remote sensing
Article Coastal Waveform Retracking for Jason-2 Altimeter Data Based on Along-Track Echograms around the Tsushima Islands in Japan
Xifeng Wang 1,2,* and Kaoru Ichikawa 3
1 School of Marine Science and Environment Engineering, Dalian Ocean University, Dalian 116023, China 2 Interdisciplinary Graduate School of Engineering Sciences, Kyushu University, Fukuoka 8168580, Japan 3 Research Institute for Applied Mechanics, Kyushu University, Fukuoka 8168580, Japan; [email protected] * Correspondence: [email protected]; Tel.: +86-0411-84763561
Received: 27 March 2017; Accepted: 21 July 2017; Published: 24 July 2017
Abstract: Although the Brown mathematical model is the standard model for waveform retracking over open oceans, due to heterogeneous surface reflections within altimeter footprints, coastal waveforms usually deviate from open ocean waveform shapes and thus cannot be directly interpreted by the Brown model. Generally, the two primary sources of heterogeneous surface reflections are land surfaces and bright targets such as calm surface water. The former reduces echo power, while the latter often produces particularly strong echoes. In previous studies, sub-waveform retrackers, which use waveform samples collected from around leading edges in order to avoid trailing edge noise, have been recommended for coastal waveform retracking. In the present study, the peaky-type noise caused by fixed-point bright targets is explicitly detected and masked using the parabolic signature in the sequential along-track waveforms (or, azimuth-range echograms). Moreover, the power deficit of waveform trailing edges caused by weak land reflections is compensated for by estimating the ratio of sea surface area within each annular footprint in order to produce pseudo-homogeneous reflected waveforms suitable for the Brown model. Using this method, altimeter waveforms measured over the Tsushima Islands in Japan by the Ocean Surface Topography Mission (OSTM)/Jason-2 satellite are retracked. Our results show that both the correlation coefficient and root mean square difference between the derived sea surface height anomalies and tide gauge records retain similar values at the open ocean (0.9 and 20 cm) level, even in areas approaching 3 km from coastlines, which is considerably improved from the 10 km correlation coefficient limit of the conventional MLE4 retracker and the 7 km sub-waveform ALES retracker limit. These values, however, depend on the topography of the study areas because the approach distance limit increases (decreases) in areas with complicated (straight) coastlines.
Keywords: radar altimeter; coastal waveform retracking; echogram; tide gauge
1. Introduction Radar altimeters transmit modulated chirp pulses towards the sea at nadir, and then record the echoes reflected from the sea surface in an altimeter footprint [1]. The time series of the power of the echoes received by altimeters is commonly referred to as a “waveform”. Waveforms are sampled with a specific time resolution, which is 3.125 ns for the Ocean Surface Topography Mission (OSTM)/Jason-2 satellite, and each cell within a waveform is called a “gate”. Geophysical parameters are retrieved by a process called “waveform retracking”, which consists of fitting a theoretical model to the measured waveforms. Over the open ocean, the so-called Brown mathematical model [2,3] is the standard model used for this process.
Remote Sens. 2017, 9, 762; doi:10.3390/rs9070762 www.mdpi.com/journal/remotesensing Remote Sens. 2017, 9, 762 2 of 13 Remote Sens. 2017, 9, 762 2 of 13
AsAs shown shown in in Figure Figure 11,, aa typicaltypical Brown Brown waveform waveform which which is controlledis controlled by by the the altimeter altimeter antenna antenna gain gainpattern, pattern, has has a well-defined a well-defined shape shape consisting consisting of three of three parts, parts, thermal thermal noise, noise, a fast-rising a fast-rising leading leading edge, edge,and aand decaying a decaying trailing trailing edge. The edge. fundamental The fundam parametersental parameters obtained through obtained waveform through retracking waveform are retrackingthe satellite are height the satellite above the height sea surface above (range),the sea su therface significant (range), wave the heightsignificant (SWH), wave and height the backscatter (SWH), andcoefficient the backscatter (sigma0, σcoefficient0), which is(sigma0, related to sea), which surface is wind. related Moreover, to sea surface an antenna wind. mispointing Moreover, angle an antenna(ξ) parameter, mispointing which isangle linked (ξ) to parameter, the slope of which the trailing is linked edge, to has the a strongslope of impact the trailing on sigma0 edge, estimation has a strongbecause impact it reduces on sigma0 the apparent estimation backscatter because coefficient it reduces for the the apparent radar antenna backscatter (i.e., anycoefficient deviation for of the the radarradar antenna aiming (i.e., point any from deviation nadir). of the radar aiming point from nadir).
FigureFigure 1.1. CharacteristicsCharacteristics of of a atypical typical Brown Brown waveform waveform over over the the open open ocean. ocean.
InIn contrast contrast to to the the open open ocean, ocean, waveforms waveforms collect collecteded when when the the altimeters altimeters operate operate in in proximity proximity to to coastlinescoastlines are are often often corrupted corrupted due due to to the the heteroge heterogeneousneous surfaces. surfaces. Figure Figure 2a2a shows shows the the along-track along-track waveformswaveforms (or (or azimuth-range azimuth-range radar-gram; radar-gram; hereafter hereafter referred referred to to as as an an echogram) echogram) measured measured by by the the Jason-2Jason-2 altimeter altimeter over over the the southern southern Tsushima Tsushima Islands Islands in in Ja Japanpan (pass (pass 36, 36, cycle cycle 22). 22). Each Each column column of of the the echogramechogram represents represents an an individual individual waveform waveform at at a agiven given latitude. latitude. Waveforms Waveforms in in the the echogram echogram have have beenbeen realigned realigned based based on on the the tracker tracker movements movements and and rescaled rescaled by the by theautomatic automatic gain gain control control (AGC) (AGC) of theof antenna the antenna [4]. [Waveforms4]. Waveforms measured measured over over land land areas areas are are masked masked in inthe the echogram echogram because because they they cannotcannot be be properly properly realigne realigned.d. As As can can be be seen seen in in Figure Figure 2a,2a, land land reflections reflections are are generally generally significantly significantly weakerweaker than than reflections reflections from from the the sea sea surface surface [5]. [5]. Th Thisis is is why why the the trailing trailing edge edge of of a awaveform waveform will will decaydecay rapidly rapidly when when an an altimeter altimeter approaches approaches land, land, thereby thereby resulting resulting in in a apower power deficit deficit area area in in the the echogramechogram [6]. [6]. Moreover, Moreover, several brightbright parabolicparabolic traces traces can can be be seen seen at at the the waveform waveform trailing trailing edge edge area, area,which which indicate indicate that that bright bright targets targets exist exist within within the altimeterthe altimeter footprint. footprint. FigureFigure 2b2b shows shows an an example example of of a a corrupted corrupted waveform waveform measured measured at at the the location location indicated indicated by by thethe red red point point in in Figure Figure 2a2a (34.20°N). (34.20 ◦N). The The black black line line represents represents the the actual actual waveform waveform and and the the red red line line representsrepresents the the fitted fitted waveform waveform using using the the four-parameter four-parameter Brown Brown theoretical theoretical model. model. An An unweighted unweighted least-squaresleast-squares estimator estimator whosewhose convergence convergence is obtainedis obtained through through the Nelder-Meadthe Nelder-Mead algorithm algorithm is adopted is adoptedin the present in the study.present It isstudy. obvious It is that obvious the estimated that the Brownestimated waveform Brown deviateswaveform seriously deviates from seriously an ideal fromundistorted an ideal waveformundistorted without waveform redundant without peaks redundant around peaks gates around 60–80. gates 60–80. InIn the the last last couple couple of years,years, aa significantsignificant amount amount of of research research has has been been aimed aimed at overcoming at overcoming the effectthe effectof waveform of waveform corruption corruption on retracking on retracking over coastal over zones.coastal Aszones. a result, As severala result, dedicated several dedicated parametric parametricand non-parametric and non-parametric models have models been have proposed, been aproposed, detailed reviewa detailed of whichreview can of bewhich found can in be [7 ]. foundIn some in previous[7]. In some studies, previous sub-waveform studies, retrackerssub-waveform [8–11 ],retrackers which use [8–11], only thewhich waveform use only samples the waveformaround the samples leading edgearound rather the than leading the full waveforms,edge rather have than been the recommended full waveforms, for coastal have waveform been recommendedretracking. These for coastal retrackers waveform successfully retracking. suppress Thes trailinge retrackers edge noise, successfully and hence suppress extend thetrailing capabilities edge noise,of waveform and hence retracking extend inthe coastal capabilities zones closerof wavefo to therm shorelines. retracking However, in coastal loss zones of the closer trailing to edgethe shorelines.during the However, retracking loss process of the will trailing also reduceedge du thering precision the retracking of estimated process geophysical will also reduce parameters, the precisionespecially of for estimated sigma0 estimationgeophysical [10 parameters,]. Moreover, es althoughpecially sub-waveformfor sigma0 estimation retrackers [10]. depend Moreover, on the althoughdetection sub-waveform accuracy of the retrackers leading edge depend in a waveform,on the detection practically accuracy speaking, of the it is leading difficult edge to separate in a waveform,the leading practically edge from individualspeaking, multi-peakit is difficult waveforms to separate when the numerous leading speckles edge from are present. individual multi-peak waveforms when numerous speckles are present.
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(a) (b)
Figure 2. (a) Rescaled and realigned along-track waveforms (echogram) measured by the Jason-2 Figure 2. (a) Rescaled and realigned along-track waveforms (echogram) measured by the Jason-2 altimeter over the southern Tsushima Islands (pass 36, cycle 22). The shaded area (black patch) altimeter over the southern Tsushima Islands (pass 36, cycle 22). The shaded area (black patch) corresponds to land. Each column of the echogram represents an individual waveform at a given correspondslatitude toand land. the rescaled Each column power is of indicated the echogram by the color represents scale; (b an) Example individual of corrupted waveform waveform at a given latitudemeasured and the at rescaledthe location power indicated is indicated by the red by poin thet colorin Figure scale; 2a ((34.20°N).b) Example The ofblack corrupted line represents waveform ◦ measuredthe actual at the waveform location and indicated red line by represents the red point the fitted in Figure waveform2a (34.20 using N).the Thefour blackparameter line Brown represents the actualtheoretical waveform model. and red line represents the fitted waveform using the four parameter Brown theoretical model. The previous concept regarding individual waveform noise detection was based on the Theon-board previous processing concept strategy regarding of individualradar altimeters. waveform However, noise more detection reliable was detection based on is thepossible on-board processingthrough strategy post-processing of radar using altimeters. along-track However, waveformsmore because reliable waveform detection noise at is a given possible location through post-processingcan be expected using to along-track be geographically waveforms related because to such waveform noise in adjacent noise at locations. a given location Thus, trailing can be edge expected noise can be explicitly determined based on its spatial relationship in the echogram. Sub-waveform to be geographically related to such noise in adjacent locations. Thus, trailing edge noise can be explicitly retrackers limit the analysis of waveform samples around the leading edge to avoid trailing edge determined based on its spatial relationship in the echogram. Sub-waveform retrackers limit the analysis of noise. This is equivalent to limiting the altimeter footprint size near the nadir points where waveformhomogeneous samples aroundsea surface the conditions leading edge could to avoidbe expect trailinged, even edge though noise. the This number is equivalent of samples to limitingwithin the altimeterthe footprintfootprint sizeis decreased. near the nadirIn contrast, points in where the pr homogeneousesent study, significant sea surface noise conditions in the couldtrailing be edge expected, even thoughcaused by the bright number targets of samplesis remove withind or modified the footprint by using is decreased.echograms. InThis contrast, approach in will the also present assist study, significantin obtaining noise in homogeneous the trailing edge sea surface caused conditions, by bright targets which isis removednecessary orin modifiedorder to adopt by using the echograms.Brown This approachmodel, by will keeping also assist the number in obtaining of samples homogeneous within the sea footprints surface conditions, constant. A which similar is necessaryapproach, in in order to adoptwhich the bright Brown peaks model, were by removed keeping by the comparing number ofthem samples with waveforms within the in footprints the adjacent constant. open water, A similar approach,was examined in which brightin a recent peaks study were [12]. removed In the present by comparing study, however, them with bright waveforms targets are in more the adjacentexplicitly open detected and removed by using spatial restriction conditions in the along-track waveforms. water, was examined in a recent study [12]. In the present study, however, bright targets are more explicitly The remainder of this paper is organized as follows. The dataset used in the present study is detected and removed by using spatial restriction conditions in the along-track waveforms. presented in Section 2. Here, we selected Japan’s Tsushima Islands as our test site because it is an Thearea remainderwhere waveform of this corruption, paper is such organized as that asshown follows. in Figure The 2, dataset is often usedobserved. in the The present detection study of is presentednoise incaused Section by bright2. Here, targets we selectedthrough their Japan’s parabolic Tsushima signatures Islands within as ouran echogram test site is because introduced it is an area wherein Section waveform 3.1. In Section corruption, 3.2, compensating such as that for shown the waveform in Figure trailing2, is oftenedge power observed. deficit The due detection to weak of noiseland caused reflection by bright is considered. targets through The derived their parabolic along-track signatures sea surface within height an echogramanomalies (SSHAs) is introduced are in Sectionvalidated 3.1. In Sectionby tide gauge3.2, compensating measurements for and the compared waveform with trailing sensor edge geophysical power deficit data record due to (SGDR) weak land reflectionand adaptive is considered. leading-edge The derived sub-waveform along-track (ALES) sea produc surfacets in heightSection 4. anomalies Finally, a (SSHAs)brief discussion are validated and by tidesummary, gauge measurements focusing specifically and on compared the geographical with sensor dependency geophysical of the results, data record is presented (SGDR) in Section and adaptive 5. leading-edge sub-waveform (ALES) products in Section4. Finally, a brief discussion and summary, 2. Dataset focusing specifically on the geographical dependency of the results, is presented in Section5. The 20 Hz ALES coastal altimetry product of Jason-2 around the Tsushima Islands (pass 36, as 2. Datasetshown in Figure 3) are used in this study. This is an experimental product from the ALES processor that is included in SGDR-type files alongside the standard products and corrections. The specific Thedescription 20 Hz ALES can be coastal found altimetry at http://www.coastalt.eu product of Jason-2/community. around the The Tsushima dataset covers Islands the (pass period 36, asfrom shown in FigureJuly3 2008) are to used April in 2015. this The study. coastal This features is an experimentalof the Tsushima product Islands fromalong thethe ALESJason-2 processor ground track that is includedare characterized in SGDR-type by files semi-closed alongside bays the standardwithin the products altimeter andfootprints. corrections. Because The semi-closed specific description bays can beoften found appear at http://www.coastalt.eu/community as bright targets in radar echograms,. The waveforms dataset covers measured the period in the fromcomplicated July 2008 to April 2015. The coastal features of the Tsushima Islands along the Jason-2 ground track are characterized by semi-closed bays within the altimeter footprints. Because semi-closed bays often appear as bright targets in radar echograms, waveforms measured in the complicated coastlines of the study area are Remote Sens. 2017 9 Remote Sens. 2017, , 762, 9, 762 4 of 13 4 of 13
coastlines of the study area are seriously corrupted. For comparison purposes, another track (pass 164) seriouslycrossing corrupted. the relatively For comparisonsmooth coastlines purposes, of southern another Taiwan track is also (pass processed, 164) crossing as described the relatively in Section smooth 5 coastlines(Figure of 13). southern Taiwan is also processed, as described in Section5 (Figure 13). TheThe Global Global Self-Consistent, Self-Consistent, Hierarchical, Hierarchical, High-R High-Resolutionesolution Geography Geography database database (GSHHS) (GSHHS) [13] is [ 13] is usedused at full at resolutionfull resolution to determine to determine the coastlinethe coastline and and estimate estimate the oceanthe ocean area area located located within within altimeter annularaltimeter footprints. annular footprints. HourlyHourly tide tide gauge gauge data data obtained obtained fromfrom the Japan Japan Oceanographic Oceanographic Data Data Center Center (JODC) (JODC) are used are to used to validatevalidate the the quality quality of of derived derived along-track along-track sea su surfacerface heights heights (SSHs). (SSHs). A te Amporal temporal interpolation interpolation was was performed before validation to match the JODC data with the altimeter measurements. The shortest performed before validation to match the JODC data with the altimeter measurements. The shortest distance distance between tide gauge and Jason-2 ground track is about 6 km. Since tide gauge stations are betweenlocated tide within gauge port and waters, Jason-2 the ground tidal amplitudes track is about registered 6 km. are Since not tide the gaugesame as stations those for are the located waters within portoutside waters, the the harbors. tidal amplitudes Such discrepancies registered result are not in the considerable same as those height for differences, the waters outsidealthough the their harbors. Suchspatial discrepancies scale would result be inlarge. considerable height differences, although their spatial scale would be large.
(a) (b)
Figure 3. (a) Ground track (blue line) and footprint (blue circles draw for every 1 s, radius is 10 km) Figure 3. (a) Ground track (blue line) and footprint (blue circles draw for every 1 s, radius is 10 km) of of the Jason-2 altimeter over the Tsushima Islands (pass 36). The shortest distance between the tide the Jason-2 altimeter over the Tsushima Islands (pass 36). The shortest distance between the tide gauge gauge (red point) and altimeter ground track is about 6 km; (b) Enlarged local map for the southern (redsection point) andof the altimeter pass. The ground vertices track in Figure is about 2a indica 6 km;te ( bthat) Enlarged the reflection local points mapfor are the located southern 3 km sectionand of the pass.5 km apart The vertices from the innadir Figure track2a at indicate 34.23°N thatand 34.21° the reflectionN, respectively. points These are located locations, 3 km which and include 5 km apart ◦ ◦ fromsemi-closed the nadir trackbays, atare 34.23 markedN by and circles. 34.21 N, respectively. These locations, which include semi-closed bays, are marked by circles. 3. Waveform Retracking Strategy 3. Waveform Retracking Strategy 3.1. Detection of the Noise Caused by Bright Targets 3.1. DetectionGenerally, of the the Noise backscatter Caused by coeffi Brightcient Targets sigma0 for radar altimeters is inversely proportional to the sea surface roughness. In particular, sigma0 will sharply increase when centimeter-scale Generally, the backscatter coefficient sigma0 for radar altimeters is inversely proportional to the wavelets are absent from the sea surface. Over the open ocean, occurrences of unrealistically high sea surface roughness. In particular, sigma0 will sharply increase when centimeter-scale wavelets values of are usually referred to as “sigma-0 blooms”. These occur during low wind and calm are absentsea conditions, from the or sea can surface. be caused Over by theslick open sea surfaces, ocean, occurrences for example. of Previous unrealistically studies highhave valuesshown of σ0 are usuallythat the referredoccurrence to asof “sigma-0unrealistically blooms”. high values These of occur sigma0 during affect low almost wind 5% and of calmthe open sea conditions,ocean or canmeasurements be caused by [14]. slick sea surfaces, for example. Previous studies have shown that the occurrence of unrealisticallyUnlike the high open values ocean, of reflection sigma0 affectfrom bright almost targets 5% of is theone open of the ocean primary measurements reasons for coastal [14]. waveformUnlike the distortion. open ocean, Parabolic reflection signatures from caused bright by targets bright istargets one ofwere the found primary in almost reasons all of for the coastal waveform252 cycles distortion. of the Jason-2 Parabolic echogram signaturess around caused the Tsushima by bright Islands. targets The werebright found targets in are almost related all toof the 252 cyclesthe vertexes of the Jason-2of the parabolic echograms traces around in the the echo Tsushimagram, namely, Islands. the The latitude bright and targets distance are related to the to the vertexes of the parabolic traces in the echogram, namely, the latitude and distance to the midpoint of the leading edges [6]. Using a local map (Figure3b), the bright parabolic traces in Figure2a are found to be reflections from semi-closed bays (circles). Remote Sens. 2017, 9, 762 5 of 13
AsRemote shown Sens. 2017 in, 9 Figure, 762 2b, the redundant peaks in the waveform trailing edge significantly5 of 13 depart from the expected Brown waveform shape. However, since coastal waveforms are generally midpoint of the leading edges [6]. Using a local map (Figure 3b), the bright parabolic traces in complicated by the presence of several redundant peaks, it is difficult to identify such corruption in Figure 2a are found to be reflections from semi-closed bays (circles). an individualAs shown waveform. in Figure In 2b, this the section, redundant it is peaks shown in howthe waveform echoes that trailing are corruptededge significantly by bright depart targets are detectedfrom the and expected masked Brown utilizing waveform their parabolic shape. Ho signatureswever, since within coastal an echogram. waveforms are generally Acomplicated point target by ofthe height presenceδ above of several sea levelredundant located peak ats,distance it is difficultd from to identify the satellite such corruption nadir will in give an echoan witheindividual a round-trip waveform. delay In this time section,t defined it is shown by [5 how]: echoes that are corrupted by bright targets are detected and masked utilizing their parabolic signatures within an echogram. ct 1 Re + H A point target of height above= sea− δ level+ located atd2 distance+ H from the satellite nadir will (1) give an echo withe a round-trip delay2 time defined2 Re Hby [5]: