ASSET MANAGER’S GUIDE 2020 LATAM FUNDS SOCIETY’S ASSET MANAGER’S GUIDE LATIN AMERICA

DIRECTOR: Alicia Jimenez – [email protected] ADVERTISING OPPORTUNITIES: Elena Santiso – [email protected] SUBSCRIPTIONS: Luis Montenegro – [email protected]

DESIGN AND LAYOUT: El Sofá Verde PRINT: Gráfica Mosca

FUNDS SOCIETY’S BOARD OF DIRECTORS Alicia Jimenez – Managing Partner Elena Santiso – Managing Parter – Business Development

FUNDS SOCIETY is a trademark of KABE MAS LLC 1200 Brickell Avenue; 18th floor Miami, FL 33131 +1-786 429-0248

The contents and/or services provided by Funds Society are of a financial nature and are aimed specifically to the international or offshore financial industry professionals or experts, including information, opinion, charts, graphs and links to several financial media. Due to the number of sources from which information on Funds Society is obtained, there may be omissions or inaccuracies in such information. Funds Society may include facts, views, opinions and recommendations of individuals and organizations deemed of interest. Funds Society does not guarantee the accuracy, completeness or timeliness of, or otherwise endorse, these views, opinions or recommendations. The content of this guide is not intended for the retail investor or for the wealth management professional who’s clients are residents of the U.S.

2 ESTIMADO LECTOR,

Hace ocho años lanzamos Funds Society con el objetivo de ser punto de encuentro para los miembros de la industria de Asset y Wealth Management de Latinoamérica, US Offshore y España. En este camino hemos ido lan- zando nuevos productos, empezando por nuestra web www.fundssociety. com, las newsletters diarias globales y regionales, nuestros grupos de redes sociales en los que muchos de ustedes nos acompañan a diario, y nuestra revista trimestral en papel, que ahora también llega a todos nuestros sus- criptores en formato digital.

Hace cuatro años decidimos lanzar una Guía anual con los contactos de los administradores de fondos UCITS que hacen negocio en US Offshore, con el objetivo de acercar a nuestros lectores un directorio útil que les permita acceder a sus proveedores para las distintas familias de fondos con las que trabajan. Ahora, en 2020, lanzamos esta misma guía para Latinoamérica. En ella compilamos los datos de más de 60 administradoras de fondos con equipo en la región presentando los datos básicos de contacto de las per- sonas que trabajan cada día para dar el mejor servicio a los compradores profesionales de fondos mutuos.

Como todos saben, esta industria no para de moverse. Cada año hay nue- vas fusiones y adquisiciones, así como constantes cambios en los equipos de desarrollo de negocio y servicio al cliente. Este año, a pesar de la irrup- ción de la pandemia del COVID-19 no ha sido una excepción, pero hemos tratado de mantener los datos lo más actualizados posibles a la fecha de la salida a imprenta de esta Guía. Pedimos disculpas por adelantado ante cualquier error u omisión que se recoja en estas páginas, así como su co- laboración para subsanarlo de cara a próximas ediciones. Siempre pueden contactarnos a través del correo electrónico [email protected]

Además del listado general, hemos incluido información adicional de 13 ad- ministradoras de fondos que han querido compartir con ustedes sus pro- puestas de negocio de forma más detallada.

Esperamos que esta información les resulte útil.

Un cordial saludo,

Alicia Jiménez de la Riva Socia Fundadora y Managing Partner Funds Society

3 ASSET MANAGER’S GUIDE

INDEX

Aberdeen Standard Investments 8 M&G Investments 26

Allianz Global Investors 10 Morgan Stanley IM 28

Capital Group 12 Muzinich & Co 30

Franklin Templeton 16 Natixis Investment Managers 32

GAM 18 Nordea 36

Janus Henderson Investors 20 RWC Partners 38

MFS 24

ABERDEEN STANDARD INVESTMENTS 6

ALLIANCE BERNSTEIN 6

ALLIANZ GLOBAL INVESTORS 6

AMUNDI ASSET MANAGEMENT 6

AMUNDI ETF 6

AVIVA INVESTORS AMERICAS 7

AXA INVESTMENT MANAGERS 7

BLACKROCK 7

BNY MELLON INVESTMENT MANAGEMENT 7

BRANDES INVESTMENTS PARTNERS 7

CALAMOS INVESTMENTS 7

CANDRIAM INVESTORS GROUP 7

CAPITAL STRATEGIES PARTNERS 7

CAPITAL GROUP 7

CARMIGNAC 14

COLUMBIA THREADNEEDLE INVESTMENTS 14

CULLEN 14

DIMENSIONAL FUND ADVISORS 14

DOUBLELINE 14

DWS 14

EATON VANCE 14

FRANKLIN TEMPLETON INVESTMENTS 14

GAM 14

GOLDMAN SACHS 15

4 HSBC ASSET MANAGEMENT 15

INVESCO 15

JANUS HENDERSON INVESTORS 15

J.P. MORGAN ASSET MANAGEMENT 15

JUPITER ASSET MANAGEMENT 15

LA FINANCIERE DE L’ECHIQUIER 15

LA FRANÇAISE 22

LARRAINVIAL ASSET MANAGEMENT 22

LAZARD ASSET MANAGEMENT 22

LORD ABBETT 22

LYXOR ASSET MANAGEMENT 22

LYXOR ETF 22

MAN GROUP 22

MATTHEWS ASIA 22

MFS INTERNATIONAL 22

M&G INVESTMENTS 23

MIRABAUD ASSET MANAGEMENT 23

MORGAN STANLEY INVESTMENT MANAGEMENT 23

MUZINICH 23

NATIXIS INVESTMENT MANAGERS 23

NEUBERGER BERMAN 23

NEW CAPITAL 23

NINETY ONE 23

NN INVESTMENT PARTNERS 34

NORDEA 34

NUVEEN INVESTMENTS 34

PICTET ASSET MANAGEMENT 34

PIMCO 34

PINEBRIDGE INVESTMENTS 34

ROBECO 34

RWC PARTNERS 34

SCHRODERS 34

SEI 35

SURA INVESTMENT MANAGEMENT 35

THORNBURG INVESTMENT MANAGEMENT 35

VANGUARD 35

VIRTUS INVESTMENT PARTNERS 35

VONTOBEL 35

WELLINGTON 35

5 ASSET MANAGER’S GUIDE

ABERDEEN STANDARD ALLIANZ GLOBAL INVESTORS INVESTMENTS Allianz Global Investors Distributors, LLC 1395 Brickell Ave Suite 900 1221 Brickell Avenue Miami, FL 33131 Suite 900 Tel: +(1) 305 200 8699 Miami, Fl. 33131 Tel: +(1) 305 347 5165 Menno de Vreeze Head of Business Development Alberto D’Avenia International Wealth Management - Managing Director - Head of US NRB Americas and LatAm Retail [email protected] [email protected] Antonio Almirall Josh Sylvester Business Development Manager Director Non - Resident Business Americas Distribution and LatAm Retail [email protected] [email protected] Damian Zamudio Daniel Menoni Senior Business Development Manager Internal Business Developer -Non-Resident International Wealth Management Business and LatAm Retail [email protected] [email protected]

ALLIANCE BERNSTEIN AMUNDI ASSET MANAGEMENT Maipú 1210– Piso 8 Prolongación Bosques de Reforma 1813, CABA (1106), Argentina Int 1106. Lomas de Vista Hermosa, Tel: +5411 4872 8251 CDMX 05100 - México Tel: +5255 5351 1541 Isidora Goyenechea 3000, Floor 23, Las Condes Apoquindo 4001. Oficina 404 Santiago, Chile. 7550653 Santiago, Chile Tel: +56 22 3644448 Tel: +5622.3671666

Fuente Bella 3299, Piso 14 Gustavo Lozano Conjunto Residencial del Pedregal, Tlalpan Amundi Asset Management Mexico CDMX, 14130, México Country Head Tel: +5255 91711106 [email protected] Silvia Fernández Miguel Rozensztroch Head of Latin America Institutional Senior Managing Director - Head of N.A. [email protected] Institutions, South/Central America & NRC [email protected] AMUNDI ETF Diana Quesada Mihanovich Paseo de la Castellana, 1 Vice President – Regional Manager 28046 Madrid, Spain Argentina & Uruguay Tel : +34 91 436 72 00 [email protected] Ignacio Fuenzalida E Juan San Pío Director – Regional Manager Andes Head of Amundi ETF, Indexing & Smart [email protected] Beta for Iberia and Latam Oscar Zarazua [email protected] Director Regional Manager Mexico [email protected]

6 AVIVA INVESTORS AMERICAS BRANDES INVESTMENTS St Helen’s, 1 Undershaft PARTNERS London. EC3P 3DQ Dublin *distributed by Capital Strategies in Brazil and Uruguay Tel : +35316182700

Charlie Jewkes Jorge Claveria Head of Global Financial Institutions Business Development & Latin America [email protected] [email protected] CALAMOS INVESTMENTS AXA INVESTMENT MANAGERS 2020 Calamos Court Zonamerica, Edif. @2. Office 303. Naperville IL 60563 Montevideo, Uruguay Tel: +1-773-255-0188 [email protected] *distributed by the AMCS Group Carlos Soriano Investment Consultant - International Andres Munhó [email protected] Co-Founder, Managing Partner - Colombia and Mexico CANDRIAM INVESTORS GROUP [email protected] 51 Madison Avenue Satiago Sacias New York, NY 10010 Managing Partner - Argentina, Brazil, Chile, Tel: +(1) 212 576 3382 Peru & Uruguay [email protected] Keith Dixson Alvaro Palenga Head of International Development Sales Associate [email protected] [email protected] CAPITAL STRATEGIES PARTNERS BLACKROCK Madrid 701 Brickell Avenue Tel: +(34) 620 55 72 42 Miami, FL 33131 Tel: +(1) 305 728 1189 Jorge Benguria Partner - US & Latam Jordie Olivella [email protected] Head of Offshore Sales Jordie.Olivella@blackrock.com CAPITAL GROUP 333 S. Hope Street, 53rd Floor BNY MELLON INVESTMENT Los Angeles, CA 90071 MANAGEMENT New York Isidora Goyenechea 3365, oficina 1701, Tel: +(1) 646 265 9699 Las Condes, Santiago, Chile Miami Tel: +(1) 305 202 2913 Sasha Evers Managing Director Iberia & Latin America Jameel Jiwani [email protected] Regional Vice President - Northeast Antonio Salvador N. [email protected] Director Luis Arocha [email protected] Regional Vice President - Southeast and Uruguay [email protected]

7 COMPANY INFORMATION

Miami Office:

Aberdeen Standard Investments Quest Workspaces, 1395 Brickell Avenue, Suite 900, Miami, FL 33131

Telephone +1 305 200 8699

Web aberdeenstandard.com/en-us/us/international-wealth-mgt

Chief Executive Officer Keith Skeoch

Chairman of Standard Life Aberdeen Douglas Flint

Assets Under Management Client relationships offices Clients across

669.1 US$ bn 48 80 Countries

Investment professionals Strategic partners 1,000+ in the UK, Japan, India, US,Canada, China and Australia

Data as 30 June 2019

ABOUT US OUR HERITAGE The Aberdeen Standard Aberdeen Standard Our heritage dates back Investments brand was Investments is a leading nearly two centuries. created in connection with global asset manager, Standard Life was founded in the merger of Aberdeen dedicated to creating long- 1825 and has grown through Asset Management Plc term value for our clients, innovation and diversification. and Standard Life Plc on as their investment needs In 1998, Standard Life 14 August 2017 to form are at the centre of all we Investments launched as a Standard Life Aberdeen Plc. do. To achieve this, we offer separate company, rapidly The company’s headquarters a comprehensive range of becoming a leading global are in Scotland and it is investment capabilities, asset manager. Aberdeen listed on the London Stock as well as the very highest Asset Management was Exchange. Aberdeen level of service and formed in 1983 and has grown Standard Investments support. from a pioneer investor in recently celebrated its Asian and emerging markets 20th Anniversary in the into a full-service investment Latin American Institutional house. Business.

Important information. Past performance is not an indication of future results. Not for U.S. Investors. The above is for informational purposes only and should not be considered as an offer, or solicitation, to deal in any of the investments mentioned herein. Aberdeen Standard Investments (ASI) does not warrant the accuracy, ade- quacy or completeness of the information and materials contained in this document and expressly disclaims liability for errors or omissions in such information and materials. Some of the information in this document may contain projections or other forward-looking statements regarding future events or future financial performance of countries, markets or companies. These statements are only predictions and actual events or results may differ materially. The reader must make his/her own assessment of the relevance, accuracy and adequacy of the information contained in this document, and make such independent investigations as he/she may consider necessary or appropriate for the purpose of such assessment. Any opinion or estimate contained in this document is made on a general basis and is not to be relied on by the reader as advi- ce. Neither ASI nor any of its agents have given any consideration to nor have they made any investigation of the investment objectives, financial situation or particular need of the reader, any specific person or group of persons. Accordingly, no warranty whatsoever is given and no liability whatsoever is accepted for any loss arising whether directly or indirectly as a result of the 8 reader, any person or group of persons acting on any information, opinion or estimate contained in this document. ASSET MANAGER’S GUIDE

Focus Funds

• Aberdeen Standard SICAV I - Frontier Bonds • Aberdeen Standard SICAV I - Emerging Markets Corporate Debt • Aberdeen Standard SICAV I - Diversified Growth and Diversified Income • Aberdeen Standard SICAV I - North American Smaller Companies Fund • Aberdeen Standard SICAV I - China A share equity

OUR APPROACH we have the resources developing and delivering We are high-conviction, and expertise to transform these solutions for our long-term investors that new investment ideas clients. seek to realise the value of into practical investment our clients’ investments over solutions that can offer real GLOBAL PRESENCE time. In our view, teamwork value. Our global presence and collaboration between ensures we are always investment managers and Following the global close to our clients and across asset classes is the financial crisis, the value of the markets in which they key to delivering robust global investment assets invest. Complementing this investment performance. comprising ‘new active’ is our joint venture in India, We are also resolute in our investment solutions – those HDFC Asset Management commitment to active that focus on the Company, in addition to asset management. specific outcomes that a number of strategic investors wish to achieve partnerships across the We recognise that the – has almost doubled. globe. These play a key role investment landscape can New active solutions in our global distribution change rapidly and that now represent almost model and are an effective our clients’ needs are half of all industry assets way to support the needs of continuously evolving. With managed globally and we our institutional, wholesale, our global reach and scale, are committed to further pension and retail clients.

ABERDEEN STANDARD INVESTMENTS INTERNATIONAL WEALTH MANAGEMENT TEAM

Menno de Vreeze Kevin Pena Head of Business Development, International Business Development Associate, Wealth Management - Americas International Wealth Management Tel: + 305 200 8699 / Mob: +1 917 856 9116 Tel: +1 305 200 8687 / Mob: +1 305 299 8295 [email protected] [email protected]

Damian Zamudio Antonio A Almirall Senior Business Development Manager, Business Development Manager International Wealth Management Americas Distribution Tel: +1 212 776 1182 / Mob:+1 619 307 0919 Tel: +1 305 607 3238 [email protected] [email protected] Daniel Xavier Business Development Associate, Brazil Tel: +55 11 3956 1113

Aberdeen Standard Investments (ASI) offers a variety of products and services intended solely for investors from certain countries or regions. Your country of legal residence will determine the products or services that are available to you. Nothing in this document should be considered a solicitation or offering for sale of any investment product or service to any person in any jurisdiction where such solicitation or offer would be unlawful. The information contained herein is intended to be of general interest only and does not constitute legal or tax advice. The reader must make his/her own assessment of the relevance, accuracy and adequacy of the information provided and make such such inde- pendent investigations, as he/she may consider necessary or appropriate for the purpose of such assessment. Before investing, investors should consider carefully the investment objective, risks, charges, and expenses of a fund. This and other important information is contained in the prospectus, which can be obtained from a financial advisor and are also available on www.aberdeenstandard.com. Prospective investors should read the prospectus carefully before investing. US-101219-105638-1 9 COMPANY INFORMATION

Headquarters

Allianz Global Investors Managing Director, 1221 Brickell Avenue - Suite 900 Head of US NRB and Miami, FL 33131 LatAm Retail

Alberto D’Avenia Telephone (786) 877 - 7724 Mobile: (786) 877-7724 Web https://us.allianzgi.com/offshore [email protected]

Josh Sylvester CFP®, CIMA® Daniel Menoni, Director Non-Resident Non-Resident Business Business and LatAm Retail and LatAm Retail Mobile: (530) 321-2535 Mobile: (646) 596-4167 [email protected] [email protected]

Assets Under Management Investment Professionals Average PM Tenure

604 US$ bn 780+ 10+ Years

Locations Worldwide Relationship Managers Parent Company History

25 650 125+ Years

ACTIVE IS: CREATING AND SHARING VALUE Focused on Active is how we create and share value Active Management with clients. We believe in solving, not selling. And in adding value beyond pure economic gain. We invest for the long- • BROAD RANGE OF ASSET CLASSES term, employing our innovative investment expertise and global resources. Our goal • LARGE SPECTRUM OF INVESTMENT STYLES is to ensure a superior experience for our • A CULTURE OF RISK MANAGEMENT clients wherever they are based and • AN ESG PIONEER SINCE 2000 whatever their investment needs Active is: Allianz Global Investors

10 Key strengths:ex pertise where its matters most ASSET MANAGER’S GUIDE

ASSET MANAGER’S GUIDE Focus

WhyWHY PARTNERpartner WITH with US? us?

Investment and Customized Global resources, Superior client advisory alpha solutions local delivery experience

• Putting clients • Solving, • Sharing insights • Going the front and center not selling • Single global extra mile • Investing with • Asking the investment conviction relevant platform questions

Customized risk analysis and portfolio modelling through risklabtm

INVESTMENTS DIVERSIFIED STRATEGIES ACROSS ASSET CLASSES Investments Diversified Strategies Across Asset Classes* Allianz Income and Growth 12% EQUITIESAllianz Short Duration High -AllianzIncome Selective Global

26% -Allianz AllianzGlobal EuropeEquity EquityGrowth Growth High Select Yield 15% -Allianz China A shares -Allianz Green Bond 23% Allianz Global Artificial Intelligence -Allianz Europe Equity -Allianz US Short GrowthAllianz Select Dynamic Asian High DurationYield High Income 26% -Allianz European Equity Allianz Structured Alpha Dividend MULTI ASSET Allianz Dynamic Multi Asset Strategy 25% -Allianz Global Artificial -Allianz Income and Growth IntelligenceAllianz Global Multi-Asset Credit-Allianz Strategy 15 -Allianz Global Equity -Allianz Strategy 50 36% Allianz Global High Yield Unconstrained -Allianz Strategy 75 37% Allianz Global Floating Rate Notes Plus -Allianz Thematica

-Allianz AllianzGlobal GlobalWater Equity UnconstrainedALTERNATIVES Equities USD 163bn -Allianz Fixed Income Macro FixedEquities Income* USD 219bnUSD 143bn Allianz European Equity Dividend FIXED INCOME (available starting in Q4) Fixed Income** USD 223bn Multi-Asset USD 162bn -Allianz AllianzGlobal USFloating Fixed Income -Private Placements Multi-Asset USD 150bn Alternatives USD 77bn Rate Notes Plus Alternatives USD 88bn -Allianz Global Multi- Asset Credit *Data as of June 30, 2020 **Includes money market Source: Allianz Global Investors

This communication’s sole purpose is to inform and does not under any circumstance constitute promotion or publicity of Allianz Global Investors products and/or services in Colombia or to Colombian residents pursuant to part 4 of Decree 2555 of 2010. This communication does not in any way aim to directly or indirectly initiate the purchase of a product or the provision of a service offered by Allianz Global Investors. Via reception of his document, each resident in Colombia acknowledges and accepts to have contacted Allianz Global Investors via their own initiative and that the communica- tion under no circumstances does not arise from any promotional or marketing activities carried out by Allianz Global Investors. Colombian residents accept that accessing any type of social network page of Allianz Global Investors is done under their own responsibility and initiative and are aware that they may access specific information on the products and services of Allianz Global Investors. This communication is strictly private and confidential and may not be reproduced. This communication does not constitute a public offer of securities in Colombia pursuant to the public# offer regulation set forth in Decree 2555 of 2010. This communication and the information provided herein should not be considered a solicitation or an offer by Allianz Global Investors or its affiliates to provide any financial products in Panama, Peru, and Uruguay. This document is being distributed by Allianz Global Investors U.S. LLC. 11 COMPANY INFORMATION Headquarters

Capital Group 333 S. Hope Street, Los Angeles CA 90071

Website capitalgroup.com/offshore

CAPITAL GROUP HAS BEEN FOCUSED ON SEEKING BETTER OUTCOMES FOR INVESTORS FOR NEARLY 90 YEARS.

Helping investors succeed Capital Group has 12 invest- We’re pleased to offer a range has helped us grow. ment and research offices of investment strategies Today, we’re one of the around the world. Our glob- to meet the needs of your world’s largest investment ally integrated, fundamental offshore clients. management organizations, research powers our ability to managing US$2 trillion. identify investment opportu- Discover more at nities and risks. capitalgroup.com/offshore

Our global research provides proprietary insights

429 103 228 Investment Portfolio Investment professionals managers analysts

159 45 54 Investment Languages Countries professionals spoken of origin based outside the U.S.

As of June 30, 2020.

12 ASSET MANAGER’S GUIDE

Connect with our dedicated U.S. Offshore Team We look forward to partnering with you to find the right solutions for your clients

Southeast & Uruguay Northeast Texas & West Coast

Luis Arocha Jameel Jiwani Paulino Medina Regional Vice President Regional Vice President Regional Vice President +1 (305) 202-2913 +1 (646) 265-9699 +1 (832) 886-7255 [email protected] [email protected] [email protected]

Southeast & Uruguay Northeast, Texas & West Coast

Eddie Rascon, CFP®, CIMA® Ben Ehrlich U.S. Offshore Portfolio Advisory Resource Specialist Consultant +1 (212) 641-1707 +1 (210) 474-2183 [email protected] [email protected]

The Capital Group companies manage equities through three investment divisions that make investment and proxy voting decisions independently. Fixed income investment professionals provide fixed income research and investment management across the Capital organization; however, for securities with equity characteristics, they act solely on behalf of one of the three equity investment groups.

Regulatory information Risk factors you should consider before investing:

• This material is not intended to provide investment advice or be considered a personal recommendation. • The value of investments and income from them can go down as well as up and you may lose some or all of your initial investment.

This material, issued by Capital International Management Company Sàrl (“CIMC”), 37A avenue J.F. Kennedy, L-1855 Luxembourg, is distributed for information purposes only. CIMC is regulated by the Commission de Surveillance du Secteur Financier (“CSSF” – Financial Regulator of Luxembourg) and is a subsidiary of the Capital Group Companies, Inc. (Capital Group). While Capital Group uses reasonable efforts to obtain information from third-party sources which it believes to be reliable, Capital Group makes no representation or warranty as to the accuracy, reliability or completeness of the information. This communication is not intended to be comprehensive or to provide investment, tax or other advice. © 2020 Capital Group. All rights reserved. STR NRC

13 ASSET MANAGER’S GUIDE

CARMIGNAC DOUBLELINE Paseo Eduardo Dato 18 3a 333 South Grand Avenue 28010 Madrid 18th Floor Tel: +(1) 786 590 90 25 Los Angeles, CA USA Tel: +(1) 646 675 3042 Charlotte Samson Head of US Offshore & Latam Joel Peña [email protected] US Offshore, Canada & Latin America [email protected] COLUMBIA THREADNEEDLE INVESTMENTS DWS Madrid 875 3rd Ave Tel: +(34) 911 873 102 26th floor New York, NY 10022 Isidora Goyenechea 3000, Piso 23, Of. 2315 Tel: +(1) 212 454 0285 Las Condes, Santiago. Chile DL: +562 2364 4235 Jesús Martín del Burgo M: +569 4133 5003 Head of coverage Latin America and US Offshore Rubén García Páez [email protected] Head of Iberia & Latam Distribution [email protected] EATON VANCE Santiago Zarauza Riestra Two International Place Director | Latin America Sales Distribution Boston, MA 02110 [email protected] Tel: +(1) 305 240 1920

CULLEN Juan Garcia 645 Fifth Avenue Associate Regional Sales Representative Suite 700 Offshore Specialist New York, NY 10022 [email protected] *distributed by BECON Invesment Management FRANKLIN TEMPLETON BECON IM INVESTMENTS [email protected] 100 Fountain Pkwy Tel: +(54) 11 4806 6996 2nd floor St. Petersburg, FL 33716 DIMENSIONAL FUND ADVISORS Tel: +(1) 727 299 3313 Palisades West, 6300 Bee Cave Road Building One Shane Cunningham Austin, TX 78746 National Sales Manager Americas Offshore Tel: +(1) 512 306 5917 [email protected]

Javier Arriagada GAM Regional Director - Latin America & Offshore One Rockefeller Plaza [email protected] 21st Floor New York, NY 10020 Tel: +(1) 212 407 4600

14 Juan Ramón Caridad Ignacio De La Maza Country Head Iberia + LatAm Head Sales Europe&LATAM [email protected] [email protected] Tomás del Campo Client Manager J.P. MORGAN ASSET [email protected] MANAGEMENT Carmen van Roon Pence, CAIA Avenida Apoquindo 2827 Director - Intermediary Sales Las Condes, Floor 13 [email protected] Santiago, 7570025, Chile

GOLDMAN SACHS Avenida Paseo De Las Palmas 405, Piso 16 Madrid Ciudad De Mexico, 11000, México Tel: +(34) 91 700 6000 Juan Pablo Soffia Moller Lucia Catalán Executive Director - Head of Southern Cone Head of Iberia & Latin America Retail [email protected] [email protected] Juan Pablo Medina Mora Head of Asset Management - Mexico HSBC ASSET MANAGEMENT [email protected] 452 Fifth Ave. 7th Floor JUPITER ASSET MANAGEMENT* NewYork, NY 10018 The Zig Zag Building Tel: +(1) 212 525 6054 70 Victoria Street London, SW1E 6SQ Shadia Fayad Tel: +44 (0) 20 3817 1000 Institutional Sales *distributed by Aiva [email protected] William Lopez INVESCO Head of Latin America and US Offshore C/ Goya 6, 3ª planta [email protected] 28001 – Madrid (España) Santiago Mata Tel: +34 917 813 028 Sales Manager Aiva Latin America [email protected] Isabel Valenzuela Relationship Manager LA FINANCIERE DE L’ECHIQUIER [email protected] 53 avenue d’Iéna Laure Peyranne 75116 Paris (France) Head of ETF Tel: + 33 1 47 23 90 90 [email protected] Tel: + 34 650 540 868 *distributed by Unicorn Strategic Partners JANUS HENDERSON INVESTORS 201 Bishopsgate - London - EC2M 3AE - Mathias Blandin United Kingdom Head of Iberia and Latam Tel: +(44) 207 818 4411 [email protected] Eduardo Ruiz-Moreno Latam Institucional [email protected]

15 AMERICAS OFFSHORE SALES

Contact Us

Franklin Templeton Investments 100 Fountain Parkway, St. Petersburg, FL 33716 Shane Cunningham

SVP – National Sales Telephone (800) 233-9796 Manager Americas Offshore Web templetonoffshore.com

EVERYTHING WE DO HAS A SINGLE FOCUS: TO DELIVER BETTER CLIENT OUTCOMES

Through an unmatched collection of world-class, specialist investment managers with expertise across asset classes, investment vehicles and geographies

• Draw from 70+ years of investing experience with a track record of customer-focused innovation • US $1.4T in total assets under management (AUM) • We are the world’s top cross-border fund manager1 • Present in countries representing 84% of the world’s GDP2 • Shareholders in over 160 countries • Local asset management capabilities in 14 regions

GLOBAL SCALE AND we combine the strength of LOCAL INVESTMENT LOCAL INSIGHTS our truly global scale with the CAPABILITIES specialized knowledge and lo- As pioneers in global inves- cal insights of our investment Americas Offshore offices ting, we’ve long recognized teams located in financial provide unparalleled support that opportunity can spring capitals, inside emerging mar- of our distribution partners up anywhere. Today, we have kets, and at other strategic across North and South offices in 34 countries. And locations around the world. America. By employing an

As of 30/06/20. 1. As of April 2020. Based on findings for Franklin Templeton from PwC’s 2020 Benchmark Your Global Fund Distribution Report which ranks asset managers on the number of countries in which their cross-border funds are distributed. 2. Based on information from the International Monetary Fund, World Economic Outlook Database, October 2019.

16 ASSET MANAGER’S GUIDE

experienced and multicultural We offer a breadth and depth Institutional, ETFs, SMAs and staff for Fund Accounting, of investment solutions custom solutions designed to Client Services, Risk Manage- across all major asset clas- serve a variety of client needs ment, Legal & Compliance and ses and product structures and risk appetites worldwi- Sales & Marketing, we ensure including over 100+ Offshore de. Each of our investment that we continue to meet the Funds, LAM “Local Asset Ma- groups follows an indepen- diverse and changing needs nagement” in 14 Regions with dent and distinct investment of our clients in each market. Brazil and Mexico offerings, philosophy.

OUR INVESTMENT CAPABILITIES

Equity Fixed Income Multi-Asset Solutions Alternatives

• Value • Government • Income • Private Debt • Deep Value • Municipals • Real Return • Hedge Funds • Core Value • Corporate Credit • Balanced/Hybrid • Private Equity • Blend • Bank Loans • Total Return • Real Estate • GARP • Securitized • Target Date/Risk • Infrastructure • Growth • Multi-Sector • Absolute Return • Convertibles • Currencies • Tactical Asset • Sector • Sukuk Allocation • Shariah • Managed Volatility • Smart Beta • Thematic

OUR INVESTMENT BRANDS Our investment brands Our investment brands Franklin TempletonFranklin (1947) Templeton (1947) Franklin Templeton (1947) Western Asset (1971) Western AssetWestern (1971) Asset (1971) ClearBridge (2005) ClearBridge (2005)ClearBridge (2005) Brandywine Global (1986) Brandywine GlobalBrandywine (1986) Global (1986) Clarion Partners (1982) Clarion PartnersClarion (1982) Partners (1982) Benefit Street Partners (2008) Benefit Street BenefitPartners Street (2008) Partners (2008) Martin Currie (1881) Martin Currie (1881)Martin Currie (1881) QS Investors (1999) QS Investors (1999)QS Investors (1999) K2 Advisors (1994) K2 Advisors (1994)K2 Advisors (1994) Royce (1972) Royce (1972) Royce (1972)

Successful investing begins with ambition. And achievement only comes when you reach for it. So we never settle. We continually strive to deliver better outcomes for investors. No matter what your goals are, our deep, global investment expertise allows us to offer solutions that can help across investment objective, sales region and client type.

17 COMPANY INFORMATION

GAM USA Inc. Telephone +1 (212) 407 4600 One Rockefeller Plaza, 21st Floor Website www.gam.com New York, NY 10020, USA E-Mail [email protected]

GAM INVESTMENTS IS ONE OF THE WORLD’S LEADING INDEPENDENT, PURE-PLAY ASSET MANAGERS. WE PROVIDE ACTIVE INVESTMENT SOLUTIONS AND PRODUCTS FOR INSTITUTIONS, FINANCIAL INTERMEDIARIES AND PRIVATE INVESTORS.

For over 35 years we GLOBAL PRESENCE INDEPENDENT have employed an active AND REACH As an independent asset investment management With around 747 people manager we are able to approach based on original in 14 countries, we are a pursue and develop our thought, freedom of action truly global firm in scale business without many and true conviction investing. and resources, yet small of the constraints or enough to remain nimble pressures typically faced Our team consist of 147 and flexible to meet clients’ by asset managers that are investment professionals needs. We support our embedded in large financial covering an extensive range growth with an extensive conglomerates. We believe of investment styles, asset distribution network which this makes us an attractive classes and markets. includes sales, marketing, home for investment talent. product development and The core investment product management. Our Our processes and business is complemented investment professionals structures are designed by private labelling services, work from the global hubs to foster independent which include management of London, Cambridge, thinking and swift decision company and other support Zurich, Hong Kong, New York, making within a tightly services to third-party Lugano and Milan. controlled risk framework. institutions. Our investment teams do not adhere to a particular ‘house style’. Instead, they are

18 ASSET MANAGER’S GUIDE

encouraged to maximize the active investment strategies innovation. Our constant potential of their portfolios across asset classes and drive to look forward and to by developing their own styles, with core capabilities adapt to the needs of our high-conviction views of the in fixed income, equity, clients helps us to capitalize markets. systematic, absolute return, on our strengths, addressing alternatives and multi asset secular industry trends COMPREHENSIVE solutions. with innovative, appropriate PRODUCT RANGE solutions. Over more than three PRODUCT INNOVATION decades, we have developed We have always placed a a comprehensive range of strong emphasis on product

BROAD RANGE OF TRADITIONAL AND ABSOLUTE RETURN STRATEGIES

Fixed income Multi asset Equity Systematic Alternatives Absolute return

Developed mkts Target return Developed mkts Diversified Alternative Equity long/ Europe Defensive Asia-Pacific Macro Investments short Global Core Europe Quantitative Solutions Emerging Inflation linked Plus Global multi strategy Multi strategy markets North America Japan Single strategy Europe Flexible North America Equity Advisory Global Emerging mkts Benchmark Long only solutions Thematic Blend constrained Emerging mkts Long/short Credit Benchmark Asia market neutral Macro/managed Hard currency unconstrained China futures Local currency Global Alternative risk Inflation linked Risk rated premia Fixed Income Defensive Thematic Specialist Cautious Healthcare ABS/MBS Balanced Luxury brands ILS/Cat bonds Growth Technology Convertibles Dynamic growth Credit/high yield

Tomás del Campo Carmen van Roon Pence, Andrea Vaitukaitis Client Director CAIA Director – Interm. Sales T +34 (0) 91 140 0714 Director – Interm. Sales T +1 (0) 212 407 4605 [email protected] T +1 (0) 212 407 4610 [email protected] [email protected]

Alvaro Carbon Ripepi Juan Ramón Caridad, José Pedro Jácome Executive Director, CAIA, MFIA Client Director LatAm and Iberia Country Head Iberia + LatAm T +44 (0) 20 7917 2539 T +34 91 140 0715 T +34 (0) 91 140 0717 [email protected] [email protected] [email protected]

Isabel Navalon Carlos Álvarez García, MFIA Ana Maria Servia Blanco Client Support Executive Client Manager Office Manager T +34 (0) 91 140 0716 T +34 (0) 91 140 0718 T +34 (0) 91 140 0723 [email protected] [email protected] [email protected]

Important legal information The information in this document is given for informational purposes only and does not qualify as investment advice. Opinions and assessments contained in this document may change and reflect the point of view of GAM in the current economic environment. No liability shall be accepted for the accuracy and completeness of the information. Past performance is no indicator for the cu- rrent or future development. Investments should be made only after thorough reading of the current statutory prospectus and/or the fund regulations, the KIID, the articles of association and the current annual and semi-annual report and following advice from an independent finance and tax specialist. 19 COMPANY INFORMATION Headquarters

Janus Henderson Investors 201 Bishopsgate - London - EC2M 3AE - United Kingdom

Telephone +442078184411

Email [email protected]

At Janus Henderson we would expect from a nimble, anticipating and adapting to strongly believe in the value local partner. change in order to actively added by active manage- manage portfolios and deliver ment. We seek to give inves- OUR KNOWLEDGE. market-leading, risk-adjusted tors an advantage through SHARED ETHOS returns. products shaped by deep We are committed to being analysis and innovative insightful partners, empowe- Our Fixed Income capability is investment techniques, as ring our clients with practical one of the industry leaders. well as by sharing portfolio perspectives to help make With US$75bn* in assets un- manager thinking that cuts better investment and busi- der management we provide through the noise. ness decisions. active solutions shaped by four decades of investing. We seek to add value for Key capabilities From core and multi-sector clients in three ways: By investing with Janus Hen- investing to more focused derson, investors can tap into portfolios, we offer innovative ACTIVELY BLENDING THE the thinking of more than 345 and differentiated techniques ART AND SCIENCE OF investment professionals glo- expressly designed to support INVESTING bally*. Our investment teams our clients as they navigate Our investment teams blend seek to be at the forefront of each unique economic cycle. exhaustive research with intuition as they comb global Strategies markets for opportunities. Free from a restrictive house view, they apply rigorous Fixed Income Multi Sector Income approaches to portfolio Global High Yield construction and risk mana- Strategic Bond Fund gement, seeking to deliver US Short Term dependable investment outcomes for clients. Emerging Corporate Bond Equities Global Life Science OFFERING GLOBAL Global Technology & Innovation STRENGTH AND LOCAL US Forty SOLUTIONS Global Sustainable Equity Fund We offer true global reach Multi-Asset Balanced with a presence in all major Alternatives Global Equity Market Neutral markets, combined with the UK Absolute Return Fund responsiveness, tailored solu- Global Multi Strategy tions and personal touch you

*Source: Janus Henderson Investors, as at 30 June 2020

20 ASSET MANAGER’S GUIDE

Global strength, local solutions

Source: Janus Henderson Investors. Staff and AUM data as at 30 June 2020. AUM data excludes Exchange-Traded Note (‘ETN’) assets. I

Client-focused have wholehearted conviction. our funds. We do not see this Saying “clients are central to We seek to collaborate with in- as a transactional relationship everything we do” is a senti- termediary partners to deliver but seek to evolve according ment commonly conveyed in appropriate solutions and pro- to client needs and share our our industry, but is an opera- vide a comprehensive service managers’ thinking throughout ting philosophy in which we to those invested directly in the investment journey.

Team

Ignacio de la Maza Julieta Vosguerichian Francisco Bertomeu Eduardo Waib Martín Guerra Head Sales Sales Manager Sales Manager Sales Manager LatAm Investment Europe&Latam julieta.vosguerichian@ francisco.bertomeu@ Eduardo.Waib@ Services Coordinator Ignacio.delamaza@ janushenderson.com janushenderson.com janushenderson.com martin.guerra@ janushenderson.com janushenderson.com

Mexican Investors: Exclusively addressed to Accredited Investors and Institutional Investors. To Uruguayan Private Placement Distributors and/or Financial Institutions upon request. For information purposes only. Not for onward distribution. We make reference to the Private Placement Agreement and/or your request of information, in regards to Janus Henderson Funds. This email and the content within it, is for the purposes of covering the agreement established and/or your request, to supply updated information, but in no case will be considered as forming part, replacing or complementing the information that constitutes the Fund’s prospectus and key investor information document, and their respective means of access, as well as any other that may correspond in case of subscription. This communication and the information contained is intended solely for professional use, and is addressed to you in a determined and direct manner, and not for further distribution. Is the responsibility of any persons distributing, advising, canalizing and/or investing in shares of the Funds, including any related literature used, to comply with all applicable laws and regulations of any jurisdiction the abovementioned takes place. Nothing in this email or the content within it shall constitute a communication to acquire, sell or exchange securities and does not imply an authorization for the distribution to any person by any means of the Funds mentioned or referred to in this email or the content within it (except as provided in the respective private place- ment agreement, if applicable), or any other information, which should be subject to Janus Henderson prior consent. In such regards, this email does not constitute an invitation or offer to contract, to which Janus Henderson will not be obliged. In any case, the Funds mentioned or referred to on the email and the content within shall not be offered or distributed to the public in Uruguay, and/or by any means or circumstances which would constitute a public offering or distribution under Uruguayan laws and regulations. The fund/s are not and will not be registered with the Financial Services Superintendence of the Central Bank of Uruguay. The shares correspond to investment funds that are not investment funds regulated by Uruguayan law 16,774 dated September 27, 1996, as amended. For investors in Chile: For the exclusive use of Institutional investors. For investors in Argentina: This document is addressed only to you on an individual, exclusive, and confidential basis, and its unauthorised copying, disclosure, or transfer by any means whatsoever is absolutely and strictly forbidden. Janus Henderson Investors will not provide copies of this prospectus, or provide any kind of advice or clarification, or accept any offer or commitment to purchase the securities herein referred to from persons other than the intended recipient. The offer herein contained is not a public offering, and as such it is not and will not be registered with, or authorised by, the applicable enforcement authority. Past performance is not a guide to future performance. The value of an investment and the income from it can fall as well as rise and investors may not get back the amount originally invested. There is no assurance the stated objective(s) will be met. Nothing in this document is intended to or should be construed as advice. This document is not a recommendation to sell, purchase or hold any investment. There is no assurance that the investment process will consistently lead to successful investing. Any risk management process discussed includes an effort to monitor and manage risk which should not be confused with and does not imply low risk or the ability to control certain risk factors. Various account minimums or other eligibility qualifications apply depending on the investment strategy, vehicle or investor jurisdiction. We may record telephone calls for our mutual protection, to improve customer service and for regulatory record keeping purposes. Issued in Europe by Janus Henderson Investors. Janus Henderson Investors is the name under which investment products and services are provided by Janus Capital International Limited (reg no. 3594615), Henderson Global Investors Limited (reg. no. 906355), Henderson Investment Funds Limited (reg. no. 2678531), AlphaGen Capital Limited (reg. no. 962757), Henderson Equity Partners Limited (reg. no.2606646), (each registered in England and Wales at 201 Bishopsgate, London EC2M 3AE and regulated by the Financial Conduct Authority) and Henderson Management S.A. (reg no. B22848 at 2 Rue de Bitbourg, L-1273, Luxembourg and regulated by the Commission de Surveillance du Secteur Financier). Investment management services may be provided together with participating affiliates in other regions. Janus Henderson, Janus, Henderson, Perkins, Intech, Alphagen, VelocityShares, Knowledge. Shared and Knowledge Labs are trademarks of Janus Henderson Group plc or one of its subsidiaries. © Janus Henderson Group plc. Important information If relevant, please insert the appropriate disclaimer following the link: http://portal.hds.int/1/disclaimers/default.aspx

21 ASSET MANAGER’S GUIDE

LA FRANÇAISE LYXOR ETF Castellana 92 Torre Picasso, Plaza Pablo Ruiz Picasso 1 28046 Madrid 28020 Madrid (Spain) Tel: +(34) 91 76 97 902 Tel: +(34) 91 589 50 35

Gerardo Duplat Pedro Coelho Head of Business Development Iberia & Head of Lyxor ETFs Iberia & LatAm Latin America [email protected] [email protected] MAN GROUP LARRAINVIAL ASSET London / Montevideo MANAGEMENT Riverbank House, 2 Swan Lane 990 Biscayne Boulevard London EC4R 3AD. United Kingdom O-901 Tel. +44 207 144 3377 Miami FL, 33132 Gadi Slamovitz Sebastián Véliz Managing Director, [email protected] Latin America Tel: +56991293724. [email protected]

LAZARD ASSET MANAGEMENT MATTHEWS ASIA 777 Brickell Avenue 4 Embarcadero Center Miami, FL 33131 Suite 550 Tel: +1 212 632 1325 San Francisco CA 94111 Cell: +1 732 325 5899 Tel: +(1) 415 954 4510

Eduardo Mora Jenny Ng North America Offshore Distribution Global Client Relationship Manager [email protected] [email protected] Jonathan Schuman LORD ABBETT Global Head of Sales and Client Service 90 Hudson Street [email protected] Jersey City, NJ 07302-3973 Tel: +(1) 201 827 4266 MFS INTERNATIONAL 801 Brickell Ave Martin Hofstadter 9th floor, suites 915&918 Director US Offshore - Tel: +(1) 305 987 0054 The Americas Miami, FL 33131 [email protected] Jose Corena LYXOR ASSET MANAGEMENT Managing Director Americas 1251 Avenue of the Americas, 46th floor [email protected] New York, NY 10020 Tel: +(1) 212 205 4038

David Isacovici Director Business Developmet [email protected]

22 M&G INVESTMENTS NATIXIS INVESTMENT 1395 Brickell Avenue MANAGERS Suite 800 888 Boylston Street Miami, FL 33131 Boston, MA 02199-8197 +44 20 3755 8000 Tel: +(1) 888-449-4947

Ander López Sophie del Campo Sales Director - LATAM Executive Managing Director Iberia, Latin [email protected] America and US Offshore Luis Solorzano [email protected] Business Development Manager - LatAm [email protected] NEUBERGER BERMAN 1290 Avenue of the Americas MIRABAUD ASSET MANAGEMENT New York, NY 10104 Calle Fortuny, 6 Tel: +(1) 305 979 5146 28010 Madrid (Spain) *distributed by BECON Invesment Management Tel: +(34) 91 793 78 10 BECON IM Elena Villalba [email protected] Managing Director, Iberia & Latam Tel: +(54) 11 4806 6996 [email protected] NEW CAPITAL MORGAN STANLEY INVESTMENT Quai du Seujet 24 MANAGEMENT 1211 Geneva 2, Switzerland 200 South Biscayne Blvd *distributed by BECON Invesment Management 51st Floor Miami, FL 33131 BECON IM Tel: +(1) 305 533 5320 [email protected] Tel: +(54) 11 4806 6996 Carlos Andrade Managing Director, Head of Latin America NINETY ONE and US Offshore Sales 666 Fifth Avenue [email protected] 37th Floor New York, NY 10103 MUZINICH Tel: +(1) 917 206 5179 Madrid *distributed by Compass Group Tel: +(34) 910 848 895 *distributed by Unicorn Strategic Partners Richard Garland Managing Director, Global Advisor Rafael Ximénez de Embún, CFA [email protected] Managing Director Iberia and Latam Natalia Rijo [email protected] Head of Business Operations Florencia Bunge [email protected] Partner - Latam Retail [email protected] Eduardo Ruiz-Moreno Latam Institucional [email protected]

23 Expertise Through Collaboration

FACTS & FIGURES*

• Founded in 1924 • $507 billion in assets under management • A broad range of global, regional equity and fixed income investment products • Nine worldwide research offices and eight sector teams; 280 equity, credit and quantitative investment professionals

As of 06/2020

CONTACT US L. Jose Corena Managing Director - Americas / [email protected] / +1 617-755-7949

Argentina, Uruguay, Brazil, Ecuador, Paraguay and Venezuela • Stephan Von Hartenstein - Director: [email protected] / +54 9 11 5949-1180 • Ignacio Durañona - Director: [email protected] / +54911 4165-5183 Sales Representative • Diana Rueda: [email protected] / +1 305-789-6678 Chile and Peru • Enrique Pérez Iturraspe - Director: [email protected] /+569 7614-6486 Sales Representative • Pablo Rodriguez: Sales Representative for Panama and Colombia [email protected] /+1 617-954-6044 Southeast US, Caribbean, Costa Rica, Central America, Panama*, Colombia**, Mexico, US West Coast, Western Canada and Hawaii • Philip Dieffenbacher - Director [email protected] / +1 646-306-9206 • Eric Figueroa - Associate Director [email protected] / +1 786-858-8789 • Drew Chisholm - Regional Manager [email protected] / +1 617-954-5682 • Henry Myers - Sales Representative, Southwest and West Coast Regions [email protected] / +1 617 954 5682 Sales Representative • Luis Carlos Ramirez: [email protected] / +1 617-954-4195 • ** Pablo Rodriguez: [email protected] / +1 617-954-6044 Southwest US • Jennifer Whitney - Director: [email protected] / +1 512-415-6602 Northeast US, Bermuda and Eastern Canada • Danielle Spry - Director: [email protected] / +1 978-821-5355 Sales Representative • David Szabo: [email protected] / +1 617-954-4429

* All figures as at 30th September 2019 24 ASSET MANAGER’S GUIDE

® In 1924, MFS launched MFS Meridian Funds the first US open-end Capabilities To Help Meet Client Needs mutual fund, opening the door to the markets MULTI Global for millions of everyday ASSET investors. Today, as a full- US Corporate service global investment manager serving financial FIXED Global Corporate advisors, intermediaries and INCOME Emerging Markets institutional clients, MFS still US Government / Sovereign serves a single purpose: to create long-term value for Global clients by allocating capital US responsibly. That takes Emerging Markets our powerful investment EQUITY approach combining European collective expertise, Asia Pacific thoughtful risk management and long-term discipline.

COLLECTIVE RISK MANAGEMENT LONG-TERM DISCIPLINE EXPERTISE Critical to maintaining our A cornerstone of our heritage, Combines diverse viewpoints clients’ confidence in our both in the way we invest and within a shared value system investment management. We the way we run our business. to make what we believe navigate risk on their behalf We believe it is the best way are the best investment by trying to see it from all to pursue the outcomes our decisions for clients. angles to understand what clients need. we believe is material.

The MFS Meridian Funds family, a Luxembourg SICAV, is the primary product group since 1989, offered by MIL – our retail business. The MFS Meridian Funds family is designed to serve MFS’ non-US fund markets and to provide investors a broad spectrum of asset classes for investment in almost every region of the world’s established, developed and emerging financial markets.

• 1989 – MFS international Ltd. Is established to market and distribute MFS products internationally. • 1991 – First research analysts stationed outside of the United States. • 1995 – MFS extends its global footprint, opening its first overseas research office, in London (marks the beginning of an expansion that now includes investment offices in nine financial centers around the world).

TODAY- MFS continues to expand with most recently our new distribution office in Miami:

• 801 Brickell Ave, 9th Floor / Suite #s 915 & 917 / Miami, FL 33131

See the fund’s offering documents for more details, including information on fund risks and expenses. For additional infor- mation, call Latin America: 416.506.8418 in Toronto or 352.46.40.10.600 in Luxembourg. MFS Meridian Funds is an investment company with a variable capital established under Luxembourg law. MFS Investment Mana- gement Company (Lux) S.ar.l. is the management company of the Funds, having its registered office at MFS ( 2nd Floor ), 4 Rue Al- bert Borschette, Luxembourg L1246 (Company No. B.76.467). The Management Company and the Funds have been duly authorized by the CSSF (Commission de Surveillance du Secteur Financier) in Luxembourg. MFS Meridian Funds may be registered for sale in other jurisdictions or otherwise offered where registration is not required. MFS Meridian Funds are not available for sale in the United States or Canada or to US persons. Unless otherwise indicated, logos, product and service names are trademarks of MFS and its affiliates and may be registered in certain countries. MFS Investment Management Company (Lux) S.à.r.l. This material is for use only in North America, South America and Central America. FOR INVESTMENT PROFESSIONAL USE ONLY. Not intended for retail investors. 44599.2

25 COMPANY INFORMATION

Head office

• M&G Investments • Year of foundation: 1931 • Headquarters address: 10 Fenchurch Avenue, London EC3M 5AG, London, United Kingdom • Americas office address: Quest Workspaces, 1395 Brickell Avenue, Suite 900, Miami, FL 33131

Telephone +1 786 589 3815

Email [email protected]

Web http://www.mandg.com/americas/

Assets Under Management Number of offices and distributes worldwide (as at 30 June 2020) M&G operates in its funds in

335.6 US$ bn 16 countries 23 territories

M&G is one of Europe’s better service to US Offshore the freedom and resources largest active asset and Latin America Onshore they need to develop their managers, known for its clients. individual investment conviction-led and long-term strategies and act on their approach to investing. M&G At M&G, we take the time convictions. Furthermore, has been at the forefront of to understand our clients’ fund managers are able to investment thinking over the specific needs and we pride draw upon the skills and years, constantly seeking ourselves on our ability to research of an extensive to develop our product respond to those needs in-house team of credit and range to provide the best through a combination of equity analysts, as well as investment opportunities global capabilities and local the significant support of for our investors worldwide. market perspectives. their dedicated investment Since 2006, when a number specialists. Backed by a team of M&G funds were registered With over 2,200 professionals of support staff the fund in Chile, M&G has been worldwide, 366 of which are managers can concentrate present in Latin America for investment professionals, on what they do best, over 10 years. Since then the we place a high value making superior investment activity and coverage has on developing individual choices for your clients. This increased throughout the expertise and cultivating a independent thinking sets region. In 2018, M&G opened culture of longevity. M&G’s M&G apart. an office in Miami to provide fund managers are given

26 ASSET MANAGER’S GUIDE

Ignacio Ander López Luis Solórzano Eric Platt Rodríguez Añino Sales Business Sales Support CDO Director Development Americas Latin America Manager Latin America [email protected] / [email protected] / [email protected] / [email protected]

TWITTER

Fixed Income team’s official blog account @bondvigilantes Multi Asset team’s official blog account @allocation_en Equities team’s official blog account @equitiesforum

The value of a fund’s assets will go down as well as up. This will cause the value of your investment to fall as well as rise and you may get back less than you originally invested.

For Investment Professionals only. Not for onward distribution. No other persons should rely on any information contained within.

AUM figures: M&G Investments as at 30 June 2020. Staff figures: M&G, as at 31 December 2019. The views expressed represent the opinions of M&G Investments which are subject to change and are not intended as investment advice or a forecast or guarantee of future results. Stated information is provided for informational purposes only. It is derived from proprietary and non-proprietary sources which have not been independently verified for accuracy or completeness. While M&G Investments believes the information to be accurate and reliable, we do not claim or have responsibility for its completeness, accuracy, or reliability. Statements of future expectations, estimates, projections, and other forward-looking statements are based on available information and management’s view as of the time of these statements. Accordingly, such statements are inherently speculative as they are based on assumptions which may involve known and unknown risks and uncertainties. Actual results, performance or events may differ materially from those expressed or implied in such statements. This financial promotion is issued by M&G International Investments S.A. The registered office is 16, boulevard Royal, L-2449, Luxembourg.

27 COMPANY INFORMATION

Corporate Office – Americas

Morgan Stanley Investment Management (MSIM) 522 5th Avenue, New York, NY 10036

Telephone +1 305 533-5410

Email [email protected]

Web morganstanley.com/im

EXPERTISE ACROSS PUBLIC investment styles and asset medium-to long-term; create AND PRIVATE MARKETS classes, including equity, a competitive advantage fixed income, alternatives through diversification1, high For more than 40 years and private markets. More quality and, above all, high Morgan Stanley Investment than 20 investment teams convictions. Today, more Management (MSIM) has are organized by capability: than ever it is essential to provided client-centric Solutions & Multi-Asset, Real focus on strategies able to investment and risk- Assets, Active Fundamental generate alpha across all management solutions to Equity, Private Credit & Equity, asset classes and market a wide range of investors Global Fixed Income and cycles. We believe active and institutions. Our clients Global Liquidity. management significantly include corporations, pension improves our ability to meet plans, intermediaries, BORN TO BE ACTIVE: ACTIVE our risk objectives by seeking sovereign wealth funds, MANAGEMENT IS IN OUR to reduce volatility in the central banks, endowments DNA downturns. and foundations, governments and consultant We are entering a new partners worldwide. era for investments and Investment strategies span believe that only truly the risk/ return spectrum active managers will be able across geographies, to generate alpha in the

1. Diversification does not eliminate the risk of loss. 2. As of June 30, 2020. AUM figures within each business line may not sum to total AUM due to rounding. Fund of Fund assets represent assets under management and assets under supervision. Direct private investing assets represents the basis on which the firm earns management fees, not the market value of the assets owned. This general communication, which is not impartial, is for informational and educational purposes only, not a recommendation. Information does not address financial objectives, situation or specific needs of individual investors.

Morgan Stanley Investment Management (MSIM) is the asset management division of Morgan Stanley. A separately managed account may not be suitable for all investors. Please consider the investment objectives, risks and fees of the Strategy carefully before investing. A minimum asset level is required. For important information about the investment manager, please refer to Form ADV Part 2.

© 2020 Morgan Stanley. All rights reserved.

28 ASSET MANAGER’S GUIDE

$268B GLOBAL LIQUIDITY $79B SOLUTIONS & MULTI-ASSET

• Money Markets • Portfolio Solutions • Ultra-Short Income • Global Multi-Asset • Hedge Fund Solutions • Managed Futures $85B GLOBAL FIXED INCOME • Applied Equity Advisors • Managed Solutions Group • U.S. Fixed Income Total AUM2 • Global Fixed Income $49B REAL ASSETS • Emerging Markets Deb t • European Fixed Income $665B • Listed Real Assets • Private Real Estate

$17B PRIVATE CREDIT & EQUITY • Private Real Assets Credit • Private Infrastructure • Private Credit • Capital Partners $168B ACTIVE FUNDAMENTAL EQUITY • Energy Partners • Tactical Value Investing • International Equity • Private Equity Asia • Counterpoint Global • Expansion Capital • Global Emerging Markets • AIP Private Markets • European Equity

MSIM LATIN AMERICA AND U.S. OFFSHORE DISTRIBUTION TEAM

Carlos Andrade Managing Director, Head of Latin America and U.S. Offshore Sales +1 305 533-5320 [email protected]

Lindsay Rosbrook Executive Director +1 305 533-5410 [email protected]

Victor Arakaki Vice President +55 11 3048-6634 [email protected]

Serafino Bueti Vice President +1 212 296 0665 [email protected]

29 COMPANY INFORMATION

Head office

Muzinich & Co 450 Park Avenue New York, NY 10022, USA Managing Director Iberia y Latam Telephone + 34 91 084 8895 Rafael Ximénez de Embún Email [email protected]

Web www.muzinich.com

REGIONAL CONTACTS • Argentina - Florencia Bunge: +549 11 358 04052 / [email protected] • Uruguay - Diego Iglesias: +598 99 503 873 / [email protected] • Chile - Eduardo Ruiz: +562 28693290 / [email protected] • Peru - Jorge Velarde : +51 421 8384 / [email protected]

OUR HISTORY Muzinich UCITS Funds* Muzinich & Co is a privately- owned investment firm Muzinich Enhancedyield Short-Term specializing in public and Muzinich Emerging Markets Short Duration private corporate credit. Our philosophy is focused Muzinich Short Duration High Yield on capital preservation, and we aim to deliver consistent Muzinich Europeyield risk-adjusted returns and to Muzinich Americayield minimize downfalls in volatile market environments. The Muzinich Global High Yield company was founded by George Muzinich in New York Muzinich Global Tactical Credit in 1988, and offers solutions aimed to institutional Muzinich Long Short Credit Yield investors through our 11 Muzinich European Credit Alpha offices in 10 countries across the Americas, Europe and Muzinich Sustainable Credit Fund Asia.

Muzinich Emerging Markets Debt We offer solutions throughout the whole corporate Muzinich Asia Credit Opportunities fixed income range, from investment grade bonds,

*For a full list of available UCITS Funds and materials, please visit www.muzinich.com

30 ASSET MANAGER’S GUIDE

OUR GLOBAL INVESTMENT PLATFORM Global AUM as of June 30st, 2020: $35.8bn

PUBLIC STRATEGIES PRIVATE MARKETS MARKETS

HIGH INVESTMENT ABSOLUTE EMERGING SYNDICA- PRIVATE YIELD GRADE RETURN MARKETS TED LOANS DEBT/BDC US$10.1bn US$15.3bn US$0.8bn US$1.8bn US$1.8bn US$2.1bn

• US • Short • Long/Short • Short • US • Private • Global Duration • European Duration • Europe Debt • Europe • Crossover Alpha • Market • Global • Liquid • Short Short Credit Duration Alternatives Duration Duration • Tactical • Asia • Crossover Credit Credit Market Allocation Duration

high yield, emerging markets, Measured Risk Taking Focus on clients absolute return strategies, to We have a profound Our culture is focused on the syndicated loans and direct awareness of asymmetric relationship with our clients, financing of companies. risk and understand the and transparency is at the importance of stress core of our business. We work We serve our clients in the testing and diversification closely with our clients to LatAm region through our in preserving and growing create bespoke portfolios that team based in Spain, led by capital. best meet their objectives. Rafael Ximénez de Embún, Managing Director for Iberia Research Analysis Responsible Investment and LatAm. Fundamental bottom-up credit We believe fair and research is at the centre of transparent governance is WHY MUZINICH? our investment process. essential for a company’s long-term success. Our view Investment Conviction Dynamism is that incorporating ESG We have a long and We have the ability to be discussions into our fixed consistent trajectory nimble, innovative, and quick income research process can managing corporate credit. to react in a changing market be advantageous from an Our investment decisions are environment. We manage investment perspective, thus evidence of our conviction in a dynamic portfolios based on benefiting client portfolios. company’s creditworthiness. both fundamental and relative value considerations.

31 COMPANY INFORMATION

Corporate Office

888 Boylston Street, Boston, MA 02199 USA Latin America sales office locations: Bogota, Mexico City, Montevideo Executive Managing Director Telephone +1 888-449-4947 Iberia, Latin America and US Offshore Email [email protected] Sophie del Campo Web im.natixis.com/latam

POWERED BY ACTIVE THINKING® FACTS & FIGURES

• $1,017.7 billion assets under management1 • 17th largest asset management firm worldwide2 • 20+ independent, affiliated asset managers • 200+ investment strategies

DIVERSE EXPERTISE TO Financial professionals and returns, reduce risk, and TARGET CLIENTS’ DISTINCT institutional clients benefit generate alpha. Tap into GOALS from a range of investment active managers across processes and cultures growth, value or thematic Natixis Investment Managers that make our multi-affiliate equities, flexible fixed income, offers active investment model truly different. This sustainable strategies, solutions from over 20 diverse and unconventional alternatives and private independent asset managers. thinking can help to enhance market investments.

FEATURED STRATEGIES FROM OUR HIGH-CONVICTION ACTIVE MANAGERS:

DNCA Europe Growth Loomis Sayles US Growth Equity H2O MultiAggregate Mirova Global Sustainable Equity H2O MultiEmerging Bond Ossiam Shiller Barclays CAPE® US Sector Value Loomis Sayles Global Growth Seeyond Europe MinVol Loomis Sayles Multisector Thematics Meta Loomis Sayles Short Term Emerging Thematics Safety Markets Bond Thematics Subscription

Before investing, consider the fund’s investment objectives, risks, charges, and expenses. You may obtain a prospectus or a summary prospectus on our website containing this and other information. Read it carefully.

1. Net asset value as of June 30, 2020. Assets under management (“AUM”), as reported, may include notional assets, assets ser- viced, gross assets, assets of minority-owned affiliated entities and other types of non-regulatory AUM managed or serviced by firms affiliated with Natixis Investment Managers. 2. Cerulli Quantitative Update: Global Markets 2020 ranked Natixis Investment Managers as the 17th largest asset manager in the world based on assets under management as of December 31, 2019.

32 ASSET MANAGER’S GUIDE

MORE INSIGHTFUL WAYS TO CONSTRUCT PORTFOLIOS

FUELING CONVERSATION. ESG INVESTING FROM • Outcome-Oriented DRIVING IDEAS AND MULTIPLE ANGLES Strategies: Use ESG themes RESULTS. and positive impact to guide Through the expertise of investment selection. The Natixis Investment our affiliated managers, we Institute combines in-house have more than 30 years of ADVANCED ANALYTICS expertise with diverse experience in responsible & ASSET ALLOCATION perspectives of our affiliated investing. ESG considerations EXPERTISE asset managers for a 360° are a powerful lens that we view of markets, asset use to uncover investment Natixis Investment Managers’ allocation trends and investor opportunities and identify risks Solutions team helps financial insight to help inform your – all to help achieve positive professionals respond to decisions. long-term returns for investors. evolving needs with multi- • Portfolio Analysis Reports: • ESG Integration: Include asset investment offerings Insights into Latin American ESG factors in the investment and advisory, structuring & US Offshore advisors’ process to help achieve and fiduciary management asset allocation and portfolio stable risk-adjusted returns services. construction trends. over time. • Customized and off-the- • Global Survey of Investors: • Active Ownership: shelf multi-asset investment Our research captures Incorporate ESG issues into solutions. attitudes, perceptions and our ownership policies and • Robust team of consultants, behaviors of institutional, practices. analysts, and specialists in insurance and financial • Negative/Positive portfolio construction. professionals and individual Screening: Screen securities • Comprehensive Portfolio investors. using ESG or value-based Evaluation based on • Macro and Market Views: criteria. institutional-level, risk- Portfolio-level perspectives focused analytics. are offered by our market strategists.

STRENGTH IN COLLABORATIVE PARTNERSHIPS Our responsive, dedicated team is focused on partnering with you to find optimal solutions for your investment goals.

ANDES: COLOMBIA, SOUTHCONE: PERÚ AND PANAMÁ MÉXICO URUGUAY AND CHILE

José Luis León Mauricio Giordano Martin Herbon Managing Director Country Manager Country Manager [email protected] [email protected] [email protected]

Lucas Pérez Sandrine Klock Gabriel Gaione Sales Manager Head of Wholesale Sales Manager [email protected] [email protected] [email protected]

All investing involves risk, including the risk of loss of capital. In Latin America: Provided to Professional Clients for information purposes only by Natixis Investment Managers S.A. Natixis Investment Managers S.A. is a Luxembourg management company that is authorized by the Commission de Surveillance du Secteur Financier and is incorporated under Luxembourg laws and registered under n. B 115843. Registered office of Natixis Investment Managers S.A.: 2, rue Jean Monnet, L-2180 Luxembourg, Grand Duchy of Luxembourg. The above referenced entities are business development units of Natixis Investment Managers, the holding company of a diverse line-up of specialized investment management and distri- bution entities worldwide. The investment management subsidiaries of Natixis Investment Managers conduct any regulated activities only in and from the jurisdictions in which they are licensed or authorized. Their services and the products they manage are not available to all investors in all jurisdictions. 33 ASSET MANAGER’S GUIDE

NN INVESTMENT PARTNERS Marcello Pasquatti Schenkkade 65, 2595 AS The Hague Head of Latam Global Weatlh The Netherlands Management Tel: +(31) 70 379 17 40 marcello.pasquatti@pimco.com

Ivan Mascaró Guzmán PINEBRIDGE INVESTMENTS Director Business Development - LatAm & El Regidor 66, Piso 14 US Offshore Las Condes, Santiago, Chile 7550185 [email protected] Tel: +56 2 2 411-1020

NORDEA Adrien Grynblat Av. Vitacura 2670, Piso 15 - oficina 1512 Senior Vice President, Business Las Condes, Santiago (Chile) Development, Latin America Tel:+(56) 2 28204202 [email protected]

Laura Donzella ROBECO Head of Institutional and Wholesale 1101 Brickell Ave. Distribution Iberia, LatAm and Asia Suite 1202 [email protected] Miami, FL 33131 Tel: +(1) 786 483 2500 NUVEEN INVESTMENTS 501 Brickell Key Drive Jimmy Ly Suite 504 Executive Director Miami, FL 33131 Head of Sales, Robeco Latam Tel: +(1) 305 766 8555 & US Offshore [email protected] Oscar Isoba Managing Director, Region Head - US RWC PARTNERS Offshore & Latin America 2640 South Bayshore Drive [email protected] Suite 201 Miami, FL 33133 PICTET ASSET MANAGEMENT Tel: +(1) 305 602 9501 Calle de José Ortega y Gasset, 29 28006 Madrid (Spain) James Tollemache Tel: +(34) 91 538 25 00 Head of Business Distribution [email protected] Gonzalo Rengifo Abbad Head of Distribution Iberia & Latam SCHRODERS [email protected] 875 Third Avenue 22nd Floor PIMCO New York, NY 10022 777 Brickell Ave Tel: +(1) 646 747 4849 Miami, FL 33131 Tel: +(1) 305-721-2767 Gonzalo Binello Head of Latin America and US Offshore [email protected]

34 SEI Lijo John 1 Freedom Valley Drive Managing Director, Offshore Fund Oaks, PA 19456 Distribution Tel: +(1) 610 676 2436 [email protected]

Iván Pabón VONTOBEL Latin America Director Asset Management 1540 Broadway Distribution 18th floor [email protected] New York, NY 10036 Tel: +(1) 212 804 9300 SURA INVESTMENT *distributed by Unicorn Strategic Partners (Argentina & Uruguay) and Altis Servicios Institucionals (Chile, MANAGEMENT Colombia, Mexico & Peru) Apoquindo 4820, piso 16 Santiago (Chile) Jose Luis Ezcurra Tel: +(56) 2915 2939 Vontobel Asset Management Inc. Executive Director - Country Head LatAm Gonzalo Falcone & US Offshore Head of Global Distribution [email protected] [email protected] Florencia Bunge Distribution Partner, Unicorn Strategic THORNBURG INVESTMENT Partners MANAGEMENT Coverage: Latam Retail (Argentina 2300 North Ridgetop Road and Uruguay) Santa Fe, NM 87506 [email protected] +(1) 305 988 6765 José Gabriel Palma Distribution Partner, Altis Vince Leon Coverage: LatAm Retail & Institutional Director Offshore Advisory Channel (Chile, Colombia, Mexico, and Peru) [email protected] [email protected]

VANGUARD WELLINGTON 100 Vanguard Blvd Wellington Management Company LLP Malvern, PA 19355 280 Congress Street Tel: +(1) 610 503 9893 Boston, MA 02210 +1-617-951-5000 Eduardo Mendes *distributed by Compass Group Head of Distribution, South America and US Offshore Daniel B. Isaacs, CFA [email protected] Managing Director Latin America [email protected] VIRTUS INVESTMENT PARTNERS Joana Antão McMullen One Financial Plaza Assistant Vice President Hartford, CT 06103 [email protected] Tel: +(1) 215 208 9926 Natalia Rijo Head of Business Operations [email protected]

35 COMPANY INFORMATION

Corporate Office – Americas

NAM Chile SpA Av. Vitacura 2670, Piso 15 - oficina 1512 Las Condes, Santiago Chile

Telephone +56 (2) 28204202

Email [email protected]

ABOUT NORDEA ASSET financial advisors and Nordea’s success is based MANAGEMENT insurance companies. on a sustainable and unique multi-boutique approach that Nordea Asset Management Nordea Asset Management combines the expertise of (NAM, AuM 223bn EUR*), is has a presence in Bonn, specialised internal boutiques part of the Nordea Group, Brussels, Copenhagen, with exclusive external the largest financial services Frankfurt, Helsinki, Lisbon, competences allowing us to group in the Nordic region London, Luxembourg, deliver alpha in a stable way (AuM 311bn EUR*). NAM Madrid, Milan, New York, Oslo, for the benefit of our clients. offers European and global Paris, Santiago de Chile, NAM solutions cover all asset investors’ exposure to a Singapore, Stockholm, Vienna classes from fixed income broad set of investment and Zurich. Nordea’s local and equity to multi asset funds. We serve a wide range presence goes hand in hand solutions, and manage local of clients and distributors with the objective of being and European as well as US, which include banks, asset accessible and offering the global and emerging market managers, independent best service to clients. products.

FOCUS STRATEGIES

Emerging Market Bond Strategy US Total Return Bond Strategy

Alphas Multi-Asset Strategies US Bond Opportunities Strategy

Latin Equity Strategy US High Yield Strategy

Global Stars Strategy Asia ex Japan Equity Strategy

Global Climate & Environment Strategy Emerging Market Corporate Bond Strategy

*Source: Nordea Investment Funds, S.A., 30.06.2020

36 ASSET MANAGER’S GUIDE

IBERIA & LATAM TEAM CONTACT DETAILS

• Laura Donzella – Head of Institutional and Wholesale Distribution Iberia, LatAm and Asia – Location: Spain – Phone: +34 910 616 679 – email: [email protected] • Roberto Martinho – Country Head LatAm – Location: Brazil/Chile – Phone: +55 11 3066 2589 / +56 (2) 2820 4250 – email: [email protected] • Miguel Angel Suarez – Sales Director – Location: Chile – Phone + 56 (2) 2820 4333 – email: [email protected] • María José Osses – Sales & Office Assistant – Location: Chile – Phone: +56 9 63209008 – email: [email protected] • Aitor Cabellos – CRS Iberia & LatAm – Location: Luxembourg – Phone: +352 27865227 – email: [email protected] • Cibele Fernandes – CRS Iberia & LatAm – Location: Luxembourg – Phone: +352 27865332 – email: [email protected] • Javier Moreno – CRS Iberia & LatAm – Location: Luxembourg – Phone: +352 27865197 – email: [email protected] • Raúl Martí – Business Support Iberia & LatAm – Location Spain – Phone +34 910 616 679 – email: [email protected]

Laura Donzella Roberto Martinho Miguel Angel Suarez Head of Institutional and Country Head LatAm Sales Director Wholesale Distribution Iberia, Brazil/Chile Chile LatAm and Asia

María José Osses Aitor Cabellos Cibele Fernandes Sales & Office Assistant CRS Iberia & LatAm CRS Iberia & LatAm Chile Luxembourg Luxembourg

37 3 For Professional Investors and Advisers Only

Company Information COMPANY INFORMATION RWC Miami James Tollemache 2640 South Bayshore Drive Miami Office Head of Sales Suite 201 [email protected] MiamiRWC Miami Florida.264033133 South Bayshore Drive Head of Business Business Development Suite 201 - Miami - Florida. 33133 Distribution T +44 20 7227 6000 Sofia Granai Sofia Granai E [email protected] +1 305 602 9501 JamesBusiness Development Tollemache W www.rwcpartners.com Email [email protected] [email protected]@rwcpartners.com Web www.rwcpartners.com [email protected] At RWC Partners we invest on behalf of our clients with the aim of helping them meet their long-term financial objectives.Assets Under Management* Employees Investment professionals Since17.3 our formation US$ bn in 2000 we have remained155 At the heart of RWC Partners57 are teams of committed to delivering investment experienced investment professionals with management services with the highest levels expertise in specific fields. Our teams are led of skill, integrity and transparency. by people who are distinguished in their AT RWC PARTNERS WE INVEST ON BEHALFchosen area OF and OUR demonstrate CLIENTS a WITH total THE AIM OF We feel a strong sense of responsibility to commitment to the responsibilities they have HELPING THEM MEET THEIR LONG-TERM FINANCIAL OBJECTIVES. provide the highest standards of investment to their clients. management; good value for money; clear informationSince our formation that helps in our 2000 clients understandclear information They are that supported helps by highlywho professional are distinguished in their whatwe have we are remained doing; and committed a stable organisation our clients individuals understand and what teams whochosen recognise area that and demonstrate thatto delivering is both long investment-term and trustworthy.we are doing;investment and a stablereturns drive RWC’sa total long commitment-term to the management services with organisationsustainability. that is both long- responsibilities they have to the highest levels of skill, term and trustworthy. their clients. integrity and transparency. We specialise in providing At theHighlighted heart of RWC Strategies Partners They are supported by highly strategiesWe feel a strong that are sense not only of are teams of experienced professional individuals and interestingresponsibility but to appropriate provide investmentGlobal professionals Convertibles with teams who recognise that forthe evolvinghighest standardstimes. We of expertise in specific fields. investment returns drive offerinvestment a distinct management; range of Our teamsEnhanced are led Dividend by people RWC’s long-term sustainability. portfolios which allow our Global Emerging Markets Equity clients to invest in developed and emerging European Equity Highlighted Strategies market equities, convertible bonds and US Long/Short Equity income solutions. STRATEGY We specialise in providing strategies that www.rwcpartners.comare not| E [email protected] only interesting| Authorised butand appropriate regulated by the Financial for Conduct Authority Global Convertibles evolving times. We offer a distinct range of Equity Income portfolios which allow our clients to invest in Global Emerging Markets Equity developed and emerging market equities, European Equity convertible bonds and diversified returns. Diversified Return

* AUM as at 31 July 2020

38 ASSET MANAGER’S GUIDE

RWC - Our Purpose Diversified Equity Income RWC Partners is a stable, forward- Return Equity Diversified Income thinking organisation that Return embraces responsible autonomy, freedom, integrity and alignment of interests. We believe that in order Emerging & Global Horizon to deliver the results our clients Frontier Markets Emerging Global Horizon Equity expect we must continuously & Frontier Equity invest in our people, our approach Markets to investing and our infrastructure.

Diverse and evolving investment capabilities European & Convertible UK Equity Our organisation benefits from ConvertibleBonds being both flexible and progressive.Bonds European & We are proactive in our approach UK Equity to technological development Japan Active and innovation, enabling our fund European Engagement managers to consistently provide Active solutions that meet the challenges Japan Active OwnershipEuropean Engagement Active of an ever evolving market place. Ownership

CONTACT US

Please contact us if you have any questions or would like to discuss any of our strategies. E [email protected] W www.rwcpartners.com

RWC London RWC Miami RWC Singapore Head Office 2640 South Bayshore 80 Raffles Place Verde 4th Floor, Drive #22-23 Suite 201 UOB Plaza 2 10 Bressenden Place Miami Singapore 048624 London, SW1E 5DH Florida. 33133 T +65 6812 9540 T +44 20 7227 6000 T +1 305 602 9501

This document is directed only at professional, institutional, wholesale or qualified investors. The services provided by RWC are avai- lable only to such persons. It is not intended for distribution to and should not be relied on by any person who would qualify as a retail or individual investor in any jurisdiction or for distribution to, or use by, any person or entity in any jurisdiction where such distribution or use would be contrary to local law or regulation.

This document has been prepared for general information purposes only and has not been delivered for registration in any jurisdic- tion nor has its content been reviewed or approved by any regulatory authority in any jurisdiction. The information contained herein does not constitute: (i) a binding legal agreement; (ii) legal, regulatory, tax, accounting or other advice; (iii) an offer, recommendation or solicitation to buy or sell shares in any fund, security, commodity, financial instrument or derivative linked to, or otherwise included in a portfolio managed or advised by RWC; or (iv) an offer to enter into any other transaction whatsoever (each a “Transaction”). No representations and/or warranties are made that the information contained herein is either up to date and/or accurate and is not intended to be used or relied upon by any counterparty, investor or any other third party.

RWC uses information from third party vendors, such as statistical and other data, that it believes to be reliable. However, the accura- cy of this data, which may be used to calculate results or otherwise compile data that finds its way over time into RWC research data stored on its systems, is not guaranteed. If such information is not accurate, some of the conclusions reached or statements made may be adversely affected. RWC bears no responsibility for your investment research and/or investment decisions and you should consult your own lawyer, accountant, tax adviser or other professional adviser before entering into any Transaction. Any opinion ex- pressed herein, which may be subjective in nature, may not be shared by all directors, officers, employees, or representatives of RWC and may be subject to change without notice. RWC is not liable for any decisions made or actions or inactions taken by you or others based on the contents of this document and neither RWC nor any of its directors, officers, employees, or representatives (including affiliates) accepts any liability whatsoever for any errors and/or omissions or for any direct, indirect, special, incidental, or conse- quential loss, damages, or expenses of any kind howsoever arising from the use of, or reliance on, any information contained herein

39 Virtual Investment Summit By Funds Society

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En cada evento participan entre 1 y 3 asset managers. Funds Society maneja un Estudio Virtual Personalizado para los ponentes.

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