ABRIDGED ANNUAL REPORT FOR F.Y. 2020-21

Sponsors: ICICI Bank Limited Regd. Office: ICICI Bank Tower, Near Chakli Circle, Old Padra Road, Vadodara 390 007, Gujarat, ; and Prudential Plc, 1 Angel Court, London EC2R 7AG, United Kingdom Investment Manager: ICICI Prudential Asset Management Company Limited Corporate Identity Number: U99999DL1993PLC054135 Corporate Office: One BKC, 13th Floor, Bandra Kurla Complex, - 400051, Tel: (022) 2652 5000 Fax: (022) 2652 8100. Website: www.icicipruamc.com, Email id: [email protected] Central Service Office: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon (East), Mumbai - 400 063. Tel.: +91 022-26852000, Fax No.: +91 022-2686 8313. Registered Office: 12th Floor, Narain Manzil, 23 Barakhamba Road, 110 001. Trustee: ICICI Prudential Trust Limited Corporate Identity Number: U74899DL1993PLC054134 Registered Office: 12th Floor, Narain Manzil, 23 Barakhamba Road, New Delhi 110 001. Registrars: Computer Age Management Services Pvt. Ltd. (CAMS) Corporate Identity Number: U65910TN1988PLC015757 Registered Office: New No 10. Old No. 178, Opp. to Hotel Palm Grove, MGR Salai, Nungambakkam, - 600 034

ICICI Prudential Banking and Financial Services Fund ICICI Prudential Manufacture in India Fund ICICI Prudential Bharat Consumption Fund ICICI Prudential MNC Fund ICICI Prudential Dividend Yield Equity Fund ICICI Prudential Nifty Next 50 Index Fund ICICI Prudential Equity - Arbitrage Fund ICICI Prudential Pharma Healthcare and Diagnostics (P.H.D) Fund ICICI Prudential Balanced Advantage Fund ICICI Prudential Multicap Fund ICICI Prudential Midcap Fund ICICI Prudential Retirement Fund - Pure Equity Plan ICICI Prudential FMCG Fund ICICI Prudential Exports and Services Fund ICICI Prudential Child Care Fund (Gift Plan) ICICI Prudential Sensex Index Fund ICICI Prudential Large & Mid Cap Fund ICICI Prudential Focused Equity Fund ICICI Prudential Smallcap Fund ICICI Prudential Technology Fund ICICI Prudential Nifty Index Fund ICICI Prudential US Bluechip Equity Fund ICICI Prudential India Opportunities Fund ICICI Prudential Commodities Fund ICICI Prudential Long Term Wealth Enhancement Fund

ICICI Prudential Asset Management Company Ltd. ICICI Prudential Trust Limited Sr. No. Name of the Director Designation Sr. No. Name of the Director Designation 1. Mr. Anup Bagchi1 Nominee Director (ICICI Bank Limited) 1. Mr. P.H. Ravikumar Independent Director1 2. Mr. Sandeep Batra Nominee Director (ICICI Bank Limited) 2. Mr. Jyotin Mehta Independent Director Nominee Director (Prudential Corporation 3. Mr. Bernard Teo6 3. Mr. Ranganayakulu Jagarlamudi Independent Director Holdings Limited)2 4. Mr. Pramod Rao Nominee Director (ICICI Bank Limited) 4. Mr. Nimesh Shah Managing Director Nominee Director (Prudential Corporation 5. Mr. Lakshman Kumar Mylavarapu 5. Mr. Sankaran Naren Executive Director Holdings Limited)2 5 6. Mr. Suresh Kumar Independent Director 1. Mr. P.H. Ravikumar is Chairman of the Company. 7. Mr. Ved Prakash Chaturvedi Independent Director 2. The ultimate holding Company of Prudential Corporation Holdings Limited is Prudential Plc. 8. Mr. Dilip Karnik Independent Director 9. Mr. Naved Masood Independent Director 10. Ms. Vibha Paul Rishi3 Independent Director 1. Mr. Anup Bagchi is the Chairman of the AMC. 2. The ultimate holding Company of Prudential Corporation Holdings Limited is Prudential Plc. 3. Ms. Vibha Paul Rishi was appointed as an Independent director with effect from September 22, 2020. 4. Mr. Antony Jacob has been appointed as an Independent Director with effect from June 1, 2021. 5. Mr. Suresh Kumar has ceased to be a director with effect from June 7, 2021. 6. Mr. Bernard Teo has ceased to be a Director with effect from June 15, 2021. 7. Mr. Seck Wai Kwong has been appointed as the Nominee Director of Prudential Corporation Holdings Limited with effect from June 15, 2021. INDEPENDENT AUDITOR’S REPORT To the Board of Trustees of ICICI Prudential Mutual Fund The accompanying abridged financial statements, which comprise of the abridged balance sheet as at March 31, 2021 and the abridged revenue account for the year ended March 31, 2021, and related notes of ICICI Prudential Mutual Fund (collectively referred to as ‘the Schemes’) are derived from the audited financial statements of the Schemes of ICICI Prudential Mutual Fund (the ‘Fund’) as at March 31, 2021 and for the year ended March 31, 2021. We expressed an unmodified audit opinion on those financial statements in our report dated July 19, 2021. l ICICI Prudential Banking and Financial Services Fund l ICICI Prudential Bharat Consumption Fund l ICICI Prudential Commodities Fund l ICICI Prudential Dividend Yield Equity Fund l ICICI Prudential Equity - Arbitrage Fund l ICICI Prudential Balanced Advantage Fund l ICICI Prudential Midcap Fund l ICICI Prudential FMCG Fund l ICICI Prudential Child Care Fund (Gift Plan) l ICICI Prudential Large & Mid Cap Fund l ICICI Prudential Smallcap Fund l ICICI Prudential Nifty Index Fund l ICICI Prudential India Opportunities Fund l ICICI Prudential Long Term Wealth Enhancement Fund l ICICI Prudential Manufacture in India Fund l ICICI Prudential MNC Fund l ICICI Prudential Nifty Next 50 Index Fund l ICICI Prudential Pharma Healthcare and Diagnostics (P.H.D) Fund l ICICI Prudential Multicap Fund l ICICI Prudential Retirement Fund - Pure Equity Plan l ICICI Prudential Exports and Services Fund l ICICI Prudential Sensex Index Fund l ICICI Prudential Focused Equity Fund l ICICI Prudential Technology Fund l ICICI Prudential US Bluechip Equity Fund The abridged financial statements do not contain all the disclosures required by the accounting principles generally accepted in India, including the accounting policies and standards specified in the Ninth Schedule to the SEBI Regulations. Reading the abridged financial statements, therefore, is not a substitute for reading the audited financial statements of the Schemes of the Fund. Management’s Responsibility for the Abridged Financial Statements The board of ICICI Prudential Asset Management Company Limited and the Trustees (together referred to as the “Management”) are responsible for the preparation of the abridged financial statements of the Schemes of the Fund pursuant to Regulation 56 (1) of Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, as amended (the ‘Regulations’) and as per the format prescribed by Securities and Exchange Board of India (‘SEBI’) vide circular number SEBI/IMD/CIR No.8/132968/2008 dated 24 July 2008 (the ‘Circular’) and are derived from the audited financial statements of the Schemes of the Fund for the year ended March 31, 2021, prepared in accordance with the accounting policies and standards specified in the Ninth Schedule to the Regulations and Generally Accepted Accounting Principles in India to the extent applicable and covered by our report of even date to the Trustees of the Fund. Auditor’s Responsibility Our responsibility is to express an opinion on the Abridged Financial Statements based on our procedures, which were conducted in accordance with Standard on Auditing (SA) 810, “Engagements to Report on Summary Financial Statements” issued by the Institute of Chartered Accountants of India. Opinion In our opinion, the abridged financial statements, derived from the audited financial statements of the Schemes of the Fund as at March 31, 2021 and for the year ended March 31, 2021 are in fair summary of those financial statements, and are in accordance with the accounting policies and standards specified in the Ninth Schedule to the Regulations and Generally Accepted Accounting Principles in India to the extent applicable and as per the format prescribed by the Circular.

For S.R. Batliboi & Co. LLP Chartered Accountants ICAI Firm Registration Number: 301003E/E300005

Sd- per Shrawan Jalan Partner Membership No.: 102102 UDIN: 21102102AAADWV8130 Place: Mumbai Date: July 28, 2021

2 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 ICICI PRUDENTIAL TRUST LIMITED TRUSTEES’ REPORT

Dear Unitholder, The Directors of ICICI Prudential Trust Limited are pleased to present the 28th Annual Report of the schemes of ICICI Prudential Mutual Fund (“the Mutual Fund” or “the Fund”) for the financial year ended March 31, 2021. The report and statements therein have been prepared as per the SEBI (Mutual Fund) Regulations 1996, in the manner required and exhibit a true and fair view of the operation and results of the Mutual Fund. I. SCHEME PERFORMANCE, FUTURE OUTLOOK AND OPERATIONS OF THE SCHEMES A. Performance of the Schemes and Investment Folios 1. Performance of the Schemes The Net Asset Values (NAVs) and other pertinent details of the Schemes as on March 31, 2021 are as under:

Scheme Name Date of Quarterly AAUM Quarterly Net Asset Returns Brief Description Allotment for the period AAUM for the Value per Last 1 Year Since ended March period ended unit as at Inception 31, 2021 March 31, 2020 March 31, (` in lakh) (` in lakh) 2021 (`) ICICI Prudential Multicap Fund 01-Oct-94 604,805.62 498,343.65 357.5500 73.57% 14.44% Open Ended Equity Fund NIFTY 500 Multicap 50:25:25 TRI 82.00% @@ ICICI Prudential Large & Mid Cap Fund 09-Jul-98 333,191.36 310,754.02 409.4100 76.58% 17.73% Open Ended Equity Fund Nifty LargeMidcap 250 TRI 85.91% 14.10% ICICI Prudential FMCG Fund 31-Mar-99 58,464.95 49,968.87 278.9400 32.99% 16.32% Open Ended Equity Fund Nifty FMCG TRI 30.11% 13.40% ICICI Prudential Technology Fund 03-Mar-00 155,198.30 39,118.91 109.1200 131.92% 12.00% Open Ended Equity Fund S&P BSE Information Technology TRI 110.25% 7.63% ICICI Prudential Child Care Fund (Gift Plan) 31-Aug-01 74,363.58 63,324.51 165.3600 46.86% 15.39% Open Ended Equity Fund NIFTY 50 Hybrid Composite Debt 65:35 Index 48.18% @@ ICICI Prudential Nifty Index Fund 26-Feb-02 134,987.07 56,930.49 142.8478 71.01% 14.93% Open Ended Index Fund Nifty 50 TRI 72.54% 15.67% ICICI Prudential Midcap Fund 28-Oct-04 227,246.86 179,661.06 127.0400 96.93% 16.73% Open Ended Equity Fund Nifty Midcap 150 TRI 101.57% @@ ICICI Prudential Exports and Services Fund 30-Nov-05 63,150.56 61,032.52 72.1400 70.62% 13.75% Open Ended Thematic Equity Fund S&P BSE 500 TRI 78.63% 13.17% ICICI Prudential Balanced Advantage Fund 30-Dec-06 2,957,619.15 2,751,197.32 44.2400 44.72% 10.99% Open Ended Hybrid Fund CRISIL Hybrid 50+50 - Moderate Index 39.21% 10.29% ICICI Prudential Equity - Arbitrage Fund 30-Dec-06 1,015,775.78 1,276,428.35 26.8002 3.43% 7.16% Open Ended Hybrid Fund Nifty 50 Arbitrage Index 2.34% @@ ICICI Prudential Smallcap Fund 18-Oct-07 193,283.79 100,226.77 36.4700 104.20% 10.09% Open Ended Equity Fund Nifty Smallcap 250 TRI 118.68% 7.85% ICICI Prudential Banking & 22-Aug-08 358,838.32 336,847.18 71.8300 77.01% 16.92% Open Ended Thematic Equity Financial Services Fund Fund Nifty Financial Services TRI 69.09% 16.69% ICICI Prudential Focused Equity Fund 28-May-09 109,112.40 59,566.50 39.4700 74.11% 12.28% Open Ended Equity Fund S&P BSE 500 TRI 78.63% 12.42% ICICI Prudential Nifty Next 50 Index Fund 25-Jun-10 99,901.04 66,777.68 30.0663 60.93% 10.76% Open Ended Index Fund Nifty Next 50 TRI 62.94% 12.28% ICICI Prudential US Bluechip Equity Fund 06-Jul-12 115,491.49 48,904.38 41.5000 45.67% 17.68% Open Ended Equity Fund S&P 500 Index 52.44% 19.21% ICICI Prudential Dividend Yield Equity Fund 16-May-14 21,821.26 15,568.55 19.9700 73.80% 10.58% Open Ended Equity Fund Nifty Dividend Opportunities 50 TRI 62.01% 10.33% ICICI Prudential Sensex Index Fund 21-Sep-17 20,828.99 5,976.81 15.5733 68.33% 13.39% Open Ended Index Fund S&P BSE SENSEX TRI 69.82% 14.05%

3 Scheme Name Date of Quarterly AAUM Quarterly Net Asset Returns Brief Description Allotment for the period AAUM for the Value per Last 1 Year Since ended March period ended unit as at Inception 31, 2021 March 31, 2020 March 31, (` in lakh) (` in lakh) 2021 (`) ICICI Prudential Long Term 22-Mar-18 5,008.32 4,146.02 13.0800 67.05% 9.27% A Close ended equity scheme Wealth Enhancement Fund (ELSS) with a statutory lock in of 3 years and tax benefit Nifty LargeMidcap 250 TRI 85.91% 12.82% ICICI Prudential Pharma Healthcare and 13-Jul-18 207,657.18 122,159.73 17.3500 81.87% 22.48% Open Ended Equity Fund Diagnostics (P.H.D) Fund S&P BSE Healthcare TRI 76.44% 17.49% ICICI Prudential Manufacture in India Fund 11-Oct-18 58,286.62 82,071.94 13.9000 92.79% 14.25% Open Ended Thematic Equity Fund S&P BSE INDIA MANUFACTURING TRI 66.30% 15.65% ICICI Prudential India Opportunities Fund 15-Jan-19 308,758.59 220,759.06 13.0600 82.66% 12.85% Open Ended Equity Fund Nifty 500 TRI 77.58% 15.64% ICICI Prudential Retirement Fund - 27-Feb-19 8,958.50 6,301.91 12.5400 68.55% 11.44% Open Ended Equity Fund Pure Equity Plan Nifty 500 TRI 77.58% 17.82% ICICI Prudential Bharat Consumption Fund 12-Apr-19 29,334.82 48,772.61 11.9700 42.50% 9.56% Open Ended Equity Fund Nifty India Consumption TRI 47.78% 11.93% ICICI Prudential MNC Fund 17-Jun-19 55,522.45 59,944.52 15.0500 84.89% 25.67% Open Ended Thematic Fund Nifty MNC TRI 49.15% 15.50% ICICI Prudential Commodities Fund 15-Oct-19 14,198.03 1,995.80 17.1300 154.15% 44.57% Open Ended Equity Fund Nifty Commodities TRI 97.83% 25.27% @@ As these Schemes were launched before the launch of the appropriate benchmark index, benchmark returns since inception are not provided. Average Asset Under Management (AAUM) The performance of the scheme is benchmarked to the Total Return variant of the Index(TRI). As Total Return Index (TRI) data is not available since inception of ICICI Prudential Large & Mid Cap Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of Nifty 50 Index Price Return Index (PRI) values from 09-Jul-98 to 30-Jun-99 and TRI values since 30-Jun-99 to 27-May-2018 and values of the Nifty LargeMidcap 250 TRI have been considered thereafter. The benchmark performance of the Scheme ICICI Prudential Focused Equity Fund has been calculated using values of S&P BSE 100 Index since inception till 27th May, 2018 and values of S&P BSE 500 TRI have been considered thereafter. The benchmark performance of the Scheme ICICI Prudential Smallcap Fund has been calculated using values of 65% Nifty 50 + 35% MSCI Asia ex-Japan Index since inception till 27th May, 2018 and values of Nifty Smallcap 250 TRI have been considered thereafter. As TRI data is not available since inception of the ICICI Prudential Technology Fund, benchmark performance is calculated using composite CAGR of S&P BSE Information Technology PRI values from 03-Mar-00 to 23-Aug-2004 and TRI values since 23-Aug-2004. The benchmark of ICICI Prudential Exports and Services Fund was changed from Nifty Services Sector TRI to S&P BSE 500 TRI with effect from September 09, 2019. As TRI data is not available since inception of ICICI Prudential Exports and Services Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of S&P BSE 500 Price Return Index (PRI) values from 30-Nov-05 to 01-Aug-06 and TRI values since 01-Aug-06. The benchmark of the scheme ICICI Prudential Multicap Fund has been revised from S&P BSE 500 TRI to Nifty500 Multicap 50:25:25 TRI w.e.f. Jan 29, 2021. For benchmark performance, values of earlier benchmark has been used till 28th January 2021 and revised benchmark values have been considered thereafter. Discontinued plans / options of certain schemes were merged with the continuing plans / options of the Schemes effective from April 25, 2020. In this regard, the AMC had issued addendums dated February 19, 2020 and March 25, 2020 giving detailed information about the merger. The addendums are available at the following links: https://www.icicipruamc.com/docs/default-source/default-document-library/icici_012_addendum_merger-of-discontinued-plans_ 19-february-2020_329x500.pdf?sfvrsn=3c35659c_0 https://www.icicipruamc.com/docs/default-source/default-document-library/merger-addendum.pdf?sfvrsn=8cc7f67_0

4 2. Investment Folios The total numbers of live folios as at March 31, 2021 were 114.27 lakhs B. Market Review and Outlook Market Review FY2021 Global Economy : FY2021 has witness unprecedented phenomenon across the globe due to COVID-19. However, the rising pace of vaccinations worldwide are expected to lift global growth and inflation expectations as economies return towards normalcy by second half of 2021. United States (U.S.): U.S. is likely to lead the upturn with a huge fiscal support as backing force while China gradually tightens policies to stabilise the economy after achieving pre-pandemic trend growth. Although the rest of the world cannot match the U.S. fiscal firepower, other countries will benefit from the spillover effects of the U.S. This has shifted investors’ concerns from that growth being too slow, to now fearing that growth will be too fast and shall put upward pressure on interest rates. Global equities remain expensive in early 2021, though the very expensive U.S. market offsets better value elsewhere. The U.S is more expensive than the other developed markets, mainly due to its overweight in growth-tilted technology and communication services sectors. The economic downturn in the U.S. was also shallower than in Europe and Japan in the pandemic. Thus, in our view, prospects look brighter for non-US markets and for cyclical sectors. Eurozone: In Europe, the United Kingdom (UK) is leading in vaccinations, which should help the economy return to normalcy faster than the Euro area, where vaccine distribution and other supply constraints are hampering the recovery. However, exposure to financials and cyclically sensitive sectors such as industrials, materials and energy, and its small exposure to technology, give it the potential to outperform in the post-vaccine phase of the recovery when economic activity picks up and yield curves in Europe steepen. Japan: Japan’s stock indices, too, are heavily weighted towards companies that benefit greatly from a global economic recovery. Many of the businesses are in economically-sensitive sectors, and given Japan’s dependence on exports, they bring in revenues from all around the globe. As a result, Japan has more to gain from the global economic recovery, supported by a weaker Yen. However, a slower vaccine approval process and subsequent rollout pushes back the potential for some form of herd immunity. Coupled with the risk of short-term lockdowns, like those announced in early January 2021, Japan’s growth is expected to significantly lag the growth of other major economies. China: China’s return to pre-pandemic growth trend before others means it is likely to shift focus towards stabilising the pace of expansion with monetary tightening. China’s stock market has gone from global leader to laggard in the first three months of 2021, as expectations of tighter monetary policy spurred by an economic recovery from Covid-19 hurt the appetite for shares. Ongoing global stimulus, vaccine rollouts, plus reform-led growth, make the top-down outlook for China promising. However, elevated liquidity support has driven valuations in certain pockets of the market to extreme levels. There is a risk of a market consolidation but given the very strong top-down outlook and longer-term positives, this should provide opportunities among sustainable high growth businesses like technology and select internet platforms, renewable growth with focus on electric vehicle supply chains and wind and solar energy, value cyclicals like and materials. The post-vaccine economic recovery should favor undervalued cyclical value stocks over expensive technology and growth stocks. Relative to the U.S., the rest of the world is overweight cyclical value stocks. Emerging Markets (EM) are expected to perform better than Developed Markets. China’s early exit from the lockdown and stimulus measures should benefit EM along with the recovery in global demand and a weaker U.S. dollar. Key Risks are - - Rising coronavirus cases in developed markets could derail the expected recovery. - Emerging markets do not have enough ammunition to stave off the economic slowdown compared to the developed economies. That implies that one engine of global growth would take longer to recover from the crisis. - Any roll back of loose fiscal and monetary policy can cause increased volatility in global markets. Indian economy: India’s gross domestic product (GDP) growth is expected to rebound to 11% in fiscal 2022, after an estimated 8% contraction this fiscal, as four drivers – people learning to live with the new normal, flattening of the Covid-19 affliction curve, rollout of vaccinations, and investment-focused government spending – converge. But recovery would not be easy with the second wave of Covid-19 engulfing the economy with scars of the pandemic running deep for small businesses and the urban poor; the rural economy has been more resilient versus the urban, and services are lagging manufacturing in recovery. Trade has also normalized faster than the rest of the economy, with both exports and imports scaling pre-pandemic levels. GDP growth would average 6.3% between fiscals 2023 and 2025. That would be lower than the 6.7% average growth seen in the decade preceding the pandemic, but higher than the 5.8% average in the three fiscals prior. Production-Linked Incentive (PLI) scheme indicates potential incremental revenue generation of ` 35-40 lakh crore over the coming five fiscals across 14 sectors, aided by ` 2-2.7 lakh crore capex in the next 24-30 months 5 Indian equity market: For the year ending Mar’21, Nifty closed at 14,691, around 71% higher than last year. In the last 3 years, Nifty is up 45%. Low interest rates globally and optimism around vaccines have led to new highs for Nifty. The recent rally is led by cyclical stocks that were beaten down due to uncertainty about economic recovery. Incremental macro data suggests an improvement in economic activity and better utilization. Pro expansionary Budget announced on Feb 1, 2021, further lead to a rally in the cyclical and infrastructure sector as they could benefit from the government’s focus on investments. Indian debt market: The central bank cut repo rates by 150 basis points (bps) from April 2019 to March 2020. The Reserve (RBI) has maintained its accommodative stance through FY2021 and has also adopted “whatever it takes stance” approach since the outbreak of the Covid Pandemic. The RBI linked all new floating rate loans, provided to micro, small and medium enterprises (MSMEs) by banks, to external benchmarks in order to improve transmission of rate cuts. The RBI allowed moratorium on term loans and deferment of interest on working capital facilities in order for companies to ride through the lockdown phase. Additionally, the RBI introduced various liquidity measures for all market participants through cash reserve ratio (CRR) cuts, targeted long-term repo operations (LTROs), open market operations (OMOs) etc. to maintain surplus liquidity in the system. The monetary policy continues to be growth centric, despite the underlying upside risks to inflation. Although the assurance of retaining the accommodative monetary policy stance to support growth rules out the likelihood of a rate hike at least during the period April 1, 2021 to September 30, 2021, considering the inflationary pressures, it has reduced the likelihood of a rate cut. Gold Review: Indian gold prices registered a 7.3% increase, ending FY2021 at ` 43,994 per 10 grams on March 31, 2021 as against ` 40,989 per 10 grams on March 31, 2020 on the MCX (Multi-Commodity Exchange). Key Statistics of FY2021 Domestic Indices 31-Mar-2021 31-Mar-2020 Change Nifty 50 Index 14,690.70 8,597.75 70.9% S&P BSE Midcap Index 20,181.31 10,569.93 90.9% S&P BSE Sensex Index 49,509.15 29,468.49 68.0% S&P BSE Smallcap Index 20,649.33 9,608.92 114.9% International Indices 31-Mar-2021 31-Mar-2020 Change Dow Jones 32,982 21,917 50.5% FTSE 6,714 5,672 18.4% HangSeng 28,378 23,603 20.2% Nasdaq 13,247 7,700 72.0% Nikkei 29,179 18,917 54.2% SSE Composite Index 3,442 2,750 25.1% Strait Times 3,165 2,481 27.6% Currency Movement 31-Mar-2021 31-Mar-2020 Change INR/USD 73.50 75.39 2.5% INR/GBP 100.95 93.08 -8.5% INR/EUR 86.10 83.05 -3.7% INR/100YEN 66.36 69.65 4.7% Commodity Price Movement 31-Mar-2021 31-Mar-2020 Change Brent ($/bbl) 63.54 23.67 168.4% Gold ($/ounce) 1,708.00 1,608.00 6.2% Silver ($/ounce) 24.44 13.98 74.8%

6 Fixed Income 31-Mar-2021 31-Mar-2020 Change in Absolute Value Call Rate 3.10% 3.80% -18.42% 91 Day T- Bill 3.30% 4.24% -22.17% 364 Day T- Bill 3.75% 4.49% -16.48% TREPS 3.35% 3.80% -11.84% Repo 4.00% 4.40% -9.09% Reverse Repo 3.35% 4.00% -16.25% 10 Year G-Sec 6.16% 6.14% 0.33% 1 Year CD 3.95% 5.12% -22.85% US 10 Yr Bond 1.74% 0.67% 159.70% Institutional Flow for FY2021 (Equity) Purchase Sales Net (` Cr.) (` Cr.) (` Cr.) FPIs Flows 20,06,000.04 17,31,968.08 2,74,031.96 MFs Flows 7,62,635.78 8,83,591.40 -1,20,955.62 Sectoral Performance 31-Mar-2021 31-Mar-2020 Change S&P BSE Auto 22,252 10,746 107% S&P BSE Bankex 37,548 22,050 70% S&P BSE Capital goods 21,096 10,979 92% S&P BSE Consumer durables 32,826 19,363 70% S&P BSE Fast Moving Consumer Goods 12,875 10,255 26% S&P BSE Healthcare 21,328 12,149 76% S&P BSE Information Technology 26,543 12,843 107% S&P BSE Metal 14,350 5,713 151% S&P BSE Oil & Gas 14,820 10,021 48% S&P BSE PSU 6,703 4,460 50% S&P BSE Realty 2,670 1,354 97% So how is FY2022 shaping up? Economic outlook India’s GDP growth is likely to rebound to 11% in fiscal 2022. In reality, though the economy will end up only 2% above the fiscal 2020 level, it will be a sharp 10% lower than its trend level. Fiscal 2022 is also seen emerging as a story of two halves. Still, India is likely to continue growing faster than the world. Factors that support this are: a stretched fiscal deficit glide path and expectation that additional fiscal space – estimated at ` 20-25 lakh crore over the next five years – will be used for capex; promising set of reforms that have the potential to create a platform for growth in the medium term; deleveraging by corporates over the past few years improving the appetite for investment; and more support from global GDP and trade growth. Equity market outlook: Globally, European markets did well as economic activity picked up pace along with a good progress on vaccination front. UK plans to now normalize restrictions on certain activities with COVID cases seemingly under control. Manufacturing activity seems to be little affected relative to services activity in Europe thereby relaying hopes of good recovery in Q2. The US markets too traded higher due to successful vaccination drive and rising US yields due to high growth/inflation expectations and positive economic data. Going forward, markets would observe the implementation of USD 2 trillion Infrastructure package declared by the Biden administration post the recent passage of USD 1.9 trillion Fiscal stimulus. Indian markets surged initially on the back of positive global cues. However, the rally was kept in check due to a surge in COVID cases and increase in US Yields. The key triggers for Indian markets going forward will be trend in core inflation, COVID cases, the pace and quality of vaccination drives, localized lockdowns in certain parts restricting mobility and economic activities, and the upcoming earnings season. The second lockdown has dampened the sentiment for industries and consumers alike. However, the expectation is that economy will recover faster than before as lockdown opens up. Inflation from rising commodity and oil prices can spark fear in economic recovery. Low interest rates globally and high investor participation in the global market have led to equity market to rally. However, from October 2020, the value stocks started outperforming growth stocks accompanied by strong performance of sectors like Metals and Mining that had seen a long period of muted returns.

7 In sectoral trends, information technology (IT), fast moving consumer goods (FMCG), Metals, etc. were key contributors, while sectors like Telecom and Financials were key laggards. (Source: NSE) The economic environment is becoming more conducive for a business cycle recovery with economic activity remaining strong despite the Pandemic headwinds. Sectors which are closely linked to the economy like Banks, Capital Goods, Infrastructure, Metals & Mining, etc are likely to do well. It is also believed that the current market rally may continue till the following triggers play out - US acknowledging inflation and in conclusion, pausing stimulus and US Treasury Yields reaching 2%. Unitholders may note that volatility is inherent to equities which need to be kept in mind while investing. As an investor, one must embrace volatility and be cognizant of their own asset allocation while investing. Debt market outlook: The 10-Year G-Sec yields have largely maintained a downward trajectory in the wake of RBI rate cuts and its efforts to keep the cost of borrowing at subdued levels. FY2021 has been a year marked by surplus liquidity and low interest rates. RBI had taken steps to ensure the same from March 2020 onwards through a variety of measures. Surplus liquidity has been in the range of ` 5-6 lakh crore. Yet government security yields had picked lately especially after the announcement of the Budget on February 1, 2021. As we enter the new financial year, a lot has changed for bond markets, a. FY2021 witnessed aggressive rate cuts by RBI and large liquidity infusion in response to the negative growth shock. However, this year (FY2022) is expected to be the year of growth recovery and monetary policy normalization. b. During FY2021 monetary policy did the heavy lifting. However, this year (FY2022) the fiscal policy is expected to be in the driving seat. The Government has delivered an expansionary fiscal policy in the recent budget which may result in stronger growth recovery. This may come with risk of elevated inflation and likely interest rate volatility. c. During FY2021 Global conditions were more conducive as major central banks provided massive liquidity support to abate COVID-19 growth shock. The Global conditions for FY2022 remains accommodative but the markets have started pricing in for higher inflation which has resulted in US Treasury 10-yr yields going back to pre-Covid19 levels. This has resulted in higher volatility in markets. The above evolving conditions points towards a more nimble and active duration management strategy which may help in navigating higher interest rate sensitive period. C. Operations of the Schemes 1. Average Assets under Management (AAUM) The AAUM of the Mutual Fund for the quarter ended March 31, 2021 stood at ` 4,16,198.20 crore, while for the quarter ended March 31, 2020 the AAUM of the Mutual Fund was ` 3,58,141.58 crore. As of March 31, 2021, the Fund comprised 77 open ended schemes which includes 24 Equity Oriented schemes, 16 Debt Oriented schemes, 6 Hybrid schemes, 2 Solution Oriented schemes (Retirement Fund having 4 plans there under, each having different portfolio), 3 Index Funds, 16 Exchange Traded Funds, 9 Fund of Funds investing domestically, 1 Fund of Funds scheme investing overseas and 91 close ended schemes. During FY2021, the Fund has launched 3 Equity schemes and 2 Exchange Traded Funds. During FY2021, 32 Fixed Maturity Plans, 6 Capital Protection Oriented Schemes, 6 Multiple Yield Funds, 6 Value Funds (closed ended equity oriented schemes) and 2 Growth funds (closed ended equity oriented schemes) had matured. 2. Operations and Customer Service With a view to rendering timely and efficient customer service, the Investment Manager of the Fund, viz., ICICI Prudential Asset Management Company Ltd. (“the AMC”) has been leveraging on its 214 branches including 93 functioning as official points of acceptance of transactions, as on March 31, 2021, effectively servicing the large client base. Additionally, a dedicated contact center has been effective in providing investor support and redressing their grievances. The AMC’s focus has always been on technological innovation for facilitating investors’ convenience. The AMC has enhanced its digital infrastructure in order to service the investors from comfort of their locations. 3. Scheme-wise commentary A: Open Ended Equity Schemes • ICICI Prudential Dividend Yield Equity Fund ICICI Prudential Dividend Yield Equity Fund is an open-ended equity scheme that aims to provide medium to long term capital gains and/or dividend distribution by predominantly investing in a well-diversified portfolio of equity and equity related instruments of dividend yielding companies. The Scheme under its growth option posted a return of 73.80% in FY2021. The benchmark, Nifty Dividend Opportunities 50 TRI, posted 62.01% for the period. The Scheme has outperformed the benchmark index mainly due to underweight position in consumer non-durable sector and overweight position in Power, Metals, Port & logistics sector, which performed well. The AAUM of the Scheme during the last quarter of FY2021 was ` 218.21 crore.

8 • ICICI Prudential Focused Equity Fund ICICI Prudential Focused Equity Fund is an open-ended equity scheme that seeks to generate capital appreciation by investing in a concentrated portfolio of equity and equity related securities of up to 30 companies across market capitalization i.e. focus on multicap. The Scheme under its growth option posted a return of 74.11% in FY2021. The benchmark, S&P BSE 500 TRI, posted 78.63% for the period. The Scheme has underperformed the benchmark index mainly owing to cash holding and overweight position in telecom and utilities sector stocks. The AAUM of the Scheme during the last quarter of FY2021 was ` 1,091.12 crore. • ICICI Prudential India Opportunities Fund ICICI Prudential India Opportunities Fund is an open-ended equity scheme that seeks to generate long-term capital appreciation by investing in opportunities presented by special situations such as corporate restructuring, Government policy and/or regulatory changes, companies going through temporary unique challenges and other similar instances. The Scheme under its growth option posted a return of 82.66% in FY2021. The benchmark, Nifty 500 TRI, posted 77.58% for the period. The special situation picks performed well on the back of a recognition of the business value with time, leading to the outperformance of the Scheme during the year. The AAUM of the Scheme during the last quarter of FY2021 was ` 3,087.59 crore. • ICICI Prudential Large & Mid Cap Fund ICICI Prudential Large & Mid Cap Fund is an open-ended equity scheme that seeks to generate long-term capital appreciation from a portfolio that is invested predominantly in equity and equity related securities of large-cap and mid-cap companies. The Scheme under its growth option posted a return of 76.58% in FY2021. The benchmark, Nifty LargeMidcap 250 TRI, posted 85.91% for the period. The Scheme has underperformed the benchmark index mainly owing to overweight position in telecom and utilities sector. The AAUM of the Scheme during the last quarter of FY2021 was ` 3,331.91 crore. • ICICI Prudential Midcap Fund ICICI Prudential Midcap Fund is an open-ended equity scheme that seeks to seek to generate capital appreciation by actively investing in diversified mid cap stocks. The Scheme under its growth option posted a return of 96.93% in FY2021. The benchmark, Nifty Midcap 150 TRI, posted 101.57% for the period. The Scheme has underperformed the benchmark index mainly owing to underweight position in stocks which had larger weightage in the index and overweight position in hotel and tourism sector. The AAUM of the Scheme during the last quarter of FY2021 was ` 2,272.47 crore. • ICICI Prudential Multicap Fund ICICI Prudential Multicap Fund is an open-ended equity scheme that seeks to generate capital appreciation through investments in equity & equity related instrument across large cap, mid cap and small cap stocks of various industries. The Scheme under its growth option posted a return of 73.57% in FY2021. The benchmark, NIFTY 500 Multicap 50:25:25 TRI, posted 82.00% for the period. The Scheme has underperformed the benchmark index mainly owing to overweight position in Telecom and Utility sector and underweight position in some large cap stocks. The AAUM of the Scheme during the last quarter of FY2021 was ` 6,048.06 crore. • ICICI Prudential Smallcap Fund ICICI Prudential Smallcap Fund is an open-ended equity scheme that seeks to generate capital appreciation by predominantly investing in equity and equity related securities of small cap stocks. The Scheme under its growth option posted a return of 104.20% in FY2021. The benchmark, Nifty Smallcap 250 TRI, posted 118.68% for the period. The Scheme has underperformed the benchmark index owing to underperformance of certain stocks held and underweight in Chemicals and Pharmaceutical sectors. The AAUM of the Scheme during the last quarter of FY2021 was `1,932.84 crore. • ICICI Prudential Banking & Financial Services Fund ICICI Prudential Banking & Financial Services Fund is an open-ended sectoral scheme that seeks to generate long-term capital appreciation to unit holders from a portfolio that is invested predominantly in equity and equity related securities of companies engaged in banking and financial services.

9 The Scheme under its growth option posted a return of 77.01% in FY2021. The benchmark, Nifty Financial Services TRI, posted 69.09% for the period. The Scheme had outperformed the benchmark index, as the Scheme’s investment in large Housing Finance Companies (HFCs), brokers and insurance companies played out. The AAUM of the Scheme during the last quarter of FY2021 was ` 3,588.38 crore. • ICICI Prudential Exports and Services Fund ICICI Prudential Exports and Services Fund is an open-ended equity scheme that seeks to generate capital appreciation and income distribution to unit holders by investing predominantly in equity/equity related securities of the companies belonging to Exports & Services industry. The Scheme under its growth option posted a return of 70.62% in FY2021. The benchmark, S&P BSE 500 TRI, posted 78.63% for the period. The Scheme has underperformed the benchmark index mainly owing to overweight position in large cap stocks and underweight position in small and mid cap stocks. The AAUM of the Scheme during the last quarter of FY2021 was ` 631.51 crore. • ICICI Prudential FMCG Fund ICICI Prudential FMCG Fund is an open-ended equity scheme investing in FMCG sector. The scheme aims to generate long term capital appreciation through investments made primarily in equity & equity related securities forming part of FMCG sector. The Scheme under its growth option posted a return of 32.99% in FY2021. The benchmark, Nifty FMCG TRI, posted 30.11% for the period. The Scheme outperformed the benchmark index mainly owing to the underweight position taken in a few largecap staple stocks. The weights were allocated in some retail, branded apparel/footwear and smallcap stocks which outperformed.. The AAUM of the Scheme during the last quarter of FY2021 was ` 584.65 crore. • ICICI Prudential Technology Fund ICICI Prudential Technology Fund is an open-ended equity scheme investing in Technology and technology related sectors. The Scheme seeks to generate long-term capital appreciation by creating a portfolio that is invested in equity and equity related securities of technology and technology dependent companies. The Scheme under its growth option posted a return of 131.92% in FY2021. The benchmark, S&P BSE Information Technology TRI, posted 110.25% for the period. The Scheme has outperformed the benchmark index mainly owing to underweight position in a large cap stock and overweight position in few mid cap and small cap stocks along with internet stocks. The AAUM of the Scheme during the last quarter of FY2021 was ` 1,551.98 crore. • ICICI Prudential US Bluechip Equity Fund ICICI Prudential US Bluechip Equity Fund is an open-ended equity scheme which provides long term capital appreciation to investors by primarily investing in equity and equity related securities of companies listed on recognized stock exchanges in the United States of America. The Scheme shall also invest in ADRs/GDRs issued by Indian and foreign companies. The Scheme under its growth option posted a return of 45.67% in FY2021. The benchmark, S&P 500, posted 52.44% for the period. The underweight position in communication services, technology and utilities helped but overweight position in healthcare, industrial and consumer defensive sectors weighed down the fund returns. The AAUM of the Scheme during the last quarter of FY2021 was ` 1,154.91 crore. • ICICI Prudential Pharma Healthcare and Diagnostics (P.H.D.) Fund ICICI Prudential Pharma Healthcare and Diagnostics (P.H.D.) Fund is an open-ended equity scheme that seeks to generate long-term capital appreciation by creating a portfolio that is invested in equity and equity related securities of pharma, healthcare, hospitals, diagnostics, wellness and allied companies. The Scheme under its growth option posted a return of 81.87% in FY2021. The benchmark, S&P BSE Healthcare TRI, posted 76.44% for the same period. The Scheme has outperformed the benchmark index mainly due to its overweight position in selected Mid-cap and small cap stocks. The AAUM of the Scheme during the last quarter of FY2021 was ` 2,076.57 crore. • ICICI Prudential Manufacture in India Fund ICICI Prudential Manufacture in India Fund is an open-ended equity scheme that seeks to generate long term capital appreciation by creating a portfolio that is invested predominantly in equity and equity related securities of companies engaged in manufacturing theme. The Scheme under its growth option posted a return of 92.79% in FY2021. The benchmark, S&P BSE India Manufacturing TRI, posted 66.30% for the same period.

10 The Scheme has outperformed the benchmark index mainly due to certain value stocks held for a long period of time, which have delivered good performance. The AAUM of the Scheme during the last quarter of FY2021 was ` 582.87 crore. • ICICI Prudential MNC Fund ICICI Prudential MNC Fund is an open-ended equity scheme that seeks to generate long term capital appreciation by investing predominantly in equity and equity related securities within MNC space. The Scheme under its growth option posted a return of 84.89% in FY2021. The benchmark, Nifty MNC TRI, posted 49.15% for the same period. The Scheme has over performed the benchmark index mainly due to: a. Maintaining underweight position in FMCG stocks. b. Maintaining overweight position in IT and software stocks. c. Investments in foreign securities have also helped the performance. The AAUM of the Scheme during the last quarter of FY2021 was ` 555.22crore. • ICICI Prudential Bharat Consumption Fund ICICI Prudential Bharat Consumption Fund is an open-ended equity scheme that seeks to generate long term capital appreciation by investing primarily in Equity and Equity related securities of companies engaged in consumption and consumption related activities or allied sectors. The Scheme under its growth option posted a return of 42.5% in FY2021. The benchmark, Nifty India Consumption TRI, posted 47.78% for the same period. The Scheme has underperformed mainly due to overweight position in Entertainment sector and underweight in some heavy weight Auto Original Equipment Manufacturer (OEM) stocks. The AAUM of the Scheme during the last quarter of FY2021 was ` 293.35 crore. • ICICI Prudential Commodities Fund ICICI Prudential Commodities Fund is an open-ended equity scheme that seeks to generate long term capital appreciation by creating a portfolio that is invested predominantly in equity and equity related securities of companies engaged in commodity and commodity related sectors The Scheme under its growth option posted a return of 154.15% in FY2021. The benchmark, Nifty Commodities TRI, posted 97.83% for the same period. The Scheme has outperformed the benchmark index mainly owing to overweight position in Metal and Mining stocks and higher allocation to small cap stocks. Metal stocks were closer to the bottom of its business cycle in H12020. Metal and mining stocks benefited from government fiscal and monetary stimulus globally, while supply was not able to catch up due to Covid19 and lack of investment. The AAUM of the Scheme during the last quarter of FY2021 was ` 141.98 crore. • ICICI Prudential Long Term Wealth Enhancement Fund ICICI Prudential Long Term Wealth Enhancement Fund is a ten year close-ended equity linked savings scheme that seeks to generate long term capital appreciation to unit holders from a portfolio that is invested predominantly in equity and equity related securities of large capitalization companies and emerging mid cap companies along with income tax benefit. The Scheme under its growth option posted a return of 67.05% in FY2021. The benchmark, Nifty LargeMidcap 250 TRI, posted 85.91% for the period. The Scheme has underperformed the benchmark index mainly owing to its overweight position in Retail sector stocks. The AAUM of the Scheme during the last quarter of FY2021 was ` 50.08 crore. E: Hybrid Schemes: • ICICI Prudential Balanced Advantage Fund ICICI Prudential Balanced Advantage Fund is an open-ended Dynamic Asset Allocation Fund that seeks to provide capital appreciation and income distribution to the investors by using equity derivatives strategies, arbitrage opportunities and pure equity investments. The Scheme also invests in fixed income securities. The Scheme under its growth option posted a return of 44.72% in FY2021. The Benchmark, CRISIL Hybrid 50+50 - Moderate Index posted 39.21% for the period. The Scheme has outperformed the benchmark index mainly owing to overweight position in auto ancillary & Banking sector stocks. The AAUM of the Scheme during the last quarter of FY2021 was `29,576.19 crore.

11 • ICICI Prudential Equity - Arbitrage Fund ICICI Prudential Equity - Arbitrage Fund is an open -ended Hybrid Scheme that seeks to generate low volatility returns by using arbitrage and other derivative strategies in equity markets and investments in debt and money market instruments. The Scheme under its growth option posted a return of 3.43% in FY2021. The Benchmark, Nifty 50 Arbitrage Index posted 2.34% for the period. The Scheme outperformed the benchmark index mainly on account of churning, better roll management every month and dividend calls. The AAUM of the Scheme during the last quarter of FY2021 was `10,157.76 crore. F: Solution Oriented Schemes: • ICICI Prudential Child Care Fund (Gift Plan) ICICI Prudential Child Care Fund (Gift Plan) is an open-ended fund for investment for children, having lock-in for at least 5 years or till the child attains age of majority (whichever is earlier). The primary investment objective of the Scheme is to seek generation of capital appreciation by creating a portfolio that is invested in equity and equity related securities and debt and money market instruments. The Scheme under its growth option posted a return of 46.86% in FY2021. The benchmark, Nifty 50 Hybrid Composite Debt 65:35 Index, posted 48.18% for the period. The Scheme has underperformed the benchmark index mainly owing to overweight position in telecom and underweight position in metals, mining and oil and gas. The AAUM of the Scheme during the last quarter of FY2021 was ` 743.64 crore. • ICICI Prudential Retirement Fund ICICI Prudential Retirement Fund is an open-ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier). The investment objective of the Retirement Fund is to provide capital appreciation and income to the investors which will help to achieve retirement goals by investing in a mix of securities comprising of equity, equity related instruments, fixed income securities and other securities. Pure Equity Plan: To generate long-term capital appreciation and income generation to investors from a portfolio that is predominantly invested in equity and equity related securities. However, there is no assurance or guarantee that the investment objective of the plan would be achieved. The Scheme under its growth option posted a return of 68.55% in FY2021. The benchmark, Nifty 500 TRI, posted 77.58% for the same period. The Scheme has underperformed the benchmark index mainly owing to overweight position in large cap stocks and underweight position in small and mid caps. The Scheme also had a high cash level which contributed significantly to underperformance. The AAUM of the Scheme during the last quarter of FY2021 was ` 89.59 crore. • ICICI Prudential Nifty Index Fund ICICI Prudential Nifty Index Fund is an open-ended index linked growth scheme seeking to track the returns of the Nifty 50 through investments in a basket of stocks drawn from the constituents of the above index. The objective of the Scheme is to invest in companies whose securities are included in Nifty 50 and subject to tracking errors, to endeavor to achieve the returns of the above index as closely as possible. This would be done by investing in almost all the stocks comprising the Nifty 50 in approximately the same weightage that they represent in Nifty 50. The Scheme will not seek to outperform the Nifty 50 or to underperform it. The objective is that the performance of the NAV of the Scheme should closely track the performance of the Nifty 50 over the same period. The scheme posted a return of 71.01% in FY2021. The benchmark, Nifty 50 TRI, posted 72.54% for the period. The Scheme has marginally underperformed the benchmark index mainly owing to transaction cost and impact cost incurred at the time of rebalancing of the Scheme to align it with the benchmark index and at the time of deployment of funds against inflow received in the Scheme and generating cash to fund outflow from the Scheme, and other scheme expenses. The AAUM of the Scheme during the last quarter of FY2021 was ` 1,349.87 crore. • ICICI Prudential Nifty Next 50 Index Fund ICICI Prudential Nifty Next 50 Index Fund is an open-ended index linked growth scheme that seeks to invest in companies whose securities are included in Nifty Next 50 Index (the Index) and to endeavor to achieve the returns of the above index as closely as possible, though subject to tracking error. The Scheme will not seek to outperform the Nifty Next 50. The objective is that the performance of the NAV of the Scheme should closely track the performance of the Nifty Next 50 over the same period, subject to tracking error. The scheme posted a return of 60.93% in FY2021. The benchmark, Nifty Next 50 TRI, posted 62.94% for the period. The Scheme has marginally underperformed the benchmark index mainly owing to transaction cost and impact cost incurred at the time of rebalancing of the Scheme to align it with the benchmark index and at the time of deployment of funds against inflow received in the Scheme and generating cash to fund outflow from the Scheme, and other scheme expenses. The AAUM of the Scheme during the last quarter of FY2021 was ` 999.01 crore.

12 • ICICI Prudential Sensex Index Fund ICICI Prudential Sensex Index Fund is an open-ended index linked growth scheme that seeks to track the returns of S&P BSE Sensex Index through investments in a basket of stocks drawn from the constituents of the above index. The objective of the Scheme is to invest in companies whose securities are included in S&P BSE Sensex Index and subject to tracking errors, to endeavor to achieve the returns of the above index as closely as possible. This would be done by investing in all the stocks comprising the S&P BSE Sensex Index in approximately the same weightage that they represent in S&P BSE Sensex Index. The Scheme will not seek to outperform the S&P BSE Sensex Index or to underperform it. The objective is that the performance of the Scheme should closely track the performance of the S&P BSE Sensex Index over the same period. The scheme posted a return of 68.33% in FY2021. The benchmark, S&P BSE Sensex TRI, posted 69.82% for the period. The Scheme has marginally underperformed the benchmark index mainly owing to transaction cost and impact cost incurred at the time of rebalancing of the Scheme to align it with the benchmark index and at the time of deployment of funds against inflow received in the Scheme and generating cash to fund outflow from the Scheme, and other scheme expenses. The AAUM of the Scheme during the last quarter of FY2021 was ` 208.29 crore. II. BRIEF BACKGROUND OF SPONSORS, TRUST, TRUSTEE AND THE AMC A. Sponsors 1. ICICI Bank Limited ICICI Bank Limited is one of the India’s largest private sector bank with total assets of ` 12,304.33 billion as at March 31, 2021 and profit after tax of ` 161.93 billion for the year ended March 31, 2021. ICICI Bank as at March 31, 2021 had a network of 5,266 Branches and 14,136 ATM’s across India. ICICI Bank and its subsidiaries offer a wide range of banking and financial services including commercial banking, retail banking, project and corporate finance, working capital finance, insurance, venture capital and private equity, investment banking, broking and treasury products and services. The Bank has international footprints consisting of subsidiaries in the United Kingdom and , branches in the United States, Singapore, Bahrain, Hong Kong, Dubai International Finance Centre, South Africa & China and representative offices in the , , Malaysia, Indonesia and . The UK subsidiary of the Bank has seven branches in UK and one branch in Germany. Also, the Canadian Subsidiary has seven branches in Canada. ICICI Bank Limited is a publicly held banking company incorporated under the Companies Act, 1956 in India. The equity shares of the Bank are listed on and National Stock Exchange; while the ADS are listed on New York stock exchange. 2. Prudential plc Prudential plc is an Asia-led portfolio of businesses focused on structural growth markets. The business helps people get the most of life through life and and retirement and asset management solutions. Prudential plc has 17 million life customers in its Asia and Africa businesses and is listed on stock exchanges in London, Hong Kong, Singapore and New York. Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America, nor with The Prudential Assurance Company Limited, a subsidiary of M&G plc, a company incorporated in the United Kingdom. A brief Group overview is stated below: Asia Prudential has a pan-Asian footprint and the focus is on strengthening it, key strategic markets, building its distribution and product range, and accelerating the digitalization of its platform. Prudential’s businesses in Asia are aligned with supportive structural trends in the region, in particular rising prosperity and ageing populations, which are leading to significant and growing protection and savings gaps. The services Prudential offers are equally broad, meeting the needs of everyone from affluent families looking for sophisticated financial advice to people considering saving and financial protection for the first time. Africa Since 2014 Prudential has built a rapidly growing multi-product, multi-distribution business in Africa, with operations now in eight countries across the continent, and has over one million customers. The regional office for Africa is based in Nairobi, making East Africa the hub for the continued success of operating on the continent. Prudential’s investment in Africa gives it exposure to a growing, under-served continent whose population is expected to double to more than 2 billion people by 2050. U.S. Jackson helps Americans grow and protect their retirement savings and income to enable them to pursue financial freedom for life. Jackson believes that the U.S. retirement savings and income solutions market presents a compelling growth opportunity and will support its development in the future. Following the planned demerger which is expected to complete in the second quarter of 2021, Jackson will become a separate business.

13 Financial Performance (past three years): Year ended December 31 Description 2018 (USD in 2019 (USD in 2020 (USD in million) million) million) Total revenue, net of 35,845 93,736 55,973 Profit After Tax and minority interests 4,023 792 2,185 Shareholder Equity 21,968 19,477 20,878 Assets under Management (£ billion) 455.3 543.9 558.3 B. ICICI Prudential Mutual Fund ICICI Prudential Mutual Fund (“the Mutual Fund” or “the Fund”) was set up as a Trust by the Settlers, in accordance with the provisions of the Indian Trusts Act, 1882 under a Trust Deed dated August 25, 1993 (since amended from time to time). The Trust Deed is registered under the Indian Registration Act, 1908. The Fund is sponsored by ICICI Bank Limited and Prudential plc. (through its wholly owned subsidiary Prudential Corporation Holdings Limited). ICICI Bank Limited had contributed ` 10 lakh and Prudential plc, with the approval of , had contributed ` 12.2 lakh towards the corpus of the Fund. The Trustee has entered into an Investment Management Agreement dated September 3, 1993 with the AMC to function as the Investment Manager for all the schemes of the Fund. The Fund was registered with SEBI on October 12, 1993. C. ICICI Prudential Trust Limited ICICI Prudential Trust Limited (“the Company/Trustee”) is the Trustee of the Fund (including its schemes). It was incorporated under the Companies Act, 1956, in terms of a Trust Deed executed on August 25, 1993. The Trust Deed is registered under the Indian Registration Act, 1908. The Trustee is the exclusive owner of the Fund and holds the same in trust for the benefit of the unit holders. The Trustee has been discharging its duties and carrying out the responsibilities as provided in Securities and Exchange Board of India (Mutual Fund) Regulations, 1996 (the “Regulations”) and the Trust Deed. The Trustee seeks to ensure that the Fund and the schemes floated thereunder are managed by the AMC in accordance with the Trust Deed, the Regulations, and the directions and guidelines issued by the Securities & Exchange Board of India (SEBI), the stock exchanges concerned, the Association of Mutual Funds in India and other Regulatory agencies. 1. Share Capital ICICI Bank Limited holds 51% of the share capital of the Trustee; Prudential plc, through its wholly owned subsidiary, Prudential Corporation Holdings Limited, holds the remaining 49%. 2. Board of Directors As of March 31, 2021, the Board comprised: Sr. No. Name of the Director Designation 1. Mr. P.H. Ravikumar Independent Director1 2. Mr. Jyotin Mehta Independent Director 3. Mr. Ranganayakulu Jagarlamudi Independent Director 4. Mr. Pramod Rao Nominee Director (ICICI Bank Limited) 5. Mr. Lakshman Kumar Mylavarapu Nominee Director (Prudential Corporation Holdings Limited)2 1. Mr. P.H. Ravikumar is Chairman of the Company. 2. The ultimate holding Company of Prudential Corporation Holdings Limited is Prudential Plc. D. ICICI Prudential Asset Management Company Limited ICICI Prudential Asset Management Company Limited (“the AMC”), a company incorporated on June 22, 1993 under the Companies Act, 1956, was registered with SEBI on October 13, 1993 to act as the Investment Manager to all the Schemes of ICICI Prudential Mutual Fund. The Trustee has entered into an Investment Management Agreement dated September 3, 1993 with the AMC to function as the Investment Manager for all the schemes of the Fund. The AMC has been providing portfolio management services (PMS) since October 2000, with the requisite approvals/permissions from SEBI and the Trustee as envisaged under Regulation 24(b) of the Regulations. The AMC under its portfolio management license has also been appointed as the investment manager by the Trust for managing the scheme launched under ICICI Prudential Venture Capital Fund. The AMC is also providing investment management services to Category II and Category III Alternative Investment Funds registered under SEBI (Alternative Investment Funds) Regulations, 2012. Further, the AMC is also rendering Advisory Services to SEBI registered Foreign Portfolio Investors (FPIs) in accordance with the applicable Regulations. Further, the AMC shall also be providing investment management services including dealing services to offshore funds which are registered as FPIs under SEBI (Foreign Portfolio Investors) Regulations, 2019. These activities are not in conflict with the activities of the Mutual Fund. In the situations of unavoidable conflicts of interest, the AMC undertakes that it shall satisfy itself that adequate disclosures are made of sources of conflict, potential ‘material risk or damage’ to investor interest and develop parameters for the same.

14 The AMC has secured a leading position in the Indian mutual fund industry with quarterly AAUM of ` 4,16,198.20 crore for the quarter ended March 31, 2021. The AMC manages a comprehensive range of Schemes to meet the varying investment needs of its investors spread across various cities through 474 branches (including AMC’s OPAT and Non-OPAT Branches) & (including 260 branches operated through the Registrar of the Mutual Fund) in the country as on March 31, 2021. 1. Share Capital ICICI Bank Limited holds 51% of the share capital of the AMC; Prudential plc, through its wholly owned subsidiary, Prudential Corporation Holdings Limited, holds the remaining 49%. 2. Board of Directors As of March 31, 2021, the Board comprised: Sr. No. Name of the Director Designation 1. Mr. Anup Bagchi1 Nominee Director (ICICI Bank Limited) 2. Mr. Sandeep Batra Nominee Director (ICICI Bank Limited) 3. Mr. Bernard Teo6 Nominee Director (Prudential Corporation Holdings Limited)2 4. Mr. Nimesh Shah Managing Director 5. Mr. Sankaran Naren Executive Director 6. Mr. Suresh Kumar5 Independent Director 7. Mr. Ved Prakash Chaturvedi Independent Director 8. Mr. Dilip Karnik Independent Director 9. Mr. Naved Masood Independent Director 10. Ms. Vibha Paul Rishi3 Independent Director 1. Mr. Anup Bagchi is the Chairman of the AMC. 2. The ultimate holding Company of Prudential Corporation Holdings Limited is Prudential Plc. 3. Ms. Vibha Paul Rishi was appointed as an Independent director with effect from September 22, 2020. 4. Mr. Antony Jacob has been appointed as an Independent Director with effect from June 1, 2021. 5. Mr. Suresh Kumar has ceased to be a director with effect from June 7, 2021. 6. Mr. Bernard Teo has ceased to be a Director with effect from June 15, 2021. 7. Mr. Seck Wai Kwong has been appointed as the Nominee Director of Prudential Corporation Holdings Limited with effect from June 15, 2021.

III. INVESTMENT OBJECTIVES OF THE SCHEMES Investment Objectives of the schemes are as under: ICICI Prudential Banking & Financial Services Fund The Scheme aims to generate long-term capital appreciation to unit holders from a portfolio that is invested predominantly in equity and equity related securities of companies engaged in banking and financial services. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Bharat Consumption Fund The Scheme aims to generate long-term capital appreciation by investing primarily in Equity and Equity related securities of companies engaged in consumption and consumption related activities or allied sectors. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Dividend Yield Equity Fund The investment objective of ICICI Prudential Dividend Yield Equity Fund is to provide medium to long term capital gains and/or dividend distribution by predominantly investing in a well-diversified portfolio of equity and equity related instruments of dividend yielding companies. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved ICICI Prudential Equity – Arbitrage Fund The Scheme aims to generate low volatility returns by using arbitrage and other derivative strategies in equity markets and investments in debt portfolio and money market instruments. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Balanced Advantage Fund The Scheme aims to provide capital appreciation/income by investing in equity and equity related instruments including derivatives and debt and money market instruments. However there can be no assurance or guarantee that the investment objectives of the scheme would be achieved.

15 ICICI Prudential Midcap Fund The primary objective of the Scheme is to seek to generate capital appreciation by actively investing in diversified mid-cap stocks. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential FMCG Fund The Scheme aims to generate long term capital appreciation through investments made primarily in equity & equity related securities forming part of the FMCG sector. However, there is no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Child Care Fund (Gift Plan) The primary investment objective of the Gift Plan is to seek generation of capital appreciation by creating a portfolio that is invested in equity and equity related securities and debt and money market instruments. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Large & Mid Cap Fund The Scheme aims to generate long-term capital appreciation from a portfolio that is invested predominantly in equity and equity related securities of large-cap and mid-cap companies. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Smallcap Fund The primary objective of the Scheme is to seek to generate capital appreciation by predominantly investing in equity and equity related securities of small-cap stocks. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Nifty Index Fund An open-ended index linked growth scheme seeking to track the returns of the Nifty 50 through investments in a basket of stocks drawn from the constituents of the above index. The objective of the Scheme is to invest in companies whose securities are included in Nifty and subject to tracking errors, to endeavor to achieve the returns of the above index as closely as possible. This would be done by investing in almost all the stocks comprising the Nifty 50 in approximately the same weightage that they represent in Nifty 50. The Scheme will not seek to outperform the Nifty 50 or to underperform it. The objective is that the performance of the NAV of the Scheme should closely track the performance of the Nifty 50 over the same period. However, there is no assurance or guarantee that the investment objective of the scheme shall be achieved ICICI Prudential India Opportunities Fund The Scheme aims to generate long-term capital appreciation by investing in opportunities presented by special situations such as corporate restructuring, Government policy and/or regulatory changes, companies going through temporary unique challenges and other similar instances. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Long Term Wealth Enhancement Fund The Scheme is a ten year close ended equity linked savings scheme that seeks to generate long-term capital appreciation to unit-holders from a portfolio that is invested predominantly in equity and equity related securities of large capitalization companies and emerging mid cap companies along with income tax benefit. However, there can be no assurance that the investment objectives of the Scheme will be realized ICICI Prudential Manufacture in India Fund The investment objective of the scheme is to generate long term capital appreciation by creating a portfolio that is invested predominantly in equity and equity related securities of companies engaged in manufacturing theme. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential MNC Fund The primary objective of the scheme is to generate long term capital appreciation by investing predominantly in equity and equity related securities within MNC space. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Nifty Next 50 Index Fund The investment objective of the Scheme is to invest in companies whose securities are included in Nifty Next 50 TRI (the Index) and to endeavor to achieve the returns of the above index as closely as possible, though subject to tracking error. The Scheme will not seek to outperform the Nifty Next 50. The objective is that the performance of the NAV of the Scheme should closely track the performance of the Nifty Next 50 over the same period subject to tracking error. However, there is no assurance that the investment objective of the Scheme will be realized.

16 ICICI Prudential Pharma Healthcare and Diagnostics (P.H.D.) Fund The Scheme aims to generate long-term capital appreciation by creating a portfolio that is invested in equity and equity related securities of pharma, healthcare, hospitals, diagnostics, wellness and allied companies. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved ICICI Prudential Multicap Fund The Scheme aims to generate capital appreciation through investments in equity & equity related instruments across large-cap, mid-cap, and small-cap stocks of various industries. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Retirement Fund - Pure Equity Plan: To generate long-term capital appreciation and income generation to investors from a portfolio that is predominantly invested in equity and equity related securities. However, there is no assurance or guarantee that the investment objective of the plan would be achieved. ICICI Prudential Exports and Services Fund The Scheme aims to generate capital appreciation and income distribution to unit holders by investing predominantly in equity/equity related securities of the companies belonging to the Exports & Services industry. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Sensex Index Fund An open-ended index linked growth scheme seeking to track the returns of S&P BSE SENSEX TRI through investments in a basket of stocks drawn from the constituents of the above index.The objective of the Scheme is to invest in companies whose securities are included in S&P BSE SENSEX TRI and subject to tracking errors, to endeavor to achieve the returns of the above index as closely as possible. This would be done by investing in all the stocks comprising the S&P BSE SENSEX TRI in approximately the same weightage that they represent in S&P BSE SENSEX TRI. The Scheme will not seek to outperform the S&P BSE SENSEX TRI or to underperform it. The objective is that the performance of the NAV of the Scheme should closely track the performance of the S&P BSE SENSEX TRI over the same period. However, there can be no assurance that the investment objective of the Scheme will be realized. ICICI Prudential Focused Equity Fund The Scheme aims to generate capital appreciation by investing in a concentrated portfolio of equity and equity related securities of up to 30 companies across market capitalization i.e. focus on multicap. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential Technology Fund The Scheme aims to generate long-term capital appreciation by creating a portfolio that is invested in equity and equity related securities of technology and technology dependent companies. However, there is no assurance or guarantee that the investment objective of the Scheme would be achieved. ICICI Prudential US Bluechip Equity Fund The investment objective of ICICI Prudential US Bluechip Equity Fund is to provide long term capital appreciation to investors by primarily investing in equity and equity related securities of companies listed on recognized stock exchanges in the United States of America. The Scheme shall also invest in ADRs/GDRs issued by Indian and foreign companies. However, there can be no assurance or guarantee that the investment objective of the Scheme would be achieved ICICI Prudential Commodities Fund The Scheme aims to generate long-term capital appreciation by creating a portfolio that is invested predominantly in Equity and Equity related securities of companies engaged in commodity and commodity related sectors. However there can be no assurance or guarantee that the investment objective of the scheme would be achieved. IV. SIGNIFICANT ACCOUNTING/ VALUATION POLICIES Accounting policies are in accordance with Securities and Exchange Board of India (Mutual Fund) Regulations, 1996. The changes in the accounting/valuation policies, if any, are stated in the notes to the financial statements.

17 V. UNCLAIMED DIVIDEND AND REDEMPTION Details of unclaimed dividends and redemptions as on March 31, 2021 are under: Scheme Name Unclaimed Dividend Unclaimed Redemption No. of Investors Amount (`) No. of Investors Amount (`) ICICI Prudential Balanced Advantage Fund 2326 34,063,761.95 986 21,445,449.14 ICICI Prudential Banking and Financial Services Fund 289 2,270,304.98 318 4,655,244.16 ICICI Prudential Bharat Consumption Fund 14 20,110.99 395 288,289.70 ICICI Prudential Child Care Fund (Gift Plan) 1 70,902.70 58 1,800,369.10 ICICI Prudential Commodities Fund - - 1 2,101.89 ICICI Prudential Dividend Yield Equity Fund 38 258,300.32 10 277,742.94 ICICI Prudential Exports and Services 1275 9,248,841.09 342 6,621,342.33 ICICI Prudential FMCG Fund 177 1,441,915.40 123 2,319,244.20 ICICI Prudential Focused Equity Fund 71 367,173.61 56 741,317.25 ICICI Prudential India Opportunities Fund - - 63 936,190.66 ICICI Prudential Large & Mid Cap Fund 1131 11,951,754.25 961 14,907,054.28 ICICI Prudential Long Term Wealth Enhancement Fund - - 9 1,526.24 ICICI Prudential Manufacture in India Fund - - 12 671,667.51 ICICI Prudential MidCap Fund 1985 12,754,408.32 714 17,059,642.16 ICICI Prudential MNC Fund - - 5 30,168.03 ICICI Prudential Multicap Fund 2640 17,327,683.89 1653 28,326,509.11 ICICI Prudential Nifty Index Fund 2 41,860.04 28 372,226.09 ICICI Prudential Nifty Next 50 Index Fund 1 23,970.20 44 338,528.91 ICICI Prudential Pharma Healthcare and 11 41,525.64 44 1,023,115.48 Diagnostics (P.H.D) Fund ICICI Prudential Sensex Index Fund - - 24 86,791.38 ICICI Prudential Smallcap Fund 825 5,284,643.57 164 4,322,712.78 ICICI Prudential Technology Fund 3036 34,523,773.42 1483 22,663,752.92 ICICI Prudential US Bluechip Equity Fund 2 44,087.81 95 1,191,056.04 VI. DISCLOSURE OF INVESTOR COMPLAINTS The disclosure regarding the redressal of Investor Complaints received against the Fund during the FY2021 is as under: Redressal of Complaints received during the period April 2020 - March 2021 Name of the Mutual Fund – ICICI Prudential Mutual Fund Total Number of Folios :11,426,617 Com- Type of Complaint# (a) (b) Action on (a) and (b) plaint No. of No. of Resolved Non Pending Code complaints Complaints Within 30-60 60-180 Beyond Action- 0-3 3-6 6-9 9-12 pending received 30 days days days 180 able * months months months months at the during the days beginning of year the Year I A Non receipt of Dividend on Units - 11 11 ------I B Interest on delayed payment of ------Dividend I C Non receipt of Redemption Proceeds - 35 32 - 2 - - 1 - - - I D Interest on delayed payment of ------Redemption II A Non receipt of Statement of Account/ ------Unit Certificate II B Discrepancy in Statement of Account 2 520 521 1 ------II C Data corrections in Investor details 3 922 918 2 1 - - 4 - - - II D Non receipt of Annual Report/Abridged ------Summary III A Wrong switch between Schemes 5 132 137 ------III B Unauthorized switch between ------Schemes III C Deviation from Scheme attributes ------III D Wrong or excess charges/load ------III E Non updation of changes viz. address, - 497 497 ------PAN, bank details, nomination, etc IV Others* - 28 28 ------Total 10 2,145 2,144 3 3 - - 5 - - -

18 ICICI Prudential Mutual Fund for FY2021 Complaints Summary Particulars Count Total Complaints Received 2145 Total Number of Folios 11,426,617 Percentage Complaints Against Folios 0.02% # including against its authorized persons/ distributors/ employees. etc. Non actionable means the complaint that are incomplete / outside the scope of the mutual fund. VII. REPORT ON IMPLEMENTATION OF PRICIPLES OF STEWARDSHIP CODE Securities and Exchange Board of India (SEBI) vide circular no. CIR/CFD/CMD1/ 168 /2019 dated December 24, 2019 provided for Stewardship code for all Mutual Funds (MFs) and all categories of AIFs, in relation to their investment in listed equities (the SEBI guidelines). The SEBI guidelines, read with SEBI circular dated March 30, 2020, the SEBI guidelines were effective from July 1, 2020. Further, as per the SEBI guidelines MFs and AIFs shall report on its website on implementation of every principle. Further, the report is also required to be sent as a part of annual intimation to its clients/ beneficiaries. The subsequent paragraphs details the manner in which the elements of the stewardship code have been discharged by ICICI Prudential Asset Management Company Limited (the AMC) with respect to ICICI Prudential Mutual Fund. The Boards of the AMC and ICICI Prudential Trust Company Limited (the Trustees) have approved the Stewardship Code for the AMC on April 30, 2020 and March 28, 2020, respectively. The Stewardship Code defines the stewardship responsibilities to be undertaken by the AMC and the processes that the AMC should follow in order to safeguard the interests of investors of the ICICI Prudential Mutual Fund (the MF) and AIFs managed by the AMC (the AIFs). The responsibility for the overall implementation and execution of the Stewardship Code rests with the Investment Teams of the AMC and Committees constituted under the Stewardship Code. The status of Compliance with the SEBI guidelines and the Stewardship code is stated below: Principle 1: Institutional Investors should formulate a comprehensive policy on the discharge of their stewardship responsibilities, publicly disclose it, review and update it periodically. - Complied with. The Stewardship Code of the AMC was approved by the Boards of the AMC and the Trustees on April 30, 2020 and March 28, 2020 respectively. The Stewardship Code is disclosed on the website of the AMC. Link for the same is as under: https://www.icicipruamc.com/docs/default-source/default-document-library/stewardship-code_april-2020.pdf Principle 2: Institutional investors should have a clear policy on how they manage conflicts of interest in fulfilling their stewardship responsibilities and publicly disclose it. - Complied with. The Company has in place the guidelines for managing Conflict of Interest to ensure that the interest of investors is protected. The Stewardship Code provide process of identifying and managing conflict of interest with respect to investments in investee companies. In terms of the Stewardship Code of the AMC, potential conflict of interest in relation to an investee company, if any, shall be highlighted to the respective Committee by the investment team. The respective Committee shall accordingly deal with the situation to address such conflicts. Minutes of the decision taken by the respective Committee shall be suitably documented. The respective Committee shall take decision in the best interest of all the investors. Principle 3: Institutional investors should monitor their investee companies. - Complied with. The Company engages with the investee companies as part of the research process that leads to an investment in an investee company, which include meetings with management. The Committees constituted under the AMC reviewed the monitoring activity carried out by the AMC. Principle 4: Institutional investors should have a clear policy on intervention in their investee companies. Institutional investors should also have a clear policy for collaboration with other institutional investors where required, to preserve the interests of the ultimate investors, which should be disclosed. - Complied with. The Stewardship Code covers when and how to intervene, if any intervention is required in any investee company. The Committees constituted under the AMC reviews the instances of intervention in the investee companies. Principle 5: Institutional investors should have a clear policy on voting and disclosure of voting activity. - Complied with. The Company has in place a comprehensive voting policy which includes details of mechanisms of voting, circumstances in which voting should be for/against/abstain, disclosure of voting, escalations requiring the respective Committee’s interventions etc. The Company also maintains record of its voting on investee company resolutions and disclose the same on its website on periodic basis, along with the rationale. Voting details are disclosed on the AMC website on quarterly basis. Link for the same is as under: Disclosure for the MF: https://www.icicipruamc.com/voting-policy Disclosure for the AIF: https://www.icicipruamc.com/aif-voting-disclosure Principle 6: Institutional investors should report periodically on their stewardship activities. - Complied with. This report on stewardship activities for FY2021 was uploaded on the AMC website. This would be also dispatched to the investors of the MF and the AIF.

19 VIII. CORPORATE GOVERNANCE Pursuant to SEBI circular no. SEBI/IMD/CIR no. 18/198647/2010 dated March 15, 2010 and subsequent clarifications/circulars issued by SEBI, the Fund has formulated a policy for exercise of voting rights by the AMC in investee companies (i.e. companies in whose securities schemes of the Fund have invested). The AMC has disclosed the Voting Policy and the votes exercised during FY2021 on a quarterly and annual basis along with Scrutinizer’s certification on website of the AMC, viz. www.icicipruamc.com/voting-policy. IX. STATUTORY INFORMATION A. The Sponsors are not responsible or liable for any loss resulting from the operation of the schemes of the Fund beyond their initial contribution of ` 22.2 lakh for setting up the Fund and accretions/additions thereto. B. The price and redemption value of the units, and income from them, can go up as well as down with fluctuations in the market values of the underlying investments in securities or fair value in underlying real estate asset, as the case may be. C. Full Annual Report shall be disclosed on the website (www.icicipruamc.com) and shall be available for inspection at the Central Service Office of the AMC. Present and prospective unit holder can contact the Central Service Office of the AMC to obtain a physical copy of the trust deed and the full Annual Report of the Fund/ AMC. It may be noted that due to lockdown imposed on account of COVID-19 pandemic the office may remain closed. In such case, investor may reach out to us at [email protected]. X. RISK MANAGEMENT SYSTEM As mandated by a SEBI circular dated September 30, 2002, and in line with the policies of the sponsors of the Fund, the AMC has adopted a full-fledged risk-management framework. In the opinion of the Trustee, on the basis of the data presented by the AMC and reviewed at meetings of its Board of Directors, the system serves its objectives adequately. XI. LIABILITY AND RESPONSIBILITY OF THE TRUSTEE AND THE SPONSORS The Trustee’s primary responsibility is to safeguard the interests of the unit holders and, inter alia, ensure that the AMC functions in the interests of investors and in accordance with the Regulations, the provisions of the Trust Deed, and the Scheme Information Documents of the Schemes of the Fund. From the information provided to the Trustee by the AMC and discussions with AMC officials at meetings of its Board and Committee, and reviews by the Trustee through its Board of Directors at such meetings, the Trustee is of the opinion that the AMC has operated in the interests of the unit holders and functioned in compliance with the Regulations. The Sponsors are not responsible or liable for any loss or shortfall resulting from the operations of the Schemes beyond the initial contribution of ` 22.2 lakh collectively made by them towards setting up the Fund and such other accretions and additions to the corpus set up by the Sponsors XII. ACKNOWLEDGEMENT The Trustee expresses its gratitude to the unit holders, SEBI, RBI, AMFI, the registrars, bankers, the custodians of the Fund, the stock exchanges where the units of various Schemes are listed, ICICI Bank Limited and Prudential plc. and the management and employees of the AMC for their continued support and assistance during the year.

For and on behalf of ICICI Prudential Trust Limited

Sd/- Mr. P. H. Ravikumar Director Place: Mumbai Date: June 22, 2021

Note: Source for compilation of key statistics and other data is the website of third party research agencies

20 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Balance Sheet as at March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential Banking and ICICI Prudential ICICI Prudential Financial Services Fund Dividend Yield Equity Fund Equity - Arbitrage Fund As at As at As at As at As at As at 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 LIABILITIES 1 Unit Capital 54,608.50 63,977.65 12,213.63 11,771.79 3,94,881.64 3,76,628.47 2 Reserves & Surplus 2.1 Unit Premium Reserve 1,29,662.41 1,50,972.29 (478.36) (575.59) 1,61,820.86 1,41,070.99 2.2 Unrealised Appreciation Reserve 77,126.97 - 2,738.66 - 1,36,764.86 - 2.3 Other Reserves 1,25,206.62 38,622.15 8,305.18 1,006.65 3,54,800.52 1,95,434.12 3 Loans & Borrowings ------4 Current Liabilities & Provisions 4.1 Provision for doubtful Income / deposits ------4.2 Other Current Liabilities & Provisions 4,209.41 2,965.42 320.23 1,464.34 13,353.31 75,141.58 TOTAL 3,90,813.91 2,56,537.51 23,099.34 13,667.19 10,61,621.19 7,88,275.16 ASSETS 1 Investments 1.1 Listed Securities: 1.1.1 Equity Shares 3,67,721.20 2,38,756.26 21,813.50 11,444.97 7,68,121.51 4,80,300.15 1.1.2 Preference Shares ------1.1.3 Equity Linked Debentures ------1.1.4 Other Debentures & Bonds - - - - 10,220.44 14,977.32 1.1.5 Securitised Debt Securities ------1.2 Securities Awaited Listing: 1.2.1 Equity Shares ------1.2.2 Preference Shares ------1.2.3 Equity Linked Debentures ------1.2.4 Other Debentures & Bonds ------1.2.5 Securitised Debt Securities ------1.3 Unlisted Securities: 1.3.1 Equity Shares ------1.3.2 Preference Shares ------1.3.3 Equity Linked Debentures ------1.3.4 Other Debentures & Bonds ------1.3.5 Securitised Debt Securities ------1.4 Government Securities - - - - 27,535.54 508.30 1.5 Treasury Bills - 2,274.55 - - 1,03,032.16 - 1.6 Commercial Papers - - - - - 42,152.41 1.7 Certificate of Deposits - - - - - 23,267.71 1.8 Bill Rediscounting ------1.9 Units of Domestic Mutual Fund ------1.10 Foreign Securities ------1.11 Gold ------1.12 Units of Infrastructure Investment Trusts ------1.13 Units of Real Estate Investment Trusts ------Investments 3,67,721.20 2,41,030.81 21,813.50 11,444.97 9,08,909.65 5,61,205.89 2 Deposits 134.27 100.11 6.43 16.84 957.78 1,64,662.35 3 Other Current Assets 3.1 Cash & Bank Balance 254.94 225.07 19.90 16.05 3,058.07 746.17 3.2 Collateralised Lending / Tri-Party Repo 19,708.63 12,044.53 926.75 2,154.48 1,35,173.02 34,741.97 3.3 Others 2,994.88 3,137.00 332.75 34.85 13,522.67 26,918.77 4 Deferred Revenue Expenditure ------(To the Extent not written off) TOTAL 3,90,813.91 2,56,537.51 23,099.34 13,667.19 10,61,621.19 7,88,275.16 Fund Manager Roshan Chutkey Mittul Kalawadia Kayzad Eghlim, Rohan Maru and Nikhil Kabra Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

21 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Balance Sheet as at March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential ICICI Prudential Balanced Advantage Fund Midcap Fund FMCG Fund As at As at As at As at As at As at 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 LIABILITIES 1 Unit Capital 7,77,222.77 9,13,146.49 21,888.03 25,350.66 2,484.24 2,574.27 2 Reserves & Surplus 2.1 Unit Premium Reserve 5,29,728.71 5,64,871.06 42,377.10 51,819.11 14,072.30 14,934.73 2.2 Unrealised Appreciation Reserve 5,07,558.97 - 51,803.80 - 7,951.68 - 2.3 Other Reserves 12,16,710.00 8,06,602.72 1,17,800.10 54,557.33 36,110.12 28,572.18 3 Loans & Borrowings ------4 Current Liabilities & Provisions 4.1 Provision for doubtful Income / deposits ------4.2 Other Current Liabilities & Provisions 13,726.01 20,011.17 924.98 853.28 299.78 506.85 TOTAL 30,44,946.46 23,04,631.44 2,34,794.01 1,32,580.38 60,918.12 46,588.03 ASSETS 1 Investments 1.1 Listed Securities: 1.1.1 Equity Shares 19,89,847.19 15,17,954.48 2,30,121.94 1,27,310.70 58,405.77 43,717.67 1.1.2 Preference Shares ------1.1.3 Equity Linked Debentures ------1.1.4 Other Debentures & Bonds 4,67,879.96 4,65,522.82 - - - - 1.1.5 Securitised Debt Securities ------1.2 Securities Awaited Listing: 1.2.1 Equity Shares ------1.2.2 Preference Shares ------1.2.3 Equity Linked Debentures ------1.2.4 Other Debentures & Bonds ------1.2.5 Securitised Debt Securities ------1.3 Unlisted Securities: 1.3.1 Equity Shares ------1.3.2 Preference Shares ------1.3.3 Equity Linked Debentures ------1.3.4 Other Debentures & Bonds 14,972.06 9,978.90 - - - - 1.3.5 Securitised Debt Securities 655.61 2,521.48 - - - - 1.4 Government Securities 1,08,335.89 16,137.13 - - - - 1.5 Treasury Bills 2,32,763.42 2,473.32 - - - - 1.6 Commercial Papers - 21,414.27 - - - - 1.7 Certificate of Deposits - 19,022.45 - - - - 1.8 Bill Rediscounting ------1.9 Units of Domestic Mutual Fund 11,149.42 33,764.00 - - - - 1.10 Foreign Securities ------1.11 Gold ------1.12 Units of Infrastructure Investment Trusts ------1.13 Units of Real Estate Investment Trusts ------Investments 28,25,603.55 20,88,788.85 2,30,121.94 1,27,310.70 58,405.77 43,717.67 2 Deposits 1,182.45 56,130.61 24.33 1,069.17 16.91 22.03 3 Other Current Assets 3.1 Cash & Bank Balance 3,612.83 1,173.63 92.75 101.39 45.31 86.34 3.2 Collateralised Lending / Tri-Party Repo 1,54,621.83 62,257.91 3,460.97 2,366.51 2,446.44 2,710.73 3.3 Others 59,925.80 96,280.44 1,094.02 1,732.61 3.69 51.26 4 Deferred Revenue Expenditure ------(To the Extent not written off) TOTAL 30,44,946.46 23,04,631.44 2,34,794.01 1,32,580.38 60,918.12 46,588.03 Fund Manager Sankaran Naren, Rajat Chandak, Prakash Gaurav Goel Ihab Dalwai Ihab Dalwai, Manish Banthia, Ritesh Lunawat and Sri Sharma Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

22 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Balance Sheet as at March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential ICICI Prudential Child Care Fund (Gift Plan) Large & Mid Cap Fund Smallcap Fund As at As at As at As at As at As at 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 LIABILITIES 1 Unit Capital 4,463.88 4,528.86 16,582.17 22,966.92 57,038.42 50,034.58 2 Reserves & Surplus 2.1 Unit Premium Reserve 4,074.88 4,404.67 72,897.08 80,533.52 9,873.01 9,187.18 2.2 Unrealised Appreciation Reserve 11,024.23 - 60,695.77 - 56,521.39 - 2.3 Other Reserves 54,538.37 42,274.39 2,22,347.64 1,38,265.73 83,186.03 28,901.01 3 Loans & Borrowings ------4 Current Liabilities & Provisions 4.1 Provision for doubtful Income / deposits ------4.2 Other Current Liabilities & Provisions 255.83 230.36 961.73 3,509.28 1,168.82 500.15 TOTAL 74,357.19 51,438.28 3,73,484.39 2,45,275.45 2,07,787.67 88,622.92 ASSETS 1 Investments 1.1 Listed Securities: 1.1.1 Equity Shares 50,763.71 40,940.76 3,62,997.52 2,37,826.00 2,00,221.87 79,478.49 1.1.2 Preference Shares ------1.1.3 Equity Linked Debentures ------1.1.4 Other Debentures & Bonds 12,438.41 8,024.31 - - - - 1.1.5 Securitised Debt Securities ------1.2 Securities Awaited Listing: 1.2.1 Equity Shares ------1.2.2 Preference Shares ------1.2.3 Equity Linked Debentures ------1.2.4 Other Debentures & Bonds ------1.2.5 Securitised Debt Securities ------1.3 Unlisted Securities: 1.3.1 Equity Shares ------1.3.2 Preference Shares ------1.3.3 Equity Linked Debentures ------1.3.4 Other Debentures & Bonds ------1.3.5 Securitised Debt Securities ------1.4 Government Securities 2,999.34 - - - - - 1.5 Treasury Bills - - - 197.87 - - 1.6 Commercial Papers ------1.7 Certificate of Deposits ------1.8 Bill Rediscounting ------1.9 Units of Domestic Mutual Fund ------1.10 Foreign Securities ------1.11 Gold ------1.12 Units of Infrastructure Investment Trusts ------1.13 Units of Real Estate Investment Trusts ------Investments 66,201.46 48,965.07 3,62,997.52 2,38,023.87 2,00,221.87 79,478.49 2 Deposits 48.23 14.21 73.19 44.88 51.03 53.81 3 Other Current Assets 3.1 Cash & Bank Balance 119.78 104.99 66.01 522.70 105.24 151.90 3.2 Collateralised Lending / Tri-Party Repo 6,642.89 1,740.27 10,318.22 5,318.28 7,400.10 6,623.16 3.3 Others 1,344.83 613.73 29.45 1,365.73 9.43 2,315.56 4 Deferred Revenue Expenditure ------(To the Extent not written off) TOTAL 74,357.19 51,438.28 3,73,484.39 2,45,275.45 2,07,787.67 88,622.92 Fund Manager Ashwin Jain, Manish Banthia and Sankaran Naren and Parag Thakkar Sankaran Naren and Harish Bihani Ritesh lunawat Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

23 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Balance Sheet as at March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential ICICI Prudential Nifty Index Fund India Opportunities Fund Long Term Wealth Enhancement Fund As at As at As at As at As at As at 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 LIABILITIES 1 Unit Capital 11,149.06 9,232.25 2,33,331.92 2,71,735.87 3,668.26 3,817.15 2 Reserves & Surplus 2.1 Unit Premium Reserve 31,594.91 19,206.65 (2,348.67) 2,894.54 (42.65) (1.38) 2.2 Unrealised Appreciation Reserve 33,938.67 - 51,895.14 - 1,062.11 - 2.3 Other Reserves 72,573.86 41,300.38 24,353.14 (79,060.52) 117.11 (822.37) 3 Loans & Borrowings ------4 Current Liabilities & Provisions 4.1 Provision for doubtful Income / deposits ------4.2 Other Current Liabilities & Provisions 6,194.56 423.12 6,518.70 808.14 68.91 4.60 TOTAL 1,55,451.06 70,162.40 3,13,750.23 1,96,378.03 4,873.74 2,998.00 ASSETS 1 Investments 1.1 Listed Securities: 1.1.1 Equity Shares 1,46,694.56 68,155.83 2,99,610.30 1,83,859.04 4,712.71 2,870.54 1.1.2 Preference Shares ------1.1.3 Equity Linked Debentures ------1.1.4 Other Debentures & Bonds ------1.1.5 Securitised Debt Securities ------1.2 Securities Awaited Listing: 1.2.1 Equity Shares ------1.2.2 Preference Shares ------1.2.3 Equity Linked Debentures ------1.2.4 Other Debentures & Bonds ------1.2.5 Securitised Debt Securities ------1.3 Unlisted Securities: 1.3.1 Equity Shares ------1.3.2 Preference Shares ------1.3.3 Equity Linked Debentures ------1.3.4 Other Debentures & Bonds ------1.3.5 Securitised Debt Securities ------1.4 Government Securities ------1.5 Treasury Bills - - - 692.41 - - 1.6 Commercial Papers ------1.7 Certificate of Deposits ------1.8 Bill Rediscounting ------1.9 Units of Domestic Mutual Fund ------1.10 Foreign Securities ------1.11 Gold ------1.12 Units of Infrastructure Investment Trusts ------1.13 Units of Real Estate Investment Trusts ------Investments 1,46,694.56 68,155.83 2,99,610.30 1,84,551.45 4,712.71 2,870.54 2 Deposits 29.92 9.08 59.01 558.37 1.13 1.01 3 Other Current Assets 3.1 Cash & Bank Balance 2,291.25 611.46 357.56 161.34 1.27 0.72 3.2 Collateralised Lending / Tri-Party Repo 4,408.47 1,161.74 8,453.35 3,617.41 157.38 126.21 3.3 Others 2,026.86 224.28 5,270.01 7,489.46 1.25 (0.49) 4 Deferred Revenue Expenditure ------(To the Extent not written off) TOTAL 1,55,451.06 70,162.40 3,13,750.23 1,96,378.03 4,873.74 2,998.00 Fund Manager Kayzad Eghlim and Nishit Patel Sankaran Naren and Roshan Chutkey Sankaran Naren and Rajat Chandak Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

24 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Balance Sheet as at March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential ICICI Prudential Pharma Healthcare Manufacture in India Fund Nifty Next 50 Index Fund and Diagnostics (P.H.D) Fund As at As at As at As at As at As at 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 LIABILITIES 1 Unit Capital 42,355.13 82,066.30 33,699.06 31,276.35 1,26,918.89 1,12,295.47 2 Reserves & Surplus 2.1 Unit Premium Reserve (940.73) (265.25) 23,497.18 21,579.89 5,977.52 1,282.98 2.2 Unrealised Appreciation Reserve 9,391.61 - 17,058.75 - 40,204.82 - 2.3 Other Reserves 7,984.11 (22,548.96) 29,521.85 6,901.45 48,409.28 (6,168.70) 3 Loans & Borrowings ------4 Current Liabilities & Provisions 4.1 Provision for doubtful Income / deposits ------4.2 Other Current Liabilities & Provisions 371.06 986.47 19,336.42 798.44 6,009.13 1,069.24 TOTAL 59,161.18 60,238.56 1,23,113.26 60,556.13 2,27,519.64 1,08,478.99 ASSETS 1 Investments 1.1 Listed Securities: 1.1.1 Equity Shares 56,806.37 58,546.21 1,03,401.83 59,579.48 2,07,594.21 1,02,813.68 1.1.2 Preference Shares ------1.1.3 Equity Linked Debentures ------1.1.4 Other Debentures & Bonds ------1.1.5 Securitised Debt Securities ------1.2 Securities Awaited Listing: 1.2.1 Equity Shares ------1.2.2 Preference Shares ------1.2.3 Equity Linked Debentures ------1.2.4 Other Debentures & Bonds ------1.2.5 Securitised Debt Securities ------1.3 Unlisted Securities: 1.3.1 Equity Shares ------1.3.2 Preference Shares ------1.3.3 Equity Linked Debentures ------1.3.4 Other Debentures & Bonds ------1.3.5 Securitised Debt Securities ------1.4 Government Securities ------1.5 Treasury Bills - - - - 496.56 - 1.6 Commercial Papers ------1.7 Certificate of Deposits ------1.8 Bill Rediscounting ------1.9 Units of Domestic Mutual Fund ------1.10 Foreign Securities ------1.11 Gold ------1.12 Units of Infrastructure Investment Trusts ------1.13 Units of Real Estate Investment Trusts ------Investments 56,806.37 58,546.21 1,03,401.83 59,579.48 2,08,090.77 1,02,813.68 2 Deposits 9.85 5.64 3.64 5.07 128.91 35.02 3 Other Current Assets 3.1 Cash & Bank Balance 26.15 194.07 86.39 173.06 155.68 224.07 3.2 Collateralised Lending / Tri-Party Repo 1,394.38 576.36 524.98 620.20 18,752.17 4,307.63 3.3 Others 924.43 916.28 19,096.42 178.32 392.11 1,098.59 4 Deferred Revenue Expenditure ------(To the Extent not written off) TOTAL 59,161.18 60,238.56 1,23,113.26 60,556.13 2,27,519.64 1,08,478.99 Fund Manager Anish Tawakley and Kayzad Eghlim and Nishit Patel Dharmesh Kakkad Mittul Kalawadia Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

25 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Balance Sheet as at March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential Retirement Fund - ICICI Prudential Multicap Fund Pure Equity Plan Exports and Services Fund As at As at As at As at As at As at 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 LIABILITIES 1 Unit Capital 24,495.45 32,705.59 7,278.34 6,666.29 11,692.91 12,584.13 2 Reserves & Surplus 2.1 Unit Premium Reserve 1,06,854.47 1,67,744.30 102.20 65.49 15,740.61 11,466.55 2.2 Unrealised Appreciation Reserve 1,31,873.52 - 1,612.91 - 9,962.93 - 2.3 Other Reserves 3,25,775.64 2,14,875.55 150.72 (1,765.00) 35,469.17 20,836.69 3 Loans & Borrowings ------4 Current Liabilities & Provisions 4.1 Provision for doubtful Income / deposits ------4.2 Other Current Liabilities & Provisions 9,806.61 6,390.77 27.36 22.85 332.83 415.87 TOTAL 5,98,805.69 4,21,716.21 9,171.53 4,989.63 73,198.45 45,303.24 ASSETS 1 Investments 1.1 Listed Securities: 1.1.1 Equity Shares 5,79,095.97 3,92,446.49 8,587.64 4,699.33 72,044.28 44,832.74 1.1.2 Preference Shares ------1.1.3 Equity Linked Debentures ------1.1.4 Other Debentures & Bonds ------1.1.5 Securitised Debt Securities ------1.2 Securities Awaited Listing: 1.2.1 Equity Shares ------1.2.2 Preference Shares ------1.2.3 Equity Linked Debentures ------1.2.4 Other Debentures & Bonds ------1.2.5 Securitised Debt Securities ------1.3 Unlisted Securities: 1.3.1 Equity Shares ------1.3.2 Preference Shares ------1.3.3 Equity Linked Debentures ------1.3.4 Other Debentures & Bonds ------1.3.5 Securitised Debt Securities ------1.4 Government Securities ------1.5 Treasury Bills - - - - - 98.91 1.6 Commercial Papers ------1.7 Certificate of Deposits ------1.8 Bill Rediscounting ------1.9 Units of Domestic Mutual Fund ------1.10 Foreign Securities ------1.11 Gold ------1.12 Units of Infrastructure Investment Trusts ------1.13 Units of Real Estate Investment Trusts ------Investments 5,79,095.97 3,92,446.49 8,587.64 4,699.33 72,044.28 44,931.65 2 Deposits 73.09 2,433.69 3.93 2.39 7.84 2.86 3 Other Current Assets 3.1 Cash & Bank Balance 151.57 715.92 3.75 3.51 47.68 70.91 3.2 Collateralised Lending / Tri-Party Repo 10,641.03 9,410.78 576.08 281.13 1,098.14 282.37 3.3 Others 8,844.03 16,709.32 0.13 3.28 0.52 15.45 4 Deferred Revenue Expenditure ------(To the Extent not written off) TOTAL 5,98,805.69 4,21,716.21 9,171.53 4,989.63 73,198.45 45,303.24 Fund Manager Rajat Chandak Ashwin Jain, Manish Banthia and Sankaran Naren and Ashwin Jain Anuj Tagra Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

26 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Balance Sheet as at March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential ICICI Prudential Sensex Index Fund Focused Equity Fund Technology Fund As at As at As at As at As at As at 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 LIABILITIES 1 Unit Capital 15,932.62 9,008.49 31,783.42 22,726.22 17,388.31 7,570.05 2 Reserves & Surplus 2.1 Unit Premium Reserve 2,912.40 855.39 12,714.41 7,424.68 70,227.31 11,549.15 2.2 Unrealised Appreciation Reserve 4,344.57 - 10,830.42 - 38,777.85 2,801.76 2.3 Other Reserves 1,768.57 (1,495.50) 66,597.48 17,931.90 56,109.85 10,027.35 3 Loans & Borrowings ------4 Current Liabilities & Provisions 4.1 Provision for doubtful Income / deposits ------4.2 Other Current Liabilities & Provisions 190.33 82.66 2,362.85 267.24 967.87 219.71 TOTAL 25,148.49 8,451.04 1,24,288.58 48,350.04 1,83,471.19 32,168.02 ASSETS 1 Investments 1.1 Listed Securities: 1.1.1 Equity Shares 24,842.15 8,209.24 1,20,137.06 44,364.84 1,65,083.30 31,534.36 1.1.2 Preference Shares ------1.1.3 Equity Linked Debentures ------1.1.4 Other Debentures & Bonds ------1.1.5 Securitised Debt Securities ------1.2 Securities Awaited Listing: 1.2.1 Equity Shares ------1.2.2 Preference Shares ------1.2.3 Equity Linked Debentures ------1.2.4 Other Debentures & Bonds ------1.2.5 Securitised Debt Securities ------1.3 Unlisted Securities: 1.3.1 Equity Shares ------1.3.2 Preference Shares ------1.3.3 Equity Linked Debentures ------1.3.4 Other Debentures & Bonds ------1.3.5 Securitised Debt Securities ------1.4 Government Securities ------1.5 Treasury Bills ------1.6 Commercial Papers ------1.7 Certificate of Deposits ------1.8 Bill Rediscounting ------1.9 Units of Domestic Mutual Fund ------1.10 Foreign Securities - - - - 5,266.18 - 1.11 Gold ------1.12 Units of Infrastructure Investment Trusts ------1.13 Units of Real Estate Investment Trusts ------Investments 24,842.15 8,209.24 1,20,137.06 44,364.84 1,70,349.48 31,534.36 2 Deposits 1.57 0.73 27.15 32.57 69.31 4.23 3 Other Current Assets 3.1 Cash & Bank Balance 75.02 58.14 150.24 24.87 661.54 73.03 3.2 Collateralised Lending / Tri-Party Repo 221.18 92.59 3,901.78 3,895.62 10,203.13 513.89 3.3 Others 8.56 90.34 72.35 32.14 2,187.74 42.51 4 Deferred Revenue Expenditure ------(To the Extent not written off) TOTAL 25,148.49 8,451.04 1,24,288.58 48,350.04 1,83,471.19 32,168.02 Fund Manager Kayzad Eghlim and Nishit Patel Prakash Gaurav Goel Sankaran Naren and Vaibhav Dusad Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

27 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Balance Sheet as at March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential US Bluechip Equity Fund Bharat Consumption Fund As at As at As at As at 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 LIABILITIES 1 Unit Capital 30,105.36 17,470.92 22,771.55 46,405.08 2 Reserves & Surplus 2.1 Unit Premium Reserve 21,346.96 8,562.03 (2,021.83) (482.71) 2.2 Unrealised Appreciation Reserve 18,500.11 712.33 5,041.79 - 2.3 Other Reserves 58,387.06 24,246.50 1,506.42 (6,942.26) 3 Loans & Borrowings - - - - 4 Current Liabilities & Provisions 4.1 Provision for doubtful Income / deposits - - - - 4.2 Other Current Liabilities & Provisions 530.40 1,698.23 148.02 48.37 TOTAL 1,28,869.89 52,690.01 27,445.95 39,028.48 ASSETS 1 Investments 1.1 Listed Securities: 1.1.1 Equity Shares - - 26,844.57 37,520.42 1.1.2 Preference Shares - - - - 1.1.3 Equity Linked Debentures - - - - 1.1.4 Other Debentures & Bonds - - - - 1.1.5 Securitised Debt Securities - - - - 1.2 Securities Awaited Listing: 1.2.1 Equity Shares - - - - 1.2.2 Preference Shares - - - - 1.2.3 Equity Linked Debentures - - - - 1.2.4 Other Debentures & Bonds - - - - 1.2.5 Securitised Debt Securities - - - - 1.3 Unlisted Securities: 1.3.1 Equity Shares - - - - 1.3.2 Preference Shares - - - - 1.3.3 Equity Linked Debentures - - - - 1.3.4 Other Debentures & Bonds - - - - 1.3.5 Securitised Debt Securities - - - - 1.4 Government Securities - - - - 1.5 Treasury Bills - - - - 1.6 Commercial Papers - - - - 1.7 Certificate of Deposits - - - - 1.8 Bill Rediscounting - - - - 1.9 Units of Domestic Mutual Fund - - - - 1.10 Foreign Securities 1,25,620.01 48,149.27 - - 1.11 Gold - - - - 1.12 Units of Infrastructure Investment Trusts - - - - 1.13 Units of Real Estate Investment Trusts - - - - Investments 1,25,620.01 48,149.27 26,844.57 37,520.42 2 Deposits 10.64 7.26 3.97 10.48 3 Other Current Assets 3.1 Cash & Bank Balance 1,674.76 2,327.87 11.21 12.11 3.2 Collateralised Lending / Tri-Party Repo 1,411.33 824.72 572.58 1,297.14 3.3 Others 153.15 1,380.89 13.62 188.33 4 Deferred Revenue Expenditure - - - - (To the Extent not written off) TOTAL 1,28,869.89 52,690.01 27,445.95 39,028.48 Fund Manager Priyanka Khandelwal and Rohan Maru Parag Thakkar Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

28 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Balance Sheet as at March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential MNC Fund Commodities Fund As at As at As at As at 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 LIABILITIES 1 Unit Capital 38,003.93 58,657.28 12,411.42 2,858.49 2 Reserves & Surplus 2.1 Unit Premium Reserve (1,684.08) (181.95) 4,376.65 21.56 2.2 Unrealised Appreciation Reserve 12,369.93 - 4,054.98 - 2.3 Other Reserves 8,437.72 (10,721.41) 683.79 (949.55) 3 Loans & Borrowings - - - - 4 Current Liabilities & Provisions 4.1 Provision for doubtful Income / deposits - - - - 4.2 Other Current Liabilities & Provisions 267.57 3,577.11 141.37 146.79 TOTAL 57,395.07 51,331.03 21,668.21 2,077.29 ASSETS 1 Investments 1.1 Listed Securities: 1.1.1 Equity Shares 46,327.28 39,232.31 19,680.15 1,906.46 1.1.2 Preference Shares - - - - 1.1.3 Equity Linked Debentures - - - - 1.1.4 Other Debentures & Bonds - - - - 1.1.5 Securitised Debt Securities - - - - 1.2 Securities Awaited Listing: 1.2.1 Equity Shares - - - - 1.2.2 Preference Shares - - - - 1.2.3 Equity Linked Debentures - - - - 1.2.4 Other Debentures & Bonds - - - - 1.2.5 Securitised Debt Securities - - - - 1.3 Unlisted Securities: 1.3.1 Equity Shares - - - - 1.3.2 Preference Shares - - - - 1.3.3 Equity Linked Debentures - - - - 1.3.4 Other Debentures & Bonds - - - - 1.3.5 Securitised Debt Securities - - - - 1.4 Government Securities - - - - 1.5 Treasury Bills - - - - 1.6 Commercial Papers - - - - 1.7 Certificate of Deposits - - - - 1.8 Bill Rediscounting - - - - 1.9 Units of Domestic Mutual Fund - - - - 1.10 Foreign Securities 6,625.03 3,774.97 - - 1.11 Gold - - - - 1.12 Units of Infrastructure Investment Trusts - - - - 1.13 Units of Real Estate Investment Trusts - - - - Investments 52,952.31 43,007.28 19,680.15 1,906.46 2 Deposits 28.92 2,024.69 10.40 0.76 3 Other Current Assets 3.1 Cash & Bank Balance 29.30 3,178.07 91.21 7.31 3.2 Collateralised Lending / Tri-Party Repo 4,204.05 2,911.80 1,528.37 93.67 3.3 Others 180.48 209.18 358.08 69.09 4 Deferred Revenue Expenditure - - - - (To the Extent not written off) TOTAL 57,395.07 51,331.03 21,668.21 2,077.29 Fund Manager Anish Tawakley and Vaibhav Dusad Sankaran Naren and Lalit Kumar Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

29 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Revenue Account for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential Banking and ICICI Prudential ICICI Prudential Financial Services Fund Dividend Yield Equity Fund Equity - Arbitrage Fund Year Ended Year Ended Year Ended 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 1 INCOME 1.1 Dividend 733.73 2,335.60 690.53 480.92 6,334.55 10,926.45 1.2 Interest 443.14 1,330.53 26.84 73.12 14,835.33 27,971.02 1.3 Realised Gains/(Losses) on ------Foreign Exchange Transactions 1.4 Realised Gains/(Losses) on - (0.01) - - (41.24) 93.01 Interscheme sale of Investments 1.5 Realised Gains/(Losses) on (5,502.17) 19,494.93 (1,111.90) 967.32 1,64,385.32 (1,51,192.07) External Sale/Redemption of Investments 1.6 Realised Gains/(Losses) on 2,137.39 (8,132.81) (71.15) 69.63 (4,00,547.01) 3,16,199.38 Derivative Transactions 1.7 Other Income 68.65 73.18 16.51 11.60 34.91 41.11 (A) (2,119.26) 15,101.42 (449.17) 1,602.59 (2,14,998.14) 2,04,038.90 2 EXPENSES & LOSSES (Note 7) 2.1 Management Fees 2,929.98 3,147.19 249.56 244.79 3,161.97 3,068.82 2.2 Goods & Services Tax on Management Fees 527.40 566.50 44.92 44.06 569.16 552.39 2.3 Transfer Agent’s Fees & Expenses 175.36 228.14 10.81 16.28 395.10 496.76 2.4 Custodian Fees 8.26 9.22 0.58 0.55 20.61 29.38 2.5 Trusteeship Fees 0.46 0.55 0.03 0.03 1.53 1.95 2.6 Commission to Agents 2,005.14 2,233.04 139.10 125.23 2,227.47 2,533.69 2.7 Marketing & Distribution Expenses 13.66 25.71 1.05 3.85 41.20 40.70 2.8 Audit Fees 1.65 1.84 0.41 0.45 3.54 4.27 2.09 Other Operating Expenses 140.42 160.05 9.99 12.54 204.18 244.03 (B) 5,802.33 6,372.24 456.45 447.78 6,624.76 6,971.99 3 Net Realised Gains / (Losses) for the Year / (7,921.59) 8,729.18 (905.62) 1,154.81 (2,21,622.90) 1,97,066.91 Period (A-B = C) 4 Change in Unrealised Depreciation in value of - 1,46,590.54 - 6,941.56 - 1,24,656.65 Investments (D) 5 Net Gains / (Losses) for the Year/Period (7,921.59) (1,37,861.36) (905.62) (5,786.75) (2,21,622.90) 72,410.26 (E= C - D) 6 Change in Unrealised Appreciation in value of 1,76,798.22 - 10,106.57 - 2,56,590.91 - Investments (F) 7 Net Surplus/ (Deficit) for the year/period 1,68,876.63 (1,37,861.36) 9,200.95 (5,786.75) 34,968.01 72,410.26 (G = E + F) 7.1 Add: Balance Transfer from Unrealised - 46,919.29 - - - 4,830.61 Appreciation Reserve 7.2 Less: Balance Transfer to Unrealised 77,126.97 - 2,738.66 - 1,36,764.86 - Appreciation Reserve 7.3 Add/(Less) : Equalisation (3,803.27) 22,441.38 1,082.37 (22.11) 2,62,631.98 72,659.40 7.4 Surplus/(Deficit) brought forward 38,622.15 1,09,255.30 1,006.65 7,255.53 1,95,434.12 97,260.37 8 Total 1,26,568.54 40,754.61 8,551.31 1,446.67 3,56,269.25 2,47,160.64 9 Dividend Appropriation 9.1 Income Distributed during the year/period 1,361.92 1,888.10 246.13 389.60 1,468.73 45,799.07 9.2 Tax on Income distributed during the year/period - 244.36 - 50.42 - 5,927.45 10 Retained Surplus/ (Deficit) Carried forward to 1,25,206.62 38,622.15 8,305.18 1,006.65 3,54,800.52 1,95,434.12 Balance Sheet Fund Manager Roshan Chutkey Mittul Kalawadia Kayzad Eghlim, Rohan Maru and Nikhil Kabra Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

30 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Revenue Account for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential ICICI Prudential Balanced Advantage Fund Midcap Fund FMCG Fund Year Ended Year Ended Year Ended 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 1 INCOME 1.1 Dividend 19,202.33 24,951.75 1,788.85 2,344.23 1,443.17 800.27 1.2 Interest 60,034.32 68,828.50 150.81 530.10 78.88 172.39 1.3 Realised Gains/(Losses) on - - - - 0.19 60.16 Foreign Exchange Transactions 1.4 Realised Gains/(Losses) on (0.01) (0.01) - - - - Interscheme sale of Investments 1.5 Realised Gains/(Losses) on 1,29,859.55 75,457.78 2,480.91 3,936.26 5,403.70 5,369.10 External Sale/Redemption of Investments 1.6 Realised Gains/(Losses) on (53,193.55) 47,144.04 (420.95) 3,419.34 - - Derivative Transactions 1.7 Other Income 852.41 1,851.43 148.40 116.97 7.35 13.07 (A) 1,56,755.05 2,18,233.49 4,148.02 10,346.90 6,933.29 6,414.99 2 EXPENSES & LOSSES (Note 7) 2.1 Management Fees 22,653.14 25,829.36 2,044.10 1,893.57 830.01 722.94 2.2 Goods & Services Tax on Management Fees 4,077.57 4,649.28 367.94 340.84 149.40 130.13 2.3 Transfer Agent’s Fees & Expenses 1,171.02 1,270.90 113.54 131.24 29.36 31.73 2.4 Custodian Fees 68.28 76.64 5.77 6.00 1.91 1.85 2.5 Trusteeship Fees 4.21 4.68 0.29 0.29 0.08 0.09 2.6 Commission to Agents 13,790.09 12,838.42 1,466.90 1,418.80 295.40 334.72 2.7 Marketing & Distribution Expenses 1,996.18 1,102.03 10.63 14.73 2.35 3.82 2.8 Audit Fees 4.72 4.99 1.65 1.84 0.83 0.95 2.09 Other Operating Expenses 664.40 674.97 91.33 92.96 24.43 23.34 (B) 44,429.61 46,451.27 4,102.15 3,900.27 1,333.77 1,249.57 3 Net Realised Gains / (Losses) for the Year / 1,12,325.44 1,71,782.22 45.87 6,446.63 5,599.52 5,165.42 Period (A-B = C) 4 Change in Unrealised Depreciation in value of - 5,32,207.90 - 69,972.24 - 11,811.27 Investments (D) 5 Net Gains / (Losses) for the Year/Period 1,12,325.44 (3,60,425.68) 45.87 (63,525.61) 5,599.52 (6,645.85) (E= C - D) 6 Change in Unrealised Appreciation in value of 8,52,779.54 - 1,24,012.12 - 9,778.24 - Investments (F) 7 Net Surplus/ (Deficit) for the year/period 9,65,104.98 (3,60,425.68) 1,24,057.99 (63,525.61) 15,377.76 (6,645.85) (G = E + F) 7.1 Add: Balance Transfer from Unrealised - 1,86,987.33 - - - 9,984.71 Appreciation Reserve 7.2 Less: Balance Transfer to Unrealised 5,07,558.97 - 51,803.80 - 7,951.68 - Appreciation Reserve 7.3 Add/(Less) : Equalisation (30,833.14) (23,310.79) (8,059.49) 16,775.46 446.30 (731.84) 7.4 Surplus/(Deficit) brought forward 8,06,602.72 10,39,396.97 54,557.33 1,02,811.04 28,572.18 25,965.16 8 Total 12,33,315.59 8,42,647.83 1,18,752.03 56,060.89 36,444.56 28,572.18 9 Dividend Appropriation 9.1 Income Distributed during the year/period 16,605.59 31,914.63 951.93 1,331.26 334.44 - 9.2 Tax on Income distributed during the year/period - 4,130.48 - 172.30 - - 10 Retained Surplus/ (Deficit) Carried forward to 12,16,710.00 8,06,602.72 1,17,800.10 54,557.33 36,110.12 28,572.18 Balance Sheet Fund Manager Sankaran Naren, Rajat Chandak, Prakash Gaurav Goel Ihab Dalwai Ihab Dalwai, Ritesh Lunawat, Sri Sharma and Manish Banthia Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

31 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Revenue Account for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential Child Care Fund ICICI Prudential ICICI Prudential (Gift Plan) Large & Mid Cap Fund Smallcap Fund Year Ended Year Ended Year Ended 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 1 INCOME 1.1 Dividend 446.08 556.34 4,343.35 5,526.29 1,154.75 1,171.96 1.2 Interest 1,256.48 1,339.97 342.85 817.26 171.76 282.08 1.3 Realised Gains/(Losses) on ------Foreign Exchange Transactions 1.4 Realised Gains/(Losses) on ------Interscheme sale of Investments 1.5 Realised Gains/(Losses) on 1,305.79 (652.10) 9,765.97 2,886.53 9,063.14 1,158.23 External Sale/Redemption of Investments 1.6 Realised Gains/(Losses) on - (5.24) (1,400.23) (256.43) 29.53 (212.49) Derivative Transactions 1.7 Other Income 9.73 28.43 56.38 71.37 231.74 61.43 (A) 3,018.08 1,267.40 13,108.32 9,045.02 10,650.92 2,461.21 2 EXPENSES & LOSSES (Note 7) 2.1 Management Fees 933.29 850.30 3,085.94 3,297.30 732.43 474.59 2.2 Goods & Services Tax on Management Fees 167.99 153.05 555.47 593.51 131.84 85.43 2.3 Transfer Agent’s Fees & Expenses 31.98 36.35 152.93 204.19 80.09 46.89 2.4 Custodian Fees 1.57 1.73 8.53 11.47 3.58 1.28 2.5 Trusteeship Fees 0.10 0.11 0.44 0.55 0.22 0.10 2.6 Commission to Agents 404.69 450.11 1,601.49 1,869.81 1,787.08 655.82 2.7 Marketing & Distribution Expenses 4.94 13.23 17.24 50.76 49.32 23.92 2.8 Audit Fees 0.83 0.95 1.65 1.84 1.65 0.98 2.09 Other Operating Expenses 42.57 46.25 112.70 131.29 61.89 35.16 (B) 1,587.96 1,552.08 5,536.39 6,160.72 2,848.10 1,324.17 3 Net Realised Gains / (Losses) for the Year / 1,430.12 (284.68) 7,571.93 2,884.30 7,802.82 1,137.04 Period (A-B = C) 4 Change in Unrealised Depreciation in value of - 13,053.50 - 96,157.81 - 37,274.01 Investments (D) 5 Net Gains / (Losses) for the Year/Period 1,430.12 (13,338.18) 7,571.93 (93,273.51) 7,802.82 (36,136.97) (E= C - D) 6 Change in Unrealised Appreciation in value of 22,669.73 - 1,53,744.14 - 93,663.75 - Investments (F) 7 Net Surplus/ (Deficit) for the year/period 24,099.85 (13,338.18) 1,61,316.07 (93,273.51) 1,01,466.57 (36,136.97) (G = E + F) 7.1 Add: Balance Transfer from - 1,408.00 - 3,109.44 - 131.64 Unrealised Appreciation Reserve 7.2 Less: Balance Transfer to 11,024.23 - 60,695.77 - 56,521.39 - Unrealised Appreciation Reserve 7.3 Add/(Less) : Equalisation (811.64) 1,128.26 (15,353.16) 12,447.20 9,756.53 52,048.58 7.4 Surplus/(Deficit) brought forward 42,274.39 53,076.31 1,38,265.73 2,18,701.58 28,901.01 12,857.76 8 Total 54,538.37 42,274.39 2,23,532.87 1,40,984.71 83,602.72 28,901.01 9 Dividend Appropriation 9.1 Income Distributed during the year/period - - 1,185.23 2,407.41 416.69 - 9.2 Tax on Income distributed during the year/period - - - 311.57 - - 10 Retained Surplus/ (Deficit) Carried forward to 54,538.37 42,274.39 2,22,347.64 1,38,265.73 83,186.03 28,901.01 Balance Sheet Fund Manager Ashwin Jain, Manish Banthia and Sankaran Naren and Parag Thakkar Sankaran Naren and Harish Bihani Ritesh lunawat Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

32 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Revenue Account for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential ICICI Prudential Long Term Nifty Index Fund India Opportunities Fund Wealth Enhancement Fund Year Ended Year Ended Year Ended 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 1 INCOME 1.1 Dividend 1,255.53 673.68 7,811.47 4,910.78 15.72 25.86 1.2 Interest 36.40 31.88 425.57 861.61 5.80 15.04 1.3 Realised Gains/(Losses) on ------Foreign Exchange Transactions 1.4 Realised Gains/(Losses) on ------Interscheme sale of Investments 1.5 Realised Gains/(Losses) on 7,011.43 2,536.05 17,178.35 7,675.96 103.83 74.23 External Sale/Redemption of Investments 1.6 Realised Gains/(Losses) on 4.95 - 4,802.05 (3,567.25) - - Derivative Transactions 1.7 Other Income 21.90 0.65 372.97 241.77 - - (A) 8,330.21 3,242.26 30,590.41 10,122.87 125.35 115.13 2 EXPENSES & LOSSES (Note 7) 2.1 Management Fees 5.17 4.50 1,040.44 530.42 28.94 29.40 2.2 Goods & Services Tax on Management Fees 0.93 0.81 187.28 95.48 5.21 5.29 2.3 Transfer Agent’s Fees & Expenses 34.06 21.75 147.53 131.61 1.47 1.55 2.4 Custodian Fees 2.80 1.68 7.92 7.62 0.11 0.12 2.5 Trusteeship Fees 0.17 0.07 0.41 0.33 0.01 0.01 2.6 Commission to Agents 112.31 74.31 2,858.32 2,875.00 17.26 17.92 2.7 Marketing & Distribution Expenses 2.37 1.41 23.79 26.08 - - 2.8 Audit Fees 1.65 0.19 1.65 1.78 0.18 0.19 2.09 Other Operating Expenses 56.13 17.48 113.29 97.52 1.02 0.99 (B) 215.59 122.20 4,380.63 3,765.84 54.20 55.47 3 Net Realised Gains / (Losses) for the Year / 8,114.62 3,120.06 26,209.78 6,357.03 71.15 59.66 Period (A-B = C) 4 Change in Unrealised Depreciation in value of - 19,355.05 - 91,310.47 - 1,151.91 Investments (D) 5 Net Gains / (Losses) for the Year/Period 8,114.62 (16,234.99) 26,209.78 (84,953.44) 71.15 (1,092.25) (E= C - D) 6 Change in Unrealised Appreciation in value of 45,449.77 - 1,32,870.89 - 1,934.38 - Investments (F) 7 Net Surplus/ (Deficit) for the year/period 53,564.39 (16,234.99) 1,59,080.67 (84,953.44) 2,005.53 (1,092.25) (G = E + F) 7.1 Add: Balance Transfer from - 7,843.95 - 10,334.72 - 279.64 Unrealised Appreciation Reserve 7.2 Less: Balance Transfer to 33,938.67 - 51,895.14 - 1,062.11 - Unrealised Appreciation Reserve 7.3 Add/(Less) : Equalisation 11,647.76 26,214.82 (3,367.57) (5,463.98) (3.94) - 7.4 Surplus/(Deficit) brought forward 41,300.38 23,476.60 (79,060.52) 1,022.18 (822.37) (9.76) 8 Total 72,573.86 41,300.38 24,757.44 (79,060.52) 117.11 (822.37) 9 Dividend Appropriation 9.1 Income Distributed during the year/period - - 404.30 - - - 9.2 Tax on Income distributed during the year/period ------10 Retained Surplus/ (Deficit) Carried forward to 72,573.86 41,300.38 24,353.14 (79,060.52) 117.11 (822.37) Balance Sheet Fund Manager Kayzad Eghlim and Nishit Patel Sankaran Naren and Roshan Chutkey Sankaran Naren and Rajat Chandak Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

33 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Revenue Account for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential ICICI Prudential Pharma Healthcare Manufacture in India Fund Nifty Next 50 Index Fund and Diagnostics (P.H.D) Fund Year Ended Year Ended Year Ended 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 1 INCOME 1.1 Dividend 1,476.57 2,014.45 1,192.16 829.43 1,046.23 1,422.64 1.2 Interest 69.02 540.04 16.19 34.73 569.66 405.06 1.3 Realised Gains/(Losses) on ------Foreign Exchange Transactions 1.4 Realised Gains/(Losses) on ------Interscheme sale of Investments 1.5 Realised Gains/(Losses) on 1,041.48 8,232.00 5,285.38 (1,104.46) 38,004.55 7,760.59 External Sale/Redemption of Investments 1.6 Realised Gains/(Losses) on (986.24) (620.31) - 40.65 740.84 2,397.32 Derivative Transactions 1.7 Other Income 14.78 343.03 57.84 40.26 42.71 320.87 (A) 1,615.61 10,509.21 6,551.57 (159.39) 40,403.99 12,306.48 2 EXPENSES & LOSSES (Note 7) 2.1 Management Fees 717.25 1,005.31 209.36 127.60 1,897.57 1,245.40 2.2 Goods & Services Tax on Management Fees 129.11 180.95 37.69 22.97 341.56 224.17 2.3 Transfer Agent’s Fees & Expenses 31.22 53.95 38.52 35.20 98.63 74.02 2.4 Custodian Fees 2.27 4.02 2.63 1.85 5.20 5.36 2.5 Trusteeship Fees 0.10 0.17 0.13 0.10 0.28 0.22 2.6 Commission to Agents 478.87 952.94 120.07 80.47 1,284.59 1,159.55 2.7 Marketing & Distribution Expenses 186.56 8.53 2.63 3.11 243.47 17.06 2.8 Audit Fees 0.83 1.84 0.83 0.98 1.65 1.84 2.09 Other Operating Expenses 19.48 28.99 47.58 41.73 72.71 44.67 (B) 1,565.69 2,236.70 459.44 314.01 3,945.66 2,772.29 3 Net Realised Gains / (Losses) for the Year / 49.92 8,272.51 6,092.13 (473.40) 36,458.33 9,534.19 Period (A-B = C) 4 Change in Unrealised Depreciation in value of - 36,577.91 - 15,577.14 - 16,003.34 Investments (D) 5 Net Gains / (Losses) for the Year/Period 49.92 (28,305.40) 6,092.13 (16,050.54) 36,458.33 (6,469.15) (E= C - D) 6 Change in Unrealised Appreciation in value of 41,846.21 - 32,314.08 - 56,784.57 - Investments (F) 7 Net Surplus/ (Deficit) for the year/period 41,896.13 (28,305.40) 38,406.21 (16,050.54) 93,242.90 (6,469.15) (G = E + F) 7.1 Add: Balance Transfer from - 4,123.31 - 321.82 - - Unrealised Appreciation Reserve 7.2 Less: Balance Transfer to 9,391.61 - 17,058.75 - 40,204.82 - Unrealised Appreciation Reserve 7.3 Add/(Less) : Equalisation (1,789.28) (594.97) 1,272.94 7,845.27 2,233.00 (272.39) 7.4 Surplus/(Deficit) brought forward (22,548.96) 2,228.10 6,901.45 14,784.90 (6,168.70) 572.84 8 Total 8,166.28 (22,548.96) 29,521.85 6,901.45 49,102.38 (6,168.70) 9 Dividend Appropriation 9.1 Income Distributed during the year/period 182.17 - - - 693.10 - 9.2 Tax on Income distributed during the year/period ------10 Retained Surplus/ (Deficit) Carried forward to 7,984.11 (22,548.96) 29,521.85 6,901.45 48,409.28 (6,168.70) Balance Sheet Fund Manager Anish Tawakley and Kayzad Eghlim and Nishit Patel Dharmesh Kakkad Mittul Kalawadia Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

34 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Revenue Account for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential ICICI Prudential Multicap Fund Retirement Fund - Pure Equity Plan Exports and Services Fund Year Ended Year Ended Year Ended 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 1 INCOME 1.1 Dividend 5,488.56 7,372.68 73.54 80.52 724.71 1,362.79 1.2 Interest 534.51 1,551.44 17.12 51.19 46.27 196.49 1.3 Realised Gains/(Losses) on - - - - - (130.56) Foreign Exchange Transactions 1.4 Realised Gains/(Losses) on - (0.01) - - - - Interscheme sale of Investments 1.5 Realised Gains/(Losses) on (3,968.12) 12,636.89 280.20 85.99 3,557.06 (2,009.67) External Sale/Redemption of Investments 1.6 Realised Gains/(Losses) on 4,461.13 (7,027.25) (18.48) - - (732.33) Derivative Transactions 1.7 Other Income 559.15 254.72 2.19 0.01 12.76 30.31 (A) 7,075.23 14,788.47 354.57 217.71 4,340.80 (1,282.97) 2 EXPENSES & LOSSES (Note 7) 2.1 Management Fees 4,168.80 3,727.61 53.23 14.49 982.72 956.21 2.2 Goods & Services Tax on Management Fees 750.38 670.97 9.58 2.61 176.89 172.12 2.3 Transfer Agent’s Fees & Expenses 312.54 301.49 4.34 4.49 29.57 42.50 2.4 Custodian Fees 16.83 14.38 0.21 0.21 1.71 2.56 2.5 Trusteeship Fees 0.85 0.72 0.01 0.01 0.09 0.12 2.6 Commission to Agents 3,755.51 3,193.27 107.43 114.46 226.26 456.37 2.7 Marketing & Distribution Expenses 152.32 61.28 0.35 1.15 2.53 20.09 2.8 Audit Fees 3.54 1.84 0.24 0.25 0.83 0.95 2.09 Other Operating Expenses 234.33 205.78 4.03 3.71 21.59 27.24 (B) 9,395.10 8,177.34 179.42 141.38 1,442.19 1,678.16 3 Net Realised Gains / (Losses) for the Year / (2,319.87) 6,611.13 175.15 76.33 2,898.61 (2,961.13) Period (A-B = C) 4 Change in Unrealised Depreciation in value of - 1,73,119.07 - 1,984.38 - 13,871.96 Investments (D) 5 Net Gains / (Losses) for the Year/Period (2,319.87) (1,66,507.94) 175.15 (1,908.05) 2,898.61 (16,833.09) (E= C - D) 6 Change in Unrealised Appreciation in value of 3,01,399.73 - 3,428.26 - 26,251.00 - Investments (F) 7 Net Surplus/ (Deficit) for the year/period 2,99,079.86 (1,66,507.94) 3,603.41 (1,908.05) 29,149.61 (16,833.09) (G = E + F) 7.1 Add: Balance Transfer from - 3,592.86 - 169.04 - - Unrealised Appreciation Reserve 7.2 Less: Balance Transfer to 1,31,873.52 - 1,612.91 - 9,962.93 - Unrealised Appreciation Reserve 7.3 Add/(Less) : Equalisation (54,121.62) 1,36,403.83 (74.78) (32.29) (4,068.48) (10,904.99) 7.4 Surplus/(Deficit) brought forward 2,14,875.55 2,44,824.15 (1,765.00) 6.30 20,836.69 49,287.94 8 Total 3,27,960.27 2,18,312.90 150.72 (1,765.00) 35,954.89 21,549.86 9 Dividend Appropriation 9.1 Income Distributed during the year/period 2,184.63 3,043.46 - - 485.72 631.45 9.2 Tax on Income distributed during the year/period - 393.89 - - - 81.72 10 Retained Surplus/ (Deficit) Carried forward to 3,25,775.64 2,14,875.55 150.72 (1,765.00) 35,469.17 20,836.69 Balance Sheet Fund Manager Rajat Chandak Ashwin Jain, Manish Banthia and Sankaran Naren and Ashwin Jain Anuj Tagra Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

35 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Revenue Account for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential Sensex Index Fund ICICI Prudential Focused Equity Fund ICICI Prudential Technology Fund Year Ended Year Ended Year Ended 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 1 INCOME 1.1 Dividend 166.28 44.39 2,212.18 1,135.78 1,114.81 954.42 1.2 Interest 6.80 4.45 214.59 407.24 110.42 172.85 1.3 Realised Gains/(Losses) on - - - - (5.24) (115.75) Foreign Exchange Transactions 1.4 Realised Gains/(Losses) on ------Interscheme sale of Investments 1.5 Realised Gains/(Losses) on 1,172.90 (12.58) 9,959.62 4,329.60 22,303.74 1,062.46 External Sale/Redemption of Investments 1.6 Realised Gains/(Losses) on - - - 832.42 12.34 - Derivative Transactions 1.7 Other Income 1.52 0.01 77.35 39.94 39.70 12.15 (A) 1,347.50 36.27 12,463.74 6,744.98 23,575.77 2,086.13 2 EXPENSES & LOSSES (Note 7) 2.1 Management Fees - - 869.95 805.66 1,026.69 632.11 2.2 Goods & Services Tax on Management Fees - - 156.59 145.02 184.80 113.78 2.3 Transfer Agent’s Fees & Expenses 7.05 0.97 47.07 43.52 73.87 28.28 2.4 Custodian Fees 0.47 0.10 2.71 1.98 3.65 1.76 2.5 Trusteeship Fees 0.02 - 0.13 0.11 0.12 0.07 2.6 Commission to Agents 8.95 2.30 838.38 530.24 475.45 233.15 2.7 Marketing & Distribution Expenses 0.26 0.06 15.30 5.25 4.93 3.07 2.8 Audit Fees 0.05 - 0.83 0.95 0.83 0.45 2.09 Other Operating Expenses 7.36 2.59 36.75 30.68 80.28 24.26 (B) 24.16 6.02 1,967.71 1,563.41 1,850.62 1,036.93 3 Net Realised Gains / (Losses) for the Year / 1,323.34 30.25 10,496.03 5,181.57 21,725.15 1,049.20 Period (A-B = C) 4 Change in Unrealised Depreciation in value of - 1,667.53 - 21,455.80 - 9,618.21 Investments (D) 5 Net Gains / (Losses) for the Year/Period 1,323.34 (1,637.28) 10,496.03 (16,274.23) 21,725.15 (8,569.01) (E= C - D) 6 Change in Unrealised Appreciation in value of 5,916.06 - 31,395.25 - 35,976.10 - Investments (F) 7 Net Surplus/ (Deficit) for the year/period 7,239.40 (1,637.28) 41,891.28 (16,274.23) 57,701.25 (8,569.01) (G = E + F) 7.1 Add: Balance Transfer from - 96.04 - 890.97 2,801.76 12,419.97 Unrealised Appreciation Reserve 7.2 Less: Balance Transfer to 4,344.57 - 10,830.42 - 38,777.85 2,801.76 Unrealised Appreciation Reserve 7.3 Add/(Less) : Equalisation 369.24 (5.83) 17,931.83 (413.39) 24,922.62 (1,863.49) 7.4 Surplus/(Deficit) brought forward (1,495.50) 51.57 17,931.90 34,588.75 10,027.35 10,841.64 8 Total 1,768.57 (1,495.50) 66,924.59 18,792.10 56,675.13 10,027.35 9 Dividend Appropriation 9.1 Income Distributed during the year/period - - 327.11 761.63 565.28 - 9.2 Tax on Income distributed during the year/period - - - 98.57 - - 10 Retained Surplus/ (Deficit) Carried forward to 1,768.57 (1,495.50) 66,597.48 17,931.90 56,109.85 10,027.35 Balance Sheet Fund Manager Kayzad Eghlim and Nishit Patel Prakash Gaurav Goel Sankaran Naren and Vaibhav Dusad Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

36 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Revenue Account for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential ICICI Prudential US Bluechip Equity Fund Bharat Consumption Fund Year Ended Year Ended 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 1 INCOME 1.1 Dividend 1,289.33 534.49 388.40 499.01 1.2 Interest 119.71 97.77 19.68 338.41 1.3 Realised Gains/(Losses) on Foreign Exchange Transactions 373.11 3,353.75 - - 1.4 Realised Gains/(Losses) on Interscheme sale of Investments - - - - 1.5 Realised Gains/(Losses) on External Sale/Redemption of Investments 13,952.26 83.25 1,095.67 207.40 1.6 Realised Gains/(Losses) on Derivative Transactions - - 133.89 555.19 1.7 Other Income 22.54 24.10 10.20 172.28 (A) 15,756.95 4,093.36 1,647.84 1,772.29 2 EXPENSES & LOSSES (Note 7) 2.1 Management Fees 1,007.40 430.01 267.59 387.35 2.2 Goods & Services Tax on Management Fees 181.33 77.40 48.17 69.72 2.3 Transfer Agent’s Fees & Expenses 62.37 28.99 17.17 26.85 2.4 Custodian Fees 17.11 5.78 1.20 2.01 2.5 Trusteeship Fees 0.14 0.06 0.06 0.09 2.6 Commission to Agents 496.64 215.58 524.55 835.98 2.7 Marketing & Distribution Expenses 6.02 3.66 1.56 4.05 2.8 Audit Fees 0.83 0.46 0.41 0.94 2.09 Other Operating Expenses 67.50 30.57 11.64 17.28 (B) 1,839.34 792.51 872.35 1,344.27 3 Net Realised Gains / (Losses) for the Year / Period (A-B = C) 13,917.61 3,300.85 775.49 428.02 4 Change in Unrealised Depreciation in value of Investments (D) - 2,982.92 - 7,584.87 5 Net Gains / (Losses) for the Year/Period 13,917.61 317.93 775.49 (7,156.85) (E= C - D) 6 Change in Unrealised Appreciation in value of Investments (F) 17,787.78 - 12,626.66 - 7 Net Surplus/ (Deficit) for the year/period 31,705.39 317.93 13,402.15 (7,156.85) (G = E + F) 7.1 Add: Balance Transfer from Unrealised Appreciation Reserve 712.33 1,075.00 - - 7.2 Less: Balance Transfer to Unrealised Appreciation Reserve 18,500.11 712.33 5,041.79 - 7.3 Add/(Less) : Equalisation 20,222.95 10,113.36 88.32 214.59 7.4 Surplus/(Deficit) brought forward 24,246.50 13,452.54 (6,942.26) - 8 Total 58,387.06 24,246.50 1,506.42 (6,942.26) 9 Dividend Appropriation 9.1 Income Distributed during the year/period - - - - 9.2 Tax on Income distributed during the year/period - - - - 10 Retained Surplus/ (Deficit) Carried forward to Balance Sheet 58,387.06 24,246.50 1,506.42 (6,942.26) Fund Manager Priyanka Khandelwal and Parag Thakkar Rohan Maru Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

37 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Abridged Revenue Account for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) (` in Lakhs) ICICI Prudential MNC Fund ICICI Prudential Commodities Fund Year Ended Year Ended 31-Mar-2021 31-Mar-2020 31-Mar-2021 31-Mar-2020 1 INCOME 1.1 Dividend 1,169.92 786.01 128.56 14.15 1.2 Interest 120.46 450.15 12.81 4.49 1.3 Realised Gains/(Losses) on Foreign Exchange Transactions 32.03 (0.28) - - 1.4 Realised Gains/(Losses) on Interscheme sale of Investments - - - - 1.5 Realised Gains/(Losses) on External Sale/Redemption of Investments 8,789.14 3,572.71 776.75 (44.52) 1.6 Realised Gains/(Losses) on Derivative Transactions (25.17) (2,158.01) (21.31) 13.47 1.7 Other Income 23.84 115.24 40.00 4.03 (A) 10,110.22 2,765.82 936.81 (8.38) 2 EXPENSES & LOSSES (Note 7) 2.1 Management Fees 441.22 424.26 47.18 5.36 2.2 Goods & Services Tax on Management Fees 79.42 76.37 8.49 0.96 2.3 Transfer Agent’s Fees & Expenses 28.06 28.31 3.90 0.59 2.4 Custodian Fees 3.84 1.76 0.19 0.03 2.5 Trusteeship Fees 0.09 0.08 0.01 - 2.6 Commission to Agents 750.79 692.50 67.75 9.33 2.7 Marketing & Distribution Expenses 2.32 4.73 0.40 0.10 2.8 Audit Fees 0.83 0.94 0.24 0.18 2.09 Other Operating Expenses 22.22 20.17 3.45 0.54 (B) 1,328.79 1,249.12 131.61 17.09 3 Net Realised Gains / (Losses) for the Year / Period (A-B = C) 8,781.43 1,516.70 805.20 (25.47) 4 Change in Unrealised Depreciation in value of Investments (D) - 12,299.08 - 820.72 5 Net Gains / (Losses) for the Year/Period 8,781.43 (10,782.38) 805.20 (846.19) (E= C - D) 6 Change in Unrealised Appreciation in value of Investments (F) 24,669.01 - 4,875.70 - 7 Net Surplus/ (Deficit) for the year/period 33,450.44 (10,782.38) 5,680.90 (846.19) (G = E + F) 7.1 Add: Balance Transfer from Unrealised Appreciation Reserve - - - - 7.2 Less: Balance Transfer to Unrealised Appreciation Reserve 12,369.93 - 4,054.98 - 7.3 Add/(Less) : Equalisation (1,763.82) 60.97 7.42 (103.36) 7.4 Surplus/(Deficit) brought forward (10,721.41) - (949.55) - 8 Total 8,595.28 (10,721.41) 683.79 (949.55) 9 Dividend Appropriation 9.1 Income Distributed during the year/period 157.56 - - - 9.2 Tax on Income distributed during the year/period - - - - 10 Retained Surplus/ (Deficit) Carried forward to Balance Sheet 8,437.72 (10,721.41) 683.79 (949.55) Fund Manager Anish Tawakley and Vaibhav Dusad Sankaran Naren and Lalit Kumar Annexure I- Notes to Accounts Figures Less than ` 500 are shown as zero

38 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Notes to Accounts – Annexure I to the Abridged Balance Sheet and Revenue Account for the Year ended March 31, 2021 for the following schemes:

Scheme Code Scheme Name BAFIN ICICI Prudential Banking and Financial Services Fund BHACON ICICI Prudential Bharat Consumption Fund DIVYLD ICICI Prudential Dividend Yield Equity Fund EQDINO ICICI Prudential Equity - Arbitrage Fund EQDWTO ICICI Prudential Balanced Advantage Fund ESTAR ICICI Prudential Midcap Fund FMCG ICICI Prudential FMCG Fund GIFT ICICI Prudential Child Care Fund (Gift Plan) GROWTH ICICI Prudential Large & Mid Cap Fund INASIA ICICI Prudential Smallcap Fund INDEX ICICI Prudential Nifty Index Fund INDOPP ICICI Prudential India Opportunities Fund LTWEF ICICI Prudential Long Term Wealth Enhancement Fund MGFINDIA ICICI Prudential Manufacture in India Fund MNCFUND ICICI Prudential MNC Fund NIFJUN ICICI Prudential Nifty Next 50 Index Fund PHARMA ICICI Prudential Pharma Healthcare and Diagnostics (P.H.D) Fund POWER ICICI Prudential Multicap Fund RETIREEQ ICICI Prudential Retirement Fund - Pure Equity Plan SERVE ICICI Prudential Exports and Services Fund SINDEX ICICI Prudential Sensex Index Fund TARGET ICICI Prudential Focused Equity Fund TECH ICICI Prudential Technology Fund USBLUE ICICI Prudential US Bluechip Equity Fund COMFUND ICICI Prudential Commodities Fund

1 Investments

1.1 All investments of the scheme except Government Securities and Treasury Bills are registered in the name of the Trustees for the benefits of the Schemes Unitholders. All investments in Government Securities and Treasury Bills are held in an SGL account in the name of “ICICI Prudential Mutual Fund”.

1.2 Open Positions of derivatives:

Scheme Code As on March 31, 2021 As on March 31, 2020 Long Positions % to Net Assets Short Positions % to Net Long Positions % to Net Short Positions % to Net Assets (` in Lakhs) (` in Lakhs) Assets (` in Lakhs) Assets (` in Lakhs) BAFIN 7,077.65 1.83% 2,468.22 0.64% 7,324.49 2.89% - - DIVYLD 115.66 0.51% ------EQDINO - - 7,72,649.43 73.90% - - 4,81,287.30 67.27% EQDWTO - - 8,48,557.34 28.02% 1,98,156.59 8.67% 1,954.54 0.09% ESTAR ------63.35 0.05% GROWTH ------3,088.45 1.28% INASIA - - - - 190.40 0.22% - - INDOPP 4,794.78 1.56% - - 7,707.54 3.94% - - COMFUND 1,034.43 4.81% - - 50.31 2.44% 103.29 5.02% MGFINDIA - - 885.14 1.51% - - 1,405.44 2.37% MNCFUND - - - - 1,137.97 2.38% 285.09 0.60% POWER - - - - 12,359.81 2.97% 237.57 0.06% PHARMA 6,423.91 2.90% ------

39 Disclosure as required under SEBI Circular -Cir/ IMD/ DF/ 11/ 2010 dated August 18, 2010 – Annexure I(b) for the year 2020-21 a Hedging Positions through Futures as on March 31, 2021: Scheme Code Underlying Security Name Long/(Short) Future price when Current price of the Margin Maintained purchased (in `) contract (in `) (` in Lakhs) EQDINO Ltd. (Short) 427.89 443.45 455.55 EQDINO Adani Ports and Special Economic Zone Limited (Short) 715.05 707.40 11,874.13 EQDINO Ltd. (Short) 2,077.29 2,016.90 11,333.26 EQDINO Piramal Enterprises Ltd. (Short) 1,885.24 1,766.40 3,447.07 EQDINO Ltd (Short) 9.57 9.40 569.29 EQDINO Ltd. (Short) 5,216.38 5,186.80 561.16 EQDINO Ltd (Short) 3,480.88 3,601.85 296.72 EQDINO Ltd. (Short) 1,639.37 1,701.05 408.03 EQDINO HDFC Bank Ltd. (Short) 1,473.65 1,497.00 80.96 EQDINO Ltd. (Short) 952.56 968.50 67.56 EQDINO INDIA LIMITED (Short) 762.43 770.80 24.35 EQDINO LIMITED (Short) 2,629.48 2,622.65 275.37 EQDINO NTPC Ltd. (Short) 104.99 106.95 36.51 EQDINO NAVIN FLUORINE INTERNATIONAL LTD (Short) 2,478.31 2,763.80 16.18 EQDINO LIMITED (Short) 4,469.07 4,541.95 11.88 EQDINO Ltd. (Short) 1,838.71 1,857.05 64.11 EQDINO Ltd (Short) 766.53 756.55 111.05 EQDINO Ltd. (Short) 417.27 417.15 144.51 EQDINO Amara Raja Batteries Ltd. (Short) 851.70 858.15 1.91 EQDINO Ltd. (Short) 1,768.87 1,765.30 183.74 EQDINO Granules India Ltd (Short) 309.76 305.80 64.00 EQDINO AARTI INDUSTRIES LIMITED (Short) 1,328.20 1,326.55 1.37 EQDINO MRF LIMITED (Short) 83,769.07 82,864.25 25.78 EQDINO Ltd. (Short) 404.30 414.10 83.19 EQDINO Ltd. (Short) 2,038.41 2,090.55 293.59 EQDINO Manappuram Finance Limited (Short) 155.91 150.15 534.73 EQDINO Ltd. (Short) 708.47 701.35 7,559.85 EQDINO ACC Ltd. (Short) 1,877.71 1,915.65 433.22 EQDINO Ltd. (Short) 219.24 224.75 434.54 EQDINO Ltd. (Short) 849.29 884.25 2,249.62 EQDINO Ltd. (Short) 3,655.93 3,684.00 1,160.66 EQDINO BATA INDIA LIMITED (Short) 1,455.70 1,416.05 396.28 EQDINO Ltd. (Short) 586.96 599.70 347.78 EQDINO Corporation Ltd. (Short) 430.73 430.95 3,780.69 EQDINO Ltd. (Short) 791.11 819.70 2,300.24 EQDINO Colgate Palmolive (India) Ltd. (Short) 1,561.15 1,571.00 512.30 EQDINO (Short) 152.82 153.10 1,984.80 EQDINO India Ltd. (Short) 532.43 544.30 792.38 EQDINO (Short) 1,354.94 1,293.65 368.64 EQDINO Ltd. (Short) 184.10 185.00 160.52 EQDINO Ltd. (Short) 78.75 76.35 944.83 EQDINO Ltd. (Short) 2,358.84 2,439.35 2,028.35 EQDINO Ltd. (Short) 695.06 734.25 214.11 EQDINO Ltd. (Short) 304.86 310.30 967.40 EQDINO Ltd. (Short) 452.33 468.10 966.37 EQDINO GMR Infrastructure Ltd. (Short) 25.00 24.35 692.48 EQDINO Corporation Ltd. (Short) 236.29 235.25 1,750.55 EQDINO HDFC Life Insurance Company Ltd (Short) 677.16 698.30 967.21 EQDINO Ltd. (Short) 93.35 92.15 1,159.83 EQDINO Ltd. (Short) 520.39 515.50 133.01 EQDINO ICICI LOMBARD CO LTD. (Short) 1,443.85 1,441.60 1.45 EQDINO Larsen & Toubro Ltd. (Short) 1,400.48 1,426.45 5,590.38 EQDINO L&T TECHNOLOGY SERVICES LTD (Short) 2,539.28 2,670.25 376.22 EQDINO Bosch Ltd. (Short) 14,051.92 14,184.80 54.14 EQDINO LTD (Short) 967.44 1,009.65 109.70 EQDINO MAX FINANCIAL SERVICES LIMITED (Short) 863.50 865.95 68.60 EQDINO Ltd. (Short) 551.85 560.35 1,035.79

40 Scheme Code Underlying Security Name Long/(Short) Future price when Current price of the Margin Maintained purchased (in `) contract (in `) (` in Lakhs) EQDINO HCL Technologies Ltd. (Short) 976.83 988.90 2,287.97 EQDINO Ltd. (Short) 73.85 79.65 1,816.50 EQDINO Enterprise Ltd. (Short) 2,953.36 2,922.70 22.80 EQDINO JUBILANT FOODWORKS LIMITED (Short) 2,915.42 2,931.15 36.72 EQDINO Shriram Transport Finance Company Ltd. (Short) 1,412.17 1,426.55 1,367.90 EQDINO Ltd. (Short) 124.21 126.05 552.19 EQDINO Sun Pharmaceuticals Industries Ltd. (Short) 591.74 601.95 6,235.36 EQDINO ITC Ltd. (Short) 211.62 219.35 1,173.63 EQDINO Nestle India Ltd. (Short) 16,445.15 17,175.40 203.38 EQDINO Divis Laboratories Ltd. (Short) 3,471.90 3,637.00 1,827.80 EQDINO Housing Development Finance Corporation Ltd. (Short) 2,501.44 2,515.60 8,204.43 EQDINO Ultratech Cement Ltd. (Short) 6,830.34 6,787.85 237.53 EQDINO Limited (Short) 248.76 246.70 146.84 EQDINO Ltd. (Short) 111.30 114.30 824.08 EQDINO Zee Entertainment Enterprises Ltd. (Short) 208.32 204.15 2,229.98 EQDINO (Short) 71.63 74.55 1,057.68 EQDINO Mahindra & Mahindra Ltd. (Short) 818.01 800.95 963.82 EQDINO LIMITED (Short) 9,354.71 9,699.00 1,107.26 EQDINO Ltd. (Short) 135.40 131.25 271.65 EQDINO Ltd. (Short) 1,353.40 1,377.05 1,640.79 EQDINO ICICI BANK LIMITED (Short) 577.71 584.85 12,382.51 EQDINO (India) Ltd. (Short) 4,584.75 4,297.80 539.13 EQDINO HOUSING FINANCE LTD (Short) 203.05 197.95 2,505.78 EQDINO LIC Housing Finance Ltd. (Short) 416.73 430.20 324.97 EQDINO (Short) 1,008.68 1,024.40 1,316.09 EQDINO Oil & Natural Gas Corporation Ltd (Short) 109.82 102.95 1,169.49 EQDINO Petronet LNG Ltd. (Short) 229.18 226.25 528.47 EQDINO SBI LIFE INSURANCE COMPANY LTD. (Short) 876.98 884.10 1,618.02 EQDINO Ltd. (Short) 733.36 816.70 8,051.91 EQDINO Ltd. (Short) 756.28 756.95 1,656.57 EQDINO Company Ltd. (Short) 103.59 103.90 2,423.26 EQDINO Ltd. (Short) 994.24 1,008.85 359.19 EQDINO INDIAN RAILWAY CATERING & TOURISM CORP LTD (Short) 1,778.42 1,769.15 105.59 EQDINO LIMITED (Short) 625.18 641.45 1,082.59 EQDINO Dr. Reddys Laboratories Ltd. (Short) 4,369.58 4,547.90 2,146.05 EQDINO DLF Ltd. (Short) 282.95 288.55 1,603.73 EQDINO Ltd. (Short) 206.81 202.80 2,254.96 EQDINO Ltd. (Short) 293.38 303.95 6,054.66 EQDINO (Short) 226.24 229.10 2,840.25 EQDINO Ltd. (Short) 528.63 520.70 7,012.73 EQDINO Ltd (Short) 357.61 341.40 619.04 EQDINO Bharat Heavy Electricals Ltd. (Short) 49.45 48.90 173.97 EQDINO Adani Enterprises Ltd. (Short) 1,029.77 1,037.50 4,404.60 EQDINO INDIA LIMITED (Short) 1,037.79 1,057.80 451.99 EQDINO Ltd. (Short) 2,445.17 2,554.75 2,590.16 EQDINO L&T Finance Holdings Ltd (Short) 100.00 96.50 35.31 EQDINO Ltd. (Short) 169.21 156.40 16.34 EQDINO Ltd. (Short) 1,419.59 1,457.25 4,595.29 EQDINO Ltd. (Short) 329.69 328.40 2,888.79 EQDINO IndusInd Bank Ltd. (Short) 980.69 961.40 8,212.08 EQDINO JSW Steel Ltd. (Short) 438.63 470.90 3,850.98 EQDINO Jindal Steel & Power Ltd. (Short) 314.26 346.05 3,269.97 EQDINO LIMITED (Short) 1,149.63 1,172.30 132.62 EQDINO NATIONAL ALUMINIUM COMPANY LIMITED (Short) 53.39 54.35 9.94 EQDINO LIMITED (Short) 30,334.68 30,510.95 50.80 EQDINO SUN TV NETWORK LIMITED (Short) 475.19 473.60 500.60 EQDINO India Ltd. (Short) 6,951.54 6,905.70 3,909.21 EQDINO Tata Consultancy Services Ltd. (Short) 3,139.86 3,193.35 3,381.44 EQDINO LTD (Short) 2,865.97 2,941.60 299.32

41 Scheme Code Underlying Security Name Long/(Short) Future price when Current price of the Margin Maintained purchased (in `) contract (in `) (` in Lakhs) EQDINO Ltd. (Short) 1,790.11 1,822.25 500.32 EQDINO Power Finance Corporation Ltd. (Short) 118.77 114.30 796.11 EQDINO PI Industries Ltd (Short) 2,302.63 2,272.80 222.80 EQDINO SRF LIMITED (Short) 5,365.81 5,435.10 95.58 EQDINO (Short) 364.08 366.35 10,835.59 EQDINO LIMITED (Short) 27,749.85 29,540.55 201.74 EQDINO LTD (Short) 1,487.45 1,564.75 1,316.70 EQDINO Ltd. (Short) 2,483.46 2,555.45 219.26 EQDINO Ltd. (Short) 1,008.76 998.65 2,541.40 EQDINO UPL Limited (Short) 624.82 645.95 2,984.27 EQDWTO Hindalco Industries Ltd. (Short) 315.54 328.40 3,839.16 EQDWTO Hindustan Unilever Ltd.@ (Short) 2,294.41 2,439.35 6,185.34 EQDWTO HCL Technologies Ltd.@ (Short) 974.14 988.90 742.46 EQDWTO Indian Oil Corporation Ltd. (Short) 91.72 92.15 793.57 EQDWTO Info Edge (India) Ltd. (Short) 4,509.77 4,297.80 1,827.40 EQDWTO Motherson Sumi Systems Ltd. (Short) 193.21 202.80 5,160.49 EQDWTO Oil & Natural Gas Corporation Ltd (Short) 104.91 102.95 6,044.40 EQDWTO MRF LIMITED (Short) 82,147.88 82,864.25 1,024.49 EQDWTO Maruti Suzuki India Ltd. (Short) 6,868.15 6,905.70 8,734.50 EQDWTO ACC Ltd. (Short) 1,875.55 1,915.65 1,536.87 EQDWTO Bajaj Auto Ltd. (Short) 3,552.26 3,684.00 769.90 EQDWTO Bharat Forge Ltd. (Short) 578.55 599.70 782.50 EQDWTO Ltd. (Short) 403.11 410.00 1,534.65 EQDWTO Cipla Ltd. (Short) 794.35 819.70 5,248.17 EQDWTO Exide Industries Ltd. (Short) 183.01 185.00 399.55 EQDWTO Housing Development Finance Corporation Ltd. (Short) 2,478.30 2,515.60 11,166.66 EQDWTO ICICI BANK LIMITED (Short) 578.72 584.85 14,728.26 EQDWTO Reliance Industries Ltd.@ (Short) 2,033.84 2,016.90 16,952.18 EQDWTO Ultratech Cement Ltd.@ (Short) 6,899.08 6,787.85 5,091.10 EQDWTO EICHER MOTORS LIMITED@ (Short) 2,716.61 2,622.65 469.34 EQDWTO Tata Consultancy Services Ltd. (Short) 3,120.52 3,193.35 3,908.60 EQDWTO UNITED BREWERIES LIMITED (Short) 1,258.40 1,246.45 1,403.41 EQDWTO PVR LIMITED (Short) 1,325.09 1,226.65 2,143.93 EQDWTO Bharti Airtel Ltd. (Short) 516.27 520.70 7,504.10 EQDWTO State Bank of India (Short) 359.46 366.35 7,695.74 EQDWTO INTERGLOBE AVIATION LTD. (Short) 1,766.88 1,630.65 4,198.93 EQDWTO Kotak Mahindra Bank Ltd. (Short) 1,800.24 1,765.30 15,106.99 EQDWTO Mahindra & Mahindra Financial Services Ltd. (Short) 210.40 198.70 1,225.95 EQDWTO HDFC Bank Ltd. (Short) 1,496.27 1,497.00 13,078.19 EQDWTO Infosys Ltd.@ (Short) 1,376.67 1,377.05 14,060.66 EQDWTO GAIL (India) Ltd. (Short) 134.61 136.25 4,369.34 EQDWTO Bank of Baroda (Short) 74.93 74.55 1,117.06 EQDWTO ITC Ltd.@ (Short) 221.89 219.35 6,245.69 EQDWTO NTPC Ltd. (Short) 108.83 106.95 6,007.14 EQDWTO JUBILANT FOODWORKS LIMITED (Short) 2,916.52 2,931.15 789.53 EQDWTO Sun Pharmaceuticals Industries Ltd. (Short) 588.63 601.95 2,828.95 EQDWTO Tata Steel Ltd. (Short) 718.09 816.70 3,155.89 EQDWTO TITAN COMPANY LTD (Short) 1,468.77 1,564.75 3,544.16 EQDWTO Tech Mahindra Ltd.@ (Short) 989.04 998.65 4,127.51 BAFIN Bank of Baroda (Short) 73.26 74.55 534.41 BAFIN RBL BANK LTD (Short) 226.79 209.00 438.28 * Number of contracts have been arrived using the applicable lot size as on the date of original purchase. ^^ Amount less than ` 0.005 lakhs or 0.005%

42 b Other than hedging Positions through Futures as on March 31, 2021: Scheme Code Underlying Security Name Long/(Short) Future price when Current price of the Margin Maintained purchased (in `) contract (in `) (` in Lakhs) EQDWTO NIFTY (Short) 14,638.16 14,752.30 13,803.41 BAFIN Federal Bank Ltd. Long 77.59 76.35 2,108.21 DIVYLD Bharti Airtel Ltd. Long 515.28 520.70 28.67 PHARMA Dr. Reddys Laboratories Ltd. Long 4,391.55 4,547.90 1,250.07 MGFINDIA NIFTY (Short) 14,883.07 14,752.30 129.76 INDOPP Federal Bank Ltd. Long 78.10 76.35 1,428.21 COMFUND Grasim Industries Ltd. Long 1,381.58 1,457.25 132.10 COMFUND Hindalco Industries Ltd. Long 312.93 328.40 150.92 c Hedging Positions through Put Options as on March 31, 2021 is Nil. d Hedging Positions through Call Options as on March 31, 2021:

Scheme Underlying Number of % of underlying Option price Current Option Price Margin Security Name contracts * shares when sold (in `) (in `) Maintained in ` Lakhs EQDWTO EICHER MOTORS LIMITED@ 69 2.61% 100.20 88.80 469.34 EQDWTO HCL Technologies Ltd.@ 164 3.18% 35.96 48.10 742.46 EQDWTO Hindustan Unilever Ltd.@ 300 4.63% 71.36 154.45 6,185.34 EQDWTO Hindustan Unilever Ltd.@ 420 6.48% 68.09 79.50 - EQDWTO Infosys Ltd.@ 265 1.60% 46.07 62.05 14,060.66 EQDWTO ITC Ltd.@ 54 1.01% 6.11 8.80 6,245.69 EQDWTO Reliance Industries Ltd.@ 241 0.86% 67.37 60.15 16,952.18 EQDWTO Tech Mahindra Ltd.@ 75 2.71% 35.68 36.85 4,127.51 EQDWTO Ultratech Cement Ltd.@ 59 3.06% 230.56 232.15 5,091.10 Call options written as percentage of total maket value of equity shares held in DYNMIC scheme is 0.05% & EQDWTO is 0.03% @ Margin amount shown under margin maintained column is combined margin for futures and options contracts * Number of contracts have been arrived using the applicable lot size as on the date of original purchase. e Other than Hedging Position through Options as on March 31, 2021 is Nil. f For the year/period ended March 31, 2020, the following transactions through futures have been squared off/ expired:

Hedging Transactions Scheme Code Transactions Where Transactions Where Combined Total % of existing futures were bought futures were Sold Hedged Net Assets hedged Profit/(Loss) through Futures No of Contract * Gross Notional No of Contract * Gross Notional (` in Lakhs) Value (` in Lakhs) Value (` in Lakhs) BAFIN - - 351 3,060.18 59.95 0.63% COMFUND - - 36 131.92 (4.19) - DIVYLD - - 277 1,050.75 (85.35) - EQDINO - - 12,78,511 85,02,333.76 (4,00,809.56) 73.46% EQDWTO - - 4,07,244 31,52,062.38 (38,876.75) 24.78% ESTAR - - 1,467 9,721.86 (452.14) - GROWTH - - 2,019 12,572.71 (1,131.63) - MGFINDIA - - 144 1,089.28 (88.55) - MNCFUND - - 117 1,057.85 (35.33) - POWER - - 30 227.61 (57.89) - TECH - - 16 139.20 12.34 - * Number of contracts have been arrived using the applicable lot size as on the date of original purchase. ^^ Amount less than ` 0.005 lakhs or 0.005%

43 Other than Hedging Transactions Scheme Code Transactions Where Transactions Where Combined Non Total exposure futures were bought futures were Sold Hedged Net due to Futures Profit/(Loss) (non hedging No of Contract * Gross Notional No of Contract * Gross Notional (` in Lakhs) positions) as a % Value (` in Lakhs) Value (` in Lakhs) of Net Assets BAFIN 14,511 66,660.64 4,300 17,001.86 2,077.45 1.83% BHACON 147 653.68 - - 133.89 - COMFUND 110 1,271.99 - - (17.12) 4.83% DIVYLD 98 662.52 - - 14.20 0.51% EQDINO 15,680 1,00,972.55 - - 262.54 - EQDWTO 82,661 5,39,688.26 2,80,187 26,86,063.21 (14,002.83) 3.11% ESTAR 115 491.23 - - 31.19 - GROWTH 383 2,253.60 - - (268.59) - INASIA 91 188.62 - - 29.53 - INDEX 20 115.43 - - 4.95 - INDOPP 16,278 83,525.31 - - 4,802.05 1.56% MGFINDIA - - 2,672 22,708.70 (897.70) 1.50% MNCFUND 176 1,149.64 276 2,353.85 10.16 - PHARMA 8,715 68,564.58 - - 740.84 2.90% POWER 15,723 86,499.53 - - 4,519.03 - RETIREEQ 33 360.07 - - (18.48) - * Number of contracts have been arrived using the applicable lot size as on the date of original purchase.

^^ Amount less than ` 0.005 lakhs or 0.005%

g Hedging transaction through Options were transacted during the year ended March 31, 2021 is Nil

h For the year/period ended March 31, 2021 with regard to non-hedging transactions through options which have already been exercised/expired: Scheme Call/Put Underlying Strike price Number of contracts * Gross Notional Value Net Profit/(Loss) Security Name (in ` in Lakhs) (in `in Lakhs) BAFIN Call NIFTY 36700 600 70.79 (47.60) BAFIN Call NIFTY 36800 600 64.02 (42.81) EQDWTO Put NIFTY 11400 1,759 318.83 14.46 EQDWTO Put NIFTY 11500 8,135 1,458.42 303.00 EQDWTO Put NIFTY 11900 5,846 1,027.02 (114.67) EQDWTO Put NIFTY 12700 1,000 136.54 (126.61) EQDWTO Put NIFTY 13300 259 55.20 (50.69) EQDWTO Put NIFTY 13900 2,000 402.55 (299.76) i Hedging Positions through swap as on March 31, 2021: Scheme Long / (Short) Underlying Security Notional Value Maturity Date * Positions (` in Lakhs) EQDWTO Long 7.17% SDL MD 10-Mar-2031 10,000.00 05-Apr-21 EQDWTO (Short) 10,000.00 14-Mar-24 EQDWTO Long ICICI Bank Ltd 9.15% Perp NCD - Call 20-Jun-23 - MD - 31-Dec-2099 10,000.00 05-Apr-21 EQDWTO (Short) 10,000.00 12-Sep-22 EQDWTO Long GE SHIPPING 8.70% NCD MD 31-May-2025 5,000.00 05-Apr-21 EQDWTO (Short) 5,000.00 12-Sep-24 EQDWTO Long TMF Holdings Ltd ZCB - MD - 11-Nov-2022 5,000.00 05-Apr-21 EQDWTO (Short) 5,000.00 12-Sep-22 * Long position represents the floating leg of IRS contract and the maturity date is considered as next interest fixing date.

* Short position represents the fixed leg of IRS contract (in the form of underlying security) and the maturity date is considered as the maturity date of IRS contract. j Investment in repo transaction of corporate debt securities during the year ended March 31, 2021 is Nil. Disclosure as required under SEBI Circular -Cir/ IMD/ DF/ 11/ 2010 dated August 18, 2010 – Annexure I(b) for the year 2019-20

44 a Hedging Positions through Futures as on March 31, 2020:

Scheme Code Underlying Security Name Long/(Short) Future price when Current price of the Margin Maintained purchased (in `) contract (in `) (` in Lakhs) POWER TATA CONSUMER PRODUCTS LIMITED (Short) 280.20 293.30 86.12 GROWTH TATA CONSUMER PRODUCTS LIMITED (Short) 284.36 293.30 1,119.62 ESTAR TATA CONSUMER PRODUCTS LIMITED (Short) 277.10 293.30 22.97 EQDINO Vedanta Limited (Short) 65.42 65.15 1,091.42 EQDINO Tata Motors Ltd. (Short) 75.01 71.15 545.91 EQDINO Cholamandalam Investment and Finance Company Ltd. (Short) 152.19 154.00 22.78 EQDINO Ltd (Short) 567.08 614.10 458.74 EQDINO Container Corporation of India Ltd. (Short) 299.50 332.60 97.50 EQDINO Coal India Ltd. (Short) 124.38 140.50 981.70 EQDINO Manappuram Finance Limited (Short) 87.52 95.15 317.07 EQDINO Apollo Hospitals Enterprise Ltd. (Short) 1,169.08 1,135.90 270.20 EQDINO BERGER PAINTS INDIA LIMITED (Short) 423.12 498.45 119.35 EQDINO Exide Industries Ltd. (Short) 134.81 132.00 48.42 EQDINO Power Grid Corporation of India Ltd. (Short) 157.57 159.60 1,801.62 EQDINO Oil & Natural Gas Corporation Ltd (Short) 62.28 68.00 204.33 EQDINO Steel Authority of India Ltd. (Short) 22.35 23.05 149.10 EQDINO NCC LIMITED (Short) 18.87 18.85 168.34 EQDINO Mahindra & Mahindra Financial Services Ltd. (Short) 170.60 147.70 465.45 EQDINO State Bank of India (Short) 203.27 196.60 3,361.25 EQDINO Cipla Ltd. (Short) 390.37 424.90 1,733.75 EQDINO GAIL (India) Ltd. (Short) 72.38 76.95 1,162.20 EQDINO Glenmark Pharmaceuticals Ltd. (Short) 203.03 205.75 114.02 EQDINO Tata Steel Ltd. (Short) 263.75 269.80 2.95 EQDINO Ltd (Short) 276.98 279.35 4.66 EQDINO Hindustan Petroleum Corporation Ltd. (Short) 172.70 190.90 25.99 EQDINO Bank of Baroda (Short) 53.34 53.40 8.64 EQDINO HDFC Standard Life Insurance Company Ltd (Short) 456.12 441.60 965.06 EQDINO UPL Limited (Short) 310.03 327.15 883.12 EQDINO Ultratech Cement Ltd. (Short) 3,237.56 3,248.70 1,650.36 EQDINO Adani Enterprises Ltd. (Short) 141.63 138.30 92.48 EQDINO ESCORTS LIMITED (Short) 672.62 661.30 77.09 EQDINO Vodafone Idea Ltd (Short) 3.35 3.10 711.55 EQDINO (Short) 34.69 32.20 96.83 EQDINO Britannia Industries Ltd (Short) 2,460.77 2,688.75 247.08 EQDINO BAJAJ FINSERV LIMITED (Short) 6,444.48 4,616.55 259.77 EQDINO CESC Ltd. (Short) 398.61 408.90 185.72 EQDINO Dabur India Ltd. (Short) 418.46 451.40 1,765.88 EQDINO Divis Laboratories Ltd. (Short) 1,944.45 1,997.25 1,331.43 EQDINO MAHANAGAR GAS LIMITED (Short) 810.64 822.50 448.81 EQDINO NMDC Ltd. (Short) 68.67 80.40 206.80 EQDINO Ujjivan Financial Services LTD (Short) 157.29 147.80 94.87 EQDINO Info Edge (India) Ltd. (Short) 1,982.92 2,037.95 752.18 EQDINO Dr. Reddys Laboratories Ltd. (Short) 2,918.27 3,135.50 1,258.78 EQDINO Infosys Ltd. (Short) 592.02 643.75 8,707.12 EQDINO LIC Housing Finance Ltd. (Short) 246.91 236.05 507.51 EQDINO Mahindra & Mahindra Ltd. (Short) 291.08 285.80 300.25 EQDINO United Spirits Ltd. (Short) 482.83 486.25 1,821.79 EQDINO Motherson Sumi Systems Ltd. (Short) 63.63 61.35 1,221.49 EQDINO SRF LIMITED (Short) 2,806.35 2,794.70 862.45 EQDINO Sun Pharmaceuticals Industries Ltd. (Short) 350.01 351.80 7,225.58 EQDINO Tata Consultancy Services Ltd. (Short) 1,772.68 1,827.45 9,920.10 EQDINO DLF Ltd. (Short) 127.26 137.15 1,346.93 EQDINO Godrej Consumer Products Ltd. (Short) 476.14 524.25 1,328.00 EQDINO Grasim Industries Ltd. (Short) 436.72 478.30 3,690.68 EQDINO Ambuja Cements Ltd. (Short) 144.41 153.70 1,157.41 EQDINO GMR Infrastructure Ltd. (Short) 15.98 16.35 360.31 EQDINO Hindalco Industries Ltd. (Short) 114.56 95.70 1,341.06 EQDINO Hindustan Unilever Ltd. (Short) 2,109.42 2,296.25 1,815.72 EQDINO HAVELLS INDIA LIMITED (Short) 573.30 478.85 1.28

45 Scheme Code Underlying Security Name Long/(Short) Future price when Current price of the Margin Maintained purchased (in `) contract (in `) (` in Lakhs) EQDINO JSW Steel Ltd. (Short) 152.46 146.95 641.43 EQDINO Maruti Suzuki India Ltd. (Short) 4,972.55 4,285.90 2,692.91 EQDINO Adani Ports and Special Economic Zone Limited (Short) 223.25 251.40 1,818.84 EQDINO Nestle India Ltd. (Short) 14,568.27 16,339.90 792.45 EQDINO NTPC Ltd. (Short) 81.94 84.55 806.25 EQDINO Pidilite Industries Ltd. (Short) 1,369.90 1,354.85 948.63 EQDINO Petronet LNG Ltd. (Short) 192.33 200.70 20.92 EQDINO Siemens Ltd. (Short) 1,086.60 1,118.60 134.80 EQDINO LUPIN LIMITED (Short) 579.79 589.95 958.99 EQDINO Bosch Ltd. (Short) 9,573.59 9,432.15 169.53 EQDINO Tata Chemicals Ltd. (Short) 225.92 224.05 45.25 EQDINO Tata Power Company Ltd. (Short) 34.00 33.00 1,025.11 EQDINO TATA CONSUMER PRODUCTS LIMITED (Short) 248.88 293.30 198.09 EQDINO TITAN COMPANY LTD (Short) 919.03 935.70 23.34 EQDINO Wipro Ltd. (Short) 177.21 197.60 106.81 EQDINO Housing Development Finance Corporation Ltd. (Short) 1,680.26 1,637.05 17,997.81 EQDINO ACC Ltd. (Short) 930.43 971.45 333.19 EQDINO Hero MotoCorp Ltd. (Short) 1,707.47 1,599.80 1,290.26 EQDINO ITC Ltd. (Short) 149.15 171.65 3,611.07 EQDINO Larsen & Toubro Ltd. (Short) 845.25 805.75 1,711.87 EQDINO ADANI POWER LIMITED (Short) 28.08 27.90 28.09 EQDINO Asian Paints Ltd. (Short) 1,616.03 1,670.65 4,136.67 EQDINO Bharti Airtel Ltd. (Short) 439.56 442.45 9,032.43 EQDINO CENTURY TEXTILES AND INDUSTRIES (Short) 292.70 297.45 422.58 EQDINO HCL Technologies Ltd. (Short) 442.66 438.55 3,430.36 EQDINO Tech Mahindra Ltd. (Short) 538.85 564.65 2,585.95 EQDINO Zee Entertainment Enterprises Ltd. (Short) 137.54 124.55 775.53 EQDINO HDFC Bank Ltd. (Short) 927.22 864.40 5,632.75 EQDINO ICICI BANK LIMITED (Short) 355.77 323.00 611.13 EQDINO Marico Ltd. (Short) 257.17 274.20 1,463.15 EQDINO SUN TV NETWORK LIMITED (Short) 300.93 286.50 379.84 EQDINO Axis Bank Ltd. (Short) 360.29 380.80 9,716.35 EQDINO Reliance Industries Ltd. (Short) 1,202.88 1,117.95 11,528.01 EQDINO Aurobindo Pharma Ltd. (Short) 353.99 412.30 877.61 EQDINO Bajaj Auto Ltd. (Short) 2,055.43 2,027.15 793.78 EQDINO Federal Bank Ltd. (Short) 51.85 41.20 875.22 EQDINO Power Finance Corporation Ltd. (Short) 83.61 92.45 90.74 EQDINO Shriram Transport Finance Company Ltd. (Short) 591.91 656.80 217.54 EQDINO Apollo Tyres Ltd. (Short) 87.03 80.15 6.95 EQDINO Amara Raja Batteries Ltd. (Short) 453.14 478.00 8.79 EQDINO Bharat Heavy Electricals Ltd. (Short) 22.58 20.85 68.73 EQDINO Bharat Forge Ltd. (Short) 298.55 236.00 198.39 EQDINO Bharat Petroleum Corporation Ltd. (Short) 290.16 315.85 1,115.38 EQDINO Biocon Ltd. (Short) 280.21 271.95 858.99 EQDINO EICHER MOTORS LIMITED (Short) 14,501.54 13,115.65 778.66 EQDINO EQUITAS HOLDINGS LTD (Short) 50.10 42.70 75.51 EQDINO Indian Oil Corporation Ltd. (Short) 77.18 81.95 1,237.06 EQDINO IndusInd Bank Ltd. (Short) 365.92 353.45 1,676.00 EQDINO MRF LIMITED (Short) 59,121.05 57,660.20 40.87 EQDINO Rural Electrification Corporation Ltd. (Short) 86.41 89.05 237.21 EQDWTO Cipla Ltd. (Short) 419.68 424.90 482.27 MGFINDIA TATA CONSUMER PRODUCTS LIMITED (Short) 280.14 293.30 413.40 MNCFUND TATA CONSUMER PRODUCTS LIMITED (Short) 280.26 293.30 103.35 COMFUND Tata Steel Ltd. (Short) 287.77 269.80 11.81 COMFUND Ultratech Cement Ltd. (Short) 3,266.70 3,248.70 10.66 COMFUND Vedanta Limited (Short) 64.76 65.15 11.82 COMFUND SHREE CEMENT LIMITED (Short) 17,682.00 17,564.05 2.41

46 b Other than hedging Positions through Futures as on March 31, 2020:

Scheme Code Underlying Security Name Long/(Short) Future price when Current price of the Margin Maintained purchased (in `) contract (in `) (` in Lakhs) EQDWTO NIFTY Long 8,559.13 8,620.95 21,434.99 MGFINDIA NIFTY (Short) 8,744.30 8,620.95 63.79 MNCFUND NIFTY Long 8,709.39 8,620.95 274.59 POWER Hindalco Industries Ltd. Long 116.85 95.70 681.45 POWER HDFC Bank Ltd. Long 901.55 864.40 3,540.31 EQDWTO Biocon Ltd. Long 280.45 271.95 846.56 EQDWTO LUPIN LIMITED Long 566.85 589.95 660.28 EQDWTO HCL Technologies Ltd. Long 434.70 438.55 1,184.98 EQDWTO Tata Consultancy Services Ltd. Long 1,787.70 1,827.45 4,733.61 EQDWTO Asian Paints Ltd. Long 1,622.18 1,670.65 3,366.51 EQDWTO Kotak Mahindra Bank Ltd. Long 1,341.97 1,292.90 3,033.27 EQDWTO Marico Ltd. Long 255.77 274.20 333.89 EQDWTO Bharti Airtel Ltd. Long 441.20 442.45 3,393.47 EQDWTO Housing Development Finance Corporation Ltd. Long 1,614.54 1,637.05 3,103.30 EQDWTO HDFC Bank Ltd. Long 873.45 864.40 3,180.35 INASIA EQUITAS HOLDINGS LTD Long 42.30 42.70 102.64 BAFIN EQUITAS HOLDINGS LTD Long 44.57 42.70 338.38 BAFIN IndusInd Bank Ltd. Long 439.93 353.45 695.12 BAFIN LIC Housing Finance Ltd. Long 258.35 236.05 615.69 BAFIN State Bank of India Long 193.20 196.60 422.25 BAFIN Federal Bank Ltd. Long 49.77 41.20 1,346.16 INDOPP Federal Bank Ltd. Long 45.30 41.20 719.64 INDOPP Tata Power Company Ltd. Long 33.85 33.00 1,061.75 INDOPP INTERGLOBE AVIATION LTD. Long 995.99 1,054.20 765.60 COMFUND Reliance Industries Ltd. Long 1,100.48 1,117.95 19.26 c Hedging Positions through Put Options as on March 31, 2020 is Nil.

d Hedging Positions through Call Options as on March 31, 2020 Nil.

e Other than Hedging Position through Options as on March 31, 2020 is Nil.

f For the year/period ended March 31, 2020, the following transactions through futures have been squared off/ expired:

Hedging Transactions Scheme Code Transactions Where futures were bought Transactions Where futures were Sold Combined Hedged Net Total % of existing No of Contract * Gross Notional Value No of Contract * Gross Notional Value Profit/(Loss) Assets hedged through (` in Lakhs) (` in Lakhs) (` in Lakhs) Futures BAFIN - - 5,410.00 42,882.76 (249.03) - COMFUND - - 130.00 727.27 25.45 5.02% DIVYLD - - 34.00 327.26 63.95 - EQDINO - - 15,45,372.50 99,30,269.25 3,16,823.34 67.27% EQDWTO - - 9,08,565.00 59,76,952.86 78,770.05 ^^ ESTAR - - 20,372.00 1,25,940.76 4,077.83 ^^ GIFT - - 472.00 4,402.99 (5.28) - GROWTH - - 5,134.00 33,495.91 (163.18) 1.28% INDOPP - - 108.00 1,088.11 25.53 - MGFINDIA - - 15,762.00 89,638.42 (1,249.29) 1.92% MNCFUND - - 21,521.00 1,35,175.91 (1,692.11) 0.60% PHARMA - - 10,312.00 65,415.31 2,397.30 - POWER - - 770.00 4,856.02 (2.07) ^^ SERVE ------TARGET - - 400.00 3,730.94 (178.08) - BHACON - - 6,538.00 39,001.32 543.87 - * Number of contracts have been arrived using the applicable lot size as on the date of original purchase. ^^ Amount less than ` 0.005 lakhs or 0.005%

47 Other than Hedging Transactions Scheme Code Transactions Where futures were bought Transactions Where futures were Sold Combined Non Hedged Total exposure due to Net Profit/(Loss) Futures (non hedging No of Contract * Gross Notional Value No of Contract * Gross Notional Value (` in Lakhs) positions) as a % of (` in Lakhs) (` in Lakhs) Net Assets BAFIN 7,509.00 44,768.93 4,376.00 26,191.30 (7,883.78) 2.89% BHACON 1,785.00 15,408.44 - 0.00 11.33 - COMFUND 22.00 160.17 - - (11.98) 2.44% DIVYLD 40.00 348.63 - 0.00 5.68 - EQDINO 6,982.00 47,397.89 32.00 139.30 39.50 - EQDWTO 1,62,061.00 13,29,073.90 2,95,917.00 26,45,538.85 (31,719.08) 7.36% ESTAR 4,738.00 38,174.73 - 0.00 (658.53) - GROWTH 3,786.00 25,688.60 400.00 3,499.86 (93.30) - INDOPP 7,191.00 36,498.03 - 0.00 (3,592.78) 3.94% MGFINDIA 3,069.00 27,079.37 3,206.00 28,506.76 628.86 ^^ MNCFUND 514.00 4,075.84 - 0.00 (465.49) 2.38% NIFJUN 36.00 366.73 - 0.00 40.65 - POWER 17,288.00 1,05,102.19 - 0.00 (7,025.69) 2.97% SERVE 704.00 4,147.93 - 0.00 (732.29) - TARGET - - 4,116.00 37,020.89 1,012.36 - INASIA 91.00 398.12 - 0.00 (212.49) ^^

* Number of contracts have been arrived using the applicable lot size as on the date of original purchase.

^^ Amount less than ` 0.005 lakhs or 0.005%

g Hedging transaction through Options were transacted during the year ended March 31, 2020 is Nil.

h For the year/period ended March 31, 2020, with regard to non-hedging transactions through options which have already been exercised/expired is Nil

i For the year/period ended March 31, 2020 with regard to non-hedging transactions through options which have already been exercised/expired:

Scheme Call/Put Underlying Security Strike price Number of Gross Notional Value Net Profit/(Loss) Name contracts* (in ` in Lakhs) (in `in Lakhs) POWER Call BANKEX 29,000.00 12 1.85 1.53 BAFIN Call HDFC Bank Ltd. 1,220.00 150 21.66 3.73 * Number of contracts have been arrived using the applicable lot size as on the date of original purchase. j Hedging Positions through swap as on March 31, 2020:

Scheme Long / (Short) Underlying Security Notional Value Maturity Date * Positions (` in Lakhs) EQDWTO Long GE SHIPPING 8.70% NCD MD 31-May-2025 5,000.00 03-Apr-20 (Short) (5,000.00) 12-Sep-24 EQDWTO Long 7.57% GOI - MD - 17-Jun-2033 10,000.00 03-Apr-20 (Short) (10,000.00) 14-Mar-24 EQDWTO Long Zydus Wellness Ltd NCD 9.14% - TRANCHE II - MD - 16-Jan-2023 5,000.00 03-Apr-20 (Short) (5,000.00) 12-Sep-22 EQDWTO Long ICICI Bank Ltd 9.15% Perp NCD - Call 20-Jun-23 - MD - 31-Dec-2099 10,000.00 03-Apr-20 (Short) (10,000.00) 12-Sep-22

* Long position represents the floating leg of IRS contract and the maturity date is considered as next interest fixing date.

* Short position represents the fixed leg of IRS contract (in the form of underlying security) and the maturity date is considered as the maturity date of IRS contract.

48 1.3 Investments made by schemes in Sponsor/Associates/Group Companies: (` in Lakhs) Scheme Code Name of Sponsor/ Associate/Group Company Nature of Investment 2020-21 2019-20 Market value of Market value of Investment by Scheme Investment by Scheme BAFIN ICICI Bank Limited Equity Shares 55,679.01 31,833.62 BAFIN ICICI Lombard General Insurance Company Limited & Equity Shares 7,037.83 6,171.77 BAFIN ICICI Prudential Life Insurance Company Limited & Equity Shares - 7,794.45 BAFIN ICICI Securities Ltd. & Equity Shares 6,603.68 4,933.01 BHACON Asian Paints Ltd $ Equity Shares 928.16 - COMFUND Limited $ Equity Shares 393.26 3.78 DIVYLD Tata Chemicals Ltd $ Equity Shares 454.62 - EQDINO Asian Paints Ltd $ Equity Shares 12,651.48 - EQDINO ESCORTS Limited $ Equity Shares 1,345.75 - EQDINO GMR Infrastructure Ltd $ Equity Shares - 1,236.06 EQDINO ICICI Bank Limited Equity Shares 44,869.72 1,638.18 EQDINO ICICI Lombard General Insurance Co. Ltd. & Equity Shares 6.09 - EQDINO Tata Chemicals Ltd $ Equity Shares 6,751.16 - EQDWTO Brigade Enterprises Limited $ Equity Shares - 3,127.11 EQDWTO ICICI Bank Limited Debentures and Bonds - 72,044.78 EQDWTO ICICI Bank Limited Equity Shares 2,52,664.69 80,605.39 EQDWTO ICICI Lombard General Insurance Company Limited & Equity Shares 5,943.61 9,326.48 EQDWTO ICICI Prudential Life Insurance Company Limited & Equity Shares - - EQDWTO ICICI Securities Ltd. & Equity Shares 3,137.85 7,974.44 EQDWTO The Indian Hotels Company Ltd. $ Equity Shares 6,476.82 - ESTAR ICICI Lombard General Insurance Company Limited & Equity Shares - 1,474.51 ESTAR The Indian Hotels Company Ltd. $ Equity Shares 8,197.72 - GIFT Birla Corporation Limited $ Equity Shares 392.71 171.60 GIFT ICICI Bank Limited Equity Shares 4,747.88 1,501.69 GIFT ICICI Securities Ltd & Equity Shares - 204.11 GROWTH ICICI Bank Limited Equity Shares 17,463.00 15,356.84 GROWTH ICICI Lombard General Insurance Company Limited & Equity Shares - 3,744.65 GROWTH Tata Chemicals Ltd $ Equity Shares 3,774.04 - GROWTH The Indian Hotels Company Ltd. $ Equity Shares 5,351.52 - INASIA Brigade Enterprises Limited $ Equity Shares - 1,577.19 INASIA ICICI Bank Limited Equity Shares - 1,176.18 INASIA Aster DM Healthcare Limited $ Equity Shares 2,549.52 1,502.04 INASIA Birla Corporation Limited $ Equity Shares 2,582.51 729.71 INDEX ICICI Bank Limited Equity Shares 9,289.54 4,087.79 INDEX Asian Paints Ltd $ Equity Shares 2,639.81 - INDOPP ICICI Bank Limited Equity Shares 1,039.74 3,237.50 INDOPP Birla Corporation Limited $ Equity Shares 5,821.00 - LTWEF Asian Paints Ltd $ Equity Shares 48.46 - LTWEF ICICI Bank Limited Equity Shares 263.84 121.68 LTWEF The Indian Hotels Company Ltd. $ Equity Shares 130.44 - MGFINDIA Tata Chemicals Ltd $ Equity Shares 1,427.80 - MNCFUND Tata Chemicals Ltd $ Equity Shares 1,100.74 - NIFJUN ICICI Lombard General Insurance Company Limited & Equity Shares 3,208.29 2,249.16 NIFJUN ICICI Prudential Life Insurance Company Limited & Equity Shares 1,772.39 1,290.23 PHARMA Aster DM Healthcare Limited $ Equity Shares 6,320.71 1,607.23 PHARMA Tata Chemicals Ltd $ Equity Shares 3,141.17 - POWER Birla Corporation Limited $ Equity Shares 1,077.20 - POWER ICICI Bank Limited Equity Shares 45,930.63 24,873.95 POWER ICICI Lombard General Insurance Company Limited & Equity Shares 2,065.10 8,126.21 POWER Tata Chemicals Ltd $ Equity Shares 8,256.97 - RETIREEQ ICICI Bank Limited Equity Shares 572.15 189.93 SERVE ICICI Bank Limited Equity Shares 5,827.30 4,208.75 TARGET ICICI Bank Limited Equity Shares 6,368.80 - TARGET ICICI Lombard General Insurance Company Limited & Equity Shares 2,470.46 - SINDEX Asian Paints Ltd $ Equity Shares 524.83 - SINDEX ICICI Bank Limited Equity Shares 1,842.59 552.20

49 (` in Lakhs) Name of Sponsor/ Associate/Group Company Nature of Investment 2020-21 2019-20 Aggregate Market Aggregate Market Value of Investment Value of Investment by all Schemes by all Schemes Aster DM Healthcare Limited $ Equity Shares 9,472.90 3,203.48 Asian Paints Ltd $ Equity Shares 38,937.39 - Birla Corporation Limited $ Equity Shares 12,516.33 1,257.82 Brigade Enterprises Limited $ Equity Shares - 7,711.08 ESCORTS Limited $ Equity Shares 1,395.75 - Shriram City Union Finance Limited $ Equity Shares - 7.54 GMR Infrastructure Ltd $ Equity Shares - 1,252.43 Tata Chemicals Ltd $ Equity Shares 43,191.45 - The Indian Hotels Company Ltd. $ Equity Shares 32,569.04 - ICICI Bank Limited Debentures and Bonds - 2,25,706.15 ICICI Bank Limited Equity Shares 13,54,319.39 5,29,508.11 ICICI Home Finance Company Limited & Debentures and Bonds 11,560.77 14,093.20 ICICI Lombard General Insurance Company Limited & Equity Shares 40,104.48 45,622.13 ICICI Prudential Life Insurance Company Limited & Equity Shares 10,270.07 15,857.57 ICICI Securities Ltd. & Equity Shares 26,132.03 26,113.17 The above investments are in normal course and are in accordance with the investment objective of relevant scheme. $ The disclosure has been made as director (s) of the AMC is/ are also on the board of the aforesaid companies. & The disclosure has been made as Group company and as director (s) of the AMC is/ are also on the board of the aforesaid companies.

1.4 Subscription by scheme (excluding Secondary Market Purchases) in the issues lead managed by the associate company during 2020-21: (` in Lakhs) Name of the Issuer Instrument Scheme Code Amount Computer Age Management Services Ltd. Equity Shares ESTAR 4,688.10 Computer Age Management Services Ltd. Equity Shares GROWTH 2,442.13 Computer Age Management Services Ltd. Equity Shares INASIA 3,691.30 Computer Age Management Services Ltd. Equity Shares EQDWTO 34,999.95 Happiest Minds Technologies Ltd. Equity Shares INASIA 799.89 Happiest Minds Technologies Ltd. Equity Shares TECH 800.04 JM Financial Ltd. Equity Shares BAFIN 3,544.30 JM Financial Ltd. Equity Shares ESTAR 3,544.30 JM Financial Ltd. Equity Shares INASIA 5,316.46 Route Mobile Ltd. Equity Shares ESTAR 690.90 Route Mobile Ltd. Equity Shares TECH 345.52 Reliance Industries Ltd. Equity Shares EQDWTO 1,571.25 Reliance Industries Ltd. Equity Shares COMFUND 2.57 UTI Asset Managament Co. Ltd. Equity Shares POWER 2,494.10 Ltd. Equity Shares ESTAR 400.04 Angel Broking Ltd. Equity Shares INASIA 499.90 Angel Broking Ltd. Equity Shares EQDWTO 6,670.68 Angel Broking Ltd. Equity Shares POWER 2,300.08 Axis Bank Ltd. Equity Shares GROWTH 3,300.00 Housing Development Finance Corporation Ltd. Equity Shares BAFIN 1,832.76 Housing Development Finance Corporation Ltd. Equity Shares ESTAR 3,370.20 Housing Development Finance Corporation Ltd. Equity Shares GROWTH 4,555.16 Bank of Baroda Equity Shares BAFIN 3,450.99 Bank of Baroda Equity Shares DIVYLD 652.04 Bank of Baroda Equity Shares EQDWTO 10,771.08 Bank of Baroda Equity Shares ESTAR 3,350.23 Bank of Baroda Equity Shares GROWTH 4,483.20 Bank of Baroda Equity Shares POWER 2,451.00 Bank of Baroda Equity Shares TARGET 3,529.95 Canara Bank Equity Shares POWER 4,578.50 CREDITACCESS GRAMEEN LTD. Equity Shares BAFIN 1,217.20 CREDITACCESS GRAMEEN LTD. Equity Shares EQDWTO 4,418.75 Home First Finance Company India Ltd Equity Shares BAFIN 933.33 Home First Finance Company India Ltd Equity Shares ESTAR 933.33 Home First Finance Company India Ltd Equity Shares POWER 933.33

50 Name of the Issuer Instrument Scheme Code Amount Indigo Paints Ltd Equity Shares ESTAR 799.98 Indigo Paints Ltd Equity Shares INASIA 799.98 INOX Leisure Ltd. Equity Shares DIVYLD 331.50 INOX Leisure Ltd. Equity Shares INASIA 2,200.00 INOX Leisure Ltd. Equity Shares TECH 650.00 Nazara Technologies Ltd Equity Shares BHACON 263.93 Nazara Technologies Ltd Equity Shares ESTAR 263.93 Nazara Technologies Ltd Equity Shares INASIA 264.07 Nazara Technologies Ltd Equity Shares TECH 264.07 Railtel Corp of India Ltd Equity Shares ESTAR 749.92 Railtel Corp of India Ltd Equity Shares INASIA 749.92 UTI ASSET MANAGEMENT CO LTD Equity Shares EQDWTO 7,479.00 Subscription by scheme (excluding Secondary Market Purchases) in the issues lead managed by the associate company during 2019-20: (` in Lakhs) Name of the Issuer Instrument Scheme Code Amount Bharti Airtel Limited Equity Share EQDWTO 756.11 Bharti Airtel Limited Equity Share ESTAR 11.00 Bharti Airtel Limited Equity Share GIFT 54.84 Bharti Airtel Limited Equity Share GROWTH 205.88 Bharti Airtel Limited Equity Share INDOPP 272.96 Bharti Airtel Limited Equity Share POWER 421.12 Bharti Airtel Limited Equity Share RETIREEQ 6.33 Bharti Airtel Limited Equity Share SERVE 127.89 IndiaMart InterMESH Ltd Equity Share GROWTH 5,999.86 IndiaMart InterMESH Ltd Equity Share INASIA 350.28 IndiaMart InterMESH Ltd Equity Share TECH 200.24 RBL BANK LIMITED Equity Share ESTAR 2,500.00 RBL BANK LIMITED Equity Share GROWTH 3,000.00 1.5 Subscription to any issue of equity or debt on private placement basis where the sponsor or its associate companies have acted as arranger or manager during 2020-21 is Nil.

Subscription to any issue of equity or debt on private placement basis where the sponsor or its associate companies have acted as arranger or manager during 2019-20: (` in Lakhs) Name of the Issuer Instrument Scheme Code Amount LIC Housing Finance Limited Non Convertible Debentures EQDWTO 5,000.00 Rural Electrification Corporation Limited Non Convertible Debentures EQDWTO 7,500.00

1.6 Open Position of securities borrowed : Nil (Previous Year - Nil) Open Position of securities lend : Nil (Previous Year - Nil) 1.7 Details of the securities rated below investment grade as at March 31, 2021. (Previous year : Nil) Scheme Name Security Name Market Value as at % of AUM March 31, 2021 (In Lakhs) ICICI Prudential Balanced Advantage Fund IIERT Oct 2018 II - Series A - PTC - MD - 30-Dec-2022 655.6114328 2.16% Provision thereof Nil (Previous Year - Nil)

1.8 Aggregate Unrealised Gain / Loss as at the end of the Financial Year and percentage to net assets: Scheme Code 2020-21 2019-20 Unrealised Gain / % of Net Assets Unrealised Gain / % of Net Assets (Loss) (` in Lakhs) (Loss) (` in Lakhs) BAFIN 77,126.98 19.95% (99,671.25) -39.31% BHACON 5,041.79 18.47% (7,584.87) -19.46% COMFUND 4,054.98 18.84% (820.73) -42.51% DIVYLD 2,738.67 12.02% (7,367.90) -60.38% EQDINO 1,36,764.87 13.05% (1,19,826.04) -16.80% EQDWTO 5,07,558.98 16.74% (3,45,220.58) -15.11% ESTAR 51,803.80 22.15% (72,208.33) -54.82% FMCG 7,951.68 13.12% (1,826.56) -3.96% GIFT 11,024.23 14.88% (11,645.50) -22.74% GROWTH 60,695.77 16.29% (93,048.37) -38.49% INASIA 56,521.39 27.36% (37,142.36) -42.15%

51 Scheme Code 2020-21 2019-20 Unrealised Gain / % of Net Assets Unrealised Gain / % of Net Assets (Loss) (` in Lakhs) (Loss) (` in Lakhs) INDEX 33,938.69 22.74% (11,511.10) -16.51% INDOPP 51,895.14 16.89% (80,975.76) -41.41% LTWEF 1,062.11 22.10% (872.27) -29.14% MGFINDIA 9,391.61 15.97% (32,454.60) -54.77% MNCFUND 12,369.93 21.65% (12,299.08) -25.76% NIFJUN 17,058.75 16.44% (15,255.33) -25.53% PHARMA 40,204.81 18.15% (16,579.74) -15.44% POWER 1,31,873.52 22.39% (1,69,526.21) -40.82% RETIREEQ 1,612.92 17.64% (1,815.34) -36.55% SERVE 9,962.92 13.67% (16,288.07) -36.29% SINDEX 4,344.56 17.41% (1,571.49) -18.78% TARGET 10,830.42 8.88% (20,564.83) -42.77% TECH 38,777.85 21.25% 2,801.76 8.77% USBLUE 18,500.11 14.41% 712.33 1.40% 1.9 Aggregate Value of Purchase and Sale with Percentage to average assets : Scheme Code 2020-21 2019-20 Average Purchases % to Sales % to Average Purchases % to Sales % to Net Assets (` in Lakhs) Average (` in Lakhs) Average Net Assets (` in Lakhs) Average (` in Lakhs) Average (` in Lakhs) Net Assets Net Assets (` in Lakhs) Net Assets Net Assets Equity Securities BAFIN 2,96,788.58 1,50,947.89 50.86% 1,92,398.00 64.83% 3,29,512.97 2,18,829.76 66.41% 1,30,883.12 39.72% BHACON 36,118.14 8,092.58 22.41% 32,490.76 89.96% 54,775.90 78,923.75 144.08% 34,003.49 62.08% COMFUND 6,999.94 19,402.50 277.18% 7,232.99 103.33% 1,767.69 3,054.93 172.82% 280.23 15.85% DIVYLD 17,090.19 17,276.71 101.09% 15,901.64 93.05% 17,057.95 9,147.46 53.63% 7,338.05 43.02% EQDINO 9,77,299.58 17,09,630.92 174.93% 18,46,950.31 188.99% 11,78,023.67 18,66,938.23 158.48% 16,81,949.82 142.78% EQDWTO 26,88,135.22 6,58,363.31 24.49% 11,55,120.73 42.97% 28,08,236.91 11,97,200.03 42.63% 11,38,040.99 40.53% ESTAR 1,88,325.07 1,79,650.55 95.39% 2,03,328.80 107.97% 1,75,108.15 91,009.46 51.97% 59,363.59 33.90% FMCG 54,159.26 28,396.83 52.43% 28,890.66 53.34% 51,303.20 27,673.54 53.94% 27,680.16 53.95% GIFT 64,463.70 26,148.71 40.56% 40,094.10 62.20% 63,211.05 42,059.64 66.54% 31,751.37 50.23% GROWTH 2,79,557.40 2,70,583.84 96.79% 3,08,828.43 110.47% 3,29,283.33 2,63,584.31 80.05% 2,12,353.09 64.49% INASIA 1,44,080.04 88,210.03 61.22% 70,195.25 48.72% 57,947.34 1,30,334.79 224.92% 34,096.71 58.84% INDEX 1,03,283.46 78,767.10 76.26% 52,689.64 51.01% 45,496.24 66,116.88 145.32% 20,965.31 46.08% INDOPP 2,66,081.29 93,701.72 35.22% 1,28,013.04 48.11% 1,97,425.34 2,36,446.73 119.77% 1,17,625.94 59.58% LTWEF 4,053.31 800.02 19.74% 996.05 24.57% 4,129.23 541.84 13.12% 198.49 4.81% MGFINDIA 64,448.35 6,079.95 9.43% 50,652.27 78.59% 1,03,767.40 36,931.91 35.59% 55,824.51 53.80% MNCFUND 54,609.93 13,886.10 25.43% 37,425.17 68.53% 63,176.16 86,051.44 136.21% 34,342.10 54.36% NIFJUN 83,943.38 72,473.64 86.34% 66,250.75 78.92% 59,246.51 65,539.99 110.62% 32,190.68 54.33% PHARMA 1,83,159.31 1,05,467.60 57.58% 95,033.53 51.89% 1,32,893.60 30,088.39 22.64% 49,771.12 37.45% POWER 5,46,935.06 4,24,802.76 77.67% 5,34,727.10 97.77% 4,30,082.30 4,63,634.32 107.80% 2,29,558.46 53.38% RETIREEQ 7,237.61 3,108.39 42.95% 2,928.53 40.46% 5,725.84 4,009.35 70.02% 1,122.91 19.61% SERVE 56,399.99 48,480.05 85.96% 51,076.66 90.56% 69,668.39 56,880.04 81.64% 72,247.32 103.70% SINDEX 15,210.18 17,120.82 112.56% 7,576.86 49.81% 3,587.76 9,545.67 266.06% 881.45 24.57% TARGET 82,843.87 81,030.09 97.81% 46,612.74 56.27% 64,003.55 28,511.97 44.55% 28,026.14 43.79% TECH 82,627.64 1,73,100.43 209.49% 92,565.15 112.03% 42,803.22 12,840.34 30.00% 15,801.02 36.92% USBLUE 87,006.38 9,1561.88 105.24% 46,353.88 53.28% 36,184.16 44,565.81 123.16% 22,496.93 62.17% Other than Equity Securities BAFIN 2,96,788.58 5,376.28 1.81% 7,700.00 2.59% 3,29,512.97 21,063.75 6.39% 18,811.72 5.71% BHACON 36,118.14 - - - - 54,775.90 8,921.97 16.29% 8,959.63 16.36% COMFUND 6,999.94 - - - - 1,767.69 24.85 1.41% 25.00 1.41% DIVYLD 17,090.19 - - - - 17,057.95 970.64 5.69% 1,737.15 10.18% EQDINO 9,77,299.58 7,20,018.05 73.67% 8,31,316.39 85.06% 11,78,023.67 10,13,289.51 86.02% 9,57,075.03 81.24% EQDWTO 26,88,135.22 13,24,401.45 49.27% 11,36,282.24 42.27% 28,08,236.91 11,99,058.20 42.70% 14,69,106.71 52.31% ESTAR 1,88,325.07 2,100.00 1.12% 3,151.30 1.67% 1,75,108.15 9,646.50 5.51% 10,248.29 5.85% FMCG 54,159.26 - - - - 51,303.20 - - 40.57 0.08% GIFT 64,463.70 15,131.72 23.47% 7,811.23 12.12% 63,211.05 14,685.20 23.23% 10,159.99 16.07%

52 Scheme Code 2020-21 2019-20 Average Purchases % to Sales % to Average Purchases % to Sales % to Net Assets (` in Lakhs) Average (` in Lakhs) Average Net Assets (` in Lakhs) Average (` in Lakhs) Average (` in Lakhs) Net Assets Net Assets (` in Lakhs) Net Assets Net Assets GROWTH 2,79,557.40 - - 200.00 0.07% 3,29,283.33 35,095.81 10.66% 41,072.68 12.47% INASIA 1,44,080.04 - - - - 57,947.34 - - - - INDEX 1,03,283.46 - - - - 45,496.24 - - 3.77 0.01% INDOPP 2,66,081.29 8,085.70 3.04% 9,342.73 3.51% 1,97,425.34 25,964.53 13.15% 22,415.70 11.35% LTWEF 4,053.31 - - - - 4,129.23 - - 1.77 0.04% MGFINDIA 64,448.35 400.00 0.62% 400.00 0.62% 1,03,767.40 8,537.00 8.23% 14,124.99 13.61% MNCFUND 54,609.93 99.26 0.18% 2,100.00 3.85% 63,176.16 13,502.13 21.37% 11,536.10 18.26% NIFJUN 83,943.38 - - - - 59,246.51 - - - - PHARMA 1,83,159.31 16,608.40 9.07% 16,366.01 8.94% 1,32,893.60 6,498.00 4.89% 11,498.00 8.65% POWER 5,46,935.06 12,000.00 2.19% 14,390.44 2.63% 4,30,082.30 32,076.11 7.46% 37,667.56 8.76% RETIREEQ 7,237.61 - - - - 5,725.84 346.37 6.05% 322.77 5.64% SERVE 56,399.99 - - 100.00 0.18% 69,668.39 1,240.71 1.78% 1,055.11 1.51% SINDEX 15,210.18 - - - - 3,587.76 - - - - TARGET 82,843.87 - - - - 64,003.55 2,032.00 3.17% 2,041.02 3.19% TECH 82,627.64 - - - - 42,803.22 1,996.80 4.67% 1,996.80 4.67% USBLUE 87,006.38 - - - - 36,184.16 - - - - Total BAFIN 2,96,788.58 1,56,324.17 52.67% 2,00,098.00 67.42% 3,29,512.97 2,39,893.51 72.80% 1,49,694.84 45.43% BHACON 36,118.14 8,092.58 22.41% 32,490.76 89.96% 17,057.95 10,118.10 59.32% 9,075.19 53.20% COMFUND 6,999.94 19,402.50 277.18% 7,232.99 103.33% 11,78,023.67 28,80,227.74 244.50% 26,39,024.85 224.02% DIVYLD 17,090.19 17,276.71 101.09% 15,901.64 93.05% 28,08,236.91 23,96,258.23 85.33% 26,07,147.70 92.84% EQDINO 9,77,299.58 24,29,648.97 248.61% 26,78,266.70 274.05% 1,75,108.15 1,00,655.97 57.48% 69,611.88 39.75% EQDWTO 26,88,135.22 19,82,764.75 73.76% 22,91,402.97 85.24% 51,303.20 27,673.54 53.94% 27,720.73 54.03% ESTAR 1,88,325.07 1,81,750.55 96.51% 2,06,480.10 109.64% 63,211.05 56,744.84 89.77% 41,911.35 66.30% FMCG 54,159.26 28,396.83 52.43% 28,890.66 53.34% 3,29,283.33 2,98,680.12 90.71% 2,53,425.77 76.96% GIFT 64,463.70 41,280.42 64.04% 47,905.32 74.31% 57,947.34 1,30,334.79 224.92% 34,096.71 58.84% GROWTH 2,79,557.40 2,70,583.84 96.79% 3,09,028.43 110.54% 45,496.24 66,116.88 145.32% 20,969.08 46.09% INASIA 1,44,080.04 88,210.03 61.22% 70,195.25 48.72% 1,97,425.34 2,62,411.26 132.92% 1,40,041.64 70.93% INDEX 1,03,283.46 78,767.10 76.26% 52,689.64 51.01% 4,129.23 541.84 13.12% 200.26 4.85% INDOPP 2,66,081.29 1,01,787.42 38.25% 1,37,355.77 51.62% 1,03,767.40 45,468.91 43.82% 69,949.50 67.41% LTWEF 4,053.31 800.02 19.74% 996.05 24.57% 59,246.51 65,539.99 110.62% 32,190.68 54.33% MGFINDIA 64,448.35 6,479.95 10.05% 51,052.27 79.21% 1,32,893.60 36,586.39 27.53% 61,269.12 46.10% MNCFUND 54,609.93 13,985.36 25.61% 39,525.17 72.38% 4,30,082.30 4,95,710.44 115.26% 2,67,226.02 62.13% NIFJUN 83,943.38 72,473.64 86.34% 66,250.75 78.92% 5,725.84 4,355.72 76.07% 1,445.69 25.25% PHARMA 1,83,159.31 1,22,075.99 66.65% 1,11,399.55 60.82% 4,424.15 309.41 6.99% 4,294.97 97.08% POWER 5,46,935.06 4,36,802.76 79.86% 5,49,117.54 100.40% 69,668.39 58,120.75 83.42% 73,302.43 105.22% RETIREEQ 7,237.61 3,108.39 42.95% 2,928.53 40.46% 3,587.76 9,545.67 266.06% 881.45 24.57% SERVE 56,399.99 48,480.05 85.96% 51,176.66 90.74% 64,003.55 30,543.97 47.72% 30,067.15 46.98% SINDEX 15,210.18 17,120.82 112.56% 7,576.86 49.81% 42,803.22 14,837.14 34.66% 17,797.82 41.58% TARGET 82,843.87 81,030.09 97.81% 46,612.74 56.27% 54,775.90 87,845.72 160.37% 42,963.12 78.43% TECH 82,627.64 1,73,100.43 209.49% 92,565.15 112.03% 63,176.16 99,553.57 157.58% 45,878.20 72.62% USBLUE 87,006.38 9,1561.88 105.24% 46,353.88 53.28% 36,184.16 44,565.81 123.16% 22,496.93 62.17%

Excludes transactions in futures & options, Interest Rate Swaps, Collaterised Lending,Reverse Repo and Tri-Party Repo Includes Units of Mutual Funds, debt and money market and Fixed Deposits. ^^ Less than 0.01% or 0.01 Lakhs

53 1.10 Non-Traded securities in the portfolio: Scheme Code Particulars As at March 31, 2021 As at March 31, 2020 Amount (` in Lakhs) % of Net Assets Value Amount (` in Lakhs) % of Net Assets Value EQDINO Aggregate value of non traded Debt - - 14,977.32 2.10% EQDINO Aggregate value of non traded Money - - 65,420.12 9.17% Market Instruments EQDWTO Aggregate value of non traded Debt 4,77,627.26 15.76% 4,69,891.17 20.57% EQDWTO Aggregate value of non traded Money - - 40,436.72 1.77% Market Instruments EQDWTO Aggregate value of non traded Units of 11,149.42 0.37% 33,764.00 1.48% Mutual Fund GIFT Aggregate value of non traded Debt 11,630.51 15.70% 8,024.31 15.67%

2 Details of Transaction with Associates under regulation 25(8). Brokerage paid to associates/related parties/group companies of Sponsor/AMC

Name Nature of Scheme Code 2020-21 2019-20 Association/ Nature of Value of % of Brokerage % of the total Value of % of Brokerage % of the total relation transaction total value of (` in Lakhs) brokerage transaction total value of (` in Lakhs) brokerage (` in Lakhs) transaction related to (` in Lakhs) transaction related to of the fund scheme of the fund scheme ICICI Group BAFIN 12,657.74 2.54% 6.19 3.14% 37,399.59 7.42% 19.49 9.18% Securities Company Limited BHACON 2,335.56 5.84% 1.16 6.02% 6,507.19 4.78% 3.76 6.83% COMFUND 769.60 2.95% 0.37 3.36% 216.70 4.20% 0.09 5.25% DIVYLD 663.41 2.02% 0.31 2.05% 1,282.11 7.95% 0.60 7.56% EQDINO 8,94,371.81 4.34% 136.09 5.75% 6,31,445.25 3.80% 55.99 2.63% EQDWTO 5,27,827.63 3.42% 102.04 3.54% 3,33,111.86 2.33% 92.96 3.27% ESTAR 23,662.12 6.83% 11.94 6.94% 9,507.29 3.84% 4.82 6.04% FMCG 3,084.33 5.48% 1.52 5.17% 2,928.38 5.42% 1.60 5.57% GIFT 145.32 0.22% 0.07 0.22% 7,721.20 9.58% 3.82 10.53% GROWTH 44,323.75 7.67% 22.05 7.70% 21,104.57 4.26% 10.69 4.24% INASIA 1,629.10 1.42% 0.69 1.06% 7,063.16 4.74% 3.45 4.37% INDOPP 19,601.76 5.00% 10.01 7.50% 12,016.26 3.08% 5.84 3.02% LTWEF - - - - 172.80 23.30% 0.08 20.66% MGFINDIA 1,794.48 1.72% 0.85 2.50% 8,762.95 3.72% 4.73 7.66% MNCFUND 2,401.39 4.21% 1.16 4.52% 4,574.76 1.85% 2.22 3.44% PHARMA 6,239.61 1.81% 3.07 2.67% 8,224.44 9.73% 4.20 9.93% POWER 51,818.43 5.24% 22.88 5.27% 58,301.57 7.09% 27.85 7.31% RETIREEQ 127.40 1.90% 0.06 2.05% 441.11 9.68% 0.22 9.64% SERVE 1,369.79 1.38% 0.64 1.36% 11,506.48 8.88% 6.11 9.01% TARGET 3,053.84 2.50% 1.47 2.27% 6,394.36 4.70% 3.37 8.54% TECH 6,833.91 2.70% 3.30 2.71% 1,336.15 4.70% 0.64 4.49%

54 Commission paid to associates/related parties/group companies of Sponsor/AMC

Name Nature of Scheme Code 2020-21 2019-20 Association/ Value of % of Commission % of the Value of % of Commission % of the Nature of transaction total value of (` in Lakhs) total transaction total value of (` in Lakhs) total relation (` in Lakhs) transaction commission (` in Lakhs) transaction commission of the fund related to of the fund related to scheme scheme ICICI Bank Limited Sponsor BAFIN 6,256.88 6.94% 62.69 3.17% 4,613.80 3.75% 54.04 2.64% BHACON 450.40 14.39% 240.74 52.47% 44,065.10 65.46% 548.19 60.88% COMFUND 142.70 1.50% 0.43 0.65% 5.46 0.22% 0.02 0.20% DIVYLD 1,655.20 19.14% 38.90 28.70% 2,880.39 52.77% 27.67 26.53% EQDINO 14,007.60 1.47% 49.04 2.14% 19,602.45 1.86% 85.16 3.45% EQDWTO 1,49,195.78 20.96% 1,516.99 11.07% 1,15,181.54 16.44% 1,393.47 11.39% ESTAR 5,728.71 12.22% 110.37 7.25% 5,313.95 8.60% 58.33 4.48% FMCG 301.38 1.92% 7.40 2.31% 239.00 2.22% 6.33 2.20% GIFT 36.35 0.83% 9.49 2.05% 42.49 0.62% 10.02 2.29% GROWTH 10,951.80 22.49% 218.02 13.29% 12,777.94 16.73% 138.94 8.16% INASIA 1,945.83 3.56% 49.82 2.84% 2,865.81 3.15% 20.55 3.11% INDEX 1,845.54 3.47% 4.79 6.09% 839.06 2.61% 3.84 5.10% INDOPP 11,585.64 16.90% 675.62 24.86% 15,271.36 13.64% 1,020.23 35.57% LTWEF 14.91 11.49% 0.12 0.80% 8.32 2.47% 0.12 0.75% MGFINDIA 1,093.45 20.97% 175.69 35.21% 1,951.83 24.50% 490.47 52.64% MNCFUND 821.08 8.25% 279.15 40.11% 40,269.94 55.00% 380.55 52.77% NIFJUN 291.76 0.82% 2.19 1.95% 218.10 0.70% 2.24 3.03% PHARMA 14,524.75 14.42% 121.85 8.61% 1,712.77 9.54% 227.87 24.07% POWER 22,847.16 20.30% 463.52 12.06% 29,363.11 14.24% 239.72 7.61% RETIREEQ 532.58 21.24% 34.07 30.69% 1,015.35 27.72% 40.48 38.67% SERVE 331.10 6.27% 19.03 6.71% 740.97 9.35% 33.52 9.45% SINDEX 667.15 3.96% 0.32 6.50% 102.27 1.39% 0.09 5.81% TARGET 2,814.36 4.83% 56.10 6.63% 2,718.33 12.88% 32.26 6.50% TECH 3,367.84 3.12% 23.16 4.51% 363.74 4.99% 9.59 4.34% USBLUE 2,904.41 5.20% 47.39 8.89% 1,447.91 6.03% 15.52 8.16% ICICI Group BAFIN 7,512.68 8.34% 246.36 12.47% 12,262.87 9.98% 293.56 14.33% Securities Limited Company BHACON 161.30 5.15% 5.65 1.23% 918.72 1.36% 7.55 0.84% COMFUND 357.25 3.76% 0.84 1.27% 24.34 0.96% 0.09 0.90% DIVYLD 77.37 0.89% 1.68 1.24% 85.05 1.56% 2.03 1.95% EQDINO 9,975.11 1.05% 34.85 1.52% 9,517.23 0.90% 37.59 1.52% EQDWTO 34,346.51 4.82% 571.83 4.17% 28,567.18 4.08% 573.07 4.68% ESTAR 2,198.96 4.69% 60.33 3.96% 3,745.12 6.06% 35.26 2.71% FMCG 865.53 5.51% 24.02 7.50% 709.33 6.58% 22.00 7.65% GIFT 58.96 1.35% 10.16 2.20% 275.34 4.00% 13.55 3.10% GROWTH 1,349.07 2.77% 35.15 2.14% 1,356.81 1.78% 37.56 2.20% INASIA 1,079.89 1.98% 11.76 0.67% 715.85 0.79% 6.91 1.04% INDEX 4,054.20 7.62% 6.62 8.42% 1,755.36 5.47% 5.77 7.67% INDOPP 2,066.15 3.01% 18.15 0.67% 799.43 0.71% 21.73 0.76% LTWEF 1.02 0.79% 5.57 36.98% 13.08 3.88% 6.05 37.88% MGFINDIA 378.08 7.25% 5.38 1.08% 445.80 5.60% 12.12 1.30% MNCFUND 307.24 3.09% 18.43 2.65% 2,134.03 2.91% 19.18 2.66% NIFJUN 1,073.73 3.02% 10.34 9.19% 1,212.98 3.89% 8.38 11.35% PHARMA 4,793.98 4.76% 45.51 3.21% 878.85 4.90% 19.48 2.06% POWER 1,756.54 1.56% 54.51 1.42% 2,724.30 1.32% 72.94 2.32% RETIREEQ 41.52 1.66% 1.07 0.96% 39.47 1.08% 0.73 0.70% SERVE 328.69 6.22% 15.47 5.46% 306.27 3.86% 18.54 5.23% SINDEX 3,382.00 20.08% 0.76 15.21% 382.52 5.19% 0.35 22.58% TARGET 364.37 0.63% 5.45 0.64% 300.75 1.42% 6.18 1.24% TECH 4,877.81 4.51% 34.69 6.75% 469.95 6.45% 22.28 10.09% USBLUE 2,479.09 4.43% 41.23 7.73% 1,612.43 6.72% 15.15 7.96% Jagdish H Thacker Distributor is a INASIA - - ^^ ^^ - - ^^ ^^ $ relative of an employee of the AMC Rudra Pratap Distributor is a INDOPP - - ^^ ^^ - 0.00% ^^ ^^ Singh $ relative of an POWER 1.14 ^^ 0.03 ^^ 1.14 ^^ 0.02 ^^ employee of the AMC

55 Name Nature of Scheme Code 2020-21 2019-20 Association/ Value of % of Commission % of the Value of % of Commission % of the Nature of transaction total value of (` in Lakhs) total transaction total value of (` in Lakhs) total relation (` in Lakhs) transaction commission (` in Lakhs) transaction commission of the fund related to of the fund related to scheme scheme Ramamoorthy Distributor is a BAFIN - - ^^ ^^ - - ^^ ^^ Setty relative of an EQDWTO 18.04 ^^ 0.09 ^^ - - ^^ ^^ Muthuram $ employee of GROWTH 0.36 ^^ 0.01 ^^ 0.36 ^^ 0.01 ^^ the AMC INASIA 0.50 ^^ 0.01 ^^ 0.35 ^^ ^^ ^^ MGFINDIA ------^^ ^^ PHARMA - - 0.03 ^^ 0.19 ^^ 0.02 ^^ POWER - - 0.03 ^^ 1.95 ^^ 0.02 ^^ SERVE - - 0.02 0.01% - - 0.02 ^^ Nuti Amit Thakkar Distributor is a BAFIN 7.05 0.01% 1.13 0.06% 11.46 ^^ 0.67 ^^ $ relative of an BHACON 4.39 ^^ 0.89 0.19% - - 0.47 ^^ employee of COMFUND 1.44 ^^ 0.04 0.06% 1.42 ^^ ^^ ^^ the AMC DIVYLD ------EQDINO ------EQDWTO - - 0.02 ^^ 0.73 ^^ 0.01 ^^ ESTAR 0.85 ^^ 0.12 0.01% 0.65 ^^ 0.06 ^^ FMCG 2.33 ^^ 0.70 0.22% 2.04 ^^ 0.35 ^^ GIFT 28.78 0.01 1.10 0.24% 14.32 ^^ 0.40 ^^ GROWTH - - ^^ ^^ - - ^^ ^^ INASIA 109.64 ^^ 3.01 0.17% 87.85 ^^ 0.39 ^^ INDEX ------INDOPP 36.42 ^^ 3.44 0.13% 5.69 ^^ 2.16 ^^ LTWEF - - 1.52 10.09% - - 0.75 0.05 MGFINDIA - - 0.86 0.17% - - 0.65 ^^ MNCFUND - - 1.08 0.16% - - 0.55 ^^ NIFJUN ------PHARMA 4.19 ^^ 0.61 0.04% - - 0.22 ^^ POWER 0.40 ^^ ------RETIREEQ 41.43 1.65% 1.55 1.40% 44.90 1.23% 0.31 ^^ SERVE 3.55 0.07% 0.42 0.15% 3.10 ^^ 0.23 ^^ SINDEX ------TARGET ------TECH 3.65 ^^ 0.44 0.09% 3.20 ^^ 0.16 ^^ USBLUE - - ^^ ^^ - - ^^ ^^ Vatsal Shah $ Distributor is a BAFIN - - - - 8.50 ^^ 0.17 0.01% relative of an EQDWTO ------^^ ^^ employee of ESTAR - - - - 0.30 ^^ 0.01 ^^ the AMC FMCG - - - - 0.06 ^^ ^^ ^^ GIFT ------0.08 0.02% GROWTH ------0.05 ^^ INASIA ------^^ ^^ INDOPP - - - - 3.00 ^^ 0.01 ^^ NIFJUN - - - - 0.60 ^^ ^^ ^^ POWER - - - - 4.69 ^^ 0.10 ^^ SERVE - - - - 2.91 0.04% 0.11 0.03% TARGET ------0.01 ^^ TECH ------^^ ^^ Agarwal Distributor is a BAFIN - - - - 2.18 ^^ 0.18 0.01% Investments $ relative of an EQDWTO - - - - 1.50 ^^ 0.60 ^^ employee of ESTAR - - - - 6.46 0.01% 0.62 0.05% the AMC GIFT ------0.05 0.01% GROWTH ------0.21 0.01% INASIA - - - - 0.25 ^^ 0.02 ^^ POWER - - - - 1.93 ^^ 1.06 0.03% SERVE - - - - 0.35 ^^ 0.04 0.01% TARGET ------0.16 0.03% Crescita Wealth $ Distributor is a EQDWTO 15.00 ^^ 3.87 0.03% 374.07 0.05% 1.79 ^^ relative of an employee of the AMC

56 Name Nature of Scheme Code 2020-21 2019-20 Association/ Value of % of Commission % of the Value of % of Commission % of the Nature of transaction total value of (` in Lakhs) total transaction total value of (` in Lakhs) total relation (` in Lakhs) transaction commission (` in Lakhs) transaction commission of the fund related to of the fund related to scheme scheme Shyam Sunder Distributor is a BAFIN - - - - 0.25 ^^ 0.01 ^^ Gupta $ relative of an EQDWTO - - - - 0.30 ^^ 0.31 ^^ employee of ESTAR - - - - 0.30 ^^ 0.01 ^^ the AMC INASIA - - - - 277.69 ^^ 2.96 ^^ INDOPP - - - - 106.88 0.10% 1.30 0.05% MGFINDIA ------0.11 0.01% PHARMA - - - - 0.28 ^^ 0.18 0.02% POWER - - - - 15.68 0.01% 0.27 0.01% SERVE ------0.09 0.03% Anil Khera $ Distributor is a BAFIN 1.20 ^^ 0.17 0.01% 5.15 ^^ 0.27 0.01% relative of an EQDINO 30.21 ^^ 0.06 ^^ 10.51 ^^ 0.03 ^^ employee of EQDWTO 122.32 0.02% 2.71 0.02% 53.83 0.01% 3.68 0.03% the AMC ESTAR 2.45 0.01% 0.08 0.01% 3.17 0.01% 0.09 0.01% FMCG - - 0.02 0.01% - - 0.02 0.01% GROWTH - - 0.03 ^^ - - 0.04 ^^ INASIA 3.70 0.01% 0.02 ^^ 2.25 ^^ 0.01 ^^ INDOPP - - 0.02 ^^ - - 0.05 ^^ PHARMA 6.32 0.01% 0.19 0.01% - - 0.13 0.01% POWER 11.81 0.01% 0.14 ^^ - - 0.08 ^^ SERVE - - ^^ ^^ - - ^^ ^^ TARGET 0.96 ^^ 0.04 ^^ 1.69 ^^ 0.01 ^^ TECH 32.54 0.03% 0.11 0.02% - - 0.02 0.01% Ganesh Kumar Distributor is a BAFIN 0.96 ^^ 0.02 ^^ 0.96 ^^ 0.01 ^^ Sivasubramanian $ relative of an EQDWTO - - 0.01 ^^ - 0.00% 0.01 ^^ employee of ESTAR 1.20 ^^ 0.04 ^^ 1.00 ^^ 0.01 ^^ the AMC INASIA - - 0.02 ^^ 1.50 ^^ 0.03 ^^ INDEX 7.00 0.01% ^^ ^^ - - - - POWER - - 0.01 ^^ 1.00 ^^ ^^ ^^ TARGET - - 0.01 ^^ - - ^^ ^^ Shubh Nivesh Distributor is a BAFIN 1.92 ^^ 0.02 ^^ 10.32 ^^ 0.02 ^^ Financial Services relative of an DIVYLD 0.24 ^^ 0.03 0.02% 0.48 ^^ 0.07 ^^ $ employee of EQDWTO 10.24 ^^ 0.04 ^^ - - 0.01 ^^ the AMC ESTAR 1.29 ^^ 0.02 ^^ 0.47 ^^ ^^ ^^ GROWTH 1.99 ^^ 0.02 ^^ 0.18 ^^ ^^ ^^ INASIA 3.86 0.01% 0.09 0.01% 1.39 ^^ 0.09 ^^ INDEX - - ^^ ^^ - - ^^ ^^ INDOPP 20.08 0.03% 0.67 0.02% 11.74 ^^ 0.14 ^^ MGFINDIA - - ^^ ^^ - - 0.01 ^^ MNCFUND - - 0.01 ^^ - - 0.01 ^^ PHARMA 2.82 ^^ 0.09 0.01% 0.42 ^^ 0.02 ^^ POWER 0.60 ^^ 0.01 ^^ 2.21 ^^ ^^ ^^ RETIREEQ ------SERVE ------SINDEX ------TARGET 3.35 ^^ 0.04 ^^ 0.30 ^^ ^^ ^^ Amit Natvarlal Distributor is a BAFIN 18.20 0.02% 3.13 0.16% 13.45 ^^ 2.53 ^^ Thakkar Limited $ relative of an BHACON - - 0.03 0.01% - - 0.02 ^^ employee of DIVYLD - - 0.01 0.01% - - 0.01 ^^ the AMC EQDWTO 2.86 ^^ 0.27 ^^ 0.02 ^^ 0.18 ^^ ESTAR ------^^ ^^ FMCG - - 0.06 0.02% - - 0.05 ^^ GIFT 12.24 0.28% 1.62 0.35% 7.37 0.11% 0.92 ^^ GROWTH - - ^^ ^^ - - ^^ ^^ INDOPP - - 0.07 ^^ - - 0.03 ^^ MGFINDIA - - 0.01 ^^ - - 0.01 ^^ MNCFUND - - 0.04 0.01% - - 0.02 ^^

57 Name Nature of Scheme Code 2020-21 2019-20 Association/ Value of % of Commission % of the Value of % of Commission % of the Nature of transaction total value of (` in Lakhs) total transaction total value of (` in Lakhs) total relation (` in Lakhs) transaction commission (` in Lakhs) transaction commission of the fund related to of the fund related to scheme scheme Amit Natvarlal Distributor is a NIFJUN - - ^^ ^^ - - ^^ ^^ Thakkar Limited $ relative of an POWER - - 0.02 ^^ - - 0.02 ^^ employee of SERVE 6.00 0.11% 0.16 0.06% 5.00 ^^ 0.19 ^^ the AMC TECH 0.50 ^^ 0.27 0.05% 0.24 ^^ 0.14 ^^ USBLUE - - 0.08 0.02% - - 0.05 ^^ KPW Insurance & Distributor is a BAFIN 0.95 ^^ ^^ ^^ - - - - Investments relative of an EQDINO 10.31 ^^ 0.01 ^^ 0.77 ^^ 0.14 0.01% Consultants P ltd $ employee of EQDWTO 160.89 0.02% 2.95 0.02% 348.43 0.05% 1.42 0.01% the AMC ESTAR - - ^^ ^^ 0.08 ^^ 0.02 ^^ GROWTH 10.39 0.02% 0.11 0.01% 9.78 0.01% 0.14 0.01% INASIA 1.25 ^^ ------NIFJUN 0.06 ^^ ^^ ^^ 0.24 ^^ ^^ ^^ PHARMA 24.10 0.02% 0.26 0.02% - - - - POWER 11.37 0.01% 0.14 ^^ 17.56 0.01% 0.42 0.01% TARGET - - - - 0.13 ^^ ^^ ^^ Nakul Dev Pandit $ Distributor is a DIVYLD - - - - 0.03 ^^ ^^ ^^ relative of an EQDWTO - - - - 0.03 ^^ ^^ ^^ employee of ESTAR 0.22 ^^ ^^ ^^ 0.06 ^^ ^^ ^^ the AMC GROWTH - - - - 0.03 ^^ ^^ ^^ INDOPP - - 0.01 ^^ - - 0.02 ^^ MGFINDIA - - ^^ ^^ - - 0.01 ^^ POWER 2.91 ^^ 0.14 ^^ 7.31 ^^ 0.10 ^^ TARGET 0.24 ^^ 0.01 ^^ 0.24 ^^ 0.01 ^^ Suman Tiwari $ Distributor is a ESTAR 0.87 ^^ 0.01 ^^ 0.78 ^^ ^^ ^^ relative of an INDEX 0.12 ^^ ^^ ^^ 0.03 ^^ ^^ ^^ employee of INDOPP 0.60 ^^ ^^ ^^ 0.10 ^^ ^^ ^^ the AMC POWER 0.08 ^^ ^^ ^^ 0.12 ^^ ^^ ^^ Suraj Dinesh Distributor is a EQDWTO 0.12 ^^ ^^ ^^ - - - - Sharma $ relative of an INDOPP 0.30 ^^ 0.02 ^^ 0.30 ^^ ^^ ^^ employee of TARGET 0.05 ^^ ^^ ^^ - - - - the AMC

58 Other Charges paid to associates/related parties/group companies of Sponsor/AMC Entity Nature of Association/ Nature of Payment Scheme Code Amount (` in Lakhs) Nature of relation 2020-21 2019-20 ICICI Bank Limited @ Sponsor Bank Charges ** BAFIN 13.63 14.36 BHACON 0.64 2.62 COMFUND 0.20 0.05 DIVYLD 2.75 4.19 EQDINO 211.49 234.95 EQDWTO 199.78 255.06 ESTAR 19.03 20.97 FMCG 1.57 1.49 GIFT 1.78 2.14 GROWTH 23.46 25.94 INASIA 9.75 6.73 INDEX 1.74 0.49 INDOPP 30.42 24.02 LTWEF - ^^ MGFINDIA 2.88 6.47 MNCFUND 2.49 6.11 NIFJUN 1.86 1.56 PHARMA 9.73 6.30 POWER 60.69 51.13 RETIREEQ 0.91 0.96 SERVE 1.51 2.09 SINDEX 0.44 0.07 ICICI Bank Limited @ Sponsor Bank Charges ** TARGET 5.75 6.20 TECH 1.85 0.76 USBLUE 2.62 1.00 ICICI Lombard General Insurance Company Ltd Group Company Investor Service Charges GIFT 21.98 24.63 MF Utilities India Pvt Ltd Employee of AMC on board Investor Service Charges BAFIN 4.06 4.00 BHACON 0.10 1.32 COMFUND 0.34 0.01 DIVYLD 0.14 0.08 EQDINO 2.12 1.66 EQDWTO 10.58 7.73 ESTAR 1.73 1.62 FMCG 0.74 0.80 GIFT 0.09 0.17 GROWTH 1.10 1.13 INASIA 3.38 2.03 INDEX 3.56 0.90 INDOPP 2.18 2.39 LTWEF - - MGFINDIA 0.12 0.15 MNCFUND 0.42 0.24 NIFJUN 5.19 4.70 PHARMA 2.77 0.86 POWER 4.81 5.46 RETIREEQ 0.06 0.19 SERVE 0.22 0.37 SINDEX 1.44 0.32 TARGET 1.00 0.50 TECH 1.67 1.03 USBLUE 2.96 1.35 **Bank charges paid include transaction charges paid to ICICI Bank Limited (Professional clearing member) for futures & options transactions. ^^ Amount less than ` 0.005 lakhs or 0.005%. @ Holding by a major shareholder of AMC, viz, ICICI Bank Limited whether directly or indirectly. $ The disclosure has been made as Distributor is a relative of an employee of the AMC. & Commission paid to distributor not disclosed for previous year as distributor became an associate during the FY 2020-21. Commission disclosed above is net off recovery, if any. Note : The schemes have paid Management Fees and Trustee ship fees to ICICI Prudential Asset Management Company Limited and ICICI Prudential Trust Limited respectively as disclosed in Revenue Account.

59 3 Investors holding units in the Scheme over 25% of the NAV as on March 31, 2021 are Nil. (Previous year – Nil) 4 Unit Capital movement during the year/period ended : 2020-21 Scheme Code Plan # Balance at the Issued during the Repurchased during Balance at close of Face Value of Units at beginning year/period the year/period the year the close of the year of the year/Initial Subscription Units Units Units Units Amount (` in Lakhs) BAFIN Direct IDCW Option 69,91,722 17,49,401 (39,93,663) 47,47,459 474.75 BAFIN Direct Growth Option 19,68,85,711 10,16,21,469 (14,94,77,786) 14,90,29,394 14,902.94 BAFIN IDCW Option 5,46,27,038 76,92,980 (2,78,14,559) 3,45,05,459 3,450.55 BAFIN Growth Option 38,12,72,071 13,59,99,655 (15,94,69,007) 35,78,02,719 35,780.27 BAFIN Total 63,97,76,543 24,70,63,504 (34,07,55,015) 54,60,85,032 54,608.50 BHACON Direct IDCW Option 5,26,945 1,20,400 (3,17,100) 3,30,245 33.02 BHACON Direct Growth Option 96,11,351 44,49,304 (50,41,222) 90,19,433 901.94 BHACON IDCW Option 1,55,06,186 8,46,225 (1,03,16,267) 60,36,145 603.61 BHACON Growth Option 43,84,06,309 2,39,66,664 (25,00,43,281) 21,23,29,691 21,232.97 BHACON Total 46,40,50,791 2,93,82,594 (26,57,17,871) 22,77,15,514 22,771.55 COMFUND Direct IDCW Option 1,34,052 6,98,079 (3,26,379) 5,05,752 50.58 COMFUND Direct Growth Option 77,46,739 7,79,53,242 (1,77,24,121) 6,79,75,860 6,797.59 COMFUND IDCW Option 35,09,825 6,67,036 (25,35,670) 16,41,191 164.12 COMFUND Growth Option 1,71,94,262 5,92,19,075 (2,24,21,927) 5,39,91,410 5,399.14 COMFUND Total 2,85,84,878 13,85,37,432 (4,30,08,098) 12,41,14,212 12,411.42 DIVYLD Direct IDCW Option 31,98,470 4,67,186 (15,78,363) 20,87,294 208.73 DIVYLD Direct Growth Option 62,30,612 27,94,585 (22,20,647) 68,04,551 680.46 DIVYLD IDCW Option 3,24,03,857 28,91,152 (1,56,10,267) 1,96,84,743 1,968.47 DIVYLD Growth Option 7,58,84,957 4,90,90,991 (3,14,16,203) 9,35,59,744 9,355.97 DIVYLD Total 11,77,17,896 5,52,43,915 (5,08,25,480) 12,21,36,332 12,213.63 EQDINO Direct Bonus Option 87,363 - (87,363) - - EQDINO Direct IDCW Option 1,06,65,47,827 69,34,255 (98,43,40,095) 8,91,41,987 8,914.20 EQDINO Direct Growth Option 84,82,22,394 2,72,19,51,385 (1,26,94,67,046) 2,30,07,06,733 2,30,070.67 EQDINO IDCW Option 1,23,28,96,593 4,85,21,680 (1,06,15,06,996) 21,99,11,277 21,991.13 EQDINO Growth Option 61,85,30,411 1,98,70,27,078 (1,26,65,01,113) 1,33,90,56,376 1,33,905.64 EQDINO Institutional Growth Option 76 - (76) - - EQDINO Total 3,76,62,84,664 4,76,44,34,398 (4,58,19,02,689) 3,94,88,16,373 3,94,881.64 EQDWTO Direct IDCW Option 8,91,41,130 91,89,230 (7,32,79,063) 2,50,51,297 2,505.13 EQDWTO Direct Growth Option 73,40,32,366 29,72,64,996 (23,51,43,803) 79,61,53,560 79,615.36 EQDWTO Direct Monthly IDCW Option 4,73,35,151 3,35,077 (2,49,80,963) 2,26,89,264 2,268.93 EQDWTO Direct Quarterly IDCW Option 1,52,396 1,772 (5,887) 1,48,281 14.83 EQDWTO IDCW Option 96,66,57,027 8,21,95,245 (46,30,66,093) 58,57,86,179 58,578.62 EQDWTO Growth Option 5,56,23,62,070 1,52,12,06,647 (1,68,11,06,773) 5,40,24,61,945 5,40,246.19 EQDWTO Monthly IDCW Option 1,72,29,55,538 82,62,132 (79,74,27,877) 93,37,89,794 93,378.98 EQDWTO Quarterly IDCW Option 88,29,241 29,475 (27,11,320) 61,47,395 614.74 EQDWTO Total 9,13,14,64,920 1,91,84,84,573 (3,27,77,21,779) 7,77,22,27,715 7,77,222.77 ESTAR Direct IDCW Option 43,93,678 4,76,644 (18,52,205) 30,18,117 301.81 ESTAR Direct Growth Option 2,69,32,099 83,50,269 (1,47,20,749) 2,05,61,619 2,056.16 ESTAR IDCW Option 6,12,43,214 45,52,042 (2,31,18,550) 4,26,76,706 4,267.67 ESTAR Growth Option 16,09,37,620 4,28,72,898 (5,11,86,611) 15,26,23,907 15,262.39 ESTAR Total 25,35,06,611 5,62,51,853 (9,08,78,115) 21,88,80,349 21,888.03 FMCG Direct IDCW Option 5,63,927 1,82,309 (2,63,297) 4,82,939 48.29 FMCG Direct Growth Option 51,08,080 19,76,485 (24,40,845) 46,43,721 464.37 FMCG IDCW Option 52,54,854 6,92,804 (17,23,013) 42,24,644 422.46 FMCG Growth Option 1,48,15,798 51,43,253 (44,67,982) 1,54,91,069 1,549.11 FMCG Total 2,57,42,659 79,94,851 (88,95,137) 2,48,42,373 2,484.24 GIFT Direct Growth Option 32,75,184 1,28,128 (7,61,892) 26,41,420 264.14 GIFT Growth Option 4,20,13,407 28,88,428 (29,04,426) 4,19,97,408 4,199.74 GIFT Total 4,52,88,591 30,16,556 (36,66,318) 4,46,38,828 4,463.88 GROWTH Direct IDCW Option 83,06,789 17,76,072 (26,96,164) 73,86,698 738.67 GROWTH Direct Growth Option 3,17,26,273 4,83,34,855 (5,05,47,153) 2,95,13,975 2,951.40 GROWTH IDCW Option 12,60,99,508 88,03,875 (6,13,29,322) 7,35,74,061 7,357.41 GROWTH Growth Option 6,35,36,644 1,22,71,616 (2,04,61,333) 5,53,46,927 5,534.69 GROWTH Total 22,96,69,215 7,11,86,419 (13,50,33,972) 16,58,21,661 16,582.17

60 2020-21 Scheme Code Plan # Balance at the Issued during the Repurchased during Balance at close of Face Value of Units at beginning year/period the year/period the year the close of the year of the year/Initial Subscription Units Units Units Units Amount (` in Lakhs) INASIA Direct IDCW Option 58,65,151 4,82,591 (17,33,603) 46,14,138 461.41 INASIA Direct Growth Option 8,47,66,161 5,04,61,097 (5,27,94,672) 8,24,32,586 8,243.26 INASIA IDCW Option 2,93,92,931 24,19,228 (1,03,60,015) 2,14,52,144 2,145.21 INASIA Growth Option 38,03,21,250 18,84,26,864 (10,68,62,766) 46,18,85,348 46,188.53 INASIA Institutional Growth Option 322 - (322) - - INASIA Total 50,03,45,815 24,17,89,780 (17,17,51,380) 57,03,84,216 57,038.42 INDEX Direct IDCW Option 65,37,644 79,15,268 (97,69,373) 46,83,539 468.35 INDEX Direct Growth Option 5,48,33,382 7,95,35,741 (6,19,10,233) 7,24,58,890 7,245.89 INDEX IDCW Option 55,61,299 22,09,517 (15,67,002) 62,03,814 620.38 INDEX Growth Option 2,53,90,157 1,94,83,774 (1,67,29,618) 2,81,44,312 2,814.43 INDEX Total 9,23,22,482 10,91,44,299 (8,99,76,225) 11,14,90,556 11,149.06 INDOPP Direct IDCW Option 67,86,398 27,10,036 (65,82,405) 29,14,030 291.40 INDOPP Direct Growth Option 77,80,21,023 20,54,60,499 (36,46,69,901) 61,88,11,621 61,881.16 INDOPP IDCW Option 9,32,11,530 1,01,86,329 (4,35,27,887) 5,98,69,972 5,987.00 INDOPP Growth Option 1,83,93,39,743 62,21,66,315 (80,97,82,508) 1,65,17,23,550 1,65,172.36 INDOPP Total 2,71,73,58,695 84,05,23,179 (1,22,45,62,701) 2,33,33,19,172 2,33,331.92 LTWEF Direct IDCW Option 2,69,450 - (1,000) 2,68,450 26.85 LTWEF Direct Growth Option 17,69,450 - (7,400) 17,62,050 176.21 LTWEF IDCW Option 71,94,490 - (4,45,224) 67,49,266 674.93 LTWEF Growth Option 2,89,38,100 - (10,35,242) 2,79,02,858 2,790.29 LTWEF Total 3,81,71,490 - (14,88,866) 3,66,82,624 3,668.26 MGFINDIA Direct IDCW Option 32,85,705 1,58,354 (26,02,196) 8,41,863 84.19 MGFINDIA Direct Growth Option 2,09,74,216 54,25,274 (1,05,57,673) 1,58,41,817 1,584.18 MGFINDIA IDCW Option 4,09,90,498 9,94,791 (2,46,81,434) 1,73,03,855 1,730.39 MGFINDIA Growth Option 75,54,12,598 3,50,34,661 (40,08,83,522) 38,95,63,737 38,956.37 MGFINDIA Total 82,06,63,016 4,16,13,079 (43,87,24,825) 42,35,51,271 42,355.13 MNCFUND Direct IDCW Option 8,79,248 5,09,308 (3,27,584) 10,60,972 106.10 MNCFUND Direct Growth Option 1,84,51,799 1,10,67,711 (69,63,116) 2,25,56,393 2,255.64 MNCFUND IDCW Option 2,48,61,648 20,79,018 (1,23,86,478) 1,45,54,188 1,455.42 MNCFUND Growth Option 54,23,80,123 7,09,48,766 (27,14,61,102) 34,18,67,787 34,186.78 MNCFUND Total 58,65,72,817 8,46,04,803 (29,11,38,281) 38,00,39,340 38,003.93 NIFJUN Direct IDCW Option 47,70,874 8,77,991 (23,90,496) 32,58,370 325.84 NIFJUN Direct Growth Option 21,32,83,901 13,81,79,035 (13,33,88,269) 21,80,74,667 21,807.47 NIFJUN IDCW Option 19,13,381 16,24,719 (10,56,107) 24,81,993 248.20 NIFJUN Growth Option 9,27,95,364 7,48,88,288 (5,45,08,057) 11,31,75,595 11,317.56 NIFJUN Total 31,27,63,521 21,55,70,034 (19,13,42,930) 33,69,90,625 33,699.06 PHARMA Direct IDCW Option 56,42,411 53,82,375 (75,95,005) 34,29,781 342.98 PHARMA Direct Growth Option 10,11,03,956 32,06,34,093 (12,88,55,096) 29,28,82,953 29,288.30 PHARMA IDCW Option 5,68,78,395 1,00,05,028 (3,23,88,891) 3,44,94,532 3,449.45 PHARMA Growth Option 95,93,29,910 60,02,43,508 (62,11,91,833) 93,83,81,585 93,838.16 PHARMA Total 1,12,29,54,672 93,62,65,003 (79,00,30,825) 1,26,91,88,851 1,26,918.89 POWER Direct IDCW Option 90,91,707 12,97,085 (36,68,946) 67,19,847 671.98 POWER Direct Growth Option 5,84,84,650 79,52,398 (2,84,97,586) 3,79,39,463 3,793.95 POWER IDCW Option 13,02,34,178 1,41,97,521 (6,22,40,014) 8,21,91,685 8,219.17 POWER Growth Option 12,92,45,321 3,62,53,741 (4,73,95,603) 11,81,03,459 11,810.35 POWER Total 32,70,55,857 5,97,00,745 (14,18,02,148) 24,49,54,454 24,495.45 RETIREEQ Direct IDCW Option 60,154 6,024 (37,527) 28,651 2.87 RETIREEQ Direct Growth Option 27,55,354 19,83,563 (10,05,717) 37,33,201 373.32 RETIREEQ IDCW Option 11,74,644 2,13,731 (6,18,058) 7,70,317 77.03 RETIREEQ Growth Option 6,26,72,764 2,30,11,684 (1,74,33,237) 6,82,51,212 6,825.12 RETIREEQ Total 6,66,62,916 2,52,15,003 (1,90,94,538) 7,27,83,381 7,278.34 SERVE Direct IDCW Option 12,25,424 1,45,234 (4,80,190) 8,90,468 89.05 SERVE Direct Growth Option 1,26,56,938 1,95,73,044 (36,87,520) 2,85,42,462 2,854.25 SERVE IDCW Option 3,23,78,355 23,31,101 (77,52,766) 2,69,56,690 2,695.67 SERVE Growth Option 7,95,80,536 67,05,445 (2,57,46,538) 6,05,39,444 6,053.94 SERVE Total 12,58,41,253 2,87,54,825 (3,76,67,014) 11,69,29,063 11,692.91

61 2020-21 Scheme Code Plan # Balance at the Issued during the Repurchased during Balance at close of Face Value of Units at beginning year/period the year/period the year the close of the year of the year/Initial Subscription Units Units Units Units Amount (` in Lakhs) SINDEX Direct IDCW Option 4,07,771 14,26,944 (13,16,450) 5,18,266 51.83 SINDEX Direct Growth Option 6,01,32,290 12,06,39,000 (6,70,82,287) 11,36,89,003 11,368.90 SINDEX IDCW Option 4,19,994 7,86,082 (6,39,945) 5,66,131 56.61 SINDEX Growth Option 2,91,24,885 7,02,96,594 (5,48,68,715) 4,45,52,764 4,455.28 SINDEX Total 9,00,84,940 19,31,48,620 (12,39,07,397) 15,93,26,163 15,932.62 TARGET Direct IDCW Option 14,82,865 3,53,263 (7,59,621) 10,76,506 107.65 TARGET Direct Growth Option 3,15,21,740 3,16,26,951 (1,37,18,269) 4,94,30,422 4,943.04 TARGET IDCW Option 3,39,98,666 45,79,486 (1,45,97,205) 2,39,80,947 2,398.09 TARGET Growth Option 16,02,58,946 15,10,47,924 (6,79,60,564) 24,33,46,307 24,334.63 TARGET Total 22,72,62,217 18,76,07,623 (9,70,35,659) 31,78,34,182 31,783.42 TECH Direct IDCW Option 9,11,983 11,06,833 (8,30,368) 11,88,448 118.84 TECH Direct Growth Option 1,48,99,952 6,54,22,948 (2,36,51,161) 5,66,71,739 5,667.17 TECH IDCW Option 1,83,62,749 42,44,992 (25,79,349) 2,00,28,391 2,002.84 TECH Growth Option 4,15,25,782 7,64,88,251 (2,20,19,485) 9,59,94,548 9,599.45 TECH Total 7,57,00,465 14,72,63,025 (4,90,80,364) 17,38,83,125 17,388.31 USBLUE Direct IDCW Option 20,59,674 14,76,166 (12,88,781) 22,47,058 224.71 USBLUE Direct Growth Option 6,66,67,999 7,41,73,275 (2,95,56,210) 11,12,85,064 11,128.51 USBLUE IDCW Option 63,28,784 30,82,749 (23,96,804) 70,14,729 701.47 USBLUE Growth Option 9,96,52,727 11,45,66,995 (3,37,12,958) 18,05,06,764 18,050.68 USBLUE Total 17,47,09,184 19,32,99,184 (6,69,54,754) 30,10,53,614 30,105.36 # Pursuant to SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/194 dated October 05, 2020, names of all the existing dividend plans / options of all mutual fund schemes has been renamed as IDCW (Income Distribution cum Capital Withdrawal) Plan / Option with effect from April 01, 2021.

2019-20 Scheme Code Plan # Balance at the Issued during the Repurchased during Balance at close of Face Value of Units beginning year/period the year/period the year at the close of the of the year/Initial year Subscription Units Units Units Units Amount in lakhs(`) BAFIN Direct IDCW Option 79,78,066 28,22,546 (38,08,890) 69,91,722 699.17 BAFIN Direct Growth Option 8,91,41,155 14,95,60,301 (4,18,15,745) 19,68,85,711 19,688.57 BAFIN IDCW Option 6,09,57,161 1,63,06,462 (2,26,36,584) 5,46,27,038 5,462.70 BAFIN Growth Option 32,97,15,191 14,96,67,550 (9,81,10,670) 38,12,72,071 38,127.21 BAFIN Total 48,77,91,572 31,83,56,860 (16,63,71,889) 63,97,76,543 63,977.65 BHACON Direct IDCW Option - 5,77,593 (50,648) 5,26,945 52.69 BHACON Direct Growth Option - 1,12,34,351 (16,22,999) 96,11,352 961.14 BHACON IDCW Option - 2,68,30,924 (1,13,24,738) 1,55,06,186 1,550.62 BHACON Growth Option - 62,72,22,639 (18,88,16,330) 43,84,06,309 43,840.63 BHACON Total - 66,58,65,506 (20,18,14,715) 46,40,50,791 46,405.08 COMFUND Direct IDCW Option - 2,30,378 (96,325) 1,34,052 13.41 COMFUND Direct Growth Option - 1,04,87,669 (27,40,931) 77,46,739 774.67 COMFUND IDCW Option - 35,39,587 (29,761) 35,09,825 350.98 COMFUND Growth Option - 1,99,95,143 (28,00,881) 1,71,94,262 1,719.43 COMFUND Total - 3,42,52,777 (56,67,899) 2,85,84,878 2,858.49 DIVYLD Direct IDCW Option 44,67,122 7,33,377 (20,02,029) 31,98,471 319.85 DIVYLD Direct Growth Option 59,25,153 20,78,536 (17,73,077) 62,30,612 623.06 DIVYLD IDCW Option 3,81,55,806 50,90,139 (1,08,42,088) 3,24,03,857 3,240.39 DIVYLD Growth Option 7,46,43,083 3,01,25,304 (2,88,83,431) 7,58,84,957 7,588.50 DIVYLD Total 12,31,91,165 3,80,27,356 (4,35,00,625) 11,77,17,896 11,771.79 EQDINO Direct Bonus Option 1,03,698 - (16,335) 87,363 8.74 EQDINO Direct IDCW Option 2,32,81,41,433 4,32,09,79,840 (5,58,25,73,446) 1,06,65,47,827 1,06,654.78 EQDINO Direct Growth Option 42,53,83,464 1,14,13,96,467 (71,85,57,537) 84,82,22,394 84,822.24 EQDINO IDCW Option 1,87,38,34,858 2,72,50,26,269 (3,36,59,64,533) 1,23,28,96,593 1,23,289.66 EQDINO Growth Option 36,16,65,230 75,32,64,142 (49,63,98,961) 61,85,30,411 61,853.04 EQDINO Institutional Growth Option 76 - - 76 0.01 EQDINO Total 4,98,91,28,759 8,94,06,66,718 (10,16,35,10,812) 3,76,62,84,664 3,76,628.47

62 2019-20 Scheme Code Plan # Balance at the Issued during the Repurchased during Balance at close of Face Value of Units beginning year/period the year/period the year at the close of the of the year/Initial year Subscription Units Units Units Units Amount in lakhs(`) EQDWTO Direct IDCW Option 8,90,14,101 3,39,55,834 (3,38,28,805) 8,91,41,130 8,914.11 EQDWTO Direct Growth Option 58,53,68,539 30,78,65,113 (15,92,01,286) 73,40,32,366 73,403.24 EQDWTO Direct Monthly IDCW Option 16,61,97,271 26,03,111 (12,14,65,231) 4,73,35,151 4,733.52 EQDWTO Direct Quarterly IDCW Option 1,52,396 - - 1,52,396 15.24 EQDWTO IDCW Option 1,07,04,82,429 27,64,77,613 (38,03,03,015) 96,66,57,027 96,665.70 EQDWTO Growth Option 5,78,41,48,875 1,47,63,60,641 (1,69,81,47,445) 5,56,23,62,070 5,56,236.21 EQDWTO Monthly IDCW Option 3,10,46,12,615 1,23,77,904 (1,39,40,34,981) 1,72,29,55,538 1,72,295.55 EQDWTO Quarterly IDCW Option 1,07,76,349 21,041 (19,68,150) 88,29,241 882.92 EQDWTO Total 10,81,07,52,576 2,10,96,61,257 (3,78,89,48,913) 9,13,14,64,920 9,13,146.49 ESTAR Direct IDCW Option 47,68,958 9,81,288 (13,56,568) 43,93,678 439.37 ESTAR Direct Growth Option 1,97,35,862 1,58,29,562 (86,33,325) 2,69,32,099 2,693.21 ESTAR IDCW Option 6,46,68,999 91,65,716 (1,25,91,501) 6,12,43,214 6,124.32 ESTAR Growth Option 13,71,26,533 5,68,20,233 (3,30,09,145) 16,09,37,620 16,093.76 ESTAR Total 22,63,00,352 8,27,96,799 (5,55,90,540) 25,35,06,611 25,350.66 FMCG Direct IDCW Option 5,53,233 3,22,562 (3,11,868) 5,63,927 56.39 FMCG Direct Growth Option 54,17,300 31,73,603 (34,82,822) 51,08,081 510.81 FMCG IDCW Option 62,18,343 7,13,111 (16,76,600) 52,54,854 525.49 FMCG Growth Option 1,52,13,645 31,16,826 (35,14,673) 1,48,15,798 1,481.58 FMCG Total 2,74,02,522 73,26,101 (89,85,964) 2,57,42,659 2,574.27 GIFT Direct Growth Option 36,35,044 3,30,704 (6,90,564) 32,75,184 327.52 GIFT Growth Option 4,07,23,336 44,18,883 (31,28,812) 4,20,13,407 4,201.34 GIFT Total 4,43,58,380 47,49,586 (38,19,376) 4,52,88,591 4,528.86 GROWTH Direct IDCW Option 96,55,854 18,47,171 (31,96,236) 83,06,789 830.68 GROWTH Direct Growth Option 1,35,03,133 3,62,63,238 (1,80,40,098) 3,17,26,273 3,172.63 GROWTH IDCW Option 16,41,43,291 1,94,31,244 (5,74,75,027) 12,60,99,508 12,609.95 GROWTH Growth Option 7,02,09,440 1,53,30,248 (2,20,03,044) 6,35,36,644 6,353.66 GROWTH Total 25,75,11,718 7,28,71,902 (10,07,14,405) 22,96,69,215 22,966.92 INASIA Direct IDCW Option 2,04,570 59,57,780 (2,97,199) 58,65,151 586.52 INASIA Direct Growth Option 78,27,955 9,05,42,850 (1,36,04,644) 8,47,66,161 8,476.62 INASIA IDCW Option 1,92,99,826 1,32,42,110 (31,49,004) 2,93,92,931 2,939.29 INASIA Growth Option 6,82,11,983 33,92,19,612 (2,71,10,345) 38,03,21,250 38,032.13 INASIA Institutional Growth Option 322 - - 322 0.03 INASIA Total 9,55,44,655 44,89,62,352 (4,41,61,191) 50,03,45,815 50,034.58 INDEX Direct IDCW Option 33,64,538 59,80,324 (28,07,218) 65,37,644 653.76 INDEX Direct Growth Option 1,81,74,396 6,09,30,608 (2,42,71,621) 5,48,33,382 5,483.34 INDEX IDCW Option 34,71,360 22,80,307 (1,90,367) 55,61,299 556.13 INDEX Growth Option 1,64,94,336 1,29,62,925 (40,67,105) 2,53,90,157 2,539.02 INDEX Total 4,15,04,630 8,21,54,164 (3,13,36,312) 9,23,22,482 9,232.25 INDOPP ## Direct IDCW Option 37,87,832 46,34,290 (16,35,723) 67,86,398 678.64 INDOPP ## Direct Growth Option 16,65,69,898 71,41,81,652 (10,27,30,527) 77,80,21,023 77,802.10 INDOPP ## IDCW Option 7,49,37,369 4,07,38,005 (2,24,63,843) 9,32,11,530 9,321.15 INDOPP ## Growth Option 1,18,98,74,132 1,03,68,48,439 (38,73,82,828) 1,83,93,39,743 1,83,933.97 INDOPP ## Total 1,43,51,69,231 1,79,64,02,386 (51,42,12,922) 2,71,73,58,695 2,71,735.87 LTWEF Direct IDCW Option 2,69,450 - - 2,69,450 26.95 LTWEF Direct Growth Option 17,69,450 - - 17,69,450 176.95 LTWEF IDCW Option 71,94,490 - - 71,94,490 719.45 LTWEF Growth Option 2,89,38,100 - - 2,89,38,100 2,893.81 LTWEF Total 3,81,71,490 - - 3,81,71,490 3,817.15 MGFINDIA ## Direct IDCW Option 44,31,939 2,15,993 (13,62,228) 32,85,705 328.57 MGFINDIA ## Direct Growth Option 2,48,95,813 41,88,421 (81,10,019) 2,09,74,216 2,097.42 MGFINDIA ## IDCW Option 6,28,31,251 27,19,747 (2,45,60,500) 4,09,90,498 4,099.05 MGFINDIA ## Growth Option 1,08,85,51,006 3,97,25,724 (37,28,64,132) 75,54,12,598 75,541.26 MGFINDIA ## Total 1,18,07,10,010 4,68,49,885 (40,68,96,879) 82,06,63,016 82,066.30

63 2019-20 Scheme Code Plan # Balance at the Issued during the Repurchased during Balance at close of Face Value of Units beginning year/period the year/period the year at the close of the of the year/Initial year Subscription Units Units Units Units Amount in lakhs(`) MNCFUND Direct IDCW Option - 9,27,249 (48,001) 8,79,248 87.92 MNCFUND Direct Growth Option - 2,07,98,455 (23,46,657) 1,84,51,799 1,845.18 MNCFUND IDCW Option - 3,26,01,078 (77,39,430) 2,48,61,648 2,486.16 MNCFUND Growth Option - 67,87,89,348 (13,64,09,225) 54,23,80,123 54,238.01 MNCFUND Total - 73,31,16,131 (14,65,43,313) 58,65,72,818 58,657.28 NIFJUN Direct IDCW Option 27,11,321 5,44,59,157 (5,23,99,603) 47,70,874 477.09 NIFJUN Direct Growth Option 10,92,90,678 17,62,95,524 (7,23,02,301) 21,32,83,901 21,328.39 NIFJUN IDCW Option 40,60,903 12,15,540 (33,63,062) 19,13,381 191.34 NIFJUN Growth Option 5,54,51,369 6,40,42,762 (2,66,98,767) 9,27,95,364 9,279.54 NIFJUN Total 17,15,14,271 29,60,12,983 (15,47,63,733) 31,27,63,521 31,276.35 PHARMA ## Direct IDCW Option 80,38,688 15,72,454 (39,68,730) 56,42,411 564.24 PHARMA ## Direct Growth Option 10,04,39,956 4,29,99,747 (4,23,35,748) 10,11,03,956 10,110.40 PHARMA ## IDCW Option 7,94,37,322 83,02,484 (3,08,61,411) 5,68,78,395 5,687.84 PHARMA ## Growth Option 1,28,81,27,083 13,14,48,640 (46,02,45,813) 95,93,29,910 95,932.99 PHARMA ## Total 1,47,60,43,048 18,43,23,325 (53,74,11,702) 1,12,29,54,672 1,12,295.47 POWER Direct IDCW Option 1,64,94,634 47,37,767 (1,21,40,694) 90,91,707 909.17 POWER Direct Growth Option 1,85,63,334 4,23,38,345 (24,17,029) 5,84,84,651 5,848.47 POWER IDCW Option 13,42,67,567 3,12,10,458 (3,52,43,847) 13,02,34,178 13,023.42 POWER Growth Option 8,72,89,897 6,46,93,978 (2,27,38,554) 12,92,45,321 12,924.53 POWER Total 25,66,15,432 14,29,80,549 (7,25,40,124) 32,70,55,857 32,705.59 RETIREEQ ## Direct IDCW Option 20,469 47,832 (8,148) 60,154 6.02 RETIREEQ ## Direct Growth Option 15,36,273 17,06,419 (4,87,338) 27,55,354 275.54 RETIREEQ ## IDCW Option 12,33,459 2,20,073 (2,78,888) 11,74,644 117.46 RETIREEQ ## Growth Option 4,08,79,778 3,31,84,184 (1,13,91,197) 6,26,72,765 6,267.28 RETIREEQ ## Total 4,36,69,979 3,51,58,508 (1,21,65,571) 6,66,62,916 6,666.29 SERVE Direct IDCW Option 15,74,647 1,98,264 (5,47,487) 12,25,424 122.54 SERVE Direct Growth Option 1,70,55,630 17,94,743 (61,93,435) 1,26,56,938 1,265.69 SERVE IDCW Option 3,65,80,761 33,34,175 (75,36,581) 3,23,78,355 3,237.84 SERVE Growth Option 10,52,30,689 1,07,18,778 (3,63,68,931) 7,95,80,536 7,958.05 SERVE Total 16,04,41,726 1,60,45,960 (5,06,46,434) 12,58,41,253 12,584.13 SINDEX Direct IDCW Option 2,01,570 5,69,356 (3,63,155) 4,07,771 40.78 SINDEX Direct Growth Option 63,87,559 7,63,38,895 (2,25,94,165) 6,01,32,290 6,013.23 SINDEX IDCW Option 1,81,552 2,91,975 (53,533) 4,19,994 42.00 SINDEX Growth Option 36,08,316 3,30,66,934 (75,50,365) 2,91,24,885 2,912.49 SINDEX Total 1,03,78,998 11,02,67,160 (3,05,61,218) 9,00,84,940 9,008.49 TARGET Direct IDCW Option 30,57,129 8,13,481 (23,87,745) 14,82,865 148.29 TARGET Direct Growth Option 3,03,50,630 85,35,116 (73,64,005) 3,15,21,740 3,152.17 TARGET IDCW Option 3,89,88,126 81,11,248 (1,31,00,708) 3,39,98,666 3,399.87 TARGET Growth Option 16,14,38,442 6,10,77,026 (6,22,56,522) 16,02,58,946 16,025.89 TARGET Total 23,38,34,326 7,85,36,871 (8,51,08,980) 22,72,62,217 22,726.22 TECH Direct IDCW Option 24,96,150 4,50,619 (20,34,786) 9,11,983 91.20 TECH Direct Growth Option 1,59,93,973 73,46,347 (84,40,369) 1,48,99,952 1,490.00 TECH IDCW Option 2,08,73,476 6,90,750 (32,01,478) 1,83,62,749 1,836.27 TECH Growth Option 4,93,65,021 91,24,674 (1,69,63,913) 4,15,25,782 4,152.58 TECH Total 8,87,28,620 1,76,12,390 (3,06,40,545) 7,57,00,465 7,570.05 USBLUE Direct IDCW Option 13,87,624 19,40,725 (12,68,760) 20,59,674 205.97 USBLUE Direct Growth Option 2,52,31,677 5,63,62,550 (1,49,08,354) 6,66,67,999 6,666.80 USBLUE IDCW Option 53,07,612 22,57,324 (12,36,152) 63,28,784 632.88 USBLUE Growth Option 6,56,43,599 5,57,24,916 (2,17,17,057) 9,96,52,728 9,965.27 USBLUE Total 9,75,70,513 11,62,85,515 (3,91,30,323) 17,47,09,186 17,470.92 “Balance at the beginning of the year” includes units alloted during NFO as initial capital.

# Pursuant to SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/194 dated October 05, 2020, names of all the existing dividend plans / options of all mutual fund schemes has been renamed as IDCW (Income Distribution cum Capital Withdrawal) Plan / Option with effect from April 01, 2021.

## indicates the scheme for which units have been alloted during the respective financial year. Initial capital has been disclosed for the schemes which have been alloted during the respective financial year under ”Issued during the year/period”.

64 5 Contingent Liability as at March 31, 2021 is as below : (Previous year: Nil)

As on March 31, 2021, certain schemes have outstanding positions in the partly paid up equity shares. The details of the same are mentioned below:

Scheme Security No. of outstanding Amount to be paid per Total amount to be shares share paid (` In Lakhs) ICICI Prudential Multicap Fund Arvind Fashions Ltd 33651 65.00 21.87 ICICI Prudential FMCG Fund Aditya Birla Fashion And Retail Ltd 50930 27.50 14.01 ICICI Prudential Midcap Fund Aditya Birla Fashion And Retail Ltd 126229 27.50 34.71 ICICI Prudential Balanced Advantage Fund Reliance Industries Ltd. 2121601 942.75 20,001.39 ICICI Prudential Smallcap Fund Arvind Fashions Ltd 168383 65.00 109.45 ICICI Prudential Long Term Wealth Enhancement Fund Reliance Industries Ltd. 14960 942.75 141.04 ICICI Prudential Manufacture in India Fund Reliance Industries Ltd. 18137 942.75 170.99

6 Movement of Investor Education Fund balance for ICICI Prudential Mutual Fund during the Financial Year ended March 31, 2021 is as follows: (` in Lakhs) Particulars 2020-21 2019-20 Opening Balance 2,478.26 944.41 Accretion to Investor Education & Awareness Fund including income earned on investment 7,648.93 7,169.79 Less: Uitilisation towards investor education and awareness initiatives 3,593.49 2,097.46 Less: Amount contributed to AMFI 3,769.15 3,538.48 Closing Balance 2,764.55 2,478.26

7 Expenses other than management fee are inclusive of Goods & Services Tax where applicable.

8 Unclaimed Dividend & Unclaimed Redemption as at March 31, 2021 : Particulars 2020-21 2019-20 Count Amount (` in Lakhs) Count Amount (` in Lakhs) Unclaimed Dividend 25,082 325.26 33,427 731.95 Unclaimed Redemption 4,495 3,822.46 2,989 2,979.32

This disclosure has been carried out for all the schemes and the amount is set aside at a pool level.

Additionally, pursuant to SEBI circular no. SEBI/HO/IMD/DF2/CIR/P/2016/37 dated February 25, 2016 and an addendum issued by the AMC in this regard (dated May 18, 2016), the AMC had introduced separate plans under ICICI Prudential Liquid Fund for deployment of unclaimed amounts. Consequently, unclaimed amounts are deployed in respective investor’s folios under the aforesaid plans, in accordance with the said addendum and hence disclosed separately on AMC’s website.

9 The outbreak of COVID - 19 pandemic has affected several countries across the world, including India. The Government is undertaking several measures to restrict the spread of virus and provide financial support to some stressed sectors. Further, while the COVID-19 vaccination efforts have gained momentum, uncertainty due to the resurgence of COVID cases across many parts of India is rising. The extent to which COVID-19 pandemic will impact the investments in the Scheme, if any, depends on future spread of the virus and related developments, which are uncertain at this point of time. There has been no material change in the controls or processes followed in the closing of the financial statements of the Schemes.

In preparing the accompanying financial statements, the management has assessed the impact of the pandemic on its operations and its assets including the value of its investments. The Fund has used internal and external sources of information from market sources on the expected future performance of the investment made in the securities, in developing the estimates and assumptions to assess, the fair value of the investments as at March 31, 2021. Basis the assessment, the management does not, at this juncture, believe that the impact on the Schemes’ operations (including value of its investments) is likely to be material.

10 These Abridged Financial Statements have been derived from the Audited Financial Statements referred to in the Audit Report.

11 Previous year figures are regrouped wherever necessary.

12 Scheme wise change in Risk-o-Meter during the year ended March 31, 2021 as per SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/197 is as follows:

Scheme name Risk-o-meter level as at Risk-o-meter level as Number of changes in December 31, 2020 * March 31, 2021 Risk-o-meter during the financial year ICICI Prudential Banking and Financial Services Fund Very High Very High - ICICI Prudential Bharat Consumption Fund Very High Very High - ICICI Prudential Commodities Fund Very High Very High - ICICI Prudential Dividend Yield Equity Fund Very High Very High - ICICI Prudential Equity - Arbitrage Fund Low Low - ICICI Prudential Balanced Advantage Fund Very High Moderately High 2 ICICI Prudential Midcap Fund Very High Very High - ICICI Prudential FMCG Fund Very High Very High -

65 Scheme name Risk-o-meter level as at Risk-o-meter level as Number of changes in December 31, 2020 * March 31, 2021 Risk-o-meter during the financial year ICICI Prudential Child Care Fund (Gift Plan) Very High Very High - ICICI Prudential Large & Mid Cap Fund Very High Very High - ICICI Prudential Smallcap Fund Very High Very High - ICICI Prudential Nifty Index Fund Very High Very High - ICICI Prudential India Opportunities Fund Very High Very High - ICICI Prudential Long Term Wealth Enhancement Fund Very High Very High - ICICI Prudential Manufacture in India Fund Very High Very High - ICICI Prudential MNC Fund Very High Very High - ICICI Prudential Nifty Next 50 Index Fund Very High Very High - ICICI Prudential Pharma Healthcare and Diagnostics (P.H.D) Fund Very High Very High - ICICI Prudential Multicap Fund Very High Very High - ICICI Prudential Retirement Fund - Pure Equity Plan Very High Very High - ICICI Prudential Exports and Services Fund Very High Very High - ICICI Prudential Sensex Index Fund Very High Very High - ICICI Prudential Focused Equity Fund Very High Very High - ICICI Prudential Technology Fund Very High Very High - ICICI Prudential US Bluechip Equity Fund Very High Very High -

* This disclosure is made pursuant to SEBI circular SEBI/HO/IMD/DF3/CIR/P/2020/197 dated Ocotber 5, 2020 which was effective from January 1, 2021. Hence risk-o-meter values as at December 31, 2020 has been considered.

66 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Audited Historical Per Unit Statistics (On the basis of closing units) for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) ICICI Prudential Banking and ICICI Prudential ICICI Prudential Financial Services Fund Dividend Yield Equity Fund Equity - Arbitrage Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 1 NAV PER UNIT (`) # A Open Bonus Option ------Direct Bonus Option - - - - 14.68 13.74 Direct IDCW Option 31.45 53.59 8.19 12.95 14.57 14.49 Direct Growth Option 43.70 69.88 11.99 17.52 26.98 25.25 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 19.44 34.70 7.64 12.41 13.67 13.62 Growth Option 40.58 65.47 11.49 16.92 25.91 24.38 Institutional Growth Option - - - - 26.23 24.60 Monthly IDCW Option ------Quarterly IDCW Option ------B High Bonus Option ------Direct Bonus Option - - - - 14.74 14.68 Direct IDCW Option 60.91 58.63 14.91 13.11 15.03 14.85 Direct Growth Option 84.64 76.45 21.84 17.74 28.06 26.98 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 37.35 37.69 13.80 12.56 13.92 13.71 Growth Option 77.97 71.12 20.76 17.12 26.80 25.91 Institutional Growth Option - - - - 26.34 26.23 Monthly IDCW Option ------Quarterly IDCW Option ------C Low Bonus Option ------Direct Bonus Option - - - - 14.65 13.73 Direct IDCW Option 29.32 28.74 7.87 7.35 14.54 14.46 Direct Growth Option 40.74 39.94 11.53 10.76 26.92 25.23 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 18.13 17.77 7.35 6.86 13.63 13.56 Growth Option 37.83 37.09 11.04 10.31 25.85 24.37 Institutional Growth Option - - - - 26.18 24.58 Monthly IDCW Option ------Quarterly IDCW Option ------D End Bonus Option ------Direct Bonus Option - - - - - 14.68 Direct IDCW Option 52.86 31.45 13.65 8.19 15.02 14.57 Direct Growth Option 78.06 43.70 21.03 11.99 28.05 26.98 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 31.11 19.44 12.08 7.64 13.92 13.67 Growth Option 71.83 40.58 19.97 11.49 26.80 25.91 Institutional Growth Option - - - - - 26.23 Monthly IDCW Option ------Quarterly IDCW Option ------2 Assets Under Management (` in Lakhs) Closing 3,86,604.50 2,53,572.10 22,779.10 12,202.83 10,48,267.87 7,13,133.57 Average (AAuM) 2,96,788.58 3,29,512.97 17,090.19 17,057.95 9,77,299.58 11,78,023.67 3 Gross Income as % of AAuM * -0.71% 4.58% -2.63% 9.39% -22.00% 17.32% 4 Expense Ratio A Total Expense as % of AAuM (plan wise) * Direct Option 1.28% 1.26% 1.86% 1.89% 0.45% 0.37% Other than Direct Option 2.16% 2.14% 2.74% 2.69% 0.97% 0.94% Institutional Option - - - - 0.00 0.01

67 ICICI Prudential Banking and ICICI Prudential ICICI Prudential Financial Services Fund Dividend Yield Equity Fund Equity - Arbitrage Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 B Management Fee as % of AAuM (plan wise) * Direct Option 0.98% 0.95% 1.46% 1.44% 0.32% 0.25% Other than Direct Option 0.99% 0.96% 1.46% 1.44% 0.32% 0.28% Institutional Option - - - - 0.00 0.00 5 as % of AAuM * -2.67% 2.65% -5.30% 6.77% -22.68% 16.73% 6 Portfolio Turnover Ratio - 0.53 0.45 0.93 0.53 2.49 2.24 Aggregate for all Asset category Portfolio Turnover Ratio – Equity 0.51 0.40 0.93 0.43 1.75 1.43 7 Total IDCW per unit distributed during the Year / Period (plan- wise) Direct Bonus Option ------Direct IDCW Option 3.50 3.50 0.70 0.94 0.12 0.89 Direct Growth Option ------Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 3.50 3.50 1.20 1.10 0.22 0.77 Growth Option ------Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------8 Returns A Last One Year Scheme Direct Option 78.63% -37.22% 75.40% -31.35% 3.97% 6.82% Other than Direct Option 77.01% -37.78% 73.80% -31.88% 3.43% 6.21% Benchmark 69.09% -25.13% 62.01% -25.69% 2.34% 6.04% B Since Inception Scheme Direct Option 15.88% 9.16% 11.41% 3.13% 7.31% 7.78% Other than Direct Option 16.92% 12.82% 10.58% 2.39% 7.16% 7.44% Benchmark Direct Option 15.38% 9.46% 10.33% 3.35% 6.05% 6.57% Other than Direct Option 16.69% 13.02% 10.33% 3.35% @@ @@ Benchmark Index Nifty Financial Services Nifty Dividend Opportunities 50 Nifty 50 Arbitrage Index Total Return Index Total Return Index * Annualised @@ As these Schemes were launched before the launch of the benchmark index, benchmark index figures since inception or the required period are not provided. # Pursuant to SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/194 dated October 05, 2020, names of all the existing dividend plans / options of all mutual fund schemes has been renamed as IDCW (Income Distribution cum Capital Withdrawal) Plan / Option with effect from April 01, 2021.

Note: 1 Scheme Returns and Benchmark Returns for schemes launched during the year are computed from date of allotment. These returns are shown on absolute basis.For the remaining schemes, Scheme Returns and Benchmark Returns are shown on CAGR basis. 2 Returns have been calculated based on Growth option. In case where Growth option NAV is not available, Dividend option NAV is considered. 3 Gross Income = Amount against (A) in the Revenue account i.e income 4 Net Income = Amount against (C) in the Revenue account i.e Net realised Gains/(Losses) for the Year/Period 5 Portfolio Turnover = Lower of sales or purchase divided by Average AUM for the Year/Period 6 AAuM = Average daily net assets 7 Performance for scheme options in which units are fully redeemed & were reissued at Face Value on fresh subcriptions (except in case of Direct Plan where NAV of corresponding ‘Other than Direct’ Plan is considered) made by the investors during the year are shown on absoulate basis and accordingly corresponding previous year figures are not shown. 8 Performance figures have been computed based on the last declared NAV. 9 Plans closed during the year are not considered for above disclosures 10 As Total Return Index (TRI) data is not available since inception of ICICI Prudential Large & Mid Cap Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of Nifty 50 Index Price Return Index (PRI) values from 09-Jul-98 to 30-Jun-99 and TRI values since 30-Jun-99. 11 As TRI data is not available since inception of the ICICI Prudential Technology Fund, benchmark performance is calculated using composite CAGR of S&P BSE Information Technology PRI values from 03-Mar-2000 to 23-Aug-2004 and TRI values since 23-Aug-2004. 12 As TRI data is not available since inception of ICICI Prudential Exports and Services Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of S&P BSE 500 Price Return Index (PRI) values from 30-Nov-05 to 01-Aug-06 and TRI values since 01-Aug-06. 13 The benchmark performance of the Scheme ICICI Prudential Focused Equity Fund has been calculated using values of S&P BSE 100 Index since inception till 27th May, 2018 and values of S&P BSE 500 TRI have been considered thereafter. 14 The benchmark performance of the Scheme ICICI Prudential Smallcap Fund has been calculated using values of 65% Nifty 50 + 35% MSCI Asia ex-Japan Index since inception till 27th May, 2018 and values of Nifty Smallcap 250 TRI have been considered thereafter. 15 The benchmark of the scheme ICICI Prudential Multicap Fund has been revised from S&P BSE 500 TRI to Nifty500 Multicap 50:25:25 TRI w.e.f. Jan 29, 2021. For benchmark performance, values of earlier benchmark has been used till 28th January 2021 and revised benchmark values have been considered thereafter.

68 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Audited Historical Per Unit Statistics (On the basis of closing units) for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) ICICI Prudential ICICI Prudential ICICI Prudential Balanced Advantage Fund Midcap Fund FMCG Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 1 NAV PER UNIT (`) # A Open Bonus Option ------Direct Bonus Option ------Direct IDCW Option 16.29 19.95 18.21 29.30 93.89 106.49 Direct Growth Option 33.00 37.96 68.96 102.22 221.30 251.01 Direct Monthly IDCW Option 13.07 15.79 - - - - Direct Quarterly IDCW Option 11.79 13.56 - - - - IDCW Option 12.31 15.45 13.94 23.18 60.35 69.02 Growth Option 30.57 35.34 64.51 96.55 209.75 239.89 Institutional Growth Option ------Monthly IDCW Option 11.69 14.33 - - - - Quarterly IDCW Option 10.96 12.67 - - - - B High Bonus Option ------Direct Bonus Option ------Direct IDCW Option 22.82 20.80 35.17 29.77 118.77 116.36 Direct Growth Option 48.83 41.59 141.81 106.36 298.05 274.30 Direct Monthly IDCW Option 18.57 16.55 - - - - Direct Quarterly IDCW Option 17.44 14.86 - - - - IDCW Option 16.84 16.07 26.16 23.52 73.15 74.98 Growth Option 44.99 38.56 131.57 99.67 280.75 260.59 Institutional Growth Option ------Monthly IDCW Option 16.43 14.89 - - - - Quarterly IDCW Option 16.13 13.83 - - - - C Low Bonus Option ------Direct Bonus Option ------Direct IDCW Option 15.59 14.98 17.39 17.01 90.90 81.93 Direct Growth Option 31.57 30.35 65.87 64.40 214.27 193.13 Direct Monthly IDCW Option 12.51 12.02 - - - - Direct Quarterly IDCW Option 11.28 10.84 - - - - IDCW Option 11.78 11.33 13.32 13.02 58.43 52.67 Growth Option 29.24 28.12 61.61 60.25 203.08 183.06 Institutional Growth Option ------Monthly IDCW Option 11.18 10.76 - - - - Quarterly IDCW Option 10.48 10.08 - - - - D End Bonus Option ------Direct Bonus Option ------Direct IDCW Option 22.45 16.29 33.98 18.21 118.14 93.89 Direct Growth Option 48.04 33.00 137.02 68.96 296.47 221.30 Direct Monthly IDCW Option 18.27 13.07 - - - - Direct Quarterly IDCW Option 16.80 11.79 - - - - IDCW Option 16.56 12.31 25.26 13.94 72.68 60.35 Growth Option 44.24 30.57 127.04 64.51 278.94 209.75 Institutional Growth Option ------Monthly IDCW Option 16.16 11.69 - - - - Quarterly IDCW Option 15.50 10.96 - - - - 2 Assets Under Management (` in Lakhs) Closing 30,31,220.46 22,84,620.27 2,33,869.03 1,31,727.10 60,618.33 46,081.17 Average (AAuM) 26,88,135.22 28,08,236.91 1,88,325.07 1,75,108.15 54,159.26 51,303.20 3 Gross Income as % of AAuM * 5.83% 7.77% 2.20% 5.91% 12.80% 12.50% 4 Expense Ratio A Total Expense as % of AAuM (plan wise) * Direct Option 1.14% 1.19% 1.40% 1.42% 1.92% 1.78% Other than Direct Option 1.72% 1.71% 2.30% 2.37% 2.64% 2.62% Institutional Option ------

69 ICICI Prudential ICICI Prudential ICICI Prudential Balanced Advantage Fund Midcap Fund FMCG Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 B Management Fee as % of AAuM (plan wise) * Direct Option 0.84% 0.91% 1.09% 1.09% 1.54% 1.42% Other than Direct Option 0.84% 0.92% 1.09% 1.08% 1.53% 1.41% Institutional Option ------5 Net Income as % of AAuM * 4.18% 6.12% 0.02% 3.68% 10.34% 10.07% 6 Portfolio Turnover Ratio - 0.74 0.85 0.97 0.40 0.52 0.54 Aggregate for all Asset category Portfolio Turnover Ratio – Equity 0.24 0.41 0.95 0.34 0.52 0.54 7 Total IDCW per unit distributed during the Year / Period (plan- wise) Direct Bonus Option ------Direct IDCW Option 1.11 1.25 1.70 2.25 6.50 - Direct Growth Option ------Direct Monthly IDCW Option 0.68 0.77 - - - - Direct Quarterly IDCW Option 0.36 - - - - - IDCW Option 1.11 1.25 1.70 2.25 6.50 - Growth Option ------Institutional Growth Option ------Monthly IDCW Option 0.68 0.84 - - - - Quarterly IDCW Option 0.36 - - - - - 8 Returns A Last One Year Scheme Direct Option 45.58% -12.97% 98.69% -32.32% 33.97% -11.75% Other than Direct Option 44.72% -13.40% 96.93% -32.96% 32.99% -12.47% Benchmark 39.21% -7.25% 101.57% -29.88% 30.11% -8.55% B Since Inception Scheme Direct Option 13.19% 9.33% 18.36% 10.20% 13.15% 10.55% Other than Direct Option 10.99% 8.79% 16.73% 12.84% 16.32% 15.58% Benchmark Direct Option 11.65% 8.31% 17.01% 8.55% 12.04% 9.76% Other than Direct Option 10.29% 8.38% @@ @@ 13.40% 12.66% Benchmark Index CRISIL Hybrid 50+50 - Nifty Midcap 150 Nifty FMCG Moderate Index Total Return Index Total Return Index * Annualised @@ As these Schemes were launched before the launch of the benchmark index, benchmark index figures since inception or the required period are not provided. # Pursuant to SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/194 dated October 05, 2020, names of all the existing dividend plans / options of all mutual fund schemes has been renamed as IDCW (Income Distribution cum Capital Withdrawal) Plan / Option with effect from April 01, 2021.

Note: 1 Scheme Returns and Benchmark Returns for schemes launched during the year are computed from date of allotment. These returns are shown on absolute basis.For the remaining schemes, Scheme Returns and Benchmark Returns are shown on CAGR basis. 2 Returns have been calculated based on Growth option. In case where Growth option NAV is not available, Dividend option NAV is considered. 3 Gross Income = Amount against (A) in the Revenue account i.e income 4 Net Income = Amount against (C) in the Revenue account i.e Net realised Gains/(Losses) for the Year/Period 5 Portfolio Turnover = Lower of sales or purchase divided by Average AUM for the Year/Period 6 AAuM = Average daily net assets 7 Performance for scheme options in which units are fully redeemed & were reissued at Face Value on fresh subcriptions (except in case of Direct Plan where NAV of corresponding ‘Other than Direct’ Plan is considered) made by the investors during the year are shown on absoulate basis and accordingly corresponding previous year figures are not shown. 8 Performance figures have been computed based on the last declared NAV. 9 Plans closed during the year are not considered for above disclosures 10 As Total Return Index (TRI) data is not available since inception of ICICI Prudential Large & Mid Cap Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of Nifty 50 Index Price Return Index (PRI) values from 09-Jul-98 to 30-Jun-99 and TRI values since 30-Jun-99. 11 As TRI data is not available since inception of the ICICI Prudential Technology Fund, benchmark performance is calculated using composite CAGR of S&P BSE Information Technology PRI values from 03-Mar-2000 to 23-Aug-2004 and TRI values since 23-Aug-2004. 12 As TRI data is not available since inception of ICICI Prudential Exports and Services Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of S&P BSE 500 Price Return Index (PRI) values from 30-Nov-05 to 01-Aug-06 and TRI values since 01-Aug-06. 13 The benchmark performance of the Scheme ICICI Prudential Focused Equity Fund has been calculated using values of S&P BSE 100 Index since inception till 27th May, 2018 and values of S&P BSE 500 TRI have been considered thereafter. 14 The benchmark performance of the Scheme ICICI Prudential Smallcap Fund has been calculated using values of 65% Nifty 50 + 35% MSCI Asia ex-Japan Index since inception till 27th May, 2018 and values of Nifty Smallcap 250 TRI have been considered thereafter. 15 The benchmark of the scheme ICICI Prudential Multicap Fund has been revised from S&P BSE 500 TRI to Nifty500 Multicap 50:25:25 TRI w.e.f. Jan 29, 2021. For benchmark performance, values of earlier benchmark has been used till 28th January 2021 and revised benchmark values have been considered thereafter.

70 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Audited Historical Per Unit Statistics (On the basis of closing units) for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) ICICI Prudential ICICI Prudential ICICI Prudential Child Care Fund (Gift Plan) Large & Mid Cap Fund Smallcap Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 1 NAV PER UNIT (`) # A Open Bonus Option ------Direct Bonus Option ------Direct IDCW Option - - 16.15 24.04 17.39 23.94 Direct Growth Option 119.14 149.15 247.85 344.66 18.75 25.81 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option - - 11.48 17.68 11.22 15.65 Growth Option 112.60 142.04 231.85 325.01 17.86 24.90 Institutional Growth Option - - - - 17.85 24.89 Monthly IDCW Option ------Quarterly IDCW Option ------B High Bonus Option ------Direct Bonus Option ------Direct IDCW Option - - 28.40 24.35 34.89 26.99 Direct Growth Option 180.92 158.34 461.04 365.70 39.58 29.10 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option - - 19.57 17.90 21.53 17.46 Growth Option 170.00 149.74 428.24 342.59 37.15 27.78 Institutional Growth Option - - - - 19.51 27.76 Monthly IDCW Option ------Quarterly IDCW Option ------C Low Bonus Option ------Direct Bonus Option ------Direct IDCW Option - - 15.40 14.91 16.85 16.22 Direct Growth Option 113.55 109.09 236.37 228.86 18.17 17.48 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option - - 10.95 10.61 10.88 10.47 Growth Option 107.31 103.10 221.10 214.12 17.31 16.66 Institutional Growth Option - - - - 17.30 16.65 Monthly IDCW Option ------Quarterly IDCW Option ------D End Bonus Option ------Direct Bonus Option ------Direct IDCW Option - - 27.17 16.15 34.27 17.39 Direct Growth Option 176.13 119.14 440.99 247.85 38.88 18.75 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option - - 18.71 11.48 21.14 11.22 Growth Option 165.36 112.60 409.41 231.85 36.47 17.86 Institutional Growth Option - - - - - 17.85 Monthly IDCW Option ------Quarterly IDCW Option ------2 Assets Under Management (` in Lakhs) Closing 74,101.36 51,207.91 3,72,522.69 2,41,766.17 2,06,618.85 88,122.78 Average (AAuM) 64,463.70 63,211.05 2,79,557.40 3,29,283.33 1,44,080.04 57,947.34 3 Gross Income as % of AAuM * 4.68% 2.01% 4.69% 2.75% 7.39% 4.25% 4 Expense Ratio A Total Expense as % of AAuM (plan wise) * Direct Option 1.84% 1.74% 1.41% 1.31% 0.73% 1.12% Other than Direct Option 2.51% 2.52% 2.17% 2.10% 2.25% 2.49% Institutional Option - - - - 0.02 0.03

71 ICICI Prudential ICICI Prudential ICICI Prudential Child Care Fund (Gift Plan) Large & Mid Cap Fund Smallcap Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 B Management Fee as % of AAuM (plan wise) * Direct Option 1.45% 1.35% 1.11% 1.01% 0.50% 0.78% Other than Direct Option 1.45% 1.35% 1.10% 1.00% 0.51% 0.83% Institutional Option - - - - 0.00 0.01 5 Net Income as % of AAuM * 2.22% -0.45% 2.71% 0.88% 5.42% 1.96% 6 Portfolio Turnover Ratio - 0.64 0.66 0.97 0.77 0.49 0.59 Aggregate for all Asset category Portfolio Turnover Ratio – Equity 0.41 0.50 0.97 0.64 0.49 0.59 7 Total IDCW per unit distributed during the Year / Period (plan- wise) Direct Bonus Option ------Direct IDCW Option - - 1.30 1.60 1.40 - Direct Growth Option ------Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option - - 1.30 1.60 1.40 - Growth Option ------Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------8 Returns A Last One Year Scheme Direct Option 47.83% -19.97% 77.93% -27.89% 107.36% -27.16% Other than Direct Option 46.86% -20.58% 76.58% -28.47% 104.20% -28.08% Benchmark 48.18% -12.78% 85.91% -27.29% 118.68% -39.97% B Since Inception Scheme Direct Option 12.88% 8.76% 13.58% 6.76% 14.99% 6.00% Other than Direct Option 15.39% 13.91% 17.73% 15.56% 10.09% 4.76% Benchmark Direct Option 11.82% 7.56% 12.62% 5.10% 9.84% -0.12% Other than Direct Option @@ @@ 14.10% 11.56% 7.85% 1.90% Benchmark Index NIFTY 50 Hybrid Composite Nifty LargeMidcap 250 Nifty Smallcap 250 Debt 65:35 Index Total Return Index Total Return Index * Annualised @@ As these Schemes were launched before the launch of the benchmark index, benchmark index figures since inception or the required period are not provided. # Pursuant to SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/194 dated October 05, 2020, names of all the existing dividend plans / options of all mutual fund schemes has been renamed as IDCW (Income Distribution cum Capital Withdrawal) Plan / Option with effect from April 01, 2021.

Note: 1 Scheme Returns and Benchmark Returns for schemes launched during the year are computed from date of allotment. These returns are shown on absolute basis.For the remaining schemes, Scheme Returns and Benchmark Returns are shown on CAGR basis. 2 Returns have been calculated based on Growth option. In case where Growth option NAV is not available, Dividend option NAV is considered. 3 Gross Income = Amount against (A) in the Revenue account i.e income 4 Net Income = Amount against (C) in the Revenue account i.e Net realised Gains/(Losses) for the Year/Period 5 Portfolio Turnover = Lower of sales or purchase divided by Average AUM for the Year/Period 6 AAuM = Average daily net assets 7 Performance for scheme options in which units are fully redeemed & were reissued at Face Value on fresh subcriptions (except in case of Direct Plan where NAV of corresponding ‘Other than Direct’ Plan is considered) made by the investors during the year are shown on absoulate basis and accordingly corresponding previous year figures are not shown. 8 Performance figures have been computed based on the last declared NAV. 9 Plans closed during the year are not considered for above disclosures 10 As Total Return Index (TRI) data is not available since inception of ICICI Prudential Large & Mid Cap Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of Nifty 50 Index Price Return Index (PRI) values from 09-Jul-98 to 30-Jun-99 and TRI values since 30-Jun-99. 11 As TRI data is not available since inception of the ICICI Prudential Technology Fund, benchmark performance is calculated using composite CAGR of S&P BSE Information Technology PRI values from 03-Mar-2000 to 23-Aug-2004 and TRI values since 23-Aug-2004. 12 As TRI data is not available since inception of ICICI Prudential Exports and Services Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of S&P BSE 500 Price Return Index (PRI) values from 30-Nov-05 to 01-Aug-06 and TRI values since 01-Aug-06. 13 The benchmark performance of the Scheme ICICI Prudential Focused Equity Fund has been calculated using values of S&P BSE 100 Index since inception till 27th May, 2018 and values of S&P BSE 500 TRI have been considered thereafter. 14 The benchmark performance of the Scheme ICICI Prudential Smallcap Fund has been calculated using values of 65% Nifty 50 + 35% MSCI Asia ex-Japan Index since inception till 27th May, 2018 and values of Nifty Smallcap 250 TRI have been considered thereafter. 15 The benchmark of the scheme ICICI Prudential Multicap Fund has been revised from S&P BSE 500 TRI to Nifty500 Multicap 50:25:25 TRI w.e.f. Jan 29, 2021. For benchmark performance, values of earlier benchmark has been used till 28th January 2021 and revised benchmark values have been considered thereafter.

72 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Audited Historical Per Unit Statistics (On the basis of closing units) for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) ICICI Prudential ICICI Prudential ICICI Prudential Long Term Nifty Index Fund India Opportunities Fund Wealth Enhancement Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 1 NAV PER UNIT (`) # A Open Bonus Option ------Direct Bonus Option ------Direct IDCW Option 11.56 15.44 7.30 10.85 8.00 10.87 Direct Growth Option 86.00 114.80 7.30 10.85 8.00 10.87 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 11.13 14.91 7.15 10.81 7.83 10.70 Growth Option 83.53 111.96 7.15 10.81 7.83 10.70 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------B High Bonus Option ------Direct Bonus Option ------Direct IDCW Option 20.67 16.57 14.34 11.14 14.24 12.19 Direct Growth Option 153.71 123.25 14.34 11.14 14.24 12.19 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 19.83 15.96 13.85 11.09 13.88 11.95 Growth Option 148.83 119.83 13.85 11.09 13.88 11.95 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------C Low Bonus Option ------Direct Bonus Option ------Direct IDCW Option 10.89 10.25 7.03 6.67 7.41 7.37 Direct Growth Option 80.95 76.21 7.03 6.67 7.41 7.37 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 10.48 9.86 6.89 6.53 7.25 7.21 Growth Option 78.63 74.04 6.89 6.53 7.25 7.21 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------D End Bonus Option ------Direct Bonus Option ------Direct IDCW Option 19.85 11.56 12.89 7.30 13.42 8.00 Direct Growth Option 147.59 86.00 13.53 7.30 13.42 8.00 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 19.03 11.13 12.41 7.15 13.08 7.83 Growth Option 142.85 83.53 13.06 7.15 13.08 7.83 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------2 Assets Under Management (` in Lakhs) Closing 1,49,256.51 69,739.29 3,07,231.53 1,95,569.91 4,804.85 2,993.41 Average (AAuM) 1,03,283.46 45,496.24 2,66,081.29 1,97,425.34 4,053.31 4,129.23 3 Gross Income as % of AAuM * 8.07% 7.13% 11.50% 5.13% 3.09% 2.79% 4 Expense Ratio A Total Expense as % of AAuM (plan wise) * Direct Option 0.10% 0.11% 0.57% 0.44% 0.87% 0.87% Other than Direct Option 0.45% 0.46% 2.07% 2.16% 1.36% 1.37% Institutional Option ------

73 ICICI Prudential ICICI Prudential ICICI Prudential Long Term Nifty Index Fund India Opportunities Fund Wealth Enhancement Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 B Management Fee as % of AAuM (plan wise) * Direct Option 0.01% 0.01% 0.39% 0.25% 0.68% 0.68% Other than Direct Option 0.01% 0.01% 0.39% 0.27% 0.72% 0.71% Institutional Option ------5 Net Income as % of AAuM * 7.86% 6.86% 9.85% 3.22% 1.76% 1.44% 6 Portfolio Turnover Ratio - 0.51 0.46 0.38 0.71 0.20 0.05 Aggregate for all Asset category Portfolio Turnover Ratio – Equity 0.51 0.46 0.35 0.60 0.20 0.05 7 Total IDCW per unit distributed during the Year / Period (plan- wise) Direct Bonus Option ------Direct IDCW Option - - 0.65 - - - Direct Growth Option ------Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option - - 0.65 - - - Growth Option ------Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------8 Returns A Last One Year Scheme Direct Option 71.63% -24.92% 85.34% -32.50% 67.75% -26.22% Other than Direct Option 71.01% -25.21% 82.66% -33.63% 67.05% -26.64% Benchmark 72.54% -24.85% 77.58% -26.44% 85.91% -27.29% B Since Inception Scheme Direct Option 12.59% 6.23% 14.67% -22.93% 10.20% -10.42% Other than Direct Option 14.93% 12.44% 12.85% -24.24% 9.27% -11.37% Benchmark Direct Option 12.95% 6.53% 15.64% -18.92% 12.82% -11.82% Other than Direct Option 15.67% 13.15% 15.64% -18.92% 12.82% -11.82% Benchmark Index Nifty 50 Total Return Index Nifty 500 Total Return Index Nifty LargeMidcap 250 Total Return Index * Annualised @@ As these Schemes were launched before the launch of the benchmark index, benchmark index figures since inception or the required period are not provided. # Pursuant to SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/194 dated October 05, 2020, names of all the existing dividend plans / options of all mutual fund schemes has been renamed as IDCW (Income Distribution cum Capital Withdrawal) Plan / Option with effect from April 01, 2021.

Note: 1 Scheme Returns and Benchmark Returns for schemes launched during the year are computed from date of allotment. These returns are shown on absolute basis.For the remaining schemes, Scheme Returns and Benchmark Returns are shown on CAGR basis. 2 Returns have been calculated based on Growth option. In case where Growth option NAV is not available, Dividend option NAV is considered. 3 Gross Income = Amount against (A) in the Revenue account i.e income 4 Net Income = Amount against (C) in the Revenue account i.e Net realised Gains/(Losses) for the Year/Period 5 Portfolio Turnover = Lower of sales or purchase divided by Average AUM for the Year/Period 6 AAuM = Average daily net assets 7 Performance for scheme options in which units are fully redeemed & were reissued at Face Value on fresh subcriptions (except in case of Direct Plan where NAV of corresponding ‘Other than Direct’ Plan is considered) made by the investors during the year are shown on absoulate basis and accordingly corresponding previous year figures are not shown. 8 Performance figures have been computed based on the last declared NAV. 9 Plans closed during the year are not considered for above disclosures 10 As Total Return Index (TRI) data is not available since inception of ICICI Prudential Large & Mid Cap Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of Nifty 50 Index Price Return Index (PRI) values from 09-Jul-98 to 30-Jun-99 and TRI values since 30-Jun-99. 11 As TRI data is not available since inception of the ICICI Prudential Technology Fund, benchmark performance is calculated using composite CAGR of S&P BSE Information Technology PRI values from 03-Mar-2000 to 23-Aug-2004 and TRI values since 23-Aug-2004. 12 As TRI data is not available since inception of ICICI Prudential Exports and Services Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of S&P BSE 500 Price Return Index (PRI) values from 30-Nov-05 to 01-Aug-06 and TRI values since 01-Aug-06. 13 The benchmark performance of the Scheme ICICI Prudential Focused Equity Fund has been calculated using values of S&P BSE 100 Index since inception till 27th May, 2018 and values of S&P BSE 500 TRI have been considered thereafter. 14 The benchmark performance of the Scheme ICICI Prudential Smallcap Fund has been calculated using values of 65% Nifty 50 + 35% MSCI Asia ex-Japan Index since inception till 27th May, 2018 and values of Nifty Smallcap 250 TRI have been considered thereafter. 15 The benchmark of the scheme ICICI Prudential Multicap Fund has been revised from S&P BSE 500 TRI to Nifty500 Multicap 50:25:25 TRI w.e.f. Jan 29, 2021. For benchmark performance, values of earlier benchmark has been used till 28th January 2021 and revised benchmark values have been considered thereafter.

74 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Audited Historical Per Unit Statistics (On the basis of closing units) for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) ICICI Prudential ICICI Prudential ICICI Prudential Pharma Healthcare Manufacture in India Fund Nifty Next 50 Index Fund and Diagnostics (P.H.D) Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 1 NAV PER UNIT (`) # A Open Bonus Option ------Direct Bonus Option ------Direct IDCW Option 7.39 10.61 19.29 25.72 9.79 10.26 Direct Growth Option 7.39 10.61 19.29 25.72 9.79 10.26 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 7.22 10.53 18.68 25.03 9.54 10.14 Growth Option 7.21 10.53 18.68 25.03 9.54 10.14 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------B High Bonus Option ------Direct Bonus Option ------Direct IDCW Option 14.81 10.95 32.64 26.62 17.33 11.42 Direct Growth Option 14.80 10.95 32.65 26.63 18.92 11.42 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 14.31 10.73 31.50 25.81 16.69 11.15 Growth Option 14.31 10.73 31.50 25.81 18.27 11.15 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------C Low Bonus Option ------Direct Bonus Option ------Direct IDCW Option 7.18 6.83 18.64 16.95 9.69 9.08 Direct Growth Option 7.18 6.83 18.65 16.95 9.69 9.07 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 7.01 6.67 18.06 16.42 9.44 8.84 Growth Option 7.01 6.67 18.06 16.42 9.44 8.84 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------D End Bonus Option ------Direct Bonus Option ------Direct IDCW Option 13.41 7.39 31.17 19.29 16.48 9.79 Direct Growth Option 14.39 7.39 31.18 19.29 17.99 9.79 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 12.92 7.22 30.07 18.68 15.85 9.54 Growth Option 13.90 7.21 30.07 18.68 17.35 9.54 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------2 Assets Under Management (` in Lakhs) Closing 58,790.11 59,252.09 1,03,776.85 59,757.70 2,21,510.48 1,07,409.75 Average (AAuM) 64,448.35 1,03,767.40 83,943.38 59,246.51 1,83,159.31 1,32,893.60 3 Gross Income as % of AAuM * 2.51% 10.13% 7.80% -0.27% 22.06% 9.26% 4 Expense Ratio A Total Expense as % of AAuM (plan wise) * Direct Option 1.41% 0.62% 0.41% 0.39% 1.35% 0.78% Other than Direct Option 2.46% 2.20% 0.83% 0.84% 2.30% 2.20% Institutional Option ------

75 ICICI Prudential ICICI Prudential ICICI Prudential Pharma Healthcare Manufacture in India Fund Nifty Next 50 Index Fund and Diagnostics (P.H.D) Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 B Management Fee as % of AAuM (plan wise) * Direct Option 1.12% 0.44% 0.25% 0.22% 1.05% 0.57% Other than Direct Option 1.11% 0.98% 0.25% 0.21% 1.03% 0.97% Institutional Option ------5 Net Income as % of AAuM * 0.08% 7.97% 7.26% -0.80% 19.91% 7.17% 6 Portfolio Turnover Ratio - 0.10 0.44 0.79 0.54 0.61 0.28 Aggregate for all Asset category Portfolio Turnover Ratio – Equity 0.09 0.36 0.79 0.54 0.52 0.23 7 Total IDCW per unit distributed during the Year / Period (plan- wise) Direct Bonus Option ------Direct IDCW Option 1.00 - - - 1.30 - Direct Growth Option ------Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 1.00 - - - 1.30 - Growth Option ------Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------8 Returns A Last One Year Scheme Direct Option 94.72% -30.14% 61.62% -24.83% 83.76% -4.54% Other than Direct Option 92.79% -31.32% 60.93% -25.17% 81.87% -5.87% Benchmark 66.30% -22.90% 62.94% -24.20% 76.44% -14.63% B Since Inception Scheme Direct Option 15.87% -18.58% 13.51% 8.11% 24.12% -1.23% Other than Direct Option 14.25% -19.94% 10.76% 6.60% 22.48% -2.70% Benchmark Direct Option 15.65% -9.65% 14.38% 8.94% 17.49% -7.27% Other than Direct Option 15.65% -9.65% 12.28% 8.09% 17.49% -7.27% Benchmark Index S&P BSE India Manufacturing Nifty Next 50 Total Return Index S&P BSE Healthcare Total Return Index Total Return Index * Annualised @@ As these Schemes were launched before the launch of the benchmark index, benchmark index figures since inception or the required period are not provided. # Pursuant to SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/194 dated October 05, 2020, names of all the existing dividend plans / options of all mutual fund schemes has been renamed as IDCW (Income Distribution cum Capital Withdrawal) Plan / Option with effect from April 01, 2021.

Note: 1 Scheme Returns and Benchmark Returns for schemes launched during the year are computed from date of allotment. These returns are shown on absolute basis.For the remaining schemes, Scheme Returns and Benchmark Returns are shown on CAGR basis. 2 Returns have been calculated based on Growth option. In case where Growth option NAV is not available, Dividend option NAV is considered. 3 Gross Income = Amount against (A) in the Revenue account i.e income 4 Net Income = Amount against (C) in the Revenue account i.e Net realised Gains/(Losses) for the Year/Period 5 Portfolio Turnover = Lower of sales or purchase divided by Average AUM for the Year/Period 6 AAuM = Average daily net assets 7 Performance for scheme options in which units are fully redeemed & were reissued at Face Value on fresh subcriptions (except in case of Direct Plan where NAV of corresponding ‘Other than Direct’ Plan is considered) made by the investors during the year are shown on absoulate basis and accordingly corresponding previous year figures are not shown. 8 Performance figures have been computed based on the last declared NAV. 9 Plans closed during the year are not considered for above disclosures 10 As Total Return Index (TRI) data is not available since inception of ICICI Prudential Large & Mid Cap Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of Nifty 50 Index Price Return Index (PRI) values from 09-Jul-98 to 30-Jun-99 and TRI values since 30-Jun-99. 11 As TRI data is not available since inception of the ICICI Prudential Technology Fund, benchmark performance is calculated using composite CAGR of S&P BSE Information Technology PRI values from 03-Mar-2000 to 23-Aug-2004 and TRI values since 23-Aug-2004. 12 As TRI data is not available since inception of ICICI Prudential Exports and Services Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of S&P BSE 500 Price Return Index (PRI) values from 30-Nov-05 to 01-Aug-06 and TRI values since 01-Aug-06. 13 The benchmark performance of the Scheme ICICI Prudential Focused Equity Fund has been calculated using values of S&P BSE 100 Index since inception till 27th May, 2018 and values of S&P BSE 500 TRI have been considered thereafter. 14 The benchmark performance of the Scheme ICICI Prudential Smallcap Fund has been calculated using values of 65% Nifty 50 + 35% MSCI Asia ex-Japan Index since inception till 27th May, 2018 and values of Nifty Smallcap 250 TRI have been considered thereafter. 15 The benchmark of the scheme ICICI Prudential Multicap Fund has been revised from S&P BSE 500 TRI to Nifty500 Multicap 50:25:25 TRI w.e.f. Jan 29, 2021. For benchmark performance, values of earlier benchmark has been used till 28th January 2021 and revised benchmark values have been considered thereafter.

76 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Audited Historical Per Unit Statistics (On the basis of closing units) for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) ICICI Prudential ICICI Prudential ICICI Prudential Multicap Fund Retirement Fund - Pure Equity Plan Exports and Services Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 1 NAV PER UNIT (`) # A Open Bonus Option ------Direct Bonus Option ------Direct IDCW Option 20.69 31.65 7.62 10.43 25.67 36.74 Direct Growth Option 219.45 311.97 7.62 10.43 44.75 60.52 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 14.47 23.02 7.44 10.41 16.25 24.17 Growth Option 206.00 295.61 7.44 10.41 42.28 57.61 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------B High Bonus Option ------Direct Bonus Option ------Direct IDCW Option 35.39 32.44 13.76 11.03 44.01 36.89 Direct Growth Option 403.85 327.20 13.76 11.03 80.45 64.33 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 23.71 23.55 13.26 10.83 26.96 24.24 Growth Option 375.69 307.67 13.26 10.83 75.69 60.82 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------C Low Bonus Option ------Direct Bonus Option ------Direct IDCW Option 19.73 18.86 7.28 6.93 24.43 23.06 Direct Growth Option 209.20 199.99 7.28 6.93 42.59 40.21 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 13.80 13.19 7.11 6.78 15.46 14.60 Growth Option 196.36 187.76 7.11 6.78 40.24 37.99 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------D End Bonus Option ------Direct Bonus Option ------Direct IDCW Option 33.70 20.69 13.03 7.62 41.97 25.67 Direct Growth Option 384.61 219.45 13.03 7.62 76.71 44.75 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 22.56 14.47 12.54 7.44 25.69 16.25 Growth Option 357.55 206.00 12.54 7.44 72.14 42.28 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------2 Assets Under Management (` in Lakhs) Closing 5,88,999.07 4,15,325.43 9,144.15 4,966.78 72,865.60 44,887.37 Average (AAuM) 5,46,935.06 4,30,082.30 7,237.61 5,725.84 56,399.99 69,668.39 3 Gross Income as % of AAuM * 1.29% 3.44% 4.90% 3.80% 7.70% -1.84% 4 Expense Ratio A Total Expense as % of AAuM (plan wise) * Direct Option 1.03% 1.15% 1.02% 0.43% 2.16% 1.75% Other than Direct Option 2.00% 2.09% 2.56% 2.55% 2.62% 2.51% Institutional Option ------

77 ICICI Prudential ICICI Prudential ICICI Prudential Multicap Fund Retirement Fund - Pure Equity Plan Exports and Services Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 B Management Fee as % of AAuM (plan wise) * Direct Option 0.76% 0.84% 0.76% 0.25% 1.75% 1.37% Other than Direct Option 0.76% 0.87% 0.73% 0.25% 1.74% 1.37% Institutional Option ------5 Net Income as % of AAuM * -0.42% 1.54% 2.42% 1.33% 5.14% -4.25% 6 Portfolio Turnover Ratio - 0.80 0.62 0.40 0.25 0.86 0.83 Aggregate for all Asset category Portfolio Turnover Ratio – Equity 0.78 0.53 0.40 0.20 0.86 0.82 7 Total IDCW per unit distributed during the Year / Period (plan- wise) Direct Bonus Option ------Direct IDCW Option 2.25 2.25 - - 1.50 1.90 Direct Growth Option ------Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 2.25 2.25 - - 1.50 1.90 Growth Option ------Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------8 Returns A Last One Year Scheme Direct Option 75.26% -29.45% 71.00% -26.75% 71.42% -25.88% Other than Direct Option 73.57% -30.11% 68.55% -28.33% 70.62% -26.42% Benchmark 82.00% -26.27% 77.58% -26.44% 78.63% -26.27% B Since Inception Scheme Direct Option 14.84% 8.33% 13.50% -22.06% 18.21% 12.29% Other than Direct Option 14.44% 12.59% 11.44% -23.75% 13.75% 10.57% Benchmark Direct Option 13.83% 6.69% 17.82% -19.12% 13.47% 6.56% Other than Direct Option @@ @@ 17.82% -19.12% 13.17% 9.62% Benchmark Index Nifty 500 Multicap 50:25:25 Nifty 500 Total Return Index S&P BSE 500 Total Return Index Total Return Index * Annualised @@ As these Schemes were launched before the launch of the benchmark index, benchmark index figures since inception or the required period are not provided. # Pursuant to SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/194 dated October 05, 2020, names of all the existing dividend plans / options of all mutual fund schemes has been renamed as IDCW (Income Distribution cum Capital Withdrawal) Plan / Option with effect from April 01, 2021.

Note: 1 Scheme Returns and Benchmark Returns for schemes launched during the year are computed from date of allotment. These returns are shown on absolute basis.For the remaining schemes, Scheme Returns and Benchmark Returns are shown on CAGR basis. 2 Returns have been calculated based on Growth option. In case where Growth option NAV is not available, Dividend option NAV is considered. 3 Gross Income = Amount against (A) in the Revenue account i.e income 4 Net Income = Amount against (C) in the Revenue account i.e Net realised Gains/(Losses) for the Year/Period 5 Portfolio Turnover = Lower of sales or purchase divided by Average AUM for the Year/Period 6 AAuM = Average daily net assets 7 Performance for scheme options in which units are fully redeemed & were reissued at Face Value on fresh subcriptions (except in case of Direct Plan where NAV of corresponding ‘Other than Direct’ Plan is considered) made by the investors during the year are shown on absoulate basis and accordingly corresponding previous year figures are not shown. 8 Performance figures have been computed based on the last declared NAV. 9 Plans closed during the year are not considered for above disclosures 10 As Total Return Index (TRI) data is not available since inception of ICICI Prudential Large & Mid Cap Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of Nifty 50 Index Price Return Index (PRI) values from 09-Jul-98 to 30-Jun-99 and TRI values since 30-Jun-99. 11 As TRI data is not available since inception of the ICICI Prudential Technology Fund, benchmark performance is calculated using composite CAGR of S&P BSE Information Technology PRI values from 03-Mar-2000 to 23-Aug-2004 and TRI values since 23-Aug-2004. 12 As TRI data is not available since inception of ICICI Prudential Exports and Services Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of S&P BSE 500 Price Return Index (PRI) values from 30-Nov-05 to 01-Aug-06 and TRI values since 01-Aug-06. 13 The benchmark performance of the Scheme ICICI Prudential Focused Equity Fund has been calculated using values of S&P BSE 100 Index since inception till 27th May, 2018 and values of S&P BSE 500 TRI have been considered thereafter. 14 The benchmark performance of the Scheme ICICI Prudential Smallcap Fund has been calculated using values of 65% Nifty 50 + 35% MSCI Asia ex-Japan Index since inception till 27th May, 2018 and values of Nifty Smallcap 250 TRI have been considered thereafter. 15 The benchmark of the scheme ICICI Prudential Multicap Fund has been revised from S&P BSE 500 TRI to Nifty500 Multicap 50:25:25 TRI w.e.f. Jan 29, 2021. For benchmark performance, values of earlier benchmark has been used till 28th January 2021 and revised benchmark values have been considered thereafter.

78 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Audited Historical Per Unit Statistics (On the basis of closing units) for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) ICICI Prudential ICICI Prudential ICICI Prudential Sensex Index Fund Focused Equity Fund Technology Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 1 NAV PER UNIT (`) # A Open Bonus Option ------Direct Bonus Option ------Direct IDCW Option 9.31 12.02 18.52 26.68 40.62 51.07 Direct Growth Option 9.31 12.02 24.36 32.37 49.79 62.60 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 9.25 11.97 11.17 17.06 25.17 31.87 Growth Option 9.25 11.97 22.67 30.43 47.05 59.56 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------B High Bonus Option ------Direct Bonus Option ------Direct IDCW Option 16.54 13.11 32.59 27.19 91.50 53.72 Direct Growth Option 16.54 13.11 44.68 32.99 118.23 65.86 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 16.41 13.04 18.88 17.35 54.41 33.31 Growth Option 16.41 13.04 41.14 30.96 110.88 62.25 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------C Low Bonus Option ------Direct Bonus Option ------Direct IDCW Option 8.73 8.23 17.97 16.98 37.66 34.88 Direct Growth Option 8.73 8.23 23.63 22.33 46.16 42.75 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 8.68 8.18 10.83 10.24 23.34 21.61 Growth Option 8.68 8.18 21.99 20.79 43.61 40.39 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------D End Bonus Option ------Direct Bonus Option ------Direct IDCW Option 15.70 9.31 31.29 18.52 90.08 40.62 Direct Growth Option 15.70 9.31 42.90 24.36 116.40 49.79 Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option 15.57 9.25 18.11 11.17 53.54 25.17 Growth Option 15.57 9.25 39.47 22.67 109.12 47.05 Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------2 Assets Under Management (` in Lakhs) Closing 24,958.15 8,368.39 1,21,925.73 48,082.81 1,82,503.30 31,948.30 Average (AAuM) 15,210.18 3,587.76 82,843.87 64,003.55 82,627.64 42,803.22 3 Gross Income as % of AAuM * 8.86% 1.01% 15.04% 10.54% 28.53% 4.87% 4 Expense Ratio A Total Expense as % of AAuM (plan wise) * Direct Option 0.10% 0.10% 1.37% 1.61% 1.62% 1.87% Other than Direct Option 0.30% 0.31% 2.55% 2.61% 2.53% 2.60% Institutional Option ------

79 ICICI Prudential ICICI Prudential ICICI Prudential Sensex Index Fund Focused Equity Fund Technology Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 B Management Fee as % of AAuM (plan wise) * Direct Option 0.00% ^^ 1.06% 1.26% 1.19% 1.48% Other than Direct Option 0.00% ^^ 1.05% 1.26% 1.26% 1.48% Institutional Option ------5 Net Income as % of AAuM * 8.70% 0.84% 12.67% 8.10% 26.29% 2.45% 6 Portfolio Turnover Ratio - 0.50 0.25 0.56 0.47 1.12 0.35 Aggregate for all Asset category Portfolio Turnover Ratio – Equity 0.50 0.25 0.56 0.44 1.12 0.30 7 Total IDCW per unit distributed during the Year / Period (plan- wise) Direct Bonus Option ------Direct IDCW Option - - 1.00 2.05 3.00 - Direct Growth Option ------Direct Monthly IDCW Option ------Direct Quarterly IDCW Option ------IDCW Option - - 1.00 2.05 3.00 - Growth Option ------Institutional Growth Option ------Monthly IDCW Option ------Quarterly IDCW Option ------8 Returns A Last One Year Scheme Direct Option 68.69% -22.39% 76.11% -24.57% 133.78% -20.31% Other than Direct Option 68.33% -22.55% 74.11% -25.32% 131.92% -20.85% Benchmark 69.82% -22.69% 78.63% -26.27% 110.25% -13.96% B Since Inception Scheme Direct Option 13.65% -2.80% 13.31% 6.60% 24.22% 13.84% Other than Direct Option 13.39% -3.03% 12.28% 7.84% 12.00% 8.01% Benchmark Direct Option 14.05% -2.58% 12.85% 5.91% 22.89% 14.12% Other than Direct Option 14.05% -2.58% 12.42% 7.72% 7.63% 4.10% Benchmark Index S&P BSE SENSEX Total Return Index S&P BSE 500 Total Return Index S&P BSE Information Technology Total Return Index * Annualised @@ As these Schemes were launched before the launch of the benchmark index, benchmark index figures since inception or the required period are not provided. # Pursuant to SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/194 dated October 05, 2020, names of all the existing dividend plans / options of all mutual fund schemes has been renamed as IDCW (Income Distribution cum Capital Withdrawal) Plan / Option with effect from April 01, 2021.

Note: 1 Scheme Returns and Benchmark Returns for schemes launched during the year are computed from date of allotment. These returns are shown on absolute basis.For the remaining schemes, Scheme Returns and Benchmark Returns are shown on CAGR basis. 2 Returns have been calculated based on Growth option. In case where Growth option NAV is not available, Dividend option NAV is considered. 3 Gross Income = Amount against (A) in the Revenue account i.e income 4 Net Income = Amount against (C) in the Revenue account i.e Net realised Gains/(Losses) for the Year/Period 5 Portfolio Turnover = Lower of sales or purchase divided by Average AUM for the Year/Period 6 AAuM = Average daily net assets 7 Performance for scheme options in which units are fully redeemed & were reissued at Face Value on fresh subcriptions (except in case of Direct Plan where NAV of corresponding ‘Other than Direct’ Plan is considered) made by the investors during the year are shown on absoulate basis and accordingly corresponding previous year figures are not shown. 8 Performance figures have been computed based on the last declared NAV. 9 Plans closed during the year are not considered for above disclosures 10 As Total Return Index (TRI) data is not available since inception of ICICI Prudential Large & Mid Cap Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of Nifty 50 Index Price Return Index (PRI) values from 09-Jul-98 to 30-Jun-99 and TRI values since 30-Jun-99. 11 As TRI data is not available since inception of the ICICI Prudential Technology Fund, benchmark performance is calculated using composite CAGR of S&P BSE Information Technology PRI values from 03-Mar-2000 to 23-Aug-2004 and TRI values since 23-Aug-2004. 12 As TRI data is not available since inception of ICICI Prudential Exports and Services Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of S&P BSE 500 Price Return Index (PRI) values from 30-Nov-05 to 01-Aug-06 and TRI values since 01-Aug-06. 13 The benchmark performance of the Scheme ICICI Prudential Focused Equity Fund has been calculated using values of S&P BSE 100 Index since inception till 27th May, 2018 and values of S&P BSE 500 TRI have been considered thereafter. 14 The benchmark performance of the Scheme ICICI Prudential Smallcap Fund has been calculated using values of 65% Nifty 50 + 35% MSCI Asia ex-Japan Index since inception till 27th May, 2018 and values of Nifty Smallcap 250 TRI have been considered thereafter. 15 The benchmark of the scheme ICICI Prudential Multicap Fund has been revised from S&P BSE 500 TRI to Nifty500 Multicap 50:25:25 TRI w.e.f. Jan 29, 2021. For benchmark performance, values of earlier benchmark has been used till 28th January 2021 and revised benchmark values have been considered thereafter.

80 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Audited Historical Per Unit Statistics (On the basis of closing units) for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) ICICI Prudential ICICI Prudential US Bluechip Equity Fund Bharat Consumption Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 1 NAV PER UNIT (`) # A Open Bonus Option - - - - Direct Bonus Option - - - - Direct IDCW Option 30.26 28.09 8.53 - Direct Growth Option 30.26 28.09 8.53 - Direct Monthly IDCW Option - - - - Direct Quarterly IDCW Option - - - - IDCW Option 28.49 26.69 8.40 - Growth Option 28.49 26.69 8.40 - Institutional Growth Option - - - - Monthly IDCW Option - - - - Quarterly IDCW Option - - - - B High Bonus Option - - - - Direct Bonus Option - - - - Direct IDCW Option 44.50 35.38 12.96 11.23 Direct Growth Option 44.50 35.38 12.96 11.23 Direct Monthly IDCW Option - - - - Direct Quarterly IDCW Option - - - - IDCW Option 41.50 33.33 12.59 11.09 Growth Option 41.50 33.33 12.59 11.09 Institutional Growth Option - - - - Monthly IDCW Option - - - - Quarterly IDCW Option - - - - C Low Bonus Option - - - - Direct Bonus Option - - - - Direct IDCW Option 28.93 26.66 8.02 7.71 Direct Growth Option 28.93 26.66 8.02 7.71 Direct Monthly IDCW Option - - - - Direct Quarterly IDCW Option - - - - IDCW Option 27.24 25.10 7.90 7.59 Growth Option 27.24 25.10 7.90 7.59 Institutional Growth Option - - - - Monthly IDCW Option - - - - Quarterly IDCW Option - - - - D End Bonus Option - - - - Direct Bonus Option - - - - Direct IDCW Option 44.50 30.26 12.34 8.53 Direct Growth Option 44.50 30.26 12.34 8.53 Direct Monthly IDCW Option - - - - Direct Quarterly IDCW Option - - - - IDCW Option 41.50 28.49 11.97 8.40 Growth Option 41.50 28.49 11.97 8.40 Institutional Growth Option - - - - Monthly IDCW Option - - - - Quarterly IDCW Option - - - - 2 Assets Under Management (` in Lakhs) Closing 1,28,339.49 50,991.78 27,297.94 38,980.11 Average (AAuM) 87,006.38 36,184.16 36,118.14 54,775.90 3 Gross Income as % of AAuM * 18.11% 11.31% 4.56% 3.35% 4 Expense Ratio A Total Expense as % of AAuM (plan wise) * Direct Option 1.54% 1.62% 0.96% 0.95% Other than Direct Option 2.49% 2.51% 2.46% 2.56% Institutional Option - - - -

81 ICICI Prudential ICICI Prudential US Bluechip Equity Fund Bharat Consumption Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 B Management Fee as % of AAuM (plan wise) * Direct Option 1.16% 1.22% 0.74% 0.72% Other than Direct Option 1.16% 1.17% 0.74% 0.73% Institutional Option - - - - 5 Net Income as % of AAuM * 16.00% 9.12% 2.15% 0.81% 6 Portfolio Turnover Ratio - 0.53 0.62 0.22 0.78 Aggregate for all Asset category Portfolio Turnover Ratio – Equity 0.53 0.62 0.22 0.62 7 Total IDCW per unit distributed during the Year / Period (plan- wise) Direct Bonus Option - - - - Direct IDCW Option - - - - Direct Growth Option - - - - Direct Monthly IDCW Option - - - - Direct Quarterly IDCW Option - - - - IDCW Option - - - - Growth Option - - - - Institutional Growth Option - - - - Monthly IDCW Option - - - - Quarterly IDCW Option - - - - 8 Returns A Last One Year Scheme Direct Option 47.06% 7.66% 44.67% NA Other than Direct Option 45.67% 6.69% 42.50% NA Benchmark 52.44% 1.37% 47.78% NA B Since Inception Scheme Direct Option 18.48% 15.00% 11.26% -14.70% Other than Direct Option 17.68% 14.48% 9.56% -16.00% Benchmark Direct Option 19.46% 15.51% 11.93% -15.51% Other than Direct Option 19.21% 15.48% 11.93% -15.51% Benchmark Index S&P 500 Nifty India Consumption Total Return Index * Annualised @@ As these Schemes were launched before the launch of the benchmark index, benchmark index figures since inception or the required period are not provided. # Pursuant to SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/194 dated October 05, 2020, names of all the existing dividend plans / options of all mutual fund schemes has been renamed as IDCW (Income Distribution cum Capital Withdrawal) Plan / Option with effect from April 01, 2021.

Note: 1 Scheme Returns and Benchmark Returns for schemes launched during the year are computed from date of allotment. These returns are shown on absolute basis.For the remaining schemes, Scheme Returns and Benchmark Returns are shown on CAGR basis. 2 Returns have been calculated based on Growth option. In case where Growth option NAV is not available, Dividend option NAV is considered. 3 Gross Income = Amount against (A) in the Revenue account i.e income 4 Net Income = Amount against (C) in the Revenue account i.e Net realised Gains/(Losses) for the Year/Period 5 Portfolio Turnover = Lower of sales or purchase divided by Average AUM for the Year/Period 6 AAuM = Average daily net assets 7 Performance for scheme options in which units are fully redeemed & were reissued at Face Value on fresh subcriptions (except in case of Direct Plan where NAV of corresponding ‘Other than Direct’ Plan is considered) made by the investors during the year are shown on absoulate basis and accordingly corresponding previous year figures are not shown. 8 Performance figures have been computed based on the last declared NAV. 9 Plans closed during the year are not considered for above disclosures 10 As Total Return Index (TRI) data is not available since inception of ICICI Prudential Large & Mid Cap Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of Nifty 50 Index Price Return Index (PRI) values from 09-Jul-98 to 30-Jun-99 and TRI values since 30-Jun-99. 11 As TRI data is not available since inception of the ICICI Prudential Technology Fund, benchmark performance is calculated using composite CAGR of S&P BSE Information Technology PRI values from 03-Mar-2000 to 23-Aug-2004 and TRI values since 23-Aug-2004. 12 As TRI data is not available since inception of ICICI Prudential Exports and Services Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of S&P BSE 500 Price Return Index (PRI) values from 30-Nov-05 to 01-Aug-06 and TRI values since 01-Aug-06. 13 The benchmark performance of the Scheme ICICI Prudential Focused Equity Fund has been calculated using values of S&P BSE 100 Index since inception till 27th May, 2018 and values of S&P BSE 500 TRI have been considered thereafter. 14 The benchmark performance of the Scheme ICICI Prudential Smallcap Fund has been calculated using values of 65% Nifty 50 + 35% MSCI Asia ex-Japan Index since inception till 27th May, 2018 and values of Nifty Smallcap 250 TRI have been considered thereafter. 15 The benchmark of the scheme ICICI Prudential Multicap Fund has been revised from S&P BSE 500 TRI to Nifty500 Multicap 50:25:25 TRI w.e.f. Jan 29, 2021. For benchmark performance, values of earlier benchmark has been used till 28th January 2021 and revised benchmark values have been considered thereafter.

82 ICICI Prudential Mutual Fund Address: 2nd Floor, Block B-2, Nirlon Knowledge Park, Western Express Highway, Goregaon, Mumbai – 400063 Audited Historical Per Unit Statistics (On the basis of closing units) for the year/period ended March 31, 2021 (figures as per Audited Financials) (As per format prescribed for Abridged schemewise Annual Report- SEBI/IMD/CIR No.8/132968/2008 dt 24/07/08) ICICI Prudential ICICI Prudential MNC Fund Commodities Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 1 NAV PER UNIT (`) # A Open Bonus Option - - - - Direct Bonus Option - - - - Direct IDCW Option 8.23 - 6.78 - Direct Growth Option 8.23 - 6.78 - Direct Monthly IDCW Option - - - - Direct Quarterly IDCW Option - - - - IDCW Option 8.14 - 6.74 - Growth Option 8.14 - 6.74 - Institutional Growth Option - - - - Monthly IDCW Option - - - - Quarterly IDCW Option - - - - B High Bonus Option - - - - Direct Bonus Option - - - - Direct IDCW Option 15.03 10.90 17.52 10.80 Direct Growth Option 15.52 10.90 17.52 10.80 Direct Monthly IDCW Option - - - - Direct Quarterly IDCW Option - - - - IDCW Option 14.68 10.80 17.13 10.76 Growth Option 15.14 10.81 17.13 10.76 Institutional Growth Option - - - - Monthly IDCW Option - - - - Quarterly IDCW Option - - - - C Low Bonus Option - - - - Direct Bonus Option - - - - Direct IDCW Option 7.90 7.55 6.56 6.35 Direct Growth Option 7.90 7.55 6.56 6.35 Direct Monthly IDCW Option - - - - Direct Quarterly IDCW Option - - - - IDCW Option 7.82 7.47 6.51 6.31 Growth Option 7.82 7.47 6.51 6.31 Institutional Growth Option - - - - Monthly IDCW Option - - - - Quarterly IDCW Option - - - - D End Bonus Option - - - - Direct Bonus Option - - - - Direct IDCW Option 14.40 8.23 17.52 6.78 Direct Growth Option 15.44 8.23 17.52 6.78 Direct Monthly IDCW Option - - - - Direct Quarterly IDCW Option - - - - IDCW Option 14.01 8.14 17.13 6.74 Growth Option 15.05 8.14 17.13 6.74 Institutional Growth Option - - - - Monthly IDCW Option - - - - Quarterly IDCW Option - - - - 2 Assets Under Management (` in Lakhs) Closing 57,127.54 47,753.93 21,526.84 1,930.49 Average (AAuM) 54,609.93 63,176.16 6,999.94 1,767.69 3 Gross Income as % of AAuM * 18.51% 5.56% 13.38% -1.03% 4 Expense Ratio A Total Expense as % of AAuM (plan wise) * Direct Option 1.06% 1.12% 0.93% 0.96% Other than Direct Option 2.50% 2.55% 2.46% 2.45% Institutional Option - - - - ICICI Prudential ICICI Prudential MNC Fund Commodities Fund March 31, 2021 March 31, 2020 March 31, 2021 March 31, 2020 B Management Fee as % of AAuM (plan wise) * Direct Option 0.82% 0.85% 0.74% 0.65% Other than Direct Option 0.81% 0.85% 0.63% 0.66% Institutional Option - - - - 5 Net Income as % of AAuM * 16.08% 3.05% 11.50% -3.14% 6 Portfolio Turnover Ratio - 0.26 0.73 1.03 0.17 Aggregate for all Asset category Portfolio Turnover Ratio – Equity 0.25 0.54 1.03 0.16 7 Total IDCW per unit distributed during the Year / Period (plan- wise) Direct Bonus Option - - - - Direct IDCW Option 1.00 - - - Direct Growth Option - - - - Direct Monthly IDCW Option - - - - Direct Quarterly IDCW Option - - - - IDCW Option 1.00 - - - Growth Option - - - - Institutional Growth Option - - - - Monthly IDCW Option - - - - Quarterly IDCW Option - - - - 8 Returns A Last One Year Scheme Direct Option 87.61% NA 158.41% NA Other than Direct Option 84.89% NA 154.15% NA Benchmark 49.15% NA 97.83% NA B Since Inception Scheme Direct Option 27.48% -17.70% 46.82% -32.20% Other than Direct Option 25.67% -18.60% 44.57% -32.60% Benchmark Direct Option 15.50% -13.24% 25.27% -29.76% Other than Direct Option 15.50% -13.24% 25.27% -29.76% Benchmark Index NIFTY MNC Total Return Index Nifty Commodities Total Return Index * Annualised @@ As these Schemes were launched before the launch of the benchmark index, benchmark index figures since inception or the required period are not provided. # Pursuant to SEBI Circular SEBI/HO/IMD/DF3/CIR/P/2020/194 dated October 05, 2020, names of all the existing dividend plans / options of all mutual fund schemes has been renamed as IDCW (Income Distribution cum Capital Withdrawal) Plan / Option with effect from April 01, 2021.

Note: 1 Scheme Returns and Benchmark Returns for schemes launched during the year are computed from date of allotment. These returns are shown on absolute basis.For the remaining schemes, Scheme Returns and Benchmark Returns are shown on CAGR basis. 2 Returns have been calculated based on Growth option. In case where Growth option NAV is not available, Dividend option NAV is considered. 3 Gross Income = Amount against (A) in the Revenue account i.e income 4 Net Income = Amount against (C) in the Revenue account i.e Net realised Gains/(Losses) for the Year/Period 5 Portfolio Turnover = Lower of sales or purchase divided by Average AUM for the Year/Period 6 AAuM = Average daily net assets 7 Performance for scheme options in which units are fully redeemed & were reissued at Face Value on fresh subcriptions (except in case of Direct Plan where NAV of corresponding ‘Other than Direct’ Plan is considered) made by the investors during the year are shown on absoulate basis and accordingly corresponding previous year figures are not shown. 8 Performance figures have been computed based on the last declared NAV. 9 Plans closed during the year are not considered for above disclosures 10 As Total Return Index (TRI) data is not available since inception of ICICI Prudential Large & Mid Cap Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of Nifty 50 Index Price Return Index (PRI) values from 09-Jul-98 to 30-Jun-99 and TRI values since 30-Jun-99. 11 As TRI data is not available since inception of the ICICI Prudential Technology Fund, benchmark performance is calculated using composite CAGR of S&P BSE Information Technol- ogy PRI values from 03-Mar-2000 to 23-Aug-2004 and TRI values since 23-Aug-2004. 12 As TRI data is not available since inception of ICICI Prudential Exports and Services Fund, benchmark performance is calculated using composite Compounded Annual Growth Rate (CAGR) of S&P BSE 500 Price Return Index (PRI) values from 30-Nov-05 to 01-Aug-06 and TRI values since 01-Aug-06. 13 The benchmark performance of the Scheme ICICI Prudential Focused Equity Fund has been calculated using values of S&P BSE 100 Index since inception till 27th May, 2018 and values of S&P BSE 500 TRI have been considered thereafter. 14 The benchmark performance of the Scheme ICICI Prudential Smallcap Fund has been calculated using values of 65% Nifty 50 + 35% MSCI Asia ex-Japan Index since inception till 27th May, 2018 and values of Nifty Smallcap 250 TRI have been considered thereafter. 15 The benchmark of the scheme ICICI Prudential Multicap Fund has been revised from S&P BSE 500 TRI to Nifty500 Multicap 50:25:25 TRI w.e.f. Jan 29, 2021. For benchmark performance, values of earlier benchmark has been used till 28th January 2021 and revised benchmark values have been considered thereafter. The Abridged Annual Report has been extracted from the Audited Balance Sheet, Revenue Account and Notes to Accounts. Full Annual Report is available on the website www.icicipruamc.com Unitholders may refer to the full Annual Report displayed on the website w.r.t. general policies and procedures for exercising voting rights, the details of proxy voting exercised during the Financial Year 2020-21 along with scrutinizers’ certification. For Unitholders of the Scheme, full Annual Report is available for inspection at the Corporate Office/Central Service Office of the AMC and a copy thereof shall be made available to the Unitholder on request on payment of nominal fees. Mutual Fund investments are subject to market risks, read all scheme related documents carefully. Disclaimer In the preparation of the material contained in this document, the Asset Management Company (AMC) has used information that is publicly available, including information developed in-house. Some of the material used in the document may have been obtained from members/persons other than the AMC and/or its affiliates and which may have been made available to the AMC and/or to its affiliates. Information gathered and material used in this document is believed to be from reliable sources. The AMC however does not warrant the accuracy, reasonableness and / or completeness of any information. We have included statements / opinions / recommendations in this document, which contain words, or phrases such as “will”, “expect”, “should”, “believe” and similar expressions or variations of such expressions that are “forward looking statements”. Actual results may differ materially from those suggested by the forward looking statements due to risk or uncertainties associated with our expectations with respect to, but not limited to, exposure to market risks, general economic and political conditions in India and other countries globally, which have an impact on our services and / or investments, the monetary and interest policies of India, inflation, deflation, unanticipated turbulence in interest rates, foreign exchange rates, equity prices or other rates or prices etc. Investors are requested to refer the Scheme Information Document for Product Label assigned to various schemes in terms of risk associated with investing in such Products. Be Eco-friendly, Go Green!! Thank you for your investment and continued patronage with ICICI Prudential Mutual Fund. We, at ICICI Prudential Asset Management Company Limited, request you to join us in our initiatives to promote paperless communication in an effort to save the environment. You can do your part by updating your current Email ID and mobile number to receive various investor communications digitally. To update your contact details through digital medium please use below link or submit physical request at your nearest branch: https://www.icicipruamc.com/update-contact Additionally, investors are also requested to update their PAN and complete all KYC requirements, in case not yet updated. To update PAN/KYC, kindly please use below link or submit a written request or PAN/KYC updation form along with updated PAN copy to our nearest branch. Further, if investors are not KYC compliant, they can submit KYC form along with the respective KYC documents at our branch. To Update PAN Digitally Click here (https://www.icicipruamc.com/update-pan) For Contact Details Update Form Click here (https://www.icicipruamc.com/Downloads/mutual-fund-application-form.aspx) For PAN KYC Update Form Click here (https://www.icicipruamc.com/Downloads/mutual-fund-application-form.aspx ) For KYC Form Click here (https://www.icicipruamc.com/Downloads/mutual-fund-application-form.aspx) To Locate nearest branch Click here (https://www.icicipruamc.com/ContactUs/BranchLocator.aspx) In case you require any further assistance or clarification, (1) you can get in touch with your Mutual Fund Distributor OR (2) write to us at [email protected] OR (3) contact on our customer care helplines 1800 222 999 (from MTNL/BSNL) and 1800 200 6666 (Others) between 8 am to 8 pm, Monday to Saturday and 9 am to 7 pm on Sunday.

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