Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00283 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 28 06 2019 (day) (month) (year) (day) (month) (year) 00017 3. Stock code

4. Name of listed corporation New World Development Co. Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 10,222,814,058

7. Name of substantial shareholder 10. Business registration number CHOW TAI FOOK ENTERPRISES LIMITED

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 38/F., NEW WORLD TOWER, 16-18 QUEEN'S ROAD CENTRAL, HONG KONG

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 38/F., NEW WORLD TOWER, 16-18 QUEEN'S ROAD CENTRAL, HONG KONG N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Voluntary Interest of Interest of Enter disclosure (you must briefly Enter Enter Enter describe the relevant event in the corporation corporation code or Supplementary Information box) code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1710 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 4,535,634,444 44.46 Long position 4,535,634,444 44.37

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 4,123,491,293

2201 Interest of corporation controlled by you 412,143,151 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

ANDERSON & KIRKWOOD LIMITED 31/F., NEW WORLD TOWER, 16-18 QUEEN'S ROAD CENTRAL, HONG KONG CHOW TAI FOOK 100.00 209,881,075 (HONG KONG) ENTERPRISES LIMITED Y FOOK HOP SECURITIES LIMITED 31/F., NEW WORLD TOWER, 16-18 QUEEN'S ROAD CENTRAL, HONG KONG CHOW TAI FOOK 100.00 6,385,472 (HONG KONG) ENTERPRISES LIMITED Y WING FUNG DEVELOPMENT 31/F., NEW WORLD TOWER, 16-18 QUEEN'S ROAD CENTRAL, HONG KONG CHOW TAI FOOK 100.00 176,817,793 COMPANY, LIMITED (HONG KONG) ENTERPRISES LIMITED Y YU YEK ENTERPRISES COMPANY 31/F., NEW WORLD TOWER, 16-18 QUEEN'S ROAD CENTRAL, HONG KONG CHOW TAI FOOK 100.00 19,058,811 LIMITED (HONG KONG) ENTERPRISES LIMITED Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information VOLUNTARY DISCLOSURE OF THE UPDATED PERCENTAGE OF OUR INTEREST IN THE SHARES OF NEW WORLD DEVELOPMENT COMPANY LIMITED WITHOUT CROSSING OVER A WHOLE PERCENTAGE NUMBER.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00256 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 08621 3. Stock code

4. Name of listed corporation Metropolis Capital Holdings Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 800,000,000

7. Name of substantial shareholder 10. Business registration number Loyal Giant Holdings Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person OMC Chambers, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

You first acquire a notifiable Beneficial owner 1.0800 1.0303 Enter interest because: you purchased Enter Enter 2,952,000 HKD Enter the shares code or code or code or code or double double double double Long click click click click position below below below below

1001 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 38,728,000 4.84 Long position 41,680,000 5.21

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 41,680,000 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00253 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 28 06 2019 (day) (month) (year) (day) (month) (year) 02202 3. Stock code

4. Name of listed corporation 万科企业股份有限公司

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

A Shares 9,724,196,533

7. Name of substantial shareholder 10. Business registration number 深圳市钜盛华股份有限公司

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 深圳市罗湖区宝安北路2088号深业物流大厦八楼802室

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 27.9500 27.8001 Enter interest in the shares has reduced Enter Enter 2,955,000 CNY Enter because: you completed a sale of corporation code or the shares code or controlled by you code or code or double double double double Long click click click click position below below below below

1201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,558,814,596 16.03 Long position 1,555,859,596 15.99

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 926,070,472

2201 Interest of corporation controlled by you 629,789,124 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

前海人寿保险股份有限公司 深圳市前海深港合作区临海大道59号海运中心主塔楼909-918号 深圳市钜盛华股份有限公 51.00 629,789,124 Y 司

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00235 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 26 06 2019 (day) (month) (year) (day) (month) (year) 03663 3. Stock code

4. Name of listed corporation 协众国际控股有限公司

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 800,000,000

7. Name of substantial shareholder 10. Business registration number China Fund Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Registered office of Harneys Services (Cayman) Limited, 4th Floor, Harbour Place, 103 South Church Street, PO Box 10240, Grand Cayman KY1-1002, Cayman Island

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed NIL

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner Beneficial owner 1.9300 1.9300 Enter interest in the shares has Enter Enter 5,100,000 HKD Enter increased because: you code or purchased the shares code or code or code or double double double double Long click click click click position below below below below

1101 2101 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 109,474,000 13.68 Long position 114,575,000 14.32

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 114,575,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

Luckever Holdings Limited 3rd Floor, J & C Building, P.O. Box 933, Road Town, Tortola, British Virgin Islands, VG1110; place of 6103 Controller is your 100.00 incorporation: British Virgin Islands ultimate holding LI YUELAN 6104 Controller is a 39.13 director LIU XUEZHONG 6104 Controller is a 60.87 director

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00229 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 21 06 2019 (day) (month) (year) (day) (month) (year) 00063 3. Stock code

4. Name of listed corporation China Graphene Group Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 2,819,102,084

7. Name of substantial shareholder 10. Business registration number 中國華融資產管理股份有限公司

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 中國北京市西城區金融大街8號

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 18/F., Tesbury Centre, 28 Queen's Road East, Hong Kong The Stock Exchange of Hong Kong Limited

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 0.1657 Cash Enter interest in the shares has reduced Enter Enter 2,112,395,735 HKD Enter because: you ceased to have a corporation code or security interest in the shares code or controlled by you code or code or double double double double Long click click click click position below below below below

1205 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 2,112,395,735 74.93 Long position 0 0.00

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00225 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 21 06 2019 (day) (month) (year) (day) (month) (year) 00063 3. Stock code

4. Name of listed corporation China Graphene Group Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 2,819,102,084

7. Name of substantial shareholder 10. Business registration number China Huarong International Holdings Ltd

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person China Huarong Tower, 60 Gloucester Road, Wanchai, Hong Kong

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed China Huarong Tower, 60 Gloucester Road, Wanchai, Hong Kong N/A

16. Name of listed parent and exchange on which parent is listed China Huarong Asset Management Co., Ltd., The Stock Exchange of Hong Kong Limited 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 0.1657 Cash Enter interest in the shares has reduced Enter Enter 2,112,395,735 HKD Enter because: you ceased to have a corporation code or security interest in the shares code or controlled by you code or code or double double double double Long click click click click position below below below below

1205 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 2,112,395,735 74.93 Long position 0 0.00

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00212 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 01787 3. Stock code

4. Name of listed corporation 山東黃金礦業股份有限公司 - H股

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 356,889,500

7. Name of substantial shareholder 10. Business registration number 中国邮政储蓄银行股份有限公司

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 北京市西城区金融大街3号

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 香港湾仔皇后大道东248号阳光中心40楼 香港联合交易所有限公司

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficiary of a trust Beneficiary of a trust 21.3500 21.2168 Enter interest in the shares has reduced Enter Enter 3,882,250 HKD Enter because: you completed a sale of (other than a (other than a code or the shares code or discretionary interest) code or discretionary interest) code or double double double double Long click click click click position below below below below

1201 2305 2305

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 71,052,000 19.90 Long position 67,169,750 18.82

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2305 Beneficiary of a trust (other than a 67,169,750 4106 Unlisted derivatives - Cash settled 67,169,750 discretionary interest)

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

建信信托-梧桐树资金信托计划(资产 5102 Beneficiary of a trust 67,169,750 配置类26号投资单元) (other than a

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00208 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 28 06 2019 (day) (month) (year) (day) (month) (year) 01962 3. Stock code

4. Name of listed corporation Evergreen Products Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 615,000,000

7. Name of substantial shareholder 10. Business registration number SEAVI Advent Investments Ltd

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Level 19, West Exchange Tower, 322 Des Voeux Road Central, Sheung Wan, Hong Kong

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner 2.6630 Cash Enter interest in the shares has reduced Enter Enter 40,000 HKD Enter because: you completed a sale of code or the shares code or code or code or double double double double Long click click click click position below below below below

1201 2101 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 108,560,197 17.65 Long position 108,520,197 17.64

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 108,520,197 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00207 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 28 06 2019 (day) (month) (year) (day) (month) (year) 01962 3. Stock code

4. Name of listed corporation Evergreen Products Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 615,000,000

7. Name of substantial shareholder 10. Business registration number Codan Trust Company (Cayman) Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, Cayman Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Level 19, West Exchange Tower, 322 Des Voeux Road Central, Sheung Wan, Hong Kong

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 2.6630 Cash Enter interest in the shares has reduced Enter Enter 40,000 HKD Enter because: you completed a sale of corporation code or the shares code or controlled by you code or code or double double double double Long click click click click position below below below below

1201 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 108,560,197 17.71 Long position 108,520,197 17.64

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 108,520,197 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

SEAVI Advent Investments Ltd Vistra Corporate Services Centre, Wickham Cay II, Road Tow, Tortola, SEAVI Advent Equity V (A) 100.00 108,520,197 VG1110, British Virgin Islands Ltd Y SEAVI Advent Eqwuity V (A) Ltd Vistra Corporate Services Centre, Wickham Cay II, Road Tow, Tortola, Codan Trust Company 100.00 108,520,197 VG1110, British Virgin Islands (Cayman) Limited N

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00205 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 25 06 2019 (day) (month) (year) (day) (month) (year) 01787 3. Stock code

4. Name of listed corporation 山东黄金矿业股份有限公司 - H股

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 356,889,500

7. Name of substantial shareholder 10. Business registration number 华夏基金管理有限公司

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 北京市顺义区天竺空港工业区A区

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 无 无

16. Name of listed parent and exchange on which parent is listed 中信证券股份有限公司 上海交易所 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Investment manager Investment manager 22.5000 22.0092 Enter interest in the shares has reduced Enter Enter 1,819,250 HKD Enter because: you completed a sale of code or the shares code or code or code or double double double double Long click click click click position below below below below

1201 2102 2102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 18,380,250 5.15 Long position 16,561,000 4.64

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2102 Investment manager 16,561,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00203 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 27 06 2019 (day) (month) (year) (day) (month) (year) 00878 3. Stock code

4. Name of listed corporation Soundwill Holdings Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 283,308,635

7. Name of substantial shareholder 10. Business registration number Century Pine (PTC) Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Trustee 10.7000 10.6992 Enter interest in the shares has Enter Enter 12,500 HKD Enter increased because: you code or purchased the shares code or code or code or double double double double Long click click click click position below below below below

1101 2301

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 207,921,528 73.39 Long position 207,934,028 73.39

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2301 Trustee 207,934,028 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Ko Bee Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Century Pine (PTC) 100.00 205,548,028 VG1110, British Virgin Islands (BVI) Limited Y Ko Bee Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Century Pine (PTC) 100.00 2,386,000 VG1110, British Virgin Islands (BVI) Limited N Full Match Limited 3rd Floor, J & C Building, P.O. Box 933, Road Town, Tortola, British Virgin Ko Bee Limited 100.00 2,386,000 Islands (BVI) Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

Private 5101 Trustee of a trust 207,934,028

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00190 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 06169 3. Stock code

4. Name of listed corporation CHINA YUHUA EDUCATION CORPORATION LTD.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 3,284,758,210

7. Name of substantial shareholder 10. Business registration number Morgan Stanley

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1585 Broadway, New York 10036, New York, USA

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed No place of business in Hong Kong New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed Not applicable 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 15,210 HKD Enter shares because: you have corporation corporation code or provided an interest in the shares code or controlled by you code or controlled by you code or double as security to a person other than double double double a qualified lender Long click click click click position below below below below

1305 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 184,032,426 5.60 Long position 184,032,426 5.60

Short position 25,322,459 0.77 Short position 25,322,459 0.77

Lending pool 0 0.00 Lending pool 0 0.00

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 184,032,426 25,322,459 4106 Unlisted derivatives - Cash settled 113,203 100,460

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Morgan Stanley Capital Management, 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley 100.00 184,032,426 25,322,459 LLC N Morgan Stanley Domestic Holdings, 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley Capital 100.00 184,032,426 25,322,459 Inc. Management, LLC N Morgan Stanley International 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley 90.00 159,951,309 11,728,179 Incorporated N Morgan Stanley International 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley Domestic 10.00 159,951,309 11,728,179 Incorporated Holdings, Inc. N MSDW Investment Holdings (US) LLC 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley 100.00 159,951,309 11,728,179 International N Incorporated Morgan Stanley International 1585 Broadway, New York, New York, 10036, New York. Place of Morgan Stanley 72.00 159,951,309 11,728,179 Holdings Inc. incorporation: USA N Morgan Stanley International 1585 Broadway, New York, New York, 10036, New York. Place of Morgan Stanley Domestic 10.00 159,951,309 11,728,179 Holdings Inc. incorporation: USA Holdings, Inc. N Morgan Stanley International 1585 Broadway, New York, New York, 10036, New York. Place of Morgan Stanley 18.00 159,951,309 11,728,179 Holdings Inc. incorporation: USA International N Incorporated Morgan Stanley International 1585 Broadway, New York, New York, 10036, New York. Place of MSDW Investment 0.00 159,951,309 11,728,179 Holdings Inc. incorporation: USA Holdings (US) LLC N Morgan Stanley International Limited 25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: Morgan Stanley 100.00 159,951,309 11,728,179 UNITED KINGDOM International Holdings N Inc. Morgan Stanley Investments (UK) 20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: Morgan Stanley 100.00 159,951,309 11,728,179 UNITED KINGDOM International Limited N Morgan Stanley & Co. International Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, Morgan Stanley 100.00 159,951,309 11,728,179 plc E14 4QA, Place of incorporation: UNITED KINGDOM Investments (UK) Y Morgan Stanley & Co. LLC 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley Domestic 100.00 24,000,000 13,592,000 Holdings, Inc. Y Morgan Stanley Capital Services LLC 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley Domestic 100.00 81,117 2,280 Holdings, Inc. Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position 24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 0

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00189 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 02607 3. Stock code

4. Name of listed corporation Shanghai Pharmaceuticals Holding Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 919,072,704

7. Name of substantial shareholder 10. Business registration number Morgan Stanley

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1585 Broadway, New York 10036, New York, USA

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed No place of business in Hong Kong New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed Not applicable 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 153,700 HKD Enter shares because: you have corporation corporation code or provided an interest in the shares code or controlled by you code or controlled by you code or double as security to a person other than double double double a qualified lender Long click click click click position below below below below

1305 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 47,099,020 5.12 Long position 47,099,020 5.12

Short position 18,827,739 2.04 Short position 18,827,739 2.04

Lending pool 0 0.00 Lending pool 0 0.00

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 47,099,020 18,827,739 4101 Listed derivatives - Physically settled 505 0

4105 Unlisted derivatives - Physically settled 500,000 500,000

4106 Unlisted derivatives - Cash settled 2,481,264 5,208,965

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Morgan Stanley Capital Management, 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley 100.00 46,897,640 18,827,739 LLC N Morgan Stanley Domestic Holdings, 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley Capital 100.00 39,536,940 18,827,739 Inc. Management, LLC N Morgan Stanley International 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley 90.00 37,969,216 14,641,727 Incorporated N Morgan Stanley International 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley Domestic 10.00 37,969,216 14,641,727 Incorporated Holdings, Inc. N MSDW Investment Holdings (US) LLC 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley 100.00 37,969,216 14,641,727 International N Incorporated Morgan Stanley International 1585 Broadway, New York, New York, 10036, New York. Place of Morgan Stanley 72.00 37,969,216 14,641,727 Holdings Inc. incorporation: USA N Morgan Stanley International 1585 Broadway, New York, New York, 10036, New York. Place of Morgan Stanley Domestic 10.00 37,969,216 14,641,727 Holdings Inc. incorporation: USA Holdings, Inc. N Morgan Stanley International 1585 Broadway, New York, New York, 10036, New York. Place of Morgan Stanley 18.00 37,969,216 14,641,727 Holdings Inc. incorporation: USA International N Incorporated Morgan Stanley International 1585 Broadway, New York, New York, 10036, New York. Place of MSDW Investment 0.00 37,969,216 14,641,727 Holdings Inc. incorporation: USA Holdings (US) LLC N Morgan Stanley International Limited 25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: Morgan Stanley 100.00 21,660,616 14,641,727 UNITED KINGDOM International Holdings N Inc. Morgan Stanley Investments (UK) 20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: Morgan Stanley 100.00 21,660,616 14,641,727 UNITED KINGDOM International Limited N Morgan Stanley & Co. International Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, Morgan Stanley 100.00 21,660,616 14,641,727 plc E14 4QA, Place of incorporation: UNITED KINGDOM Investments (UK) Y Morgan Stanley Swiss Holdings GmbH Place of incorporation: SWITZERLAND Morgan Stanley Domestic 100.00 16,308,600 0 Holdings, Inc. N Morgan Stanley (Switzerland) GmbH Bahnhofstrasse 92, Zurich, CH-8021, Place of incorporation: SWITZERLAND Morgan Stanley Swiss 100.00 16,308,600 0 Holdings GmbH N Morgan Stanley Asia Holdings Limited P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Morgan Stanley 10.00 16,308,600 0 Cayman, Grand Cayman. Place of incorporation: CAYMAN ISLANDS (Switzerland) GmbH N Morgan Stanley Asia Holdings Limited P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Morgan Stanley 90.00 16,308,600 0 Cayman, Grand Cayman. Place of incorporation: CAYMAN ISLANDS International Holdings N Inc. Morgan Stanley Asia Regional P.O. Box 309GT, Ugland House, South Church Street, George Town, Place of Morgan Stanley Asia 100.00 13,608,600 0 (Holdings) III LLC incorporation: CAYMAN ISLANDS Holdings Limited N Morgan Stanley () Holdings #16-01 Capital Square, 23 Church Street, Singapore, 049481, Place of Morgan Stanley Asia 100.00 13,608,600 0 Pte. Ltd. incorporation: SINGAPORE Regional (Holdings) III LLC N Morgan Stanley Investment #16-01 Capital Square, 23 Church Street, Singapore, 049481, Place of Morgan Stanley 100.00 13,608,600 0 Management Company incorporation: SINGAPORE (Singapore) Holdings Pte. Y Ltd. Morgan Stanley Investment 522 5th Avenue, 6th Floor, New York, 10036, Place of incorporation: USA Morgan Stanley Capital 100.00 7,360,700 0 Management Inc. Management, LLC Y Morgan Stanley (Hong Kong) Level 46, International Commerce Centre, 1 Austin Road West, Kowloon, Morgan Stanley Asia 100.00 2,700,000 0 Holdings Limited Place of incorporation: HONG KONG Holdings Limited N Morgan Stanley Hong Kong 1238 Level 46, International Commerce Centre, 1 Austin Road West, Kowloon, Morgan Stanley (Hong 100.00 2,700,000 0 Limited Place of incorporation: HONG KONG Kong) Holdings Limited N Morgan Stanley Asia Limited Level 46, International Commerce Centre, 1 Austin Road West, Kowloon, Morgan Stanley Hong 100.00 2,700,000 0 Place of incorporation: HONG KONG Kong 1238 Limited Y Morgan Stanley Capital Services LLC 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley Domestic 100.00 1,429,421 4,186,012 Holdings, Inc. Y MSDW Offshore Equity Services Inc. 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley 100.00 201,380 0 N

FUNDLOGIC SAS 61 rue de Monceau, Paris, 75008, Place of incorporation: FRANCE MSDW Offshore Equity 100.00 201,380 0 Services Inc. Y Morgan Stanley & Co. LLC 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley Domestic 100.00 137,798 0 Holdings, Inc. Y Morgan Stanley Smith Barney LLC 1585 Broadway, New York, 10036, Place of incorporation: USA Morgan Stanley Domestic 100.00 505 0 Holdings, Inc. Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 0

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00187 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 28 06 2019 (day) (month) (year) (day) (month) (year) 00220 3. Stock code

4. Name of listed corporation Uni-President China Holdings Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 4,319,334,000

7. Name of substantial shareholder 10. Business registration number Uni-President Enterprises Corporation

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person No.301, Zhongzheng Rd., Yongkang Dist., Tainan City 71001, Taiwan (R.O.C.)

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed NIL Taiwan Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Voluntary Interest of 6.4000 6.4000 Enter disclosure (you must briefly Enter Enter 41,000 HKD Enter describe the relevant event in the corporation code or Supplementary Information box) code or code or controlled by you code or double double double double Long click click click click position below below below below

1710 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 3,051,796,983 70.65 Long position 3,051,837,983 70.65

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 3,051,837,983 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Cayman President Holdings Ltd. Second Floor, Zephyr House, Mary Street, P.O. Box 709, George Town, Grand Uni-President Enterprises 100.00 3,044,508,000 Cayman, the Cayman Islands (Cayman Islands) Corporation Y President International Development 10F., No.11, Songgao Rd., Taipei 110, Taiwan R.O.C. (Taiwan R.O.C.) Uni-President Enterprises 69.37 2,445,983 Corp. Corporation N President (BVI) International Tropic Isle Building, P.O.Box 438, Road Town, Tortola, British Virgin Islands President International 100.00 2,445,983 Investment Holdings Ltd. (British Virgin Islands) Development Corp. Y Kai Yu Investment Co., Ltd. 1F., No.340, Ziqiang Rd., Yongkang Dist., Tainan City, Taiwan R.O.C. (Taiwan Uni-President Enterprises 100.00 4,884,000 R.O.C.) Corporation N Kai Yu (BVI) Investment Co., Ltd. Intershore Chambers, P.O.BOX 4342, Road Town, Tortola, British Virgin Kai Yu Investment Co., 100.00 4,884,000 Islands (British Virgin Islands) Ltd. Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information The interests of the substantial shareholder has increased as a result of the acquisition of shares of the listed issuer by the corporation indirectly controlled by the substantial shareholder.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) 0 under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00186 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 02208 3. Stock code

4. Name of listed corporation XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. - H SHARES

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 773,572,399

7. Name of substantial shareholder 10. Business registration number Schroders Plc

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1 London Wall Place, London EC2Y 5AU

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Level 33, Two Pacific Place, 88 Queensway, Hong Kong London Stock Exchange

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Investment manager Investment manager 8.6300 8.5483 Enter interest in the shares has Enter Enter 266,400 HKD Enter increased because: you code or purchased the shares code or code or code or double double double double Long click click click click position below below below below

1101 2102 2102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 123,678,412 15.99 Long position 123,944,812 16.02

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2102 Investment manager 123,944,812 4106 Unlisted derivatives - Cash settled 514,984

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Schroder Administration Limited 1 London Wall Place, London EC2Y 5AU (England) Schroders Plc 100.00 123,944,812 N

Schroder International Holdings 1 London Wall Place, London EC2Y 5AU (England) Schroder Administration 100.00 123,944,812 Limited Limited N Schroder Investment Management Level 33, Two Pacific Place, 88 Queensway, Hong Kong Schroder International 100.00 111,942,096 (Hong Kong) Limited Holdings Limited Y Schroder Investment Management 1 London Wall Place, London EC2Y 5AU (England) Schroder International 100.00 11,503,916 Limited Holdings Limited Y Schroder Investment Management 138 Market Street, #23-01 ,CapitaGreen ,Singapore ,048946 ,Singapore Schroder International 100.00 498,800 (Singapore) Limited Holdings Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00185 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 25 06 2019 (day) (month) (year) (day) (month) (year) 01210 3. Stock code

4. Name of listed corporation Christine International Holdings Ltd

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares and Preference Shares (as Share Stapled Units) 1,010,188,000

7. Name of substantial shareholder 10. Business registration number China Huaneng Foundation Construction Investment Limted

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Unit 5,27F,Richmond comm. Bldg, 109 AGYLE steeet, Mongkok, Kowloon,HK

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Unit 5,27F,Richmond comm. Bldg, 109 AGYLE steeet, Mongkok, Kowloon,HK

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

You first acquire a notifiable Beneficial owner 0.3400 0.3400 Enter interest because: you purchased Enter Enter 10,000 HKD Enter the shares code or code or code or code or double double double double Long click click click click position below below below below

1001 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 0 0.00 Long position 12,000 0.00

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 12,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00183 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 17 06 2019 28 06 2019 (day) (month) (year) (day) (month) (year) 03877 3. Stock code

4. Name of listed corporation CSSC (Hong Kong) Shipping Company Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 6,136,066,234

7. Name of substantial shareholder 10. Business registration number Central Huijin Investment Ltd.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person New Poly Plaza, 1 North Chaoyangmen Street, Dongcheng District, Beijing, China

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous On listing of the Interest of Enter corporation or a class of shares of Enter Enter 416,652,000 Enter the listed corporation corporation code or code or code or controlled by you code or double double double double Long click click click click position below below below below

1701 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position Long position 416,652,000 6.79

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 416,652,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

China Reinsurance (Group) China Re Building, No. 11 Jinrong Street, Xicheng District, Beijing, Central Huijin Investment 71.56 416,652,000 Corporation China(PRC) Ltd. Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00148 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 27 06 2019 (day) (month) (year) (day) (month) (year) 00177 3. Stock code

4. Name of listed corporation Jiangsu Expressway Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,222,000,000

7. Name of substantial shareholder 10. Business registration number Commonwealth Bank of Australia

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Ground Floor, Tower 1, 201 Sussex Street, Sydney, NSW, 2000

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 25th Floor, One Exchange Square, 8 Connaught Place, Hong Kong Australian Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of 10.9700 10.9400 Enter interest in the shares has reduced Enter Enter 1,652,000 HKD Enter because: you completed a sale of corporation corporation code or the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1201 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 123,844,971 10.13 Long position 122,192,971 9.99

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 122,192,971 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

ASB Holdings Limited Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand / Commonwealth Bank of 100.00 66,000 0 Place of incorporation: New Zealand Australia N Colonial Holding Company Limited Ground Floor, Tower 1, 201 Sussex Street, Sydney NSW 2000 Australia / Commonwealth Bank of 100.00 122,126,971 0 Place of incorporation: Australia Australia N ASB Bank Limited Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand / ASB Holdings Limited 100.00 66,000 0 Place of incorporation: New Zealand N Commonwealth Insurance Holdings Ground Floor, Tower 1, 201 Sussex Street, Sydney NSW 2000 Australia / Colonial Holding 100.00 122,126,971 0 Limited Place of incorporation: Australia Company Limited N ASB Group Investments Limited Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand / ASB Bank Limited 100.00 66,000 0 Place of incorporation: New Zealand Y Capital 121 Pty Limited Ground Floor, Tower 1, 201 Sussex Street, Sydney NSW 2000 Australia / Commonwealth 100.00 14,765,562 0 Place of incorporation: Australia Insurance Holdings N Limited Colonial First State Group Ltd Ground Floor, Tower 1, 201 Sussex Street, Sydney NSW 2000 Australia / Commonwealth 100.00 122,126,971 0 Place of incorporation: Australia Insurance Holdings N Limited Colonial First State Investments Ground Floor, Tower 1, 201 Sussex Street, Sydney NSW 2000 Australia / Capital 121 Pty Limited 100.00 14,765,562 0 Limited Place of incorporation: Australia Y First State Investment Managers Ground Floor, Tower 1, 201 Sussex Street, Sydney NSW 2000 Australia / Colonial First State Group 100.00 22,286,000 0 (Asia) Limited Place of incorporation: Australia Ltd N First State Investments (UK Holdings) Finsbury Circus House, 15 Finsbury Circus, London, England, EC2M 7EB, Colonial First State Group 100.00 34,044,000 0 Limited England / Place of incorporation: England Ltd N First State Investments (US) LLC Suite 400, 2711 Centerville Road, Wilmington, 19808, United States / Place Colonial First State Group 100.00 338,000 0 of incorporation: United States Ltd Y Realindex Investments Pty Limited Ground Floor, Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia / Colonial First State Group 100.00 252,000 0 Place of incorporation: Australia Ltd Y Colonial First State Managed Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia / Colonial First State Group 100.00 19,018,000 0 Infrastructure Limited Place of incorporation: Australia Ltd Y Colonial First State Asset Ground Floor, Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia / Colonial First State Group 100.00 102,856,971 0 Management (Australia) Limited Place of incorporation: Australia Ltd Y First State Investments (Hong Kong) 25/F, One Exchange Square, 8 Connaught Place, Central, HK / Place of First State Investment 100.00 22,286,000 0 Ltd incorporation: Hong Kong Managers (Asia) Limited Y SI Holdings Limited 23 St. Andrew Square, Edinburgh, EH2 1BB, Scotland /Place of First State Investments 100.00 34,044,000 0 incorporation: Scotland (UK Holdings) Limited N First State Investment Management 23 St. Andrew Square, Edinburgh, EH2 1BB, Scotland /Place of SI Holdings Limited 100.00 34,044,000 0 (UK) Limited incorporation: Scotland Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00103 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00086 3. Stock code

4. Name of listed corporation Sun Hung Kai & Co. Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 2,003,069,493

7. Name of substantial shareholder 10. Business registration number Allied Group Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong The Stock Exchange of Hong Kong Limited

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Voluntary Enter disclosure (you must briefly Enter Enter Enter describe the relevant event in the code or Supplementary Information box) code or code or code or double double double double Long click click click click position below below below below

1710

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,235,791,575 61.64 Long position 1,235,791,575 61.69

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 1,235,791,575 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Allied Properties (H.K.) Limited 22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Allied Group Limited 74.99 1,235,791,575 Kong (Hong Kong) N AP Jade Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Allied Properties (H.K.) 100.00 1,235,791,575 VG1110, British Virgin Islands (British Virgin Islands) Limited N AP Emerald Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, AP Jade Limited 100.00 1,235,791,575 VG1110, British Virgin Islands (British Virgin Islands) Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Change in interests due to the share repurchase by Sun Hung Kai & Co. Limited completed on 25th June, 2019.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00098 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00086 3. Stock code

4. Name of listed corporation Sun Hung Kai & Co. Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 2,003,069,493

7. Name of substantial shareholder 10. Business registration number Allied Properties (H.K.) Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong The Stock Exchange of Hong Kong Limited

16. Name of listed parent and exchange on which parent is listed Allied Group Limited, listed on The Stock Exchange of Hong Kong Limited 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Voluntary Enter disclosure (you must briefly Enter Enter Enter describe the relevant event in the code or Supplementary Information box) code or code or code or double double double double Long click click click click position below below below below

1710

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,235,791,575 61.64 Long position 1,235,791,575 61.69

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 1,235,791,575 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

AP Jade Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Allied Properties (H.K.) 100.00 1,235,791,575 VG1110, British Virgin Islands (British Virgin Islands) Limited N AP Emerald Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, AP Jade Limited 100.00 1,235,791,575 VG1110, British Virgin Islands (British Virgin Islands) Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Change in interests due to the share repurchase by Sun Hung Kai & Co. Limited completed on 25th June, 2019

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00089 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 01009 3. Stock code

4. Name of listed corporation International Entertainment Corporation

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,369,157,235

7. Name of substantial shareholder 10. Business registration number Cheng Yu Tung Family (Holdings II) Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 0.9500 0.9491 Enter interest in the shares has Enter Enter 2,800,000 HKD Enter increased because: you corporation code or purchased the shares code or code or controlled by you code or double double double double Long click click click click position below below below below

1101 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 67,000,000 4.89 Long position 69,800,000 5.10

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 69,800,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Chow Tai Fook Capital Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Cheng Yu Tung Family 46.65 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) (Holdings II) Limited N Chow Tai Fook (Holding) Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chow Tai Fook Capital 81.03 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited N Sky Warrior Investments Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chow Tai Fook (Holding) 100.00 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited N Mediastar International Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Sky Warrior Investments 100.00 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00085 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 01009 3. Stock code

4. Name of listed corporation International Entertainment Corporation

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,369,157,235

7. Name of substantial shareholder 10. Business registration number Cheng Yu Tung Family (Holdings) Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 0.9500 0.9491 Enter interest in the shares has Enter Enter 2,800,000 HKD Enter increased because: you corporation code or purchased the shares code or code or controlled by you code or double double double double Long click click click click position below below below below

1101 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 67,000,000 4.89 Long position 69,800,000 5.10

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 69,800,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Chow Tai Fook Capital Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Cheng Yu Tung Family 48.98 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) (Holdings) Limited N Chow Tai Fook (Holding) Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chow Tai Fook Capital 81.03 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited N Sky Warrior Investments Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chow Tai Fook (Holding) 100.00 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited N Mediastar International Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Sky Warrior Investments 100.00 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00081 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 01009 3. Stock code

4. Name of listed corporation International Entertainment Corporation

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,369,157,235

7. Name of substantial shareholder 10. Business registration number Chow Tai Fook (Holding) Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 0.9500 0.9491 Enter interest in the shares has Enter Enter 2,800,000 HKD Enter increased because: you corporation code or purchased the shares code or code or controlled by you code or double double double double Long click click click click position below below below below

1101 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 67,000,000 4.89 Long position 69,800,000 5.10

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 69,800,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Sky Warrior Investments Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chow Tai Fook (Holding) 100.00 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited N Mediastar International Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Sky Warrior Investments 100.00 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00076 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 01009 3. Stock code

4. Name of listed corporation International Entertainment Corporation

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,369,157,235

7. Name of substantial shareholder 10. Business registration number Chow Tai Fook Capital Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 0.9500 0.9491 Enter interest in the shares has Enter Enter 2,800,000 HKD Enter increased because: you corporation code or purchased the shares code or code or controlled by you code or double double double double Long click click click click position below below below below

1101 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 67,000,000 4.89 Long position 69,800,000 5.10

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 69,800,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Chow Tai Fook (Holding) Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chow Tai Fook Capital 81.03 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited N Sky Warrior Investments Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chow Tai Fook (Holding) 100.00 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited N Mediastar International Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Sky Warrior Investments 100.00 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00072 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 01009 3. Stock code

4. Name of listed corporation International Entertainment Corporation

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,369,157,235

7. Name of substantial shareholder 10. Business registration number Sky Warrior Investments Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 0.9500 0.9491 Enter interest in the shares has Enter Enter 2,800,000 HKD Enter increased because: you corporation code or purchased the shares code or code or controlled by you code or double double double double Long click click click click position below below below below

1101 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 67,000,000 4.89 Long position 69,800,000 5.10

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 69,800,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Mediastar International Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Sky Warrior Investments 100.00 69,800,000 VG1110, British Virgin Islands (British Virgin Islands) Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00060 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 01009 3. Stock code

4. Name of listed corporation International Entertainment Corporation

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,369,157,235

7. Name of substantial shareholder 10. Business registration number Mediastar International Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner 0.9500 0.9491 Enter interest in the shares has Enter Enter 2,800,000 HKD Enter increased because: you code or purchased the shares code or code or code or double double double double Long click click click click position below below below below

1101 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 67,000,000 4.89 Long position 69,800,000 5.10

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 69,800,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00053 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 26 06 2019 (day) (month) (year) (day) (month) (year) 01787 3. Stock code

4. Name of listed corporation 山东黄金矿业股份有限公司 - H股

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 356,889,500

7. Name of substantial shareholder 10. Business registration number 中国工商银行股份有限公司

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 北京市西城区复兴门内大街55号

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 无 上海证券交易所

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner Beneficial owner 21.6000 21.0225 Enter interest in the shares has reduced Enter Enter 6,900,000 HKD Enter because: you completed a sale of code or the shares code or code or code or double double double double Long click click click click position below below below below

1201 2101 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 46,200,000 12.95 Long position 39,300,000 11.01

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 39,300,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00044 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 17 06 2019 (day) (month) (year) (day) (month) (year) 03877 3. Stock code

4. Name of listed corporation 中国船舶(香港)航运租赁有限公司

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 6,136,066,234

7. Name of substantial shareholder 10. Business registration number 中國再保險(集團)股份有限公司

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 北京市西城區金融大街11號

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 香港灣仔港灣道30號新鴻基中心1618室 香港聯合交易所

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous On listing of the Beneficial owner Enter corporation or a class of shares of Enter Enter 416,652,000 Enter the listed corporation code or code or code or code or double double double double Long click click click click position below below below below

1701 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position Long position 416,652,000 6.79

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 416,652,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00031 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 26 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 01712 3. Stock code

4. Name of listed corporation Dragon Mining Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 138,840,613

7. Name of substantial shareholder 10. Business registration number BH Equities Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town,Tortola, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 47th Floor, China Online Centre, 333 Lockhart Road, Wanchai, Hong Kong

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Notice filed Interest of Interest of 2.3000 Cash Enter because you ceased to have a Enter Enter 16,756,339 HKD Enter notifiable interest in the shares of corporation corporation code or the listed corporation (you must code or controlled by you code or controlled by you code or double briefly describe the relevant double double double event in the Supplementary Long click Information box) click click click position below below below below

1704 2201 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 16,758,339 12.07 Long position 0 0.00

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Disposed 16,756,339 shares off the market

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) 0 under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00030 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 02359 3. Stock code

4. Name of listed corporation WuXi AppTec Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 170,513,560

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 15,000 HKD Enter shares because: you have recalled corporation corporation code or the shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1314 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 12,415,571 7.28 Long position 12,415,571 7.28

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 12,415,571 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 313,160 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 313,160 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 12,102,411 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 11,486,349 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 616,062 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 4,490,520 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 4,490,520 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 4,490,520 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 1,716,560 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 2,773,960 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 3,140,480 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 39,620 United States (Delaware, USA) Holdings, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 3,100,860 United States (Delaware, USA) Holdings, Inc. Y BlackRock Capital Management, Inc. 1209 Orange Street, Wilmington, DE 19801, United States (Delaware, USA) BlackRock Advisors, LLC 100.00 39,620 Y

BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 3,855,349 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 3,855,349 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 87,760 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 87,760 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 87,760 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 87,760 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 3,656,539 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 21,420 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 21,420 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 21,420 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 34,720 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 34,720 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 164,090 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 164,090 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 76,330 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 3,635,119 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 3,635,119 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 3,635,119 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 3,635,119 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 978,140 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 32,620 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 7,840 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 284,199 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 25,120 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 2,347,660 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 2,347,660 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 644,060 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 644,060 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 1,702,200 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 78,900 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 858,780 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 78,900 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 284,199 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 1,400 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 1,400 (Schweiz) AG Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00029 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 02318 3. Stock code

4. Name of listed corporation Ping An Insurance (Group) Co. of China, Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 7,447,576,912

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 402,000 HKD Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 395,612,534 5.31 Long position 395,612,534 5.31

Short position 92,500 0.00 Short position 92,500 0.00

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 395,612,534 92,500 4106 Unlisted derivatives - Cash settled 411,000 92,500

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 3,880,522 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 3,880,522 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 391,732,012 92,500 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 380,011,419 92,500 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 11,720,593 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 235,829,344 92,500 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 235,829,344 92,500 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 235,829,344 92,500 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 85,263,344 92,500 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 150,566,000 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 4,846,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 4,846,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 139,336,075 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 139,336,075 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 16,777,283 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 16,769,783 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 16,769,783 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 16,769,783 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 97,679,580 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 817,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 817,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 817,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 2,834,500 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 2,834,500 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 38,735,401 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 37,491,401 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 20,714,118 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 96,862,580 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 96,862,580 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 96,862,580 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 96,862,580 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 35,797,490 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 1,965,500 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 613,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 3,020,249 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 3,933,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 54,111,841 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 54,111,841 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 38,657,841 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 38,657,841 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 15,408,500 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 9,488,317 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 23,730,673 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Investment Bockenheimer Landstraße 2-4, 60306, Frankfurt am Main, Germany BlackRock Investment 100.00 333,500 Management(UK) Limited – German Management (UK) N Branch – Frankfurt BlackRock Limited BlackRock Asset Management Max-Joseph-Straße 6, D-80333, München, Germany (Germany) BlackRock Investment 100.00 333,500 Deutschland AG Management(UK) Limited – German Branch – Y Frankfurt BlackRock BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 9,154,817 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 3,020,249 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 1,244,000 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 45,500 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 45,500 (Schweiz) AG Limited Y BlackRock Investment Management 28F, 95 Tun Hwa South Road, Section 2, Taipei, Taiwan (Taiwan) BlackRock Lux Finco S.à 100.00 7,500 (Taiwan) Limited r.l. Y Phoenix Acquisition B.V Rembrandt Tower Amstelplein 1, 1096 HA Amsterdam Netherlands BR Jersey International 100.00 86,594 Holdings L.P. N BlackRock Mexico Operadora Torre Virreyes - Pedregal 24, Piso 5, Col. Molino del Rey, Del. Miguel Hidalgo, Phoenix Acquisition B.V 99.90 86,594 CP 11010, CDMX Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00028 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00323 3. Stock code

4. Name of listed corporation Maanshan Iron & Steel Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,732,930,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 2,653,863 HKD Enter shares because: you have recalled corporation corporation code or the shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1314 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 117,967,333 6.81 Long position 117,967,333 6.81

Short position 6,162,000 0.36 Short position 6,162,000 0.36

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 117,967,333 6,162,000 4106 Unlisted derivatives - Cash settled 1,402,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 48,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 48,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 117,919,333 6,162,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 117,019,333 6,162,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 900,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 62,168,000 5,818,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 62,168,000 5,818,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 62,168,000 5,818,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 25,254,000 5,818,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 36,914,000 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 84,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 84,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 54,767,333 344,000 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 54,767,333 344,000 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 2,032,665 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 2,032,665 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 2,032,665 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 2,032,665 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 51,487,745 344,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 720,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 720,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 720,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 376,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 376,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 2,903,588 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 2,903,588 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 870,923 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 50,767,745 344,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 50,767,745 344,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 50,767,745 344,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 50,767,745 344,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 24,742,684 Wales, United Kingdom) N BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 306,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 16,023,061 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 380,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 9,622,000 344,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 9,622,000 344,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 9,418,000 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 9,418,000 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 188,000 344,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 7,522,684 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 16,914,000 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 7,522,684 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 16,023,061 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 16,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 16,000 (Schweiz) AG Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00027 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00992 3. Stock code

4. Name of listed corporation Lenovo Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 12,014,791,614

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 3,069,682 HKD Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 740,708,660 6.16 Long position 740,708,660 6.16

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 740,708,660 4106 Unlisted derivatives - Cash settled 7,698,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 7,906,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 7,906,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 732,802,660 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 680,487,334 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 52,315,326 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 449,855,964 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 449,855,964 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 449,855,964 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 260,779,964 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 189,076,000 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 7,898,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 7,898,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 222,733,370 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 222,733,370 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 8,888,390 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 8,798,390 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 8,798,390 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 8,798,390 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 196,538,828 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 1,152,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 1,152,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 1,152,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 7,098,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 7,098,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 19,096,542 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 12,782,542 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 3,894,152 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 195,386,828 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 195,386,828 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 195,386,828 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 195,386,828 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 84,922,016 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 1,188,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 2,864,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 44,938,638 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 2,418,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 63,108,174 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 63,108,174 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 57,056,174 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 57,056,174 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 5,994,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 33,914,248 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 46,955,768 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 33,914,248 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 44,938,638 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 6,314,000 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 58,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 58,000 (Schweiz) AG Limited Y BlackRock Investment Management 28F, 95 Tun Hwa South Road, Section 2, Taipei, Taiwan (Taiwan) BlackRock Lux Finco S.à 100.00 90,000 (Taiwan) Limited r.l. Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00026 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 06886 3. Stock code

4. Name of listed corporation Huatai Securities Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,719,045,680

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 6,683,600 HKD Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 105,907,554 6.16 Long position 105,907,554 6.16

Short position 145,200 0.01 Short position 145,200 0.01

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 105,907,554 145,200 4106 Unlisted derivatives - Cash settled 23,400 47,400

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 646,200 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 646,200 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 105,261,354 145,200 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 103,452,754 145,200 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 1,808,600 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 67,189,577 145,200 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 67,189,577 145,200 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 67,189,577 145,200 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 20,093,977 145,200 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 47,095,600 Holdings Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 36,263,177 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 36,263,177 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 2,398,191 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 2,398,191 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 2,398,191 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 2,398,191 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 32,623,429 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 261,600 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 261,600 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 261,600 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 361,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 361,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 3,278,748 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 3,263,348 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 865,157 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 32,361,829 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 32,361,829 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 32,361,829 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 32,361,829 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 8,462,550 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 245,600 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 97,600 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 12,570,733 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 333,946 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 10,994,600 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 10,994,600 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 10,833,400 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 10,833,400 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 145,800 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 1,977,200 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 6,142,150 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 1,977,200 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 12,570,733 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 15,400 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 15,400 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 15,400 (Schweiz) AG Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00025 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 02777 3. Stock code

4. Name of listed corporation Guangzhou R&F Properties Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,015,258,400

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 1,014,000 HKD Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 71,953,458 7.09 Long position 71,953,458 7.09

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 71,953,458 4106 Unlisted derivatives - Cash settled 134,800

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 365,297 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 365,297 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 71,588,161 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 70,666,961 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 921,200 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 37,361,512 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 37,361,512 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 37,361,512 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 13,221,912 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 24,139,600 Holdings Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 33,305,449 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 33,305,449 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 911,587 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 911,587 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 911,587 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 911,587 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 31,588,826 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 425,753 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 425,753 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 425,753 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 256,400 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 256,400 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 1,460,223 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 1,460,223 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 548,636 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 31,163,073 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 31,163,073 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 31,163,073 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 31,163,073 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 8,316,417 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 160,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 413,600 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 6,389,469 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 855,954 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 15,601,233 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 15,601,233 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 9,482,033 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 9,482,033 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 6,110,800 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 647,830 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 7,094,987 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 647,830 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 6,389,469 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 8,400 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 8,400 (Schweiz) AG Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00024 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 02238 3. Stock code

4. Name of listed corporation Guangzhou Automobile Group Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 3,098,620,305

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 1,440,000 HKD Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 200,690,775 6.48 Long position 200,690,775 6.48

Short position 7,541,200 0.24 Short position 7,541,200 0.24

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 200,690,775 7,541,200 4106 Unlisted derivatives - Cash settled 3,911,600 1,326,800

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 975,818 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 975,818 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 199,714,957 7,541,200 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 196,861,757 7,541,200 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 2,853,200 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 128,304,617 7,339,200 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 128,304,617 7,339,200 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 128,304,617 7,339,200 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 40,813,719 7,339,200 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 87,490,898 Holdings Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 68,557,140 202,000 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 68,557,140 202,000 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 10,488,024 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 10,488,024 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 10,488,024 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 10,488,024 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 55,732,394 202,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 746,400 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 746,400 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 746,400 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 688,400 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 688,400 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 12,136,346 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 12,114,346 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 1,626,322 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 54,985,994 202,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 54,985,994 202,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 54,985,994 202,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 54,985,994 202,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 28,325,283 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 2,700,800 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 162,400 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 625,855 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 26,034,856 202,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 26,034,856 202,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 22,176,456 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 22,176,456 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 3,834,800 202,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 9,145,026 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 16,317,057 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 9,145,026 Wales, United Kingdom) Management (UK) Y Limited BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 22,000 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 23,600 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 23,600 (Schweiz) AG Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position 24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00023 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 02333 3. Stock code

4. Name of listed corporation Great Wall Motor Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 3,099,540,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 450,625 HKD Enter shares because: you have recalled corporation corporation code or the shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1314 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 187,503,617 6.05 Long position 187,503,617 6.05

Short position 7,488,500 0.24 Short position 7,488,500 0.24

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 187,503,617 7,488,500 4106 Unlisted derivatives - Cash settled 3,560,500

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 1,082,747 293,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 1,082,747 293,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 186,420,870 7,195,500 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 182,959,870 7,195,500 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 3,461,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 100,055,583 5,035,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 100,055,583 5,035,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 100,055,583 5,035,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 36,690,083 5,035,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 63,365,500 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 1,454,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 1,454,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 82,904,287 706,500 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 82,904,287 706,500 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 4,785,497 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 4,785,497 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 4,785,497 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 4,785,497 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 75,761,248 686,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 847,750 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 847,750 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 847,750 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 683,750 20,500 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 683,750 20,500 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 6,459,289 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 6,459,289 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 1,673,792 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 74,913,498 686,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 74,913,498 686,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 74,913,498 686,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 74,913,498 686,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 38,543,618 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 242,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 169,500 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 16,301,636 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 566,500 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 19,501,744 686,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 19,501,744 686,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 19,171,244 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 19,171,244 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 301,500 686,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 15,264,401 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 22,867,717 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 15,264,401 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 16,301,636 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 29,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 29,000 (Schweiz) AG Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00022 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00489 3. Stock code

4. Name of listed corporation Dongfeng Motor Group Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 2,855,732,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 250,000 HKD Enter shares because: you have recalled corporation corporation code or the shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1314 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 160,516,125 5.62 Long position 160,516,125 5.62

Short position 8,258,000 0.29 Short position 8,258,000 0.29

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 160,516,125 8,258,000 4106 Unlisted derivatives - Cash settled 28,000 424,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 1,098,125 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 1,098,125 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 159,418,000 8,258,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 158,448,000 8,258,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 970,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 104,854,001 8,200,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 104,854,001 8,200,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 104,854,001 8,200,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 35,354,001 8,200,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 69,500,000 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 32,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 32,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 53,561,999 58,000 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 53,561,999 58,000 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 6,969,531 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 6,969,531 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 6,969,531 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 6,969,531 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 44,493,130 58,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 1,386,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 1,386,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 1,386,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 578,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 578,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 8,490,869 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 8,490,869 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 1,521,338 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 43,107,130 58,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 43,107,130 58,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 43,107,130 58,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 43,107,130 58,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 18,184,747 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 394,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 156,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 5,134,656 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 542,476 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 19,245,251 58,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 19,245,251 58,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 18,943,251 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 18,943,251 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 276,000 58,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 1,538,000 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 16,096,747 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 1,538,000 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 5,134,656 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 26,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 26,000 (Schweiz) AG Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00021 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 01138 3. Stock code

4. Name of listed corporation COSCO SHIPPING Energy Transportation Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,296,000,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 562,000 HKD Enter shares because: you have recalled corporation corporation code or the shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1314 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 79,212,236 6.11 Long position 79,212,236 6.11

Short position 1,458,000 0.11 Short position 1,458,000 0.11

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 79,212,236 1,458,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 1,592,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 1,592,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 77,620,236 1,458,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 77,180,236 1,458,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 440,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 49,564,000 1,458,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 49,564,000 1,458,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 49,564,000 1,458,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 16,244,000 1,458,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 33,320,000 Holdings Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 27,616,236 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 27,616,236 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 596,000 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 596,000 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 596,000 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 596,000 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 26,160,917 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 378,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 378,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 378,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 252,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 252,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 1,203,319 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 1,203,319 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 607,319 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 25,782,917 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 25,782,917 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 25,782,917 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 25,782,917 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 15,947,628 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 244,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 38,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 490,392 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 478,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 8,866,897 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 8,866,897 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 7,764,897 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 7,764,897 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 1,092,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 5,297,391 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 10,368,237 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 5,297,391 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 490,392 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 10,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 10,000 (Schweiz) AG Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00020 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 02202 3. Stock code

4. Name of listed corporation China Vanke Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,577,946,468

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 556,000 HKD Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 131,635,524 8.34 Long position 131,635,524 8.34

Short position 60,000 0.00 Short position 60,000 0.00

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 131,635,524 60,000 4106 Unlisted derivatives - Cash settled 62,700 41,800

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 695,900 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 695,900 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 130,939,624 60,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 124,687,524 60,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 6,252,100 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 68,203,796 56,500 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 68,203,796 56,500 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 68,203,796 56,500 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 26,386,462 56,500 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 41,817,334 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 709,433 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 709,433 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 55,774,295 3,500 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 55,774,295 3,500 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 3,254,323 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 3,254,323 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 3,254,323 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 3,254,323 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 43,138,320 3,500 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 500,600 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 500,600 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 500,600 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 2,129,916 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 2,129,916 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 10,506,059 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 9,405,713 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 6,151,390 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 42,637,720 3,500 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 42,637,720 3,500 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 42,637,720 3,500 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 42,637,720 3,500 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 13,487,178 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 192,900 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 195,500 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 5,714,090 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 1,088,640 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 22,347,812 3,500 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 22,347,812 3,500 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 10,445,227 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 10,445,227 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 11,890,785 3,500 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 4,161,729 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 8,937,049 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 4,161,729 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 5,714,090 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 1,100,346 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 11,800 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 11,800 (Schweiz) AG Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00019 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 02883 3. Stock code

4. Name of listed corporation China Oilfield Services Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,811,124,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 340,000 HKD Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 174,310,900 9.62 Long position 174,310,900 9.62

Short position 7,382,000 0.41 Short position 7,382,000 0.41

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 174,310,900 7,382,000 4106 Unlisted derivatives - Cash settled 792,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 555,921 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 555,921 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 173,754,979 7,382,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 173,056,979 7,382,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 698,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 56,199,111 7,382,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 56,199,111 7,382,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 56,199,111 7,382,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 21,759,111 7,382,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 34,440,000 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 1,924,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 1,924,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 114,933,868 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 114,933,868 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 1,014,508 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 1,014,508 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 1,014,508 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 1,014,508 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 85,029,656 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 296,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 296,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 296,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 4,808,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 4,808,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 25,096,212 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 22,390,212 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 21,375,704 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 84,733,656 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 84,733,656 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 84,733,656 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 84,733,656 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 23,797,875 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 246,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 114,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 450,642 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 477,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 60,008,139 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 60,008,139 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 11,136,139 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 11,136,139 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 48,858,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 3,175,108 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 20,262,767 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 3,175,108 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 450,642 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 2,706,000 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 14,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 14,000 (Schweiz) AG Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00018 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 03968 3. Stock code

4. Name of listed corporation China Merchants Bank Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 4,590,901,172

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 2,086,658 HKD Enter shares because: you have recalled corporation corporation code or the shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1314 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 229,987,622 5.01 Long position 229,987,622 5.01

Short position 1,724,500 0.04 Short position 1,724,500 0.04

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 229,987,622 1,724,500 4106 Unlisted derivatives - Cash settled 2,047,000 570,500

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 1,118,332 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 1,118,332 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 228,869,290 1,724,500 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 225,183,200 1,724,500 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 3,686,090 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 165,151,864 1,676,500 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 165,151,864 1,676,500 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 165,151,864 1,676,500 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 49,629,976 1,676,500 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 115,521,888 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 41,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 41,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 59,990,336 48,000 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 59,990,336 48,000 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 3,207,894 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 3,207,894 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 3,207,894 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 3,207,894 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 53,805,266 48,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 576,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 576,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 576,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 914,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 914,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 5,271,070 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 5,246,570 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 2,038,676 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 53,229,266 48,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 53,229,266 48,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 53,229,266 48,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 53,229,266 48,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 16,661,914 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 516,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 217,500 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 1,163,278 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 764,998 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 34,639,076 48,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 34,639,076 48,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 27,608,284 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 27,608,284 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 6,998,792 48,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 3,722,007 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 12,206,407 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Investment Bockenheimer Landstraße 2-4, 60306, Frankfurt am Main, Germany BlackRock Investment 100.00 247,731 Management(UK) Limited – German Management (UK) N Branch – Frankfurt BlackRock Limited BlackRock Asset Management Max-Joseph-Straße 6, D-80333, München, Germany (Germany) BlackRock Investment 100.00 247,731 Deutschland AG Management(UK) Limited – German Branch – Y Frankfurt BlackRock BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 3,474,276 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 1,163,278 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 24,500 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 32,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 32,000 (Schweiz) AG Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00017 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 01816 3. Stock code

4. Name of listed corporation CGN Power Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 11,163,625,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 1,554,000 HKD Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 676,838,207 6.06 Long position 676,838,207 6.06

Short position 111,998,000 1.00 Short position 111,998,000 1.00

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 676,838,207 111,998,000 4106 Unlisted derivatives - Cash settled 6,772,000 33,820,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 3,986,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 3,986,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 672,852,207 111,998,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 663,889,207 111,998,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 8,963,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 438,025,094 80,163,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 438,025,094 80,163,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 438,025,094 80,163,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 155,664,094 80,163,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 282,361,000 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 5,274,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 5,274,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 220,590,113 31,835,000 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 220,590,113 31,835,000 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 7,492,431 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 7,373,431 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 7,373,431 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 7,373,431 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 204,812,437 31,835,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 1,511,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 1,511,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 1,511,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 2,362,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 2,362,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 13,415,676 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 13,295,676 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 5,803,245 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 203,301,437 31,835,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 203,301,437 31,835,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 203,301,437 31,835,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 203,301,437 31,835,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 103,687,336 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 1,349,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 579,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 12,419,501 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 2,304,600 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 84,890,000 31,835,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 84,890,000 31,835,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 78,621,000 890,000 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 78,621,000 890,000 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 6,170,000 30,945,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 27,813,160 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 73,946,176 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 27,813,160 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 12,419,501 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 120,000 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 99,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 99,000 (Schweiz) AG Limited Y BlackRock Investment Management 28F, 95 Tun Hwa South Road, Section 2, Taipei, Taiwan (Taiwan) BlackRock Lux Finco S.à 100.00 119,000 (Taiwan) Limited r.l. Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00016 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00347 3. Stock code

4. Name of listed corporation Angang Steel Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,411,540,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 7,000,000 HKD Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 104,658,965 7.41 Long position 104,658,965 7.41

Short position 616,600 0.04 Short position 616,600 0.04

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 104,658,965 616,600 4106 Unlisted derivatives - Cash settled 79,400 616,600

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 127,400 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 127,400 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 104,531,565 616,600 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 101,541,565 616,600 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 2,990,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 54,091,600 616,600 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 54,091,600 616,600 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 54,091,600 616,600 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 30,271,000 616,600 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 23,820,600 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 39,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 39,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 47,410,965 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 47,410,965 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 956,800 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 956,800 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 956,800 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 956,800 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 44,982,097 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 826,800 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 826,800 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 826,800 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 306,800 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 306,800 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 2,122,068 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 1,571,668 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 614,868 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 44,155,297 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 44,155,297 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 44,155,297 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 44,155,297 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 22,863,849 Wales, United Kingdom) N BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 371,800 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 13,013,849 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 408,200 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 7,869,399 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 7,869,399 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 7,620,999 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 7,620,999 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 240,600 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 8,290,849 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 14,201,200 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 8,290,849 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 13,013,849 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 550,400 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 7,800 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 7,800 (Schweiz) AG Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00015 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 01818 3. Stock code

4. Name of listed corporation Zhaojin Mining Industry Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,049,215,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Assets other than Enter interest in the shares has Enter Enter 2,900,113 HKD Enter increased because: you acquired corporation corporation cash code or a security interest in the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1104 2201 2201 3102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 92,919,420 8.86 Long position 95,819,533 9.13

Short position 4,912,500 0.47 Short position 5,497,500 0.52

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 95,819,533 5,497,500 4106 Unlisted derivatives - Cash settled 616,500

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 1,356,500 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 1,356,500 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 94,463,033 5,497,500 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 93,507,033 5,497,500 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 956,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 60,853,000 5,081,500 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 60,853,000 5,081,500 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 60,853,000 5,081,500 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 16,007,500 5,081,500 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 44,845,500 Holdings Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 32,654,033 416,000 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 32,654,033 416,000 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 1,518,204 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 1,518,204 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 1,518,204 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 1,518,204 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 30,334,921 416,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 156,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 156,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 156,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 265,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 265,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 2,054,112 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 2,054,112 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 535,908 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 30,178,921 416,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 30,178,921 416,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 30,178,921 416,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 30,178,921 416,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 10,140,964 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 207,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 64,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 3,297,967 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 211,500 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 16,528,490 416,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 16,528,490 416,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 16,416,990 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 16,416,990 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 102,500 416,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 3,285,964 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 6,584,000 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 3,285,964 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 3,297,967 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 9,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 9,000 (Schweiz) AG Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00014 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00323 3. Stock code

4. Name of listed corporation Maanshan Iron & Steel Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,732,930,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Assets other than Enter interest in the shares has Enter Enter 17,210,841 HKD Enter increased because: you acquired corporation corporation cash code or a security interest in the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1104 2201 2201 3102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 100,756,492 5.81 Long position 117,967,333 6.81

Short position 5,844,000 0.34 Short position 6,162,000 0.36

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 117,967,333 6,162,000 4106 Unlisted derivatives - Cash settled 1,402,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 48,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 48,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 117,919,333 6,162,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 117,019,333 6,162,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 900,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 62,168,000 5,818,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 62,168,000 5,818,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 62,168,000 5,818,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 25,254,000 5,818,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 36,914,000 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 84,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 84,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 54,767,333 344,000 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 54,767,333 344,000 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 2,032,665 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 2,032,665 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 2,032,665 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 2,032,665 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 51,487,745 344,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 720,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 720,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 720,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 376,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 376,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 2,903,588 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 2,903,588 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 870,923 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 50,767,745 344,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 50,767,745 344,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 50,767,745 344,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 50,767,745 344,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 24,742,684 Wales, United Kingdom) N BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 306,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 16,023,061 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 380,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 9,622,000 344,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 9,622,000 344,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 9,418,000 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 9,418,000 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 188,000 344,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 7,522,684 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 16,914,000 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 7,522,684 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 16,023,061 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 16,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 16,000 (Schweiz) AG Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00013 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00358 3. Stock code

4. Name of listed corporation Jiangxi Copper Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,387,482,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Assets other than Enter interest in the shares has reduced Enter Enter 3,354,768 HKD Enter because: you ceased to have a corporation corporation cash code or security interest in the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1205 2201 2201 3102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 83,581,883 6.02 Long position 80,227,115 5.78

Short position 468,000 0.03 Short position 532,000 0.04

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 80,227,115 532,000 4106 Unlisted derivatives - Cash settled 447,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 1,249,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 1,249,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 78,978,115 532,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 70,720,115 532,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 8,258,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 49,075,455 516,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 49,075,455 516,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 49,075,455 516,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 22,008,455 516,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 27,067,000 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 106,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 106,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 21,538,660 16,000 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 21,538,660 16,000 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 828,735 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 828,735 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 828,735 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 828,735 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 19,496,321 16,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 454,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 454,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 454,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 525,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 525,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 1,517,339 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 1,517,339 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 688,604 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 19,042,321 16,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 19,042,321 16,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 19,042,321 16,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 19,042,321 16,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 8,494,609 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 161,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 69,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 1,911,928 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 277,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 8,358,784 16,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 8,358,784 16,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 8,244,784 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 8,244,784 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 104,000 16,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 632,440 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 7,632,169 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 632,440 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 1,911,928 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 10,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 10,000 (Schweiz) AG Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00012 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 06886 3. Stock code

4. Name of listed corporation Huatai Securities Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,719,045,680

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Assets other than Enter interest in the shares has Enter Enter 4,492,124 HKD Enter increased because: you acquired corporation corporation cash code or a security interest in the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1104 2201 2201 3102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 101,415,430 5.90 Long position 105,907,554 6.16

Short position 145,200 0.01 Short position 145,200 0.01

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 105,907,554 145,200 4106 Unlisted derivatives - Cash settled 23,400 47,400

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 646,200 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 646,200 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 105,261,354 145,200 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 103,452,754 145,200 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 1,808,600 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 67,189,577 145,200 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 67,189,577 145,200 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 67,189,577 145,200 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 20,093,977 145,200 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 47,095,600 Holdings Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 36,263,177 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 36,263,177 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 2,398,191 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 2,398,191 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 2,398,191 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 2,398,191 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 32,623,429 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 261,600 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 261,600 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 261,600 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 361,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 361,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 3,278,748 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 3,263,348 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 865,157 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 32,361,829 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 32,361,829 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 32,361,829 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 32,361,829 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 8,462,550 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 245,600 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 97,600 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 12,570,733 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 333,946 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 10,994,600 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 10,994,600 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 10,833,400 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 10,833,400 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 145,800 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 1,977,200 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 6,142,150 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 1,977,200 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 12,570,733 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 15,400 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 15,400 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 15,400 (Schweiz) AG Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00011 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00902 3. Stock code

4. Name of listed corporation Huaneng Power International, Inc. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 4,700,383,440

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Assets other than Enter interest in the shares has Enter Enter 33,227,171 HKD Enter increased because: you acquired corporation corporation cash code or a security interest in the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1104 2201 2201 3102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 299,229,110 6.37 Long position 332,456,281 7.07

Short position 12,034,000 0.26 Short position 11,858,000 0.25

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 332,456,281 11,858,000 4106 Unlisted derivatives - Cash settled 2,312,000 38,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 1,666,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 1,666,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 330,790,281 11,858,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 327,284,281 11,858,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 3,506,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 170,168,136 11,820,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 170,168,136 11,820,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 170,168,136 11,820,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 56,156,136 11,820,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 114,012,000 Holdings Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 157,116,145 38,000 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 157,116,145 38,000 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 4,331,654 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 4,331,654 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 4,331,654 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 4,331,654 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 149,705,612 38,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 1,450,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 1,450,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 1,450,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 912,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 912,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 6,498,533 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 6,498,533 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 2,166,879 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 148,255,612 38,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 148,255,612 38,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 148,255,612 38,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 148,255,612 38,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 29,101,047 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 530,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 258,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 32,718,565 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 884,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 85,552,000 38,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 85,552,000 38,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 30,236,000 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 30,236,000 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 55,286,000 38,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 6,029,543 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 22,283,504 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 6,029,543 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 32,718,565 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 30,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 30,000 (Schweiz) AG Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00010 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 02333 3. Stock code

4. Name of listed corporation Great Wall Motor Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 3,099,540,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Assets other than Enter interest in the shares has Enter Enter 6,590,482 HKD Enter increased because: you acquired corporation corporation cash code or a security interest in the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1104 2201 2201 3102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 180,913,135 5.84 Long position 187,503,617 6.05

Short position 7,490,500 0.24 Short position 7,488,500 0.24

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 187,503,617 7,488,500 4106 Unlisted derivatives - Cash settled 3,560,500

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 1,082,747 293,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 1,082,747 293,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 186,420,870 7,195,500 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 182,959,870 7,195,500 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 3,461,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 100,055,583 5,035,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 100,055,583 5,035,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 100,055,583 5,035,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 36,690,083 5,035,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 63,365,500 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 1,454,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 1,454,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 82,904,287 706,500 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 82,904,287 706,500 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 4,785,497 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 4,785,497 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 4,785,497 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 4,785,497 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 75,761,248 686,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 847,750 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 847,750 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 847,750 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 683,750 20,500 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 683,750 20,500 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 6,459,289 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 6,459,289 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 1,673,792 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 74,913,498 686,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 74,913,498 686,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 74,913,498 686,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 74,913,498 686,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 38,543,618 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 242,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 169,500 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 16,301,636 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 566,500 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 19,501,744 686,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 19,501,744 686,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 19,171,244 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 19,171,244 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 301,500 686,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 15,264,401 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 22,867,717 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 15,264,401 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 16,301,636 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 29,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 29,000 (Schweiz) AG Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00009 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 01776 3. Stock code

4. Name of listed corporation GF Securities Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,701,796,200

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of 9.3124 9.2691 Enter interest in the shares has reduced Enter Enter 1,401,600 HKD Enter because: you completed a sale of corporation corporation code or the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1201 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 119,911,121 7.05 Long position 118,509,521 6.96

Short position 72,000 0.00 Short position 72,000 0.00

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 118,509,521 72,000 4106 Unlisted derivatives - Cash settled 668,400 50,800

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 650,400 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 650,400 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 117,859,121 72,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 116,589,721 72,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 1,269,400 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 63,025,464 72,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 63,025,464 72,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 63,025,464 72,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 21,391,064 72,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 41,634,400 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 80,400 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 80,400 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 53,483,857 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 53,483,857 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 1,488,301 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 1,488,301 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 1,488,301 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 1,488,301 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 50,745,772 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 152,400 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 152,400 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 152,400 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 532,800 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 532,800 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 2,205,285 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 2,186,085 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 697,784 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 50,593,372 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 50,593,372 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 50,593,372 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 50,593,372 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 11,260,390 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 248,600 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 82,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 13,103,182 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 393,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 25,836,800 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 25,836,800 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 10,089,800 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 10,089,800 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 15,735,800 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 4,261,135 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 6,668,655 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 4,261,135 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 13,103,182 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 19,200 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 11,200 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 11,200 (Schweiz) AG Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00008 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00788 3. Stock code

4. Name of listed corporation China Tower Corporation Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 46,663,856,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Assets other than Enter interest in the shares has Enter Enter 142,250,178 HKD Enter increased because: you acquired corporation corporation cash code or a security interest in the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1104 2201 2201 3102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 3,135,041,563 6.72 Long position 3,277,291,741 7.02

Short position 23,000,000 0.05 Short position 25,228,000 0.05

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 3,277,291,741 25,228,000 4106 Unlisted derivatives - Cash settled 130,000 4,586,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 13,072,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 13,072,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 3,264,219,741 25,228,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 3,227,971,741 25,228,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 36,248,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 1,790,950,000 24,800,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 1,790,950,000 24,800,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 1,790,950,000 24,800,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 499,934,000 24,800,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 1,291,016,000 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 65,984,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 65,984,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 1,371,037,741 428,000 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 1,371,037,741 428,000 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 81,424,209 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 81,424,209 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 81,424,209 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 81,424,209 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 1,257,633,034 428,000 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 60,440,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 60,440,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 60,440,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 9,162,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 9,162,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 104,242,707 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 103,980,707 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 22,556,498 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 1,197,193,034 428,000 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 1,197,193,034 428,000 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 1,197,193,034 428,000 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 1,197,193,034 428,000 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 399,068,017 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 5,514,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 2,264,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 412,071,017 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 8,656,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 377,398,000 428,000 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 377,398,000 428,000 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 302,738,000 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 302,738,000 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 74,314,000 428,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 195,809,893 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 195,480,124 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Investment Bockenheimer Landstraße 2-4, 60306, Frankfurt am Main, Germany BlackRock Investment 100.00 2,922,000 Management(UK) Limited – German Management (UK) N Branch – Frankfurt BlackRock Limited BlackRock Asset Management Max-Joseph-Straße 6, D-80333, München, Germany (Germany) BlackRock Investment 100.00 2,922,000 Deutschland AG Management(UK) Limited – German Branch – Y Frankfurt BlackRock BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 192,887,893 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 412,071,017 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 262,000 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 346,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 346,000 (Schweiz) AG Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00007 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 06881 3. Stock code

4. Name of listed corporation China Galaxy Securities Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 3,690,984,633

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Assets other than Enter interest in the shares has reduced Enter Enter 3,699,482 HKD Enter because: you ceased to have a corporation corporation cash code or security interest in the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1205 2201 2201 3102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 222,441,986 6.03 Long position 218,742,504 5.93

Short position 879,000 0.02 Short position 951,500 0.03

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 218,742,504 951,500 4106 Unlisted derivatives - Cash settled 216,500 389,500

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 989,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 989,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 217,753,504 951,500 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 214,504,504 951,500 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 3,249,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 119,019,903 922,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 119,019,903 922,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 119,019,903 922,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 48,445,903 922,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 70,574,000 Holdings Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 95,484,601 29,500 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 95,484,601 29,500 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 2,812,338 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 2,812,338 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 2,812,338 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 2,812,338 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 89,987,009 29,500 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 835,500 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 835,500 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 835,500 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 783,500 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 783,500 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 4,714,092 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 4,659,592 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 1,847,254 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 89,151,509 29,500 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 89,151,509 29,500 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 89,151,509 29,500 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 89,151,509 29,500 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 34,311,163 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 543,500 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 225,500 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 1,459,346 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 654,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 52,727,000 29,500 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 52,727,000 29,500 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 20,958,000 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 20,958,000 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 31,740,500 29,500 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 17,551,532 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 15,990,631 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 17,551,532 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 1,459,346 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 54,500 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 28,500 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 28,500 (Schweiz) AG Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00006 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00552 3. Stock code

4. Name of listed corporation China Communications Services Corporation Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 2,391,420,240

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Assets other than Enter interest in the shares has Enter Enter 3,556,790 HKD Enter increased because: you acquired corporation corporation cash code or a security interest in the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1104 2201 2201 3102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 188,699,550 7.89 Long position 192,256,340 8.04

Short position 50,000 0.00 Short position 50,000 0.00

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 192,256,340 50,000 4106 Unlisted derivatives - Cash settled 1,536,000 50,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 2,238,400 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 2,238,400 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 190,017,940 50,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 183,478,740 50,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 6,539,200 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 109,888,908 50,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 109,888,908 50,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 109,888,908 50,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 60,683,308 50,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 49,205,600 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 1,336,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 1,336,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 72,253,832 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 72,253,832 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 5,527,145 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 5,527,145 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 5,527,145 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 5,527,145 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 64,027,768 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 1,231,200 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 1,231,200 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 1,231,200 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 1,379,600 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 1,379,600 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 6,846,464 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 6,846,464 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 1,319,319 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 62,796,568 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 62,796,568 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 62,796,568 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 62,796,568 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 27,808,625 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 518,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 114,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 17,307,943 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 627,200 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 17,052,800 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 17,052,800 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 16,294,800 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 16,294,800 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 738,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 8,533,374 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 18,643,251 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 8,533,374 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 17,307,943 Wales, United Kingdom) Limited Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 20,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 20,000 (Schweiz) AG Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00005 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00914 3. Stock code

4. Name of listed corporation Anhui Conch Cement Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,299,600,000

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Assets other than Enter interest in the shares has reduced Enter Enter 3,455,216 HKD Enter because: you ceased to have a corporation corporation cash code or security interest in the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1205 2201 2201 3102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 105,327,519 8.10 Long position 101,872,303 7.84

Short position 122,500 0.01 Short position 122,500 0.01

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 101,872,303 122,500 4106 Unlisted derivatives - Cash settled 2,337,500 122,500

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 835,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 835,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 101,037,303 122,500 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 95,526,903 122,500 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 5,510,400 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 64,548,900 122,500 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 64,548,900 122,500 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 64,548,900 122,500 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 28,857,900 122,500 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 35,691,000 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 1,762,500 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 1,762,500 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 29,215,503 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 29,215,503 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 985,000 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 979,000 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 979,000 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 979,000 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 26,420,212 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 542,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 542,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 542,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 687,500 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 687,500 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 2,107,791 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 1,625,791 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 640,791 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 25,878,212 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 25,878,212 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 25,878,212 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 25,878,212 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 10,051,648 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 599,500 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 511,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 2,052,708 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 281,500 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 13,492,356 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 13,492,356 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 8,834,856 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 8,834,856 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 4,647,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 4,082,460 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 4,858,688 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Investment Bockenheimer Landstraße 2-4, 60306, Frankfurt am Main, Germany BlackRock Investment 100.00 77,500 Management(UK) Limited – German Management (UK) N Branch – Frankfurt BlackRock Limited BlackRock Asset Management Max-Joseph-Straße 6, D-80333, München, Germany (Germany) BlackRock Investment 100.00 77,500 Deutschland AG Management(UK) Limited – German Branch – Y Frankfurt BlackRock BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 4,004,960 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 2,052,708 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 482,000 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 10,500 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 10,500 (Schweiz) AG Limited Y BlackRock Investment Management 28F, 95 Tun Hwa South Road, Section 2, Taipei, Taiwan (Taiwan) BlackRock Lux Finco S.à 100.00 6,000 (Taiwan) Limited r.l. Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190628E00004 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 01288 3. Stock code

4. Name of listed corporation Agricultural Bank of China Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 30,738,823,096

7. Name of substantial shareholder 10. Business registration number BlackRock, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 1209 Orange Street, Wilmington, DE 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Assets other than Enter interest in the shares has Enter Enter 120,380,152 HKD Enter increased because: you acquired corporation corporation cash code or a security interest in the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1104 2201 2201 3102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 2,079,747,016 6.77 Long position 2,200,127,168 7.16

Short position 3,151,000 0.01 Short position 3,151,000 0.01

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 2,200,127,168 3,151,000 4106 Unlisted derivatives - Cash settled 5,598,000 1,954,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Trident Merger, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 9,181,000 N

BlackRock Investment Management, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, Trident Merger, LLC 100.00 9,181,000 LLC United States (Delaware, USA) Y BlackRock Holdco 2, Inc. 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock, Inc. 100.00 2,190,946,168 3,151,000 N

BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 2,159,806,168 3,151,000 United States (Delaware, USA) N BlackRock Financial Management, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 2, Inc. 100.00 31,140,000 United States (Delaware, USA) Y BlackRock Holdco 4, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Financial 100.00 1,355,176,533 3,151,000 Management, Inc. N BlackRock Holdco 6, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BlackRock Holdco 4, LLC 90.00 1,355,176,533 3,151,000 N

BlackRock Delaware Holdings Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Holdco 6, LLC 100.00 1,355,176,533 3,151,000 United States (Delaware, USA) N BlackRock Institutional Trust 1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) BlackRock Delaware 100.00 417,725,533 3,151,000 Company, National Association Holdings Inc. Y BlackRock Fund Advisors 400 Howard Street San Francisco, CA 94105, United States (California, USA) BlackRock Delaware 100.00 937,451,000 Holdings Inc. Y BlackRock Capital Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 3,214,000 United States (Delaware, USA) Management, Inc. N BlackRock Advisors, LLC 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Capital 100.00 3,214,000 United States (Delaware, USA) Holdings, Inc. Y BlackRock International Holdings, Inc. 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, BlackRock Financial 100.00 801,415,635 United States (Delaware, USA) Management, Inc. N BR Jersey International Holdings L.P. 13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey) BlackRock International 86.00 801,415,635 Holdings, Inc. N BlackRock Lux Finco S.à r.l. 1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg BlackRock HK Holdco 100.00 66,268,073 Limited N BlackRock Trident Holding Company Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland) BlackRock Lux Finco S.à 100.00 66,125,073 Limited r.l. N BlackRock Japan Holdings GK Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Trident 100.00 66,125,073 100-8217 (Japan) Holding Company N Limited BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo BlackRock Japan Holdings 100.00 66,125,073 100-8217 (Japan) GK Y BlackRock Holdco 3, LLC 1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA) BR Jersey International 100.00 712,497,255 Holdings L.P. N BlackRock Canada Holdings LP 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Holdco 3, LLC 99.90 9,186,000 Canada) N BlackRock Canada Holdings ULC 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 9,186,000 Canada) Holdings LP N BlackRock Asset Management Canada 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, BlackRock Canada 100.00 9,186,000 Limited Canada) Holdings ULC Y BlackRock Australia Holdco Pty. Ltd. Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BR Jersey International 100.00 6,902,000 Australia) Holdings L.P. N BlackRock Investment Management Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, BlackRock Australia 100.00 6,902,000 (Australia) Limited Australia) Holdco Pty. Ltd. Y BlackRock (Singapore) Holdco Pte. 20 Anson Road #18-01 079912 Singapore (Singapore) BR Jersey International 100.00 82,016,380 Ltd. Holdings L.P. N BlackRock HK Holdco Limited 13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) BlackRock (Singapore) 100.00 81,836,380 Holdco Pte. Ltd. N BlackRock Asset Management North 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, BlackRock HK Holdco 100.00 15,568,307 Asia Limited Central, Hong Kong Limited Y BlackRock Cayman 1 LP c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Holdco 3, LLC 100.00 703,311,255 George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay Finco c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman 1 LP 100.00 703,311,255 Limited George Town, Grand Cayman, KY1-9005, Cayman Islands N BlackRock Cayman West Bay IV c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, BlackRock Cayman West 100.00 703,311,255 Limitied George Town, Grand Cayman, KY1-9005, Cayman Islands Bay Finco Limited N BlackRock Group Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Cayman West 90.00 703,311,255 Wales, United Kingdom) Bay IV Limitied N BlackRock Finance Europe Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Group Limited 100.00 321,958,807 Wales, United Kingdom) N BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands BlackRock Finance 100.00 4,200,000 (Amsterdam, Netherlands) Europe Limited Y BlackRock Advisors (UK) Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 1,665,000 Wales, United Kingdom) Europe Limited Y BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 131,646,451 (Scotland, United Kingdom) N BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom BlackRock Group Limited 100.00 6,465,000 (Scotland, United Kingdom) Y BlackRock Group Limited- 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited 100.00 243,240,997 Luxembourg Branch N BlackRock Luxembourg Holdco S.à 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Group Limited- 100.00 243,240,997 r.l. Luxembourg Branch N BlackRock Investment Management JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Luxembourg 100.00 239,215,997 Ireland Holdings Limited (Ireland) Holdco S.à r.l. N BlackRock Asset Management Ireland JP Morgan House, International Financial Services Centre, Dublin 1, Ireland BlackRock Investment 100.00 239,215,997 Limited (Ireland) Management Ireland Y Holdings Limited BLACKROCK (Luxembourg) S.A. 35 A, avenue J.F. Kennedy L-1855 Luxembourg BlackRock Luxembourg 100.00 3,786,000 Holdco S.à r.l. Y BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 177,246,267 (UK) Limited Wales, United Kingdom) Europe Limited N BlackRock Investment Management 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Finance 100.00 138,847,540 (UK) Limited Wales, United Kingdom) Europe Limited Y BlackRock Investment Bockenheimer Landstraße 2-4, 60306, Frankfurt am Main, Germany BlackRock Investment 100.00 1,861,000 Management(UK) Limited – German Management (UK) N Branch – Frankfurt BlackRock Limited BlackRock Asset Management Max-Joseph-Straße 6, D-80333, München, Germany (Germany) BlackRock Investment 100.00 1,861,000 Deutschland AG Management(UK) Limited – German Branch – Y Frankfurt BlackRock BlackRock Fund Managers Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Investment 100.00 175,385,267 Wales, United Kingdom) Management (UK) Y Limited BlackRock Life Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock International 100.00 131,646,451 Wales, United Kingdom) Limited Y BlackRock (Singapore) Limited 20 Anson Road #18-01 079912 Singapore (Singapore) BlackRock (Singapore) 100.00 180,000 Holdco Pte. Ltd. Y BlackRock UK Holdco Limited 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & BlackRock Luxembourg 100.00 239,000 Wales, United Kingdom) Holdco S.à r.l. N BlackRock Asset Management Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland) BlackRock UK Holdco 100.00 239,000 (Schweiz) AG Limited Y BlackRock Investment Management 28F, 95 Tun Hwa South Road, Section 2, Taipei, Taiwan (Taiwan) BlackRock Lux Finco S.à 100.00 143,000 (Taiwan) Limited r.l. Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00478 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 26 06 2019 (day) (month) (year) (day) (month) (year) 00210 3. Stock code

4. Name of listed corporation Daphne International Holdings Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,649,142,384

7. Name of substantial shareholder 10. Business registration number Wellington Management Group LLP

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person c/o Wellington Management Company LLP, Boston, MA 02210, USA

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 17F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Investment manager Investment manager 0.2090 0.1900 Enter interest in the shares has reduced Enter Enter 38,508,000 HKD Enter because: you completed a sale of code or the shares code or code or code or double double double double Long click click click click position below below below below

1201 2102 2102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 142,073,083 8.61 Long position 103,565,083 6.28

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2102 Investment manager 103,565,083 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Wellington Group Holdings LLP c/o Wellington Management Company LLP, 280 Congress Street, Boston, Wellington Management 99.70 103,565,083 MA 02210, USA Group LLP N Wellington Investment Advisors c/o Wellington Management Company LLP, 280 Congress Street, Boston, Wellington Group 99.99 103,565,083 Holdings LLP MA 02210, USA Holdings LLP N Wellington Management Global c/o Wellington Management Group LLP, 280 Congress Street, Boston, MA Wellington Investment 94.10 38,566,170 Holdings, Ltd. 02210, USA Advisors Holdings LLP N Wellington Management Company 280 Congress Street, Boston, MA 02210, USA Wellington Investment 99.99 64,998,913 LLP Advisors Holdings LLP Y Wellington Management Hong Kong 17F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong Wellington Management 100.00 38,566,170 Ltd Global Holdings, Ltd. Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Done in London, 27th June 2019

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00466 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 27 06 2019 (day) (month) (year) (day) (month) (year) 00539 3. Stock code

4. Name of listed corporation Victory City International Holdings Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 776,911,981

7. Name of substantial shareholder 10. Business registration number Fiducia Suisse SA

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Chemin des Rapes 6, 1882 Gryon, Switzerland

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Unit 2405, 24/F World Wide House, 19 Des Voeux Road Central, Hong Kong

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Other (you must Trustee Trustee Enter briefly describe the relevant Enter Enter Enter event in the Supplementary code or Information box) code or code or code or double double double double Long click click click click position below below below below

1711 2301 2301

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 7,198,266,240 92.66 Long position 719,826,622 92.66

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2301 Trustee 719,826,622 4107 Unlisted derivatives - Convertible instruments 133,333,332

4107 Unlisted derivatives - Convertible instruments 377,358,490

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Cornice Worldwide Limited 3rd Floor, J&C Building, PO Box 362, Road Town, Tortola, British Virgin Fiducia Suisse SA 100.00 359,913,311 Islands (British Virgin Islands) N Pearl Garden Pacific Limited 3rd Floor, J&C Building, PO Box 362, Road Town, Tortola, British Virgin Cornice Worldwide 100.00 359,913,311 Islands (British Virgin Islands) Limited Y Yonice Limited 3rd Floor, J&C Building, PO Box 362, Road Town, Tortola, British Virgin Fiducia Suisse SA 100.00 359,913,311 Islands (British Virgin Islands) N Madian Star Limited 3rd Floor, J&C Building, PO Box 362, Road Town, Tortola, British Virgin Yonice Limited 100.00 359,913,311 Islands (British Virgin Islands) Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

Private 5101 Trustee of a trust 719,826,622

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information On 24June2019, the Share Consolidation took effect on the basis that ten (10) Shares are consolidated into one (1) Consolidated Share. The number of (i) Share Options;and (i ) Shares falling to be issued upon the exercise of the conversion right attaching to the Existing Convertible Bonds or the New Convertible Bonds shall be adjusted,whereby further announcement will be made by the Company as and when appropriate. For more details, please refer to the circular of the Company dated 5 June 2019.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00465 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 26 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 01138 3. Stock code

4. Name of listed corporation COSCO SHIPPING Energy Transportation Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,296,000,000

7. Name of substantial shareholder 10. Business registration number Eastspring Investments

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 26 boulevard Royal, L-2449 Luxembourg, Grand Duchy of Luxembourg

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner Beneficial owner 4.7200 4.7098 Enter interest in the shares has reduced Enter Enter 454,000 HKD Enter because: you completed a sale of code or the shares code or code or code or double double double double Long click click click click position below below below below

1201 2101 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 77,848,000 6.00 Long position 77,394,000 5.97

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 77,394,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00462 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 01801 3. Stock code

4. Name of listed corporation Innovent Biologics, Inc. - B

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,154,372,710

7. Name of substantial shareholder 10. Business registration number Pandanus Partners L.P.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 11 Keewaydin Drive, Suite 100, Salem, NH, USA 03079

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 1,648,000 Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 145,824,595 12.63 Long position 145,824,595 12.63

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 145,824,595 4105 Unlisted derivatives - Physically settled 6,583,400

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position FIL Limited Pembroke Hall, 42 Crow Lane, Hamilton, HMCX, Bermuda Pandanus Partners, L.P. 38.69 145,824,595 N

Eight Roads GP Pembroke Hall, 42 Crow Lane, Pembroke, Bermuda FIL Limited 100.00 197,092 Y

Eight Roads GP Pembroke Hall, 42 Crow Lane, Pembroke, Bermuda FIL Limited 100.00 58,273,935 N

Asia Partners II L.P. Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda Eight Roads GP 100.00 58,273,935 N

Asia Ventures II L.P. Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda Asia Partners II L.P. 100.00 58,273,935 Y

Eight Roads Investments Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda FIL Limited 100.00 288 Y

Eight Roads Investments Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda FIL Limited 100.00 120,772,215 N

Asia Ventures II L.P. Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda Eight Roads Investments 61.07 58,273,935 Y

F-Prime Capital Partners Healthcare The Corporation Trust Company, Corporation Trust Center, 1209 Orange Eight Roads Investments 34.74 62,498,280 Fund II L.P. Street, Wilmington, New Castle County, Delaware 19801 Y FIL Asia Holdings Pte Limited 8 Marina View, #35-06, Tower 1, 018960, Singapore FIL Limited 100.00 24,199,000 N

FIL Japan Holdings (Singapore) Pte 8 Marina View, #35-06, Asia Square Tower 1, 018960, Singapore FIL Asia Holdings Pte 100.00 105,500 Limited Limited N FIL Japan Holdings KK TRI-SEVEN ROPPONGI, 7-7-7 Roppongi, Minato-Ku, Tokyo 106-0032 FIL Japan Holdings 100.00 105,500 (Singapore) Pte Limited N FIL INVESTMENTS (JAPAN) LTD TRI-SEVEN ROPPONGI, 7-7-7 Roppongi, Minato-Ku, Tokyo 106-0032 FIL Japan Holdings KK 100.00 105,500 N

FIL Investment Management (Hong Level 21, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong FIL Asia Holdings Pte 100.00 8,380,500 Kong) Limited Limited N FIL Investment Management (Hong Level 21, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong FIL Asia Holdings Pte 100.00 23,455,500 Kong) Limited Limited Y FIL Investment Management 8 Marina View, #35-06, Asia Square Tower 1, 018960, Singapore FIL Asia Holdings Pte 100.00 62,500 (Singapore) Limited Limited N FIL Investment Management 8 Marina View, #35-06, Asia Square Tower 1, 018960, Singapore FIL Asia Holdings Pte 100.00 743,500 (Singapore) Limited Limited Y FIL Fund Management Limited Pembroke Hall, 42 Crow Lane, Pembroke, Bermuda FIL Limited 100.00 11,154,000 N

FIL Holdings (Luxembourg) S.A. 2a, rue Albert Borschette, L-1246 Luxembourg FIL Limited 100.00 11,154,000 N

FIL Investment Management 2a, rue Albert Borschette, L-1246 Luxembourg FIL Holdings 100.00 11,154,000 (Luxembourg) S.A. (Luxembourg) S.A. N FIL Holdings (UK) Limited 25 Cannon Street, London EC4M 5TA, United Kingdom FIL Limited 100.00 5,896,000 N

FIL Investment Services (UK) Limited Oakhill House, 130 Tonbridge Road, Hildenborough, Kent, England FIL Holdings (UK) Limited 100.00 3,833,500 TN119DZ N FIL PENSIONS MANAGEMENT Oakhill House, 130 Tonbridge Road, Hildenborough, Kent, England FIL Holdings (UK) Limited 100.00 2,062,500 TN119DZ N FIL Fund Management (Ireland) Georges Quay House, 43 Townsend Street, Dublin 2, D02 VK65 Ireland FIL Limited 100.00 656,000 Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) 0 under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00460 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 01801 3. Stock code

4. Name of listed corporation Innovent Biologics, Inc. - B

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,154,372,710

7. Name of substantial shareholder 10. Business registration number FIL Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Pembroke Hall, 42 Crow Lane, Hamilton, HMCX, Bermuda

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 1,648,000 Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 145,824,595 12.63 Long position 145,824,595 12.63

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 145,824,595 4105 Unlisted derivatives - Physically settled 6,583,400

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Eight Roads GP Pembroke Hall, 42 Crow Lane, Pembroke, Bermuda FIL Limited 100.00 197,092 Y

Eight Roads GP Pembroke Hall, 42 Crow Lane, Pembroke, Bermuda FIL Limited 100.00 58,273,935 N

Asia Partners II L.P. Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda Eight Roads GP 100.00 58,273,935 N

Asia Ventures II L.P. Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda Asia Partners II L.P. 100.00 58,273,935 Y

Eight Roads Investments Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda FIL Limited 100.00 288 Y

Eight Roads Investments Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda FIL Limited 100.00 120,772,215 N

Asia Ventures II L.P. Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda Eight Roads Investments 61.07 58,273,935 Y

F-Prime Capital Partners Healthcare The Corporation Trust Company, Corporation Trust Center, 1209 Orange Eight Roads Investments 34.74 62,498,280 Fund II L.P. Street, Wilmington, New Castle County, Delaware 19801 Y FIL Asia Holdings Pte Limited 8 Marina View, #35-06, Asia Square Tower 1, 018960, Singapore FIL Limited 100.00 24,199,000 N

FIL Japan Holdings (Singapore) Pte 8 Marina View, #35-06, Asia Square Tower 1, 018960, Singapore FIL Asia Holdings Pte 100.00 105,500 Limited Limited N FIL Japan Holdings KK TRI-SEVEN ROPPONGI, 7-7-7 Roppongi, Minato-Ku, Tokyo 106-0032 FIL Japan Holdings 100.00 105,500 (Singapore) Pte Limited N FIL INVESTMENTS (JAPAN) LTD TRI-SEVEN ROPPONGI, 7-7-7 Roppongi, Minato-Ku, Tokyo 106-0032 FIL Japan Holdings KK 100.00 105,500 N

FIL Investment Management (Hong Level 21, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong FIL Asia Holdings Pte 100.00 8,380,500 Kong) Limited Limited N FIL Investment Management (Hong Level 21, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong FIL Asia Holdings Pte 100.00 23,455,500 Kong) Limited Limited Y FIL Investment Management 8 Marina View, #35-06, Asia Square Tower 1, 018960, Singapore FIL Asia Holdings Pte 100.00 62,500 (Singapore) Limited Limited N FIL Investment Management 8 Marina View, #35-06, Asia Square Tower 1, 018960, Singapore FIL Asia Holdings Pte 100.00 743,500 (Singapore) Limited Limited Y FIL Fund Management Limited Pembroke Hall, 42 Crow Lane, Pembroke, Bermuda FIL Limited 100.00 11,154,000 N

FIL Holdings (Luxembourg) S.A. 2a, rue Albert Borschette, L-1246 Luxembourg FIL Limited 100.00 11,154,000 N

FIL Investment Management 2a, rue Albert Borschette, L-1246 Luxembourg FIL Holdings 100.00 11,154,000 (Luxembourg) S.A. (Luxembourg) S.A. N FIL Holdings (UK) Limited 25 Cannon Street, London EC4M 5TA, United Kingdom FIL Limited 100.00 5,896,000 N

FIL Investment Services (UK) Limited Oakhill House, 130 Tonbridge Road, Hildenborough, Kent, England FIL Holdings (UK) Limited 100.00 3,833,500 TN119DZ N FIL PENSIONS MANAGEMENT Oakhill House, 130 Tonbridge Road, Hildenborough, Kent, England FIL Holdings (UK) Limited 100.00 2,062,500 TN119DZ N FIL Fund Management (Ireland) Georges Quay House, 43 Townsend Street, Dublin 2, D02 VK65 Ireland FIL Limited 100.00 656,000 Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) 0 under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00447 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 02111 3. Stock code

4. Name of listed corporation Best Pacific International Holdings Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,039,808,000

7. Name of substantial shareholder 10. Business registration number FIDELITY INVESTMENT TRUST

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 245 Summer Street, Boston, MA 02210

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner 2.5989 2.5989 Enter interest in the shares has Enter Enter 104,000 HKD Enter increased because: you code or purchased the shares code or code or code or double double double double Long click click click click position below below below below

1101 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 62,364,500 5.99 Long position 62,468,500 6.01

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 62,468,500 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) 0 under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00445 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 01801 3. Stock code

4. Name of listed corporation Innovent Biologics, Inc. - B

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,154,372,710

7. Name of substantial shareholder 10. Business registration number Pandanus Associates Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 11 Keewaydin Drive, Suite 100, Salem, NH, USA 03079

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 1,648,000 Enter shares because: you have lent the corporation corporation code or shares under a securities code or controlled by you code or controlled by you code or double borrowing and lending double double double agreement Long click click click click position below below below below

1313 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 145,824,595 12.63 Long position 145,824,595 12.63

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 145,824,595 4105 Unlisted derivatives - Physically settled 6,583,400

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Pandanus Partners, L.P. 11 Keewaydin Drive, Suite 100, Salem, NH, USA 03079 Pandanus Associates, Inc. 100.00 145,824,595 N

FIL Limited Pembroke Hall, 42 Crow Lane, Hamilton, HMCX, Bermuda Pandanus Partners, L.P. 38.69 145,824,595 N

Eight Roads GP Pembroke Hall, 42 Crow Lane, Pembroke, Bermuda FIL Limited 100.00 197,092 Y

Eight Roads GP Pembroke Hall, 42 Crow Lane, Pembroke, Bermuda FIL Limited 100.00 58,273,935 N

Asia Partners II L.P. Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda Eight Roads GP 100.00 58,273,935 N

Asia Ventures II L.P. Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda Asia Partners II L.P. 100.00 58,273,935 Y

Eight Roads Investments Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda FIL Limited 100.00 288 Y

Eight Roads Investments Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda FIL Limited 100.00 120,772,215 N

Asia Ventures II L.P. Pembroke Hall, 42 Crow Lane, Pembroke HM 19 Bermuda Eight Roads Investments 61.07 58,273,935 Y

F-Prime Capital Partners Healthcare The Corporation Trust Company, Corporation Trust Center, 1209 Orange Eight Roads Investments 34.74 62,498,280 Fund II L.P. Street, Wilmington, New Castle County, Delaware 19801 Y FIL Asia Holdings Pte Limited 8 Marina View, #35-06, Asia Square Tower 1, 018960, Singapore FIL Limited 100.00 24,199,000 N

FIL Japan Holdings (Singapore) Pte 8 Marina View, #35-06, Asia Square Tower 1, 018960, Singapore FIL Asia Holdings Pte 100.00 105,500 Limited Limited N FIL Japan Holdings KK TRI-SEVEN ROPPONGI, 7-7-7 Roppongi, Minato-Ku, Tokyo 106-0032 FIL Japan Holdings 100.00 105,500 (Singapore) Pte Limited N FIL INVESTMENTS (JAPAN) LTD TRI-SEVEN ROPPONGI, 7-7-7 Roppongi, Minato-Ku, Tokyo 106-0032 FIL Japan Holdings KK 100.00 105,500 N

FIL Investment Management (Hong Level 21, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong FIL Asia Holdings Pte 100.00 8,380,500 Kong) Limited Limited N FIL Investment Management (Hong Level 21, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong FIL Asia Holdings Pte 100.00 23,455,500 Kong) Limited Limited Y FIL Investment Management 8 Marina View, #35-06, Asia Square Tower 1, 018960, Singapore FIL Asia Holdings Pte 100.00 62,500 (Singapore) Limited Limited N FIL Investment Management 8 Marina View, #35-06, Asia Square Tower 1, 018960, Singapore FIL Asia Holdings Pte 100.00 743,500 (Singapore) Limited Limited Y FIL Fund Management Limited Pembroke Hall, 42 Crow Lane, Pembroke, Bermuda FIL Limited 100.00 11,154,000 N

FIL Holdings (Luxembourg) S.A. 2a, rue Albert Borschette, L-1246 Luxembourg FIL Limited 100.00 11,154,000 N

FIL Investment Management 2a, rue Albert Borschette, L-1246 Luxembourg FIL Holdings 100.00 11,154,000 (Luxembourg) S.A. (Luxembourg) S.A. N FIL Holdings (UK) Limited 25 Cannon Street, London EC4M 5TA, United Kingdom FIL Limited 100.00 5,896,000 N

FIL Investment Services (UK) Limited Oakhill House, 130 Tonbridge Road, Hildenborough, Kent, England FIL Holdings (UK) Limited 100.00 3,833,500 TN119DZ N FIL PENSIONS MANAGEMENT Oakhill House, 130 Tonbridge Road, Hildenborough, Kent, England FIL Holdings (UK) Limited 100.00 2,062,500 TN119DZ N FIL Fund Management (Ireland) Georges Quay House, 43 Townsend Street, Dublin 2, D02 VK65 Ireland FIL Limited 100.00 656,000 Limited Y 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) 0 under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00444 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 02386 3. Stock code

4. Name of listed corporation SINOPEC Engineering (Group) Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,460,800,000

7. Name of substantial shareholder 10. Business registration number FMR LLC

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person The Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Notice filed Interest of 6.8155 6.8155 Enter because you ceased to have a Enter Enter 237,000 HKD Enter notifiable interest in the shares of corporation code or the listed corporation (you must code or controlled by you code or code or double briefly describe the relevant double double double event in the Supplementary Long click Information box) click click click position below below below below

1704 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 73,151,998 5.01 Long position 72,914,998 4.99

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 72,914,998 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Ceasing to have a notifiable interest due to disposal of share(s).

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) 0 under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00439 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 02359 3. Stock code

4. Name of listed corporation WuXi AppTec Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 170,513,560

7. Name of substantial shareholder 10. Business registration number The Goldman Sachs Group, Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Nil New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed Nil 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Notice filed Interest of Enter because you ceased to have a Enter Enter 1,395,100 Enter notifiable interest in the shares of corporation code or the listed corporation (you must code or controlled by you code or code or double briefly describe the relevant double double double event in the Supplementary Long click Information box) click click click position below below below below

1704 2201

You ceased to have a short Interest of Enter position of 1% or more in the Enter Enter 1,395,100 shares, or the percentage level of corporation code or your short position in such shares code or controlled by you code or double decreased because: you returned double double the shares borrowed under a Short click securities borrowing and lending click click position below agreement below below

1502 2201

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 8,960,894 5.26 Long position 7,565,794 4.44

Short position 5,307,320 3.11 Short position 3,912,220 2.29

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 7,565,794 3,912,220 4106 Unlisted derivatives - Cash settled 1,483,630 1,296,220

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Goldman Sachs (UK) L.L.C. Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA The Goldman Sachs 100.00 2,199,026 1,918,220 Group, Inc. N Goldman Sachs Group UK Limited Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR Goldman Sachs (UK) L.L.C. 100.00 2,199,026 1,918,220 N

Goldman Sachs International Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR Goldman Sachs Group UK 100.00 2,199,026 1,918,220 Limited Y GSAM Holdings L.L.C. 251 Little Falls Dr., Wilmington DE 19808, USA The Goldman Sachs 100.00 1,073,838 0 Group, Inc. N Goldman Sachs Asset Management, Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA GSAM Holdings L.L.C. 99.00 1,073,838 0 L.P. Y GSAM Holdings L.L.C. 251 Little Falls Dr., Wilmington DE 19808, USA The Goldman Sachs 100.00 30,520 0 Group, Inc. N Goldman Sachs Asset Management, Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA GSAM Holdings L.L.C. 99.00 30,520 0 L.P. N Goldman Sachs Asset Management 1209 Orange Street, Wilmington DE 19801, USA Goldman Sachs Asset 75.00 30,520 0 International Holdings L.L.C. Management, L.P. N Goldman Sachs Asset Management 1 Raffles Link, #07-01, Singapore Goldman Sachs Asset 100.00 30,520 0 (Singapore) PTE. LTD. Management International Holdings Y L.L.C. Goldman Sachs (UK) L.L.C. Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA The Goldman Sachs 100.00 2,266,180 0 Group, Inc. N Goldman Sachs Group UK Limited Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR Goldman Sachs (UK) L.L.C. 100.00 2,266,180 0 N

Goldman Sachs Asset Management Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR Goldman Sachs Group UK 100.00 2,266,180 0 International Limited Y Goldman Sachs & Co. LLC 200 West Street, New York, 10282, USA The Goldman Sachs 100.00 1,996,230 1,994,000 Group, Inc. Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information Ceased to have a notifiable interest due to returning of shares pursuant to a securities borrowing and lending agreement.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00438 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00887 3. Stock code

4. Name of listed corporation Emperor Watch & Jewellery Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 6,779,458,129

7. Name of substantial shareholder 10. Business registration number NOVATRUST LIMITED

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person No 2, The Forum, Grenville Street, St. Helier, JE1 4HH, Channel Islands, Jersey

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

You first acquire a notifiable Trustee 0.0000 Enter interest because: any other event Enter Enter 4,290,850,000 HKD Enter (you must briefly describe the code or relevant event in the code or code or code or double Supplementary Information box) double double double Long click click click click position below below below below

1013 2301

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 0 0.00 Long position 4,290,850,000 63.29

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2301 Trustee 4,290,850,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Albert Yeung Watch & Jewellery Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, NOVATRUST LIMITED 100.00 4,290,850,000 Holdings Limited VG1110, British Virgin Islands N Emperor Watch & Jewellery Group Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Albert Yeung Watch & 100.00 4,290,850,000 Holdings Limited VG1110, British Virgin Islands Jewellery Holdings Y Limited

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

Private Trust 5101 Trustee of a trust 4,290,850,000

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Due to internal restructuring

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00437 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00887 3. Stock code

4. Name of listed corporation Emperor Watch & Jewellery Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 6,779,458,129

7. Name of substantial shareholder 10. Business registration number STC International Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Notice filed Trustee 0.0000 Enter because you ceased to have a Enter Enter 4,290,850,000 HKD Enter notifiable interest in the shares of code or the listed corporation (you must code or code or code or double briefly describe the relevant double double double event in the Supplementary Long click Information box) click click click position below below below below

1704 2301

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 4,290,850,000 63.29 Long position 0 0.00

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Due to internal restructuring

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00429 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 01521 3. Stock code

4. Name of listed corporation Frontage Holdings Corporation

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 2,007,640,910

7. Name of substantial shareholder 10. Business registration number NB Holdings Corporation

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, United States

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 19/F, Kowloon Commerce Centre, 51 Kwai Cheong Road, Kwai Chung, Hong Kong

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Notice filed Interest of Enter because you ceased to have a Enter Enter 160,114,000 Enter notifiable interest in the shares of corporation code or the listed corporation (you must code or controlled by you code or code or double briefly describe the relevant double double double event in the Supplementary Long click Information box) click click click position below below below below

1704 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 169,456,000 8.44 Long position 9,342,000 0.47

Short position 94,170,000 4.69 Short position 9,342,000 0.47

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Return of shares resulting in us ceasing to have a reportable interest of the shares of the listed corporation.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00424 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 01521 3. Stock code

4. Name of listed corporation Frontage Holdings Corporation

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 2,007,640,910

7. Name of substantial shareholder 10. Business registration number BofAML Jersey Holdings Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 13 Castle Street, St. Helier, Jersey JE4 5UT Jersey

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 19/F, Kowloon Commerce Centre, 51 Kwai Cheong Road, Kwai Chung, Hong Kong

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Notice filed Interest of Enter because you ceased to have a Enter Enter 160,114,000 Enter notifiable interest in the shares of corporation code or the listed corporation (you must code or controlled by you code or code or double briefly describe the relevant double double double event in the Supplementary Long click Information box) click click click position below below below below

1704 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 169,456,000 8.44 Long position 9,342,000 0.47

Short position 94,170,000 4.69 Short position 9,342,000 0.47

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Return of shares resulting in us ceasing to have a reportable interest of the shares of the listed corporation.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00423 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 27 06 2019 27 06 2019 (day) (month) (year) (day) (month) (year) 01722 3. Stock code

4. Name of listed corporation 建鵬控股有限公司

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,000,000,000

7. Name of substantial shareholder 10. Business registration number Quasar Investment Management (Cayman) Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 4th Floor, Harbour Place, 103 South Church Street, P.O. Box 10240, Grand Cayman KYI-1002, Cayman Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Nil Nil

16. Name of listed parent and exchange on which parent is listed Nil 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Investment manager Investment manager 0.3850 0.3801 Enter interest in the shares has reduced Enter Enter 9,780,000 HKD Enter because: you completed a sale of code or the shares code or code or code or double double double double Long click click click click position below below below below

1201 2102 2102

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 66,090,000 6.61 Long position 56,310,000 5.63

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2102 Investment manager 56,310,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00416 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00817 3. Stock code

4. Name of listed corporation China Jinmao Holdings Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 11,586,596,329

7. Name of substantial shareholder 10. Business registration number UBS Group AG

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG SIX Swiss Exchange AG

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

You first acquire a notifiable Interest of 4.7936 4.7424 Enter interest because: you purchased Enter Enter 13,466,000 HKD Enter the shares corporation code or code or code or controlled by you code or double double double double Long click click click click position below below below below

1001 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 579,249,322 4.99 Long position 592,715,322 5.12

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2106 Person having a security interest in shares 7,104,761

2201 Interest of corporation controlled by you 585,610,561 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

UBS AG Bahnhofstrasse 45, Zürich, Switzerland UBS Group AG 100.00 57,698,467 Y

UBS Switzerland AG Bahnhofstrasse 45, Zürich, Switzerland UBS Group AG 100.00 464,000 Y

UBS Asset Management (Americas) Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware, UBS Group AG 100.00 15,260,000 Inc. USA Y UBS Asset Management (Australia) Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia UBS Group AG 100.00 1,878,000 Ltd Y UBS Asset Management (Canada) Inc. 161 Bay Street, BCE Place Suite 4100, Toronto, Canada UBS Group AG 100.00 18,184,000 Y

UBS Asset Management Bockenheimer Landstrasse 2-4, Frankfurt am Main, Germany UBS Group AG 100.00 426,971 (Deutschland) GmbH Y UBS Asset Management (Hong Kong) 43-52 Floors, Two International Finance Centre, 8 Finance Street, Central, UBS Group AG 100.00 16,838,000 Ltd Hong Kong Y UBS Asset Management (Japan) Ltd Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo, Japan UBS Group AG 100.00 1,486,000 Y

UBS Asset Management Life Ltd 5 Broadgate, London, United Kingdom UBS Group AG 100.00 366,000 Y

UBS Asset Management (Singapore) , #50-01 North Tower, Singapore UBS Group AG 100.00 37,682,000 Ltd Y UBS Asset Management Switzerland Bahnhofstrasse 45, Zürich, Switzerland UBS Group AG 100.00 8,258,000 AG Y UBS Asset Management Trust Illinois Corporation Service Company 801 Adlai Stevenson Drive, UBS Group AG 100.00 9,504,000 Company Springfield, IL, USA Y UBS Asset Management (UK) Limited 5 Broadgate, London, United Kingdom UBS Group AG 100.00 57,347,123 Y

UBS Fund Management 33A avenue J.F. Kennedy, Luxembourg UBS Group AG 100.00 341,898,000 (Luxembourg) S.A. Y UBS Fund Management (Switzerland) Aeschenplatz 6, Basel, Switzerland UBS Group AG 100.00 18,320,000 AG Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position 24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00415 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 01711 3. Stock code

4. Name of listed corporation Ulferts International Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 800,000,000

7. Name of substantial shareholder 10. Business registration number Rozel Trustees (Channel Islands) Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person No 2, The Forum, Grenville Street, St. Helier, JE1 4HH, Channel Islands, Jersey

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

You first acquire a notifiable Trustee 0.0000 Enter interest because: any other event Enter Enter 600,000,000 HKD Enter (you must briefly describe the code or relevant event in the code or code or code or double Supplementary Information box) double double double Long click click click click position below below below below

1013 2301

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 0 0.00 Long position 600,000,000 75.00

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2301 Trustee 600,000,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Albert Yeung Investments Holdings Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Rozel Trustees (Channel 100.00 600,000,000 Limited VG1110, British Virgin Islands Islands) Limited N Ulferts International Group Holdings Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Albert Yeung 100.00 600,000,000 Limited VG1110, British Virgin Islands Investments Holdings Y Limited

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

Private Trust 5101 Trustee of a trust 600,000,000

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Due to internal restructuring

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00414 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 01513 3. Stock code

4. Name of listed corporation Livzon Pharmaceutical Group Inc. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 246,049,398

7. Name of substantial shareholder 10. Business registration number UBS Group AG

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG SIX Swiss Exchange AG

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 25.1567 25.1567 Enter interest in the shares has reduced Enter Enter 310,700 HKD Enter because: you completed a sale of corporation code or the shares code or controlled by you code or code or double double double double Long click click click click position below below below below

1201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 14,857,303 6.04 Long position 14,546,603 5.91

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2106 Person having a security interest in shares 2,622,510

2201 Interest of corporation controlled by you 11,924,093 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

UBS AG Bahnhofstrasse 45, Zürich, Switzerland UBS Group AG 100.00 426,668 Y

UBS Asset Management (Americas) Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware, UBS Group AG 100.00 5,920 Inc. USA Y UBS Asset Management (Hong Kong) 43-52 Floors, Two International Finance Centre, 8 Finance Street, Central, UBS Group AG 100.00 2,272,968 Ltd Hong Kong Y UBS Asset Management (Singapore) One Raffles Quay, #50-01 North Tower, Singapore UBS Group AG 100.00 108,996 Ltd Y UBS Asset Management Trust Illinois Corporation Service Company 801 Adlai Stevenson Drive, UBS Group AG 100.00 5,772 Company Springfield, IL, USA Y UBS Asset Management (UK) Limited 5 Broadgate, London, United Kingdom UBS Group AG 100.00 17,290 Y

UBS Fund Management 33A avenue J.F. Kennedy, Luxembourg UBS Group AG 100.00 9,086,479 (Luxembourg) S.A. Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information 28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00413 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 01711 3. Stock code

4. Name of listed corporation Ulferts International Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 800,000,000

7. Name of substantial shareholder 10. Business registration number STC International Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Notice filed Trustee 0.0000 Enter because you ceased to have a Enter Enter 600,000,000 HKD Enter notifiable interest in the shares of code or the listed corporation (you must code or code or code or double briefly describe the relevant double double double event in the Supplementary Long click Information box) click click click position below below below below

1704 2301

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 600,000,000 75.00 Long position 0 0.00

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Due to internal restructuring

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00409 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 27 06 2019 27 06 2019 (day) (month) (year) (day) (month) (year) 01722 3. Stock code

4. Name of listed corporation 建鹏控股有限公司

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,000,000,000

7. Name of substantial shareholder 10. Business registration number Quasar Global Selection SPC Fund-Shenzhen Qianhai Glory Fund SP

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 4th Floor, Harbour Place, 103 South Church Street, P.O. Box 10240, Grand Cayman KYI-1002, Cayman Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Nil Nil

16. Name of listed parent and exchange on which parent is listed Nil 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner Beneficial owner 0.3850 0.3801 Enter interest in the shares has reduced Enter Enter 9,780,000 HKD Enter because: you completed a sale of code or the shares code or code or code or double double double double Long click click click click position below below below below

1201 2101 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 66,090,000 6.61 Long position 56,310,000 5.63

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 56,310,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Quasar Investment 4th Floor, Harbour Place,103 South Church Street, P.O. Box 10240, Grand Cheng Pui Ling 100.00 56,310,000 Management(Cayman) Limited Cayman KYI-1002, Cayman Islands Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00405 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 14 06 2019 (day) (month) (year) (day) (month) (year) 03692 3. Stock code

4. Name of listed corporation Hansoh Pharmaceutical Group Co. Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 5,705,919,200

7. Name of substantial shareholder 10. Business registration number APEX MEDICAL COMPANY LTD.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Kingston Chambers, PO Box 173, Road Town, Tortola, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous On listing of the Beneficial owner Enter corporation or a class of shares of Enter Enter 950,000,000 Enter the listed corporation code or code or code or code or double double double double Long click click click click position below below below below

1701 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position Long position 950,000,000 16.65

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 950,000,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information On June 5, 2019, APEX MEDICAL COMPANY LTD. ("Apex Medical") entered into a stock borrowing agreement with Morgan Stanley & Co. International plc (the "Borrower"), pursuant to which the Borrower may borrow up to 82,692,000 shares (the "Shares") in the share capital of Hansoh Pharmaceutical Group Company Limited (the "Company"). For further information, please refer to the prospectus and allotment results announcement of the Company dated May 31, 2019 and June 13, 2019 respectively.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00404 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 14 06 2019 (day) (month) (year) (day) (month) (year) 03692 3. Stock code

4. Name of listed corporation Hansoh Pharmaceutical Group Co. Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 5,705,919,200

7. Name of substantial shareholder 10. Business registration number Harmonia Holding Investing (PTC) Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous On listing of the Interest of Enter corporation or a class of shares of Enter Enter 3,900,000,000 Enter the listed corporation corporation code or code or code or controlled by you code or double double double double Long click click click click position below below below below

1701 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position Long position 3,900,000,000 68.35

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 3,900,000,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Sunrise Investment Advisors Limited Trident Chambers, P.O., Box 146, Road Town, Tortola, British Virgin Islands Harmonia Holding 100.00 3,900,000,000 Investing (PTC) Limited N Stellar Infinity Company Ltd. Kingston Chambers, PO Box 173, Road Town, Tortola, British Virgin Islands Sunrise Investment 100.00 3,900,000,000 Advisors Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00402 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 14 06 2019 (day) (month) (year) (day) (month) (year) 03692 3. Stock code

4. Name of listed corporation Hansoh Pharmaceutical Group Co. Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 5,705,919,200

7. Name of substantial shareholder 10. Business registration number Sunrise Investment Advisors Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Trident Chambers, P.O., Box 146, Road Town, Tortola, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous On listing of the Interest of Enter corporation or a class of shares of Enter Enter 3,900,000,000 Enter the listed corporation corporation code or code or code or controlled by you code or double double double double Long click click click click position below below below below

1701 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position Long position 3,900,000,000 68.35

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 3,900,000,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Stellar Infinity Company Ltd. Kingston Chambers, PO Box 173, Road Town, Tortola, British Virgin Islands Sunrise Investment 100.00 3,900,000,000 Advisors Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00401 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 14 06 2019 (day) (month) (year) (day) (month) (year) 03692 3. Stock code

4. Name of listed corporation Hansoh Pharmaceutical Group Co. Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 5,705,919,200

7. Name of substantial shareholder 10. Business registration number Stellar Infinity Company Ltd.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Kingston Chambers, PO Box 173, Road Town, Tortola, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous On listing of the Beneficial owner Enter corporation or a class of shares of Enter Enter 3,900,000,000 Enter the listed corporation code or code or code or code or double double double double Long click click click click position below below below below

1701 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position Long position 3,900,000,000 68.35

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 3,900,000,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00391 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00299 3. Stock code

4. Name of listed corporation New Sports Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 4,550,104,797

7. Name of substantial shareholder 10. Business registration number Tinmark Development Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Akara Bldg, 24 De Castro Street, Wickhams Cay I, Road Town, Tortola, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong Nil

16. Name of listed parent and exchange on which parent is listed Nil 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Enter interest in the shares has reduced Enter Enter 3,144,544,700 Enter because: Any other event (you corporation corporation code or must briefly describe the relevant code or controlled by you code or controlled by you code or double event in the Supplementary double double double Information box) Long click click click click position below below below below

1213 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 3,144,544,700 75.39 Long position 3,144,544,700 69.11

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 3,144,544,700 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Glory Sun Financial Group Limited Cricket Square, Hutchins Drive, PO Box 2681, Grand Cayman, KY1-1111, Tinmark Development 39.42 3,144,544,700 0 Cayman Islands Limited N Great Sphere Developments Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Glory Sun Financial Group 100.00 3,144,544,700 0 VG1110, British Virgin Islands Limited N Bao Da Financial International Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Great Sphere 100.00 1,144,151,739 0 VG1110, British Virgin Islands Developments Limited N Hong Kong Bao Da Financial Holdings Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Bao Da Financial 100.00 1,144,151,739 0 Limited Kong International Limited Y Bao Xin International Asset Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Great Sphere 100.00 1,979,263,913 0 Management Limited VG1110, British Virgin Islands Developments Limited N Hong Kong Bao Xin Asset Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Bao Xin International 100.00 1,979,263,913 0 Management Limited Kong Asset Management Y Limited Glory Sun Financial Holdings Limited Vistra (Cayman) Limited, P.O. Box 31119 Grand Pavilion, Hibiscus Way, 802 Great Sphere 100.00 21,129,048 0 West Bay Road, Grand Cayman, KY1-1205 Cayman Islands Developments Limited N Golden Affluent Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Glory Sun Financial 72.00 21,129,048 0 VG1110, British Virgin Islands Holdings Limited N Proficient Power Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Glory Sun Financial 42.86 21,129,048 0 VG1110, British Virgin Islands Holdings Limited N Proficient Power Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Golden Affluent Limited 57.14 21,129,048 0 VG1110, British Virgin Islands N Glory Sun Securities Limited Rooms 1703-1706, 17/F., Infinitus Plaza, 199 Des Voeux Road Central, Hong Proficient Power Limited 100.00 21,129,048 0 Kong Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position 24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

Yao Jianhui 6104 Controller is a 100.00 director 27. Supplementary information On 24 June 2019, a total of 379,000,000 shares were issued by New Sports Group Limited ("NSG") pursuant to the subscription agreements and the percentage figure of Tinmark Development Limited’s interest in the shares of NSG has decreased.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00390 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 26 06 2019 (day) (month) (year) (day) (month) (year) 02318 3. Stock code

4. Name of listed corporation Ping An Insurance (Group) Co. of China, Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 7,447,576,912

7. Name of substantial shareholder 10. Business registration number King Ace International Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 21/F., Far East Finance Centre, 16 Harcourt Road, Hong Kong N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your A concert party to an 91.0000 Cash Enter interest in the shares has reduced Enter Enter 16,814,571 HKD Enter because: you have ceased to be a agreement to buy code or member of a concert party group code or shares described in code or code or double or a member of the concert party double s.317(1)(a) double double group has disposed of some of Long click the shares click click click position below below below below

1211 2401 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,943,138,007 26.09 Long position 1,926,352,036 25.87

Short position 201,774,886 2.71 Short position 184,960,315 2.48

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2401 A concert party to an agreement to buy 1,837,644,036 4105 Unlisted derivatives - Physically settled 184,960,315 shares described in s.317(1)(a) 2201 Interest of corporation controlled by you 88,708,000

2401 A concert party to an agreement to buy 0 184,960,315 shares described in s.317(1)(a)

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Boom Dragon Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, King Ace International 100.00 88,000,000 VG1110, British Virgin Islands Limited Y Long Growth Global Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, King Ace International 100.00 708,000 VG1110, British Virgin Islands Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Dhanin Chearavanont 88,708,000

Charoen Pokphand Group Company 313 Silom Road, C.P. Tower, Bangrak, Bangkok 10500, Thailand 1,837,644,036 Limited Total number of shares in which a substantial shareholder is interested under sections 317 and 318 1,926,352,036

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

Dhanin Chearavanont 6106 Other 100.00

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) 0 under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00389 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 26 06 2019 (day) (month) (year) (day) (month) (year) 02318 3. Stock code

4. Name of listed corporation Ping An Insurance (Group) Co. of China, Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 7,447,576,912

7. Name of substantial shareholder 10. Business registration number Charoen Pokphand Group Company Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 313 Silom Road, C.P. Tower, Bangrak, Bangkok 10500, Thailand

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 21/F., Far East Finance Centre, 16 Harcourt Road, Hong Kong N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 91.0000 Cash Enter interest in the shares has reduced Enter Enter 16,814,571 HKD Enter because: you delivered the shares corporation code or or an amount due under equity code or controlled by you code or code or double derivatives double double double Long click click click click position below below below below

1203 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,943,138,007 26.09 Long position 1,926,352,036 25.87

Short position 201,774,886 2.71 Short position 184,960,315 2.48

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 1,837,644,036 4105 Unlisted derivatives - Physically settled 184,960,315

2401 A concert party to an agreement to buy 88,708,000 shares described in s.317(1)(a) 2201 Interest of corporation controlled by you 0 184,960,315

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

CPG Overseas Company Limited 21/F Far East Finance Centre, 16 Harcourt Road, Hong Kong Charoen Pokphand 100.00 1,837,644,036 Group Company Limited N Active Business Holdings Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, CPG Overseas Company 100.00 40,464,307 VG1110, British Virgin Islands Limited N Spring Height International Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Active Business Holdings 100.00 40,464,307 VG1110, British Virgin Islands Limited N Express Ascend Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Spring Height 100.00 40,464,307 VG1110, British Virgin Islands International Limited Y CT Bright Group Company Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, CPG Overseas Company 100.00 1,797,179,729 (Formerly known as Chia Tai VG1110, British Virgin Islands Limited N Resources Holdings Limited) Choice Great Investments Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, CT Bright Group 100.00 23,646,368 VG1110, British Virgin Islands Company Limited N Project Perfect Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Choice Great Investments 100.00 23,646,368 VG1110, British Virgin Islands Limited Y Chia Tai Giant Far Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, CT Bright Group 100.00 1,773,533,361 VG1110, British Virgin Islands Company Limited N Chia Tai Primrose Holdings Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chia Tai Giant Far Limited 100.00 1,773,533,361 VG1110, British Virgin Islands N Chia Tai Primrose Investment Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chia Tai Primrose 100.00 1,773,533,361 VG1110, British Virgin Islands Holdings Limited N Easy Boom Developments Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chia Tai Primrose 100.00 184,960,315 184,960,315 VG1110, British Virgin Islands Investment Limited Y Business Fortune Holdings Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chia Tai Primrose 100.00 583,285,136 VG1110, British Virgin Islands Investment Limited Y Ewealth Global Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chia Tai Primrose 100.00 29,889,470 VG1110, British Virgin Islands Investment Limited Y King Beyond Global Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chia Tai Primrose 100.00 21,336,824 VG1110, British Virgin Islands Investment Limited Y Excel Trade Developments Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chia Tai Primrose 100.00 71,211,068 VG1110, British Virgin Islands Investment Limited Y Golden Magic Holdings Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chia Tai Primrose 100.00 33,359,691 VG1110, British Virgin Islands Investment Limited Y New Orient Ventures Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chia Tai Primrose 100.00 714,663,997 VG1110, British Virgin Islands Investment Limited Y Perfect Ace Management Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Chia Tai Primrose 100.00 134,826,860 VG1110, British Virgin Islands Investment Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position 24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Dhanin Chearavanont 88,708,000

Boom Dragon Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands 88,708,000

Long Growth Global Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands 88,708,000

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 1,926,352,036

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) 0 under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00388 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00299 3. Stock code

4. Name of listed corporation New Sports Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 4,550,104,797

7. Name of substantial shareholder 10. Business registration number Glory Sun Financial Group Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Cricket Square, Hutchins Drive, PO Box 2681, Grand Cayman, KY1-1111, Cayman Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong The Stock Exchange of Hong Kong Limited

16. Name of listed parent and exchange on which parent is listed Nil 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Enter interest in the shares has reduced Enter Enter 3,144,544,700 Enter because: Any other event (you corporation corporation code or must briefly describe the relevant code or controlled by you code or controlled by you code or double event in the Supplementary double double double Information box) Long click click click click position below below below below

1213 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 3,144,544,700 75.39 Long position 3,144,544,700 69.11

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 3,144,544,700 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Great Sphere Developments Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Glory Sun Financial Group 100.00 3,144,544,700 0 VG1110, British Virgin Islands Limited N Bao Da Financial International Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Great Sphere 100.00 1,144,151,739 0 VG1110, British Virgin Islands Developments Limited N Hong Kong Bao Da Financial Holdings Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Bao Da Financial 100.00 1,144,151,739 0 Limited Kong International Limited Y Bao Xin International Asset Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Great Sphere 100.00 1,979,263,913 0 Management Limited VG1110, British Virgin Islands Developments Limited N Hong Kong Bao Xin Asset Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Bao Xin International 100.00 1,979,263,913 0 Management Limited Kong Asset Management Y Limited Glory Sun Financial Holdings Limited Vistra (Cayman) Limited, P.O. Box 31119 Grand Pavilion, Hibiscus Way, 802 Great Sphere 100.00 21,129,048 0 West Bay Road, Grand Cayman, KY1-1205 Cayman Islands Developments Limited N Golden Affluent Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Glory Sun Financial 72.00 21,129,048 0 VG1110, British Virgin Islands Holdings Limited N Proficient Power Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Glory Sun Financial 42.86 21,129,048 0 VG1110, British Virgin Islands Holdings Limited N Proficient Power Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Golden Affluent Limited 57.14 21,129,048 0 VG1110, British Virgin Islands N Glory Sun Securities Limited Rooms 1703-1706, 17/F., Infinitus Plaza, 199 Des Voeux Road Central, Hong Proficient Power Limited 100.00 21,129,048 0 Kong Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information On 24 June 2019, a total of 379,000,000 shares were issued by New Sports Group Limited ("NSG") pursuant to the subscription agreements and the percentage figure of Glory Sun Financial Group Limited’s interest in the shares of NSG has decreased.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00386 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00299 3. Stock code

4. Name of listed corporation New Sports Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 4,550,104,797

7. Name of substantial shareholder 10. Business registration number Great Sphere Developments Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong Nil

16. Name of listed parent and exchange on which parent is listed Glory Sun Financial Group Limited and The Stock Exchange of Hong Kong Limited 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Enter interest in the shares has reduced Enter Enter 3,144,544,700 Enter because: Any other event (you corporation corporation code or must briefly describe the relevant code or controlled by you code or controlled by you code or double event in the Supplementary double double double Information box) Long click click click click position below below below below

1213 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 3,144,544,700 75.39 Long position 3,144,544,700 69.11

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 3,144,544,700 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Bao Da Financial International Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Great Sphere 100.00 1,144,151,739 0 VG1110, British Virgin Islands Developments Limited N Hong Kong Bao Da Financial Holdings Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Bao Da Financial 100.00 1,144,151,739 0 Limited Kong International Limited Y Bao Xin International Asset Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Great Sphere 100.00 1,979,263,913 0 Management Limited VG1110, British Virgin Islands Developments Limited N Hong Kong Bao Xin Asset Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Bao Xin International 100.00 1,979,263,913 0 Management Limited Kong Asset Management Y Limited Glory Sun Financial Holdings Limited Vistra (Cayman) Limited, P.O. Box 31119 Grand Pavilion, Hibiscus Way, 802 Great Sphere 100.00 21,129,048 0 West Bay Road, Grand Cayman, KY1-1205 Cayman Islands Developments Limited N Golden Affluent Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Glory Sun Financial 72.00 21,129,048 0 VG1110, British Virgin Islands Holdings Limited N Proficient Power Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Glory Sun Financial 42.86 21,129,048 0 VG1110, British Virgin Islands Holdings Limited N Proficient Power Limited Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Golden Affluent Limited 57.14 21,129,048 0 VG1110, British Virgin Islands N Glory Sun Securities Limited Rooms 1703-1706, 17/F., Infinitus Plaza, 199 Des Voeux Road Central, Hong Proficient Power Limited 100.00 21,129,048 0 Kong Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information On 24 June 2019, a total of 379,000,000 shares were issued by New Sports Group Limited ("NSG") pursuant to the subscription agreements and the percentage figure of Great Sphere Developments Limited’s interest in the shares of NSG has decreased.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00385 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00299 3. Stock code

4. Name of listed corporation New Sports Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 4,550,104,797

7. Name of substantial shareholder 10. Business registration number Bao Da Financial International Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Units 1908–1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong Nil

16. Name of listed parent and exchange on which parent is listed Glory Sun Financial Group Limited and The Stock Exchange of Hong Kong Limited 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Enter interest in the shares has reduced Enter Enter 1,144,151,739 Enter because: Any other event (you corporation corporation code or must briefly describe the relevant code or controlled by you code or controlled by you code or double event in the Supplementary double double double Information box) Long click click click click position below below below below

1213 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,144,151,739 27.43 Long position 1,144,151,739 25.15

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 1,144,151,739 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Hong Kong Bao Da Financial Holdings Units 1908–1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Bao Da Financial 100.00 1,144,151,739 0 Limited Kong International Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information On 24 June 2019, a total of 379,000,000 shares were issued by New Sports Group Limited ("NSG") pursuant to the subscription agreements and the percentage figure of Bao Da Financial International Limited’s interest in the shares of NSG has decreased.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00384 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00299 3. Stock code

4. Name of listed corporation New Sports Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 4,550,104,797

7. Name of substantial shareholder 10. Business registration number Hong Kong Bao Da Financial Holdings Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Units 1908–1909, 19/F, Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Units 1908–1909, 19/F, Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong Nil

16. Name of listed parent and exchange on which parent is listed Glory Sun Financial Group Limited and The Stock Exchange of Hong Kong Limited 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner Beneficial owner Enter interest in the shares has reduced Enter Enter 1,144,151,739 Enter because: Any other event (you code or must briefly describe the relevant code or code or code or double event in the Supplementary double double double Information box) Long click click click click position below below below below

1213 2101 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,144,151,739 27.43 Long position 1,144,151,739 25.15

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 1,144,151,739 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information On 24 June 2019, a total of 379,000,000 shares were issued by New Sports Group Limited ("NSG") pursuant to the subscription agreements and the percentage figure of Hong Kong Bao Da Financial Holdings Limited’s interest in the shares of NSG has decreased.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00379 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 02382 3. Stock code

4. Name of listed corporation Sunny Optical Technology (Group) Co. Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 1,096,849,700

7. Name of substantial shareholder 10. Business registration number JPMorgan Chase & Co.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 383 Madison Ave., New York, NY 10179, United States

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Notice filed Interest of Interest of 80.7000 79.0698 79.2440 Cash Enter because you ceased to have a Enter Enter 887,798 HKD Enter notifiable interest in the shares of corporation corporation code or the listed corporation (you must code or controlled by you code or controlled by you code or double briefly describe the relevant double double double event in the Supplementary Long click Information box) click click click position below below below below

1704 2201 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 54,948,933 5.00 Long position 54,061,135 4.92

Short position 15,996,265 1.45 Short position 15,905,769 1.45

Lending pool 30,721,959 2.80 Lending pool 30,721,959 2.80

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 11,450,506 15,905,769 4101 Listed derivatives - Physically settled 459,000 15,000

2102 Investment manager 11,673,400 0 4102 Listed derivatives - Cash settled 501,300 1,383,500

2106 Person having a security interest in shares 215,270 0 4105 Unlisted derivatives - Physically settled 835,546 2,435,838

2502 Approved lending agent 30,721,959 0 4106 Unlisted derivatives - Cash settled 7,808,500 6,532,244

4103 Listed derivatives - Convertible instruments 20 16 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

China International Fund 25th Floor, Zhendan Mansion 99 Fucheng Road Shanghai 200120 China JPMORGAN ASSET 49.00 570,000 0 Management Co., Ltd. MANAGEMENT (UK) Y LIMITED JPMorgan Chase Bank, N.A. - Taipei 8F., No.108 Sec.5 Sinyi Rd., Sinyi District Taipei 10547 Taiwan Province of JPMorgan Chase Bank, 100.00 3,239,800 0 Branch China National Association Y JPMorgan Asset Management 20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan. Taipei 110 JPMorgan Asset 100.00 334,600 0 (Taiwan) Limited Taiwan Province of China Management (Asia) Inc. Y J.P. Morgan Bank Luxembourg S.A. - Strawinskylaan 1135 Amsterdam 1077XX Netherlands J.P. Morgan Bank 100.00 79,594 0 Amsterdam Branch Luxembourg S.A. Y J.P. Morgan AG TaunusTurm Taunustor 1 Frankfurt am Main Frankfurt 60310 Germany J.P. Morgan International 100.00 500 0 Finance Limited Y J.P. Morgan Bank Luxembourg S.A.- Hamngatan 15 Stockholm 11147 Sweden J.P. Morgan Bank 100.00 1,610,372 0 Stockholm Bankfilial Luxembourg S.A. Y J.P. Morgan Securities LLC 383 Madison Ave. New York NY 10179 United States J.P. Morgan Broker-Dealer 100.00 219,930 113,160 Holdings Inc. Y JPMORGAN CHASE BANK, N.A. - 25 Bank Street Canary Wharf London E14 5JP England JPMorgan Chase Bank, 100.00 6,919,052 0 LONDON BRANCH National Association Y J.P. Morgan Investment Management 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 1,929,300 0 Inc. Management Holdings Y Inc. JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 14,600 0 (UK) LIMITED MANAGEMENT Y HOLDINGS (UK) LIMITED J.P. Morgan Structured Products B.V. Luna Arena Herikerbergweg 238 Amsterdam 1101 CM Netherlands J.P. Morgan International 100.00 20 16 Finance Limited Y J.P. Morgan Chase Bank Berhad Level 18 Integra Tower The Intermark 348 Jalan Tun Razak Kuala Lumpur J.P. Morgan International 100.00 0 6,457,296 50400 Malaysia Finance Limited Y JPMorgan Chase Bank, N.A. - Sydney 83-85 CASTLEREAGH STREET Sydney NSW 2000 Australia JPMorgan Chase Bank, 100.00 378,300 0 Branch National Association Y J.P. Morgan Bank Luxembourg S.A. - Tordenskioldsgate 6 Oslo 0160 Norway J.P. Morgan Bank 100.00 27,647 0 Oslo Branch Luxembourg S.A. Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 5,833,700 0 Luxembourg Finance Limited Y JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 12,231,828 683,200 Association Y JPMorgan Chase Bank, N.A. - Hong 7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong JPMorgan Chase Bank, 100.00 1,383,266 0 Kong Branch Hong Kong National Association Y JF Asset Management Limited 21st Floor, Chater House, 8 Connaught Road Central, Hong Kong. Hong JPMorgan Asset 99.99 7,762,600 0 Kong Hong Kong Management (Asia) Inc. Y JF International Management Inc. Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands. JPMorgan Asset 100.00 36,200 0 Tortola VG1110 British Virgin Islands Management (Asia) Inc. Y J.P. Morgan (Suisse) SA 8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland J.P. Morgan International 100.00 460,900 0 Geneva 1211 Switzerland Finance Limited Y J.P. MORGAN SECURITIES PLC 25 Bank Street Canary Wharf London E14 5JP England J.P. MORGAN CAPITAL 100.00 11,028,926 8,652,097 HOLDINGS LIMITED Y JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 570,000 0 (UK) LIMITED MANAGEMENT N HOLDINGS (UK) LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 584,600 0 HOLDINGS (UK) LIMITED MANAGEMENT N INTERNATIONAL LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMorgan Asset 100.00 584,600 0 INTERNATIONAL LIMITED Management Holdings N Inc. JPMorgan Asset Management 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Holdings 100.00 10,647,300 0 Holdings Inc. LLC N JPMorgan Chase Holdings LLC 383 Madison Avenue New York NY 10179 United States JPMorgan Chase & Co. 100.00 10,867,230 113,160 N

JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 30,962,077 15,109,409 Association N JPMorgan Asset Management (Asia) 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 8,133,400 0 Inc. Management Holdings N Inc. J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 1,717,613 0 Luxembourg Finance Limited N J.P. Morgan International Finance 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Bank, 100.00 19,041,659 15,109,409 Limited National Association N J.P. Morgan Broker-Dealer Holdings 4 Chase Metrotech Center 14th Floor Brooklyn NY 11245 United States JPMorgan Chase Holdings 100.00 219,930 113,160 Inc. LLC N J.P. MORGAN CAPITAL HOLDINGS 25 Bank Street Canary Wharf London E14 5JP England J.P. Morgan International 100.00 11,028,926 8,652,097 LIMITED Finance Limited N

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position 24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information JP Morgan Chase & Co. ceased to have a notifiable interest in the shares.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00378 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 02359 3. Stock code

4. Name of listed corporation WuXi AppTec Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 170,513,560

7. Name of substantial shareholder 10. Business registration number JPMorgan Chase & Co.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 383 Madison Ave., New York, NY 10179, United States

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

You came to have a short position Interest of Interest of Enter of 1% or more in the shares, or Enter Enter 29,820 Enter the percentage level of your short corporation corporation code or position in such shares increased code or controlled by you code or controlled by you code or double because: any other event (you double double double must briefly describe the relevant Long click event in the Supplementary click click click position below Information box) below below below

1403 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 13,420,902 7.87 Long position 13,365,822 7.83

Short position 3,391,359 1.98 Short position 3,421,179 2.00

Lending pool 2,688,418 1.57 Lending pool 2,688,418 1.57

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 4,549,144 2,569,420 4106 Unlisted derivatives - Cash settled 717,100 932,500

2102 Investment manager 4,673,200 851,759

2106 Person having a security interest in shares 1,455,060 0

2502 Approved lending agent 2,688,418 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

JPMorgan Asset Management 20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan. Taipei 110 JPMorgan Asset 100.00 661,600 0 (Taiwan) Limited Taiwan Province of China Management (Asia) Inc. Y J.P. Morgan Securities LLC 383 Madison Ave. New York NY 10179 United States J.P. Morgan Broker-Dealer 100.00 1,850,000 450,600 Holdings Inc. Y Highbridge Capital Management, LLC 40 West 57th Street Floor 32 New York NY 10019 United States JPMorgan Asset 100.00 0 851,759 Management Holdings Y Inc. JPMORGAN CHASE BANK, N.A. - 25 Bank Street Canary Wharf London E14 5JP England JPMorgan Chase Bank, 100.00 1,416,285 0 LONDON BRANCH National Association Y JPMorgan Chase Bank, N.A. - Sydney 83-85 CASTLEREAGH STREET Sydney NSW 2000 Australia JPMorgan Chase Bank, 100.00 25,280 0 Branch National Association Y JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 306,300 0 Association Y JPMorgan Chase Bank, N.A. - Hong 7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong JPMorgan Chase Bank, 100.00 862,953 0 Kong Branch Hong Kong National Association Y JF Asset Management Limited 21st Floor, Chater House, 8 Connaught Road Central, Hong Kong. Hong JPMorgan Asset 99.99 3,978,400 0 Kong Hong Kong Management (Asia) Inc. Y J.P. MORGAN SECURITIES PLC 25 Bank Street Canary Wharf London E14 5JP England J.P. MORGAN CAPITAL 100.00 4,154,204 2,118,820 HOLDINGS LIMITED Y JF International Management Inc. Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands. JPMorgan Asset 100.00 33,200 0 Tortola VG1110 British Virgin Islands Management (Asia) Inc. Y J.P. Morgan (Suisse) SA 8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland J.P. Morgan International 100.00 77,600 0 Geneva 1211 Switzerland Finance Limited Y JPMorgan Asset Management (Asia) 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 4,673,200 0 Inc. Management Holdings N Inc. JPMorgan Asset Management 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Holdings 100.00 4,673,200 851,759 Holdings Inc. LLC N JPMorgan Chase Holdings LLC 383 Madison Avenue New York NY 10179 United States JPMorgan Chase & Co. 100.00 6,523,200 1,302,359 N

J.P. Morgan Broker-Dealer Holdings 4 Chase Metrotech Center 14th Floor Brooklyn NY 11245 United States JPMorgan Chase Holdings 100.00 1,850,000 450,600 Inc. LLC N JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 6,536,322 2,118,820 Association N J.P. MORGAN CAPITAL HOLDINGS 25 Bank Street Canary Wharf London E14 5JP England J.P. Morgan International 100.00 4,154,204 2,118,820 LIMITED Finance Limited N J.P. Morgan International Finance 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Bank, 100.00 4,231,804 2,118,820 Limited National Association N 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information JP Morgan Chase & Co. came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00377 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 01776 3. Stock code

4. Name of listed corporation GF Securities Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,701,796,200

7. Name of substantial shareholder 10. Business registration number JPMorgan Chase & Co.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 383 Madison Ave., New York, NY 10179, United States

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

You first acquire a notifiable Person having a Person having a 9.5500 9.4050 9.4115 Cash Enter interest because: you acquired a Enter Enter 11,720,441 HKD Enter security interest in the shares security interest in security interest in code or code or shares code or shares code or double double double double Long click click click click position below below below below

1004 2106 2106 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 74,149,966 4.35 Long position 85,870,407 5.04

Short position 9,421,276 0.55 Short position 9,104,676 0.53

Lending pool 18,149,938 1.06 Lending pool 18,149,938 1.06

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 11,157,567 9,104,676 4102 Listed derivatives - Cash settled 0 3,017,000

2102 Investment manager 27,010,200 0 4105 Unlisted derivatives - Physically settled 0 2,645,496

2106 Person having a security interest in shares 29,552,702 0 4106 Unlisted derivatives - Cash settled 2,166,987 3,088,730

2502 Approved lending agent 18,149,938 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

China International Fund 25th Floor, Zhendan Mansion 99 Fucheng Road Shanghai 200120 China JPMORGAN ASSET 49.00 616,800 0 Management Co., Ltd. MANAGEMENT (UK) Y LIMITED JPMorgan Asset Management 20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan. Taipei 110 JPMorgan Asset 100.00 7,044,200 0 (Taiwan) Limited Taiwan Province of China Management (Asia) Inc. Y J.P. Morgan Bank Luxembourg S.A. - Strawinskylaan 1135 Amsterdam 1077XX Netherlands J.P. Morgan Bank 100.00 536,444 0 Amsterdam Branch Luxembourg S.A. Y J.P. Morgan AG TaunusTurm Taunustor 1 Frankfurt am Main Frankfurt 60310 Germany J.P. Morgan International 100.00 1,452 0 Finance Limited Y J.P. Morgan Bank Luxembourg S.A.- Hamngatan 15 Stockholm 11147 Sweden J.P. Morgan Bank 100.00 2,555,039 0 Stockholm Bankfilial Luxembourg S.A. Y JPMORGAN CHASE BANK, N.A. - 25 Bank Street Canary Wharf London E14 5JP England JPMorgan Chase Bank, 100.00 5,886,255 0 LONDON BRANCH National Association Y J.P. Morgan Investment Management 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 181,000 0 Inc. Management Holdings Y Inc. JPMorgan Chase Bank, N.A. - Sydney 83-85 CASTLEREAGH STREET Sydney NSW 2000 Australia JPMorgan Chase Bank, 100.00 501,600 0 Branch National Association Y J.P. Morgan Bank Luxembourg S.A. - Tordenskioldsgate 6 Oslo 0160 Norway J.P. Morgan Bank 100.00 39,684 0 Oslo Branch Luxembourg S.A. Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 22,000 0 Luxembourg Finance Limited Y JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 7,317,316 0 Association Y JPMorgan Chase Bank, N.A. - Hong 7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong JPMorgan Chase Bank, 100.00 331,800 0 Kong Branch Hong Kong National Association Y JF Asset Management Limited 21st Floor, Chater House, 8 Connaught Road Central, Hong Kong. Hong JPMorgan Asset 99.99 19,168,200 0 Kong Hong Kong Management (Asia) Inc. Y J.P. Morgan (Suisse) SA 8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland J.P. Morgan International 100.00 959,800 0 Geneva 1211 Switzerland Finance Limited Y J.P. MORGAN SECURITIES PLC 25 Bank Street Canary Wharf London E14 5JP England J.P. MORGAN CAPITAL 100.00 40,708,817 9,104,676 HOLDINGS LIMITED Y JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 616,800 0 (UK) LIMITED MANAGEMENT N HOLDINGS (UK) LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 616,800 0 HOLDINGS (UK) LIMITED MANAGEMENT N INTERNATIONAL LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMorgan Asset 100.00 616,800 0 INTERNATIONAL LIMITED Management Holdings N Inc. JPMorgan Asset Management 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Holdings 100.00 27,010,200 0 Holdings Inc. LLC N JPMorgan Chase Holdings LLC 383 Madison Avenue New York NY 10179 United States JPMorgan Chase & Co. 100.00 27,010,200 0 N

JPMorgan Asset Management (Asia) 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 26,212,400 0 Inc. Management Holdings N Inc. J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 3,131,167 0 Luxembourg Finance Limited N J.P. Morgan International Finance 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Bank, 100.00 44,823,236 9,104,676 Limited National Association N JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 51,542,891 9,104,676 Association N J.P. MORGAN CAPITAL HOLDINGS 25 Bank Street Canary Wharf London E14 5JP England J.P. Morgan International 100.00 40,708,817 9,104,676 LIMITED Finance Limited N

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00376 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 01766 3. Stock code

4. Name of listed corporation CRRC Corporation Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 4,371,066,040

7. Name of substantial shareholder 10. Business registration number JPMorgan Chase & Co.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 383 Madison Ave., New York, NY 10179, United States

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of 6.7500 6.7063 6.7273 Cash Enter interest in the shares has reduced Enter Enter 37,962,181 HKD Enter because: you completed a sale of corporation corporation code or the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1201 2201 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 359,145,072 8.21 Long position 321,182,891 7.34

Short position 45,375,639 1.03 Short position 45,482,639 1.04

Lending pool 203,995,145 4.66 Lending pool 203,995,145 4.66

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 79,844,726 45,482,639 4102 Listed derivatives - Cash settled 0 224,100

2102 Investment manager 36,511,825 0 4105 Unlisted derivatives - Physically settled 7,001,342 1,758,717

2106 Person having a security interest in shares 831,195 0 4106 Unlisted derivatives - Cash settled 4,382,383 36,951,970

2502 Approved lending agent 203,995,145 0 4103 Listed derivatives - Convertible instruments 37,461,922 851 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

China International Fund 25th Floor, Zhendan Mansion 99 Fucheng Road Shanghai 200120 China JPMORGAN ASSET 49.00 70,000 0 Management Co., Ltd. MANAGEMENT (UK) Y LIMITED J.P. Morgan Bank Luxembourg S.A. - Strawinskylaan 1135 Amsterdam 1077XX Netherlands J.P. Morgan Bank 100.00 16,798,031 0 Amsterdam Branch Luxembourg S.A. Y J.P. Morgan AG TaunusTurm Taunustor 1 Frankfurt am Main Frankfurt 60310 Germany J.P. Morgan International 100.00 3,783 0 Finance Limited Y J.P. Morgan Bank Luxembourg S.A.- Hamngatan 15 Stockholm 11147 Sweden J.P. Morgan Bank 100.00 9,647,515 0 Stockholm Bankfilial Luxembourg S.A. Y J.P. Morgan Securities LLC 383 Madison Ave. New York NY 10179 United States J.P. Morgan Broker-Dealer 100.00 265,000 179,000 Holdings Inc. Y Highbridge Capital Management, LLC 40 West 57th Street Floor 32 New York NY 10019 United States JPMorgan Asset 100.00 700,000 0 Management Holdings Y Inc. JPMORGAN CHASE BANK, N.A. - 25 Bank Street Canary Wharf London E14 5JP England JPMorgan Chase Bank, 100.00 108,073,916 0 LONDON BRANCH National Association Y J.P. Morgan Investment Management 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 4,666,164 0 Inc. Management Holdings Y Inc. JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 31,075,661 0 (UK) LIMITED MANAGEMENT Y HOLDINGS (UK) LIMITED JPMorgan Chase Bank, N.A. - Sydney 83-85 CASTLEREAGH STREET Sydney NSW 2000 Australia JPMorgan Chase Bank, 100.00 1,258,350 0 Branch National Association Y J.P. Morgan Bank Luxembourg S.A. - Tordenskioldsgate 6 Oslo 0160 Norway J.P. Morgan Bank 100.00 200,269 0 Oslo Branch Luxembourg S.A. Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 38,919,000 0 Luxembourg Finance Limited Y JPMorgan Chase Bank, N.A. - Hong 7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong JPMorgan Chase Bank, 100.00 4,734,300 0 Kong Branch Hong Kong National Association Y JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 20,716,218 0 Association Y J.P. MORGAN SECURITIES PLC 25 Bank Street Canary Wharf London E14 5JP England J.P. MORGAN CAPITAL 100.00 80,407,134 45,303,639 HOLDINGS LIMITED Y J.P. Morgan (Suisse) SA 8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland J.P. Morgan International 100.00 3,647,550 0 Geneva 1211 Switzerland Finance Limited Y JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 70,000 0 (UK) LIMITED MANAGEMENT N HOLDINGS (UK) LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 31,145,661 0 HOLDINGS (UK) LIMITED MANAGEMENT N INTERNATIONAL LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMorgan Asset 100.00 31,145,661 0 INTERNATIONAL LIMITED Management Holdings N Inc. JPMorgan Asset Management 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Holdings 100.00 36,511,825 0 Holdings Inc. LLC N JPMorgan Chase Holdings LLC 383 Madison Avenue New York NY 10179 United States JPMorgan Chase & Co. 100.00 36,776,825 179,000 N

J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 26,645,815 0 Luxembourg Finance Limited N J.P. Morgan International Finance 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Bank, 100.00 149,623,282 45,303,639 Limited National Association N JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 263,689,848 45,303,639 Association N J.P. Morgan Broker-Dealer Holdings 4 Chase Metrotech Center 14th Floor Brooklyn NY 11245 United States JPMorgan Chase Holdings 100.00 265,000 179,000 Inc. LLC N J.P. MORGAN CAPITAL HOLDINGS 25 Bank Street Canary Wharf London E14 5JP England J.P. Morgan International 100.00 80,407,134 45,303,639 LIMITED Finance Limited N

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00375 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 01658 3. Stock code

4. Name of listed corporation Postal Savings Bank of China Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 19,856,167,000

7. Name of substantial shareholder 10. Business registration number JPMorgan Chase & Co.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 383 Madison Ave., New York, NY 10179, United States

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of 4.6800 4.6521 4.6510 Cash Enter interest in the shares has reduced Enter Enter 22,856,360 HKD Enter because: you completed a sale of corporation corporation code or the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1201 2201 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,204,444,999 6.06 Long position 1,181,588,639 5.95

Short position 112,246,137 0.56 Short position 112,271,094 0.56

Lending pool 156,394,495 0.78 Lending pool 156,394,495 0.78

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 699,260,066 92,271,094 4101 Listed derivatives - Physically settled 4,600,000 4,300,000

2102 Investment manager 324,176,078 20,000,000 4102 Listed derivatives - Cash settled 0 8,184,000

2106 Person having a security interest in shares 1,758,000 0 4105 Unlisted derivatives - Physically settled 16,900,000 55,192,014

2502 Approved lending agent 156,394,495 0 4106 Unlisted derivatives - Cash settled 835,753 25,313,590

4103 Listed derivatives - Convertible instruments 146,060,900 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

JPMorgan Chase Bank, N.A. - Taipei 8F., No.108 Sec.5 Sinyi Rd., Sinyi District Taipei 10547 Taiwan Province of JPMorgan Chase Bank, 100.00 15,848,000 0 Branch China National Association Y JPMorgan Asset Management 20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan. Taipei 110 JPMorgan Asset 100.00 4,550,000 0 (Taiwan) Limited Taiwan Province of China Management (Asia) Inc. Y JPMorgan China Investment 4 Chase Metrotech Center Brooklyn NY 11245 United States JPMorgan China 100.00 530,572,000 0 Company II Limited Investment Company Y Limited J.P. Morgan Bank Luxembourg S.A. - Strawinskylaan 1135 Amsterdam 1077XX Netherlands J.P. Morgan Bank 100.00 3,448,000 0 Amsterdam Branch Luxembourg S.A. Y J.P. Morgan AG TaunusTurm Taunustor 1 Frankfurt am Main Frankfurt 60310 Germany J.P. Morgan International 100.00 8,805 0 Finance Limited Y J.P. Morgan Bank Luxembourg S.A.- Hamngatan 15 Stockholm 11147 Sweden J.P. Morgan Bank 100.00 6,316,000 0 Stockholm Bankfilial Luxembourg S.A. Y Highbridge Capital Management, LLC 40 West 57th Street Floor 32 New York NY 10019 United States JPMorgan Asset 100.00 2,384,000 20,000,000 Management Holdings Y Inc. JPMORGAN CHASE BANK, N.A. - 25 Bank Street Canary Wharf London E14 5JP England JPMorgan Chase Bank, 100.00 73,525,392 0 LONDON BRANCH National Association Y J.P. Morgan Investment Management 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 114,690,168 0 Inc. Management Holdings Y Inc. JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 85,839,910 0 (UK) LIMITED MANAGEMENT Y HOLDINGS (UK) LIMITED JPMorgan Chase Bank, N.A. - Sydney 83-85 CASTLEREAGH STREET Sydney NSW 2000 Australia JPMorgan Chase Bank, 100.00 1,544,000 0 Branch National Association Y J.P. Morgan Bank Luxembourg S.A. - Tordenskioldsgate 6 Oslo 0160 Norway J.P. Morgan Bank 100.00 203,000 0 Oslo Branch Luxembourg S.A. Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 5,035,543 0 Luxembourg Finance Limited Y JPMorgan Chase Bank, N.A. - Hong 7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong JPMorgan Chase Bank, 100.00 12,362,680 0 Kong Branch Hong Kong National Association Y JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 54,579,880 0 Association Y JF Asset Management Limited 21st Floor, Chater House, 8 Connaught Road Central, Hong Kong. Hong JPMorgan Asset 99.99 92,175,000 0 Kong Hong Kong Management (Asia) Inc. Y J.P. MORGAN SECURITIES PLC 25 Bank Street Canary Wharf London E14 5JP England J.P. MORGAN CAPITAL 100.00 170,437,261 92,271,094 HOLDINGS LIMITED Y JF International Management Inc. Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands. JPMorgan Asset 100.00 867,000 0 Tortola VG1110 British Virgin Islands Management (Asia) Inc. Y J.P. Morgan (Suisse) SA 8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland J.P. Morgan International 100.00 7,202,000 0 Geneva 1211 Switzerland Finance Limited Y JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 295,930,681 92,271,094 Association N JPMorgan Asset Management (Asia) 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 97,592,000 0 Inc. Management Holdings N Inc. JPMorgan Asset Management 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Holdings 100.00 300,506,078 20,000,000 Holdings Inc. LLC N JPMorgan Chase Holdings LLC 383 Madison Avenue New York NY 10179 United States JPMorgan Chase & Co. 100.00 831,078,078 20,000,000 N

JPMorgan China Investment 4 Chase Metrotech Center Brooklyn NY 11245 United States JPMorgan Chase Funding 100.00 530,572,000 0 Company Limited Inc. N JPMorgan Chase Funding Inc. 4 Chase MetroTech Center, Brooklyn NY 11245 United States JPMorgan Chase Holdings 100.00 530,572,000 0 LLC N J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 9,967,000 0 Luxembourg Finance Limited N J.P. Morgan International Finance 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Bank, 100.00 192,650,609 92,271,094 Limited National Association N JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 85,839,910 0 HOLDINGS (UK) LIMITED MANAGEMENT N INTERNATIONAL LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMorgan Asset 100.00 85,839,910 0 INTERNATIONAL LIMITED Management Holdings N Inc. J.P. MORGAN CAPITAL HOLDINGS 25 Bank Street Canary Wharf London E14 5JP England J.P. Morgan International 100.00 170,437,261 92,271,094 LIMITED Finance Limited N

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00374 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 00958 3. Stock code

4. Name of listed corporation Huaneng Renewables Corporation Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 5,031,220,992

7. Name of substantial shareholder 10. Business registration number JPMorgan Chase & Co.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 383 Madison Ave., New York, NY 10179, United States

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of 2.1900 2.1588 2.1639 Cash Enter interest in the shares has reduced Enter Enter 17,466,803 HKD Enter because: you completed a sale of corporation corporation code or the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1201 2201 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 356,704,219 7.08 Long position 339,237,416 6.74

Short position 20,180,004 0.40 Short position 20,142,004 0.40

Lending pool 296,959,112 5.90 Lending pool 296,959,112 5.90

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 39,306,304 20,142,004 4105 Unlisted derivatives - Physically settled 1,875,000 0

2102 Investment manager 846,000 0 4106 Unlisted derivatives - Cash settled 5,872,000 20,142,004

2106 Person having a security interest in shares 2,126,000 0

2502 Approved lending agent 296,959,112 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

J.P. Morgan Bank Luxembourg S.A. - Strawinskylaan 1135 Amsterdam 1077XX Netherlands J.P. Morgan Bank 100.00 654,263 0 Amsterdam Branch Luxembourg S.A. Y J.P. Morgan Bank Luxembourg S.A.- Hamngatan 15 Stockholm 11147 Sweden J.P. Morgan Bank 100.00 52,131,700 0 Stockholm Bankfilial Luxembourg S.A. Y J.P. Morgan Securities LLC 383 Madison Ave. New York NY 10179 United States J.P. Morgan Broker-Dealer 100.00 780,000 0 Holdings Inc. Y JPMORGAN CHASE BANK, N.A. - 25 Bank Street Canary Wharf London E14 5JP England JPMorgan Chase Bank, 100.00 60,122,751 0 LONDON BRANCH National Association Y J.P. Morgan Investment Management 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 846,000 0 Inc. Management Holdings Y Inc. J.P. Morgan Bank Luxembourg, Kalvebod Brygge 39 Kobenhavn V 1560 Denmark J.P. Morgan Bank 100.00 1,780,000 0 Copenhagen Br, filial af J.P. Morgan Luxembourg S.A. Y Bank Luxembourg S.A. JPMorgan Chase Bank, N.A. - Sydney 83-85 CASTLEREAGH STREET Sydney NSW 2000 Australia JPMorgan Chase Bank, 100.00 13,250,000 0 Branch National Association Y J.P. Morgan Bank Luxembourg S.A. - Tordenskioldsgate 6 Oslo 0160 Norway J.P. Morgan Bank 100.00 121,457 0 Oslo Branch Luxembourg S.A. Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 1,022,000 0 Luxembourg Finance Limited Y JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 155,828,493 0 Association Y JPMorgan Chase Bank, N.A. - Hong 7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong JPMorgan Chase Bank, 100.00 6,778,548 0 Kong Branch Hong Kong National Association Y J.P. Morgan (Suisse) SA 8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland J.P. Morgan International 100.00 5,269,900 0 Geneva 1211 Switzerland Finance Limited Y J.P. MORGAN SECURITIES PLC 25 Bank Street Canary Wharf London E14 5JP England J.P. MORGAN CAPITAL 100.00 40,652,304 20,142,004 HOLDINGS LIMITED Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 54,687,420 0 Luxembourg Finance Limited N J.P. Morgan International Finance 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Bank, 100.00 101,631,624 20,142,004 Limited National Association N JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 181,782,923 20,142,004 Association N J.P. Morgan Broker-Dealer Holdings 4 Chase Metrotech Center 14th Floor Brooklyn NY 11245 United States JPMorgan Chase Holdings 100.00 780,000 0 Inc. LLC N JPMorgan Chase Holdings LLC 383 Madison Avenue New York NY 10179 United States JPMorgan Chase & Co. 100.00 1,626,000 0 N

JPMorgan Asset Management 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Holdings 100.00 846,000 0 Holdings Inc. LLC N J.P. MORGAN CAPITAL HOLDINGS 25 Bank Street Canary Wharf London E14 5JP England J.P. Morgan International 100.00 40,652,304 20,142,004 LIMITED Finance Limited N 23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318 26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00373 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 00728 3. Stock code

4. Name of listed corporation China Telecom Corporation Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 13,877,410,000

7. Name of substantial shareholder 10. Business registration number JPMorgan Chase & Co.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 383 Madison Ave., New York, NY 10179, United States

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of 3.9300 3.8799 3.8815 Cash Enter interest in the shares has reduced Enter Enter 2,303,649 HKD Enter because: you completed a sale of corporation corporation code or the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1201 2201 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,249,953,368 9.00 Long position 1,247,649,719 8.99

Short position 69,875,084 0.50 Short position 71,006,201 0.51

Lending pool 1,048,693,881 7.55 Lending pool 1,048,693,881 7.55

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 167,182,738 70,744,201 4101 Listed derivatives - Physically settled 60,000 0

2102 Investment manager 12,807,600 262,000 4102 Listed derivatives - Cash settled 0 912,000

2106 Person having a security interest in shares 18,965,500 0 4105 Unlisted derivatives - Physically settled 1,460,346 20,510,193

2502 Approved lending agent 1,048,693,881 0 4106 Unlisted derivatives - Cash settled 6,542,866 45,799,812 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

J.P. Morgan Bank Luxembourg S.A. - Strawinskylaan 1135 Amsterdam 1077XX Netherlands J.P. Morgan Bank 100.00 18,310,460 0 Amsterdam Branch Luxembourg S.A. Y J.P. Morgan AG TaunusTurm Taunustor 1 Frankfurt am Main Frankfurt 60310 Germany J.P. Morgan International 100.00 23,045 0 Finance Limited Y J.P. Morgan Bank Luxembourg S.A.- Hamngatan 15 Stockholm 11147 Sweden J.P. Morgan Bank 100.00 11,685,562 0 Stockholm Bankfilial Luxembourg S.A. Y J.P. Morgan Securities LLC 383 Madison Ave. New York NY 10179 United States J.P. Morgan Broker-Dealer 100.00 5,209,202 649,702 Holdings Inc. Y Highbridge Capital Management, LLC 40 West 57th Street Floor 32 New York NY 10019 United States JPMorgan Asset 100.00 0 262,000 Management Holdings Y Inc. JPMORGAN CHASE BANK, N.A. - 25 Bank Street Canary Wharf London E14 5JP England JPMorgan Chase Bank, 100.00 141,853,275 0 LONDON BRANCH National Association Y J.P. Morgan Investment Management 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 2,346,000 0 Inc. Management Holdings Y Inc. JPMorgan Chase Bank, N.A. - New Level 13, ASB Tower 2 Hunter Street Wellington 6011 New Zealand JPMorgan Chase Bank, 100.00 854,000 0 Zealand Branch National Association Y J.P. Morgan Prime Inc. 383 Madison Avenue New York NY 10179 United States J.P. Morgan Securities LLC 100.00 1,259,700 926,000 Y

J.P. Morgan Bank Luxembourg, Kalvebod Brygge 39 Kobenhavn V 1560 Denmark J.P. Morgan Bank 100.00 1,772,000 0 Copenhagen Br, filial af J.P. Morgan Luxembourg S.A. Y Bank Luxembourg S.A. JPMorgan Chase Bank, N.A. - Sydney 83-85 CASTLEREAGH STREET Sydney NSW 2000 Australia JPMorgan Chase Bank, 100.00 15,604,000 0 Branch National Association Y J.P. Morgan Bank Luxembourg S.A. - Tordenskioldsgate 6 Oslo 0160 Norway J.P. Morgan Bank 100.00 632,345 0 Oslo Branch Luxembourg S.A. Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 140,550,000 0 Luxembourg Finance Limited Y JPMorgan Chase Bank, N.A. - Hong 7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong JPMorgan Chase Bank, 100.00 66,831,680 0 Kong Branch Hong Kong National Association Y JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 621,270,559 0 Association Y JF Asset Management Limited 21st Floor, Chater House, 8 Connaught Road Central, Hong Kong. Hong JPMorgan Asset 99.99 10,414,000 0 Kong Hong Kong Management (Asia) Inc. Y J.P. MORGAN SECURITIES PLC 25 Bank Street Canary Wharf London E14 5JP England J.P. MORGAN CAPITAL 100.00 179,703,891 69,168,499 HOLDINGS LIMITED Y J.P. Morgan (Suisse) SA 8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland J.P. Morgan International 100.00 29,330,000 0 Geneva 1211 Switzerland Finance Limited Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 32,400,367 0 Luxembourg Finance Limited N J.P. Morgan International Finance 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Bank, 100.00 382,007,303 69,168,499 Limited National Association N JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 607,150,258 69,168,499 Association N J.P. Morgan Broker-Dealer Holdings 4 Chase Metrotech Center 14th Floor Brooklyn NY 11245 United States JPMorgan Chase Holdings 100.00 6,468,902 1,575,702 Inc. LLC N JPMorgan Chase Holdings LLC 383 Madison Avenue New York NY 10179 United States JPMorgan Chase & Co. 100.00 19,228,902 1,837,702 N

JPMorgan Asset Management 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Holdings 100.00 12,760,000 262,000 Holdings Inc. LLC N J.P. Morgan Securities LLC 383 Madison Ave. New York NY 10179 United States J.P. Morgan Broker-Dealer 100.00 1,259,700 926,000 Holdings Inc. N JPMorgan Asset Management (Asia) 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 10,414,000 0 Inc. Management Holdings N Inc. J.P. MORGAN CAPITAL HOLDINGS 25 Bank Street Canary Wharf London E14 5JP England J.P. Morgan International 100.00 179,703,891 69,168,499 LIMITED Finance Limited N

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00372 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 00696 3. Stock code

4. Name of listed corporation TravelSky Technology Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 932,562,000

7. Name of substantial shareholder 10. Business registration number JPMorgan Chase & Co.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 383 Madison Ave., New York, NY 10179, United States

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of 16.4400 16.1502 16.1360 Cash Enter interest in the shares has reduced Enter Enter 296,002 HKD Enter because: you completed a sale of corporation corporation code or the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1201 2201 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 83,945,833 9.00 Long position 83,649,831 8.96

Short position 3,965,108 0.42 Short position 3,843,108 0.41

Lending pool 72,276,969 7.75 Lending pool 72,276,969 7.75

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 9,741,174 3,843,108 4105 Unlisted derivatives - Physically settled 0 176,000

2102 Investment manager 145,000 0 4106 Unlisted derivatives - Cash settled 1,168,000 3,396,108

2106 Person having a security interest in shares 1,486,688 0

2502 Approved lending agent 72,276,969 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

China International Fund 25th Floor, Zhendan Mansion 99 Fucheng Road Shanghai 200120 China JPMORGAN ASSET 49.00 145,000 0 Management Co., Ltd. MANAGEMENT (UK) Y LIMITED J.P. Morgan Bank Luxembourg S.A. - Strawinskylaan 1135 Amsterdam 1077XX Netherlands J.P. Morgan Bank 100.00 181,165 0 Amsterdam Branch Luxembourg S.A. Y J.P. Morgan AG TaunusTurm Taunustor 1 Frankfurt am Main Frankfurt 60310 Germany J.P. Morgan International 100.00 970,000 0 Finance Limited Y J.P. Morgan Bank Luxembourg S.A.- Hamngatan 15 Stockholm 11147 Sweden J.P. Morgan Bank 100.00 9,026,067 0 Stockholm Bankfilial Luxembourg S.A. Y J.P. Morgan Securities LLC 383 Madison Ave. New York NY 10179 United States J.P. Morgan Broker-Dealer 100.00 86,690 81,000 Holdings Inc. Y JPMORGAN CHASE BANK, N.A. - 25 Bank Street Canary Wharf London E14 5JP England JPMorgan Chase Bank, 100.00 8,331,937 0 LONDON BRANCH National Association Y JPMorgan Chase Bank, N.A. - Sydney 83-85 CASTLEREAGH STREET Sydney NSW 2000 Australia JPMorgan Chase Bank, 100.00 727,000 0 Branch National Association Y J.P. Morgan Bank Luxembourg S.A. - Tordenskioldsgate 6 Oslo 0160 Norway J.P. Morgan Bank 100.00 43,933 0 Oslo Branch Luxembourg S.A. Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 20,058,000 0 Luxembourg Finance Limited Y JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 31,038,169 0 Association Y JPMorgan Chase Bank, N.A. - Hong 7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong JPMorgan Chase Bank, 100.00 1,936,698 0 Kong Branch Hong Kong National Association Y J.P. Morgan (Suisse) SA 8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland J.P. Morgan International 100.00 934,000 0 Geneva 1211 Switzerland Finance Limited Y J.P. MORGAN SECURITIES PLC 25 Bank Street Canary Wharf London E14 5JP England J.P. MORGAN CAPITAL 100.00 10,171,172 3,762,108 HOLDINGS LIMITED Y JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 145,000 0 (UK) LIMITED MANAGEMENT N HOLDINGS (UK) LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 145,000 0 HOLDINGS (UK) LIMITED MANAGEMENT N INTERNATIONAL LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMorgan Asset 100.00 145,000 0 INTERNATIONAL LIMITED Management Holdings N Inc. JPMorgan Asset Management 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Holdings 100.00 145,000 0 Holdings Inc. LLC N JPMorgan Chase Holdings LLC 383 Madison Avenue New York NY 10179 United States JPMorgan Chase & Co. 100.00 231,690 81,000 N

J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 9,251,165 0 Luxembourg Finance Limited N J.P. Morgan International Finance 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Bank, 100.00 41,384,337 3,762,108 Limited National Association N JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 52,379,972 3,762,108 Association N J.P. Morgan Broker-Dealer Holdings 4 Chase Metrotech Center 14th Floor Brooklyn NY 11245 United States JPMorgan Chase Holdings 100.00 86,690 81,000 Inc. LLC N J.P. MORGAN CAPITAL HOLDINGS 25 Bank Street Canary Wharf London E14 5JP England J.P. Morgan International 100.00 10,171,172 3,762,108 LIMITED Finance Limited N

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00371 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 00386 3. Stock code

4. Name of listed corporation China Petroleum & Chemical Corporation - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 25,513,438,600

7. Name of substantial shareholder 10. Business registration number JPMorgan Chase & Co.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 383 Madison Ave., New York, NY 10179, United States

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

You came to have a short position Interest of Interest of Enter of 1% or more in the shares, or Enter Enter 3,369,761 Enter the percentage level of your short corporation corporation code or position in such shares increased code or controlled by you code or controlled by you code or double because: you became the holder double double double of, wrote or issued equity Long click derivatives under which (choose click click click one): you have any of the rights position below or obligations referred to in below below below 14011 to 14014 above embedded 14015 in a contract or instrument 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,340,260,494 5.25 Long position 1,338,629,740 5.24

Short position 254,151,614 0.99 Short position 257,521,375 1.00

Lending pool 686,771,518 2.69 Lending pool 686,771,518 2.69

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 330,154,538 257,491,375 4101 Listed derivatives - Physically settled 21,474,000 25,550,000

2102 Investment manager 296,533,362 30,000 4102 Listed derivatives - Cash settled 140,000 23,382,000

2106 Person having a security interest in shares 23,741,822 0 4105 Unlisted derivatives - Physically settled 16,679,616 137,354,318

2301 Trustee 1,428,500 0 4106 Unlisted derivatives - Cash settled 16,809,859 61,855,656

2502 Approved lending agent 686,771,518 0 4103 Listed derivatives - Convertible instruments 0 1 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

China International Fund 25th Floor, Zhendan Mansion 99 Fucheng Road Shanghai 200120 China JPMORGAN ASSET 49.00 3,364,000 0 Management Co., Ltd. MANAGEMENT (UK) Y LIMITED JPMorgan Chase Bank, N.A. - Taipei 8F., No.108 Sec.5 Sinyi Rd., Sinyi District Taipei 10547 Taiwan Province of JPMorgan Chase Bank, 100.00 36,000,000 0 Branch China National Association Y JPMorgan Asset Management 20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan. Taipei 110 JPMorgan Asset 100.00 852,000 0 (Taiwan) Limited Taiwan Province of China Management (Asia) Inc. Y J.P. Morgan Bank Luxembourg S.A. - Strawinskylaan 1135 Amsterdam 1077XX Netherlands J.P. Morgan Bank 100.00 39,928,862 0 Amsterdam Branch Luxembourg S.A. Y J.P. Morgan AG TaunusTurm Taunustor 1 Frankfurt am Main Frankfurt 60310 Germany J.P. Morgan International 100.00 89,978 0 Finance Limited Y J.P. Morgan Bank Luxembourg S.A.- Hamngatan 15 Stockholm 11147 Sweden J.P. Morgan Bank 100.00 8,540,310 0 Stockholm Bankfilial Luxembourg S.A. Y J.P. Morgan Private Investments Inc. 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Holdings 100.00 4,900 0 LLC Y J.P. Morgan Securities LLC 383 Madison Ave. New York NY 10179 United States J.P. Morgan Broker-Dealer 100.00 16,846,822 1,469,200 Holdings Inc. Y Highbridge Capital Management, LLC 40 West 57th Street Floor 32 New York NY 10019 United States JPMorgan Asset 100.00 500,000 30,000 Management Holdings Y Inc. JPMORGAN CHASE BANK, N.A. - 25 Bank Street Canary Wharf London E14 5JP England JPMorgan Chase Bank, 100.00 151,866,910 0 LONDON BRANCH National Association Y J.P. Morgan Investment Management 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 84,637,662 0 Inc. Management Holdings Y Inc. JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 18,306,000 0 (UK) LIMITED MANAGEMENT Y HOLDINGS (UK) LIMITED J.P. Morgan Prime Inc. 383 Madison Avenue New York NY 10179 United States J.P. Morgan Securities LLC 100.00 6,943,500 5,158,900 Y

J.P. Morgan Structured Products B.V. Luna Arena Herikerbergweg 238 Amsterdam 1101 CM Netherlands J.P. Morgan International 100.00 0 1 Finance Limited Y JPMorgan Chase Bank, N.A. - Sydney 83-85 CASTLEREAGH STREET Sydney NSW 2000 Australia JPMorgan Chase Bank, 100.00 20,490,007 0 Branch National Association Y J.P. Morgan Bank Luxembourg S.A. - Tordenskioldsgate 6 Oslo 0160 Norway J.P. Morgan Bank 100.00 1,404,090 0 Oslo Branch Luxembourg S.A. Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 57,280,848 0 Luxembourg Finance Limited Y J.P. Morgan Trust Company of 500 Stanton Christiana Road Newark DE 19713-2107 United States J.P. Morgan Equity 100.00 499,500 0 Delaware Holdings, Inc. Y JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 303,995,324 0 Association Y JPMorgan Chase Bank, N.A. - Hong 7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong JPMorgan Chase Bank, 100.00 73,693,682 0 Kong Branch Hong Kong National Association Y JF Asset Management Limited 21st Floor, Chater House, 8 Connaught Road Central, Hong Kong. Hong JPMorgan Asset 99.99 161,532,000 0 Kong Hong Kong Management (Asia) Inc. Y J.P. Morgan (Suisse) SA 8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland J.P. Morgan International 100.00 21,627,000 0 Geneva 1211 Switzerland Finance Limited Y J.P. MORGAN SECURITIES PLC 25 Bank Street Canary Wharf London E14 5JP England J.P. MORGAN CAPITAL 100.00 330,226,345 250,863,274 HOLDINGS LIMITED Y JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 3,364,000 0 (UK) LIMITED MANAGEMENT N HOLDINGS (UK) LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 21,670,000 0 HOLDINGS (UK) LIMITED MANAGEMENT N INTERNATIONAL LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMorgan Asset 100.00 21,670,000 0 INTERNATIONAL LIMITED Management Holdings N Inc. JPMorgan Asset Management 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Holdings 100.00 269,191,662 30,000 Holdings Inc. LLC N JPMorgan Chase Holdings LLC 383 Madison Avenue New York NY 10179 United States JPMorgan Chase & Co. 100.00 293,486,384 6,658,100 N

JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 741,148,032 250,863,275 Association N JPMorgan Asset Management (Asia) 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 162,384,000 0 Inc. Management Holdings N Inc. J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 49,873,262 0 Luxembourg Finance Limited N J.P. Morgan International Finance 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Bank, 100.00 459,097,433 250,863,275 Limited National Association N J.P. Morgan Broker-Dealer Holdings 4 Chase Metrotech Center 14th Floor Brooklyn NY 11245 United States JPMorgan Chase Holdings 100.00 23,790,322 6,628,100 Inc. LLC N J.P. Morgan Securities LLC 383 Madison Ave. New York NY 10179 United States J.P. Morgan Broker-Dealer 100.00 6,943,500 5,158,900 Holdings Inc. N J.P. Morgan Equity Holdings, Inc. 201 North Walnut Street Wilmington DE 19801 United States JPMorgan Chase Holdings 100.00 499,500 0 LLC N J.P. MORGAN CAPITAL HOLDINGS 25 Bank Street Canary Wharf London E14 5JP England J.P. Morgan International 100.00 330,226,345 250,863,274 LIMITED Finance Limited N

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position 24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

N.A 5101 Trustee of a trust 1,428,500 0

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00370 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 26 06 2019 (day) (month) (year) (day) (month) (year) 00358 3. Stock code

4. Name of listed corporation Jiangxi Copper Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,387,482,000

7. Name of substantial shareholder 10. Business registration number JPMorgan Chase & Co.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 383 Madison Ave., New York, NY 10179, United States

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Notice filed Interest of Interest of 10.5800 10.4209 10.4169 Cash Enter because you ceased to have a Enter Enter 6,879,477 HKD Enter notifiable interest in the shares of corporation corporation code or the listed corporation (you must code or controlled by you code or controlled by you code or double briefly describe the relevant double double double event in the Supplementary Long click Information box) click click click position below below below below

1704 2201 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 73,034,079 5.26 Long position 66,154,602 4.76

Short position 13,208,905 0.95 Short position 13,069,571 0.94

Lending pool 38,015,406 2.73 Lending pool 38,015,406 2.73

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 23,958,687 12,658,571 4101 Listed derivatives - Physically settled 3,000 45,000

2102 Investment manager 4,017,000 411,000 4102 Listed derivatives - Cash settled 0 25,600

2106 Person having a security interest in shares 163,509 0 4105 Unlisted derivatives - Physically settled 10,951,790 1,028,247

2502 Approved lending agent 38,015,406 0 4106 Unlisted derivatives - Cash settled 4,053,000 9,781,017 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

J.P. Morgan Bank Luxembourg S.A. - Strawinskylaan 1135 Amsterdam 1077XX Netherlands J.P. Morgan Bank 100.00 695,404 0 Amsterdam Branch Luxembourg S.A. Y J.P. Morgan Bank Luxembourg S.A.- Hamngatan 15 Stockholm 11147 Sweden J.P. Morgan Bank 100.00 5,894,006 0 Stockholm Bankfilial Luxembourg S.A. Y J.P. Morgan Securities LLC 383 Madison Ave. New York NY 10179 United States J.P. Morgan Broker-Dealer 100.00 167,349 3,840 Holdings Inc. Y Highbridge Capital Management, LLC 40 West 57th Street Floor 32 New York NY 10019 United States JPMorgan Asset 100.00 0 411,000 Management Holdings Y Inc. JPMORGAN CHASE BANK, N.A. - 25 Bank Street Canary Wharf London E14 5JP England JPMorgan Chase Bank, 100.00 21,191,672 0 LONDON BRANCH National Association Y J.P. Morgan Investment Management 383 Madison Avenue New York NY 10179 United States JPMorgan Asset 100.00 3,194,000 0 Inc. Management Holdings Y Inc. JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 82,000 0 (UK) LIMITED MANAGEMENT Y HOLDINGS (UK) LIMITED JPMorgan Chase Bank, N.A. - Sydney 83-85 CASTLEREAGH STREET Sydney NSW 2000 Australia JPMorgan Chase Bank, 100.00 721,000 0 Branch National Association Y J.P. Morgan Bank Luxembourg S.A. - Tordenskioldsgate 6 Oslo 0160 Norway J.P. Morgan Bank 100.00 518,994 0 Oslo Branch Luxembourg S.A. Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 248,000 0 Luxembourg Finance Limited Y JPMorgan Chase Bank, N.A. - Hong 7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong JPMorgan Chase Bank, 100.00 1,090,000 0 Kong Branch Hong Kong National Association Y JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 7,004,330 0 Association Y J.P. MORGAN SECURITIES PLC 25 Bank Street Canary Wharf London E14 5JP England J.P. MORGAN CAPITAL 100.00 23,954,847 12,654,731 HOLDINGS LIMITED Y J.P. Morgan (Suisse) SA 8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland J.P. Morgan International 100.00 1,393,000 0 Geneva 1211 Switzerland Finance Limited Y J.P. Morgan Bank Luxembourg S.A. European Bank & Business Centre 6, route de Treves Senningerberg L-2633 J.P. Morgan International 100.00 7,108,404 0 Luxembourg Finance Limited N J.P. Morgan International Finance 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Bank, 100.00 32,704,251 12,654,731 Limited National Association N JPMorgan Chase Bank, National 1111 Polaris Parkway Columbus OH 43240 United States JPMorgan Chase & Co. 100.00 55,706,923 12,654,731 Association N J.P. Morgan Broker-Dealer Holdings 4 Chase Metrotech Center 14th Floor Brooklyn NY 11245 United States JPMorgan Chase Holdings 100.00 167,349 3,840 Inc. LLC N JPMorgan Chase Holdings LLC 383 Madison Avenue New York NY 10179 United States JPMorgan Chase & Co. 100.00 3,443,349 414,840 N JPMorgan Asset Management 383 Madison Avenue New York NY 10179 United States JPMorgan Chase Holdings 100.00 3,276,000 411,000 Holdings Inc. LLC N JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMORGAN ASSET 100.00 82,000 0 HOLDINGS (UK) LIMITED MANAGEMENT N INTERNATIONAL LIMITED JPMORGAN ASSET MANAGEMENT 60 Victoria Embankment London EC4Y0JP England JPMorgan Asset 100.00 82,000 0 INTERNATIONAL LIMITED Management Holdings N Inc. J.P. MORGAN CAPITAL HOLDINGS 25 Bank Street Canary Wharf London E14 5JP England J.P. Morgan International 100.00 23,954,847 12,654,731 LIMITED Finance Limited N

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information JP Morgan Chase & Co. ceased to have a notifiable interest in the shares.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00366 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00299 3. Stock code

4. Name of listed corporation New Sports Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 4,550,104,797

7. Name of substantial shareholder 10. Business registration number Bao Xin International Asset Management Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong Nil

16. Name of listed parent and exchange on which parent is listed Glory Sun Financial Group Limited and The Stock Exchange of Hong Kong Limited 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of Enter interest in the shares has reduced Enter Enter 1,979,263,913 Enter because: Any other event (you corporation corporation code or must briefly describe the relevant code or controlled by you code or controlled by you code or double event in the Supplementary double double double Information box) Long click click click click position below below below below

1213 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,979,263,913 47.45 Long position 1,979,263,913 43.50

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 1,979,263,913 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Hong Kong Bao Xin Asset Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Bao Xin International 100.00 1,979,263,913 0 Management Limited Kong Asset Management Y Limited

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information On 24 June 2019, a total of 379,000,000 shares were issued by New Sports Group Limited ("NSG") pursuant to the subscription agreements and the percentage figure of Bao Xin International Asset Management Limited’s interest in the shares of NSG has decreased.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00365 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00491 3. Stock code

4. Name of listed corporation Emperor Culture Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 3,213,340,890

7. Name of substantial shareholder 10. Business registration number ALTO TRUST LIMITED

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

You first acquire a notifiable Trustee 0.0000 Enter interest because: any other event Enter Enter 1,064,200,000 HKD Enter (you must briefly describe the code or relevant event in the code or code or code or double Supplementary Information box) double double double Long click click click click position below below below below

1013 2301

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 0 0.00 Long position 1,064,200,000 33.12

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2301 Trustee 1,064,200,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Albert Yeung Entertainment Holdings Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, ALTO TRUST LIMITED 100.00 1,064,200,000 Limited VG1110, British Virgin Islands N Emperor Entertainment & Motion Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Albert Yeung 100.00 1,064,200,000 Picture Holdings Limited VG1110, British Virgin Islands Entertainment Holdings N Limited Emperor Culture Group Holdings Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, Emperor Entertainment & 100.00 1,064,200,000 Limited VG1110, British Virgin Islands Motion Picture Holdings Y Limited

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

Private Trust 5101 Trustee of a trust 1,064,200,000

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Due to internal restructuring

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00361 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 01787 3. Stock code

4. Name of listed corporation 山东黄金矿业股份有限公司 - H股

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 356,889,500

7. Name of substantial shareholder 10. Business registration number 中国国有企业结构调整基金股份有限公司

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 北京市西城区金融大街7号英蓝国际金融中心F702室

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 无 N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner Beneficial owner 21.3500 21.2168 Enter interest in the shares has reduced Enter Enter 3,882,250 HKD Enter because: you completed a sale of code or the shares code or code or code or double double double double Long click click click click position below below below below

1201 2101 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 71,052,000 19.90 Long position 67,169,750 18.82

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 67,169,750 4106 Unlisted derivatives - Cash settled 67,169,750

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00358 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 31 05 2019 (day) (month) (year) (day) (month) (year) 00299 3. Stock code

4. Name of listed corporation New Sports Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 4,171,104,797

7. Name of substantial shareholder 10. Business registration number Hong Kong Bao Xin Asset Management Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Units 1908–1909, 19/F, Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Units 1908–1909, 19/F, Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong Nil

16. Name of listed parent and exchange on which parent is listed Glory Sun Financial Group Limited and The Stock Exchange of Hong Kong Limited 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner Beneficial owner Enter interest in the shares has reduced Enter Enter 1,979,263,913 Enter because: Any other event (you code or must briefly describe the relevant code or code or code or double event in the Supplementary double double double Information box) Long click click click click position below below below below

1213 2101 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,979,263,913 47.45 Long position 1,979,263,913 43.50

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 1,979,263,913 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information On 24 June 2019, a total of 379,000,000 shares were issued by New Sports Group Limited ("NSG") pursuant to the subscription agreements and the percentage figure of Hong Kong Bao Xin Asset Management Limited’s interest in the shares of NSG has decreased.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00357 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00491 3. Stock code

4. Name of listed corporation Emperor Culture Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 3,213,340,890

7. Name of substantial shareholder 10. Business registration number STC International Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

Miscellaneous Notice filed Trustee 0.0000 Enter because you ceased to have a Enter Enter 1,064,200,000 HKD Enter notifiable interest in the shares of code or the listed corporation (you must code or code or code or double briefly describe the relevant double double double event in the Supplementary Long click Information box) click click click position below below below below

1704 2301

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 1,064,200,000 33.12 Long position 0 0.00

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Due to internal restructuring

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00353 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 06198 3. Stock code

4. Name of listed corporation QINGDAO PORT INTERNATIONAL CO., LTD.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,099,025,000

7. Name of substantial shareholder 10. Business registration number VALUE PARTNERS GROUP LIMITED

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Cricket Square, Hutchins Drive, PO Box 2681, Grand Cayman, KY1-1111, Cayman Islands.

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 43rd floor, The Center, 99 Queen‘s Road Central, Hong Kong. Hong Kong

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of Interest of 5.6500 5.6404 Enter interest in the shares has reduced Enter Enter 776,000 HKD Enter because: you completed a sale of corporation corporation code or the shares code or controlled by you code or controlled by you code or double double double double Long click click click click position below below below below

1201 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 99,523,000 9.05 Long position 98,747,000 8.98

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 98,747,000 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Value Partners Hong Kong Limited 43rd floor, The Center, 99 Queen‘s Road Central, Hong Kong. (Hong Kong) Value Partners Group 100.00 98,747,000 Limited N Value Partners Limited 43rd floor, The Center, 99 Queen‘s Road Central, Hong Kong. (British Value Partners Hong 100.00 98,747,000 Y Virgin Islands) Kong Limited

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00351 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 00009 3. Stock code

4. Name of listed corporation Nine Express Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 3,568,790,629

7. Name of substantial shareholder 10. Business registration number Keyne Holdings Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra (Cayman) Limited, P. O. Box 31119 Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1-1205 Cayman Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed N/A N/A

16. Name of listed parent and exchange on which parent is listed N/A 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner 0.2280 0.2253 Enter interest in the shares has Enter Enter 708,000 HKD Enter increased because: you code or purchased the shares code or code or code or double double double double Long click click click click position below below below below

1101 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 2,153,627,860 60.35 Long position 2,154,335,860 60.37

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 2,154,335,860 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00345 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 21 06 2019 (day) (month) (year) (day) (month) (year) 00063 3. Stock code

4. Name of listed corporation China Graphene Group Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 2,819,102,084

7. Name of substantial shareholder 10. Business registration number Right Select International Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Room 3201, 32/F., Two Pacific Place, 88 Queensway, Hong Kong

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 0.1657 Cash Enter interest in the shares has reduced Enter Enter 2,112,395,735 HKD Enter because: you ceased to have a corporation code or security interest in the shares code or controlled by you code or code or double double double double Long click click click click position below below below below

1205 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 2,112,395,735 74.93 Long position 0 0.00

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00342 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 21 06 2019 (day) (month) (year) (day) (month) (year) 00063 3. Stock code

4. Name of listed corporation China Graphene Group Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 2,819,102,084

7. Name of substantial shareholder 10. Business registration number Huarong Investment Stock Corporation Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person P.O. Box 1350, Clifton House, 75 Fort Street, Grand Cayman, KY1-1108, Cayman Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Room 3201, 32/F., Two Pacific Place, 88 Queensway, Hong Kong The Stock Exchange of Hong Kong Limited

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Interest of 0.1657 Cash Enter interest in the shares has reduced Enter Enter 2,112,395,735 HKD Enter because: you ceased to have a corporation code or security interest in the shares code or controlled by you code or code or double double double double Long click click click click position below below below below

1205 2201 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 2,112,395,735 74.93 Long position 0 0.00

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00340 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 02333 3. Stock code

4. Name of listed corporation Great Wall Motor Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 3,099,540,000

7. Name of substantial shareholder 10. Business registration number Citigroup Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 388 Greenwich Street, New York, 10013, USA

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 50/F, Champion Tower, 3 Garden Road, Central, Hong Kong NYSE

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 13,547,263 HKD Enter shares because: any other event corporation corporation code or (you must briefly describe the code or controlled by you code or controlled by you code or double relevant event in the double double double Supplementary Information box) Long click click click click position below below below below

1316 2201 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 288,329,467 9.30 Long position 301,311,841 9.72

Short position 142,818,440 4.60 Short position 151,199,976 4.87

Lending pool 141,621,435 4.56 Lending pool 146,363,309 4.72

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2106 Person having a security interest in shares 117,000 0 4101 Listed derivatives - Physically settled 0 5,341,500

2201 Interest of corporation controlled by you 154,831,532 151,199,976 4105 Unlisted derivatives - Physically settled 29,095,317 20,370,017

2502 Approved lending agent 146,363,309 0 4106 Unlisted derivatives - Cash settled 30,135,000 1,497,000

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Citicorp LLC 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 166,812,526 20,370,017 N

Citibank, N.A. 701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States Citicorp LLC 100.00 166,733,326 20,370,017 Y

Citigroup Global Markets Holdings 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 134,499,315 130,829,959 Inc. N Citigroup Financial Products Inc. 388 Greenwich Street, New York, NY, 10013, United States Citigroup Global Markets 100.00 134,499,315 130,829,959 Holdings Inc. N Citigroup Global Markets Hong Kong 50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Citigroup Financial 100.00 9,720,119 6,078,319 Limited Hong Kong Products Inc. Y Citigroup Global Markets Inc. 388 Greenwich Street, New York, NY, 10013, United States Citigroup Financial 100.00 17,394,000 89,783,000 Products Inc. Y Citigroup Global Markets Holdings Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas Citigroup Financial 90.00 107,385,196 34,968,640 Bahamas Limited Products Inc. N Citigroup Global Markets Limited Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, Citigroup Global Markets 100.00 107,385,196 34,968,640 England Holdings Bahamas Y Limited Citibank, N.A. 701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States Citicorp LLC 100.00 79,200 0 N

Citibank Overseas Investment New Castle Corporate Commons, Operations One Bldg., One Penn's Way, Citibank, N.A. 100.00 79,200 0 Corporation New Castle, New Castle, DE, 19720, United States N Citi Overseas Investments Bahamas 110 Thompson Blvd., P. O. Box N1576, Nassau, New Providence, Bahamas Citibank Overseas 100.00 79,200 0 Inc. Investment Corporation N Citigroup International Luxembourg 31, Z.A. Bourmicht, Bertrange, L-8070, Luxembourg Citi Overseas Investments 100.00 79,200 0 Limited Bahamas Inc. N Citigroup Participation Luxembourg 31, Z.A. Bourmicht, Bertrange, L-8070, Luxembourg Citigroup International 100.00 79,200 0 Limited Luxembourg Limited N Cititrust (Bahamas) Limited 110 Thompson Boulevard, Nassau, New Providence, Bahamas Citigroup Participation 100.00 79,200 0 Luxembourg Limited Y

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position 24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below

25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below 27. Supplementary information The percentage level of Citigroup Inc.'s interest in the borrowed shares has increased. Hence, the percentage figure of shares in which our interest is unchanged passed through a percentage level.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00339 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00958 3. Stock code

4. Name of listed corporation Huaneng Renewables Corporation Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 5,031,220,992

7. Name of substantial shareholder 10. Business registration number Citigroup Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 388 Greenwich Street, New York, 10013, USA

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 50/F, Champion Tower, 3 Garden Road, Central, Hong Kong NYSE

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Approved lending Enter interest in the shares has Enter Enter 11,568,180 HKD Enter increased because: Any other agent code or event (you must briefly describe code or code or code or double the relevant event in the double double double Supplementary Information box) Long click click click click position below below below below

1113 2502

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 401,131,010 7.97 Long position 412,699,190 8.20

Short position 688,000 0.01 Short position 688,002 0.01

Lending pool 363,367,684 7.22 Lending pool 374,962,576 7.45

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2106 Person having a security interest in shares 36,297,847 0 4105 Unlisted derivatives - Physically settled 0 490,000

2201 Interest of corporation controlled by you 1,438,767 688,002 4106 Unlisted derivatives - Cash settled 98,000 198,000

2502 Approved lending agent 374,962,576 0

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Citicorp LLC 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 374,962,576 0 N

Citibank, N.A. 701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States Citicorp LLC 100.00 374,962,576 0 Y

Citigroup Global Markets Holdings 388 Greenwich Street, New York, New York, NY, 10013, United States Citigroup Inc. 100.00 37,736,614 688,002 Inc. N Citigroup Financial Products Inc. 388 Greenwich Street, New York, New York, NY, 10013, United States Citigroup Global Markets 100.00 37,736,614 688,002 Holdings Inc. N Citigroup Global Markets Hong Kong 50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Citigroup Financial 100.00 0 490,000 Limited Hong Kong Products Inc. Y Citigroup Global Markets Holdings Citibank Building, 110 Thompson Blvd, Bahamas (The) Citigroup Financial 90.00 37,736,614 198,002 Bahamas Limited Products Inc. N Citigroup Global Markets Limited Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, Citigroup Global Markets 100.00 37,736,614 198,002 England Holdings Bahamas Y Limited

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Citigroup Inc.'s interest in the shares held in the lending pool has increased.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00338 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 06886 3. Stock code

4. Name of listed corporation Huatai Securities Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,719,045,680

7. Name of substantial shareholder 10. Business registration number Citigroup Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 388 Greenwich Street, New York, 10013, USA

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 50/F, Champion Tower, 3 Garden Road, Central, Hong Kong NYSE

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 8,319,576 HKD Enter shares because: any other event corporation corporation code or (you must briefly describe the code or controlled by you code or controlled by you code or double relevant event in the double double double Supplementary Information box) Long click click click click position below below below below

1316 2201 2201

You ceased to have a short Interest of Enter position of 1% or more in the Enter Enter 9,528,512 shares, or the percentage level of corporation code or your short position in such shares code or controlled by you code or double decreased because: any other double double event (you must briefly describe Short click the relevant event in the click click position below Supplementary Information box) below below

1503 2201

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 129,162,813 7.51 Long position 120,563,037 7.01

Short position 35,146,648 2.04 Short position 25,618,136 1.49

Lending pool 89,764,500 5.22 Lending pool 91,561,352 5.32

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2201 Interest of corporation controlled by you 29,001,685 25,618,136 4106 Unlisted derivatives - Cash settled 3,334,200 0

2502 Approved lending agent 91,561,352 0

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position Citicorp LLC 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 91,561,352 0 N

Citibank, N.A. 701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States Citicorp LLC 100.00 91,561,352 0 Y

Citigroup Global Markets Holdings 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 29,001,685 25,618,136 Inc. N Citigroup Financial Products Inc. 388 Greenwich Street, New York, NY, 10013, United States Citigroup Global Markets 100.00 29,001,685 25,618,136 Holdings Inc. N Citigroup Global Markets Inc. 388 Greenwich Street, New York, NY, 10013, United States Citigroup Financial 100.00 0 15,797,600 Products Inc. Y Citigroup Global Markets Holdings Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas Citigroup Financial 90.00 29,001,685 9,820,536 Bahamas Limited Products Inc. N Citigroup Global Markets Limited Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, Citigroup Global Markets 100.00 29,001,685 9,820,536 England Holdings Bahamas Y Limited

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information The percentage level of Citigroup Inc.'s interest in the borrowed shares has reduced. Hence, the percentage figure of shares in which our interest is unchanged passed through a percentage level. The decrease in short position was due to the decrease in our obligation to return for the borrowed shares under a securities borrowing and lending agreement.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00337 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 03188 3. Stock code

4. Name of listed corporation ChinaAMC CSI 300 Index ETF

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Units / Unit Trusts 372,300,000

7. Name of substantial shareholder 10. Business registration number Citigroup Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 388 Greenwich Street, New York, 10013, USA

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 50/F, Champion Tower, 3 Garden Road, Central, Hong Kong NYSE

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

There has been a change in Interest of Interest of Enter nature of your interest in the Enter Enter 224,692 HKD Enter shares because: any other event corporation corporation code or (you must briefly describe the code or controlled by you code or controlled by you code or double relevant event in the double double double Supplementary Information box) Long click click click click position below below below below

1316 2201 2201

You came to have a short position Interest of Enter of 1% or more in the shares, or Enter Enter 3,347,356 the percentage level of your short corporation code or position in such shares increased code or code or controlled by you double because: any other event (you double double must briefly describe the relevant Short click event in the Supplementary click click position below Information box) below below

1403 2201

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 34,286,558 9.47 Long position 34,061,865 9.14

Short position 20,629,833 5.70 Short position 23,977,189 6.44

Lending pool 1,712,700 0.47 Lending pool 1,712,700 0.46

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2106 Person having a security interest in shares 339,000 0 4101 Listed derivatives - Physically settled 3,600,000 11,042,000

2201 Interest of corporation controlled by you 32,010,165 23,977,189 4105 Unlisted derivatives - Physically settled 20,908,383 3,329,687

2502 Approved lending agent 1,712,700 0 4106 Unlisted derivatives - Cash settled 716,782 1,995,172

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Citicorp LLC 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 2,226,107 513,407 N

Citibank, N.A. 701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States Citicorp LLC 100.00 2,226,107 513,407 Y

Citigroup Global Markets Holdings 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 708,480 708,168 Inc. Y Citigroup Global Markets Holdings 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 31,127,278 22,755,614 Inc. N Citigroup Financial Products Inc. 388 Greenwich Street, New York, NY, 10013, United States Citigroup Global Markets 100.00 31,127,278 22,755,614 Holdings Inc. N Citigroup Global Markets Hong Kong 50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Citigroup Financial 100.00 24,124,922 15,271,768 Limited Hong Kong Products Inc. Y Citigroup Global Markets Holdings Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas Citigroup Financial 90.00 7,002,356 7,483,846 Bahamas Limited Products Inc. N Citigroup Global Markets Limited Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, Citigroup Global Markets 100.00 7,002,356 7,483,846 England Holdings Bahamas Y Limited

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information Citi sold an interest of 0.06%. This is notifiable because the percentage figure in which our interest that has not changed decreased from 8.26% to 7.96%. The increase in the short position was due to an increase in our obligation to return the borrowed shares to our Prime Brokerage clients.

28. Check this box if this is a revision of a previously submitted form 29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00336 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 01375 3. Stock code

4. Name of listed corporation Central China Securities Co., Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,195,365,000

7. Name of substantial shareholder 10. Business registration number Citigroup Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 388 Greenwich Street, New York, 10013, USA

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 50/F, Champion Tower, 3 Garden Road, Central, Hong Kong NYSE

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

You came to have a short position Interest of Enter of 1% or more in the shares, or Enter Enter 35,860,950 Enter the percentage level of your short corporation code or position in such shares increased code or code or controlled by you code or double because: any other event (you double double double must briefly describe the relevant Long click event in the Supplementary click click click position below Information box) below below below

1403 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 105,543,228 8.82 Long position 105,186,228 8.79

Short position 72,000 0.00 Short position 35,932,950 3.00

Lending pool 28,193,228 2.35 Lending pool 27,826,228 2.32

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2106 Person having a security interest in shares 41,427,050 0

2201 Interest of corporation controlled by you 35,932,950 35,932,950

2502 Approved lending agent 27,826,228 0 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Citicorp LLC 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 27,826,228 0 N

Citibank, N.A. 701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States Citicorp LLC 100.00 27,826,228 0 Y

Citigroup Global Markets Holdings 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 77,360,000 35,932,950 Inc. N Citigroup Financial Products Inc. 388 Greenwich Street, New York, NY, 10013, United States Citigroup Global Markets 100.00 77,360,000 35,932,950 Holdings Inc. N Citigroup Global Markets Holdings Citibank Building, 110 Thompson Blvd, Bahamas (The) Citigroup Financial 90.00 77,360,000 35,932,950 Bahamas Limited Products Inc. N Citigroup Global Markets Limited Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, Citigroup Global Markets 100.00 77,360,000 35,932,950 England Holdings Bahamas Y Limited

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information The increase in the short position was due to an increase in our obligation to return the borrowed shares to our Prime Brokerage clients. 28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00335 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 24 06 2019 (day) (month) (year) (day) (month) (year) 00358 3. Stock code

4. Name of listed corporation Jiangxi Copper Co. Ltd. - H Shares

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

H Shares 1,387,482,000

7. Name of substantial shareholder 10. Business registration number Citigroup Inc.

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person 388 Greenwich Street, New York, 10013, USA

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed 50/F, Champion Tower, 3 Garden Road, Central, Hong Kong NYSE

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

You came to have a short position Interest of Enter of 1% or more in the shares, or Enter Enter 4,379,840 Enter the percentage level of your short corporation code or position in such shares increased code or code or controlled by you code or double because: any other event (you double double double must briefly describe the relevant Long click event in the Supplementary click click click position below Information box) below below below

1403 2201

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 71,285,567 5.13 Long position 72,474,595 5.22

Short position 9,940,175 0.71 Short position 14,320,015 1.03

Lending pool 58,345,478 4.20 Lending pool 59,745,538 4.30

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2106 Person having a security interest in shares 187,000 0 4101 Listed derivatives - Physically settled 0 200,000

2201 Interest of corporation controlled by you 12,542,057 14,320,015 4105 Unlisted derivatives - Physically settled 5,951,435 9,191,055

2502 Approved lending agent 59,745,538 0 4106 Unlisted derivatives - Cash settled 355,960 296,960

22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

Citicorp LLC 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 65,676,133 5,930,595 N

Citibank, N.A. 701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States Citicorp LLC 100.00 65,676,133 5,930,595 Y

Citigroup Global Markets Holdings 388 Greenwich Street, New York, NY, 10013, United States Citigroup Inc. 100.00 6,798,462 8,389,420 Inc. N Citigroup Financial Products Inc. 388 Greenwich Street, New York, NY, 10013, United States Citigroup Global Markets 100.00 6,798,462 8,389,420 Holdings Inc. N Citigroup Global Markets Hong Kong 50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Citigroup Financial 100.00 317,800 3,757,420 Limited Hong Kong Products Inc. Y Citigroup Global Markets Holdings Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas Citigroup Financial 90.00 6,480,662 4,632,000 Bahamas Limited Products Inc. N Citigroup Global Markets Limited Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, Citigroup Global Markets 100.00 6,480,662 4,632,000 England Holdings Bahamas Y Limited

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information The increase in the short position was due to an increase in our obligation to return the borrowed shares to our Prime Brokerage clients.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00334 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 25 06 2019 (day) (month) (year) (day) (month) (year) 02060 3. Stock code

4. Name of listed corporation Pujiang International Group Ltd.

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 811,044,000

7. Name of substantial shareholder 10. Business registration number Elegant Kindness Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Unit 8, 3/F, Qwomar Trading Complex, Blackburne Road, Port Purcell, Road Town, Tortola, British Virgin Islands, VG1110

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Nil Nil

16. Name of listed parent and exchange on which parent is listed Nil 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Beneficial owner Enter interest in the shares has reduced Enter Enter Enter because: Any other event (you code or must briefly describe the relevant code or code or code or double event in the Supplementary double double double Information box) Long click click click click position below below below below

1213 2101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 509,203,064 63.65 Long position 509,203,064 62.78

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 2101 Beneficial owner 509,203,064 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information The percentage level of interest in the shares of the listed corporation has reduced because an aggregate of 11,044,000 shares of the listed corporation were allotted and issued on 25 June 2019 pursuant to the partial exercise of the over-allotment option.

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded Form 2

CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE CS20190627E00333 Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)

This Form must be completed in accordance with the directions and instructions in the Notes to Form 2.

1. Date of relevant event 2. Date when the substantial shareholder becomes aware of the relevant event/interest in the shares (if later) 21 06 2019 (day) (month) (year) (day) (month) (year) 00063 3. Stock code

4. Name of listed corporation China Graphene Group Limited

5. Class of shares 6. Number of issued shares in class (Link to HKEX website)

Ordinary Shares 2,819,102,084

7. Name of substantial shareholder 10. Business registration number Clever Robust Limited

11. Place of incorporation Certificate of Incorporation number

8. Registered office 12. Contact person Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands

13. Daytime telephone number 14. Email address

9. Principal place of business in Hong Kong 15. Exchange on which listed Room 3201, 32/F., Two Pacific Place, 88 Queensway, Hong Kong

16. Name of listed parent and exchange on which parent is listed 17. Details of relevant event Capacity in which shares were/are held On Exchange Off Exchange Number of shares Currency of Average Brief description of relevant event bought/sold or Highest price Average price Before relevant event After relevant event transaction consideration Nature of consideration involved (per share) (per share) (per share)

The percentage level of your Person having a 0.1657 Cash Enter interest in the shares has reduced Enter Enter 2,112,395,735 HKD Enter because: you ceased to have a security interest in code or security interest in the shares code or shares code or code or double double double double Long click click click click position below below below below

1205 2106 3101

Enter Enter Enter code or code or code or double double double Short click click click position below below below

18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event

Total number of shares Percentage figure (%) Total number of shares Percentage figure (%)

Long position 2,112,395,735 74.93 Long position 0 0.00

Short position Short position

Lending pool Lending pool

20. Capacity in which interests disclosed in Box 19 are held Add Row Delete Row 21. Further information in respect of derivative interests Add Row Delete Row

Capacity code Number of shares Derivatives code Number of shares

Enter code or Enter code or Description Long position Short position Description Long position Short position double click below double click below 22. Further information in relation to interests of corporations controlled by substantial shareholder Add Row Delete Row Direct interest Number of shares Name of controlled corporation Address and place of incorporation Name of controlling person % control (Y/N) Long position Short position

23. Further information in relation to interests held by substantial shareholder jointly with another person Add Row Delete Row Number of shares Name of joint shareholder Address Long position Short position

24. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust Add Row Delete Row Status code Number of shares Name of trust Address Enter code or Description Long position Short position double click below 25. Further information from a party to an agreement under section 317 (Please see Notes for further information required) Add Row Delete Row

Name of other parties Address Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26.Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Add Row Delete Row Relationship code Percentage (%) Names Address Enter code or double Description click below

27. Supplementary information

28. Check this box if this is a revision of a previously submitted form

29. Number of concert party document(s) under section 317 attached/uploaded