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Spring 2015 Permutohedra, configuration spaces and spineless cacti Yongheng Zhang Purdue University
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This document has been made available through Purdue e-Pubs, a service of the Purdue University Libraries. Please contact [email protected] for additional information. Graduate School Form 30 Updated 1/15/2015
PURDUE UNIVERSITY GRADUATE SCHOOL Thesis/Dissertation Acceptance
This is to certify that the thesis/dissertation prepared
By Yongheng Zhang
Entitled Permutohedra, Configuration Spaces and Spineless Cacti
For the degree of Doctor of Philosophy
Is approved by the final examining committee:
Ralph Kaufmann Chair James McClure
David B. McReynolds
David Gepner
To the best of my knowledge and as understood by the student in the Thesis/Dissertation Agreement, Publication Delay, and Certification Disclaimer (Graduate School Form 32), this thesis/dissertation adheres to the provisions of Purdue University’s “Policy of Integrity in Research” and the use of copyright material.
Approved by Major Professor(s): Ralph Kaufmann
Approved by: David Goldberg 4/22/2015 Head of the Departmental Graduate Program Date
PERMUTOHEDRA, CONFIGURATION SPACES AND SPINELESS CACTI
A Dissertation
Submitted to the Faculty
of
Purdue University
by
Yongheng Zhang
In Partial Fulfillment of the
Requirements for the Degree
of
Doctor of Philosophy
May 2015
Purdue University
West Lafayette, Indiana ii
ACKNOWLEDGMENTS
The earliest inspiration for the results mentioned in this paper came from a picture (a cylinder with two triangles attached) Ralph Kaufmann showed me as an interesting example of a simplical complex before he became my advisor more than four years ago. Throughout these years, he has generously shared his knowledge, enthusiasm, wisdom and vision with me, and this work would have remained at most a conjecture without his continual guidance, suggestion and support. I’m most grateful to him not only for his role as an advisor but also because he has been a constant source of broader intellectual inspiration for me. I am also grateful to James McClure from whose work I learned a myriad of topology tools and the context of my work. Having been both grader and course assistant for him proved to be precious experience in which I learned how much time and energy one has to devote in order to create an excellent course. My sincere thanks also go to Ben McReynolds for his course on Rie- mannian geometry and his pivotal career advice to me. Even though David Gepner is the last committee member I met, I learned so much from him, not just homotopy theory, but also how to be a scholar.
IwouldalsoliketothankLaszloLempertforrecommendingbooksonspectral sequences while I was taking his course on several complex variables so that I began to understand the homology of the little 2-discs operad, and William Heinzer for telling me THAT IS THE FUN PART!! when he heard that I was stuck on my research.
I’m also grateful to my colleagues, namely Ralph Kaufmann’s other students: Ben Ward, Byeongho Lee, Yu Tsumura, Jake Noparstak, Jason Lucas and Artur Jackson, for enlightening conversations. I first heard the word operad from Ben in a graduate topology conference at Michigan State University, and then Jason and I started to iii work on it. I am most indebted to Jason for countless hours of discussions and sharing his drawings of circles and squares which I also produced many.
I would also like to thank all the professors and mentors, both in and out of the math department, from whom I have taken so many excellent courses and received valuable advice on teaching. In particular, I would like to thank Steven Bell for pulling out my graduate school application possibly from a pile of discarded files knowing I drove a broken car on a blizzard February morning from Hammond to West Lafayette.
Ialsowanttothankmyroommates,o cemates, teammates on the soccer field, and all my old and new friends for making my life colorful. Finally, I dedicate this thesis to little T. and his mom. iv
TABLE OF CONTENTS
Page LIST OF TABLES ...... vi LIST OF FIGURES ...... vii SYMBOLS ...... x ABSTRACT ...... xii 1 INTRODUCTION ...... 1 1.1 Motivation ...... 1 1.2 Results ...... 4 1.3 Outline ...... 5 2 THE LITTLE 2-DISCS AND THE SPINELESS CACTI OPERADS ... 6 2.1 Operads and their morphisms ...... 6 2.1.1 The little 2-discs operad D2 ...... 9 2.1.2 The spineless cacti operad Cact ...... 11 2.2 Dimensions ...... 15 3 PERMUTOHEDRA ...... 21 3.1 Permutohedra as convex hulls ...... 21 3.2 Permutohedra as realizations of posets ...... 23 4 PERMUTOHEDRAL STRUCTURE OF F (R2,n) ...... 25 4.1 The poset n ...... 25 4.2 A theoremJ of Blagojevi´cand Ziegler ...... 26 5 PERMUTOHEDRAL STRUCTURE OF Cact1(n) ...... 27 5.1 Reformulation of Cact1(n)astherealizationofaposet ...... 27 1 5.2 Permutohedra Pn in Cact (n)...... 29 5.3 Permutohedral structure in Cact1(n)inothercontexts ...... 36 5.4 The spaces (n) ...... 40 C 6 HOMOTOPY EQUIVALENCES BETWEEN (n)and (n) ...... 44 6.1 Extended products of permutohedra andF a simplex C ...... 45 6.2 Iterated cone construction ...... 49 6.3 The homotopy ...... 51 REFERENCES ...... 56 A Proof of Proposition 6.1.1 ...... 59 v
Page BProofofProposition6.1.2 ...... 66 C How were the results discovered? ...... 68 C.1 A Motivating Example ...... 68 1 C.2 Generators of H3( (3)) and H3(Cact (3)) ...... 70 C.2.1 (n)andCactF 1(n), n =1, 2, 3 ...... 70 C.2.2 ComputationF and comparison of the second homology genera- tors...... 74 C.3 Homotopy equivalences f : Cact1(3) (3) : g...... 76 C.4 Do not start to do it unless you think$ itF is obvious! ...... 78 VITA ...... 84 vi
LIST OF TABLES
Table Page
2.1 Ranks of Chen(PBn)k and Chen(F1 Fn 1)k, where k occupies the top row...... ··· 17 vii
LIST OF FIGURES
Figure Page
2.1 A little 2-discs configuration determined by an element in D2(5). .... 10
2.2 Action of S5 on D2(5)...... 10
2.3 An example of operadic insertion 2 : D2(3) D2(2) D2(4). The dashed circle is not part of the picture. ...... ⇥ ! 11 2.4 An element in Cact(5): it is the isotopy class of orientation and intersec- tion parameter preserving embeddings of the five standard circles of radii 37 3 2, 3, 30 , 1, 2 such that the images form a rooted planted tree-like configu- ration of circles. The local zeros are denoted by black dots. The global zero is denoted by a black square...... 14 2.5 An example of operadic insertion : Cact(3) Cact(2) Cact(4). .. 14 2 ⇥ ! 3.1 The permutohedra P1, P2 and P3. Each vertex is labelled on the left and v on the right...... 22 2 3.2 The codimension 1 faces of P4 and their indexing elements in 1234. Visible faces are labelled by bold-faced numbers. The faces of theJ types abc d, | ab cd and a bcd are a nely isomorphic to P3 P1, P2 P2 and P1 P3, respectively.| | ...... ⇥ ⇥ ⇥ 24 5.1 Example of four elements of and their morphisms ...... 27 Tn ! 5.2 A subposet of and its image under the functor C...... 29 Tn 5.3 Examples of trees in and the associated cacti pictures...... 30 T53214 5.4 The sets 2 , 1 , 0 ...... 31 T572 T572 T572 5.5 An example of grafting of trees and the associated cacti picture. .... 32 5.6 The elements of 5 [l] where l = l , l and l =36,l =214...... 33 T532146 1 2 1 2 5.7 colim C, i =1, 2, 3...... 35 T1234,i 5.8 Let c be an element in Cact1(5) shown on the left. Let ⇤(3, 5) be 2 defined by (1) = 5, (2) = 1 and (3) = 2. Then to get ⇤(c), we first contract lobes labelled by [5] 5, 1, 2 and then relabel 5 as 1, 1 as 2 and 2as3...... \{ } 37 viii
Figure Page
5.9 (3) is obtained by gluing 6 copies of P3, one for each P3.For simplicity,C the indexing elements from 0 for the vertices are2 only shown J for the first P3 ( =123).Thecellsthataretobegluedarelabelledby the same color and put in the same position...... 41
5.10 (4) is obtained by gluing 24 copies of P4, one for each P4.For simplicity,C only twelve of the indexing elements from 0 for the2 vertices J are shown for the first P4 ( =1234).Onecanfindoutwhichcellsare glued...... 42
6.1 Er when n =3...... 48
6.2 Top row: the domains of h = H ( , 1); Bottom row: the images of h = H ( , 1)...... · 51 ·
6.3 Ii1 i when n = 6. Notice that Ii1i2i3i4i5i6 = Ii1i2i3 ...... 52 ··· k 3 2 A.1 Deformation retraction from D to S+...... 59 1 2 A.2 Decompositions of P2 and P2 P2 into line segments joined at their ...... ⇥ ⇥ ⇥ 60 C A.3 i, i and , i =2, 3, 5...... 62 N C Si A.4 Two stereographic projections...... 65
3 B.1 The extended closed 3-ball Ext✏(D )...... 66 C.1 The figure 8 and the ✓ spaces...... 68 C.2 Direct homotopy equivalences between figure 8 and ✓...... 69 C.3 g f id ; f g id ...... 69 ' 8 ' ✓ C.4 (2)...... 71 F C.5 1-skeleton of (3)...... 71 F C.6 2-cells of (3). Notice that all the 1-cells are drawn in order to show which are the boundariesF of each 2-cell...... 72 C.7 Cact1(2)...... 72 C.8 1-skeleton of Cact1(3)...... 73 C.9 The triangular 2-cells of Cact1(3). More 1-cells are shown in order to illustrate which 1-cells are the boundaries of each 2-cell...... 73 C.10 The rectangular 2-cells of Cact1(3). More 1-cells are shown in order to illustrate which 1-cells are the boundaries of each 2-cell...... 73 C.11 The two generating singular tori of H ( (3))...... 75 2 F ix
Figure Page 1 C.12 The two generating tori of H2(Cact (3))...... 75 1 C.13 The same generators for H2(Cact (3)) with di↵erent topological pictures. 76 C.14 Permutohedral presentation of Cact1(3)...... 76 C.15 Homotopy equivalences between Cact1(3) and (3)...... 77 F C.16 Permutohedron of order 4. It can be realized as the regular octahedron with six pyramids cut o↵...... 78 C.17 Permutohedron of order 4 inside Cact1(4)...... 79 x
SYMBOLS
C2 little 2-cubes operad
C⇤(A, A) Hochschild cochain complex of an associative ring A Cact spineless cacti operad Cact1 normalized spineless cacti quasi-operad (n)permutohedralmodelofCact1(n) C Chen(G)n nth Chen group of the group G k simplex of dimension k
n 1 n 1 D closed unit ball in R
D2 little 2-discs operad E set of white edges of an element in w Tn EndX endomorphism operad for space X F (R2,n)configurationspaceofn ordered distinct points in R2 F (C,n)sameasabove (n)permutohedralmodelofF (R2,n) F h homotopy equivalence from (n)to (n) n C F H homotopy on permutohedron Pn indexed by
HH⇤(A, A) Hochschild cohomology of an associative ring A ( ,<)posetindexingthecellsof(n) Jn F ( ,<)posetindexingthecellsofP J n i, i subsets of the above indexing i-cells Jn J k initial branching number complete graph operad K [n] 1, 2, ,n { ··· } operad O ⌦2X double loop space xi
⇢ operad morphism
PBn pure braid group on n strands P permutohedron of dimension n 1 n n 2 n 1 S unit sphere in R
Sn symmetric group on [n] scc spineless corolla cacti l = l , , l alistofsequencessuchthat is a shu✏eofthem 1 ··· k 2 3 ··· n S [m , ,m ] the set of all the above l 1 ··· k an element in S , identified as a total order n 1 2 ··· n S singular chain functor ⇤ ( , )posetindexingthecellsofCact1(n) Tn ! 0 McClure-Smith’s category Tn ( , )posetindexingthecellsofasubdivisionofP T ! n i, i subset sets of the above indexing i-cells Tn T n 1 [l] set of all trees associated to l T n 1 (k)setindexingtreeswithk subtrees over the root white vertex T n 1 set indexing trees with at most k subtrees over the root white T ,k vertex
1 1 1 n v the point (( )1, ( )2, , ( )n)inR ··· wi number of edges to the white vertex labelled by i in an element in Tn 1 homotopy equivalence from (n)to (n) n F C xii
ABSTRACT
Zhang, Yongheng PhD, Purdue University, May 2015. Permutohedra, Configuration Spaces and Spineless Cacti. Major Professor: Ralph Kaufmann.
It has been known that the configuration space F (R2,n)ofn distinct ordered points in R2 deformation retracts to a regular CW complex with n! permutohedra
Pn as the top dimensional cells. In this paper, we show that there exists a similar but di↵erent permutohedral structure of the space Cact(n)ofspinelesscactiwithn lobes. Based on these structures, direct homotopy equivalences between F (R2,n)and
Cact(n)arethengiven.Itiswellknownthatthelittle2-discsspaceD2(n)ishomo- topy equivalent to F (R2,n). Our results give partial combinatorial and geometrical interpretation of the equivalences between D2 and Cact. 1
1. INTRODUCTION
1.1 Motivation
Algebraic topology is the study of functors from some category of topological spaces and continuous maps to some category of algebraic objects and algebraic mor- phisms. One can say that algebraic topology is the study of topological structures using tools from algebra: some topological structures are encoded by algebraic struc- tures. On the other hand, the theory of (topological) operads [29] reverses this pro- cedure: many complicated algebraic structures are encoded by simple topological pictures.
A classic example is the homology of the second loop space of a topological space H (⌦2X)withcoe cients in a field of characteristic 0. It follows [31] from Fred ⇤ Cohen’s work [10] that H (⌦2X)isaGerstenharberalgebra(amodulewithtwo ⇤ multiplications, one being associative and graded commutative and the other being graded antisymmetric, such that an operation defined by the latter multiplication is aderivationwithrespecttobothmultiplications).Thiscomplicatedalgebraicstruc- ture in homology actually descends from the topological level: it is easy to see that the little 2-cubes operad C2, which has the simple “little cubes inside the unit cube” and “rescale and insert” pictures, acts on ⌦2X.
The above algebraic structure is called Gerstenhaber because Gerstenhaber first discovered it in the Hochschild cohomology HH⇤(A, A)ofanassociativeringA [15]. The same algebraic structure present in the above two contexts prompted Pierre Deligne to ask if there is a similar topological explanation of the Gerstenhaber alge- bra structure on HH⇤(A, A)[31].Inparticular,heaskedifthesingularchainoperad 2
of the little 2-discs D2 (which does not look very di↵erent from C2) or a suitable version of it acts on the Hochschild cochain complex C⇤(A, A)suchthatthisac- ton descends to the Gerstenhaber algebra structure on the Hochschild cohomology
HH⇤(A, A), which was known as Deligne’s (Hochschild cohomology) conjecture.
After initial attempts in [17] and [16], Deligne’s conjecture were proved in [3], [6], [20], [26], [31], [32], [42] and [43], and [44]. While the approach taken by [42] and [43] uses Etingof-Kazhdan quantization and that taken by [44] and [17] uses a filtration of the Fulton-MacPherson compactification of the configuration spaces of points on R2, the other proofs use a version of a topological operad, which was introduced and called by [20] [21] the operad of spineless cacti Cact and it deformation retracts to the quasi-operad of normalized spineless cacti Cact1. There are various generalizations of Deligne’s conjecture (cyclic, A , cyclic-A and higher dimensional versions), leading 1 1 to various new models of Cact as seen in [3], [22], [24], [45], [25], [33] and [23].
The cellular chain operad of spineless cacti CC (Cact), which is isomorphic to ⇤ 1 CC (Cact ), acts on C⇤(A, A)throughthebraceoperad. CC (Cact)isaversion ⇤ ⇤ of the singular chain operad of D2 in the sense that there is a zig-zag of operadic equivalences (being operadic morphisms and homotopy equivalences at the same time) on the topological level connecting D2 and Cact. For example, there are two operadic equivalences pointing in di↵erent directions as follows [20]:
D Cact. 2 • !
This was obtained by noticing that D2(n)andCact(n)arebothK(PBn, 1) spaces where PBn is the pure braid group on n strands and thus the universal covers D2 and Cact] are contractible. In fact, they form the B braid operad [14]. So the morphisms 1 f in D D Cact] Cact] are braid operadic equivalences. After passing to the 2 2 ⇥ ! quotient by pure braid groups PB , we get the above equivalences f f ⇤
D2 = D2/P B (D2 Cact])/P B Cact/P] B = Cact. ⇤ ⇥ ⇤ ! ⇤ f f 3
This method is called the Fiedorowicz’ recognition principle (The B braid op- 1 erad structure of connected Cact guarantees the zig-zag from D2 to Cact). See [13] for an exposition in detail. There is also Berger’s recognition principle which produces zig-zags from C2 and Cact respectively to an operad defined over the complete graph operad [4] [32] [33]. Berger’s method is more combinatorial, yet it heavily uses ho- motopy colimits, producing big spaces between C2 and Cact. It should also be noted 1 that the homotopy equivalences between D2 and Cact (n)werefirstprovedin[31], where it uses the homotopy invariance of homotopy colimit and the properties of the functors I ,I0 : 0 TOP. The equivalences are given by n n Tn !
colim In hocolim In hocolim hocolim In0 colim In0 , Tn0 Tn0 ! Tn0 ⇤ Tn0 ! Tn0 where is the constant functor. Here, colim In is homotopy equivalent to D2 and ⇤ Tn0 1 colim In0 is homeomorphic to Cact (n). Again, we see a zig-zag of spaces connecting Tn0
D2 and Cact.
Even though there is an zig-zag from D2 to Cact, these two deceptively similar operads have very di↵erent combinatorial, geometrical and operadic structures. It is a mystery even to build a nontrivial direct continuous map from one to the other in terms of pictures (the little discs and cacti configurations drawn on paper). The original ambitious objective of this project was to construct a direct operadic equiv- alence from D2 to Cact. This is either extremely di cult or there is an obstruction theory awaiting discovery for proving that this is impossible. The milder objective of this paper is to construct a direct equivariant homotopy equivalence from D2 to Cact with two features:
It does not rely on the K(G, 1) structures that are not present in the little n-disc • operads D for n 3. (c.f. Fiedorowicz’ approach) n It captures the combinatorial and geometrical nature of the two operads but it • does this without going through any bigger space in the middle. (c.f. Berger’s approach) 4
Thereafter, there is still hope that by passing to the chain level, one indeed gets an operadic equivalence S (D2) S (Cact)inthecategoryofdi↵erential graded ⇤ ! ⇤ operads. Combining with the quasi-isomorphism between S (Cact)andCC (Cact), ⇤ ⇤ one would then have an understanding of a direct action of S (D2)onC⇤(A, A). ⇤
1.2 Results
The permutohedra P , n 1playavitalroleinourresults.Tosimplyput,P is n n the convex hull of the point (1, 2, ,n)andtheirpermutationsinRn. ···
Combining a well-known fact and a theorem of [7], we will see that D2(n)defor- mation retracts (we do not distinguish homeomorphic spaces) to
(n):= Pn/ , F ⇠F an! where glues these n! copies of Pn along their proper faces according to a poset ⇠F . Jn Surprisingly, Cact1 also has a permutohedral structure.
Theorem 5.2.1. For any Sn, colim C is piecewise linearly homeomorphic 2 T (⇠=)toPn.
is a subposet of . consists all trees whose partial orders obtained along T Tn T paths from the root to leaves are compatible with the total order .
It then follows that Cact1(n) is homeomorphic to the space
(n):= Pn/ , C ⇠C an! 5
where glues these n! copies of Pn not only along the proper faces, but also along ⇠C interiors of Pn. Thus, there is a natural projection
1 : (n) (n), n F ! C induced from the identitiy
1 := 1 : P P . n n ! n Sn Sn Sn a2 a2 a2 Theorem 5.4.1. 1 : (n) (n) is a homotopy equivalence. n F ! C
This theorem is proved by constructing a homotopy inverse which is induced by homotopies on these n! copies of P . Composing the homotopy equivalences D (n) n 2 ! (n) 1n (n) Cact1(n) , Cact(n)givesourdesiredmapD Cact. F ! C ⇡ ! 2 !
1.3 Outline
The organization of the paper is as follows. Chapter 2 gives the definition of a topological operad and the definitions of D2 and Cact. Then dimensional analysis are carried out to show why the 3n dimensional D2(n)canbecontractedtoaCW complex of the low dimension n 1, but not a lower dimension. Notice that Cact1(n) is of dimension n 1. Chapter 3 recalls the definition and basic properties of the 2 permutohedron Pn. Chapter 4 reviews the permutohedral structure of F (R ,n). In Chapter 5, we describe the permutohedral structure of Cact(n). The last chapter is on the homotopy equivalence we claimed above. We relegate the proof of two propositions to the appendices where we also document how these results were first discovered. 6
2. THE LITTLE 2-DISCS AND THE SPINELESS CACTI OPERADS
2.1 Operads and their morphisms
Operads exist in many symmetric monoidal categories. For example, there are linear operads (H (D2)), di↵erential graded operads (S (D2)) and topological oper- ⇤ ⇤ ads (D2). We will only consider topological operads starting from this chapter. So by operad, we mean topological operad.
Let us first look at an example of an operad which motivates the general defini- tion. For a topological space X and a positive integer n, let EndX (n)bethespace of continuous maps from Xn to X, taking the compact open topology. We consider the collection of these spaces EndX (n) n 1, and call it EndX . { }
Notice that there is a right action of S , the symmetric group on [n]:= 1, 2, ,n , n { ··· } on End (n). To understand this, recall that S acts on Xn from the left: let S X n 2 n and (x , ,x ) Xn, then permutes x , ,x in the sense that it moves x , 1 ··· n 2 1 ··· n i which is in the i’th position in the list to the (i)’th position in the list. This can be written as