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Machine Readable Travel Documents for IO B Loting Purpose ONLY. S Doc 9303 Fo r IS D O o B n a o ll Machinet Ro eadable c tin Travel Documentso g p P y u o r r p Part 1 d o Machine Readable Passports s Volume 1 i e st Passports with Machine Readabler Datsa i Stored in Optical Character Recognitionb O Format u N te . LY . Approved by the Secretary General and published under his authority Sixth Edition — 2006 International Civil Aviation Organization and in the ICAO Journal AMENDMENTS ld consult. The space below is provided Catalogue of ICAO Publications and Audio-visual Training Fo r The issue of, which amendments holders ofis thisannounced publication regularly shou in the supplements to the I Aids S RECORD OF AMENDMENTS AND CORRIGENDA to keep a record of such amendments. D O o B a AMENDMENTS CORRIGENDA n o ll t o c tin o g No. Date Entered by No. Date Entered by p P y u o r r p d o is se tr s ib O u N te L (ii) . Y . The designations employed and the presentation of the material in this publication do not imply the expression of any opinion whatsoever on the part of ICAO concerning the legal status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries. FOREWORD The sixth edition of Doc 9303, Part 1, updates and replaces the specifications for machine readable passports as published in the fifth edition (2003) and represents a substantial modernization of the material contained in previous editionFs. In particular, this sixth edition incorporates the new globally interoperable standard for biometric identificoation of the holder and for the storage of the associated data on a contactless integrated circuit. In consequencre, some other biometric identification methods and data storage media, described in the fifth edition, are no lon gIer to be regarded as options within the globally interoperable standard. States may, however, use them for theSir own or agreed bilateral purposes. D O Such is the magnitude of the spe cification for the new globally interoperable biometric identification system and the data storage usiong a contactlesBs integrated circuit, that Doc 9303, Part 1, is now divided into two volumes. The first volume, known ans Doc 9303a, Part 1, Volume 1, is an updated version of the fifth edition containing all the specifications required for a State to ilssue a machine readable passport book. The second volume, known as Doc 9303, Part 1, Volumeo 2, contains tlhoe specifications for enhancing the machine readable passport with the globally interoperable system of biometric identification and its associated data storage utilizing a contactless integrated circuit. A S tate wishing toi issue a passport designed to facilitate cross-border travel with enhanced security by incorporatincg the globally ninteroperable machine assisted biometric identification/data storage system will therefore need comoply with both gVolumes of Part 1. Certain specifications within Volume 1, particularly in relation to the portrait and opther identificat ion features, have been amended to ensure that when a State decides to upgrade to a globally inteyroperable bPiometric passport, a minimum amount of change to passport production will be involved. u o r The specifications and guidance material on mattersr such as npaming conventions, transliteration of national characters in the machine readable zone and the calcu ladtion of checok digits, expanded in the previous edition, have been retained in this first volume of Part 1. The option for the inclsusion and placement of a bar code on the data page remains, but it is to be emphasized that the inisclusion of a bear code and its data is solely for use by the issuing State or by other States by bilateral agreemetnt; it is not globally interoperable. As before, provision is made for issuing the passport as a wallet-size cardr in accordansce with the specifications for the i Size-1 machine readable official travel document as set forth in Docb 9303, Part 3. OThe emphasis on the security of the document against fraud by alteration or counterfeit is given greauter prominence in this sixth edition, as is the need for security of the premises in which a passport is made, persontalized and isNsued, and for the vetting of staff employed in these activities. e L . Y A concept highlighted in the fifth edition was that of “global interoperability” . In this con.text, the term is understood as the capability of inspection systems (either manual or automated) in different Sta tes throughout the world to exchange data, to process data received from systems in other States, and to utilize that data in inspection operations in their respective States. Global interoperability is a major objective of the standardized specifications for placement of both eye readable and machine readable data in all MRTDs. In the security-conscious world of today, the need for machine-assisted global interoperability has become pressing. This has necessitated the standardization on one primary biometric identification method and of one method of data storage. The New Technologies Working Group of the Technical Advisory Group on Machine Readable Travel Documents commenced an evaluation in 1998 of the various options and, in early 2001, selected and recommended the face as the primary biometric with contactless integrated circuit as the data storage technology. The recommendation was made specifically in response to the needs of passport issuing and immigration authorities to ensure accurate identification of a passport applicant or holder while minimizing facilitation problems for the traveller. This recommendation was endorsed by the Air Transport Committee of the ICAO Council in 2003. (iii) (iv) Machine Readable Travel Documents Applicability. Although the specifications in Doc 9303, Part 1, are intended for particular application to the passport, issuing States and organizations are encouraged to apply them as well to other ID-3 size identity documents, for example the laissez-passer, the seafarer’s identity document and refugee travel documents. F o ___________________ r IS D O o B n a o ll t o c tin o g p P y u o r r p d o is se tr s ib O u N te . LY . TABLE OF CONTENTS Page Foreword .......F........................................................................................................................................ (iii) o I. Introduction .....r.. ............................................................................................................................ I-1 I General consideratioSns ................................................................................................................. I-1 ICAO’s Dleadership roOle .............................................................................................................. I-1 Relative costs and bene fits of machine readable travel documents ........................................ I-2 Operations o......................B.......................................................................................................... I-2 Endorsement b yn ISO ...........a..................................................................................................... I-3 l o lo II. Technical specifications tfor machine retadable passports — References and definiti ocns ................i.................................................................................... II-1 n Scope ...................................o......................g.............................................................................. II-1 Note on Supplement....................p...................... ........................................................................ II-1 Normative references ......................y...................P...................................................................... II-1 Definitions ............................................. ...................u................................................................. II-2 Technical specifications for machine readoable passporrtsp ........................................................ II-3 r d o III. Technical specifications for the security of the design, manufsacture III. and issuance of machine readable travel documiesnts .............e............................................ III-1 tr s Scope ...............................................................................i..................... ................................... III-1 Security of the MRP and its personalization.......................b.......................O................................ III-1 Machine assisted document verification ..................................u................................................. III-1 Security of MRP production and issuance facilities ......................t...................N......................... III-2 Provision of information on newly issued MRPs .............................e.......................L................... III-2 Provision of information on lost and stolen passports ..............................................Y................ III-2 . Informative Appendix 1 to Section III. Security Standards for machine readable travel documents ...................................................... III-3 1. Scope ................................................................................................................................ III-3 2. Introduction ........................................................................................................................ III-3 3. Basic principles .................................................................................................................
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