THREE DIMENSIONAL PARTITION AND INFINITE RENORMALIZATION
Yunping Jiang March 13, 2002
Abstract. We provide a detailed construction of the three dimensional partition for the Julia set of an infinitely renormalizable quadratic polynomial. We show that for an unbranched infinitely renormalizable quadratic polynomial having complex bounds, the three-dimensional partition determines points in the Julia set dynamically. Furthermore, we construct a partition in the parameter space about a subset consisting of infinitely renormalizabe points. We prove that this subset is dense on the boundary of the Mandel- brot set. We show that every point in this subset is an unbranched quadratic polynomial having complex bounds. So its Julia set is locally connected. Moreover, we prove that the Mandelbrot set is locally connected at every point in this subset.
Contents §1 Introduction. §2 Some basic facts about the dynamics of a quadratic polynomial. §3 Yoccoz partition and renormalizability. §4 Construction of a three-dimensional partition following renormalization. §4.1 Infinite renormalization. §4.2 Three-dimensional partition. §4.3 Local connectivity. §5 A partition in the parameter space. §5.1 Some basic facts about the Mandelbrot set from Douady-Hubbard. §5.2 On partitions around infinitely renormalizable points
Key words and phrases. Yoccoz partition, three dimensional partition, infinite renormalization, quadratic polynomial, the Mandelbrot set, local connectivity. 2000 Mathematics Subject Classification: Primary 37F25, 37F45 and Secondary 37Cxx, 37Exx This research is supported in part by NSF grants and by PSC-CUNY awards
Typeset by AMS-TEX 1 §1. Introduction. Organizing information provided by a dynamical system is important in the study of this dynamical system. A very useful method is called Markov partitions, which was introduced by Sinai [Si1,Si2] into dynamical systems from probability theory and which was generalized by Bowen [Bo1,Bo2]. For example, the dynamical system generated by the famous horseshoe map constructed by Smale [Sm] has a Markov partition. Actually, Bowen showed that one can always construct a (finite) Markov partition for an Axiom A dynamical system (see [Bo3]). So many interesting questions, in particular, those relate to chaos, of the dynamical system are well understood by using symbolic dynamical systems. When things come to a non Axiom A dynamical system, the situation becomes more complicate. For example, when we study the dynamics of a quadratic polynomial whose critical orbit is recurrent, we can not really find a (finite) Markov partition. This cre- ates a major difficulty in the study of dynamics of a quadratic polynomial. Recently, Yoccoz constructed a partition for a non-renormalizable quadratic polynomial. Using this partition and a puzzle rule on the partition, he proved that the Julia set of a non-renormalizable quadratic polynomial is locally connected. Another similar parti- tion for a cubic polynomial whose one critical orbit is bounded and the other critical orbit in the complex plane tends to infinity is constructed by Branner and Hubbard in [BH1,BH2]. Using this partition and a puzzle rule on the partition, they proved that the Julia set of such a cubic polynomial is a Cantor set whose Lebesgue measure is zero. Moreover, using the partition constructed by Yoccoz for a non-renormalizable quadratic polynomial, Shishikura [Sk] and Lyubich [Ly1] proved that the Lebesgue mea- sure of the Julia set of this polynomial is zero. We have further developed this kind of partitions for an infinitely renormalizable quadratic polynomial in [Ji3] and [Ji2]. Using this development, we proved in [Ji3] that any two Feigenbaum-like folding maps are qua- sisymmetrically conjugate. And in [Ji2], we proved that the Julia set of a unbranched infinitely renormalizable quadratic polynomial having complex bounds is locally con- nected. By combining the result in [Ji2] and Sullivan’s result [Su] on the existence of complex bounds for the Feigenbaum quadratic polynomial, we concluded in [HJ] that the Julia set of the Feigenbaum quadratic polynomial is locally connected. Levins and van Strien [LS] and Lyubich and Yamploski [LY] further proved that a real infinitely renormalizable quadratic polynomial has complex bounds. Thus its Julia set is locally connected. Although the main result in [Ji2] is about the local connectivity of the Julia set of an infinitely renormalizable quadratic polynomial, the construction of a partition in the study is also interesting. We provide a detailed exposition in §4 about this partition which we call the three dimensional partition for the Julia set of an infin- itely renormalizable quadratic polynomial. In the same section, we show that for an unbranched infinitely renormalizable quadratic polynomial having complex bounds, the three-dimensional partition determines points in the Julia set dynamically (Theorem 6). 2 Moreover, we transfer the three dimensional partitions into the parameter space and prove in §5.2 that there is a subset which is dense on the boundary of the Mandelbrot set such that every point in this subset is an unbranched quadratic polynomial having complex bounds (Theorems 7 and 8). Furthermore, by applying the Rouch´eTheorem in classical complex analysis, we prove in §5.2 that the Mandelbrot set is locally connected at every point in this subset (Theorems 7 and 8). Another interesting subset on the boundary of the Mandelbrot set is constructed by Douady and Hubbard. Douady and Hubbard proved that this subset is generic and the Julia set of every point in this subset is not locally connected. We provide some information about Douady and Hubbard’s construction in §5.1. The reader who is interested in more details could refer to Milnor’s expository article [Mi2]. We review some basic facts about dynamics of quadratic polynomial in §2. There are two text books [Mi1,CG] available in complex dynamics. The reader, who is interested in these basic facts and who would like to learn more about complex dynamics, could refer to them. In §3, we give an outline of the partition constructed by Yoccoz for a quadratic polynomial and show its relation with the renormalizability of the polynomial. There are two expository articles [Hu,Mi2] written by Hubbard and Milnor for the partition constructed by Yoccoz and a puzzle rule on this partition. The reader who would like to learn more may go to there. He may also go to [Ji1, pp. 206-219]. For the reader who is interested in the renormalization theory of quadratic polynomials and related topics there are two well written books [Mc1,Mc2] by McMullen.
§2. Some basic facts about the dynamics of quadratic polynomials. Let C be the complex plane and let C be the extended complex plane (the Riemann sphere). Suppose f is a holomorphic map from a domain Ω ⊂ C into itself. A point z in Ω is called a periodic point of period k ≥ 1 if f ◦k(z) = z but f ◦i(z) 6= z for all 1 ≤ i < k. The number ‚ = (f ◦k)0(z) is called the multiplier of f at z. A periodic point of period 1 is also called a fixed point. A periodic point z of f is said to be super-attracting, attracting, neutral, or repelling if |‚| = 0, 0 < |‚| < 1, |‚| = 1, or |‚| > 1. The proof of the following theorem can be found in Milnor’s book [Mi1, pp. 86-88]. Theorem A (Theorem of B¨ottcher). Suppose p is a super-attracting periodic point of period k of a holomorphic map f from a domain Ω into itself. There is a neighborhood W of p, a holomorphic diffeomorphism h : W → h(W ) with h(p) = 0, and a unique integer n > 1 such that h ◦ f ◦k ◦ h−1(w) = wn for w ∈ h(W ). Furthermore, h is unique up to multiplication by an (n − 1)-st root of unity.
2 Denote Dr = {z ∈ C | |z| < r} the disk of radius r centered 0. Let qc(z) = z +c be a −1 quadratic polynomial. For r large enough, U = qc (Dr) is a simply connected domain 3 and its closure is relatively compact in Dr. Then qc : U → V = Dr is a holomorphic, proper, degree two branched covering map. This is a model of quadratic-like maps defined by Douady and Hubbard [DH1] as follows: A quadratic-like map is a triple (f; U; V ) such that U and V are simply connected domains isomorphic to a disc with U ⊂ V and such that f : U → V is a holomorphic, proper, degree two branched covering mapping. For a quadratic-like map (f; U; V ),
∞ −n Kf = ∩n=0f (U) is called the filled-in Julia set. The Julia set Jf is the boundary of Kf . Both Kf and Jf are compact. A quadratic-like map (f; U; V ) has only one critical point which we always denote as 0. Refer to [Mi1, pp. 91-92] for a proof of the following theorem.
Theorem B. The set Kf (as well as Jf ) is connected if and only if 0 is in Kf . More- over, if 0 is not in Kf , Kf = Jf is a Cantor set. 2 Consider a quadratic polynomial qc(z) = z + c. By the definition, the filled-in Julia set of qc is the set of all points not going to infinity under forward iterates of qc and the Julia set is the boundary of the filled-in Julia set. We use Kc and Jc to mean its filled-in Julia set and Julia set. For c = 0 and every r > 1, (q0;Dr;Dr2 ) is a quadratic- like map whose filled-in Julia set is K0 = D1. For any c, ∞ is a super-attracting fixed point of qc, applying Theorem A, there is a unique holomorphic diffeomorphism hc (called the B¨ottcher change of coordinate) defined on a neighborhood B0 about ∞ with 0 hc(∞) = ∞, hc(∞) = 1 such that
−1 2 hc ◦ qc ◦ hc (z) = z ; z ∈ B0:
−n Assume hc(B0) = C \ Dr (for a fixed large number r > 1). Let Bn = qc (B0). If 0 6∈ Bn, then qc : Bn ∩ C → Bn−1 ∩ C; n ≥ 1; is unramified covering map of degree two. So we can inductively extend
hc : Bn → C \ D 1 r 2n such that −1 2 hc ◦ qc ◦ hc (z) = z z ∈ Bn: Let ◦n Bc(∞) = {z ∈ C | qc (z) → ∞ as n → ∞} be the basin of ∞. Then Kc = C \ Bc(∞). Let
+ ◦n log |qc (z)| Gc(z) = lim ; n→∞ 2n 4 + where log x = sup{0; log x}, be the Green function of Kc. It is a proper harmonic function whose zero set is Kc and whose critical points are bounded by Gc(0). So the B¨ottcher change of coordinate can be extended up to
hc : Uc = {z ∈ C | Gc(z) > Gc(0)} → {z ∈ C | |z| > Gc(0)}: such that −1 2 hc ◦ qc ◦ hc (z) = z : −1 Moreover, Gc = log |hc|. The set Gc (log r), r > 1, is called an equipotential curve. If Kc is connected (equivalent to say 0 6∈ Bc(∞)), then Uc = Bc(∞) \ {∞}; if Kc is a Cantor set (equivalent to say 0 ∈ Bc(∞)), then Uc is punctured disk bounded by an ∞ shape curve passing 0. By the definition, the Mandelbrot set M is defined as the set of parameters c such that Kc is connected. Suppose c ∈ M. Let Sr = {z ∈ C | |z| = r} be a circle of radius r > 1. Then −1 −1 sr = hc (Sr) = Gc (log r) is an equipotential curve. Note that
qc(sr) = sr2 : −1 For every r > 1, let Ur = hc (Dr). Then Ur is a domain bounded by the equipotential curve sr. Furthermore, (qc;Ur;Ur2 ) is a quadratic-like map whose filled-in Julia set is 2 always Kc. In the rest of paper, a quadratic polynomial q(z) = z + c could also mean a quadratic-like map (q; Ur;Ur2 ) for some r > 1. Take Eθ = {z ∈ C | |z| > 1; arg(z) = 2… } for 0 ≤ < 1. Let −1 eθ = hc (Eθ):
Then eθ is called an external ray of angle and
qc(eθ) = e2θ (mod 1):
An external ray is an integral curve of the gradient vector field ∇G on Bc(∞). An external ray eθ is said to land at Jc if eθ has only one limiting point at Jc. It is periodic ◦i ◦m with period m if qc (eθ) ∩ eθ = ∅ for 1 ≤ i < m and if qc (eθ) = eθ. Refer to [Hu,Mi2] for the following theorem (the reader can also find a proof in [Ji1, pp. 199]). 2 Theorem C (Douady and Yoccoz). Suppose qc(z) = z +c is a quadratic polynomial with a connected filled-in Julia set Kc. Every repelling periodic point of qc is a landing point of finitely many periodic external rays with the same period. Two quadratic-like maps (f; U; V ) and (g; U 0;V 0) are said to be topologically conju- gate if there is a homeomorphism h from a neighborhood Kf ⊂ X ⊂ U to a neighbor- 0 hood Kg ⊂ Y ⊂ U such that h ◦ f(z) = g ◦ h(z); z ∈ X: If h is quasiconformal (see [Ah]) (resp. holomorphic), then they are quasiconformally (resp. holomorphically) conjugate. If h can be chosen such that hz = 0 a.e. on Kf , then they are hybrid equivalent. 5 Theorem D (Douady and Hubbard [DH1]). Suppose (f; U; V ) is a quadratic-like map whose Julia set Jf is connected. Then there is a unique quadratic polynomial 2 qc(z) = z + c which is hybrid equivalent to f. Therefore, we have the following theorem by referring to [Mi1] and Theorem D. Theorem E. Let (f; U; V ) be a quadratic-like map. −1 (1) The Julia set Jf is completely invariant, i.e., f(Jf ) = Jf and f (Jf ) = Jf . 0 0 (2) The Julia set Jf is perfect, i.e., Jf = Jf , where Jf means the set of limit points of Jf . (3) The set of all repelling periodic points Ef is dense in Jf , i.e., Ef = Jf . −n ∞ (4) The limit set of {f (z)}n=0 is Jf for every z in V . (5) The Julia set Jf has no interior point. (6) If f has no attracting, super-attracting, and neutral periodic points in V , then Kf = Jf .
§3. Yoccoz partition and renormalizability.
2 Consider a quadratic polynomial qc(z) = z + c whose Julia set Jc is connected. The external ray e0 is the only one fixed by qc. It lands either at a repelling or parabolic fixed point fl of qc. Suppose fl is repelling. From Theorem C, e0 is the only external ray landing at fl (see Fig. 1). So Jc \{fl} is still connected. We call fl the non-separate fixed point. Let fi 6= fl be the other fixed point of qc. If fi is attracting or super-attracting, ◦n then Jc = Kc \ B(fi) where B(fi) = {z ∈ C | qc (z) → fi as n → ∞} is the basin of fi. In this case, qc is hyperbolic and Jc is a Jordan curve. If fi is repelling. Then there are at least two periodic external rays landing at fi (see Fig. 1). All of them are in one cycle of period k ≥ 2 (refer to Theorem H in §5.1). We use Λ to denote the union of this cycle of external rays. Then Λ cuts C into finitely many simply connected domains (see Fig. 1)
Ω0; Ω1;:::; Ωk−1:
Each domain contains points in Jc. This implies that Jc \{fi} is disconnected. We call fi the separate fixed point. ◦i th The point 0 is the only finite critical point of qc. Let ci = qc (0), i ≥ 1, be the i ∞ critical value. We use CO to denote the critical orbit {ci}i=0. The critical point 0 is said to be recurrent if for any neighborhood W of 0, there is a critical value ci 6= 0 in W . We will only consider those quadratic polynomial whose critical point is recurrent and which has no neutral periodic points in this section. These are assumed for a quadratic-like map too. Under these assumptions, qc has only repelling periodic points and Jc = Kc. Let Ur ⊂ C be the open domain bounded by an equipotential curve sr. For a fixed √ r > 1, (q; U r;Ur) is a quadratic-like map. The set Λ cuts Ur into finitely many Jordan domains (see Fig. 1). Let C0 be the closure of the one containing 0, and let B0,i be the 6 closure of the domain containing ci for 1 ≤ i < k. We call the collection
·0 = {C0;B0,1;:::;B0,k−1} the original partition about Jc.
Fig. 1
Since Λ is forward invariant under qc, the image qc(C0 ∩ Jc) (resp. q(B0,i ∩ Jc) for every 1 ≤ i < k) is the union of some sets from
·0 ∩ Jc = {C0 ∩ Jc;B0,1 ∩ Jc;:::;B0,k−1 ∩ Jc}:
Each qc|B0,i is degree one, proper, and holomorphic but qc|C0 is degree two, proper, and holomorphic. −n −n For each n > 0, let fin = qc (fi) and Λn = qc (Λ) (denote fi0 = {fi} and Λ0 = Λ). The set Λn is the union of external rays landing at points in fin. It cuts the closure of the domain U 1 into a finite number of closed Jordan domains, r 2n
·n = {Cn;Bn,1;:::;Bn,kn }:
Here we use Cn to denote the one containing 0 and Bn,1, ::: , Bn,qn to denote others. Since qc(Λn) = Λn−1, qc(Cn) (resp. qc(Bn,i)) is in ·n−1. Each qc|Bn,i is degree one, holomorphic, proper but qc|Cn is degree two, holomorphic, and proper. We call ·n the th n -partition about Jc. Thus we get a sequence
∞ » = {·n}n=0 of nested partitions, which we call the Yoccoz partition about Jc. ∞ ∞ Let Λ∞ = ∪n=0Λn. For every x ∈ Jc \ Λ∞, there is only one sequence {Dn(x)}n=0 of nested closed Jordan domains such that x ∈ Dn(x) ∈ ·n. For every x in Λ∞, there 7 ∞ are k sequences {Dn,i(x)}n=0, 1 ≤ i ≤ k, of nested closed Jordan domains such that x ∈ Dn,i(x) ∈ ·n. In this case, x is on the boundary of each Dn,i(x) but it is an interior k point of the closed domain ∪i=1Dn,i(x). When there is no confusion, we will only use ∞ {Dn(x)}n=0 to denote such a sequence even in the case that x ∈ Λ∞. Further, we call
x ∈ · · · ⊆ Dn(x) ⊆ Dn−1(x) ⊆ · · · ⊆ D1(x) ⊆ D0(x) an x-end. In particular, we call
0 ∈ · · · ⊆ Cn ⊆ Cn−1 ⊆ · · · ⊆ C2 ⊆ C1 ⊆ C0 the critical end. One of the important problems in dynamical systems is whether the sequence » provides a complete description of points in Jc dynamically?
Definition 1. We say » determines points in Jc dynamically if for any x 6= y ∈ Jc, 0 0 there is an integer n ≥ 0 and two domains x ∈ D and y ∈ D in ·n such that D∩D = ∅. From Theorem D, the sequence » can be also constructed similarly for any quadratic- like map whose Julia set is connected. Definition 1 relates to the concept called renor- malizability for quadratic-like maps.
Definition 2. Let (f; U; V ) be a quadratic-like map whose Julia set Jf is connected. We say it is (once) renormalizable if there is an integer n0 ≥ 2 and a domain 0 ∈ U 0 ⊂ U such that ◦n0 0 0 0 f1 = f : U → V = f1(U ) ⊂ V 0 0 0 is a quadratic-like map with connected Julia set Jf1 = J(n ;U ;V ). In this situation, we 0 0 call (f1;U ;V ) a renormalization of (f; U; V ). Otherwise, we call f non-renormalizable. The relation between » and the renormalizability of a quadratic polynomial is that 2 Theorem F (Yoccoz). The polynomial qc(z) = z + c is non-renormalizable if and only if » determines points in Jc dynamically. A connected set J is called locally connected if for every point x ∈ J and neighbor- hood V about x, there is a neighborhood U ⊂ V about x such that U ∩ J is connected. Theorem F implies that Corollary A (Yoccoz). The Julia set of a non-renormalizable quadratic polynomial is locally connected. The reader may refer to [Hu,Mi2] for Yoccoz’ results. (One can also find proofs of Theorem F and Corollary A in [Ji1, pp.206-219]). Remark 1. From Theorem D, every quadratic-like map f : U → V whose Julia set is connected is hybrid equivalent to a unique quadratic polynomial, all arguments in this section can be applied to a quadratic-like map (by considering induced external rays and equipotential curves from the hybrid equivalent quadratic polynomial). 8 §4. Construction of a three-dimensional partition following renormalization. §4.1. Infinite renormalization. A quadratic-like map f : U → V with connected Julia set Jf is said to be twice renormalizable if (1) it is once renormalizable and ◦n0 0 0 (2) a renormalization f1 = f : U → V is again once renormalizable. Consequently, we have renormalizations
◦n0 0 0 ◦n00n0 00 00 f1 = f : U → V and f2 = f1 : U → V and their Julia sets Jf1 and Jf2 . Similarly, we can definite a l-times renormalizable quadratic-like map (f; U; V ) and 0 00 renormalizations (assume f0 = f, k0 = n and k1 = n )
◦ki−1 l {fi = fi−1 : Ui → Vi}i=1 l with Julia sets {Jfi }i=1. A quadratic-like map f : U → V is infinitely renormalizable if it is l-times renormalizable for every l > 0. ◦n0 0 Suppose f : U → V is a renormalizable quadratic-like map. Let f1 = f : U → 0 V be a renormalization whose the Julia set J1 = Jf1 . Suppose its two fixed points fi1 and fl1 are repelling. Then one fixed point fl1 does not disconnect J1, i.e., J1 \ {fl1} is still connected, and the other fixed point fi1 disconnects J1, i.e., J1 \{fi1} is disconnected. Similarly fi1 (resp. fl1) is called the separating (non-separating) fixed point. McMullen [Mc1] discovered that different types of renormalizations can occur in ◦i 0 the renormalization theory of quadratic-like maps. Let J(i) = f (J1), 1 ≤ i < n . The renormalization f1 is said to be 0 (1) fi-type if J(i) ∩ J(j) = {fi1} for some i 6= j, 0 ≤ i; j < n ; 0 (2) fl-type if J(i) ∩ J(j) = {fl1} for some i 6= j, 0 ≤ i; j < n ; (3) disjoint type if J(i) ∩ J(j) = ∅ for all i 6= j, 0 ≤ i; j < n0. The fl-type and the disjoint type are also called simple. If f : U → V is infinitely renormalizable, i.e., it has an infinite sequence of renormalizations, then it will have an infinite sequence of simple renormalizations [Mc1]. In this subsection, we will con- struct a most natural sequence of simple renormalizations for an infinitely renormalizable quadratic-like map. Before this, we first prove the following modulus inequality (refer ∼ to [Ji2] and see Fig. 2). A Riemann surface A with …1(A) = Z is called an annulus. ∗ ∗ It is conformally isomorphic to C = C \{0}, ∆ = D1 \{0}, or the round annulus Ar = {z ∈ C | 1 < |z| < r} for some 1 < r < ∞. In case A is isomorphic to Ar, the modulus of A is defined by log r mod(A) = : 2… In the other two cases, mod(A) = ∞. 9 Theorem 1 (Modulus Inequality). Suppose f : U → V is a renormalizable quadratic- like map and 0 is not periodic. For any n0-renormalization
◦n0 0 0 0 f1 = f : U → V ; n ≥ 2; we have 1 mod(U \ U 0) ≥ mod(V \ U): 2
Fig. 2: Modulus inequality in renormalization.
◦n0 0 0 Proof. Since f1 = f : U → V is quadratic-like, it has only critical point 0. So the 0 first critical value c1 = f(0) of f is not in V . (Otherwise, there will be a point x 6= 0 in 0 ◦(n0−1) U such that f (x) = 0, since c1 has only one preimage 0 under f and 0 is not a 0 periodic point of f. Then x will be a critical point of f1.) Since V is simply connected, f has two analytic inverse branches;
0 0 0 0 g0 : V → g0(V ) ⊂ U and g1 : V → g1(V ) ⊂ U:
◦(n0−1) 0 0 One of them is f (U ). Therefore, f(U ) is a domain inside U and containing c1. Consider the annuli U \ U 0 and V \ f(U 0). Then
f : U \ U 0 → V \ f(U 0) is a degree two holomorphic covering map. This implies that
1 mod(U \ U 0) = mod(V \ f(U 0)): 2 10 Since f(U 0) is a subset of U, the annulus V \U is a sub-annulus of the annulus V \f(U 0), i.e., V \ U ⊆ V \ f(U 0). Thus we have that 1 mod(U \ U 0) ≥ mod(V \ U): 2 ¤ We will use N(X;†) = {x ∈ C | d(x; X) < †} to denote the †-neighborhood of X in the complex plane. Consider a renormalizable quadratic-like map f : U → V whose ∞ Julia set Jf is connected. Let » = {·n}n=0 be the Yoccoz partitions about Jf . Let
0 ∈ · · · ⊆ Cn ⊆ Cn−1 ⊆ · · · ⊆ C2 ⊆ C1 ⊆ C0 be the critical end. Denote ∞ J1 = ∩i=0Ci:
We have two integers n1 ≥ 0, k1 > 1 such that
◦k1 f1 = f : Ck1+n1 → Cn1 is a degree two branched covering map and such that Cn1 ⊂ N(J1; 1). We can further take domains Ck1+n1 ⊆ U1 ⊂ U and Cn1 ⊆ V1 ⊂ V such that
◦k1 f1 = f : U1 → V1
◦k1 is a quadratic-like map whose Julia set is J1. (Note that f1 = f : U1 → V1 is a simple renormalization of f : U → V .)
◦k1 0 0 Theorem 2. Suppose g = f : U → V is any k1-renormalization of f : U → V . Then its Julia set is always J1. 0 00 Proof. The point 0 is in the intersection U ∩U1. Suppose U is the connected component 0 ◦k1 00 00 0 of U ∩ U1 containing 0. Then h = f : U → V ⊂ V ∩ V1 is also a renormalization of f and its Julia set Jh is connected. It is easy to check that Jh ⊆ Jg ∩ Jf1 . Let flf1 and fif1 be the non-separating and separating fixed points of f1 and let flg and fig be the non-separating and separating fixed points of g. All flf1 , fif1 , flg, and fig are in Jh since each of g, f1 and h has exactly two fixed points in its domain, and every fixed ◦k1 point of h has to be a common fixed point of g and f1. Since f1 = f : U1 → V1 and ◦k1 0 0 g = f : U → V are both degree two branched covering maps and flf1 is in both 0 0 U and U1, all preimages of flf1 under iterates of g and f1 are in both U and U1. But each of Julia sets Jh, J1, and Jg is the closure of the set of all preimages of flf1 under iterates of h, g, and f1. Therefore, Jh = Jg = J1. ¤
Remark 2. From Theorem 2, for any k1-renormalization
◦k1 0 0 f1 = f : U → V 0 of f : U → V , there is a critical piece Ck1+n ⊂ U such that
k1 0 f1 = f : Ck1+n → Cn ⊂ V is a degree two branched covering map. 11 §4.2. Three-dimensional partition. 2 Take an infinitely renormalizable quadratic polynomial qc(z) = z + c. Let U and V be domains bounded by equipotential curves such that f0 = qc : U → V is a quadratic- 0 0 0 0 0 like map. Let fi0 = fi, fl0 = fl, ·n = ·n, » = », Cn = Cn,Λn = Λn, and Λ∞ = Λ∞ be the same as before. Let n1 ≥ 0 and k1 ≥ 2 be two integers such that
◦k1 0 0 ∞ 0 f1 = f0 : Ck1+n1 → Cn1 ⊂ N(J1; 1) where J1 = ∩i=0Ci :
Suppose fl1 and fi1 are the non-separating and separating fixed points of f1, i.e., J1\{fl1} is still connected and J1 \{fi1} is not. The points fl1 and fi1 are also repelling periodic points of qc. There are at least two, but a finite number, external rays of qc landing 1 1 1 0 at fi1. Let Λ0 be the union of external rays landing at fi1. Then Λ0 cuts V0 = Cn1 1 into a finite number of closed domains. Let ·0 be the collection of these domains. Let 1 −n 1 1 1 −n 1 Λn = f1 (Λ0) for any n > 0. Then Λn cuts Vn = f1 (V0 ) into a finite number of 1 1 1 ∞ closed domains. Let ·n be the collection of these domains. The sequence » = {·n}n=0 is a sequence of nested partitions about J1. We call it the first partition. (We also call 0 th 1 ∞ 1 » the 0 partition.) Let Λ∞ = ∪n=0Λn. 1 1 The domain Cn ∈ ·n containing 0 is called the critical piece. It is clear the restriction 1 1 f1 to Cn is degree two branched covering map but to all other domains in ·n are degree one. Let ∞ 1 J2 = ∩n=0Cn:
There are two integers n2 ≥ 0 and k2 ≥ 2 such that
◦k2 1 1 f2 = f1 : Cn2+k2 → Cn2
1 is a degree two branched cover map and such that Cn2 ⊂ N(J2; 1=2). Inductively, for every i ≥ 2, suppose we have already constructed
f = f ◦ki : Ci−1 → Ci−1: i i−1 ni+ki ni
Let fli and fii be the non-separating and separating fixed points of fi; i.e., Ji \{fli} is still connected and Ji \{fii} is not. The points fli and fii are also repelling periodic points of qc. There are at least two, but a finite number, external rays of qc landing at fii. Let i i i i−1 Λ0 be the union of external rays landing at fii. Then Λ0 cuts V0 = Cni into finitely i i −n i many closed domains. Let ·0 be the collection of these domains. Let Λn = fi (Λ0) for i i −n i i any n > 0. Then Λn cuts Vn = fi (V0 ) into finitely many closed domains. Let ·n be i i the collection of these domains. The domain Cn in ·n containing 0 is called the critical i i i piece in ·n. It is clear that fi restricted to all domains but Cn are bijective and fi|Cn is a degree two branched covering map. Let
∞ i Ji+1 = ∩n=0Cn: 12 There are two integers ni+1 ≥ 0, ki+1 ≥ 2 such that
◦ki+1 i i fi+1 = fi : Cni+1+ki+1 → Cni+1
i is a degree two branched cover map and such that Cni+1 ⊂ N(Ji+1; 1=(i + 1)). Let i i ∞ th » = {·n}n=0. It is the sequence of nested partitions about Ji. We call it the i partition.
◦ki+1 0 0 Remark 3. For any ki+1-renormalization fi+1 = fi : U → V of fi : Ui → Vi, we i 0 ◦ki+1 have an integer n > 0 such that Cn ⊂ V ∩ N(Ji+1; 1=(i + 1)) and fi+1 = fi : Ci → Ci is a degree two branched covering map. We will still use »i to mean n+ki+1 n »i ∩ Ci . Therefore, (U ;V ) can be an arbitrary domains such that f = n+ki+1 i+1 i+1 i+1 ◦ki+1 fi : Ui+1 → Vi+1 is a ki+1-renormalization of fi : Ui → Vi. Qi Let mi = j=1 ki, 1 ≤ i < ∞. We have thus constructed a most natural infinite sequence of simple renormalizations,
◦mi ∞ {fi = qc : Ui → Vi}i=1;
i ∞ ∞ and the nested-nested sequence {» }i=0 of partitions about {Ji}i=0 (where J0 = Jc). i ∞ We call Ξ = {» }i=0 the first three-dimensional partition about Jc. Definition 3. We say that the first three-dimensional partition Ξ determines points in X ⊆ Jc dynamically if for any z ∈ X, there are integers n; l; i ≥ 0 such that for ◦l 0 i 0 0 x = qc (z) and any z 6= x ∈ Jc, there is a domains D ∈ ·n such that x ∈ D but z 6∈ D . ◦n ∞ Let Orb(z) = {qc (z)}n=0 be the orbit of z and O(z) be the closure of Orb(z). Let
Γ = {z | O(z) ∩ Ji = ∅ for some i ≥ 1}
Theorem 3. The first three-dimensional partition Ξ determines points in Γ dynami- cally from all other points in Jc. −1 −1 Proof. Suppose z ∈ Γ. Take n0 = 0, k0 = 1, and Cn0 = U and Cn0 = V . We have j−1 i−1 Cnj for all j ≥ 1. There is the smallest integer i ≥ 0 such that O(z) ∩ Cni 6= ∅ and ◦l i−1 O(z) ∩ Ji+1 = ∅. Take l ≥ 0 the smallest integer such that x = qc (z) ∈ Cni and th i i ∞ i−1 ∞ i consider the i partition » = {·n}n=0 inside Cni . Since Ji+1 = ∩n=0Cn, there is an i integer N ≥ 0 such that O(x) ∩ CN = ∅. Consider
i i i i i ·N = {CN ;BN,1;BN,2;:::;BN,l}
th i i in the i partition » . Assume that BN,1 contains fi(0). (Note that fi(0) is an interior i i i point of BN,1.) Then fi(O(x)) is disjoint with BN,1 since O(x) is disjoint with CN+1 ⊆ 13 i i i i i i CN and fi(CN+1) = BN,1. Suppose x ∈ D is a domain in ·N+1 ∈ » . Suppose D ⊆ BN,j 0 and fi(D) = BN,j0 for 2 ≤ j; j ≤ r. Then fi : D → BN,j0 has the inverse i gjj0 : BN,j0 → D: i i 0 Therefore for each pair (BN,j ;BN,j ), 2 ≤ j; j ≤ r, satisfying gjj0 (BN,j0 ) ⊆ BN,j , we can thicken BN,j0 and BN,j to simply connected domains B˜N,j0,jj0 and B˜N,j,jj0 such that BN,j0 ⊂ B˜N,j,jj0 and BN,j ⊂ B˜N,j,jj0 and such that gjj0 can be extended to a schlicht function from B˜N,j,jj0 into B˜N,j,jj0 . We still use gjj0 to denote this ex- tended function. Now consider B˜N,j,jj0 and B˜N,j,jj0 as hyperbolic Riemann surfaces with hyperbolic distances dH,j,jj0 and dH,j,jj0 . Then gjj0 on BN,j0 strictly contracts these hyperbolic distances; more precisely, there is a constant 0 < ‚jj0 < 1 such that dH,j,jj0 (gjj0 (x); gjj0 (y)) < ‚jj0 dH,j,jj0 (x; y) for x and y in BN,j0 . Since there are only a finite number of such pairs, we have a constant 0 < ‚ < 1 such that dH,j0,jj0 (gjj0 (x); gjj0 (y)) < ‚dH,j,jj0 (x; y) for all such pairs. Let i i i i x ∈ · · · ⊆ Dn(x) ⊆ Dn−1(x) ⊆ · · · ⊆ D1(x) ⊆ D0(x) th i i i ◦m i be any x-end in the i partition » , where Dn(x) ∈ ·n. Then fi (Dn(x)) for n−m > N i is in BN,j for some 2 ≤ j ≤ q. Therefore, there is a constant C > 0 such that for any i Dn(x) and for any n > N, d(Di (x)) = max |y − z| ≤ C‚n−N : n i y,z∈Dn(x)
i 0 Thus d(Dn(x)) tends to zero as n goes to infinity. Thus for any z 6= x ∈ Jc, we have 0 an integer n > 0 such that Dn(x) does not contain z . ¤ 2 Definition 4. An infinitely renormalizable quadratic polynomial qc(z) = z + c is said to have complex bounds if there are a constant ‚ > 0 and an infinite sequence of simple ◦mis ∞ renormalizations {fis = qc : Uis → Vis }s=1 such that the modulus mod(Vis \ U is ) is greater than ‚ for every s ≥ 1. 2 Theorem 4. Suppose qc(z) = z +c is an infinitely renormalizable quadratic polynomial having complex bounds. Then the first three-dimensional partition Ξ determinants 0 dynamically from other points. Proof. To make notations simple, we assume
◦mi ∞ {fi = qc : Ui → Vi}i=1 is the infinite sequence of simple renormalizations in Definition 4. Let ‚ > 0 be the ∞ constant in Definition 4. Then {Ui}i=1 is a sequence of nested domains containing 0. From Theorem 1 (the modulus inequality), we have 1 ‚ mod(U \ U ) ≥ mod(V \ U ) > : i i+1 2 i i 2 14 ∞ ∞ Let Ai = Ui \ U i+1 for i ≥ 1 and X = ∩i=1Ui. Since U1 \ X = ∪i=1Ai, X∞ mod(U1 \ X) ≥ mod(Ai) = ∞: i=1 Thus, X = {0} (following the Gr¨otzsch argument and refer to [BH1,BH2] and [Mi2, pp. 11]). This implies that the diameter d(Ui) tends to 0 as i goes to infinity. th i i ∞ i Consider the i partition » = {·n}n=0 for every i ≥ 0. Remember that Cn is the i member in ·n containing 0. Consider the corresponding critical end i i i i 0 ∈ · · · ⊆ Cn ⊆ Cn−1 ⊆ · · · ⊆ C1 ⊆ C0
i ∞ i i in » . Since Ji+1 = ∩j=0Cj is the Julia set of fi+1 : Ui+1 → Vi+1, there is a Cl(i) i i contained in Ui+1. The diameter d(Cl(i)) of Cl(i) tends to zero as i goes to infinity. i Thus for any z 6= 0 ∈ Jc, we can find Cl(i) does not containing z. Since 0 is an i i interior point of Cl(i), we have an integer n > l(i) and a domain z ∈ D ∈ ·n such that i D ∩ Cn = ∅. ¤ ∞ i Following Theorem 4, if qc has complex bounds, then ∩i=1Ji = {0} since Ji ⊆ Cl(i). Now we construct our second three-dimensional partition Υ about Jc. Denote by •1 0 0 ∞ the first partition which will be constructed as follows: Consider » = {·n}n=0 in Ξ. 0 0 0 0 Take Ck(0) ∈ ·k(0) ∈ » where k(0) = n1 + k1. Put all domains in ·k(0)+1 which are 0 0c the preimages of Ck(0) under qc into •1 and let ·k(0)+1 be the rest of the domains. 0 0c 0 Consider ·k(0)+2 ∩ ·k(0)+1 consisting of all domains in ·k(0)+2 which are subdomains of 0c 0 0c the domains in ·k(0)+1. Put all domains in ·k(0)+2 ∩ ·k(0)+1 which are the preimages of 0 ◦2 0c Ck(0) under qc into •1 and let ·k(0)+2 be the rest of the domains. Suppose we already have ·0c for s ≥ 2. Consider ·0 ∩ ·0c consisting of all domains in ·0 k(0)+s k(0)+s+1 k0+s k(0)+s+1 0c 0 0c which are subdomains of the domains in ·k(0)+s. Put all domains in ·k(0)+s+1 ∩ ·k(0)+s 0 ◦(s+1) 0c which are the preimages of Ck(0) under qc into •1 and let ·k(0)+s+1 be the rest of the domains. Thus we can construct the partition •1 inductively. This partition 0 covers points in Jc minus all points not entering the interior of Ck(0) under all forward iterations of qc. 1 1 ∞ 1 1 1 Next consider the » = {·n}n=0 in Ξ. Take Ck(1) ∈ ·k(1) ∈ » where k(1) = n2 + k2. We can use similar arguments to those in the previous paragraph by considering f1 : C0 → C0 (to replacing q : U → V ) to get a partition • in C0 . Then we k(0) k(0)−k1 c 1,1 k(0) use all iterations of qc to pull back this partition following •1 to get a partition •2. It is a sub-partition of •1 and covers points in Jc minus all points not entering the interior 1 of Ck(1) under iterations of qc. th Suppose we have already constructed the (j − 1) partition •j−1 for j ≥ 2. Consider j j ∞ j j j the partition » = {·n}n=0 in Ξ. Take Ck(j) ∈ ·k(j) ∈ » where k(j) = nj+1 + kj+1. 15 j−1 j−1 j−1 Similarly, by considering fj : C → C , we get a partition •j,1 in C . k(j−1) k(j−1)−kj k(j−1) Then we use all backward iterations of fj−1 to pull back this partition following •j−1 j−2 to get a partition •j,2 in Ck(j−2) and all backward iterations of fj−2 to pull back this j−3 partition following •j−1 to get a partition •j,3 in Ck(j−3), and so on to obtain a partition •j = •j,j in V . It is a sub-partition of •j−1 and covers points in the Julia set minus all j points not entering the interior of Ck(j) under forward iterations of qc. By induction, we have a sequence of nested partitions
∞ Υ = {•j}j=1
∞ which covers points in Jc \ Γ. We call Υ = {•j}j=1 the second three-dimensional partition about Jc. Definition 5. We say that the second three-dimensional partition Υ determines points 0 in X ⊆ Jc dynamically if for any x ∈ X and x 6= x ∈ Jc, there is an integer i ≥ 1 and 0 a domain x ∈ D ∈ •i ∈ Υ such that x 6∈ D. 2 Definition 6. We say an infinitely renormalizable quadratic polynomial qc(z) = z + c ∞ is unbranched if there are {Jil }l=1, neighborhoods Wl of Jil , and a constant „ > 0 such that the modulus mod(Wl \ Jil ) is greater than „ and Wl \ Jil contains no point in the critical orbit CO of qc. 2 Theorem 5. Suppose qc(z) = z + c is an infinitely renormalizable quadratic poly- ∞ nomial. If ∩i=1Ji = {0} and if qc is unbranched, then the second three-dimensional partition Υ determines points in Jc \ Γ dynamically. th i i ∞ Proof. Consider the i partition » = {·n}n=0 for every i ≥ 0 and the corresponding critical end i i i i 0 ∈ · · · ⊆ Cn ⊆ Cn−1 ⊆ · · · ⊆ C1 ⊆ C0: Consider f = f ki+1 : Ci → Ci . Let k(i) = n +k . Since ∩∞ J = {0} i+1 i ni+1+ki+1 ni+1 i+1 i+1 i=1 i i and Ck(i) ⊂ N(Ji+1; 1=(i + 1)),
∞ i ∩i=0Ck(i) = {0}:
∞ Let „ > 0 and {Wl}l=1 be a constant and domains satisfying Definition 6. Without loss of generality, we assume in Definition 6 that l = i and il = i + 1. Since
∞ i mod(Wi \ Ji+1) ≥ „ and Ji+1 = ∩n=0Cn; by choosing k(i) large enough, we can assume „ mod(W \ Ci ) ≥ : i k(i) 2 16 for all i ≥ 1. Also, by modifying Wi, we can assume the diameter diam(Wi) tends to zero as i goes to ∞. ◦n ∞ i Suppose x 6= 0 in Jc \ Γ. Then the orbit Orb(x) = {qc (x)}n=0 enters every Ck(i) ∞ infinitely many times. Consider the second three-dimensional partition Υ = {•j}j=1 and the x-end in this partition,
x ∈ · · · ⊆ Dj(x) ⊆ Dj−1(x) ⊆ · · · ⊆ D1(x); where Dj(x) ∈ •j. Let ij(x) ≥ 0 be the unique integer such that
◦ij (x) j qc : Dj+1(x) → Ck(j) is a proper holomorphic diffeomorphism (see Fig. 3). Let
j gj,x : Ck(j) → Dj+1(x)
◦i ∞ j be its inverse. Since there is no critical values {ci = q (0)}i=1 in Wj \ Ck(j), gj,x can be extended to a proper holomorphic diffeomorphism on Wj which we still denote as gj,x. For each i ≥ 1, since the diameter d(Wj) tends to 0 as j goes to ∞, we can find i ◦ii(x) i an integer j = j(i) > i such that Wj ⊂ Ck(i). Let xi = qc (x) ∈ Ck(i) and xj = ◦ij (x) ◦ij (xi) j qc (x) = qc (xi) ∈ Ck(j): Consider the xi-end in the second three-dimensional partition Υ,
xi ∈ · · · ⊆ Dl(xi) ⊆ Dl−1(xi) ⊆ · · · ⊆ D1(xi);
◦i (x ) j+1−ii(x) i j where Dl(xi) ∈ •l. Then qc : Dj+1−ii(x)(xi) → Ck(j) is a proper holomor- phic diffeomorphism (see Fig. 3). Let gij be its inverse. Then gij can be extended to Wj because of the unbranched condition. We still use gij to denote this extension. Since i Ck(i) is bounded by external rays landing at some pre-images of fii under iterations of i qc and by equipotential curves of qc, Wij = gij(Wj) is contained in Ck(i). Thus
„ mod(W \ W ) ≥ : i ij 2
Consider Xi = gi,x(Wi) and Xj = gj,x(Wj) = gi,x(Wij). Then „ mod(X \ X ) ≥ i j 2 since gi,x is conformal. 17 Fig. 3: The second three-dimensional partition. Here q = qc.
∞ Therefore, inductively, we can find an infinite sequence of nested domains {Xit }t=1 such that „ mod(X \ X ) ≥ it it+1 2 ∞ ∞ for t ≥ 1. Let X = ∩t=1Xit . Then Xi1 = ∪t=1(Xit \ Xit+1 ) and
X∞
mod(Xi1 \ X) ≥ mod(Xit \ Xit+1 ) = ∞: t=1
Thus, X = {x} (following the Gr¨otzsch argument and refer to [BH1,BH2] and [Mi2, pp.
11]). This implies that the diameter of Xit tends to zero as t goes to infinity. Since it Di +1(x) = gi,x(C ), we have that t k(it)
Dit+1(x) ⊆ Xit :
∞ So the diameter d(Dit+1(x)) tends to zero as t goes to infinity. Thus ∩i=0Di(x) = {x}. This implies that the second three-dimensional partition Υ determines points in Jc \ Γ dynamically from other points in Jc. ¤ Our three-dimensional partition Σ is constructed from Ξ and Υ as follows. First ∞ consider the second three-dimensional partition Υ = {•j}j=1. For each domain D ∈ •j, 18 ◦s j there is a unique integer s ≥ 0 such that qc : D → Ck(j) is diffeomorphic. Now consider »j+1 ∈ Ξ. Then j j »j+1(Ck(j)) = »j+1 ∩ Ck(j)
j j ◦s j is a partition insider Ck(j). Pull back »j+1(Ck(j)) by qc : D → Ck(j) to D, we get a partition inside D, which we denote as »j+1(D). Let