Money Manager Review

Opus Capital Group, LLC d/b/a Opus Capital Management 221 East Fourth Street, Suite 2700 Cincinnati OH 45202

Contact : Jakki Haussler Phone : (513) 621 6787 Fax : (513) 639 3072 Email : [email protected] Web : http://www.opusinc.com Company Information Type of organization : Limited Liability Company # of Accounts Managed : 332 Total Assets Managed ($Mil) : 722 In-House Research : 95% Tax-Exempt Managed ($Mil) : 582 Carries liability ? : Yes Taxable Assets Managed ($Mil) : 141 Errors & Omission Insurance? : Yes Year Founded : 1996 Socially Responsible? : Yes Wrap Programs Offered? : No Minority Owned? : Yes

Wrap Program Description In $ Thousands Company History

Opus Capital Management (“Opus”) was established in March 1996 as an SEC-registered adviser. Since the firm’s founding, Opus has provided investment management services to institutional investors in the value equity investing space. We employ two strategies in the smaller capitalization arena—Small Cap Value (SCV) and Small Cap Value Plus (SCVP); the inception dates for these two products are 7/1/96 and 8/1/13, respectively.

We serve a broad and sophisticated client base including public entities, corporations, foundations and endowments, defined benefit plans, and qualified contributory plans. Opus also acts as a sub-adviser to mutual funds and commingled funds.

Opus is 100% employee-owned. All portfolio managers are owners of the firm. The current ownership group is committed to broadening ownership over time. The firm has expanded ownership historically and has established a path and structure to continue to do so in order to reward and retain key talent.

Assets by Client Category Professional Categories Assets # of Clients Amount ($Mil) Total # of Professional : 13 Analysts : 2 Individuals/Trusts : 322 $120.5 Portfolio Managers : 4 Traders : 1 : 0 $0.0 Client Service : 3 Operation : 3 Foundations : 3 $14.2 ERISA : 4 $0.5 Unions, Taft-Hartley : 0 $0.0 Public : 2 $128.3 Others : 1 $121.1 Company Personnel Mr. Len Haussler Portfolio Manager Tel : (513) 621-6787 Email : [email protected]

Mr. Haussler is responsible for research and portfolio management for Opus’ investment products. With more than 35 years of experience, Mr. Haussler was the Assistant Treasurer and Director of at Cincinnati Bell Inc., before co-founding Opus in 1996. While at Cincinnati Bell, he developed the investment policy for the Employees Benefit Funds and directed investments for more than $1 billion in assets. Prior to Cincinnati Bell, Mr. Haussler worked as the Manager of Planning and Analysis for the Mead Corporation, taught at the University of Cincinnati and performed various accounting, audit and tax duties for Arthur Andersen LLP.

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Mr. Haussler is a member of the CFA Society of Cincinnati and holds the professional licenses of Certified Cash Manager (CCM) and is also a CPA (*inactive). He earned his BBA in Accounting and his MBA in Finance from the University of Cincinnati.

Mr. Kevin Whelan Portfolio Manager Tel : (513) 621-6787 Email : [email protected]

Mr. Whelan is responsible for research and portfolio management for Opus’ investment products. Mr. Whelan has more than 19 years of investment experience.

Mr. Whelan serves as the Trustee of the CFA Society of Cincinnati and is the former Chair of the Xavier University Finance Board of Executive Advisors; he currently serves as the Chair of its Equity Committee. Mr. Whelan was selected as a member of the Leadership Northern Kentucky Class of 2015. Additionally, Mr. Whelan has been named an Executive Professor of Finance at Xavier University. He earned his BBA in Finance and his MBA in Corporate Finance and Investments from the University of Kentucky.

Mr. Mike Knapke Client Contact Tel : 513-621-6787 Email : [email protected]

Mr. Adam Eagleston Portfolio Manager Tel : 513-621-6787 Email : [email protected]

Mr. Eagleston is a member of the investment team responsible for research and portfolio management for Opus’ Small Cap Value and Small Cap High Dividend strategies. He is also part of the marketing and client service team responsible for business development and client retention. Mr. Eagleston has more than 18 years of investment experience, and prior to joining Opus was vice president and senior portfolio manager for Huntington National Bank. Previously, Mr. Eagleston served as chief investment officer for Pinnacle National Bank’s institutional trust division and for First Mercantile Trust Company. He has also served as an investment analyst for First Mercantile and as a senior research analyst for Carolinas Investment Consulting.

Mr. Eagleston is a member of the CFA Institute and the CFA Society of Cincinnati. He graduated summa cum laude from Clemson University with a bachelor’s degree in financial management and a minor in accounting.

Mr. Brad Rapking Data Preparer Tel : 5136216787 Email : [email protected]

Company Product Name

Product Management : Product First Year : Target Region : Asset in Product in ($Mil) : $0 Target Region : # Accounts In Product : Target Capitalization : Average # Securities Held : Product Type : Estimated Annual Turnover : Acct Min. ($'000) : $0

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Gross or Net? : Net Reporting Method? : GIPS Compliant : Yes Product's Top Holdings:

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