‘radiant sensitivity’’ exceeding b. ‘‘Monospectral imaging sensors’’ and d.3. Optical sensing fibers specially 10 mA/W; ‘‘multispectral imaging sensors’’, designed fabricated either compositionally or a.3.b. Non-‘‘space-qualified’’ ‘‘focal plane for remote sensing applications and having structurally, or modified by coating, to be arrays’’ having all of the following: any of the following: acoustically, thermally, inertially, a.3.b.1. Individual elements with a peak b.1. An Instantaneous-Field-Of-View electromagnetically or nuclear radiation response in the wavelength range exceeding (IFOV) of less than 200 mrad (microradians); sensitive. or 1,050 nm but not exceeding 1,200 nm; and Note: 6A002.d.3 does not apply to b.2. Specified for operation in the a.3.b.2. Any of the following: encapsulated optical sensing fibers a.3.b.2.a. A response ‘‘time constant’’ of 95 wavelength range exceeding 400 nm but not exceeding 30,000 nm and having all the ‘‘specially designed’’ for bore hole sensing ns or less; or applications. a.3.b.2.b. ‘‘Specially designed’’ or modified following: to achieve ‘charge multiplication’ and having b.2.a. Providing output imaging data in e. [Reserved] a maximum ‘‘radiant sensitivity’’ exceeding digital format; and f. ‘Read-Out Integrated Circuits’ (‘ROIC’) 10 mA/W; b.2.b. Having any of the following ‘‘specially designed’’ for ‘‘focal plane arrays’’ a.3.c. Non-‘‘space-qualified’’ non-linear (2- characteristics: specified by 6A002.a.3. dimensional) ‘‘focal plane arrays’’ having b.2.b.1. ‘‘Space-qualified’’; or Note: 6A002.f does not apply to read-out individual elements with a peak response in b.2.b.2. Designed for airborne operation, integrated circuits ‘‘specially designed’’ for the wavelength range exceeding 1,200 nm but using other than silicon detectors, and having civil automotive applications. not exceeding 30,000 nm; an IFOV of less than 2.5 mrad (milliradians); Technical Note: A ‘Read-Out Integrated N.B.: Silicon and other material based Note: 6A002.b.1 does not control Circuit’ (‘ROIC’) is an integrated circuit ‘microbolometer’ non-‘‘space-qualified’’ ‘‘monospectral imaging sensors’’ with a peak designed to underlie or be bonded to a ‘‘focal ‘‘focal plane arrays’’ are only specified by response in the wavelength range exceeding plane array’’ (‘‘FPA’’) and used to read-out 6A002.a.3.f. 300 nm but not exceeding 900 nm and only (i.e., extract and register) signals produced by a.3.d. Non-‘‘space-qualified’’ linear (1- incorporating any of the following non- the detector elements. At a minimum the dimensional) ‘‘focal plane arrays’’ having all ‘‘space-qualified’’ detectors or non-‘‘space- of the following: qualified’’ ‘‘focal plane arrays’’: ‘ROIC’ reads the charge from the detector a.3.d.1. Individual elements with a peak elements by extracting the charge and a. Charge Coupled Devices (CCD) not applying a multiplexing function in a response in the wavelength range exceeding designed or modified to achieve ‘charge 1,200 nm but not exceeding 3,000 nm; and manner that retains the relative spatial multiplication’; or position and orientation information of the a.3.d.2. Any of the following: b. Complementary Metal Oxide a.3.d.2.a. A ratio of ‘scan direction’ detector elements for processing inside or Semiconductor (CMOS) devices not designed outside the ‘ROIC’. dimension of the detector element to the or modified to achieve ‘charge ‘cross-scan direction’ dimension of the multiplication’. ■ 27. In Supplement No. 1 to part 774, detector element of less than 3.8; or c. ‘Direct view’ imaging equipment a.3.d.2.b. Signal processing in the detector incorporating any of the following: Category 6, ECCN 6A003 is revised to elements; c.1. Image intensifier tubes having the read as follows: Note: 6A002.a.3.d does not control ‘‘focal characteristics listed in 6A002.a.2.a or 6A003 Cameras, Systems or Equipment, plane arrays’’ (not to exceed 32 elements) 6A002.a.2.b; and ‘‘Components’’ Therefor, as Follows having detector elements limited solely to c.2. ‘‘Focal plane arrays’’ having the (See List of Items Controlled). germanium material. characteristics listed in 6A002.a.3; or c.3. Solid state detectors specified by License Requirements Technical Note: For the purposes of 6A002.a.1; Reason for Control: NS, NP, RS, AT, UN 6A002.a.3.d, ‘cross-scan direction’ is defined as the axis parallel to the linear array of Technical Note: ‘Direct view’ refers to Country Chart detector elements and the ‘scan direction’ is imaging equipment that presents a visual image to a human observer without Control(s) (see Supp. No. 1 defined as the axis perpendicular to the to part 738) linear array of detector elements. converting the image into an electronic signal for television display, and that cannot record a.3.e. Non-‘‘space-qualified’’ linear (1- or store the image photographically, NS applies to entire NS Column 2 dimensional) ‘‘focal plane arrays’’ having electronically or by any other means. entry. individual elements with a peak response in NP applies to cam- NP Column 1 the wavelength range exceeding 3,000 nm but Note: 6A002.c does not control equipment eras controlled by not exceeding 30,000 nm; as follows, when incorporating other than 6A003.a.3 or a.4 a.3.f. Non-‘‘space-qualified’’ non-linear (2- GaAs or GaInAs photocathodes: and to plug-ins in dimensional) infrared ‘‘focal plane arrays’’ a. Industrial or civilian intrusion alarm, 6A003.a.6 for cam- based on ‘microbolometer’ material having traffic or industrial movement control or eras controlled by individual elements with an unfiltered counting systems; 6A003.a.3 or a.4.

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Country Chart controlled under this entry. (2) Also see maximum number of ‘‘active pixels’’ used for Control(s) (see Supp. No. 1 ECCN 6A203. (3) See ECCN 0A919 for capturing moving images. to part 738) foreign made military commodities that 2. For the purpose of this entry, ‘camera incorporate cameras described in 6A003. tracking data’ is the information necessary to RS applies to RS Column 1 (4) Section 744.9 imposes a license define camera line of sight orientation with 6A003.b.3, requirement on cameras described in respect to the earth. This includes: (1) the 6A003.b.4.a, 6A003 if being exported, reexported, or horizontal angle the camera line of sight 6A003.b.4.c and to transferred (in-country) for use by a makes with respect to the earth’s magnetic items controlled in military end-user or for incorporation into field direction and; (2) the vertical angle 6A003.b.4.b that a commodity controlled by ECCN 0A919. between the camera line of sight and the have a frame rate (5) See USML Category XII(c) and (e) for earth’s horizon. greater than 60 Hz cameras subject to the ITAR. b.2. Scanning cameras and scanning or that incorporate Related Definitions: N/A camera systems, having all of the following: a focal plane array Items: b.2.a. A peak response in the wavelength with more than a. Instrumentation cameras and ‘‘specially range exceeding 10 nm, but not exceeding 111,000 elements, designed’’ ‘‘components’’ therefor, as follows: 30,000 nm; or to items in b.2.b. Linear detector arrays with more 6A003.b.4.b when Note: Instrumentation cameras, controlled than 8,192 elements per array; and being exported or by 6A003.a.3 to 6A003.a.5, with modular b.2.c. Mechanical scanning in one reexported to be structures should be evaluated by their direction; maximum capability, using plug-ins embedded in a civil Note: 6A003.b.2 does not apply to scanning product. (But see available according to the camera manufacturer’s specifications. cameras and scanning camera systems, § 742.6(a)(2)(iii) ‘‘specially designed’’ for any of the following: and (v) for certain a.1. [Reserved] a. Industrial or civilian photocopiers; exemptions). a.2. [Reserved] RS applies to items RS Column 2 a.3. Electronic streak cameras having b. Image scanners ‘‘specially designed’’ for controlled in temporal resolution better than 50 ns; civil, stationary, close proximity scanning 6A003.b.4.b that a.4. Electronic framing cameras having a applications (e.g., reproduction of images or have a frame rate speed exceeding 1,000,000 frames/s; print contained in documents, artwork or of 60 Hz or less a.5. Electronic cameras having all of the photographs); or and that incor- following: c. Medical equipment. porate a focal a.5.a. An electronic shutter speed (gating b.3. Imaging cameras incorporating image plane array with capability) of less than 1ms per full frame; intensifier tubes having the characteristics not more than and listed in 6A002.a.2.a or 6A002.a.2.b; 111,000 elements if a.5.b. A read out time allowing a framing b.4. Imaging cameras incorporating ‘‘focal not being exported rate of more than 125 full frames per second; plane arrays’’ having any of the following: or reexported to be a.6. Plug-ins having all of the following b.4.a. Incorporating ‘‘focal plane arrays’’ embedded in a civil characteristics: controlled by 6A002.a.3.a to 6A002.a.3.e; product. a.6.a. ‘‘Specially designed’’ for b.4.b. Incorporating ‘‘focal plane arrays’’ AT applies to entire AT Column 1 instrumentation cameras which have controlled by 6A002.a.3.f; or entry. modular structures and that are controlled by b.4.c. Incorporating ‘‘focal plane arrays’’ UN applies to See § 746.1(b) for UN 6A003.a; and controlled by 6A002.a.3.g; 6A003.b.3 and b.4. controls a.6.b. Enabling these cameras to meet the Note 1: Imaging cameras described in characteristics specified by 6A003.a.3, 6A003.b.4 include ‘‘focal plane arrays’’ License Requirement Note: Commodities 6A003.a.4 or 6A003.a.5, according to the combined with sufficient ‘‘signal processing’’ that are not subject to the ITAR but are of the manufacturer’s specifications; electronics, beyond the read out integrated type described in USML Category XII(c) are b. Imaging cameras as follows: circuit, to enable as a minimum the output controlled as cameras in ECCN 6A003 when Note: 6A003.b does not control television of an analog or digital signal once power is they incorporate a camera controlled in this supplied. ECCN. or video cameras ‘‘specially designed’’ for television broadcasting. Note 2: 6A003.b.4.a does not control Reporting Requirements b.1. Video cameras incorporating solid imaging cameras incorporating linear ‘‘focal See § 743.3 of the EAR for thermal camera state sensors, having a peak response in the plane arrays’’ with 12 elements or fewer, not reporting for exports that are not authorized wavelength range exceeding 10 nm, but not employing time-delay-and-integration within by an individually validated license of exceeding 30,000 nm and having all of the the element and designed for any of the thermal imaging cameras controlled by ECCN following: following: 6A003.b.4.b to destinations in Country Group b.1.a. Having any of the following: a. Industrial or civilian intrusion alarm, A:1 (see Supplement No. 1 to part 740 of the b.1.a.1. More than 4 x 106 ‘‘active pixels’’ traffic or industrial movement control or EAR), must be reported to BIS. per solid state array for monochrome (black counting systems; and white) cameras; b. Industrial equipment used for inspection List Based License Exceptions (See Part 740 b.1.a.2. More than 4 x 106 ‘‘active pixels’’ or monitoring of heat flows in buildings, for a Description of All License Exceptions) per solid state array for color cameras equipment or industrial processes; LVS: $1,500, except N/A for 6A003.a.3 incorporating three solid state arrays; or c. Industrial equipment used for through a.6, b.1, b.3 and b.4 b.1.a.3. More than 12 x 106 ‘‘active pixels’’ inspection, sorting or analysis of the GBS: N/A for solid state array color cameras properties of materials; Special Conditions for STA incorporating one solid state array; and d. Equipment ‘‘specially designed’’ for b.1.b. Having any of the following: laboratory use; or STA: License Exception STA may not be b.1.b.1. Optical mirrors controlled by e. Medical equipment. used to ship any commodity in 6A003.b.3 6A004.a.; or b.4 to any of the destinations listed in Note 3: 6A003.b.4.b does not control b.1.b.2. Optical control equipment imaging cameras having any of the following: Country Group A:6 (See Supplement No.1 controlled by 6A004.d.; or to part 740 of the EAR). a. A maximum frame rate equal to or less b.1.b.3. The capability for annotating than 9 Hz; List of Items Controlled internally generated ‘camera tracking data’; b. Having all of the following: Related Controls: (1) See ECCNs 6E001 Technical Notes: 1. Having a minimum horizontal or vertical (‘‘development’’), 6E002 (‘‘production’’), 1. For the purposes of this entry, digital ‘Instantaneous-Field-of-View (IFOV)’ of at and 6E201 (‘‘use’’) for technology for items video cameras should be evaluated by the least 2 mrad (milliradians);

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2. Incorporating a fixed focal-length lens removed from the system(s) or equipment for Country chart that is not designed to be removed; which it was intended; Control(s) (see Supp. No. 1 3. Not incorporating a ‘direct view’ display; b. Where the camera is ‘‘specially to part 738) and designed’’ for installation into a civilian Technical Note: ‘Direct view’ refers to an passenger land vehicle or passenger and NP applies to lasers NP Column 1 imaging camera operating in the infrared vehicle ferries and having all of the following: controlled by spectrum that presents a visual image to a 1. The placement and configuration of the 6A005.a.2, a.3, a.4, human observer using a near-to-eye micro camera within the vehicle or ferry are solely b.2.b, b.3, b.4, display incorporating any light-security to assist the driver or operator in the safe b.6.c, c.1.b, c.2.b, mechanism. operation of the vehicle or ferry; d.2, d.3.c, or d.4.c 2. Is only operable when installed in any that meet or ex- 4. Having any of the following: of the following: ceed the technical a. No facility to obtain a viewable image of a. The civilian passenger land vehicle for parameters de- the detected field-of-view; or which it was intended and the vehicle weighs scribed in 6A205. b. The camera is designed for a single kind less than 4,500 kg (gross vehicle weight); AT applies to entire AT Column 1 of application and designed not to be user b. The passenger and vehicle ferry for entry. modified; or which it was intended and having a length Technical Note: overall (LOA) 65 m or greater; or List Based License Exceptions (See Part 740 for a Description of All License Exceptions) ‘Instantaneous Field of View (IFOV)’ c. A ‘‘specially designed’’, authorized specified in Note 3.b is the lesser figure of the maintenance test facility; and LVS: N/A for NP items; $3,000 for all other ‘Horizontal FOV’ or the ‘Vertical FOV’. 3. Incorporates an active mechanism that items ‘Horizontal IFOV’ = horizontal Field of forces the camera not to function when it is GBS: Neodymium-doped (other than glass) View (FOV)/number of horizontal detector removed from the vehicle for which it was ‘‘lasers’’ controlled by 6A005.b.6.d.2 elements. intended; (except 6A005.b.6.d.2.b) that have an ‘Vertical IFOV’= vertical Field of View c. Limited by design to have a maximum output wavelength exceeding 1,000 nm, (FOV)/number of vertical detector elements. ‘‘radiant sensitivity’’ of 10 mA/W or less for but not exceeding 1,100 nm, and an c. The camera is ‘‘specially designed’’ for wavelengths exceeding 760 nm, having all of average or CW output power not exceeding installation into a civilian passenger land the following: 2 kW, and operate in a pulse-excited, non- vehicle and having all of the following: 1. Incorporating a response limiting ‘‘Q-switched’’ multiple-transverse mode, or 1. The placement and configuration of the mechanism designed not to be removed or in a continuously excited, multiple- camera within the vehicle are solely to assist modified; and transverse mode; Dye and Liquid Lasers the driver in the safe operation of the vehicle; 2. Incorporates an active mechanism that controlled by 6A005.c.1, c.2 and c.3, 2. Is operable only when installed in any forces the camera not to function when the except for a pulsed single longitudinal mode oscillator having an average output of the following: response limiting mechanism is removed; power exceeding 1 W and a repetition rate a. The civilian passenger land vehicle for and exceeding 1 kHz if the ‘‘pulse duration’’ is which it was intended and the vehicle weighs 3. Not ‘‘specially designed’’ or modified for less than 100 ns; CO ‘‘lasers’’ controlled by less than 4,500 kg (gross vehicle weight); or underwater use; or d. Having all of the following: 6A005.d.2 having a CW maximum rated b. A ‘‘specially designed’’, authorized single or multimode output power not maintenance test facility; and 1. Not incorporating a ’direct view’ or electronic image display; exceeding 10 kW; CO2 or CO/CO2 ‘‘lasers’’ 3. Incorporates an active mechanism that controlled by 6A005.d.3 having an output forces the camera not to function when it is 2. Has no facility to output a viewable image of the detected field of view; wavelength in the range from 9,000 to removed from the vehicle for which it was 11,000 nm and having a pulsed output not intended. 3. The ‘‘focal plane array’’ is only operable when installed in the camera for which it was exceeding 2 J per pulse and a maximum Note: When necessary, details of the items intended; and rated average single or multimode output will be provided, upon request, to the Bureau 4. The ‘‘focal plane array’’ incorporates an power not exceeding 5 kW; and CO2 of Industry and Security in order to ascertain active mechanism that forces it to be ‘‘lasers’’ controlled by 6A005.d.3 that compliance with the conditions described in permanently inoperable when removed from operate in CW multiple-transverse mode, Note 3.b.4 and Note 3.c in this Note to the camera for which it was intended. and having a CW output power not 6A003.b.4.b. exceeding 15 kW. Note: When necessary, details of the item Note 4: 6A003.b.4.c does not apply to will be provided, upon request, to the Bureau List of Items Controlled ‘imaging cameras’ having any of the of Industry and Security in order to ascertain Related Controls (1) See ECCN 6D001 for following characteristics: compliance with the conditions described in ‘‘software’’ for items controlled under this a. Having all of the following: Note 4 above. entry. (2) See ECCNs 6E001 1. Where the camera is ‘‘specially b.5. Imaging cameras incorporating solid- (‘‘development’’), 6E002 (‘‘production’’), designed’’ for installation as an integrated state detectors specified by 6A002.a.1. and 6E201 (‘‘use’’) for technology for items component into indoor and wall-plug- ■ controlled under this entry. (3) Also see operated systems or equipment, limited by 28. In Supplement No. 1 to part 774, ECCNs 6A205 and 6A995. (4) See ECCN design for a single kind of application, as Category 6, ECCN 6A005 is revised to 3B001 for excimer ‘‘lasers’’ ‘‘specially follows: read as follows: designed’’ for lithography equipment. (5) a. Industrial process monitoring, quality 6A005 ‘‘Lasers,’’ ‘‘Components’’ and ‘‘Lasers’’ ‘‘specially designed’’ or prepared control, or analysis of the properties of Optical Equipment, as Follows (See List of for use in isotope separation are subject to materials; Items Controlled), Excluding Items That the export licensing authority of the b. Laboratory equipment ‘‘specially Are Subject to the Export Licensing Nuclear Regulatory Commission (see 10 designed’’ for scientific research; Authority of the Nuclear Regulatory CFR part 110). (6) See USML Category c. Medical equipment; Commission (See 10 CFR Part 110). XII(b) and (e) for laser systems or lasers d. Financial fraud detection equipment; subject to the ITAR. (7) See USML Category and License Requirements XVIII for certain laser-based directed 2. Is only operable when installed in any Reason for Control: NS, NP, AT energy weapon systems, equipment, and of the following: components subject to the ITAR. a. The system(s) or equipment for which it Country chart Related Definitions: (1) ‘Wall-plug efficiency’ was intended; or Control(s) (see Supp. No. 1 is defined as the ratio of ‘‘laser’’ output b. A ‘‘specially designed,’’ authorized to part 738) power (or ‘‘average output power’’) to total maintenance facility; and electrical input power required to operate 3. Incorporates an active mechanism that NS applies to entire NS Column 2 the ‘‘laser’’, including the power supply/ forces the camera not to function when it is entry. conditioning and thermal conditioning/

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heat exchanger, see 6A005.a.6.b.1 and a.6.a.2.a. Average output power exceeding b.2.b. ‘‘Average output power’’ exceeding 6A005.b.6; (2) ‘Non-repetitive pulsed’ 500 W; and 30 W; refers to ‘‘lasers’’ that produce either a a.6.a.2.b. Spectral bandwidth less than 40 Note: 6A005.b.2.b does not control Argon single output pulse or that have a time GHz; or ‘‘lasers’’ having an ‘‘average output power’’ interval between pulses exceeding one a.6.b. ‘Multiple transverse mode’ output equal to or less than 50 W. minute, see Note 2 of 6A005 and and any of the following: b.3. Output wavelength exceeding 510 nm, 6A005.d.6. a.6.b.1. ‘Wall-plug efficiency’ exceeding but not exceeding 540 nm and any of the Items: 18% and output power exceeding 1,000 W; following: Notes: or b.3.a. ‘Single transverse mode’ output and a.6.b.2. Output power exceeding 2 kW; 1. Pulsed ‘‘lasers’’ include those that run any of the following: in a continuous wave (CW) mode with pulses Note 1: 6A005.a.6.b does not control b.3.a.1. Output energy exceeding 1.5 J per superimposed. ‘multiple transverse mode’, industrial pulse and ‘‘peak power’’ exceeding 50 W; or 2. Excimer, semiconductor, chemical, CO, ‘‘lasers’’ with output power exceeding 2 kW b.3.a.2. ‘‘Average output power’’ exceeding and not exceeding 6 kW with a total mass CO2, and ‘non-repetitive pulsed’ Nd:glass 50 W; or ‘‘lasers’’ are only specified by 6A005.d. greater than 1,200 kg. For the purpose of this b.3.b. ‘Multiple transverse mode’ output note, total mass includes all ‘‘components’’ Technical Note: ‘Non-repetitive pulsed’ and any of the following: required to operate the ‘‘laser,’’ e.g., ‘‘laser,’’ b.3.b.1. Output energy exceeding 1.5 J per refers to ‘‘lasers’’ that produce either a single power supply, heat exchanger, but excludes output pulse or that have a time interval pulse and ‘‘peak power’’ exceeding 150 W; or external optics for beam conditioning or b.3.b.2. ‘‘Average output power’’ exceeding between pulses exceeding one minute. delivery. 150 W; 3. 6A005 includes fiber ‘‘lasers’’. Note 2: 6A005.a.6.b does not apply to b.4. Output wavelength exceeding 540 nm 4. The control status of ‘‘lasers’’ ‘multiple transverse mode’, industrial but not exceeding 800 nm and any of the incorporating frequency conversion (i.e., ‘‘lasers’’ having any of the following: following: wavelength change) by means other than one b.4.a. ‘‘Pulse duration’’ less than 1 ps and a. [Reserved]; ‘‘laser’’ pumping another ‘‘laser’’ is any of the following: b. Output power exceeding 1 kW but not determined by applying the control b.4.a.1. Output energy exceeding 0.005 J exceeding 1.6 kW and having a BPP parameters for both the output of the source per pulse and ‘‘peak power’’ exceeding 5 GW; exceeding 1.25 mm•mrad; ‘‘laser’’ and the frequency-converted optical or c. Output power exceeding 1.6 kW but not output. b.4.a.2. ‘‘Average output power’’ exceeding exceeding 2.5 kW and having a BPP 5. 6A005 does not control ‘‘lasers’’ as 20 W; or exceeding 1.7 mm•mrad; follows: b.4.b. ‘‘Pulse duration’’ equal to or d. Output power exceeding 2.5 kW but not a. Ruby with output energy below 20 J; exceeding 1 ps and any of the following: b. Nitrogen; exceeding 3.3 kW and having a BPP • b.4.b.1. Output energy exceeding 1.5 J per c. Krypton. exceeding 2.5 mm mrad; pulse and ‘‘peak power’’ exceeding 30 W; or 6. For the purposes of 6A005.a and e. Output power exceeding 3.3 kW but not b.4.b.2. ‘‘Average output power’’ exceeding 6A005.b, ‘single transverse mode’ refers to exceeding 6 kW and having a BPP exceeding • 30 W; ‘‘lasers’’ with a beam profile having an M2- 3.5 mm mrad; b.5. Output wavelength exceeding 800 nm factor of less than 1.3, while ‘multiple f. [Reserved] but not exceeding 975 nm and any of the transverse mode’ refers to ‘‘lasers’’ with a g. [Reserved] following: beam profile having an M2-factor of 1.3 or h. Output power exceeding 6 kW but not b.5.a. ‘‘Pulse duration’’ less than 1ps and higher. exceeding 8 kW and having a BPP exceeding • any of the following: a. Non-‘‘tunable’’ continuous wave ‘‘(CW) 12 mm mrad; or b.5.a.1. Output energy exceeding 0.005 J lasers’’ having any of the following: i. Output power exceeding 8 kW but not per pulse and ‘‘peak power’’ exceeding 5 GW; a.1. Output wavelength less than 150 nm exceeding 10 kW and having a BPP • or and output power exceeding 1W; exceeding 24 mm mrad; b.5.a.2. ‘Single transverse mode’ output a.2. Output wavelength of 150 nm or more a.7. Output wavelength exceeding 1,150 and ‘‘average output power’’ exceeding 20 W; but not exceeding 510 nm and output power nm but not exceeding 1,555 nm and any of b.5.b. ‘‘Pulse duration’’ equal to or exceeding 30 W; the following: exceeding 1 ps and not exceeding 1 ms and a.7.a. ‘Single transverse mode’ and output Note: 6A005.a.2 does not control Argon any of the following: power exceeding 50 W; or ‘‘lasers’’ having an output power equal to or b.5.b.1. Output energy exceeding 0.5 J per a.7.b. ‘Multiple transverse mode’ and less than 50 W. pulse and ‘‘peak power’’ exceeding 50 W; output power exceeding 80 W; b.5.b.2. ‘Single transverse mode’ output a.3. Output wavelength exceeding 510 nm a.8. Output wavelength exceeding 1,555 and ‘‘average output power’’ exceeding 20 W; but not exceeding 540 nm and any of the nm but not exceeding 1,850 nm and output or following: power exceeding 1 W; b.5.b.3. ‘Multiple transverse mode’ output a.3.a. ‘Single transverse mode’ output and a.9. Output wavelength exceeding 1,850 and ‘‘average output power’’ exceeding 50 W; output power exceeding 50 W; or nm but not exceeding 2,100 nm, and any of or a.3.b. ‘Multiple transverse mode’ output the following: b.5.c. ‘‘Pulse duration’’ exceeding 1 ms and and output power exceeding 150 W; a.9.a. ‘Single transverse mode’ and output any of the following: a.4. Output wavelength exceeding 540 nm power exceeding 1 W; or b.5.c.1. Output energy exceeding 2 J per but not exceeding 800 nm and output power a.9.b. ‘Multiple transverse mode’ output pulse and ‘‘peak power’’ exceeding 50 W; exceeding 30 W; and output power exceeding 120 W; or b.5.c.2. ‘Single transverse mode’ output a.5. Output wavelength exceeding 800 nm a.10. Output wavelength exceeding 2,100 and ‘‘average output power’’ exceeding 50 W; but not exceeding 975 nm and any of the nm and output power exceeding 1 W; or following: b. Non-‘‘tunable’’ ‘‘pulsed lasers’’ having b.5.c.3. ‘Multiple transverse mode’ output a.5.a. ‘Single transverse mode’ output and any of the following: and ‘‘average output power’’ exceeding 80 W. output power exceeding 50 W; or b.1. Output wavelength less than 150 nm b.6. Output wavelength exceeding 975 nm a.5.b. ‘Multiple transverse mode’ output and any of the following: but not exceeding 1,150 nm and any of the and output power exceeding 80 W; b.1.a. Output energy exceeding 50 mJ per following: a.6. Output wavelength exceeding 975 nm pulse and ‘‘peak power’’ exceeding 1 W; or b.6.a. ‘‘Pulse duration’’ of less than 1 ps, but not exceeding 1,150 nm and any of the b.1.b. ‘‘Average output power’’ exceeding 1 and any of the following: following; W; b.6.a.1. Output ‘‘peak power’’ exceeding 2 a.6.a. ‘Single transverse mode’ output and b.2. Output wavelength of 150 nm or more GW per pulse; any of the following: but not exceeding 510 nm and any of the b.6.a.2. ‘‘Average output power’’ exceeding a.6.a.1. Average output power exceeding following: 30 W; or 1,000 W; or b.2.a. Output energy exceeding 1.5 J per b.6.a.3. Output energy exceeding 0.002 J a.6.a.2. Having all of the following: pulse and ‘‘peak power’’ exceeding 30 W; or per pulse;

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b.6.b. ‘‘Pulse duration’’ equal to or b.7.b.2. ‘Single transverse mode’ output d.1.a. Individual single transverse mode exceeding 1 ps and less than 1 ns, and any and ‘‘average output power’’ exceeding 50 W; semiconductor ‘‘lasers’’ having any of the of the following: or following: b.6.b.1. Output ‘‘peak power’’ exceeding 5 b.7.b.3. ‘Multiple transverse mode’ output d.1.a.1. Wavelength equal to or less than GW per pulse; and ‘‘average output power’’ exceeding 80 W; 1,510 nm and average or CW output power, b.6.b.2. ‘‘Average output power’’ exceeding b.8. Output wavelength exceeding 1,555 exceeding 1.5 W; or 50 W; or nm but not exceeding 1,850 nm, and any of d.1.a.2. Wavelength greater than 1,510 nm b.6.b.3. Output energy exceeding 0.1 J per the following: and average or CW output power, exceeding pulse; b.8.a. Output energy exceeding 100 mJ per 500 mW; b.6.c. ‘‘Pulse duration’’ equal to or pulse and ‘‘peak power’’ exceeding 1 W; or d.1.b. Individual ‘multiple-transverse exceeding 1 ns but not exceeding 1 ms and b.8.b. ‘‘Average output power’’ exceeding 1 mode’ semiconductor ‘‘lasers’’ having any of any of the following: W; the following: b.6.c.1. ‘Single transverse mode’ output b.9. Output wavelength exceeding 1,850 d.1.b.1. Wavelength of less than 1,400 nm and any of the following: nm but not exceeding 2,100 nm, and any of and average or CW output power, exceeding b.6.c.1.a. ‘‘Peak power’’ exceeding 100 the following: 15 W; MW; b.9.a. ‘Single transverse mode’ and any of d.1.b.2. Wavelength equal to or greater than b.6.c.1.b. ‘‘Average output power’’ the following: 1,400 nm and less than 1,900 nm and average exceeding 20 W limited by design to a b.9.a.1. Output energy exceeding 100 mJ or CW output power, exceeding 2.5 W; or maximum pulse repetition frequency less per pulse and ‘‘peak power’’ exceeding 1 W; d.1.b.3. Wavelength equal to or greater than than or equal to 1 kHz; or 1,900 nm and average or CW output power, b.6.c.1.c. ‘Wall-plug efficiency’ exceeding b.9.a.2. ‘‘Average output power’’ exceeding exceeding 1 W; 12%, ‘‘average output power’’ exceeding 100 1 W; d.1.c. Individual semiconductor ‘‘laser’’ W and capable of operating at a pulse b.9.b. ‘Multiple transverse mode’ and any ’bars’ having any of the following: repetition frequency greater than 1 kHz; of the following: d.1.c.1. Wavelength of less than 1,400 nm b.6.c.1.d. ‘‘Average output power’’ b.9.b.1. Output energy exceeding 100 mJ and average or CW output power, exceeding exceeding 150 W and capable of operating at per pulse and ‘‘peak power’’ exceeding 10 100 W; a pulse repetition frequency greater than 1 kW; or d.1.c.2. Wavelength equal to or greater than kHz; or b.9.b.2. ‘‘Average output power’’ exceeding 1,400 nm and less than 1,900 nm and average b.6.c.1.e. Output energy exceeding 2 J per 120 W; or or CW output power, exceeding 25 W; or pulse; or b.10. Output wavelength exceeding 2,100 d.1.c.3. Wavelength equal to or greater than b.6.c.2. ‘Multiple transverse mode’ output nm and any of the following: 1,900 nm and average or CW output power, and any of the following: b.10.a. Output energy exceeding 100 mJ per exceeding 10 W; b.6.c.2.a. ‘‘Peak power’’ exceeding 400 pulse and ‘‘peak power’’ exceeding 1 W; or d.1.d. Semiconductor ‘‘laser’’ ‘stacked MW; b.10.b. ‘‘Average output power’’ exceeding arrays’ (two dimensional arrays) having any b.6.c.2.b. ‘Wall-plug efficiency’ exceeding 1 W; of the following: c. ‘‘Tunable’’ lasers having any of the 18% and ‘‘average output power’’ exceeding d.1.d.1. Wavelength less than 1,400 nm following: and having any of the following: 500 W; c.1. Output wavelength less than 600 nm d.1.d.1.a. Average or CW total output b.6.c.2.c. ‘‘Average output power’’ and any of the following: power less than 3 kW and having average or exceeding 2 kW; or c.1.a. Output energy exceeding 50 mJ per CW output ‘power density’ greater than 500 b.6.c.2.d. Output energy exceeding 4 J per pulse and ‘‘peak power’’ exceeding 1 W; or W/cm2; pulse; or c.1.b. Average or CW output power d.1.d.1.b. Average or CW total output b.6.d. ‘‘Pulse duration’’ exceeding 1 ms and exceeding 1W; power equal to or exceeding 3 kW but less any of the following: than or equal to 5 kW, and having average b.6.d.1. ‘Single transverse mode’ output Note: 6A005.c.1 does not apply to dye or CW output ‘power density’ greater than and any of the following: ‘‘lasers’’ or other liquid ‘‘lasers,’’ having a 350W/cm2; b.6.d.1.a. ‘‘Peak power’’ exceeding 500 kW; multimode output and a wavelength of 150 nm or more but not exceeding 600 nm and d.1.d.1.c. Average or CW total output b.6.d.1.b. ‘Wall-plug efficiency’ exceeding power exceeding 5 kW; 12% and ‘‘average output power’’ exceeding all of the following: 1. Output energy less than 1.5 J per pulse d.1.d.1.d. Peak pulsed ‘power density’ 100 W; or exceeding 2,500 W/cm2; or b.6.d.1.c. ‘‘Average output power’’ or a ‘‘peak power’’ less than 20 W; and exceeding 150 W; or 2. Average or CW output power less than Note: 6A005.d.1.d.1.d does not apply to b.6.d.2. ‘Multiple transverse mode’ output 20 W. epitaxially-fabricated monolithic devices. and any of the following: c.2. Output wavelength of 600 nm or more d.1.d.1.e. Spatially coherent average or CW b.6.d.2.a. ‘‘Peak power’’ exceeding 1 MW; but not exceeding 1,400 nm, and any of the total output power, greater than 150 W; b.6.d.2.b. ‘Wall-plug efficiency’ exceeding following: d.1.d.2. Wavelength greater than or equal 18% and ‘‘average output power’’ exceeding c.2.a. Output energy exceeding 1 J per to 1,400 nm but less than 1,900 nm, and 500 W; or pulse and ‘‘peak power’’ exceeding 20 W; or having any of the following: b.6.d.2.c. ‘‘Average output power’’ c.2.b. Average or CW output power d.1.d.2.a. Average or CW total output exceeding 2 kW; exceeding 20 W; or power less than 250 W and average or CW b.7. Output wavelength exceeding 1,150 c.3. Output wavelength exceeding 1,400 output ‘power density’ greater than 150 W/ nm but not exceeding 1,555 nm and any of nm and any of the following: cm2; the following: c.3.a. Output energy exceeding 50 mJ per d.1.d.2.b. Average or CW total output b.7.a. ‘‘Pulse duration’’ not exceeding 1 ms pulse and ‘‘peak power’’ exceeding 1 W; or power equal to or exceeding 250 W but less and any of the following: c.3.b. Average or CW output power than or equal to 500 W, and having average b.7.a.1. Output energy exceeding 0.5 J per exceeding 1 W; or CW output ‘power density’ greater than 2 pulse and ‘‘peak power’’ exceeding 50 W; d. Other ‘‘lasers’’, not controlled by 50W/cm ; b.7.a.2. ‘Single transverse mode’ output 6A005.a, 6A005.b, or 6A005.c as follows: d.1.d.2.c. Average or CW total output and ‘‘average output power’’ exceeding 20 W; d.1. Semiconductor ‘‘lasers’’ as follows: power exceeding 500 W; or Notes: d.1.d.2.d. Peak pulsed ‘power density’ exceeding 500 W/cm2 b.7.a.3. ‘Multiple transverse mode’ output 1. 6A005.d.1 includes semiconductor ; or and ‘‘average output power’’ exceeding 50 W; ‘‘lasers’’ having optical output connectors Note: 6A005.d.1.d.2.d does not apply to or (e.g., fiber optic pigtails). epitaxially-fabricated monolithic devices. b.7.b. ‘‘Pulse duration’’ exceeding 1 ms and 2. The control status of semiconductor d.1.d.2.e. Spatially coherent average or CW any of the following: ‘‘lasers’’ ‘‘specially designed’’ for other total output power, exceeding 15 W; b.7.b.1. Output energy exceeding 2 J per equipment is determined by the control d.1.d.3. Wavelength greater than or equal pulse and ‘‘peak power’’ exceeding 50 W; status of the other equipment. to 1,900 nm and having any of the following:

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d.1.d.3.a. Average or CW output ‘power d.4.b. Output wavelength exceeding 150 e.3.b.1. An insertion loss better (less) than density’ greater than 50 W/cm2; nm but not exceeding 190 nm and any of the 0.5 dB maintained at a rated total average or d.1.d.3.b. Average or CW output power following: CW output power exceeding 4,600 W; greater than 10 W; or d.4.b.1. Output energy exceeding 1.5 J per e.3.b.2. Number of input fibers equal to or d.1.d.3.c. Spatially coherent average or CW pulse; or greater than 3; and total output power, exceeding 1.5 W; or d.4.b.2. ‘‘Average output power’’ exceeding e.3.b.3. Having any of the following: d.1.d.4. At least one ‘‘laser’’ ‘bar’ specified 120 W; e.3.b.3.a. A Beam Parameter Product (BPP) by 6A005.d.1.c; d.4.c. Output wavelength exceeding 190 measured at the output not exceeding 1.5 mm Technical Note: For the purposes of nm but not exceeding 360 nm and any of the mrad for a number of input fibers less than following: 6A005.d.1.d, ’power density’ means the total or equal to 5; or d.4.c.1. Output energy exceeding 10 J per ‘‘laser’’ output power divided by the emitter e.3.b.3.b. A BPP measured at the output not surface area of the ‘stacked array’. pulse; or exceeding 2.5 mm mrad for a number of d.1.e. Semiconductor ‘‘laser’’ ‘stacked d.4.c.2. ‘‘Average output power’’ exceeding 500 W; or input fibers greater than 5; arrays’, other than those specified by e.3.c. MLDs having all of the following: 6.A005.d.1.d, having all of the following: d.4.d. Output wavelength exceeding 360 e.3.c.1. Designed for spectral or coherent d.1.e.1. ‘‘Specially designed’’ or modified nm and any of the following: to be combined with other ‘stacked arrays’ to d.4.d.1. Output energy exceeding 1.5 J per beam combination of 5 or more fiber ‘‘lasers;’’ form a larger ‘stacked array’; and pulse; or and d.1.e.2. Integrated connections, common d.4.d.2. ‘‘Average output power’’ exceeding e.3.c.2. CW ‘‘Laser’’ Induced Damage for both electronics and cooling; 30 W; Threshold (LIDT) greater than or equal to 10 2 Note 1: ‘Stacked arrays’, formed by Note: For excimer ‘‘lasers’’ ‘‘specially kW/cm ; combining semiconductor ‘‘laser’’ ‘stacked designed’’ for lithography equipment, see f. Optical equipment as follows: arrays’ specified by 6A005.d.1.e, that are not 3B001. N.B.: For shared aperture optical elements, designed to be further combined or modified d.5. ‘‘Chemical lasers’’ as follows: capable of operating in ‘‘Super-High Power are specified by 6A005.d.1.d. d.5.a. Hydrogen Fluoride (HF) ‘‘lasers’; Laser’’ (‘‘SHPL’’) applications, see the U.S. d.5.b. Deuterium Fluoride (DF) ‘‘lasers’’; Munitions List (22 CFR part 121). Note 2: ‘Stacked arrays’, formed by f.1. [Reserved] combining semiconductor ‘‘laser’’ ‘stacked d.5.c. ‘Transfer lasers’ as follows: N.B.: For items previously specified by arrays’ specified by 6A005.d.1.e, that are d.5.c.1. Oxygen Iodine (O2-I) ‘‘lasers’’; designed to be further combined or modified d.5.c.2. Deuterium Fluoride-Carbon 6A005.f.1, see 6A004.f. are specified by 6A005.d.1.e. dioxide (DF–CO2) ‘‘lasers’’; f.2. ‘‘Laser’’ diagnostic equipment Technical Note: ‘Transfer lasers’ are ‘‘specially designed’’ for dynamic Note 3: 6A005.d.1.e does not apply to ‘‘lasers’’ in which the lasing species are measurement of ‘‘SHPL’’ system angular modular assemblies of single ‘bars’ designed excited through the transfer of energy by beam steering errors and having an angular to be fabricated into end to end stacked collision of a non-lasing atom or molecule ‘‘accuracy’’ of 10 mrad (microradians) or less linear arrays. with a lasing atom or molecule species. (better); Technical Notes: d.6. ‘Non-repetitive pulsed’ Neodymium f.3. Optical equipment and ‘‘components’’, 1. Semiconductor ‘‘lasers’’ are commonly (Nd) glass ‘‘lasers’’ having any of the ‘‘specially designed’’ for coherent beam called ‘‘laser’’ diodes. following: combination in a phased-array ‘‘SHPL’’ 2. A ‘bar’ (also called a semiconductor d.6.a. A ‘‘pulse duration’’ not exceeding 1 system and having any of the following: ‘‘laser’’ ‘bar’, a ‘‘laser’’ diode ‘bar’ or diode ms and output energy exceeding 50 J per f.3.a. An ‘‘accuracy’’ of 0.1 mm or less, for ‘bar’) consists of multiple semiconductor pulse; or wavelengths greater than 1 mm; or ‘‘lasers’’ in a one dimensional array. d.6.b. A ‘‘pulse duration’’ exceeding 1 ms f.3.b. An ‘‘accuracy’’ of l/10 or less (better) 3. A ‘stacked array’ consists of multiple and output energy exceeding 100 J per pulse; at the designed wavelength, for wavelengths ‘bars’ forming a two dimensional array of e. ‘‘Components’’ as follows: equal to or less than 1 mm; semiconductor ‘‘lasers’’. e.1. Mirrors cooled either by ‘active f.4. Projection telescopes ‘‘specially d.2. Carbon monoxide (CO) ‘‘lasers’’ having cooling’ or by heat pipe cooling; designed’’ for use with ‘‘SHPL’’ systems; any of the following: Technical Note: ‘Active cooling’ is a g. ‘Laser acoustic detection equipment’ d.2.a. Output energy exceeding 2 J per cooling technique for optical ‘‘components’’ having all of the following: pulse and ‘‘peak power’’ exceeding 5 kW; or using flowing fluids within the subsurface g.1. CW ‘‘laser’’ output power greater than d.2.b. Average or CW output power, (nominally less than 1 mm below the optical or equal to 20 mW; exceeding 5 kW; surface) of the optical component to remove g.2. ‘‘Laser’’ frequency stability equal to or d.3. Carbon dioxide (CO2) ‘‘lasers’’ having heat from the optic. any of the following: better (less) than 10 MHz; d.3.a. CW output power exceeding 15 kW; e.2. Optical mirrors or transmissive or g.3. ‘‘Laser’’ wavelengths equal to or d.3.b. Pulsed output with ‘‘pulse duration’’ partially transmissive optical or electro- exceeding 1,000 nm but not exceeding 2,000 exceeding 10 ms and any of the following: optical-’’components,’’ other than fused nm; d.3.b.1. ‘‘Average output power’’ exceeding tapered fiber combiners and Multi-Layer g.4. Optical system resolution better (less) 10 kW; or Dielectric gratings (MLDs), ‘‘specially than 1 nm; and d.3.b.2. ‘‘Peak power’’ exceeding 100 kW; designed’’ for use with controlled ‘‘lasers’’; g.5. Optical Signal to Noise ratio equal or or Note to 6A005.e.2: Fiber combiners and exceeding to 103. d.3.c. Pulsed output with a ‘‘pulse MLDs are specified by 6A005.e.3. Technical Note: ‘Laser acoustic detection duration’’ equal to or less than 10 ms and any e.3. Fiber ‘‘laser’’ ‘‘components’’ as follows: equipment’ is sometimes referred to as a of the following: e.3.a. Multimode to multimode fused ‘‘Laser’’ Microphone or Particle Flow d.3.c.1. Pulse energy exceeding 5 J per tapered fiber combiners having all of the Detection Microphone. pulse; or following: d.3.c.2. ‘‘Average output power’’ exceeding e.3.a.1. An insertion loss better (less) than ■ 29. In Supplement No. 1 to part 774, 2.5 kW; or equal to 0.3 dB maintained at a rated total Category 6, ECCN 6B002 is added to d.4. Excimer ‘‘lasers’’ having any of the average or CW output power (excluding read as follows: following: output power transmitted through the single d.4.a. Output wavelength not exceeding mode core if present) exceeding 1,000 W; and 6B002 Masks and Reticles, ‘‘Specially 150 nm and any of the following: e.3.a.2. Number of input fibers equal to or Designed’’ for Optical Sensors Specified d.4.a.1. Output energy exceeding 50 mJ per greater than 3; by 6A002.a.1.b or 6A002.a.1.d. pulse; or e.3.b. Single mode to multimode fused d.4.a.2. ‘‘Average output power’’ exceeding tapered fiber combiners having all of the License Requirements 1 W; following: Reason for Control: NS, AT

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Country chart Country chart circuits described in USML Categories Control(s) (see Supp. No. 1 to Control(s) (see Supp. No. 1 XII(e) or XV(e)(3) is subject to the ITAR part 738) to part 738) under USML Categories XII(f) or XV(f), respectively. (4) See also 6E101, 6E201, NS applies to entire NS Column 2 CC applies to ‘‘tech- CC Column 1 and 6E991. entry. nology’’ for equip- Related Definitions: N/A AT applies to entire AT Column 1 ment controlled by Items: entry. 6A002 for CC rea- The list of items controlled is contained in sons. the ECCN heading. List Based License Exceptions (See Part 740 AT applies to entire AT Column 1 for a Description of All License Exceptions) entry. ■ 31. In Supplement No. 1 to part 774, LVS: $5,000 UN applies to ‘‘tech- See § 746.1(b) for UN Category 6, ECCN 6E002 is revised to GBS: Yes nology’’ for equip- controls read as follows: ment controlled by 6E002 ‘‘Technology’’ According to the List of Items Controlled 6A002 or 6A003 for General Technology Note for the Related Controls: N/A UN reasons. ‘‘Production’’ of Equipment or Materials Related Definitions: N/A Reporting Requirements Controlled by 6A (Except 6A991, 6A992, Items: See § 743.1 of the EAR for reporting 6A994, 6A995, 6A996, 6A997, 6A998 or The list of items controlled is contained in requirements for exports under License 6A999.c), 6B (Except 6B995) or 6C the ECCN heading. Exceptions, and Validated End-User (except 6C992 or 6C994). authorizations. License Requirements ■ 30. In Supplement No. 1 to part 774, Category 6, ECCN 6E001 is revised to List Based License Exceptions (See Part 740 Reason for Control: NS, MT, NP, RS, CC, AT, for a Description of All License Exceptions) UN read as follows: TSR: Yes, except for the following: (1) Items 6E001 ‘‘Technology’’ According to the controlled for MT reasons; (2) Country chart General Technology Note for the Control(s) (see Supp. No. 1 ‘‘Technology’’ for commodities controlled to part 738) ‘‘Development’’ of Equipment, Materials by 6A002, 6A004.e or 6A008.j.1; (3) or ‘‘Software’’ Controlled by 6A (Except ‘‘Technology’’ for 6A003 cameras, unless NS applies to ‘‘tech- NS Column 1 6A991, 6A992, 6A994, 6A995, 6A996, for ‘‘technology’’ for the integration of nology’’ for equip- 6A997, 6A998, or 6A999.c), 6B (Except 6A003 cameras into camera systems ment controlled by 6B995), 6C (Except 6C992 or 6C994), or ‘‘specially designed’’ for civil automotive 6A001 to 6A008, 6D (Except 6D991, 6D992, or 6D993). applications; (4) ‘‘Technology’’ for 6B002 to 6B008, or ‘‘software’’ ‘‘specially designed’’ for ‘‘space 6C002 to 6C005. License Requirements qualified’’ ‘‘laser’’ radar or Light Detection MT applies to ‘‘tech- MT Column 1 Reason for Control: NS, MT, NP, RS, CC, AT, and Ranging (LIDAR) equipment defined in nology’’ for equip- 6A008.j.1 and controlled by 6D001 or UN ment controlled by 6D002; or (5) Exports or reexports to 6A002, 6A007, destinations outside of those countries Country chart 6A008, 6A102, listed in Country Group A:5 (See Control(s) (see Supp. No. 1 6A107, 6A108, Supplement No. 1 to part 740 of the EAR) to part 738) 6B008, or 6B108 of ‘‘technology’’ for the ‘‘development’’ of for MT reasons. the following: (a) Items controlled by NS applies to ‘‘tech- NS Column 1 NP applies to ‘‘tech- NP Column 1 6A001.a.1.b, 6A001.a.1.e, 6A001.a.2.a.1, nology’’ for items nology’’ for items 6A001.a.2.a.2, 6A001.a.2.a.3, controlled by controlled by 6A001 to 6A008, 6A001.a.2.a.5, 6A001.a.2.a.6, 6A001.a.2.b, 6A001.a.2.d, 6A001.a.2.e., 6A004.c, 6A003, 6A005, 6B002 to 6B008, 6A202, 6A203, 6C002 to 6C005, 6A004.d, 6A006.a.2, 6A006.c.1, 6A006.d, 6A006.e, 6A008.d, 6A008.h, 6A008.k, 6A205, 6A225 or or 6D001 to 6D003. 6A226 for NP rea- MT applies to ‘‘tech- MT Column 1 6B008, or 6D003.a; (b) Equipment controlled by 6A001.a.2.c or 6A001.a.2.f sons. nology’’ for items RS applies to ‘‘tech- RS Column 1 controlled by when ‘‘specially designed’’ for real time applications; or (c) ‘‘Software’’ controlled nology’’ for items 6A002, 6A007, controlled by 6A008, 6A102, by 6D001 and ‘‘specially designed’’ for the ‘‘development’’ or ‘‘production’’ of 6A002.a.1, .a.2, 6A107, 6A108, .a.3, .c, or .f, 6B008, 6B108, equipment controlled by 6B008, or 6D003.a. 6A003.b.3 or .b.4, 6D001, 6D002, or 6A008.j.1. 6D102 or 6D103 Special Conditions for STA CC applies to ‘‘tech- CC Column 1 for MT reasons. STA: License Exception STA may not be nology’’ for equip- NP applies to ‘‘tech- NP Column 1 used to ship or transmit any technology in ment controlled by nology’’ for items this entry to any of the destinations listed 6A002 for CC rea- controlled by in Country Group A:6 (See Supplement sons. 6A003, 6A005, No.1 to part 740 of the EAR). AT applies to entire AT Column 1 6A202, 6A203, entry. 6A205, 6A225, List of Items Controlled UN applies to ‘‘tech- See § 746.1(b) for UN 6A226, 6D001, or Related Controls: (1) Technical data directly nology’’ for equip- controls 6D201 for NP rea- related to satellites and all other items ment controlled by sons. described in USML Category XV are 6A002 or 6A003 for RS applies to ‘‘tech- RS Column 1 subject to the ITAR under USML Category UN reasons. nology’’ for items XV(f). (2) Technical data directly related to controlled by laser systems, infrared imaging systems, Reporting Requirements 6A002.a.1, .a.2, and all other items described in USML See § 743.1 of the EAR for reporting .a.3, .c, or .f, Category XII are subject to the ITAR under requirements for exports under License 6A003.b.3 or .b.4, USML Category XII(f). (3) Technical data Exceptions, and Validated End-User or 6A008.j.1. directly related to read-out integrated authorizations.

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List Based License Exceptions (See Part 740 Country chart Country chart for a Description of All License Exceptions) Control(s) (see Supp. No. 1 Control(s) (see Supp. No. 1 TSR: Yes, except for the following: to part 738) to part 738) (1) Items controlled for MT reasons; MT applies to com- MT Column 1 NS applies to entire NS Column 1 (2) ‘‘Technology’’ for commodities modities that meet entry. controlled by 6A002, 6A004.e, or 6A008.j.1; or exceed the pa- MT applies to com- MT Column 1 (3) ‘‘Technology’’ for 6A003 cameras, rameters of 7A102. modities in unless for ‘‘technology’’ for the integration of AT applies to entire AT Column 1 7A003.d that meet 6A003 cameras into camera systems entry. or exceed the pa- ‘‘specially designed’’ for civil automotive rameters of 7A103. applications ; or License Requirement Note: For the AT applies to entire AT Column 1 (4) Exports or reexports to destinations purpose of MT controls only, the term entry. outside of those countries listed in Country ‘stability’ is defined as a measure of the Group A:5 (See Supplement No. 1 to part 740 ability of a specific mechanism or List Based License Exceptions (See Part 740 of the EAR) of ‘‘technology’’ for the performance coefficient to remain invariant for a Description of All License Exceptions) ‘‘production’’ of the following: (a) Items when continuously exposed to a fixed LVS: N/A controlled by 6A001.a.1.b, 6A001.a.1.e, operating condition. (This definition does not GBS: N/A 6A001.a.2.a.1, 6A001.a.2.a.2, 6A001.a.2.a.3, refer to dynamic or servo stability.) (IEEE 6A001.a.2.a.5, 6A001.a.2.a.6, 6A001.a.2.b, STD 528–2001 paragraph 2.247) List of Items Controlled 6A004.c, 6A004.d, 6A006.a.2, 6A006.c.1, Related Controls: (1) See also ECCNs 7A103, 6A006.d, 6A006.e, 6A008.d, 6A008.h, List Based License Exceptions (See Part 740 7A611, and 7A994. (2) See USML Category 6A008.k, or 6B008; and (b) Items controlled for a Description of All License Exceptions) XII(d) for guidance or navigation systems by 6A001.a.2.c or 6A001.a.2.f when LVS: N/A subject to the ITAR. ‘‘specially designed’’ for real time GBS: N/A Related Definitions: N/A applications. Items: List of Items Controlled Special Conditions for STA Note 1: ‘Inertial measurement equipment Related Controls: (1) See USML Category or systems’ incorporate accelerometers or STA: License Exception STA may not be XII(e) for gyros or angular rate sensors used to ship or transmit ‘‘technology’’ gyroscopes to measure changes in velocity subject to the ITAR. (2) See also ECCNs according to the General Technology Note and orientation in order to determine or 7A102, 7A611, and 7A994. (3) For angular for the ‘‘production’’ of equipment maintain heading or position without or rotational accelerometers, see ECCN specified in the STA exclusion paragraphs requiring an external reference once aligned. 7A001.b. found in the License Exception sections of ‘Inertial measurement equipment or systems’ Related Definitions: N/A by ECCNs 6A001, 6A002, 6A003, 6A004, include: Items: 6A006, 6A008, or 6B008 to any of the —Attitude and Heading Reference Systems a. Specified to function at linear destinations listed in Country Group A:6 (AHRSs); acceleration levels less than or equal to 100 (See Supplement No.1 to part 740 of the —Gyrocompasses; EAR). g and having any of the following: —Inertial Measurement Units (IMUs); a.1. An angular rate range of less than 500 —Inertial Navigation Systems (INSs); List of Items Controlled degrees per second and having any of the —Inertial Reference Systems (IRSs); Related Controls: (1) Technical data directly following: —Inertial Reference Units (IRUs). related to satellites and all other items a.1.a. A ‘‘bias’’ ‘‘stability’’ of less (better) Note 2: 7A003 does not apply to ‘inertial described in USML Category XV are than 0.5 degree per hour, when measured in measurement equipment or systems’ which subject to the ITAR under USML Category a 1 g environment over a period of one are certified for use on ‘‘civil aircraft’’ by civil XV(f). (2) Technical data directly related to month, and with respect to a fixed calibration aviation authorities of one or more laser systems, infrared imaging systems, value; or Wassenaar Arrangement Participating States, and all other items described in USML a.1.b. An ‘‘angle random walk’’ of less see Supplement No. 1 to part 743 of the EAR. Category XII are subject to the ITAR under (better) than or equal to 0.0035 degree per USML Category XII(f). (3) Technical data square root hour; or Technical Note: ‘Positional aiding directly related to read-out integrated Note: 7A002.a.1.b does not control references’ independently provide position, circuits described in USML Categories ‘‘spinning mass gyros’’. and include: XII(e) or XV(e)(3) is subject to the ITAR a.2. An angular rate range greater than or a. ‘‘Satellite navigation system’’; b. ’’Data-Based Referenced Navigation’’ under USML Categories XII(f) or XV(f), equal to 500 degrees per second and having (‘‘DBRN’’). respectively. (4) See also 6E992. any of the following: a. Designed for ‘‘aircraft’’, land vehicles or Related Definitions: N/A a.2.a. A ‘‘bias’’ ‘‘stability’’ of less (better) vessels, providing position without the use of Items: than 4 degrees per hour, when measured in ‘positional aiding references’, and having any The list of items controlled is contained in a 1 g environment over a period of three of the following ‘‘accuracies’’ subsequent to the ECCN heading. minutes, and with respect to a fixed normal alignment: calibration value; or ■ 32. In Supplement No. 1 to part 774, a.1. 0.8 nautical miles per hour (nm/hr) a.2.b. An ‘‘angle random walk’’ of less ‘‘Circular Error Probable’’ (‘‘CEP’’) rate or less Category 7, ECCN 7A002 is revised to (better) than or equal to 0.1 degree per square (better); read as follows: root hour; or a.2. 0.5% distanced travelled ‘‘CEP’’ or less 7A002 Gyros or Angular Rate Sensors, Note: 7A002.a.2.b does not apply to (better); or Having any of the Following, and ‘‘spinning mass gyros’’. a.3. Total drift of 1 nautical mile ‘‘CEP’’ or ‘‘Specially Designed’’ ‘‘Components’’ b. Specified to function at linear less (better) in a 24 hr period; Therefor. acceleration levels exceeding 100 g. Technical Note: The performance License Requirements ■ 33. In Supplement No. 1 to part 774, parameters in 7A003.a.1, 7A003.a.2 and Reason for Control: NS, MT, AT 7A003.a.3 typically apply to ‘inertia Category 7, ECCN 7A003 is revised to measurement equipment or systems’ read as follows: Country chart designed for ‘‘aircraft’’, vehicles and vessels, Control(s) (see Supp. No. 1 7A003 ‘Inertial Measurement Equipment or respectively. These parameters result from to part 738) Systems’, Having any of the Following. the utilization of specialized non-positional aiding references (e.g., altimeter, odometer, NS applies to entire NS Column 1 License Requirements velocity log). As a consequence, the specified entry. Reason for Control: NS, MT, AT performance values cannot be readily

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converted between these parameters. GBS: N/A 7D003.a or .b to any of the destinations Equipment designed for multiple platforms CIV: N/A listed in Country Group A:6 (See are evaluated against each applicable entry Supplement No. 1 to part 740 of the EAR). 7A003.a.1, 7A003.a.2, or 7A003.a.3. List of Items Controlled List of Items Controlled b. Designed for ‘‘aircraft’’, land vehicles or Related Controls: (1) See also ECCNs 7A105, vessels, with an embedded ‘positional aiding 7A611 and 7A994. Commercially available Related Controls: See also 7D103 and 7D994. reference’ and providing position after loss of ‘‘satellite navigation system’’ receivers do Related Definitions: ‘Data-Based Referenced all ‘positional aiding references’ for a period not typically employ decryption or Navigation’ (‘DBRN’) systems are systems of up to 4 minutes, having an ‘‘accuracy’’ of adaptive antennae and are classified as which use various sources of previously less (better) than 10 meters ‘‘CEP’’; 7A994. (2) See USML Category XII(d) for measured geo-mapping data integrated to ‘‘satellite navigation system’’ receiving provide accurate navigation information Technical Note: 7A003.b refers to systems equipment subject to the ITAR and USML under dynamic conditions. Data sources in which ‘inertial measurement equipment or Category XI(c)(10) for antennae that are include bathymetric maps, stellar maps, systems’ and other independent ‘positional subject to the ITAR. (3) Items that gravity maps, magnetic maps or 3–D digital aiding references’ are built into a single unit otherwise would be covered by ECCN terrain maps. (i.e., embedded) in order to achieve improved 7A005.a are ‘‘subject to the ITAR’’ (see 22 Items: performance. CFR parts 120 through 130). a. ‘‘Software’’ ‘‘specially designed’’ or c. Designed for ‘‘aircraft’’, land vehicles or Related Definitions: N/A modified to improve the operational vessels, providing heading or True North Items: performance or reduce the navigational error determination and having any of the a. Employing a decryption algorithm of systems to the levels controlled by 7A003, following: ‘‘specially designed’’ or modified for 7A004 or 7A008; c.1. A maximum operating angular rate less government use to access the ranging code b. ‘‘Source code’’ for hybrid integrated (lower) than 500 deg/s and a heading for position and time; or systems which improves the operational ‘‘accuracy’’ without the use of ‘positional b. Employing ‘adaptive antenna systems’. performance or reduces the navigational error aiding references’ equal to or less (better) of systems to the level controlled by 7A003 than 0.07 deg sec (Lat) (equivalent to 6 arc Note: 7A005.b does not apply to ‘‘satellite navigation system’’ receiving equipment that or 7A008 by continuously combining minutes rms at 45 degrees latitude); or heading data with any of the following: c.2. A maximum operating angular rate only uses ‘‘components’’ designed to filter, switch, or combine signals from multiple b.1. Doppler radar or sonar velocity data; equal to or greater (higher) than 500 deg/s b.2. ‘‘Satellite navigation system’’ reference and a heading ‘‘accuracy’’ without the use of omni-directional antennas that do not implement adaptive antenna techniques. data; or ‘positional aiding references’ equal to or less b.3. Data from ‘Data-Based Referenced (better) than 0.2 deg sec (Lat) (equivalent to Technical Note: For the purposes of Navigation’ (‘DBRN’’) systems; 17 arc minutes rms at 45 degrees latitude); 7A005.b ‘adaptive antenna systems’ c. [Reserved] d. Providing acceleration measurements or dynamically generate one or more spatial d. [Reserved] angular rate measurements, in more than one nulls in an antenna array pattern by signal N.B. For flight control ‘‘source code,’’ see dimension, and having any of the following: processing in the time domain or frequency 7D004. d.1. Performance specified by 7A001 or domain. e. Computer-Aided-Design (CAD) 7A002 along any axis, without the use of any ■ ‘‘software’’ ‘‘specially designed’’ for the aiding references; or 35. In Supplement No. 1 to part 774, ‘‘development’’ of ‘‘active flight control d.2. Being ‘‘space-qualified’’ and providing Category 7, ECCN 7D003 is revised to systems’’, helicopter multi-axis fly-by-wire or angular rate measurements having an ‘‘angle read as follows: fly-by-light controllers or helicopter random walk’’ along any axis of less (better) 7D003 Other ‘‘Software’’ as Follows (See ‘‘circulation controlled anti-torque or than or equal to 0.1 degree per square root List of Items Controlled). circulation-controlled direction control hour. systems’’, whose ‘‘technology’’ is controlled Note: 7A003.d.2 does not apply to ‘inertial License Requirements by 7E004.b.1, 7E004.b.3 to b.5, 7E004.b.7 to measurement equipment or systems’ that Reason for Control: NS, MT, AT b.8, 7E004.c.1 or 7E004.c.2. contain ‘‘spinning mass gyros’’ as the only ■ 36. In Supplement No. 1 to part 774, type of gyro. Country chart Category 7, ECCN 7D005 is revised to ■ Control(s) (see Supp. No. 1 34. In Supplement No. 1 to part 774, to part 738) read as follows: Category 7, ECCN 7A005 is revised to 7D005 ‘‘Software’’ ‘‘Specially Designed’’ To read as follows: NS applies to entire NS Column 1 Decrypt ‘‘Satellite Navigation System’’ 7A005 ‘‘Satellite Navigation System’’ entry. Ranging Signals Designed for Receiving Equipment Having any of the MT applies to ‘‘soft- MT Column 1 Government Use. Following and ‘‘Specially Designed’’ ware’’ for equip- License Requirements ‘‘Components’’ Therefor. ment controlled for MT reasons. MT Reason for Control: NS, AT License Requirements does not apply to Reason for Control: NS, MT and AT ‘‘software’’ for Country chart equipment con- Control(s) (see Supp. No. 1 Country chart trolled by 7A008. to part 738) Control(s) (see Supp. No. 1 AT applies to entire AT Column 1 to part 738) entry. NS applies to entire NS Column 1 entry. NS applies to NS Column 1 Reporting Requirements AT applies to entire AT Column 1 7A005.b. See § 743.1 of the EAR for reporting entry. MT applies to com- MT Column 1 requirements for exports under License List Based License Exceptions (See Part 740 modities in Exceptions, and Validated End-User for a Description of All License Exceptions) 7A005.b that meet authorizations. or exceed the pa- TSR: N/A List Based License Exceptions (See Part 740 rameters of 7A105. List of Items Controlled AT applies to AT Column 1 for a Description of All License Exceptions) 7A005.b. TSR: N/A Related Controls: N/A Related Definitions: N/A List Based License Exceptions (See Part 740 Special Conditions for STA Items: for a Description of All License Exceptions) STA: License Exception STA may not be The list of items controlled is contained in LVS: N/A used to ship or transmit software in the ECCN heading.

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■ 37. In Supplement No. 1 to part 774, submersible vehicle can ‘operate List of Items Controlled Category 8, ECCN 8A001 is revised to autonomously’. Related Controls: (1) See also 8A992 and for read as follows: c. Unmanned submersible vehicles as underwater communications systems, see follows: Category 5, Part I—Telecommunications. 8A001 Submersible Vehicles and Surface c.1. Unmanned submersible vehicles (2) See also 8A992 for self-contained Vessels, as Follows (See List of Items having any of the following: underwater breathing apparatus that is not Controlled). c.1.a. Designed for deciding a course controlled by 8A002 or released for control License Requirements relative to any geographical reference by the 8A002.q Note. (3) For electronic without real-time human assistance; Reason for Control: NS, AT imaging systems ‘‘specially designed’’ or c.1.b. Acoustic data or command link; or modified for underwater use incorporating c.1.c. Optical data or command link Country chart image intensifier tubes specified by exceeding 1,000 m; 6A002.a.2.a or 6A002.a.2.b, see 6A003.b.3. Control(s) (see Supp. No. 1 c.2. Unmanned, submersible vehicles, not to part 738) (4) For electronic imaging systems specified in 8A001.c.1, having all of the ‘‘specially designed’’ or modified for NS applies to entire NS Column 2 following: underwater use incorporating ‘‘focal plane entry. c.2.a. Designed to operate with a tether; arrays’’ specified by 6A002.a.3.g, see AT applies to entire AT Column 1 c.2.b. Designed to operate at depths 6A003.b.4.c. (5) Section 744.9 imposes a entry. exceeding 1,000 m; and license requirement on commodities c.2.c. Having any of the following: described in 8A002.d if being exported, Reporting Requirements c.2.c.1. Designed for self-propelled reexported, or transferred (in-country) for See § 743.1 of the EAR for reporting maneuver using propulsion motors or use by a military end-user or for requirements for exports under License thrusters specified by 8A002.a.2; or incorporation into an item controlled by Exceptions, and Validated End-User c.2.c.2. Fiber optic data link; ECCN 0A919. authorizations. d. [Reserved] Related Definitions: N/A e. Ocean salvage systems with a lifting Items: List Based License Exceptions (See part 740 capacity exceeding 5 MN for salvaging a. Systems, equipment, ‘‘parts’’ and for a Description of All License Exceptions) objects from depths exceeding 250 m and ‘‘components,’’ ‘‘specially designed’’ or LVS: $5,000; N/A for 8A001.b and .c.1 having any of the following: modified for submersible vehicles and GBS: N/A e.1. Dynamic positioning systems capable designed to operate at depths exceeding of position keeping within 20 m of a given 1,000 m, as follows: Special Conditions for STA point provided by the navigation system; or a.1. Pressure housings or pressure hulls STA: License Exception STA may not be e.2. Seafloor navigation and navigation with a maximum inside chamber diameter used to ship any commodity in 8A001.b, or integration systems, for depths exceeding exceeding 1.5 m; 8A001.c to any of the destinations listed in 1,000 m and with positioning ‘‘accuracies’’ to a.2. Direct current propulsion motors or Country Group A:6 (See Supplement No. 1 within 10 m of a predetermined point. thrusters; to part 740 of the EAR). ■ 38. In Supplement No. 1 to part 774, a.3. Umbilical cables, and connectors List of Items Controlled therefor, using optical fiber and having Category 8, ECCN 8A002 is revised to synthetic strength members; Related Controls: For the control status of read as follows: a.4. ‘‘Parts’’ and ‘‘components’’ equipment for submersible vehicles, see: 8A002 Marine Systems, Equipment, manufactured from material specified by Category 6 for sensors; Categories 7 and 8 ‘‘Parts’’ and ‘‘Components,’’ as Follows ECCN 8C001; for navigation equipment; Category 8A for (See List of Items Controlled). Technical Note: The objective of 8A002.a.4 underwater equipment. should not be defeated by the export of Related Definitions: N/A License Requirements ‘syntactic foam’ controlled by 8C001 when an Items: Reason for Control: NS, AT intermediate stage of manufacture has been a. Manned, tethered submersible vehicles performed and it is not yet in its final designed to operate at depths exceeding Country chart component form. 1,000 m; Control(s) (see Supp. No. 1 b. Systems ‘‘specially designed’’ or b. Manned, untethered submersible to part 738) modified for the automated control of the vehicles having any of the following: motion of submersible vehicles controlled by b.1. Designed to ‘operate autonomously’ NS applies to entire NS Column 2 8A001, using navigation data, having closed and having a lifting capacity of all the entry. loop servo-controls and having any of the following: AT applies to entire AT Column 1 following: b.1.a. 10% or more of their weight in air; entry. b.1. Enabling a vehicle to move within 10 and Reporting Requirements m of a predetermined point in the water b.1.b. 15 kN or more. column; b.2. Designed to operate at depths See § 743.1 of the EAR for reporting b.2. Maintaining the position of the vehicle exceeding 1,000 m; or requirements for exports under License within 10 m of a predetermined point in the b.3. Having all of the following: Exceptions, and Validated End-User water column; or b.3.a. Designed to continuously ‘operate authorizations. b.3. Maintaining the position of the vehicle autonomously’ for 10 hours or more; and List Based License Exceptions (See Part 740 within 10 m while following a cable on or b.3.b. ‘Range’ of 25 nautical miles or more; for a Description of All License Exceptions) under the seabed; Technical Notes: LVS: $5,000; N/A for 8A002.o.3.b c. Fiber optic pressure hull penetrators; 1. For the purposes of 8A001.b, ‘operate GBS: Yes for manipulators for civil end uses d. Underwater vision systems having all of autonomously’ means fully submerged, (e.g., underwater oil, gas or mining the following: without snorkel, all systems working and operations) controlled by 8A002.i.2 and d.1. ‘‘Specially designed’’ or modified for cruising at minimum speed at which the having 5 degrees of freedom of movement; remote operation with an underwater submersible can safely control its depth and 8A002.r. vehicle; and dynamically by using its depth planes only, d.2. Employing any of the following with no need for a support vessel or support Special Conditions for STA techniques to minimize the effects of back base on the surface, sea-bed or shore, and STA: License Exception STA may not be scatter: containing a propulsion system for used to ship any commodity in 8A002.b, h, d.2.a. Range-gated illuminators; or submerged or surface use. j, o.3, or p to any of the destinations listed d.2.b. Range-gated ‘‘laser’’ systems; 2. For the purposes of 8A001.b, ‘range’ in Country Group A:6 (See Supplement e. [Reserved] means half the maximum distance a No.1 to part 740 of the EAR). f. [Reserved]

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g. Light systems ‘‘specially designed’’ or j.2.c. Devices or enclosures, ‘‘specially Technical Note: ‘Active noise reduction or modified for underwater use, as follows: designed’’ for underwater noise reduction in cancellation systems’ incorporate electronic g.1. Stroboscopic light systems capable of frequencies below 10 kHz, or special control systems capable of actively reducing a light output energy of more than 300 J per mounting devices for shock mitigation; and equipment vibration by the generation of flash and a flash rate of more than 5 flashes j.2.d. ‘‘Specially designed’’ exhaust anti-noise or anti-vibration signals directly to per second; systems that do not exhaust continuously the the source. g.2. Argon arc light systems ‘‘specially products of combustion; p. Pump jet propulsion systems having all designed’’ for use below 1,000 m; j.3. ‘‘Fuel cell’’ air independent power of the following: h. ‘‘Robots’’ ‘‘specially designed’’ for systems with an output exceeding 2 kW and p.1. Power output exceeding 2.5 MW; and underwater use, controlled by using a having any of the following: p.2. Using divergent nozzle and flow dedicated computer and having any of the j.3.a. Devices or enclosures, ‘‘specially conditioning vane techniques to improve following: designed’’ for underwater noise reduction in propulsive efficiency or reduce propulsion- h.1. Systems that control the ‘‘robot’’ using frequencies below 10 kHz, or special generated underwater-radiated noise; information from sensors which measure mounting devices for shock mitigation; or q. Underwater swimming and diving force or torque applied to an external object, j.3.b. Systems having all of the following: equipment as follows; distance to an external object, or tactile sense j.3.b.1. ‘‘Specially designed’’ to pressurize q.1. Closed circuit rebreathers; between the ‘‘robot’’ and an external object; the products of reaction or for fuel q.2. Semi-closed circuit rebreathers; or reformation; h.2. The ability to exert a force of 250 N j.3.b.2. ‘‘Specially designed’’ to store the Note: 8A002.q does not control individual or more or a torque of 250 Nm or more and products of the reaction; and rebreathers for personal use when using titanium based alloys or ‘‘composite’’ j.3.b.3. ‘‘Specially designed’’ to discharge accompanying their users. ‘‘fibrous or filamentary materials’’ in their the products of the reaction against a N.B. For equipment and devices ‘‘specially structural members; pressure of 100 kPa or more; designed’’ for military use see ECCN 8A620.f. i. Remotely controlled articulated j.4. Stirling cycle engine air independent r. Diver deterrent acoustic systems manipulators ‘‘specially designed’’ or power systems having all of the following: ‘‘specially designed’’ or modified to disrupt modified for use with submersible vehicles j.4.a. Devices or enclosures, ‘‘specially divers and having a sound pressure level and having any of the following: designed’’ for underwater noise reduction in equal to or exceeding 190 dB (reference 1 mPa i.1. Systems which control the manipulator frequencies below 10 kHz, or special at 1 m) at frequencies of 200 Hz and below. using information from sensors which mounting devices for shock mitigation; and measure any of the following: Note 1: 8A002.r does not apply to diver j.4.b. ‘‘Specially designed’’ exhaust systems deterrent systems based on under-water- i.1.a. Torque or force applied to an external which discharge the products of combustion object; or explosive devices, air guns or combustible against a pressure of 100 kPa or more; i.1.b. Tactile sense between the sources. k. [Reserved] manipulator and an external object; or l. [Reserved] Note 2: 8A002.r includes diver deterrent i.2. Controlled by proportional master- m. [Reserved] acoustic systems that use spark gap sources, slave techniques and having 5 degrees of also known as plasma sound sources. ‘freedom of movement’ or more; n. [Reserved] o. Propellers, power transmission systems, ■ Technical Note: Only functions having power generation systems and noise 39. In Supplement No. 1 to part 774, proportionally related motion control using reduction systems, as follows: Category 8, ECCN 8B001 is revised to positional feedback are counted when o.1. [Reserved] read as follows: determining the number of degrees of o.2. Water-screw propeller, power ‘freedom of movement’. 8B001 Water Tunnels Designed to Have a generation systems or transmission systems, Background Noise of Less Than 100 dB j. Air independent power systems designed for use on vessels, as follows: (Reference 1 mPa, 1 Hz) Within the ‘‘specially designed’’ for underwater use, as o.2.a. Controllable-pitch propellers and Frequency Range Exceeding 0 Hz But follows: hub assemblies, rated at more than 30 MW; j.1. Brayton or Rankine cycle engine air Not Exceeding to 500 Hz and Designed o.2.b. Internally liquid-cooled electric for Measuring Acoustic Fields independent power systems having any of propulsion engines with a power output the following: Generated by a Hydro-Flow Around exceeding 2.5 MW; Propulsion System Models. j.1.a. Chemical scrubber or absorber o.2.c. ‘‘Superconductive’’ propulsion systems, ‘‘specially designed’’ to remove engines or permanent magnet electric License Requirements carbon dioxide, carbon monoxide and propulsion engines, with a power output particulates from recirculated engine Reason for Control: NS, AT exceeding 0.1 MW; exhaust; o.2.d. Power transmission shaft systems j.1.b. Systems ‘‘specially designed’’ to use Country chart incorporating ‘‘composite’’ material ‘‘parts’’ a monoatomic gas; Control(s) (see Supp. No. 1 or ‘‘components’’ and capable of transmitting to part 738) j.1.c. Devices or enclosures, ‘‘specially designed’’ for underwater noise reduction in more than 2 MW; o.2.e. Ventilated or base-ventilated NS applies to entire NS Column 2 frequencies below 10 kHz, or special entry. mounting devices for shock mitigation; or propeller systems, rated at more than 2.5 AT applies to entire AT Column 1 j.1.d. Systems having all of the following: MW; entry. j.1.d.1. ‘‘Specially designed’’ to pressurize o.3. Noise reduction systems designed for the products of reaction or for fuel use on vessels of 1,000 tonnes displacement List Based License Exceptions (See Part 740 reformation; or more, as follows: for a description of All license exceptions) j.1.d.2. ‘‘Specially designed’’ to store the o.3.a. Systems that attenuate underwater LVS: $3,000 products of the reaction; and noise at frequencies below 500 Hz and GBS: N/A j.1.d.3. ‘‘Specially designed’’ to discharge consist of compound acoustic mounts for the the products of the reaction against a acoustic isolation of diesel engines, diesel List of Items Controlled pressure of 100 kPa or more; generator sets, gas turbines, gas turbine Related Controls: N/A j.2. Diesel cycle engine air independent generator sets, propulsion motors or Related Definitions: N/A systems having all of the following: propulsion reduction gears, ‘‘specially Items: j.2.a. Chemical scrubber or absorber designed’’ for sound or vibration isolation systems, ‘‘specially designed’’ to remove and having an intermediate mass exceeding The list of items controlled is contained in carbon dioxide, carbon monoxide and 30% of the equipment to be mounted; the ECCN heading. particulates from recirculated engine o.3.b. ‘Active noise reduction or exhaust; cancellation systems’ or magnetic bearings, ■ 40. In Supplement No. 1 to part 774, j.2.b. Systems ‘‘specially designed’’ to use ‘‘specially designed’’ for power transmission Category 8, ECCN 8D001 is revised to a monoatomic gas; systems; read as follows:

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8D001 ‘‘Software’’ ‘‘Specially Designed’’ or Exceptions, and Validated End-User 9A009, manufactured using any of the Modified for the ‘‘Development,’’ authorizations. following: ‘‘Production’’ or ‘‘use’’ of Equipment or b.1. ‘‘Fibrous or filamentary materials’’ Materials, Controlled by 8A (Except List Based License Exceptions (See Part 740 specified by 1C010.e and resins specified by 8A992), 8B or 8C. for a Description of All License Exceptions) 1C008 or 1C009.b; TSR: Yes, except for exports or reexport to b.2. Metal ‘‘Matrix ‘‘composites’’ reinforced License Requirements destinations outside of those countries by any of the following: Reason for Control: NS, AT listed in Country Group A:5 (Supplement b.2.a. Materials specified by 1C007; No. 1 to part 740 of the EAR) of b.2.b. ‘‘Fibrous or filamentary materials’’ Country chart ‘‘technology’’ for items controlled by specified by 1C010; or Control(s) (see Supp. No. 1 8A001.b, 8A001.c.1 or 8A002.o.3.b. b.2.c. Aluminides specified by 1C002.a; or to part 738) b.3. Ceramic ‘‘matrix’’ ‘‘composite’’ Special Conditions for STA materials specified by 1C007; NS applies to entire NS Column 1 STA: License Exception STA may not be c. Structural components and isolation entry. used to ship or transmit ‘‘technology’’ systems, specially designed to control AT applies to entire AT Column 1 according to the General Technology Note actively the dynamic response or distortion entry. for the ‘‘development’’ or ‘‘production’’ of of ‘‘spacecraft’’ structures; Reporting Requirements equipment specified by 8A001.b, 8A001.c, d. Pulsed liquid rocket engines with thrust- 8A002.b, 8A002.h, 8A002.j, 8A002.o.3 or to-weight ratios equal to or more than 1 kN/ See § 743.1 of the EAR for reporting 8A002.p to any of the destinations listed in requirements for exports under License kg and a ‘response time’ of less than 30 ms. Country Group A:6 (See Supplement No.1 Technical Note: For the purposes of Exceptions, and Validated End-User to part 740 of the EAR). authorizations. 9A010.d, ‘response time’ means the time List of Items Controlled required to achieve 90% of total rated thrust List Based License Exceptions (See Part 740 from start-up. for a Description of All License Exceptions) Related Controls: N/A Related Definitions: N/A ■ 43. In Supplement No. 1 to part 774, TSR: Yes, except for exports or reexports to Items: destinations outside of those countries Category 9, ECCN 9A610 is revised to listed in Country Group A:5 (See The list of items controlled is contained in read as follows: Supplement No. 1 to part 740 of the EAR) the ECCN heading. 9A610 Military Aircraft and Related of ‘‘software’’ ‘‘specially designed’’ for the Category 9—Aerospace and Propulsion Commodities, Other Than Those ‘‘development’’ or ‘‘production’’ of Enumerated in 9A991.a (See List of equipment controlled by 8A001.b, ■ 42. In Supplement No. 1 to part 774, Items Controlled). 8A001.c.1, or 8A002.o.3.b. Category 9, ECCN 9A010 is revised to License Requirements Special Conditions for STA read as follows: Reason for Control: NS, RS, MT, AT, UN STA: License Exception STA may not be 9A010 ‘‘Specially Designed’’ ‘‘Parts,’’ used to ship or transmit ‘‘software’’ ‘‘Components,’’ Systems and Structures, Country chart ‘‘specially designed’’ for the for Launch Vehicles, Launch Vehicle Control(s) (see Supp. No. 1 ‘‘development’’ or ‘‘production’’ of Propulsion Systems or ‘‘Spacecraft’’. to part 738) equipment in 8A001.b, 8A001.c, 8A002.b, (See Related Controls Paragraph.) 8A002.h, 8A002.j, 8A002.o.3 or 8A002.p to NS applies to entire NS Column 1 List of Items Controlled any of the destinations listed in Country entry except: Group A:6 (See Supplement No. 1 to part Related Controls: (1) See USML Category IV 9A610.b; parts and 740 of the EAR). of the International Traffic in Arms components con- Regulations (ITAR) (22 CFR parts 120 trolled in 9A610.x if List of Items Controlled through 130) and ECCN 9A604 for being exported or Related Controls: N/A paragraphs 9A010.a, .b and .d. (2) See reexported for use Related Definitions: N/A USML Category XV of the ITAR and ECCN in an aircraft con- Items: 9A515 for paragraph 9A010.c. (3) See trolled in 9A610.b; The list of items controlled is contained in Supplement No. 4 to part 774, Order of and 9A610.y. the ECCN heading. Review for guidance on the process for RS applies to entire RS Column 1 determining classification of items. entry except: ■ 41. In Supplement No. 1 to part 774, Related Definitions: N/A 9A610.b; parts and Category 8, ECCN 8E001 is revised to Items: components con- read as follows: trolled in 9A610.x if a. ‘‘Parts’’, ‘‘components’’ and structures, being exported or 8E001 ‘‘Technology’’ According to the each exceeding 10 kg and ‘‘specially reexported for use General Technology Note for the designed’’ for launch vehicles manufactured in an aircraft con- ‘‘Development’’ or ‘‘Production’’ of using any of the following: trolled in 9A610.b; Equipment or Materials, Controlled by a.1. ‘‘Composite’’ materials consisting of and 9A610.y. 8A (Except 8A992), 8B or 8C. ‘‘fibrous or filamentary materials’’ specified RS applies to China, Russia, or by 1C010.e and resins specified by 1C008 or License Requirements 9A610.y. Venezuela (see 1C009.b; § 742.6(a)(7)) Reason for Control: NS, AT a.2. Metal ‘‘matrix’’ ‘‘composites’’ MT applies to MT Column 1 reinforced by any of the following: 9A610.t, .u, .v, and Country chart a.2.a. Materials specified by 1C007; .w. Control(s) (see Supp. No. 1 a.2.b. ‘‘Fibrous or filamentary materials’’ AT applies to entire AT Column 1 to part 738) specified by 1C010; or entry. a.2.c. Aluminides specified by 1C002.a; or NS applies to entire NS Column 1 UN applies to entire See § 746.1(b) for UN a.3. Ceramic ‘‘matrix’’ ‘‘composite’’ entry. entry except controls materials specified by 1C007; AT applies to entire AT Column 1 9A610.y. entry. Note: The weight cut-off is not relevant for nose cones. List Based License Exceptions (See Part 740 Reporting Requirements b. ‘‘Parts’’, ‘‘components’’ and structures, for a Description of All License Exceptions) See § 743.1 of the EAR for reporting ‘‘specially designed’’ for launch vehicle LVS: $1,500 requirements for exports under License propulsion systems specified by 9A005 to GBS: N/A

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Special Conditions for STA g. Aircrew life support equipment, aircrew either USML paragraph VIII(a) or ECCN STA: (1) Paragraph (c)(1) of License safety equipment and other devices for 9A610.a., not capable of delivering at least Exception STA (§ 740.20(c)(1) of the EAR) emergency escape from aircraft controlled by 500 kilograms payload to a range of at least may not be used for any item in 9A610.a either USML paragraph VIII(a) or ECCN 300 km are controlled in paragraph .x of this (i.e., ‘‘end item’’ military aircraft), unless 9A610.a. entry. determined by BIS to be eligible for h. Parachutes, paragliders, complete w.2. Flight control servo valves designed or License Exception STA in accordance with parachute canopies, harnesses, platforms, modified for the systems in 9A610.w.1. and § 740.20(g) (License Exception STA electronic release mechanisms, ‘‘specially designed or modified to operate in a eligibility requests for 9x515 and ‘‘600 designed’’ for use with aircraft controlled by vibration environment greater than 10g rms series’’ items). (2) Paragraph (c)(2) of either USML paragraph VIII(a) or ECCN over the entire range between 20Hz and 2 License Exception STA (§ 740.20(c)(2) of 9A610.a, and ‘‘equipment’’ ‘‘specially kHz. designed’’ for military high altitude the EAR) may not be used for any item in Note to paragraph .w: Paragraphs 9A610. parachutists, such as suits, special helmets, breathing systems, and navigation 9A610.w.1. and 9A610.w.2. include the List of Items Controlled equipment. systems, equipment and valves designed or Related Controls: (1) Military aircraft and i. Controlled opening equipment or modified to enable operation of manned related articles that are enumerated in automatic piloting systems, designed for aircraft as unmanned aerial vehicles. USML Category VIII, and technical data parachuted loads. x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ (including software) directly related j. Ground effect machines (GEMS), and ‘‘attachments’’ that are ‘‘specially thereto, are subject to the ITAR. (2) See including surface effect machines and air designed’’ for a commodity enumerated or ECCN 0A919 for controls on foreign-made cushion vehicles, ‘‘specially designed’’ for otherwise described in ECCN 9A610 (except ‘‘military commodities’’ that incorporate use by a military. for 9A610.y) or a defense article enumerated more than a de minimis amount of U.S.- k. through s. [Reserved] or otherwise described in USML Category origin ‘‘600 series’’ controlled content. (3) t. Composite structures, laminates, and VIII and not elsewhere specified on the See USML Category XIX and ECCN 9A619 manufactures thereof ‘‘specially designed’’ USML or in 9A610.y, 9A619.y, or 3A611.y. for controls on military aircraft gas turbine for unmanned aerial vehicles controlled y. Specific ‘‘parts,’’ ‘‘components,’’ engines and related items. under USML Category VIII(a) with a range ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially Related Definitions: In paragraph .y of this equal to or greater than 300 km. designed’’ for a commodity subject to control entry, the term ‘fluid’ includes liquids and Note to paragraph .t: Composite structures, in this entry, ECCN 9A619, or for a defense gases. laminates, and manufactures thereof article in USML Categories VIII or XIX and Items: ‘‘specially designed’’ for unmanned aerial not elsewhere specified in the USML or the a. ‘Military Aircraft’ ‘‘specially designed’’ vehicles controlled under USML Category CCL, and other aircraft commodities for a military use that are not enumerated in VIII(a) with a maximum range less than 300 ‘‘specially designed’’ for a military use, as USML paragraph VIII(a). km are controlled in paragraph .x of this follows, and ‘‘parts,’’ ‘‘components,’’ Note 1: For purposes of paragraph .a the entry. ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially term ‘military aircraft’ means the LM–100J u. Apparatus and devices ‘‘specially designed’’ therefor: aircraft and any aircraft ‘‘specially designed’’ designed’’ for the handling, control, y.1. Aircraft tires; for a military use that are not enumerated in activation and non-ship-based launching of y.2. Analog gauges and indicators; USML paragraph VIII(a). The term includes: UAVs controlled by either USML paragraph y.3. Audio selector panels; Trainer aircraft; cargo aircraft; utility fixed VIII(a) or ECCN 9A610.a, and capable of a y.4. Check valves for hydraulic and wing aircraft; military helicopters; range equal to or greater than 300 km. pneumatic systems; observation aircraft; military non-expansive y.5. Crew rest equipment; Note to paragraph .u: Apparatus and balloons and other lighter-than-air aircraft; y.6. Ejection seat mounted survival aids; and unarmed military aircraft, regardless of devices ‘‘specially designed’’ for the handling, control, activation and non-ship- y.7. Energy dissipating pads for cargo (for origin or designation. Aircraft with pads made from paper or cardboard); modifications made to incorporate safety of based launching of UAVs controlled by either USML paragraph VIII(a) or ECCN 9A610.a y.8. Fluid filters and filter assemblies; flight features or other FAA or NTSB y.9. Galleys; modifications such as transponders and air with a maximum range less than 300 km are controlled in paragraph .x of this entry. y.10. Fluid hoses, straight and unbent lines data recorders are ‘‘unmodified’’ for the (for a commodity subject to control in this purposes of this paragraph .a. v. Radar altimeters designed or modified entry or defense article in USML Category for use in UAVs controlled by either USML Note 2: 9A610.a does not control ’military VIII), and fittings, couplings, clamps (for a paragraph VIII(a) or ECCN 9A610.a., and aircraft’ or ‘‘lighter-than-air vehicles’’ that: commodity subject to control in this entry or capable of delivering at least 500 kilograms defense article in USML Category VIII) and a. Were first manufactured before 1946; payload to a range of at least 300 km. b. Do not incorporate defense articles brackets therefor; Note to paragraph .v: Radar altimeters enumerated or otherwise described on the y.11. Lavatories; designed or modified for use in UAVs U.S. Munitions List, unless the items are y.12. Life rafts; controlled by either USML paragraph VIII(a) required to meet safety or airworthiness y.13. Magnetic compass, magnetic azimuth or ECCN 9A610.a. that are not capable of standards of civil aviation authorities of a detector; delivering at least 500 kilograms payload to Wassenaar Arrangement Participating State; y.14. Medical litter provisions; a range of at least 300 km are controlled in and y.15. Cockpit or cabin mirrors; paragraph .x of this entry. c. Do not incorporate weapons enumerated y.16. Passenger seats including palletized or otherwise described on the U.S. Munitions w.1. Pneumatic hydraulic, mechanical, seats; List, unless inoperable and incapable of electro-optical, or electromechanical flight y.17. Potable water storage systems; being returned to operation. control systems (including fly-by-wire and y.18. Public address (PA) systems; b. L–100 aircraft manufactured prior to fly-by-light systems) and attitude control y.19. Steel brake wear pads (does not 2013. equipment designed or modified for UAVs include sintered mix or carbon/carbon c.–d. [Reserved] controlled by either USML paragraph VIII(a) materials); e. Mobile aircraft arresting and engagement or ECCN 9A610.a., and capable of delivering y.20. Underwater locator beacons; runway systems for aircraft controlled by at least 500 kilograms payload to a range of y.21. Urine collection bags/pads/cups/ either USML Category VIII(a) or ECCN at least 300 km. pumps; 9A610.a. Note to paragraph .w.1: Pneumatic, y.22. Windshield washer and wiper f. Pressure refueling equipment and hydraulic, mechanical, electro-optical, or systems; equipment that facilitates operations in electromechanical flight control systems y.23. Filtered and unfiltered panel knobs, confined areas, ‘‘specially designed’’ for (including fly-by-wire and fly-by-light indicators, switches, buttons, and dials; aircraft controlled by either USML paragraph systems) and attitude control equipment y.24. Lead-acid and Nickel-Cadmium VIII(a) or ECCN 9A610.a. designed or modified for UAVs controlled by batteries;

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y.25. Propellers, propeller systems, and 9A116 to 9A119 usable in ‘‘missiles’’ see or in the case of use for broad categories propeller blades used with reciprocating 9B115. See also 9B991. of ‘‘aircraft,’’ engines, ‘‘parts’’ or engines; Related Definitions: N/A ‘‘components,’’ a commodity jurisdiction y.26. Fire extinguishers; Items: determination from the Department of y.27. Flame and smoke/CO2 detectors; a. Directional solidification or single State. y.28. Map cases; crystal casting equipment designed for Related Definitions: N/A y.29. ‘Military Aircraft’ that were first ‘‘superalloys’’; Items: manufactured from 1946 to 1955 that do not b. Casting tooling, ‘‘specially designed’’ for a. ‘‘Technology’’ ‘‘required’’ for the incorporate defense articles enumerated or manufacturing gas turbine engine blades, ‘‘development’’ or ‘‘production’’ of any of the otherwise described on the U.S. Munitions vanes or ‘‘tip shrouds’’, manufactured from following gas turbine engine ‘‘parts,’’ List, unless the items are required to meet refractory metals or ceramics, as follows: ‘‘components’’ or systems: safety or airworthiness standards of a b.1. Cores; a.1. Gas turbine blades, vanes or ‘‘tip Wassenaar Arrangement Participating State; b.2. Shells (moulds); shrouds’’, made from directionally solidified and do not incorporate weapons enumerated b.3. Combined core and shell (mould) (DS) or single crystal (SC) alloys and having or otherwise described on the U.S. Munitions units; (in the 001 Miller Index Direction) a stress- List, unless inoperable and incapable of c. Directional-solidification or single- rupture life exceeding 400 hours at 1,273 K being returned to operation; crystal additive-manufacturing equipment, (1,000°C) at a stress of 200 MPa, based on the y.30. ‘‘Parts,’’ ‘‘components,’’ ‘‘specially designed’’ for manufacturing gas average property values; ‘‘accessories,’’ and ‘‘attachments,’’ other than turbine engine blades, vanes or ‘‘tip electronic items or navigation equipment, for shrouds’’. Technical Note: For the purposes of use in or with a commodity controlled by ■ 9E003.a.1, stress-rupture life testing is 45. In Supplement No. 1 to part 774, typically conducted on a test specimen. ECCN 9A610.h; Category 9, ECCN 9E003 is revised to a.2. Combustors having any of the y.31. Identification plates and nameplates; read as follows: and following: y.32. Fluid manifolds. 9E003 Other ‘‘Technology’’ as Follows (See a.2.a. ‘Thermally decoupled liners’ List of Items Controlled). designed to operate at ‘combustor exit ■ 44. In Supplement No. 1 to part 774, temperature’ exceeding 1,883 K (1,610 ° C); License Requirements Category 9, ECCN 9B001 is revised to a.2.b. Non-metallic liners; read as follows: Reason for Control: NS, SI, AT a.2.c. Non-metallic shells; or a.2.d. Liners designed to operate at 9B001 Manufacturing Equipment, tooling Country chart ’combustor exit temperature’ exceeding 1,883 or Fixtures, as Follows (See List of Items Control(s) (see Supp. No. K (1,610 °C) and having holes that meet the Controlled). 1 to part 738) parameters specified by 9E003.c; License Requirements NS applies to entire NS Column 1 Note: The ‘‘required’’ ‘‘technology’’ for Reason for Control: NS, MT, AT entry. holes in 9E003.a.2 is limited to the derivation SI applies to See § 742.14 of the of the geometry and location of the holes. Country chart 9E003.a.1 through EAR for additional Technical Notes: Control(s) (see Supp. No.1 to a.8,.h, .i, and .k. information 1. ‘Thermally decoupled liners’ are liners part 738) AT applies to entire AT Column 1 that feature at least a support structure entry. NS applies to entire NS Column 1 designed to carry mechanical loads and a entry. Reporting Requirements combustion facing structure designed to protect the support structure from the heat of MT applies to equip- MT Column 1 See § 743.1 of the EAR for reporting combustion. The combustion facing structure ment for engines requirements for exports under License and support structure have independent controlled under Exceptions, and Validated End-User thermal displacement (mechanical 9A001 for MT rea- authorizations. sons and for en- displacement due to thermal load) with gines controlled List Based License Exceptions (See Part 740 respect to one another, i.e., they are under 9A101. for a Description of All License Exceptions) thermally decoupled. AT applies to entire AT Column 1 TSR: N/A 2. ‘Combustor exit temperature’ is the bulk entry. average gas path total (stagnation) Special Conditions for STA temperature between the combustor exit Reporting Requirements STA: License Exception STA may not be plane and the leading edge of the turbine See § 743.1 of the EAR for reporting used to ship or transmit any technology in inlet guide vane (i.e., measured at engine requirements for exports under License 9E003.a.1, 9E003.a.2 to a.5, 9E003.a.8, or station T40 as defined in SAE ARP 755A) Exceptions, and Validated End-User 9E003.h to any of the destinations listed in when the engine is running in a ‘steady state authorizations. Country Group A:6 (See Supplement No. 1 mode’ of operation at the certificated to Part 740 of the EAR). maximum continuous operating temperature. List Based License Exceptions (See Part 740 N.B.: See 9E003.c for ‘‘technology’’ for a Description of All License Exceptions) List of Items Controlled ‘‘required’’ for manufacturing cooling holes. LVS: $5,000, except N/A for MT Related Controls: (1) Hot section a.3. ‘‘Parts’’ or ‘‘components,’’ that are any GBS: Yes, except N/A for MT ‘‘technology’’ specifically designed, of the following: modified, or equipped for military uses or a.3.a. Manufactured from organic Special Conditions for STA purposes, or developed principally with ‘‘composite’’ materials designed to operate STA: License Exception STA may not be U.S. Department of Defense funding, is above 588 K (315 °C); used to ship commodities in 9B001 to any ‘‘subject to the ITAR’’ (see 22 CFR parts a.3.b. Manufactured from any of the of the destinations listed in Country Group 120 through 130). (2) ‘‘Technology’’ is following: A:6 (See Supplement No. 1 to Part 740 of subject to the EAR when actually applied a.3.b.1. Metal ‘‘matrix’’ ‘‘composites’’ the EAR). to a commercial ‘‘aircraft’’ engine program. reinforced by any of the following: Exporters may seek to establish a.3.b.1.a. Materials controlled by 1C007; List of Items Controlled commercial application either on a case- a.3.b.1.b. ‘‘Fibrous or filamentary Related Controls: For ‘‘specially designed’’ by-case basis through submission of materials’’ specified by 1C010; or production equipment of systems, sub- documentation demonstrating application a.3.b.1.c. Aluminides specified by 1C002.a; systems, ‘‘parts’’ and ‘‘components’’ to a commercial program in requesting an or controlled by 9A005 to 9A009, 9A011, export license from the Department a.3.b.2. Ceramic ‘‘matrix’’ ‘‘composites’’ 9A101, 9A105 to 9A109, 9A111, and Commerce in respect to a specific export, specified by 1C007; or

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a.3.c. Stators, vanes, blades, tip seals c.2. Having all of the following: single-stage compressors and having all of (shrouds), rotating blings, rotating blisks or c.2.a. Minimum ’cross-sectional area’ less the following: ‘splitter ducts’, that are all of the following: than 0.12 mm2; f.2.a. Operating at pressure ratios of 4:1 or a.3.c.1. Not specified in 9E003.a.3.a; c.2.b. ’Hole shape ratio’ greater than 5.65; higher; a.3.c.2. Designed for compressors or fans; and f.2.b. Mass flow in the range from 30 to 130 and c.2.c. ‘Incidence angle’ more than 25°; kg per minute; and a.3.c.3. Manufactured from material Note: 9E003.c does not apply to f.2.c. Variable flow area capability within controlled by 1C010.e with resins controlled ‘‘technology’’ for manufacturing constant the compressor or turbine sections; by 1C008; radius cylindrical holes that are straight f.3. ‘‘Technology’’ ‘‘required’’ for the Technical Note: A ‘splitter duct’ performs through and enter and exit on the external ‘‘production’’ of fuel injection systems with the initial separation of the air-mass flow surfaces of the component. a ‘‘specially designed’’ multifuel (e.g., diesel or jet fuel) capability covering a viscosity between the bypass and core sections of the Technical Notes: engine. range from diesel fuel (2.5 cSt at 310.8 K 1. For the purposes of 9E003.c, the ’cross- (37.8 °C)) down to gasoline fuel (0.5 cSt at a.4. Uncooled turbine blades, vanes or ‘‘tip sectional area’ is the area of the hole in the 310.8 K (37.8 °C)) and having all of the shrouds’’ designed to operate at a ‘gas path plane perpendicular to the hole axis. following: temperature’ of 1,373 K (1,100 °C) or more; 2. For the purposes of 9E003.c, ’hole shape f.3.a. Injection amount in excess of 230 a.5. Cooled turbine blades, vanes or ‘‘tip- ratio’ is the nominal length of the axis of the mm3 per injection per cylinder; and shrouds’’, other than those described in hole divided by the square root of its f.3.b. Electronic control features ‘‘specially 9E003.a.1, designed to operate at a ‘gas path minimum ’cross-sectional area’. designed’’ for switching governor temperature’ of 1,693 K (1,420 °C) or more; 3. For the purposes of 9E003.c, ’incidence characteristics automatically depending on Technical Notes: angle’ is the acute angle measured between fuel property to provide the same torque 1. ‘Gas path temperature’ is the bulk the plane tangential to the airfoil surface and characteristics by using the appropriate average gas path total (stagnation) the hole axis at the point where the hole axis sensors; temperature at the leading edge plane of the enters the airfoil surface. g. ‘‘Technology’’ ‘‘required’’ for the turbine component when the engine is 4. Techniques for manufacturing holes in development’’ or ‘‘production’’ of ‘high running in a ‘steady state mode’ of operation 9E003.c include ‘‘laser’’, water jet, Electro- output diesel engines’ for solid, gas phase or at the certificated or specified maximum Chemical Machining (ECM) or Electrical liquid film (or combinations thereof) cylinder continuous operating temperature. Discharge Machining (EDM) methods. wall lubrication and permitting operation to 2. The term ‘steady state mode’ defines d. ‘‘Technology’’ ‘‘required’’ for the temperatures exceeding 723 K (450 °C), engine operation conditions, where the ‘‘development’’ or ‘‘production’’ of helicopter measured on the cylinder wall at the top engine parameters, such as thrust/power, power transfer systems or tilt rotor or tilt limit of travel of the top ring of the piston; rpm and others, have no appreciable wing ‘‘aircraft’’ power transfer systems; Technical Note: ‘High output diesel fluctuations, when the ambient air e. ‘‘Technology’’ for the ‘‘development’’ or engines’ are diesel engines with a specified temperature and pressure at the engine inlet ‘‘production’’ of reciprocating diesel engine brake mean effective pressure of 1.8 MPa or are constant. ground vehicle propulsion systems having all more at a speed of 2,300 r.p.m., provided the a.6. Airfoil-to-disk blade combinations of the following: rated speed is 2,300 r.p.m. or more. using solid state joining; e.1. ‘Box volume’ of 1.2 m3 or less; a.7. [Reserved] e.2. An overall power output of more than h. ‘‘Technology’’ for gas turbine engine a.8. ‘Damage tolerant’ gas turbine engine 750 kW based on 80/1269/EEC, ISO 2534 or ‘‘FADEC systems’’ as follows: rotor ‘‘parts’’ or ‘‘components’’ using powder national equivalents; and h.1. ‘‘Development’’ ‘‘technology’’ for metallurgy materials controlled by e.3. Power density of more than 700 kW/ deriving the functional requirements for the 1C002.b;or m3 of ‘box volume’; ‘‘parts’’ or ‘‘components’’ necessary for the ‘‘FADEC system’’ to regulate engine thrust or Technical Note: ‘Damage tolerant’ ‘‘parts’’ Technical Note: ‘Box volume’ is the shaft power (e.g., feedback sensor time and ‘‘components’’ are designed using product of three perpendicular dimensions constants and accuracies, fuel valve slew methodology and substantiation to predict measured in the following way: rate); and limit crack growth. Length: The length of the crankshaft from h.2. ‘‘Development’’ or ‘‘production’’ a.9. [Reserved] front flange to flywheel face; ‘‘technology’’ for control and diagnostic N.B.: For ‘‘FADEC systems’’, see 9E003.h. Width: The widest of any of the following: ‘‘parts’’ or ‘‘components’’ unique to the a.10. [Reserved] a. The outside dimension from valve cover ‘‘FADEC system’’ and used to regulate engine N.B.: For adjustable flow path geometry, to valve cover; thrust or shaft power; see 9E003.i. b. The dimensions of the outside edges of h.3. ‘‘Development’’ ‘‘technology’’ for the a.11. Hollow fan blades; the cylinder heads; or control law algorithms, including ‘‘source b. ‘‘Technology’’ ‘‘required’’ for the c. The diameter of the flywheel housing; code’’, unique to the ‘‘FADEC system’’ and ‘‘development’’ or ‘‘production’’ of any of the Height: The largest of any of the following: used to regulate engine thrust or shaft power; following: a. The dimension of the crankshaft center- b.1. Wind tunnel aero-models equipped line to the top plane of the valve cover (or Note: 9E003.h does not apply to technical with non-intrusive sensors capable of cylinder head) plus twice the stroke; or data related to engine-‘‘aircraft’’ integration transmitting data from the sensors to the data b. The diameter of the flywheel housing. required by civil aviation authorities of one acquisition system; or f. ‘‘Technology’’ ‘‘required’’ for the or more Wassenaar Arrangement b.2. ‘‘Composite’’ propeller blades or ‘‘production’’ of ‘‘specially designed’’ ‘‘parts’’ Participating States (See Supplement No. 1 to propfans, capable of absorbing more than or ‘‘components’’ for high output diesel part 743 of the EAR) to be published for 2,000 kW at flight speeds exceeding Mach engines, as follows: general airline use (e.g., installation manuals, 0.55; f.1. ‘‘Technology’’ ‘‘required’’ for the operating instructions, instructions for c. ‘‘Technology’’ ‘‘required’’ for ‘‘production’’ of engine systems having all of continued airworthiness) or interface manufacturing cooling holes, in gas turbine the following ‘‘parts’’ and ‘‘components’’ functions (e.g., input/output processing, engine ‘‘parts’’ or ‘‘components’’ employing ceramics materials controlled by airframe thrust or shaft power demand). incorporating any of the ‘‘technologies’’ 1C007: i. ‘‘Technology’’ for adjustable flow path specified by 9E003.a.1, 9E003.a.2 or f.1.a Cylinder liners; systems designed to maintain engine stability 9E003.a.5, and having any of the following: f.1.b. Pistons; for gas generator turbines, fan or power c.1. Having all of the following: f.1.c. Cylinder heads; and turbines, or propelling nozzles, as follows: c.1.a. Minimum ‘cross-sectional area’ less f.1.d. One or more other ‘‘part’’ or i.1. ‘‘Development’’ ‘‘technology’’ for than 0.45 mm2; ‘‘component’’ (including exhaust ports, deriving the functional requirements for the c.1.b. ‘Hole shape ratio’ greater than 4.52; turbochargers, valve guides, valve assemblies ‘‘parts’’ or ‘‘components’’ that maintain and or insulated fuel injectors); engine stability; c.1.c. ’Incidence angle’ equal to or less than f.2. ‘‘Technology’’ ‘‘required’’ for the i.2. ‘‘Development’’ or ‘‘production’’ 25°; or ‘‘production’’ of turbocharger systems with ‘‘technology’’ for ‘‘parts’’ or ‘‘components’’

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unique to the adjustable flow path system (A) Rated for operation at frequencies b. ‘Staring Arrays’ having less than 256 and that maintain engine stability; exceeding 2.7 GHz up to and including 6.8 elements. i.3. ‘‘Development’’ ‘‘technology’’ for the GHz and having any of the following: Technical Notes: control law algorithms, including ‘‘source (A.1.) A peak saturated power output a. ‘Scanning Arrays’ are defined as ‘‘focal code’’, unique to the adjustable flow path greater than 600 W (57.8 dBm) at any plane arrays’’ designed for use with a system and that maintain engine stability; frequency exceeding 2.7 GHz up to and scanning optical system that images a scene Note: 9E003.i does not apply to including 2.9 GHz; in a sequential manner to produce an image; ‘‘technology’’ for any of the following: (A.2.) A peak saturated power output b. ‘Staring Arrays’ are defined as ‘‘focal a. Inlet guide vanes; greater than 600 W (57.8 dBm) at any plane arrays’’ designed for use with a b. Variable pitch fans or prop-fans; frequency exceeding 2.9 GHz up to and nonscanning optical system that images a c. Variable compressor vanes; including 3.2 GHz; scene. d. Compressor bleed valves; or (A.3.) A peak saturated power output Note 6: 6A002.a.3 does not apply to the e. Adjustable flow path geometry for greater than 600 W (57.8 dBm) at any following ‘‘focal plane arrays’’ in this List: frequency exceeding 3.2 GHz up to and reverse thrust. a. Gallium Arsenide (GaAs) or Gallium including 3.7 GHz; or j. ‘‘Technology’’ ‘‘required’’ for the Aluminum Arsenide (GaAlAs) quantum well ‘‘development’’ of wing-folding systems (A.4.) A peak saturated power output ‘‘focal plane arrays’’ having less than 256 designed for fixed-wing ‘‘aircraft’’ powered greater than 130 W (51.2 dBm) at any elements; by gas turbine engines. frequency exceeding 3.7 GHz up to and b. Microbolometer ‘‘focal plane arrays’’ N.B.: For ‘‘technology’’ ‘‘required’’ for the including 6.8 GHz; having less than 8,000 elements. ‘‘development’’ of wing-folding systems (B) Rated for operation at frequencies Note 7: 6A002.a.3.g does not apply to designed for fixed-wing ‘‘aircraft’’ specified exceeding 6.8 GHz up to and including 12 ‘‘focal plane arrays’’, ‘‘specially designed’’ or in USML Category VIII (a), see USML GHz and having any of the following: Category VIII (i). modified to achieve ‘charge multiplication’, (B.1.) A peak saturated power output as follows: k. ‘‘Technology’’ not otherwise controlled greater than 130 W (51.2 dBm) at any in 9E003.a.1 through a.8, a.10, and .h and frequency exceeding 6.8 GHz up to and a. Linear (1-dimensional) arrays having used in the ‘‘development’’, ‘‘production’’, or including 8.5 GHz; 4,096 elements or less. overhaul of hot section ‘‘parts’’ or (B.2.) A peak saturated power output b. Non-linear (2-dimensional) arrays ‘‘components’’ of civil derivatives of military greater than 60 W (47.8 dBm) at any having all of the following; b.1. A total of 250,000 elements or less; engines controlled on the U.S. Munitions frequency exceeding 8.5 GHz up to and and List. including 12 GHz. b.2. A maximum of 4,096 elements in each ■ 46. Supplement No. 6 to part 774 is (iii) 3A002.g.1. dimension. amended by revising paragraphs (3), (iv) 3D001—‘‘Software’’ ‘‘specially (6)(xiii), and (8)(i) and (ii), (vi), and designed’’ for the ‘‘development’’ or * * * * * (viii) to read as follows: ‘‘production’’ of equipment controlled under (8) Category 8 3A001.b.2, 3A001.b.3, and 3A002.g.1. Supplement No. 6 to Part 774—Sensitive List (v) 3E001—‘‘Technology’’ according to the (i) 8A001.b to .c. * * * * * General Technology Note for the (ii) 8A002.b—Systems specially designed ‘‘development’’ or ‘‘production’’ of or modified for the automated control of the (3) Category 3 equipment controlled under 3A001.b.2, motion of submersible vehicles specified by 8A001.b through .c using navigation data (i) 3A001.b.2—‘‘Monolithic Microwave 3A001.b.3, and .3A002.g.1. having closed loop servo-controls and having Integrated Circuit’’ (‘‘MMIC’’) amplifiers that * * * * * any of the following: are any of the following: (A) Enabling a vehicle to move within 10 (A) Rated for operation at frequencies (6) Category 6 m of a predetermined point in the water exceeding 2.7 GHz up to and including 6.8 * * * * * column; GHz with a ‘‘fractional bandwidth’’ greater (xiii) 6A002.a.3—Subject to the following (B) Maintaining the position of the vehicle than 15%, and having any of the following: additional notes: within 10 m of a predetermined point in the (A.1.) A peak saturated power output water column; or greater than 300 W (54.8 dBm) at any Note 1: 6A002.a.3 does not apply to the (C) Maintaining the position of the vehicle frequency exceeding 2.7 GHz up to and following ‘‘focal plane arrays’’ in this Supplement: within 10 m while following a cable on or including 2.9 GHz; under the seabed. (A.2.) A peak saturated power output a. Platinum Silicide (PtSi) ‘‘focal plane greater than 300 W (54.8 dBm) at any arrays’’ having less than 10,000 elements; * * * * * frequency exceeding 2.9 GHz up to and b. Iridium Silicide (IrSi) ‘‘focal plane (vi) 8D001—‘‘Software’’ specially designed including 3.2 GHz; arrays’’. for the ‘‘development’’ or ‘‘production’’ of (A.3.) A peak saturated power output Note 2: 6A002.a.3 does not apply to the equipment in 8A001.b to .c, 8A002.b (as greater than 300 W (54.8 dBm) at any following ‘‘focal plane arrays’’ in this described in this Supplement), 8A002.h, frequency exceeding 3.2 GHz up to and Supplement: 8A002.j, 8A002.o.3, or 8A002.p. including 3.7 GHz; or a. Indium Antimonide (InSb) or Lead * * * * * (A.4.) A peak saturated power output Selenide (PbSe) ‘‘focal plane arrays’’ having (viii) 8E001—‘‘Technology’’ according to greater than 120 W (50.8 dBm) at any less than 256 elements; the General Technology Note for the frequency exceeding 3.7 GHz up to and b. Indium Arsenide (InAs) ‘‘focal plane ‘‘development’’ or ‘‘production’’ of including 6.8 GHz; arrays’’; equipment specified by 8A001.b to .c, (B) Rated for operation at frequencies c. L Lead Sulphide (PbS) ‘‘focal plane 8A002.b (as described in this Supplement), 8A002.h, 8A002.j, 8A002.o.3, or 8A002.p. exceeding 6.8 GHz up to and including 12 arrays’’; GHz with a ‘‘fractional bandwidth’’ greater d. Indium Gallium Arsenide (InGaAs) * * * * * than 10%, and having any of the following: ‘‘focal plane arrays’’. ■ (B.1) A peak saturated power output 47. Supplement No. 7 to part 774 is greater than 25 W (44 dBm) at any frequency Note 3: 6A002.a.3 does not apply to amended by revising paragraph (5) to exceeding 6.8 GHz up to and including 8.5 Mercury Cadmium Telluride (HgCdTe) ‘‘focal read as follows: GHz; or plane arrays’’ as follows in this Supplement: (B.2.) A peak saturated power output a. ‘Scanning Arrays’ having any of the Supplement No. 7 to Part 774—Very greater than 25 W (44 dBm) at any frequency following: Sensitive List exceeding 8.5 GHz up to and including 12 1. 30 elements or less; or * * * * * GHz. 2. Incorporating time delay-and-integration (ii) 3A001.b.3—Discrete microwave within the element and having 2 elements or (5) Category 8 transistors that are any of the following: less; (i) 8A001.b.

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(ii) 8A001.c.1. (v) 8E001—‘‘Technology’’ according to the equipment specified by 8A001.b, 8A001.c.1, (iii) 8A002.o.3.b. General Technology Note for the or 8A002.o.3.b. (iv) 8D001—‘‘Software’’ specially designed ‘‘development’’ or ‘‘production’’ of * * * * * for the ‘‘development’’ or ‘‘production’’ of equipment specified by 8A001.b, 8A001.c.1, Matthew S. Borman, or 8A002.o.3.b. Deputy Assistant Secretary for Export Administration. [FR Doc. 2020–16286 Filed 9–10–20; 8:45 am] BILLING CODE 3510–33–P

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