Toronto Stock Exchange

TSX Venture/NEX Exchange

2010 TMX GROUP FactBook 2010 FactBook Table of Contents Chapter 1 TSX AT A GLANCE Chapter 2 TSX TRADING DISTRIBUTION Chapter 3 TSX EQUITY TRADING Chapter 4 S&P/TSX INDICES Chapter 5 TORONTO STOCK EXCHANGE – CHANGES IN STOCK LIST 2010 Chapter 6 TORONTO STOCK EXCHANGE – LISTED COMPANIES & NAICS TABLE Chapter 7 TSX VENTURE EXCHANGE– LISTED ISSUES & DEBT INSTRUMENTS Chapter 8 TSX VENTURE EXCHANGE – CHANGES IN STOCK LIST 2010 Chapter 9 TMX GROUP INC. – THE BOARD OF DIRECTORS, EXECUTIVE MANAGEMENT, & GUIDE TO PARTICIPATING ORGANIZATIONS

© 2010/2010 TSX Inc. All rights reserved. You may not copy, distribute, sell or modify this publication (or any part thereof) in any form without TSX Inc.’s prior written consent. The FactBook is provided for information purposes only. TMX Group Inc. and its affiliated companies do not make any rep- resentation, warranty or guarantee, express or implied, with respect to the completeness or accuracy of the information contained in this publication and we are not responsible for any errors or omissions in or your use of, or reliance on, the in- formation provided. The information provided in this publication is not an invitation to purchase securities listed on Toronto Stock Exchange or TSX Venture Exchange. TMX Group and its affiliated companies do not endorse or recommend any se- curities referenced in this publication. This publication is provided with the express condition, to which everyone using this publication assents, that no obligation, responsibility or liability shall be incurred by TMX Group, its affiliated companies or their information providers, for any loss or damage whatsoever (including any direct, indirect, special, incidental, conse- quential or punitive damages) arising from or relating to any use of or reliance on the information in this publication. For more information concerning the content of this publication please contact. Catherine McGravey Editor TSX Datalinx The Exchange Tower 130 King St. West Toronto, Ontario M5X 1J2 416-947-4655 [email protected] Chapter 1 Chapter 1

· Toronto Stock Exchange and TSX Venture Exchange at a Glance

3 Chapter 1 TSX at a Glance

Total issuers listed for trading on Toronto Stock Exchange rose to 1,516 with 2,069 securities. One hundred and eighty seven issuers listed one hundred and ninety two securities in 2010 compared with 100 issuers with 104 securities in 2009.

Equities - Toronto Stock Exchange 2010 2009 Toronto Value Traded $1,390,747,798,461 Down 11.8% from 2009 Toronto Volume Traded 104,555,199,337 Down 0.5% from 2009 Toronto Trades 189,117,628 Down 1.2% from 2009 Average Daily Value $5,551.9 million $5,582.4 million Average Daily Volume 417.4 million 473.2 million Average Daily Trades 754,961 763,757

Equities - TSX Venture Exchange (including NEX) 2010 2009 TSX Venture Value Traded $34,358,151,228 Up 44.9% from 2009 TSX Venture Volume Traded 67,887,794,824* Up 113.5% from 2009 TSX Venture Trades 9,226,926* Up 72.9% from 2009 Average Daily Value $137.2 million $64.2 million Average Daily Volume 271.0 million 186.9 million Average Daily Trades 36,834 21,302

Index 2010 % Change from 2009 S&P/TSX Composite Index 13,443.22 Up 14.45% from 2009 S&P/TSX Capped Composite 15,574.95 Up 14.45% from 2009 S&P/TSX Completion 927.11 Up 26.47% from 2009 S&P/TSX Smallcap 753.93 Up 31.32% from 2009 S&P/TSX 60 768.65 Up 10.88% from 2009 S&P/TSX 60 Capped 849.98 Up 10.88% from 2009 S&P/TSX Venture Composite 2,287.85 Up 50.4% from 2009

* record breaking

4 Chapter 2 Chapter 2

· Trading Distribution on TSX Inc.

· Distribution of Value and Volume Traded in Canadian Based-Interlisted Issues

· Trading on Major North American Exchanges

· Top 20 World Exchange Equity Trading Summary

5 Chapter 2

Trading Distribution on TSX Inc.

VALUE $

Exchange 2010 % 2009 % % Change Toronto 1,390,747,798,461 97.6 1,398,386,393,311 98.9 -0.5 TSX Venture 34,358,151,228 2.4 16,092,576,249 1.1 +113.5 Total 1,425,105,949,689 100 1,414,478,969,560 100.0 +0.8 VOLUME

Exchange 2010 % 2009 % % Change Toronto 104,555,199,337 60.6 118,525,934,101 71.7 -11.8 TSX Venture 67,887,794,824 39.4 46,825,340,177 28.3 +44.9 Total 172,442,994,161 100.0 165,351,274,278 100.0 +4.3 TRADES

Exchange 2010 % 2009 % % Change Toronto 189,117,628 95.3 191,321,204 97.3 -1.2 TSX Venture 9,226,926 4.7 5,336,030 2.7 +72.9 Total 198,344,554 100.0 196,657,234 100.0 +0.9

6 Chapter 2

Distribution of Value and Volume Traded in Canadian Based Interlisted* Issues

2010

Exchange Volume Value$ %Volume %Value Toronto 29,400,218,126 798,906,364,426 47.9 48.0 NAS 15,612,875,827 375,458,783,113 25.5 22.6 PAC 6,239,269,891 194,041,298,515 10.2 11.7 NY 7,172,659,694 241,451,873,174 11.7 14.5 BOS 1,221,299,962 27,929,175,971 2.0 1.7 NAT 361,622,991 8,096,383,744 0.6 0.5 CHI 173,180,385 9,210,261,900 0.3 0.6 NYAM 1,110,152,835 7,481,936,394 1.8 0.5

2009

Exchange Volume Value$ %Volume %Value Toronto 35,413,799,901 815,034,436,259 48.3 44.2 NAS 18,381,983,980 460,232,249,991 25.1 25.0 PAC 8,965,490,717 288,255,599,768 12.2 15.7 NY 8,242,984,000 240,270,588,681 11.2 13.0 BOS 753,417,016 18,766,422,286 1.0 1.0 NAT 390,406,002 9,421,286,138 0.5 0.5 CHI 139,072,999 4,953,507,722 0.2 0.3 NYAM 1,070,368,100 4,909,337,893 1.5 0.3

* An issue that is listed for trading firstly on Toronto Stock Exchange and on any other North American Exchange

7 Chapter 2

TRADING ON MAJOR NORTH AMERICAN EXCHANGES

Percentage of Value Traded on Major North American Exchanges The value percentage of Canadian based interlisted trading captured by Toronto Stock Exchange in 2010.

Percentage of Volume Traded on Major North American Exchanges The volume percentage of Canadian based interlisted trading captured by the Toronto Stock Exchange in 2010.

8 Chapter 2

Top 20 World Exchange Equity Trading Summary (in Millions of U.S. Dollars)

Market Capitalization Equity Trading Domestic Shares Only 2010 2009 Exchange 2010 2009 year end year end NYSE Euronext (US) 17,795,600 17,521,119 13,394,082 11,837,793 NASDAQ OMX 12,659,198 13,608,077 3,889,370 3,239,492 Shanghai SE 4,496,193 5,055,691 2,716,470 2,704,779 Tokyo SE Group 3,787,952 3,704,009 3,827,774 3,306,082 Shenzhen SE 3,572,529 2,771,984 1,311,370 868,374 London SE Group 2,741,325 2,717,703 3,613,064 3,453,622 NYSE Euronext (Europe) 2,018,077 1,935,241 2,930,072 2,869,393 Deutsche Borse 1,628,496 1,516,537 1,429,719 1,292,355 Korea Exchange 1,607,247 1,569,779 1,091,912 834,597 Hong Kong Exchanges 1,496,432 1,416,450 2,711,316 2,305,143 TMX Group 1,368,954 1,245,456 2,170,433 1,676,814 BME Spanish Exchanges 1,360,910 1,259,213 1,171,625 1,434,541 Australian SE 1,062,650 798,681 1,454,491 1,261,909 Taiwan SE Corp. 903,062 904,583 818,490 658,991 BM&FOBVESPA 868,813 644,732 1,545,566 1,337,248 National Stock Exch India 801,017 791,930 1,596,625 1,224,806 SIX Swiss Exchange 788,361 739,635 1,229,357 1,064,687 NASDAQ OMX Nordic 750,279 669,787 1,042,154 817,223 Istanbul SE 411,469 305,031 307,052 233,997 MICEX 408,078 444,117 949,150 736,307

9 Chapter 2

Top 20 World Exchanges Equity Trading

A quick reference indicator of world trading percentages for each continent.

10 Chapter 3 Chapter 3

TORONTO STOCK EXCHANGE

· Toronto Stock Exchange Equity Trading Records

· Trading Records for the year 2010

· Comparison of Monthly Equity Trading

· Historical – yearly Totals

· Historical – Daily Averages

· Extended Hours Trading - 2010

· Summary of Block Trading Information 2010

· Historical – Short Positions

11 Chapter 3 Toronto Stock Exchange Equity Trading Records

Volume Highest Lowest All Time Daily Record 895,769,152 711,080 December 19, 2008 January 3, 1972 Weekly Record 3.448,697,209 4,991,298 Week Ending (since 1959) September 19, 2008 August 8, 1975 Monthly Record 12,176,994,926 1,956,225 October, 2008 August, 1942 Yearly Record 118,525,934,101 38,805,347 2009 1942

Value$ Highest Lowest All Time Daily Record $19,278,924,809 $2,508,763 September 18, 2008 April 18, 1960 Weekly Record $68,187,522,320 $15,109,323 Week Ending (since 1959) September 19, 2008 August 5, 1960 Monthly Record $194,571,549,818 $3,177,627 September, 2008 August, 1942 Yearly Record $1,853,162,141,814 $58,287,507 2008 1942

Trades Highest Lowest All Time Daily Record 1,609,707 1,914* May 6, 2010 January 2, 1976 Weekly Record 6,063,943 13,389** Week Ending (since 1959) October 10, 2008 August 8, 1975 Monthly Record 22,677,628 74,128 October, 2008 October, 1976 Yearly Record 191,321,204 141,484 2009 1942

* since 1965 ** since 1969

12 Chapter 3 Trading Records for the year 2010

Volume Highest Lowest Daily Record 834,177,030 144,250,131 December 17, 2010 July 5, 2010 Weekly Record 2,938,509,993 1,347,478,147 Week Ending week ending Dec 17 week ending July 2 Monthly Record 10,920,329,746 6,632,701,701 November July

Value$ Highest Lowest Daily Record $14,326,291,302 $1,446,832,558 December 17, 2010 July 5, 2010 Weekly Record $41,951,425,628 $18,815,870,363 Week Ending May 8 February 19 Monthly Record $133,522,977,520 $92,991,167,184 November August

Trades Highest Lowest Daily Record 1,609,707 240,098 May 6, 2010 July 5, 2010 Weekly Record 5,827,364 2,604,439 Week Ending May 7 February 19 Monthly Record 20,063,707 13,165,508 May February

13 Chapter 3 Comparison of Monthly Equity Trading

Volume Month 2010 2009 January 8,760,933,904 9,125,854,656 February 7,124,718,494 9,547,034,760 March 9,451,973,986 11,359,347,528 April 8,858,786,472 10,676,901,193 May 9,320,907,735 11,462,309,022 June 7,964,157,187 10,856,684,577 July 6,632,701,701 8,740,413,393 August 7,223,528,198 8,606,992,280 September 9,686,465,053 10,963,194,567 October 8,922,238,062 10,149,664,580 November 10,920,329,746 8,797,862,839 December 9,688,458,799 8,239,674,706 Total 104,555,199,337 118,525,934,101

Value$ Month 2010 2009 January 101,818,878,331 104,585,102,623 February 92,991,167,184 106,959,283,991 March 123,504,780,384 134,386,196,349 April 118,144,365,768 116,507,004,685 May 132,403,236,600 125,293,704,119 June 117,188,404,102 129,108,175,644 July 94,109,477,713 108,267,420,756 August 110,440,854,218 104,004,994,701 September 131,434,917,734 133,636,647,802 October 108,314,534,387 118,262,109,367 November 133,522,977,520 110,444,206,172 December 126,874,204,520 106,931,547,102 Total 1,390,747,798,461 1,398,386,393,311

Transactions Month 2010 2009 January 14,018,142 15,506,661 February 13,165,508 15,838,496 March 15,927,943 20,579,621 April 15,246,390 17,017,837 May 20,063,707 17,136,304 June 16,879,773 17,568,188 July 13,884,420 14,918,229 August 14,589,569 12,693,714 September 16,556,596 16,391,247 October 15,316,907 15,413,092 November 17,580,304 14,710,089 December 15,888,369 13,547,726 Total 189,117,628 191,321,204

14 Chapter 3 Comparison of Monthly Equity Trading Comparison of Monthly Equity Trading Volumes (in millions)

Comparison of Monthly Equity Trading Values (in $millions)

15 Chapter 3 Historical Yearly Totals

Value Year Volume Value $ Per Share Transactions 1934 341,320,973 414,635,654 1.21 948,547 1935 173,195,744 344,331,463 1.99 629,220 1936 450,848,705 699,261,852 1.55 1,280,436 1937 276,528,718 650,980,963 2.35 1,096,913 1938 212,186,809 444,406,572 2.09 831,334 1939 120,930,702 293,293,960 2.43 550,379 1940 74,930,621 132,515,961 1.77 312,226 1941 53,263,435 82,865,593 1.56 206,491 1942 38,805,347 58,287,507 1.50 141,484 1943 114,625,706 182,074,580 1.59 333,133 1944 172,234,102 266,081,439 1.87 437,815 1945 441,764,395 617,817,836 1.40 888,818 1946 374,363,259 748,742,061 2.00 955,736 1947 318,984,817 464,327,216 1.46 730,612 1948 250,701,215 438,815,573 1.75 632,977 1949 249,229,702 452,652,332 1.82 651,387 1950 506,595,465 902,461,781 1.78 1,087,111 1951 561,502,831 1,174,246,660 2.09 1,234,807 1952 599,954,211 1,109,716,542 1.85 1,346,430 1953 853,251,311 1,143,210,402 1.34 1,558,129 1954 776,441,158 1,349,697,159 1.74 1,603,854 1955 1,513,476,109 2,699,008,896 1.78 2,643,863 1956 1,349,659,269 2,510,751,759 1.86 2,569,690 1957 927,108,854 1,864,830,780 2.01 1,994,697 1958 828,599,059 1,505,862,397 1.82 1,715,656 1959 763,234,611 1,860,422,327 2.44 1,808,450 1960 469,691,543 1,223,330,494 2.60 1,209,541 1961 719,320,976 2,526,349,869 3.51 1,845,100 1962 804,498,195 2,063,820,474 2.57 1,664,848 1963 808,852,100 2,143,888,123 2.65 1,611,809 1964 1,314,060,093 3,050,578,549 2.32 2,268,300 1965 934,441,664 3,199,062,626 3.42 2,098,741 1966 971,441,664 2,877,191,142 2.96 1,998,766 1967 819,147,120 3,521,312,476 4.30 2,041,542 1968 911,691,783 5,015,034,625 5.50 2,584,075 1969 871,931,761 5,765,171,366 6.61 2,548,810 1970 522,908,787 3,653,783,248 6.99 1,601,087 1971 545,767,951 4,715,695,291 8.64 1,746,174 1972 635,885,589 6,258,151,656 9.84 1,940,750 1973 663,856,327 6,737,076,338 10.15 1,902,627 1974 568,248,812 4,523,563,818 7.96 1,398,330 1975 469,587,063 4,089,020,234 8.71 1,166,945 1976 549,209,833 5,093,468,543 9.27 1,271,858 1977 679,821,738 6,044,752,693 8.89 1,402,269 1978 984,913,432 10,362,028,440 10.52 1,807,724 1979 1,390,774,737 18,726,340,429 13.46 2,497,349 1980 2,009,091,282 29,514,529,845 14.69 3,306,577 1981 1,510,273,260 25,094,254,537 16.62 2,536,935 1982 1,576,708,792 17,670,332,337 11.21 2,083,488 1983 2,440,021,743 30,193,227,508 12.37 2,993,641 1984 2,124,026,184 26,681,943,965 12.56 2,180,032 1985 3,298,482,113 44,196,506,129 13.40 3,151,906 1986 4,906,702,130 63,684,095,245 12.98 3,686,813 1987 7,393,698,717 100,224,304,252 13.55 5,652,044 1988 5,468,949,512 68,144,924,281 12.46 3,651,835 1989 6,522,989,910 83,567,388,841 12.81 4,081,005 1990 5,660,400,572 64,008,566,946 11.31 3,051,215 1991 5,837,580,170 67,749,538,374 11.61 3,222,393 1992 7,326,389,140 76,161,051,067 10.39 3,503,721 16 Chapter 3 Value Year Volume Value $ Per Share Transactions 1993 14,882,184,184 147,055,048,898 9.88 5,984,580 1994 15,459,616,200 182,202,048,508 11.79 5,533,169 1995 15,757,820,395 207,665,152,647 13.12 6,068,139 1996 22,341,148,377 301,298,938,253 13.49 9,185,906 1997 25,670,245,599 423,169,614,970 16.48 11,142,508 1998 26,765,265,298 493,211,774,246 18.43 12,462,654 1999 29,280,363,949 529,004,119,867 18.07 17,628,055 2000 40,752,008,134 944,253,991,039 23.17 32,775,273 2001 37,190,439,190 712,515,033,577 19.16 26,155,159 2002 46,351,174,516 637,708,576,873 13.76 26,540,655 2003 55,562,931,370 648,654,111,456 11.67 30,893,995 2004 61,277,965,140 833,906,598,578 13.61 40,267,012 2005 64,167,254,132 1,075,213,562,163 16.76 55,158,328 2006 82,049,924,850 1,416,068,723,601 17.26 85,651,897 2007 96,108,991,801 1,697,185,310,574 17.66 118,578,198 2008 109,239,686,991 1,853,162,141,814 16.96 182,901,451 2009 118,525,934,101 1,398,386,393,311 11.80 191,321,204 2010 104,555,199,337 1,390,747,798,461 13.30 189,117,628

Historical Daily Averages

Price/ Year Value $ Volume Share Transactions Value/Trans 1949 1,708,122 940,489 1.82 2,458 694.92 1950 3,392,713 1,904,494 1.78 4,087 830.12 1951 4,414,461 2,110,913 2.09 4,642 950.98 1952 4,259,948 2,303,087 1.85 5,169 824.13 1953 4,582,006 3,419,845 1.34 6,245 733.71 1954 5,324,249 3,062,884 1.74 6,327 841.51 1955 10,731,646 6,014,375 1.78 10,512 1,020.89 1956 10,397,947 5,376,365 1.93 10,238 1,015.62 1957 7,414,834 3,686,318 2.01 7,931 934.92 1958 5,987,487 3,294,628 1.82 6,702 893.39 1959 7,368,009 3,022,711 2.44 7,162 1,028.76 1960 4,844,873 1,860,165 2.60 4,790 1,011.46 1961 10,005,346 2,848,796 3.51 7,307 1,369.28 1962 8,189,764 3,192,453 2.57 6,607 1,239.56 1963 8,524,406 3,216,112 2.65 6,409 1,330.07 1964 12,033,840 5,186,020 2.32 8,943 1,345.62 1965 12,644,516 3,692,627 3.42 8,237 1,525.09 1966 11,394,816 3,843,333 2.96 7,979 1,428.10 1967 14,001,242 3,257,046 4.30 8,131 1,721.96 1968 19,861,523 3,610,660 5.50 10,234 1,940.73 1969 22,923,147 3,466,926 6.61 10,134 2,262.00 1970 14,470,428 2,070,925 6.99 6,341 2,282.04 1971 18,676,021 2,161,457 8.64 6,915 2,700.59 1972 24,883,307 2,538,372 9.84 7,717 3,224.60 1973 26,734,430 2,634,350 10.15 7,550 3,540.92 1974 17,986,337 2,259,438 7.96 5,560 3,234.98 1975 16,258,530 1,867,145 8.71 4,640 3,504.04 1976 20,172,152 2,175,088 9.27 5,037 4,004.75 1977 23,939,614 2,692,363 8.89 5,553 4,310.69 1978 41,282,982 3,923,958 10.52 7,202 5,732.09 1979 74,606,934 5,540,935 13.46 9,950 7,498.49 1980 116,658,221 7,941,072 14.69 13,069 8,926.01 1981 99,778,348 6,005,062 16.62 10,088 9,891.56 1982 70,120,366 6,256,781 11.21 8,268 8,481.13

17 Chapter 3 Price/ Year Value $ Volume Share Transactions Value/Trans 1983 120,291,743 9,721,202 12.37 11,927 10,085.79 1984 105,880,730 8,428,675 12.56 8,651 12,239.24 1985 175,382,961 13,089,215 13.40 11,927 14,022.15 1986 252,714,664 19,471,040 12.98 14,630 17,273.48 1987 396,927,938 29,281,975 13.55 22,384 17,732.39 1988 270,953,973 21,745,326 12.46 14,520 18,660.46 1989 333,602,351 26,039,880 12.81 16,291 20,477.16 1990 254,507,224 22,506,563 11.31 12,132 20,978.06 1991 269,381,862 23,211,054 11.61 12,813 21,024.60 1992 301,267,925 29,015,403 10.39 13,876 21,737.19 1993 583,551,781 59,056,286 9.88 23,748 24,572.33 1994 725,904,576 61,592,096 11.79 22,044 32,929.06 1995 827,351,206 62,780,161 13.18 24,176 34,222.21 1996 1,193,263,122 88,479,796 13.49 36,380 32,800.13 1997 1,682,582,962 102,068,571 16.48 44,304 37,977.95 1998 1,957,189,580 106,211,370 18.43 49,553 39,575.18 1999 2,107,586,135 116,654,836 18.07 70,231 30,009.22 2000 3,761,968,092 162,358,598 23.17 130,759 28,809.95 2001 2,850,060,134 148,761,757 19.16 104,621 27,241.85 2002 2,535,620,584 184,298,905 13.76 105,529 24,027.61 2003 2,579,141,596 220,926,168 11.67 122,839 20,996.12 2004 3,302,600,390 242,685,010 13.61 159,473 20,709.42 2005 4,283,719,371 255,646,431 16.76 219,754 19,493.22 2006 5,641,708,062 326,892,131 17.26 341,243 16,532.84 2007 6,748,251,732 382,143,109 17.66 471,484 14,321.79 2008 7,383,116,103 435,217,876 16.96 728,691 10,132.03 2009 5,571,260,531 472,214,877 11.80 763,757 7,309.10 2010 5,551,878,419 417,386,025 13.30 754,961 7,353.88

18 Chapter 3 Toronto Stock Exchange has conducted an extended hours crossing session since June of 1991. The session runs from after the close of regular trading until 5:00 pm daily. Extended Hours Trading 2010 Month Volume Value $ Trades January 156,111,640 3,850,675,007 70,876 February 150,724,390 3,973,105,593 76,091 March 441,131,305 8,504,638,482 106,376 April 210,900,311 5,651,156,042 89,392 May 248,497,763 6,367,940,184 116,031 June 346,578,294 7,598,507,937 131,559 July 202,801,819 5,665,323,221 104,382 August 242,902,466 7,294,348,799 105,660 September 368,212,000 10,321,272,044 135,590 October 142,032,700 3,843,283,880 101,980 November 256,785,700 8,120,864,592 101,617 December 340,619,200 9,008,438,008 118,972 Totals 3,107,297,588 80,199,553,789 1,258,526

Comparison of Extended Hours Trading (trading value in millions$)

19 Chapter 3 “Block trade” was defined by Toronto Stock Exchange on April 14, 1989 as any trade of 10,000 shares or more with a value of at least $100,000. Summary of Block Trading Information 2010

Ten Largest Blocks by Dollar Value Issue Price Value Date Eldorado Gold Corp. 17.93 251,020,000 June 2 BMO DJ Canada Titan ETF 16.874 241,298,200 September 17 Bank of Nova Scotia 54.45 272,250,000 November 10 Bank of Nova Scotia 54.45 272,250,000 November 10 Red Back Mining J 33.74 237,867,000 September 16 Pacific Rubiales J 32.25 225,750,000 December 1 Research In Motion 51.15 214,830,000 July 2 Research In Motion 56.72 212,700,000 July 14 Research In Motion 56.25 200,306,250 July 20 Teck Resources Cl B SV 37.68 196,870,464 February 2

Monthly Block Trading Number Number Block Block Month of Blocks of Issues Volume Value $ January 26,225 928 1,708,913,269 18,767,486,110.11 February 21,400 876 1,281,883,838 15,143,424,702.10 March 28,862 946 2,113,261,792 26,972,383,368.24 April 31,535 961 1,869,531,475 23,282,555,836.05 May 29,127 936 1,605,097,000 20,361,657,232.83 June 28,429 910 1,850,411,164 25,279,529,325.66 July 21,932 917 1,577,698,061 18,394,342,122.21 August 25,966 895 1,791,956,859 24,054,927,630.94 September 35,772 987 2,530,935,118 35,413,993,264.02 October 27,701 1,016 1,875,185,843 20,370,937,111.00 November 35,633 1,023 2,497,550,684 31,987,189,864.70 December 32,194 1,077 2,238,209,602 30,878,807,158.42 Totals 344,776 22,940,634,705 290,907,233,726.28

Block Trading Volume 21.9 % of Total Trading Block Trading Value 20.9% of Total Trading

20 Chapter 3 Semi-monthly Short Positions for 2010 (in millions)

2010 Record of Short Positions as Reported to TMX Group

The following statistics are based on the total outstanding Canadian position on Toronto Stock Exchange listed shares.

Period Ending Number of Shorts January 15 768,899,061 January 31 789,303,514 February 15 771,892,443 February 28 778,555,034 March 15 818,148,131 March 31 864,144,313 April 15 868,259,854 April 30 956,309,711 May 15 1,030,862,793 May 31 962,863,371 June 15 996,863,371 June 30 1,025,977,489 July 15 1,018,211,380 July 31 1,015,112,167 August 15 1,086,839,225 August 31 1,060,648,551 September 15 1,077,591,861 September 30 1,148,591,236 October 15 1,128,455,489 October 31 1,112,477,896 November 15 1,214,250,252 November 30 1,261,042,441 December 15 1,300,508,376 December 30 1,538,315,160

21 Chapter 4 Chapter 4

· S&P/TSX Indices

· S&P/TSX Composite Five Year Performance Relative Weight

· S&P/TSX Composite Index: 2010 Performance

· S&P/TSX 60 Index: Relative Weight 2010 Performance

· S&P/TSX Completion Index: Relative Weight

· S&P/TSX SmallCap Index: Relative Weights

· S&P/TSX Venture Composite Index 2010 2010 Performance S&P/TSX Venture Composite Index

22 Chapter 4 S&P/TSX Indices

Annual Compound Rate of Return Including Dividends (to December 31st, 2010)

S&P/TSX S&P/TSX S&P/TSX S&P/TSX Composite CDN CDN S&P/TSX S&P/TSX Composite Capped Completion Smallcap 60 Index 60 Capped 1 Year 17.61% 17.61% 30.32% 35.10% 13.84% 13.84% 3 Year 2.09% 2.09% 5.62% 6.14% 1.12% 1.12% 5 Year 6.51% 6.51% 7.22% 6.13% 6.49% 6.49% 10 Year 6.57% 7.07% 7.88% 7.92% 6.11% 7.18%

S&P/TSX Composite Five Year Performance

S&P/TSX COMPOSITE Relative GICS Rank Symbol Name Weight Code 1 RY Royal Bank Of Canada 4.83% 40101010 2 TD Toronto Dominion Bank (The) 4.22% 40101010 3 SU Suncor Energy Inc. 3.88% 10102010 4 BNS Bank Of Nova Scotia (The) 3.86% 40101010 5 ABX Barrick Gold Corporation 3.43% 15104030 6 CNQ Canadian Natural Resources Limited 3.13% 10102020 7 POT Potash Corporation Of Saskatchewan 2.87% 15101030 8 G Goldcorp Inc. 2.35% 15104030 9 BMO Bank Of Montreal 2.11% 40101010 10 CM Canadian Imperial Bank Of Commerce 1.99% 40101010 11 CNR Canadian National Railway Co. 1.99% 20304010 12 MFC Manulife Financial Corporation 1.97% 40301020 13 TCK.B Teck Resources Limited Cl B Sv 1.94% 15104020 14 RIM Research In Motion Limited 1.75% 45201020 15 BCE BCE Inc. 1.73% 50101020 16 TRP Transcanada Corporation 1.71% 10102040 23 Chapter 4 Relative GICS Rank Symbol Name Weight Code 17 CVE Cenovus Energy Inc. 1.62% 10102010 18 TLM Talisman Energy Inc. 1.46% 10102020 19 ENB Enbridge Inc. 1.40% 10102040 20 K Kinross Gold Corporation 1.39% 15104030 21 ECA Encana Corporation 1.39% 10102020 22 SLF Sun Life Financial Inc. 1.12% 40301020 23 BAM.A Brookfield Asset Management Inc. Cl A Lv 1.05% 40403010 24 CCO Cameco Corporation 1.03% 10102050 25 RCI.B Rogers Communications Inc. Cl B Nv 1.03% 50102010 26 T Telus Corporation 0.95% 50101020 27 AGU Agrium Inc. 0.93% 15101030 28 TRI Thomson Reuters Corporation 0.90% 25401040 29 SLW Silver Wheaton Corp. 0.87% 15104040 30 AEM Agnico Eagle Mines Ltd. 0.83% 15104030 31 COS.UN Canadian Oil Sands Trust Units 0.83% 10102020 32 NXY Nexen Inc. 0.78% 10102020 33 CPG Crescent Point Energy Corp. 0.76% 10102020 34 NA National Bank Of Canada 0.72% 40101010 35 MG Magna International Inc. 0.71% 25101010 36 CP Canadian Pacific Railway Limited 0.71% 20304010 37 PWT.UN Penn West Energy Trust Units 0.71% 10102020 38 IMO Imperial Oil Limited 0.67% 10102010 39 ELD Eldorado Gold Corporation 0.66% 15104030 40 YRI Yamana Gold Inc. 0.61% 15104030 41 POW Power Corporation Of Canada Sv 0.60% 40301020 42 SNC SNC - Lavalin Group Inc. 0.59% 20103010 43 PRE Pacific Rubiales Energy Corp. J 0.58% 10102020 44 FM First Quantum Minerals Ltd. J 0.56% 15104020 45 SC Shoppers Drug Mart Corporation 0.56% 30101010 46 VRX Valeant Pharmaceuticals International Inc. 0.55% 35202010 47 FFH Fairfax Financial Holdings Ltd. Sv 0.52% 40301030 48 SJR.B Shaw Communications Inc. Cl B Nv 0.49% 25401025 49 BBD.B Bombardier Inc. Cl B Sv 0.47% 20101010 50 THI Tim Hortons Inc. 0.46% 25301040 51 AET.UN Arc Energy Trust Units 0.45% 10102020 52 PWF Power Financial Corporation 0.45% 40301020 53 HSE Husky Energy Inc. 0.44% 10102010 54 GWO Great-West Lifeco Inc. 0.44% 40301020 55 IMG Iamgold Corporation 0.43% 15105010 56 FTS Fortis Inc. 0.38% 55101010 57 IFC Intact Financial Corporation 0.37% 40301040 58 TRE Sino-Forest Corporation 0.37% 15105010 59 IVN Ivanhoe Mines Ltd. 0.36% 15104020 60 REI.UN Riocan Real Estate Investment Trust Units 0.36% 40402060 61 ERF.UN Enerplus Resources Fund Trust Units 0.35% 10102020 62 SAP Saputo Inc. 0.35% 30202030 63 CTC.A Canadian Tire Corporation, Limited Cl A Nv 0.35% 25503020 64 BTE.UN Baytex Energy Trust Units 0.34% 10102020 65 MRU.A Metro Inc. Cl A Sv 0.31% 30101030 66 TA Transalta Corporation 0.30% 55105010 67 FTT Finning International Inc. 0.30% 20107010 68 IGM IGM Financial Inc. 0.29% 40203010 69 NKO Niko Resources Ltd. 0.29% 10102020 70 PAA Pan American Silver Corp. 0.28% 15104040 71 OSK Osisko Mining Corporation J 0.28% 15104030 72 BPO Brookfield Properties Corporation 0.27% 40403020

24 Chapter 4 Relative GICS Rank Symbol Name Weight Code 73 PGF.UN Pengrowth Energy Trust Units 0.27% 10102020 74 VET Vermillion Energy Inc. 0.27% 10102020 75 GIB.A CGI Group Inc. Cl A Sv 0.27% 45102010 76 L Loblaw Companies Limited 0.26% 30101030 77 WN Weston Ltd., George 0.26% 30101030 78 IMN Inment Mining Corporation 0.25% 15104020 79 BNP.UN Bonavista Energy Trust Units 0.25% 10102020 80 IPL.UN Interpipeline Fund Cl A Lp Units 0.25% 10102040 81 FNV Franco-Nevada Corporation 0.25% 15104030 82 NGD New Gold Inc. J 0.25% 15104030 83 LUN Lundin Mining Corporation 0.24% 15104020 84 EQN Equinox Minerals Limited J 0.24% 15104020 85 ATD.B Alimentation Couche Tard Inc. Cl B Sv 0.23% 30101030 86 EMA Emera Incorporated 0.23% 55101010 87 PPL Pembina Pipeline Corporation 0.23% 10102040 88 VT Viterra Inc. 0.22% 30202010 89 CIX CI Financial Corp. 0.22% 40203010 90 BA.UN Bell Aliant Regional Commun Income Fund Units 0.21% 50101020 91 CU Canadian Utilities Ltd. Cl A Nv 0.21% 55103010 92 QUX Quadra Fnx Mining Ltd. 0.21% 15104020 93 YLO Yellow Media Inc. 0.21% 25401040 94 CG Centerra Gold Inc. 0.20% 15104030 95 IAG Industrial Alliance Insurance & Fin Services Inc. 0.20% 40301020 96 GIL Gildan Activewear Inc. 0.19% 25203010 97 CAE CAE Inc. 0.19% 20101010 98 SMF Semafo Inc. J 0.19% 15104030 99 TCW Trican Well Service Ltd. 0.19% 10101020 100 HR.UN H&R Real Estate Investment Trust Spapled Un 0.18% 40402010 101 MX Methanex Corporation 0.18% 15101010 102 OCX Onex Corporation Sv 0.18% 40201030 103 X TMX Group Inc. 0.18% 40201040 104 HBM Hudbay Minerals Inc. 0.17% 15104020 105 PBG Petrobank Energy And Resources Ltd. 0.17% 10102020 106 BIN Iesi-Bfc Ltd. 0.17% 20201050 107 CLM Consolidated Thompson Iron Mines Limited J 0.17% 15104050 108 PD Precision Drilling Corporation 0.17% 10101010 109 SXC SXC Health Solutions Corp. 0.17% 35103010 110 OTC Open Tex Corporation 0.17% 45101010 111 AER Groupe Aeroplan Inc. 0.17% 25401010 112 WTN Western Coal Corp. J 0.16% 15104020 113 S Sherritt International Corporation 0.16% 15104020 114 NG Novagold Resources Inc. J 0.16% 15104030 115 KEY.UN Keyera Faciliteis Income Fund Trust Units 0.16% 10102030 116 DGC Detour Gold Corporation J 0.16% 15104030 117 PEY.UN Peyto Energy Trust Units 0.16% 10102020 118 RBA Ritchie Bros. Auctioneers Incorporated 0.16% 20201070 119 TCM Thompson Creek Metals Company Inc. 0.16% 15104020 120 ACO.X Atco Ltd. Cl I Nv 0.15% 55103010 121 ACM.A Astral Media Inc. Cl A Nv 0.15% 25401020 122 SSO Silver Standard Resources Inc. 0.14% 15104040 123 AGI Alamos Gold Inc. J 0.14% 15104030 124 DAY DAYLIGHT ENERGY LTD. 0.14% 10102020 125 PMG Petrominerals Ltd. 0.14% 10102020 126 UUU Uranium One Inc. J 0.14% 10102050 127 LIF.UN Labrador Iron Ore Royalty Corp. Stapled Units 0.14% 15104050 128 PRQ Progress Energy Resources Corp. 0.14% 10102020

25 Chapter 4 Relative GICS Rank Symbol Name Weight Code 129 PVE.UN Provident Energy Trust Units 0.14% 10102010 130 SVM Silvercorp Metals Inc. J 0.14% 15104040 131 MDA Macdonald, Dettwiler And Associates Ltd. 0.13% 45103010 132 REF.UN Canadian Real Estate Investment Trust Units 0.13% 40402010 133 WJA Westjet Airlines Ltd. 0.13% 20302010 134 TIH Toromont Industries Ltd. 0.13% 20106010 135 CLS Celestica Inc. Sv 0.13% 45203020 136 CWT.UN Calloway Real Estate Investment Trust Units 0.13% 40402060 137 SCL.A Shawcor Ltd. Cl A Sv 0.13% 10101020 138 NAE.UN Nal Oil & Gas Trust Units 0.12% 10102020 139 JE.UN Just Energy Income Fund Units 0.12% 55103010 140 EGU European Goldfields Limited J 0.12% 15104030 141 CWB Canadian Western Bank 0.12% 40101015 142 ESI Ensign Energy Services Inc. 0.12% 10101010 143 BNK Bankers Petroleum Ltd. J 0.12% 10102020 144 MBT Manitoba Telecom Services Inc. 0.12% 50101020 145 FCE.UN Fort Chicago Energy Partners Lp Cl A Units 0.12% 10102040 146 GBU Gabriel Resources Ltd. J 0.12% 15104030 147 RON Rona Inc. 0.12% 25504030 148 ALA Altagas Ltd. 0.12% 10102040 149 QBR.B Quebecor Inc. Cl B Sv 0.11% 25401025 150 FRG Fronteer Gold Inc. J 0.11% 15104030 151 PBN Petrobakken Energy Ltd. 0.11% 10102020 152 PXX Blackpearl Resources Inc. J 0.11% 10102020 153 HCG Home Capital Group Inc. 0.10% 40102010 154 BEI.UN Boardwalk Real Estate Investment Trust Units 0.10% 40402050 155 CR Crew Energy Inc. 0.10% 10102020 156 CJR.B Corus Entertainment Inc. Cl B Nv 0.10% 25401020 157 WTE.UN Westshore Terminals Income Fund Trust Units 0.10% 20305030 158 EMP.A Empire Company Ltd. Cl A Nv 0.09% 30101030 159 NSU Nevsun Resources Ltd. J 0.09% 15104030 160 AGF.B AGF Management Ltd. Cl B Nv 0.09% 40203010 161 DC.A Dundee Corporation Cl A Sv 0.09% 40203020 162 RUS Russel Metals Inc. 0.09% 20107010 163 WFT West Fraser Timber Co. Ltd. 0.09% 15105010 164 FR First Majestic Silver Corp. J 0.09% 15104040 165 PMZ.UN Primaris Retail Real Estate Investment Trust Un 0.09% 40402060 166 MTL Mullen Group Ltd. 0.09% 10101020 167 DOL Dollarama Inc. 0.09% 25503020 168 CAR.UN Cdn Apartment Prop Real Estate Invest Tr Units 0.08% 40402050 169 CGX.UN Cineplex Galaxy Income Fund Units 0.08% 25401030 170 D.UN Dundee Real Estate Investment Trust Units 0.08% 40402040 171 STN Stantec Inc. 0.08% 20202020 172 CELT Celtic Exploration Ltd. 0.08% 10102020 173 MIC Genworth Mi Canada Inc. 0.08% 40102010 174 BRC.UN Brookfield Renewable Power Fund Trust Units 0.08% 55105010 175 GBG Great Basin Gold Ltd. J 0.08% 15104030 176 ELR Eastern Platinum Limited J 0.08% 15104040 177 BIR Birchcliff Energy Ltd. 0.08% 10102020 178 SPB Superior Plus Corp. 0.08% 20107010 179 GSC Golden Star Resources Ltd. 0.08% 15104030 180 ARZ AURIZON MINES LTD. J 0.08% 15104030 181 CSH.UN Chartwell Seniors Housings Reit Trust Units 0.08% 40402070 182 NPI.UN Northland Power Income Fund Trust Units 0.08% 55105010 183 LB Laurentian Bank Of Canada 0.07% 40101015 184 PJC.A Jean Coutu Group (Pjc) Inc. Cl A Sv 0.07% 30101010

26 Chapter 4 Relative GICS Rank Symbol Name Weight Code 185 GAM Gammon Gold Inc. J 0.07% 15104030 186 AAV Advantage Oil & Gas Ltd. 0.07% 10102020 187 CUF.UN Cominar Real Estate Investment Trust Units 0.07% 40402010 188 TCL.A Transcontinental Inc. Cl A Sv 0.07% 20201010 189 VEB Ventana Gold Corp. J 0.07% 15104030 190 TGL Transglobe Energy Corporation J 0.07% 10102020 191 CFW Calfrac Well Services Ltd. 0.07% 10101020 192 DHF.UN Davis + Henderson Income Fund Units 0.07% 40201020 193 DW Dundeewelath Inc. 0.07% 40203020 194 CLC.UN CML Healthcare Incoem Fund Trust Units 0.07% 35102015 195 GCE Grande Cache Coal Corporation J 0.07% 15104020 196 DII.B Dorel Industries Inc. Cl B Sv 0.07% 25201020 197 LSG Lake Shore Gold Corp. J 0.06% 15104030 198 NWF.UN North West Company Fund Trust Units 0.06% 30101030 199 AX.UN Artis Real Estate Investment Trust Units 0.06% 40402010 200 MDI Major Drilling Group International Inc. 0.06% 15104020 201 RMX Rubicon Minerals Corporation J 0.06% 15104030 202 ATP Atlantic Power Corporation 0.06% 55105010 203 HW Harry Winston Diamond Corporation 0.06% 15104040 204 TKO Taseko Mines Limited 0.06% 15104020 205 KGI Kirkland Lake Gold Inc. J 0.06% 25504010 206 RET.A Reitman’s (Canada) Ltd. Cl A Nv 0.06% 25504010 207 DML Denison Mines Corp. 0.06% 10102050 208 CCA Cogeco Cable Inc. Sv 0.06% 25401025 209 NEM Neo Material Technologies Inc. 0.06% 15101050 210 OGC Oceangold Corporation 0.06% 15104030 211 NGX Northgate Mienrals Coproration 0.06% 15104030 212 TFI Transforce Inc. 0.06% 20304020 213 LNR Linamar Corporation 0.06% 25101010 214 FRU.UN Freehold Royalty Trust Units 0.06% 10102020 215 AP.UN Allied Properties Real Estate Investment Tr Un 0.06% 40402040 216 DPM Dundee Precious Metals Inc. 0.06% 15104040 217 CS Capstone Mining Corp. J 0.06% 15104020 218 PSI Pason Systems Inc. 0.06% 10101020 219 CFP Canfor Corporation 0.06% 15105010 220 GUY Guyana Goldfields Inc. J 0.06% 15104030 221 FCR First Capital Realty Inc. 0.06% 40403010 222 WPT Westport Innovations Inc. 0.06% 20106010 223 ANO Anatolia Minerals Development Limited J 0.06% 15104030 224 BCB Cott Corporation 0.05% 30201030 225 CSI Colossus Minerals Inc. J 0.05% 15104030 226 FES Flint Energy Services Ltd. 0.05% 10101020 227 NVA Nuvista Energy Ltd. 0.05% 10102020 228 FSV Firstservice Corporation Sv 0.05% 40403040 229 TDG Trinidad Drilling Ltd. 0.05% 10101010 230 NDN Nordion Inc. 0.05% 35203010 231 CCL.B CCL Industries Inc. Cl B Nv 0.05% 15103010 232 IE Ivanhoe Energy Inc. 0.05% 10102020 233 EXE.UN Extendicare Real Estate Investment Trust Un 0.05% 40402070 234 MFL Minefinders Corporation Ltd. J 0.05% 15104030 235 TRZ.B TRANSAT A.T. INC. CLASS B 0.05% 25301020 236 MFI MAPLE LEAF FOODS INC. 0.05% 30202030 237 AC.B Air Canada Class B 0.05% 20302010 238 CPA.UN Capital Power Income L.P. Units 0.05% 55105010 239 GMP GMP Capital Inc. 0.04% 40203020 240 JAZ.UN Jazz Air Income Fund Units 0.04% 20302010

27 Chapter 4 Relative GICS Rank Symbol Name Weight Code 241 JAG Jaguar Mining Inc. J 0.04% 15104030 242 SVY Savanna Energy Services Corp. 0.04% 10101010 243 ARE AECON GROUP INC. 0.04% 20103010 244 FGL Forzani Group Ltd. (The) Cl A 0.03% 25504040 245 PMT Perpetual Energy Inc. 0.03% 10102020

28 Chapter 4 S&P/TSX Composite Index: 2010 Performance

S&P/TSX Composite Index Monthly Close

Month High Low Close TRIV January 11953.83 11094.31 11094.31 29360.52 February 11709.29 11115.30 11629.63 30820.61 March 12100.66 11728.06 12037.73 31994.24 April 12280.97 12070.66 12210.70 32527.15 May 12196.51 11405.95 11762.99 31395.79 June 11945.97 11263.83 11294.42 30229.89 July 11746.07 11092.50 11713.43 31426.67 August 11913.86 11523.60 11913.86 32022.80 September 12382.82 12003.78 12368.65 33331.94 October 12684.68 12322.94 12676.24 34235.40 November 13052.48 12602.23 12952.88 35046.90 December 13449.17 13148.35 13443.22 36480.62

S&P/TSX PERFORMANCE 2010

29 Chapter 4 S&P/TSX 60 Index

Relative GICS Rank Symbol Name Weight Code 1 RY Royal Bank Of Canada 6.52% 40101010 2 TD Toronto Dominion Bank (The) 5.71% 40101010 3 SU Suncor Energy Inc. 5.23% 10102010 4 BNS Bank Of Nova Scotia (The) 5.21% 40101010 5 ABX Barrick Gold Corporation 4.63% 15104030 6 CNQ Canadian Natural Resources Limited 4.22% 10102020 7 POT Potash Corporation Of Saskatchewan Inc. 3.87% 15101030 8 G Goldcorp Inc. 3.18% 15104030 9 BMO Bank Of Montreal 2.85% 40101010 10 CM Canadian Imperial Bank Of Commerce 2.69% 40101010 11 CNR Canadian National Railway 2.68% 20304010 12 MFC Manulife Financial Corporation 2.66% 40301020 13 TCK.B Teck Corporation Limited Cl B Sv 2.61% 15104020 14 RIM Research In Motion Limited 2.36% 45201020 15 BCE BCE Inc. 2.34% 50101020 16 TRP Transcanada Corporation 2.31% 10102040 17 CVE Cenovus Energy Inc. 2.19% 10102010 18 TLM Talisman Energy Inc. 1.98% 10102020 19 ENB Enbridge Inc. 1.89% 10102040 20 K Kinross Gold Corporation 1.87% 15104030 21 ECA Encana Corporation 1.87% 10102020 22 SLF Sun Life Financial Inc. 1.51% 40301020 23 BAM.A Brookfield Asset Management Inc. Cl A Lv 1.42% 40403010 24 CCO Cameco Corporation 1.39% 10102050 25 RCI.B Rogers Communications Inc. Cl B Nv 1.39% 50102010 26 T Telus Corporation 1.28% 50101020 27 AGU Agrium Inc. 1.26% 15101030 28 TRI Thomson Reuters Corporation 1.22% 25401040 29 AEM Agnico Eagle Mines Limited 1.12% 15104030 30 COS.UN Canadian Oil Sands Trust Units 1.12% 10102020 31 NXY Nexen Inc. 1.05% 10102020 32 NA National Bank Of Canada 0.97% 40101010 33 MG Manga International Inc. 0.96% 25101010 34 CP Canadian Pacific Railway Limited 0.96% 20304010 35 PWT.UN Penn West Energy Trust Units 0.95% 10102020 36 IMO Imperial Oil Limited 0.90% 10102010 37 ELD Eldorado Gold Corporation 0.89% 15104030 38 YRI Yamana Gold Inc. 0.83% 15104030 39 POW Power Corporation Of Canada Sv 0.81% 40301020 40 SNC SNC Lavalin Gorup Inc. 0.79% 20103010 41 FM First Quantum Minerals Ltd. J 0.76% 15104020 42 SC Shoppers Drug Mart Corporation 0.75% 30101010 43 VRX Valeant Pharmaceuticals Int’l Inc. 0.74% 35202010 44 SJR.B Shaw Communications Inc. Cl B Nv 0.66% 25401025 45 BBD.B Bombardier Inc. Cl B Sv 0.64% 20101010 46 THI Tim Hortons Inc. 0.62% 25301040 47 AET.UN Arc Energy Trust Units 0.61% 10102020 48 HSE Husky Energy Inc. 0.60% 10102010 49 IMG Iamgold Corporation 0.58% 15104030 50 FTS Fortis Inc. 0.52% 55101010 51 ERF.UN Enerplus Resources Fund Trust Untis 0.47% 10102020 52 SAP Saputo Inc. 0.47% 30202030 53 CTC.A Canadian Tire Corporation, Limited Cl A Nv 0.47% 25503020 54 MRU.A Metro Inc. Cl A Sv 0.41% 30101030 30 Chapter 4 Relative GICS Rank Symbol Name Weight Code 55 TA Transalta Corporation 0.41% 55105010 56 L Loblaw Companies Ltd. 0.36% 30101030 57 WN Weston Ltd.,George 0.35% 30101030 58 IMN Inmet Mining Corporation 0.34% 15104020 59 YLO Yellow Media Inc. 0.28% 25401040 60 GIL Gildan Activewear Inc. 0.26% 25203010

S&P/TSX 60 Index 2010 Performance

Month High Low Close TRIV January 702.97 648.53 648.53 1386.76 February 686.65 649.79 680.76 1457.40 March 710.08 686.97 706.81 1517.26 April 720.19 707.94 716.05 1540.75 May 716.83 674.18 691.63 1490.86 June 702.23 660.08 662.05 1430.89 July 689.81 650.08 685.03 1484.35 August 694.05 670.98 694.05 1506.32 September 716.14 699.29 715.07 1555.80 October 732.03 712.89 728.09 1587.83 November 746.96 723.14 741.34 1619.63 December 768.65 750.73 768.65 1684.21

S&P/TSX 60 Index Performance - 2010

31 Chapter 4 S&P/TSX Completion Index:

(as of December 31st, 2010) Relative GICS Rank Symbol Name Weight Code 1 SLW Silver Wheaton Corp. 3.37% 15104040 2 CPG Crescent Point Energy Corp. 2.93% 10102020 3 PRE Pacific Rubiales Energy Corp. J 2.25% 10102020 4 FFH Fairfax Financial Holdings Ltd. Sv 2.02% 40301030 5 PWF Power Financial Corporation 1.74% 40301020 6 GWO Great-West Lifeco Inc. 1.69% 40301020 7 IFC Intact Financial Corporation 1.43% 40301040 8 TRE Sino-Forest Corporation 1.43% 15105010 9 IVN Ivanhoe Mines Limited 1.40% 15104020 10 REI.UN Riocan Real Estate Investment Trust Units 1.39% 40402060 11 BTE.UN Baytex Energy Trust Units 1.31% 10102020 12 FTT Finnning International Inc. 1.16% 20107010 13 IGM IGM Financial Inc. 1.13% 40203020 14 NKO Niko Resources Ltd. 1.12% 10102020 15 PAA Pan American Silver Corp. 1.10% 15104040 16 OSK Osisko Mining Corporation J 1.09% 15104030 17 BPO Brookfield Properties Corporation 1.03% 40403020 18 PGF.UN Pengrowth Energy Trust Units 1.03% 10102020 19 VET Vermillion Energy Inc. 1.02% 10102020 20 GIB.A CGI Group Inc. Cl A Sv 1.02% 45102010 21 BNP.UN Bonavista Energy Trust Units 0.96% 10102020 22 IPL.UN Inter Pipeline Fund Cl A Lp Units 0.96% 10102040 23 FNV Franco-Nevada Corporation 0.95% 15104030 24 NGD New Gold Inc. J 0.95% 15104030 25 LUN LUNDING MINING CORPORATION 0.92% 15104020 26 EQN Equinox Minerals Limited J 0.91% 15104020 27 ATD.B Alimentation Couche-Tard Inc. Cl B Sv 0.90% 30101030 28 EMA Emera Incorporated 0.89% 55101010 29 PPL Pembina Pipeline Corporation 0.89% 10102040 30 VT Viterra Inc. 0.86% 30202010 31 CIX CI Financial Corp. 0.86% 40203010 32 BA.UN Bell Aliant Regional Commun Income Fund Units 0.83% 50101020 33 CU Canadian Utilities Ltd. Cl A Nv 0.80% 55103010 34 QUX Quadra Fnx Mining Ltd. 0.79% 15104020 35 CG Centerra Gold Inc. 0.78% 15104030 36 IAG Industrial Alliance Insurance & Fin Serv Inc. 0.77% 40301020 37 CAE CAE Inc. 0.74% 20101010 38 SMF Semafo Inc. J 0.73% 15104030 39 TCW Trican Well Service Ltd. 0.72% 10101020 40 HR.UN H&R Real Estate Investment Trust Stapled Un 0.70% 40402010 41 MX Methanex Corporation 0.70% 15101010 42 OCX Onex Corporation Sv 0.69% 40201030 43 X TMX Group Inc. 0.67% 40201040 44 HBM Hudbay Minerals Inc. 0.67% 15104020 45 PBG Petrobank Energy And Resources Ltd. 0.67% 10102020 46 BIN Iesi-Bfc Ltd. 0.67% 20201050 47 CLM Consolidated Thompson Iron Mines Limited J 0.66% 15104050 48 PD Precision Drilling Corporation 0.66% 10101010 49 SXC SXC Heatlh Solutions Corp. 0.65% 35103010 50 OTC Open Text Corporation 0.65% 45101010 51 AER Groupe Aeroplan Inc. 0.64% 25401010 52 WTN Western Coal Corp. J 0.63% 15104020 32 Chapter 4 Relative GICS Rank Symbol Name Weight Code 53 S Sherritt International Corporation 0.62% 15104020 54 NG Novagold Resources Inc. J 0.61% 15104030 55 KEY.UN Keyera Facilities Income Fund Trust Units 0.61% 10102030 56 DGC Detour Gold Corporation J 0.61% 15104030 57 PEY.UN Peyto Energy Trust Units 0.61% 10102020 58 RBA Ritchie Bros Auctioneers Incorporated 0.60% 20201070 59 TCM Thompson Creek Metals Company Inc. 0.60% 15104020 60 ACO.X Atco Ltd. Cl I Nv 0.58% 55103010 61 ACM.A Astral Media Inc. Cl A Nv 0.57% 25401020 62 SSO Silver Standard Resources Inc. 0.55% 15104040 63 AGI Alamos Gold Inc. J 0.55% 15104030 64 DAY Daylight Energy Ltd. 0.54% 10102020 65 PMG Petrominerales Ltd. 0.54% 10102020 66 UUU Uranium One Inc. J 0.54% 10102050 67 LIF.UN Labrador Iron Ore Royalty Corp. Stapled Un 0.54% 15104040 68 PRQ Progress Energy Resources Corp. 0.53% 10102020 69 PVE.UN Provident Energy Trust Units 0.53% 10102010 70 SVM Silvercorp Metals Inc. J 0.53% 15104040 71 MDA Macdonald, Dettwiler And Associates Ltd. 0.52% 45103010 72 REF.UN Canadian Real Estate Investment Trust Units 0.52% 40402010 73 WJA Westjet Airlines Ltd. 0.51% 20302010 74 TIH Toromont Industries Ltd. 0.50% 20106010 75 CLS Celestica Inc. Sv 0.50% 45203020 76 CWT.UN Calloway Real Estate Investment Trust Units 0.49% 40402060 77 SCL.A Shawcor Ltd. Cl A Sv 0.48% 10101020 78 NAE.UN Nal Oil & Gas Trust Units 0.48% 10102020 79 JE.UN Just Energy Income Fund Units 0.47% 55103010 80 EGU European Goldfields Limited J 0.47% 15104030 81 CWB Canadian Western Bank 0.47% 40101015 82 ESI Ensign Energy Services Finc. 0.47% 10101010 83 BNK Bankers Petroleum Ltd. J 0.46% 10102020 84 MBT Manitoba Telecom Services Inc. 0.48% 50101020 85 FCE.UN Fort Chicago Energy Partners Lp Cl A Units 0.46% 10102040 86 GBU Gabriel Resources Ltd. J 0.46% 15104030 87 RON Rona Inc. 0.46% 25504030 88 ALA Altagas Ltd. 0.45% 10102040 89 QBR.B Quebecor Inc. Cl B Sv 0.44% 25401025 90 FRG Fronteer Gold Inc. J 0.44% 15104030 91 PBN Petrobakken Energy Ltd. 0.43% 10102020 92 PXX Blackpearl Resources Inc. J 0.42% 10102020 93 HCG Home Capital Group Inc. 0.40% 40102010 94 BEI.UN Boardwalk Real Estate Investment Trust Units 0.40% 40402050 95 CR Crew Energy Inc. 0.38% 10102020 96 CJR.B Corus Entertainment Inc. Cl B Nv 0.38% 25401020 97 WTE.UN Westshore Terminals Income Fund Trust Units 0.37% 20305030 98 EMP.A Empire Company Ltd. Cl A Nv 0.37% 30101030 99 NSU Nevsun Resources Ltd. J 0.36% 15104030 100 AGF.B AGF Management Ltd. Cl B Nv 0.35% 40203010 101 DC.A Dundee Corporation Cl A Sv 0.35% 40203010 102 RUS Russel Metals Inc. 0.34% 20107010 103 WFT West Fraser Timber Co. Ltd. 0.34% 15105010 104 FR First Majestic Silver Corp. J 0.34% 15104040 105 PMZ.UN Primaris Retail Real Estate Investment Trust 0.34% 40402060 106 MTL Mullen Group Ltd. 0.33% 10101020 107 DOL Dollarama Inc. 0.33% 25503020 108 CAR.UN Cdn Apartment Prop Real Estate Inv Tr Un 0.33% 40402050

33 Chapter 4 Relative GICS Rank Symbol Name Weight Code 109 CGX.UN Cineplex Galaxy Income Fund Units 0.32% 25401030 110 D.UN Dundee Real Estate Investment Trust Units 0.32% 40402050 111 STN Stantec Inc. 0.32% 20202020 112 CLT Celtic Exploration Ltd. 0.31% 10102020 113 MIC Genworth Mi Canada Inc. 0.31% 40102010 114 BRC.UN Brookfield Renewable Power Fund Trust Units 0.31% 55105010 115 GBG Great Basin Gold Ltd. J 0.30% 15104030 116 ELR Eastern Platinum Limited J 0.30% 15104040 117 BIR Birchliff Energy Ltd. 0.30% 10102020 118 SPB Superior Plus Corp. 0.30% 20107010 119 GSC Golden Star Resources Ltd. 0.29% 15104030 120 ARZ Aurizon Mines Ltd. J 0.29% 15104030 121 CSH.UN Chartwell Seniors Housing Reit Trust Units 0.29% 40402070 122 NPI.UN Northland Power Income Fund Trust Units 0.29% 55105010 123 LB Laurentian Bank Of Canada 0.29% 40101015 124 PJC.A Jean Coutu Group (Pjc) Inc. Cl A Sv 0.30% 30101010 125 GAM Gammon Gold Inc. J 0.28% 10102020 126 AAV Advantage Oil & Gas Ltd. 0.28% 10102020 127 CUF.UN Cominar Real Estate Investment Trust Units 0.28% 40402010 128 TCL.A Transcontinental Inc. Cl A Sv 0.27% 20201010 129 VEN Ventana Gold Corp. J 0.27% 15104030 130 TGL Transglobe Energy Corporation J 0.27% 10102020 131 CFW Calfrac Well Services Ltd. 0.27% 10101020 132 DHF.UN Davis + Henderson Income Fund Units 0.26% 40201020 133 DW Dundeeweath Inc. 0.26% 40203020 134 CLC.UN Cml Healthcare Income Fund Trust Units 0.26% 35102015 135 GCE Grande Cache Coal Corporation J 0.25% 15103010 136 DII.B Dorel Industries Inc. Cl B Sv 0.25% 25201020 137 LSG Lake Shore Gold Corp. J 0.25% 15104030 138 NWF.UN North West Company Fund Trust Units 0.25% 30101030 139 AX.UN Artis Real Estate Investment Trust Units 0.25% 40402010 140 MDI Major Drilling Group International Inc. 0.25% 15104020 141 RMX Rubicon Minerals Corporation J 0.25% 15104030 142 ATP Atlantic Power Corporation 0.24% 55105010 143 HW Harry Winston Diamond Corporation 0.24% 15104040 144 TKO Taseko Mines Limited 0.24% 15104020 145 KGI Kirkland Lake Gold Inc. J 0.24% 15104030 146 RET.A Reitmans (Canada) Ltd. Cl A Nv 0.24% 25504010 147 DML Denison Mines Corp. 0.24% 10102050 148 CCA Cogeco Cable Inc. Sv 0.24% 25401025 149 NEM Neo Material Technologies Inc. 0.23% 15101050 150 OGC Oceanagold Corporation 0.23% 15104030 151 NGX Northgate Minerals Corporation 0.23% 15104030 152 TFI Transforce Inc. 0.23% 20304020 153 LNR Linamar Corporation 0.23% 25101010 154 FRU.UN Freehold Royalty Trust Units 0.23% 10102020 155 AP.UN Allied Properties Real Estate Investment Tr Un 0.23% 40402040 156 DPM Dundee Precious Metals Inc. 0.23% 15104040 157 CS Capstone Mining Corp. J 0.22% 15104020 158 PSI Pason Systems Inc. 0.22% 10101020 159 CFP Canfor Corporation 0.22% 15105010 160 GUY Guyana Goldfields Inc. J 0.22% 15104030 161 FCR First Capital Realty Inc. 0.22% 40403010 162 WPT Westport Innovations Inc. 0.21% 20106010 163 ANO Anatolia Minerals Development Limited J 0.21% 15104030 164 BCB Cott Corporation 0.21% 30201030

34 Chapter 4 Relative GICS Rank Symbol Name Weight Code 165 CSI Colossus Minerals Inc. J 0.21% 15104030 166 FES Flint Energy Services Ltd. 0.21% 10101020 167 NVA Nuvista Energy Ltd. 0.20% 10102020 168 FSV Firstservice Corporation Sv 0.19% 40403040 169 TDG Trinidad Drilling Ltd. 0.19% 10101010 170 NDN Nordion Inc. 0.19% 35203010 171 CCL.B CCL Industries Inc. Cl B Nv 0.19% 15103010 172 IE Ivanhoe Energy Inc. 0.19% 10102020 173 EXE.UN Extendicare Real Estate Investment Trust Un 0.18% 40402070 174 MFL Minefinders Corporation Ltd. J 0.18% 15104030 175 TRZ.B Transat A.T. Inc. Cl B 0.18% 25301020 176 MFI Maple Leaf Foods Inc. 0.18% 30202030 177 AC.B Air Canada Cl B 0.17% 20302010 178 CPA.UN Capital Power Income L.P. Units 0.17% 55105010 179 GMP GMP Capital Inc. 0.16% 40203020 180 JAZ.UN Jazz Air Income Fund Units 0.16% 20302010 181 JAG Jaguar Mining Inc. J 0.15% 15104030 182 SVY Savanna Energy Services Corp. 0.14% 10101010 183 ARE Aecon Group Inc. 0.14% 20103010 184 FGL Forzani Group Ltd. (The) Cl A 0.13% 25504040 185 PMT Perpetual Energy Inc. 0.11% 10102020

35 Chapter 4 S&P/TSX SmallCap Index

(as of December 31st, 2010) Relative GICS Rank Symbol Name Weight Code 1 WTN Western Coal Corp. J 1.67% 15104020 2 TCM Thompson Creek Metals Company Inc. 1.59% 15104020 3 SSO Silver Standard Resources Inc. 1.46% 15104040 4 LIF.UN Labrador Iron Ore Royalty Corp. Stapled Un 1.42% 15104050 5 SVM Silvercorp Metals Inc. J 1.39% 15104040 6 FRG Fronteer Gold Inc. J 1.16% 15104030 7 PXX Blackpearl Resources Inc. J 1.10% 10102020 8 HCG Home Capital Group Inc. 1.07% 40102010 9 CR Crew Energy Inc. 1.01% 10102020 10 CJR.B Corus Entertainment Inc. Cl B Nv 1.00% 25401020 11 IMX Imax Corporation 0.98% 25401030 12 WTE.UN Westshore Terminals Income Fund Trust Units 0.97% 20305030 13 NSU Nevsun Resources Ltd. J 0.96% 15104030 14 AGF.B AGF Management Ltd. Cl B Nv 0.93% 40203010 15 DC.A Dundee Corporation Cl A Sv 0.91% 40203010 16 RUS Russel Metals Inc. 0.91% 20107010 17 WFT West Fraser Timber Co. Ltd. 0.91% 15105010 18 FR First Majestic Silver Corp. J 0.91% 15104040 19 PMZ.UN Primaris Retail Real Estate Investment Tr Un 0.89% 40402060 20 MTL Mullen Group Ltd. 0.88% 10101020 21 CAR.UN Cdn Apartment Prop Real Estate Inv Trust Un 0.86% 40402050 22 CGX.UN Cineplex Galaxy Income Fund Units 0.85% 25401030 23 D.UN Dundee Real Estate Investment Trust Units 0.84% 40402040 24 STN Stantec Inc. 0.84% 20202020 25 CLT Celtic Exploration Ltd. 0.83% 10102020 26 SEA Seabridge Gold Inc. J 0.81% 15104030 27 GBG Great Basin Gold Ltd. J 0.80% 15104030 28 ELR Eastern Platinum Limited J 0.80% 15104040 29 BIR Birchcliff Energy Ltd. 0.79% 10102020 30 SPB Superior Plus Corp. 0.79% 20107010 31 GSC Golden Star Resources Ltd. 0.78% 15104030 32 ARZ Aurizon Mines Ltd. J 0.78% 15104030 33 CSH.UN Chartwell Seniors Housing Reit Trust Units 0.77% 40402070 34 NPI.UN Northland Power Income Fund Trust Units 0.77% 55105010 35 LB Laurentian Bank Of Canada 0.76% 40101015 36 PJC.A Jean Coutu Gorup (Pjc) Inc. (The) Cl A Sv 0.76% 30101010 37 GAM Gammon Gold Inc. J 0.75% 15104030 38 AAV Advantage Oil & Gas Ltd. 0.73% 10102020 39 CUF.UN Cominar Real Estate Investment Trust Un 0.73% 40402010 40 TCL.A Transcontinental Inc. Cl A Sv 0.72% 20201010 41 VEN Ventana Gold Corp. J 0.72% 15104030 42 TGL Transglobe Energy Corporation J 0.70% 10102020 43 CFW Calfrac Well Services Ltd. 0.70% 10101020 44 DHF.UN Davis + Henderson Income Fund Units 0.70% 40201020 45 CLC.UN CML Healthcare Income Fund Trust Units 0.68% 35102015 46 GCE Grande Cache Coal Corporation J 0.67% 15104020 47 DII.B Dorel Industries Inc. Cl B Sv 0.66% 25201020 48 LSG Lake Shore Gold Corp. J 0.66% 15104030 49 NWF.UN North West Company Fund Trust Units 0.66% 30101030 50 AX.UN Artis Real Estate Investment Trust Units 0.66% 40402010 51 MDI Major Drilling Group International Inc. 0.66% 15104020 52 RMX Rubicon Minerals Corporation J 0.65% 15104030 36 Chapter 4 Relative GICS Rank Symbol Name Weight Code 53 HW Harry Winston Diamond Corporation 0.64% 15104040 54 TKO Taseko Mines Limited 0.64% 15104020 55 KGI Kirkland Lake Gold Inc. J 0.64% 15104030 56 RET.A Reitman’s (Canada) Ltd. Cl A Nv 0.64% 25504010 57 DML Denison Mines Corp. 0.64% 10102050 58 CCA Cogeco Cable Inc. Sv 0.62% 25401025 59 NDM Northern Dynasty Minerals Ltd. J 0.62% 15104020 60 NEM Neo Material Technologies Inc. 0.62% 15101050 61 OGC Oceanagold Corporation 0.62% 15104030 62 NGX Northgate Minerals Corporation 0.61% 15104030 63 TFI Transforce Inc. 0.61% 20304020 64 LNR Linamar Corporation 0.61% 25101010 65 FRU.UN Freehold Royalty Trust Units 0.61% 10102020 66 AP.UN Allied Properties Real Estate Invest Trust Un 0.60% 40402040 67 DPM Dundee Precious Metals Inc. 0.60% 15104040 68 CS Capstone Mining Corp. J 0.59% 15104020 69 PSI Pason Systems Inc. 0.59% 10101020 70 CFP Canfor Corporation 0.59% 15105010 71 GUY Guyana Goldfields Inc. J 0.57% 15104030 72 WPT Westport Innovations Inc. 0.57% 20106010 73 ANO Anatolia Minerals Development Limited J 0.57% 15104030 74 BCB Cott Cororation 0.56% 30201030 75 CSI Colossus Minerals Inc. J 0.55% 15104030 76 FES Flint Energy Services Ltd. 0.55% 10101020 77 NVA Nuvista Energy Ltd. 0.54% 10102020 78 POU Paramount Resources Ltd. Class A 0.52% 10102020 79 ML Mercator Minerals Ltd. J 0.51% 15104020 80 FSV Firstservice Corporaiton Sv 0.51% 40403040 81 TDG Trinidad Drilling Ltd. 0.50% 10101010 82 PDL North American Palladium Ltd. 0.50% 15104040 83 NDN Nordion Inc. 0.50% 35203010 84 CCL.B CCL Industries Inc. Cl B Nv 0.49% 15103010 85 IE Ivanhoe Energy Inc. 0.49% 10102020 86 BNE Bonterra Energy Corp. 0.49% 10102020 87 NPR.UN Northern Property Real Estate Invest Tr Un 0.49% 40402050 88 EXE.UN Extendicare Real Estate Investment Trust Un 0.48% 40402070 89 MFL Minefinders Corporation Ltd. J 0.48% 15104030 90 TRZ.B Transat A.T. Inc. Class B 0.47% 25301020 91 MFI Maple Leaf Foods Inc. 0.46% 30202030 92 AC.B Air Canada Class B 0.46% 20302010 93 CPA.UN Capital Power Income L.P. Units 0.46% 55105010 94 BAA Banro Corporationj 0.46% 15104030 95 TS.B Torstar Corp. Cl B Nv 0.44% 25401040 96 BTO B2gold Corp. J 0.44% 15104030 97 WIN Wi-Lan Inc. 0.44% 45201020 98 PG Premier Gold Mines Limites J 0.44% 15104030 99 MRE Martinrea International Inc. 0.43% 25101010 100 GMP GMP Capital Inc. 0.43% 40203020 101 CF Canaccord Financial Inc. 0.43% 40203020 102 JAZ.UN Jazz Air Income Fund Units 0.42% 20302010 103 TET Trilogy Energy Corp. 0.42% 10102020 104 AFN AG Growth International Inc. 0.42% 20106010 105 ORA Aura Minerals Inc. J 0.40% 15104020 106 INN.UN Innvest Real Estate Investment Trust Units 0.40% 40402070 107 JAG Jaguar Mining Inc. J 0.40% 15104030 108 CLL Connacher Oil And Gas Limited 0.39% 10102010

37 Chapter 4 Relative GICS Rank Symbol Name Weight Code 109 INE Innergex Renewable Energy Inc. 0.39% 55105010 110 AVM Anvil Mining Limited 0.38% 15104020 111 EDR Endeavour Silver Corp. J 0.38% 15104040 112 AVL Avalon Rare Metals Inc. J 0.38% 15104040 113 III Imperial Metals Corp. 0.38% 15104020 114 CGG China Gold International Resources Corp. J 0.38% 15104030 115 PNP Pinetree Capital Ltd. J 0.37% 40203010 116 SVY Savanna Energy Services Corp. 0.37% 10101010 117 ARE Aecon Group Inc. 0.37% 20103010 118 PKI.UN Parkland Income Fund Units 0.37% 10102030 119 GNV.UN Genivar Income Fund Units 0.36% 20103010 120 CMK Cline Mining Corporation J 0.36% 15104020 121 ZAR.UN Zargon Energy Trust Units 0.35% 10102020 122 NGL Angle Energy Inc. 0.35% 10102020 123 MAG Mag Silver Corp. J 0.35% 15104040 124 FGL Forzani Group Ltd. (The) Class A 0.35% 25504040 125 CDH Corridor Resources Inc. 0.34% 10102020 126 BDT.UN Bird Construction Income Fund Units 0.34% 20103010 127 CPX Capital Power Corporation 0.34% 55105010 128 CFX.UN Canfor Pulp Income Fund Trust Units 0.34% 15105020 129 ATA ATS Automation Tooling Systems Inc. 0.33% 20106020 130 NAL Newalta Corporation 0.32% 20201050 131 QEC Questerre Energy Corporation J 0.32% 19192929 132 CUM Copper Mountain Mining Corporation J 0.32% 15104020 133 AQN Algonquin Power & Utilities Corp. 0.32% 55105010 134 KMP Killam Properties Inc. J 0.31% 40403020 135 BXE Bellatrix Exploration Ltd. 0.31% 10102020 136 CAS Cascades Inc. 0.31% 15103020 137 CHE.UN Chemtrade Logistics Incoem Fund Units 0.31% 15101010 138 SW Sierra Wireless Inc. 0.31% 45201020 139 PMT Perpetual Energy Inc. 0.30% 10102020 140 FTP Fortress Paper Ltd. Class A 0.30% 15105020 141 CRR.UN Crombie Real Estate Investment Trust Units 0.30% 40402010 142 PTM Platinum Group Metals Ltd. J 0.30% 15104040 143 GC Great Canadian Gamining Corporation 0.29% 25301010 144 MSI.UN Morneau Sobeco Income Fund Units 0.29% 20202010 145 TOT Total Energy Services Inc. 0.29% 10101020 146 DSG Descartes Systems Group Inc. (The) 0.29% 45103010 147 WJX.UN Wajax Income Fund Trust Units 0.28% 20107010 148 BKX BNK Petroleum Inc. J 0.28% 10102020 149 ATB Atrium Innovations Inc. 0.27% 30302010 150 SCP Sprott Resource Corporation 0.27% 15104020 151 RSI.UN Rogers Sugar Income Fund Trust Units 0.27% 30202030 152 KGN Keegan Resources Inc. J 0.27% 15104030 153 COM Cardiome Pharma Corp. 0.26% 35202010 154 SVC Sandvine Corporation J 0.25% 45201020 155 MPT.UN Macquarie Power & Infrastructure Income Fnd 0.25% 55105010 156 TWF.UN Timberwest Forest Corp. Stapled Units 0.25% 15105010 157 KCL Potash One Inc. J 0.25% 15105030 158 AZC Augusta Resource Corporation J 0.25% 15104020 159 CWI.UN Consumers’ Waterheater Income Fund (The) Un 0.25% 25302020 160 ENF Enbridge Incoem Fund Holdings Inc. Ordinary 0.24% 10102040 161 ALS Altius Minerals Corporation 0.24% 15104020 162 MSD Mosaid Technologies Inc. 0.23% 45301010 163 RPG Ram Power, Corp. J 0.23% 55105010 164 WRK.UN Whiterock Real Estate Investment Trust Un 0.23% 40402040

38 Chapter 4 Relative GICS Rank Symbol Name Weight Code 165 BWR Breakwater Resources Ltd. 0.23% 15104020 166 GSL Greystone Resources Ltd. J 0.23% 15104030 167 CRK Crocodiel Gold Corp. J 0.22% 15104030 168 TH THERATECHNOLOGIES INC. 0.22% 35201010 169 PCE Pace Oil And Gas Ltd. 0.22% 10102020 170 CET Cathedral Energy Services Ltd. 0.22% 10101010 171 FEL Fairborne Energy Ltd. J 0.22% 10102020 172 AAH Aastra Technologies Limited 0.22% 45201020 173 ARF.UN Armtec Infrastructure Income Fund Trust Un 0.21% 20106020 174 NBD Norbord Inc. 0.21% 15105010 175 CUQ Churchill Corporation (The) Class A 0.20% 20203010 176 BDI Black Diamond Group Limited 0.20% 20201070 177 MEL Midway Energy Ltd. 0.20% 10102020 178 GS Gluskin Sheff + Associates Inc. Sv 0.19% 40203010 179 VTR Volta Resources Inc. J 0.19% 15104030 180 GO Galleon Energy Inc. Class A 0.18% 10102020 181 VRO Vero Energy Inc. 0.18% 10102020 182 VIC.UN Vicwest Income Fund Trust Units 0.18% 20102010 183 MGO Migao Corporation 0.17% 15101030 184 TBE Twin Butte Energy Ltd. J 0.17% 10102020 185 DWI Dragonwave Inc. 0.17% 45201020 186 MXY Magma Energy Corp. J 0.17% 55105010 187 LIQ.UN Liquor Stores Income Fund Trust Units 0.17% 30101030 188 GLG Glg Life Tech Corporation J 0.16% 30302010 189 DM Duluth Metals Limited J 0.16% 15104020 190 DEE Delphi Energy Corp. 0.16% 10102020 191 FSY Forsys Metal Corp. J 0.16% 10102050 192 HF Hanfeng Evergreen Inc. 0.15% 15101030 193 ZL Zarlink Semiconductor Inc. 0.15% 45301020 194 CWX Canwel Building Materials Group Ltd. 0.15% 20107010 195 GW Garda World Security Corporation Cl A J 0.14% 20201080 196 GCL Colabor Group Inc. 0.14% 30101020 197 PGD Peregrine Diamonds Ltd. J 0.13% 15104040 198 CSF Cash Store Financial Services Inc. (The) J 0.13% 40202010 199 BWC Bridgewater Systems Corporation 0.13% 45103020 200 OPC Opti Canada Inc. 0.12% 10102020 201 VNP 5n Plus Inc. 0.12% 45203015 202 RCM Ruggedcom Inc. 0.12% 45201020 203 AXL Anderson Energy Ltd. 0.12% 10102020 204 CDV Com Dev International Ltd. 0.11% 45201020 205 OEX Orleans Energy Ltd. J 0.11% 10102020 206 DGI.UN Data Group Income Fund (The) Units 0.10% 20201010 207 DMM Dynasty Metals & Mining Inc. J 0.10% 15104030 208 EPS Epsilon Energy Ltd. J 0.09% 10102020 209 CNH Cinch Energy Corp. J 0.08% 10102020 210 RVX Resverlogix Corp. J 0.07% 35201010

39 Chapter 4 S&P/TSX Venture Composite Index 2010

High Low Close January 1628.72 1488.95 1492.15 February 1537.67 1428.96 1531.19 March 1581.72 1526.70 1576.55 April 1691.10 1576.55 1673.80 May 1687.71 1393.31 1514.07 June 1510.04 1408.18 1415.89 July 1427.64 1342.87 1427.36 August 1507.89 1427.70 1499.63 September 1721.85 1499.90 1708.26 October 1950.31 1710.57 1950.31 November 2072.44 1902.23 2072.44 December 2288.64 2072.48 2287.85

S&P/TSX Venture Composite Index Performance 2010

40 Chapter 4 S&P/TSX Venture Composite Index

Symbol Security Name 1 AAA Alana Potash Corp. 2 AAG Andean American Gold Corp. 3 AAM Atacama Minerals Corp. 4 AAR.UN Pure Industrial Real Estate Trust 5 ACS Archon Minerals Limited 6 ADI Andina Minerals Inc. 7 AFR African Metals Corporation 8 AGC Amarillo Gold Corporation 9 AGD Antioquia Gold Inc. 10 AGG African Gold Group, Inc. 11 AGM Aldridge Minerals Inc. 12 AHF Aston Hill Financial Inc. 13 AHR Amarc Resources Ltd. 14 ALE Alange Energy Corp. 15 ALH Alhambra Resources Ltd. 16 AMA Aeromechanical Services Ltd. 17 AME Abacus Mining & Exploration Corporation 18 ANF Anfield Nickel Corp. 19 AOI Africa Oil Corp. 20 AOS Alberta Oilsands Inc. 21 AOT Ascot Ventures Inc. 22 APC Advanced Proteome Therapeutics Corporation 23 APE Apogee Minerals Ltd. 24 APZ Aptilon Corporation 25 AQ African Queen Mines Ltd. 26 AQM Aqm Copper Inc. 27 ARN Arcan Resources Ltd. 28 ARQ Anooraq Resources Corporation 29 ASM Avino Silver & Gold Mines Ltd. 30 ASN Asian Mineral Resources Limited 31 ASW Anglo Swiss Resources Inc. 32 ATC Atac Resources Ltd. 33 AUC Cash Store Australia Holdings Inc. (The) 34 AUN Aurcana Corporation 35 AUR African Aura Mining Inc. 36 AUT Automated Benefits Corp. 37 AVT Avanti Mining Inc. 38 AXI Advanced Explorations Inc. 39 AXM Axmin Inc. 40 AZX Alexandria Minerals Corporation 41 BCM Bear Creek Mining Corporation 42 BCU Bell Copper Corporation 43 BEL Belvedere Resources Ltd. 44 BFD Beaufield Resources Inc. 45 BGC Brazilian Gold Corporation 46 BGL Bandera Gold Ltd. 47 BHV Bellhaven Copper & Gold Inc. 48 BKM Pacific Booker Minerals Inc. 49 BLG Bear Lake Gold Ltd. 50 BMK Macdonald Mines Exploration Ltd. 51 BMX.A Bellmont Exploration Ltd. 52 BOE Americas Petrogas Inc. 53 BOW Bowmore Exploration Ltd. 54 BPM Bralorne Gold Mines Ltd. 55 BRY Bri-Chem Corp. 56 BSX Belo Sun Mining Corp. 41 Chapter 4 Symbol Security Name 57 BTB.UN BTB Real Estate Investment Trust 58 BTC Benton Resources Corp. 59 BUK Bridge Resources Corp. 60 BVG Bravo Gold Corp. 61 BXX Boxxer Gold Corp. 62 BYV Bayfield Ventures Corp. 63 CAA Callinan Mines Limited 64 CAJ Canasia Industries Corporation 65 CAN Canaco Resources Inc. 66 CBX Cortex Business Solutions Inc. 67 CCE Commerce Resources Corp. 68 CCV Counterpath Corporation 69 CCY Catalyst Copper Corp. 70 CD Cantex Mine Development Corp. 71 CDC Cadillac Ventures Inc. 72 CDI Canelson Drilling Inc. 73 CE Canada Energy Partners Inc. 74 CEX Contact Exploration Inc. 75 CFI Canada Fluorspar Inc. 76 CFQ Clifton Star Resources Inc. 77 CFZ Cathay Forest Products Corp. 78 CGE Corex Gold Corporation 79 CHU Channel Resources Ltd. 80 CKG Chesapeake Gold Corp. 81 CLN Culane Energy Corp. 82 CMM Century Mining Corporation 83 CMS Creston Moly Corp. 84 CN Condor Resources Inc. 85 CNE Canacol Energy Ltd. 86 CNI Continental Nickel Limited 87 CNW China Wind Power International Corp. 88 CQM Canadian Quantum Energy Corporation 89 CQV Canadian Imperial Venture Corp. 90 CRI Castle Resources Inc. 91 CRM CRH Medical Corporation 92 CTE Centric Energy Corp. 93 CTN Centurion Minerals Ltd. 94 CTS Centronic Systems Inc. 95 CUU Copper Fox Metals Inc. 96 CVL Cervus Equipment Corporation 97 CVU.A Seaview Energy Inc. 98 CWC Central Alberta Well Services Corp. 99 CWV Crown Point Ventures Ltd. 100 CXD Cadan Resources Corporation 101 CXP Canadian Phoenix Resources Corp. 102 CYG Cygam Energy Inc. 103 CYR Cirrus Energy Corporation 104 CZX Canada Zinc Metals Corp. 105 DBL Darnely Bay Resources Limited 106 DBO.A D-Box Technologies Inc. 107 DEQ DEQ Systems Corp. 108 DIB DIA Bras Exploration Inc. 109 DIV Diversinet Corp. 110 DNX Dynex Power Inc. 111 DON Donner Metals Ltd. 112 DSM Dacha Strategic Metals Inc. 113 EAG Eagle Hill Exploration Corporation 114 EAS East Asia Minerals Corporation 115 EDW Edgewater Exploration Ltd. 116 EEL Eaglecrest Explorations Ltd. 42 Chapter 4 Symbol Security Name 117 EFG First Gold Exploration Ltd. 118 EGD Energold Drilling Corp. 119 EGM Excel Gold Mining Inc. 120 EMX Eurasian Minerals Inc. 121 ENA Enablence Technologies Inc. 122 ENG Energulf Resources Inc. 123 ENW Enwave Corporation 124 EOR Enhanced Oil Resources Inc. 125 EOX Euromax Resources Ltd. 126 EPO Encanto Potash Corp. 127 EPZ Esperanza Resources Corp. 128 ETR Eacom Timber Corporation 129 EUG Eurogas Corporation 130 EVR Everton Resources Inc. 131 EWD Eaglewood Energy Inc. 132 EWS Environmental Waste International Inc. 133 EXO Explorator Resources Inc. 134 EXS Explor Resources Inc. 135 EY Extenway Solutions Inc. 136 FBX First Bauxite Corporation 137 FEB Functional Technologies Corp. 138 FIS Fission Energy Corp. 139 FMM Full Metal Minerals Ltd. 140 FNC Francamp Exploration Ltd. 141 FNR 49 North Resources Inc. 142 FO Falcon Oil & Gas Ltd. 143 FOM Foran Mining Corporation 144 FPX First Point Minerals Corp. 145 FST Fortress Minerals Corp. 146 FVR Finavera Renewables Inc. 147 GBB Gold Bullion Development Corp. 148 GBK Goldbrook Ventures Inc. 149 GBN Golden Brand Resources Inc. 150 GCU Gold Canyon Resources Inc. 151 GEM Pele Mountain Resources Inc. 152 GGY Goldeye Explorations Ltd. 153 GMN Gobimin Inc. 154 GMR Gastem Inc. 155 GNG Golden Goliath Resources Ltd. 156 GNH Golden Hope Mines Limited 157 GNO Genoil Inc. 158 GQ Great Quest Metals Ltd. 159 GQC Goldquest Mining Corp. 160 GSA Grounstar Resources Limited 161 GWA Gowest Amalgamated Resources Ltd. 162 GWG Great Western Minerals Group Ltd. 163 GWY Galway Resources Ltd. 164 GYD Grayd Resources Corporation 165 GZZ Golden Valley Mines Ltd. 166 HAT Hathor Exploration Limited 167 HEL Hellix Ventures Inc. 168 HEO H20 Innovation Inc. 169 HK Huakan International Mining Inc. 170 HMB Humboldt Capital Corporation 171 HRC Helio Resource Corp. 172 HRT Harte Gold Corp. 173 HUD Hudson Resources Inc. 174 IAE Ithaca Energy Inc. 175 IB IBC Advanced Alloys Corp. 176 IEI Imperial Equities Inc. 43 Chapter 4 Symbol Security Name 177 IG Infinito Gold Ltd. 178 IMM Immunotec Inc. 179 IND Ind Dairytech Limited 180 IPT Impact Silver Corp. 181 ISC Iroc Energy Services Corp. 182 IWB Iweb Group Inc. 183 IZN Iberian Minerals Corp. 184 JNN JNR Resources Inc. 185 JNX Junex Inc. 186 KAM Kaminak Gold Corporation 187 KGL Kilo Goldmines Limited 188 KIA Kria Resources Ltd. 189 KIV Kivalliq Energy Corporation 190 KMK Continental Minerals Corporation 191 KSK Kiska Metals Corporation 192 KTN Kootenay Gold Inc. 193 KWG KWG Resources Inc. 194 KXM Kobex Minerals Inc. 195 LOC Lumina Copper Corp. 196 LCN Leisure Canada Inc. 197 LFD Longford Energy Inc. 198 LGC Luna Gold Corp. 199 LGL Luiri Gold Limited 200 LGO Largo Resources Ltd. 201 LI Lithium One Inc. 202 LN Loncor Resources Inc. 203 LNG Lng Energy Ltd. 204 LS Lakeside Steel Inc. 205 LUC Lucara Diamond Corp. 206 LVH Las Vegas From Home.Com Entertainment Inc. 207 LVL Lynden Energy Corp. 208 LVN Levon Resources Ltd. 209 MAD Miranda Gold Corp. 210 MAO Maudore Minerals Ltd. 211 MAT Matamec Explorations Inc. 212 MBR Mbmi Explorations Inc. 213 MCG Mountain China Resorts (Holding) Limited 214 MD Midland Exploration Inc. 215 MDR Mansfield Minerals Inc. 216 MDW Midway Gold Corp. 217 MEX Midlands Minerals Corporation 218 MGP Mega Precious Metals Inc. 219 MIO Mindoro Resources Ltd. 220 MJS Majestic Gold Corp. 221 MKR Melkior Resources Icn. 222 MMS Macarthur Minerals Limited 223 MMT Mart Resources Inc. 224 MMY Monument Mining Limited 225 MNM Magellan Minerals Limited 226 MOA Mountain Lake Resources Inc. 227 MRO Millrock Resources Inc. 228 MRZ Mirasol Resources Ltd. 229 MSQ Mosquito Consolidated Gold Mines Limited 230 MTO Metanor Resources Inc. 231 MTX Metalex Ventures Ltd. 232 MVN Madalena Ventures Inc. 233 MVT Maxtech Ventures Inc. 234 MXI Merrex Gold Inc. 235 NAT Naturally Advanced Technologies Inc. 236 NES Newstrike Capital Inc. 44 Chapter 4 Symbol Security Name 237 NFD.A Northfield Capital Corporation 238 NFR Northern Freegold Resources Ltd. 239 NGG New Guinea Gold Corporation 240 NGH Nightingale Informatix Corporation 241 NGM Northern Gold Mining Inc. 242 NGP Nevada Geothermal Power Inc. 243 NLR Nuloch Resources Inc. 244 NML New Millenium Capital Corp. 245 NOT Noront Resources Ltd. 246 NOX Niogold Mining Corp. 247 NTB Neptune Technologies & Bioressources Inc. 248 NTC North American Tungsten Corporation Ltd. 249 NTR Northern Tiger Resources Inc. 250 NVS Novus Energy Inc. 251 NWM Nwm Mining Corporation 252 NWT NWT Uranium Corp. 253 OCP Ocean Park Ventures Corp. 254 OGR Oro Mining Ltd. 255 OK Orko Silver Corp. 256 OLV Olivut Resources Ltd. 257 OLY Olympia Financial Group Inc. 258 OMI Orosur Mining Inc. 259 OPS Opsens Inc. 260 ORT.A Orbite V.S.P.A. Inc. (Exploration) 261 OYL CGX Energy Inc. 262 PBX International Pbx Ventures Ltd. 263 PCO Phoenix Canada Oil Company Limited 264 PCT Prima Colombia Hardwood Inc. 265 PCY Prophecy Resource Corp. 266 PDQ Petrodorado Energy Ltd. 267 PEA Petrolia Inc. 268 PEM Premium Exploration Inc. 269 PGN Paragon Pharmacies Limited 270 PIE Primary Petroleum Corporation 271 PLZ Plazacorp Retail Properties Ltd. 272 PM Prism Medial Ltd. 273 PMA Pachamana Resources Ltd. 274 PMI Petromanas Energy Inc. 275 PML Panoro Minerals Ltd. 276 PMV Pmi Gold Corporation 277 PN Pni Digital Media Inc. 278 POE Pan Orient Energy Corp. 279 PPY.A Painted Pony Petroleum Ltd. 280 PR Prestige Telecom Inc. 281 PRB Probe Mines Limited 282 PRD PRD Energy Inc. 283 PRO Pershimco Resources Inc. 284 PTA Petroamerica Oil Corp. 285 PTV Petro Vista Energy Corp. 286 PUR Pure Technologies Ltd. 287 PX Pelangio Exploration Inc. 288 PXM Paramax Resources Ltd. 289 PXT Parex Resources Inc. 290 PYC Primary Corp. 291 PYN Poynt Corporation 292 QEI Quetzal Energy Ltd. 293 QRM Quest Rare Minerals Ltd. 294 QTA Quaterra Resources Inc. 295 RCT Rochester Resources Ltd. 296 RDK Redhawk Resources Inc. 45 Chapter 4 Symbol Security Name 297 RDU Radius Gold Inc. 298 REL Reliable Energy Ltd. 299 REO Reservoir Capital Corp. 300 RES Rare Element Resources Ltd. 301 RGD Reunion Gold Corporation 302 RIO Rio Alto Mining Limited 303 RML Rusoro Mining Ltd. 304 ROI Route1 Inc. 305 ROK Roca Mines Inc. 306 ROM Romulus Resources Ltd. 307 RP Realex Properties Corp. 308 RPL Renegade Petroleum Ltd. 309 RPM Rye Patch Gold Corp. 310 RPT RPT Resources Ltd. 311 RPX Red Pine Exploration Inc. 312 RR Rainy River Resources Ltd. 313 RUU Stans Energy Corp. 314 RVA Reva Resources Corp. 315 RVC Richfield Ventures Corp. 316 RVS Riverstone Resources Inc. 317 SA Southern Arc Minerals Inc. 318 SAT Asian Television Network International Ltd. 319 SCM Sacre-Coeur Minerals, Ltd. 320 SDX Sea Dragon Energy Inc. 321 SFF Seafield Resources Inc. 322 SGC Sunridge Gold Corp. 323 SGN Scorpio Gold Corporation 324 SGY Surge Energy Inc. 325 SH Southern Hemisphere Mining Limited 326 SIO Sensio Technologies Inc. 327 SK Skyline Gold Corporation 328 SKO Steam Oil & Gas Ltd. 329 SKP Strikepoint Gold Inc. 330 SLG Sterling Resources Ltd. 331 SLI St. Elias Mines Ltd. 332 SMD Strategic Metals Ltd. 333 SNA Star Navigation Systems Group Ltd. 334 SNM Shamaran Petroleum Corp. 335 SOG Strategic Oil & Gas Ltd. 336 SOH Soho Resources Corp. 337 SPA Spanish Mountain Gold Ltd. 338 SPI Canadian Spirit Resources Inc. 339 SPS.A Sportscene Group Inc. 340 SQA Stina Resources Ltd. 341 SQD SQI Diagnostics Inc. 342 SQI Silver Quest Resources Ltd. 343 SRN Surco Energy Inc. 344 SSL Sandstorm Resources Ltd. 345 SSP Sandspring Resources Ltd. 346 STC Sangoma Technologies Corporation 347 STG Sustainable Energy Technologies Ltd. 348 SUP Northern Superior Resources Inc. 349 SVL Silvercrest Mines Inc. 350 SVX Sino Vanadium Inc. 351 SWN Selwyn Resources Ltd. 352 SWX Shear Wind Inc. 353 SXG Samex Mining Corp. 354 SXL Slam Exploration Ltd. 355 SXN Saxon Oil Company 356 SYI Silvermet Inc. 46 Chapter 4 Symbol Security Name 357 SYZ Sylogist Ltd. 358 TAO Tag Oil Ltd. 359 TAU Tintinagold Resources Inc. 360 TBZ Tonbridge Power Inc. 361 TDC Tyhee Development Corp. 362 TIC Titanium Corporation Inc. 363 TLT Theralase Technologies Inc. 364 TMD Titan Medical Inc. 365 TME Temex Resources Corp. 366 TMM Timmins Gold Corp. 367 TNC Tio Networks Corp. 368 TNG Transgaming Inc. 369 TNR TNR Gold Corp. 370 TOL Trioil Resources Ltd. 371 TR.UN Temple Real Estate Investment Trust 372 TRA Teras Resources Inc. 373 TRR Trelawney Mining and Exploration Inc. 374 TSD Tsodilo Resources Limited 375 TVC Tournigan Energy Ltd. 376 TVE Tamarack Valley Energy Ltd. 377 TVL Traverse Energy Ltd. 378 TWD Trade Winds Ventures Inc. 379 TYP Typhoon Exploration Inc. 380 UC UC Resources Ltd. 381 UCU Ucore Rare Metals Inc. 382 UGD Unigold Inc. 383 UNX UNX Energy Corp. 384 URC Uracan Resources Ltd. 385 USA U.S. Silver Corporation 386 VHV Valley High Ventures Ltd. 387 VIT Victoria Gold Corp. 388 VLE Valeura Energy Inc. 389 VMS VMS Ventures Inc. 390 VQS VIQ Solutions Inc. 391 VSI Vendtek Systems Inc. 392 VST Vast Exploration Inc. 393 VUL Vulcan Minerals Inc. 394 WCX Williams Creek Explorations Ltd. 395 WEE Wavefront Technology Solutions Inc. 396 WLC Western Lithium Usa Corporation 397 WML Wealth Minerals Ltd. 398 WND Western Wind Energy Corp. 399 WPX Western Potash Corp. 400 WRG Western Energy Services Corp. 401 WS Wildcat Silver Corporation 402 WSX Wild Stream Exploration Inc. 403 WUC Western Uranium Corporation 404 WX Wrangler West Energy Corp. 405 WYM Waymar Resources Ltd. 406 XCP Coopers Park Corporation 407 YEL Macusani Yellowcake Inc. 408 YGR Yangarra Resources Ltd. 409 YL Yalian Steel Corporation 410 YO Yoho Resources Ltd. 411 ZCC Zena Mining Corp. 412 ZED Zedi Inc. 413 ZMS Zecotek Photonics Inc. 414 ZNN Zenn Motor Company Inc. 415 ZUM Zoomermedia Limited

47 Chapter 5 Chapter 5

· New Listings in 2010 · Supplementary Listings in 2010 · Warrants Issued in 2010 · Warrants Expired In 2010 · Rights Issued in 2010 · Substitutional Listings in 2010 · Delistings in 2010 · Name Changes in 2010 · Subdivision of Listed Companies in 2010 · Stock Symbol Changes in 2010 · Foreign Issues · U.S. Issues · Changes to the Stock List · Most Actively Traded Stocks in 2010 · Largest Price Changes in 2010 · New Equity Financing Raised · Toronto Market Capitalization Historical · Dividend Highlights for 2010 · Canadian Based Companies that have Paid Cash Dividends for 25 years or more

48 Chapter 5 New Listings in 2010

Nature of Issued Company Name Business Capital Date IPO($) AbitibiBowater Inc. J When Issued Newsprint & paper 97,134,954 10-Dec Anglo Pacific Group PLC Ordinary Mineral res prop 108,477,713 09-Jul Artek Exploration Ltd. J Oil/gas expl & dev 33,083,409 09-Sep Asia Bio-Chem Group Corp. Food prod & dstr 76,893,058 20-Sep Athabasca Oil Sands Corp. J Oil/gas expl & dev 388,482,144 08-Apr $1,350,000,000 Auryx Gold Corp. J Gold expl & dev 126,760,386 09-Jul Australian Banc Capital Securities Trust Cl A Units Investment trust 14,000,000 17-Dec $140,000,000 Avion Gold Corporation J Gold expl & dev 381,961,022 24-Dec Barclays Bank PLC Step-up Notes, Series I-10 Investment note 15,000,000 28-May $15,000,000 BioExx Specialty Proteins Ltd. J Biotechnology 157,091,117 22-Jan BIOX Corporation J Energy rsch & dev 45,597,074 03-Mar BMO Aggregate Bond Index ETF Units Investment fund 200,000 25-Jan $3,000,000 BMO China Equity Hedged To CAD Index ETF Units Investment fund 200,000 25-Jan $3,000,000 BMO Emerging Markets Bond Hedged to CAD Index ETF Units Investment fund 200,000 25-May $3,000,000 BMO Equal Weight REITs Index ETF Units Investment fund 200,000 25-May $3,000,000 BMO Equal Weight US Banks Hedged to CAD Index ETF Units Investment fund 200,000 25-May $3,000,000 BMO Equal Weight US Health Care Hedged to CAD Index ETF Units Investment fund 200,000 25-May $3,000,000 BMO Equal Weight Utilities Index ETF Units Investment fund 400,000 25-Jan $6,000,000 BMO Global Infrastructure Index ETF Units Investment fund 200,000 25-Jan $3,000,000 BMO India Equity Hedged To CAD ETF Units Investment fund 200,000 25-Jan $3,000,000 BMO Junior Gas Index ETF Units Investment fund 200,000 25-May $3,000,000 BMO Junior Gold Index ETF Units Investment fund 400,000 25-Jan $6,000,000 BMO Junior Oil Index ETF Units Investment fund 200,000 25-May $3,000,000 BMO Long Corporate Bond Index ETF Units Investment fund 200,000 25-Jan $3,000,000 BMO Long Federal Bond Index ETF Units Investment fund 200,000 25-May $3,000,000 BMO Mid Corporate Bond Index ETF Units Investment fund 200,000 25-Jan $3,000,000 BMO Nasdaq 100 Equity Hedged To CAD Index ETF Units Investment fund 400,000 25-Jan $6,000,000 BMO Real Return Bond Index ETF Units Investment fund 200,000 26-May $3,000,000 Boyuan Construction Group, Inc. J Construction 16,187,941 14-Jun Boyuan Construction Group, Inc. J 11.75% Debentures Construction 79,260 14-Jun Bridgeport Ventures Inc. J Mineral expl & dev 28,030,000 16-Apr Bridgeport Ventures Inc. J Wt Mineral expl & dev 16-Apr Brookfield Office Properties Canada Trust Units Investment trust 20,297,807 05-May Brookfield Renewable Power Preferred Equity Inc. Cl A Pr Ser 1 Investment fund 10,000,000 10-Mar $190,200,000 Build America Investment Grade Bond Fund Cl A Units Investment fund 1,200,000 18-Feb $30,000,000 C&C Energia Ltd. J Oil/gas expl & dev 54,297,518 25-May $65,000,002 Can-60 Income Corp. NV Equity Investment company 40,000,000 19-Oct $250,000,000 Canada Lithium Corp. J Mineral expl & dev 149,707,202 24-Jun Canada Lithium Corp. J Wt Mineral expl & dev 24-Jun Canadian Advantaged Convertibles Fund Transferable Units Investment fund 9,000,000 21-Dec $95,000,000 Canadian Energy Convertible Debenture Fund Units Investment fund 1,500,000 15-Jan $100,000,000 Canadian High Income Equity Fund Units Investment fund 10,000,000 18-Feb $120,000,000 Canadian High Income Equity Fund Wt Investment fund 18-Feb Canadian Utilities & Telecom Income Fund Units Investment fund 4,900,000 17-Dec $58,800,000 CanBanc Income Corp. NV Equity Investment company 25,997,000 18-Aug $230,000,000 Candente Gold Corp. J When Issued Mineral expl & dev 49,570,325 04-Jan Canso Credit Income Fund Cl A Transferable Units Investment fund 20,000,000 16-Jul $120,356,780 Chalice Gold Mines Limited J Ordinary Base mtl expl/dev 211,455,886 26-Nov Champion Minerals Inc. J Mineral expl & dev 60,487,497 27-Sep Chieftain Metals Inc. J Mineral expl & dev 11,118,747 22-Dec $17,505,000 Chinook Energy Inc. Oil/gas expl & dev 213,846,662 06-Jul CIBT Education Group Inc. J Education 69,226,011 26-May Claymore Advantaged High Yield Bond ETF Advisor Class Units Investment fund 100,000 11-Jan $2,000,000 Claymore Advantaged High Yield Bond ETF Common Units Investment fund 650,000 11-Jan $13,000,000

49 Chapter 5 Nature of Issued Company Name Business Capital Date IPO($) Claymore Broad Commodity ETF Advisor Class Units Investment fund 50,000 13-Oct $1,000,000 Claymore Broad Commodity ETF Common Units Investment fund 200,000 13-Oct $4,000,000 Claymore China ETF Advisor Class Units Investment fund 50,000 05-Aug $1,000,000 Claymore China ETF Common Units Investment fund 100,000 05-Aug $2,000,000 Claymore Inverse 10 Yr Government Bond ETF Units Investment fund 250,000 29-Jun $5,000,000 Coalspur Mines Limited Ordinary J Coal expl & dev 435,073,242 27-Oct Continental Gold Limited J Mineral expl & dev 71,166,651 19-Apr Corvus Gold Inc. J Mineral expl & dev 33,611,367 30-Aug Dalradian Resources Inc. J Gold expl & dev 68,255,750 10-Aug $39,150,000 Dalradian Resources Inc. J Wt Gold expl & dev 10-Aug DeeThree Exploration Ltd. J Oil/gas expl & dev 29,310,717 20-Oct Dividend Select 15 Corp. Investment company 9,000,000 18-Nov $90,000,000 Eagle Energy Trust Units J Investment trust 16,061,581 24-Nov $130,000,000 Ecopetrol S.A. ADRs Integrated oil 4,345,796 13-Aug EMED Mining Public Limited J Ordinary Mineral expl & dev 673,168,338 20-Dec $24,430,950 Emerge Oil & Gas Inc. J Oil/gas expl & dev 82,975,100 27-Jan Evolving Gold Corp. J Nat res expl/dev 127,698,945 07-Dec Extorre Gold Mines Limited J Mineral expl & dev 74,755,898 18-Mar First Asset Canadian Dividend Opportunity Fund Units Investment fund 15,000,000 19-Apr Forbes and Manhattan Coal Corp. Coal prod/mkt 25,590,723 27-Sep Fortuna Silver Mines Inc. Silver mining & expl 94,995,465 18-Jan Front Street MLP Income Fund Ltd. Units Investment fund 15,000,000 08-Dec $70,000,000 Front Street Strategic Yield Fund Ltd. Combined Units Investment fund 7,120,000 01-Jun $71,200,000 Frontier Rare Earths Limited J Ordinary Mineral expl & dev 118,299,999 17-Nov $60,010,000 Frontier Rare Earths Limited J Ordinary Wt Mineral expl & dev 17-Nov General Motors Company USF When Issued Automobiles 1,571,700,000 18-Nov $765,000,009 Geodrill Limited Ordinary Drilling services 42,476,000 16-Dec $21,000,000 Gleichen Resources Ltd. J Gold expl & dev 337,647,455 24-Feb Gleichen Resources Ltd. J Wt Gold expl & dev 24-Feb GMIncome & Growth Fund Combined Units Investment fund 2,500,000 20-Oct $30,000,000 Gold Wheaton Gold Corp. Precious minerals 143,047,466 04-Feb Gold Wheaton Gold Corp. Wt Precious minerals 04-Feb Gold-Ore Resources Ltd. J Gold expl & dev 82,978,559 17-May Gran Colombia Gold Corp. J Gold expl & dev 211,956,379 22-Dec Gran Colombia Gold Corp. J Wt Gold expl & dev 22-Dec GuestLogix Inc. J Wireless solutions 63,641,789 01-Mar GWR Global Water Resources Corp. Recycle water mgt 8,185,000 30-Dec $61,387,500 Harvest Canadian Income & Growth Fund Combined Units Investment fund 8,333,334 29-Jun $35,000,004 Harvest Sustainable Income Fund Units Investment fund 2,750,000 17-Dec $33,000,000 HBanc Capital Securities Trust Class A Units Series 1 Investment trust 5,500,000 13-Oct $144,934,825 Homburg Canada Real Estate Investment Trust Units Investment trust 31,291,206 25-May $160,000,000 Horizons AlphaPro Balanced ETF Cl E Units Investment fund 1,015,000 28-Jul $10,150,000 Horizons AlphaPro Corporate Bond ETF Cl E Units Investment fund 1,015,000 15-Jul $10,150,000 Horizons AlphaPro Dividend ETF Cl E Units Investment fund 1,015,000 10-Feb $10,150,000 Horizons AlphaPro Floating Rate Bond ETF Cl E Units Investment fund 1,015,000 13-Dec $10,150,000 Horizons AlphaPro Global Dividend ETF Cl E Units Investment fund 1,015,000 21-Jul $10,150,000 Horizons AlphaPro North American Growth ETF Cl E Units Investment fund 1,015,000 10-Feb $10,150,000 Horizons AlphaPro North American Value ETF Cl E Units Investment fund 1,015,000 10-Feb $10,150,000 Horizons AlphaPro Preferred Share ETF Cl E Units Investment fund 1,015,000 23-Nov $10,150,000 Horizons AlphaPro S&P/TSX 60 130/30 ETF Cl E Units Investment fund 1,015,000 09-Feb $10,150,000 Horizons AlphaPro S&P/TSX 60 Equal Weight Index ETF Cl E Units Investment fund 1,015,000 14-Jul $10,150,000 Horizons BetaPro COMEX Copper Bear Plus Cl A ETF Investment fund 252,500 23-Jun $5,050,000 Horizons BetaPro COMEX Copper Bull Plus Cl A ETF Investment fund 252,500 23-Jun $5,050,000 Horizons BetaPro NYMEX Crude Oil Inverse ETF Cl A Units Investment fund 505,000 04-Feb $5,050,000 Horizons BetaPro NYMEX Long Crude Oil/Short Natural Gas Spread ETF Units Investment fund 1,005,000 14-Apr $10,050,000 Horizons BetaPro NYMEX Long Natural Gas/ Short Crude Oil Spread ETF Units Investment fund 1,005,000 14-Apr $10,050,000 Horizons BetaPro NYMEX Natural Gas Inverse ETF Cl A Units Investment fund 505,000 04-Feb $5,050,000 Horizons BetaPro S&P 500 Index (C$ Hedged) ETF Cl A Units Investment fund 515,000 01-Dec $5,150,000

50 Chapter 5 Nature of Issued Company Name Business Capital Date IPO($) Horizons BetaPro S&P 500 Inverse ETF Cl A Units Investment fund 505,000 04-Feb $5,050,000 Horizons BetaPro S&P 500 VIX Short-Term Futures Bull Plus ETF Cl A Units Investment fund 251,250 16-Dec $10,050,000 Horizons BetaPro S&P 500 VIX Short-Term Futures ETF Cl A Units Investment fund 502,500 16-Dec $10,050,000 Horizons BetaPro S&P/TSX 60 Index ETF Cl A Units Investment fund 5,015,000 15-Sep $50,150,000 Horizons Gold Yield Fund Cl A Units Investment fund 4,400,000 20-Dec $46,000,000 IA Clarington Aston Hill Tactical Yield Fund Combined Units Investment fund 10,000,000 19-Apr $100,000,000 iPath US Treasurey Steepener ETN Investment fund 130,000 02-Dec iPath US Treasury Flattener ETN Investment fund 345,400 02-Dec ISE Limited J Energy rsch & dev 9,579,535 23-Feb $20,700,000 iShares China Index Fund ETF Units Investment fund 200,000 27-Jan $4,000,000 iShares DEX HYBrid Bond Index Fund ETF Investment fund 300,000 28-Sep $6,000,000 iShares MSCI Brazil Index Fund ETF Units Investment fund 200,000 27-Jan $4,000,000 iShares S&P CNX Nifty India Index Fund ETF Units Investment fund 200,000 27-Jan $4,000,000 iShares S&P Latin America 40 Index Fund ETF Units Investment fund 200,000 27-Jan $4,000,000 iShares S&P/TSX North American Preferred Stock Index Fund Investment fund 300,000 22-Nov $6,000,000 iShares U.S. High Yield Bond Index Fund (CAD-Hedged) ETF Units Investment fund 200,000 27-Jan $4,000,000 iShares U.S. IG Corporate Bond Index Fund (CAD-Hedged) ETF Units Investment fund 200,000 27-Jan $4,000,000 Ivanhoe Australia Limited J Ordinary Mineral expl & dev 418,083,853 12-Nov Jayden Resources Inc. J Mineral expl & dev 183,152,268 09-Dec Karnalyte Resources Inc. J Potash mine & prod 20,093,740 14-Dec $59,985,000 Leisureworld Senior Care Corporation Healthcare facility 19,150,000 23-Mar $190,200,000 Lithium Americas Corp. J Mineral expl & dev 73,542,400 13-May $45,000,140 Mandalay Resources Corporation J Mineral expl & dev 99,392,850 25-Jun Marathon Gold Corporation J Gold expl & dev 17,817,428 03-Dec Medicago Inc. J Biotechnology 118,215,190 14-May Medoro Resources Ltd. J Gold expl & dev 140,489,291 20-Oct Medoro Resources Ltd. J Wt Gold expl & dev 20-Oct MEG Energy Corp. When Issued Oil/gas expl & dev 189,255,970 29-Jul $700,000,000 Metalline Mining Company J Mineral expl & dev 105,883,362 26-Aug Minemakers Limited J Mineral expl & dev 226,522,338 13-Sep Minera IRL Limited Ordinary Gold expl & dev 85,675,173 29-Apr Morguard Sunstone Real Estate Income Fund Cl A Units Investment fund 2,855,084 08-Jul $28,550,840 MTY Food Group Inc. Restaurants 19,120,567 13-May Northland Power Preferred Equity Inc. Rate Reset Pr Series 1 Investment company 6,000,000 28-Jul $150,000,000 Northwest Healthcare Properties Real Estate Investment Trust Units J Investment trust 17,500,000 25-Mar $175,000,000 Noventa Limited Ordinary J Metal expl & dev 494,459,865 23-Dec Nuukfjord Gold Ltd. J Gold expl & dev 39,602,500 27-Apr $9,000,000 O’Leary Advantaged Tactical Global Corporate Bond Fund Combined Units Investment fund 9,000,000 18-Jun $108,000,000 O’Leary BrIC-Plus Income & Growth Fund Combined Units Investment fund 14,500,000 19-Mar $174,000,000 O’Leary Canadian Income Opportunities Fund 2 Transferable Units Investment fund 11,500,000 17-Dec $138,000,000 O’Leary Hard Asset Income Fund Trust Units Investment fund 8,335,000 20-Oct $100,020,000 OCP Senior Credit Fund Trust Units Investment fund 32,000,000 19-Nov $320,000,000 Orion Oil & Gas Corporation Oil/gas expl & dev 290,521,766 11-Jan Orocobre Limited Ordinary J Lithium/potassium 91,036,426 15-Jun Peregrine Metals Ltd. J Mineral expl & dev 117,480,539 11-Mar $20,000,000 Peregrine Metals Ltd. J Wt Mineral expl & dev 11-Mar Perseus Mining Limited J Gold expl & dev 343,692,088 03-Feb Polar Star Mining Corporation J Mineral expl & dev 90,410,435 22-Nov Polo Resources Limited Ordinary J Coal expl & dev 2,346,645,623 01-Apr Pretium Resources Inc. J Precious mtl expl 78,844,586 21-Dec $265,020,000 Primero Mining Corp. Mining expl & dev 86,301,512 19-Aug Primero Mining Corp. Wt Mining expl & dev 19-Aug Propel Multi-Strategy Fund Combined Units Investment fund 7,000,000 09-Dec $70,000,000

51 Chapter 5 Nature of Issued Company Name Business Capital Date IPO($) Ratel Gold Limited J Gold expl & dev 87,500,000 06-Aug $14,000,000 Red Crescent Resources Limited J Mineral expl & dev 82,198,491 11-Nov Redzone Resources Ltd. J Mineral expl & dev 42,253,137 22-Jun Rio Novo Gold Inc. J Ordinary Gold expl & dev 28,750,000 08-Mar $46,000,000 Rio Novo Gold Inc. J Wt Gold expl & dev 08-Mar Rockgate Capital Corp. J Mineral expl & dev 67,350,158 04-Jun Romarco Minerals Inc. J Gold expl & dev 481,038,675 19-Nov Royal Nickel Corporation J Mineral expl & dev 83,977,453 16-Dec $45,125,000 Royal Nickel Corporation J Wt Mineral expl & dev 16-Dec San Gold Corporation J Gold expl & dev 300,408,146 20-Oct Second Wave Petroleum Inc. J Oil/gas expl & dev 82,899,295 01-Dec Secure Energy Services Inc. J Oil/gas expl & dev 60,814,648 30-Mar $57,500,001 Serica Energy PLC Ordinary J Oil/gas expl & dev 176,570,310 02-Nov Skope Energy Inc. J Oil/gas expl & dev 5,578,281 21-Dec $1,500,000 SMART Technologies Inc. Cl A SV When Issued Whiteboard tech 44,308,596 15-Jul $157,590,400 Southern Pacific Resource Corp. J Oil/gas expl & dev 316,204,894 03-Jun Spartan Exploration Ltd. Oil/gas expl & dev 28,092,766 21-Jan Sprott Physical Gold Trust Units USF When Issued Investment trust 40,000,000 26-Feb $456,969,750 Sprott Physical Silver Trust Units USF When Issued Investment trust 50,000,000 29-Oct $578,910,000 Star Portfolio Corp. Units Investment units 33,333,334 29-Oct $87,000,000 Stonegate Agricom Ltd. J Agriculture 87,661,992 28-Apr $45,000,000 Stonegate Agricom Ltd. J Wt Agriculture 28-Apr Strad Energy Services Ltd. J Energy services 35,996,398 23-Nov $40,000,000 T. Boone Pickens Energy Fund Cl A Combined Units Investment trust 2,173,159 15-Jan $21,731,590 Tahoe Resources Inc. J Precious mtl expl 110,586,668 08-Jun $382,800,000 Talison Lithium Limited Ordinary Lithium/potassium 88,220,960 23-Sep Teranga Gold Corporation J When Issued Gold expl & dev 241,000,100 15-Nov $109,853,700 Timbercreek Global Real Estate Fund Cl A Units Investment fund 4,214,126 26-Aug $50,569,512 Tourmaline Oil Corp. Oil/gas expl & dev 134,691,060 23-Nov $210,000,000 TransGlobe Apartment Real Estate Investment Trust Units Investment trust 24,729,000 14-May $247,290,000 Trevali Resources Corp. J Nat res expl/dev 56,493,095 07-Oct Tri Origin Minerals Ltd. Ordinary J Precious metal expl 101,819,234 22-Jan Tricon Capital Group Inc. Asset/mgt/ advise serv 17,250,000 20-May $51,000,000 Tuscany International Drilling Inc. J Drilling services 148,712,225 19-Apr Tuscany International Drilling Inc. J Wt Drilling services 19-Apr United Mining Group, Inc. J Mining expl & dev 55,134,178 09-Sep Waldron Energy Corporation J Oil/gas expl & dev 278,620,478 10-Sep Whistler Blackcomb Holdings Inc. Holding company 25,000,000 09-Nov $300,000,000 White Tiger Gold Ltd. Mineral expl & dev 114,630,210 31-Dec Whitecap Resources Inc. J Oil/gas expl & dev 31,447,783 18-Oct Xtra-Gold Resources Corp. J Mineral expl & dev 34,848,586 23-Nov Xtra-Gold Resources Corp. J US Restricted Mineral expl & dev 8,092,593 23-Nov

52 Chapter 5 Supplementary Listings in 2010

Company Name Type of Issue Date Listed Aecon Group Inc. 6.25% Debentures 08-Oct AltaGas Ltd. 5-Year Rate Reset Pr Series A 19-Aug Altus Group Income Fund 5.75% Debentures 01-Dec Anderson Energy Ltd. 7.50% Debentures 31-Dec Angle Energy Inc. Subscription Receipts 30-Jun Armtec Infrastructure Income Fund 6.50% Debentures 30-Jun Artis Real Estate Investment Trust 6.00% Series F Debentures 22-Apr Atlantic Power Corporation 5.60% Series B Debentures 20-Oct Atlantic Power Corporation When Issued 14-Oct BAM Split Corp. J Cl AA Preferred Series 5 10-Dec Bank of Nova Scotia (The) 5-Year Rate Reset Pr Series 30 12-Apr Bellatrix Exploration Ltd. 4.75% Debentures 20-Apr BNS Split Corp. Class B Pr Series 1 22-Sep Boralex Inc. 6.75% Debentures 15-Sep Boyuan Construction Group, Inc. J 10% Debentures 03-Nov Brookfield Asset Management Inc. Cl A Pr Series 24 14-Jan Brookfield Asset Management Inc. Cl A Preference Series 26 29-Oct Brookfield Properties Corporation Cl AAA Pr Series N 20-Jan Chemtrade Logistics Income Fund 6.00% Debentures 24-Mar Churchill Corporation (The) 6.00% Debentures 15-Jun Churchill Corporation (The) Subscription Receipts 15-Jun Claymore Canadian Financial Monthly Income ETF Common Units 16-Apr Colabor Group Inc. 5.70% Debentures 27-Apr Cominar Real Estate Investment Trust Series E 5.75% Debentures 12-Jan Consolidated Thompson Iron Mines Limited J 5.00% Debentures USF 29-Nov Consumers’ Waterheater Income Fund (The) 6.25% Debentures 08-Jun Crombie Real Estate Investment Trust 5.75% Series C Debentures 08-Feb CU Inc. Preferred Series 4 02-Dec Data Group Income Fund (The) 6.00% Debentures 27-Apr Daylight Resources Trust 6.25% Series D Debentures 05-Jan Emera Incorporated 5-Year Rate Reset First Pr Series A 02-Jun Exchange Income Corporation 6.50% Series H Debentures 30-Apr Faircourt Split Trust 6.25% Preferred Securities 01-Oct Fairfax Financial Holdings Limited 5-Year Rate Reset Pr Series E 01-Feb Fairfax Financial Holdings Limited 5-Year Rate Reset Pr Series G 28-Jul Fairfax Financial Holdings Limited 5-Year Rate Reset Pr Series I 05-Oct Firm Capital Mortgage Investment Trust 5.75% Debentures 13-Oct First Uranium Corporation J 7.00% Notes 04-Oct Fort Chicago Energy Partners L.P. 5.75% Debentures Series C 19-Jul Fortis Inc. Five-Year Fixed Rate Reset First Pr Series H 26-Jan Frontera Copper Corporation J 10% Senior 1A Notes 16-Jun Gamehost Income Fund 6.25% Debentures 16-Apr Great-West Lifeco Inc. 5.80% First Pr Series M 04-Mar Great-West Lifeco Inc. 3.65% 5-Year Rate Reset First Preferred Series N 23-Nov Groupe Aeroplan Inc. Pr Series 1 20-Jan H&R Real Estate Investment Trust 5.90% Series D Debentures 27-Jul IBI Income Fund 5.75% Debentures 28-Apr Industrial Alliance Insurance and Financial Services Inc. 5.90% Cl A Pr Series F 26-Feb Innergex Renewable Energy Inc. 5.75% Debentures 08-Mar Innergex Renewable Energy Inc. Rate Reset Pr Series A 14-Sep InnVest Real Estate Investment Trust 6.00% Debentures 13-Aug Just Energy Income Fund 6.00% Debentures 05-May Killam Properties Inc. J 5.65% Debentures 30-Nov Lanesborough Real Estate Investment Trust J 5 Year 9.00% Second Mortgage Bond Note 09-Mar Lanesborough Real Estate Investment Trust J 5 Year 9.00% Second Mortgage Bond Note A 23-Dec Legacy Oil + Gas Inc. Subscription Receipts 06-Jul MEGA Brands Inc. Cl A Subscription Receipts 28-Jan MEGA Brands Inc. Cl B Subscription Receipts 28-Jan MEGA Brands Inc. 10% Debentures 30-Mar Mood Media Corporation 10.00% Debentures USF 01-Oct OceanaGold Corporation Subscription Receipts 04-Mar

53 Chapter 5 Company Name Type of Issue Date Listed

Paramount Energy Trust Subscription Receipts 30-Mar Paramount Energy Trust 7.00% Debentures 26-May Parkland Income Fund 5.75% Series 2 Debentures 21-Dec Pembina Pipeline Corporation 5.75% Debentures 24-Nov Power Financial Corporation 4.40% 5 Year Rate Reset First Pr Series P 29-Jun Progress Energy Resources Corp. Subscription Receipts 02-Mar Provident Energy Trust 5.75% Debentures 09-Nov Retrocom Mid-Market Real Estate Investment Trust 6.75% Debentures When Issued 30-Jun Rocky Mountain Dealerships Inc. 7.00% Debentures 27-Jul Rogers Sugar Income Fund Fourth Series 5.70% Debentures 08-Apr Sprott Physical Gold Trust US When Issued 26-May Sprott Physical Gold Trust When Issued USF 20-Sep Student Transportation Inc. 6.75% Debentures 21-Jun Sun Life Financial Inc. Cl A Pr Series 8R 25-May Superior Plus Corp. 5.75% Debentures 16-Mar Superior Plus Corp. 6.00% Debentures 23-Dec TD Split Inc. Cl C Capital 15-Nov TD Split Inc. Cl C Preferred 15-Nov TransAlta Corporation Rate Reset First Preferred Series A 10-Dec TransCanada Corporation First Pr Series 4 11-Mar TransCanada Corporation First Pr Series 5 29-Jun TransForce Inc. 6.00% Debentures 19-Nov Tree Island Wire Income Fund 10% Second Lien Debentures 04-Feb Uranium One Inc. J 7.5% Debentures 12-Mar Vicwest Income Fund 6.00% Debentures 30-Sep WesternOne Equity Income Fund 8.5% Debentures 26-Feb Yellow Media Inc. 6.25% Debentures 08-Jul

54 Chapter 5 Warrants Issued in 2010

Issue Name Date Issued Allbanc Split Corp. Cl A Wt 29-Sep Argonaut Gold Ltd. J Wt 22-Jan ARISE Technologies Corporation J Wt 15-Jun ARISE Technologies Corporation J Wt 23-Dec Avalon Rare Metals Inc. J Wt 30-Sep Bennett Environmental Inc. Wt 11-May Blue Ribbon Income Fund Wt 05-Mar BNS Split Corp. II Cl A Wt 07-Dec Bridgeport Ventures Inc. J Wt 20-Dec Brigus Gold Corp. Wt 19-Oct Brompton Split Banc Corp. Wt 15-Jul Canadian Life Companies Split Corp. Cl A Wt 13-Jan Canadian Resources Income Trust Wt 03-Jun Endeavour Financial Corporation August Wt 15-Sep Endeavour Financial Corporation November Wt 15-Sep Faircourt Gold Income Corp. Cl C Wt 27-Jul First Asset Energy & Resource Fund Wt 25-Jan First Asset Pipes & Power Income Fund Wt 22-Feb First Asset Yield Opportunity Trust Series A Wt 25-Jan Gazit America Inc. J Wt 17-Sep Ivanhoe Australia Limited J Wt 29-Nov Kinross Gold Corporation Wt 22-Sep Lanesborough Real Estate Investment Trust J Wt 09-Mar Lanesborough Real Estate Investment Trust J Wt 23-Dec Life & Banc Split Corp. Cl A Wt 15-Jul Mandalay Resources Corporation J Wt 06-Aug MEGA Brands Inc. Wt 30-Mar MINT Income Fund Wt 23-Feb Newgrowth Corp. Wt 15-Sep North American Palladium Ltd. B Wt 28-Apr Precious Metals and Mining Trust Wt 26-Mar Pristine Power Inc. J Wt 07-Jan S Split Corp. Wt 19-Aug SCITI ROCS Trust Wt 29-Jul Utility Corp. Wt 14-Sep Western Copper Corporation J Wt 23-Dec World Financial Split Corp. Wt 19-Aug Xinergy Ltd. J Wt 21-Jan

55 Chapter 5 Warrants Expired in 2010

Issue Name Date Delisted Acuity Small Cap Corporation Cl A Wt 15-Jan Avnel Gold Mining Limited J Wt 30-Jun Blue Ribbon Income Fund Wt 25-Jun Brompton Advantaged Oil & Gas Income Fund Wt 15-Apr Brompton Advantaged VIP Income Fund Wt 15-Apr Brompton Oil & Gas Income Fund Wt 15-Apr Brompton Split Banc Corp. Wt 22-Oct Brompton VIP Income Fund Wt 15-Apr Canadian Life Companies Split Corp. Wt 27-Oct Ceres Global Ag Corp. Wt 21-Dec Claymore Silver Bullion Trust Wt 15-Jan Connor, Clark & Lunn Global Financials Fund II Wt 05-Jul Copernican British Banks Fund Wt 14-Jun Copernican International Premium Dividend Fund Wt 31-May Copernican World Banks Income and Growth Trust Wt 30-Jun Copernican World Financial Infrastructure Trust Wt 31-Aug Core Canadian Dividend Trust Wt 15-Jun Davie Yards Inc. J Wt 22-Feb DPF India Opportunities Fund Wt 16-Aug Elgin Mining Inc. J Wt 25-Jun Endeavour Mining Corporation Wt 02-Nov EnerVest Diversified Income Trust Wt 23-Sep European Premium Dividend Fund Wt 12-Nov Faircourt Gold Income Corp. Wt A 31-May Faircourt Income & Growth Split Trust Wt 25-Jun First Asset Energy & Resource Fund Wt 25-Jun First Asset Pipes & Power Income Fund Wt 23-Jul First Asset Yield Opportunity Trust Wt 25-Jun First Capital Realty Inc. Wt 29-Oct First Majestic Silver Corp. J Wt 25-Mar First Premium Income Trust Wt 31-Mar Flaherty & Crumrine Investment Grade Fixed Income Fund Wt 15-Jun Focused Global Trends Fund Cl A Wt 30-Jul Global Agribusiness Trust Wt 30-Nov Global Banks Premium Income Trust Wt 30-Jul Global Uranium Fund Inc. Cl C Wt 30-Apr Global Uranium Fund Inc. Wt 30-Jun Gold Participation and Income Fund Wt 06-Aug Golden Predator Royalty & Development Corporation A Wt J 30-Apr Great Basin Gold Ltd. J Wt 15-Oct Greystar Resources Ltd. J Wt 07-Jan High River Gold Mines Ltd. Wt 08-Nov Life & Banc Split Corp. Wt 23-Aug Marathon PGM Corporation J Wt 19-Apr Markland AGF Precious Metals Corp. Wt 30-Jul O’Leary Canadian Equity Income Fund Wt 30-Nov O’Leary Canadian Income Opportunities Fund Wt 30-Nov O’Leary Founder’s Series Income & Growth Fund Wt 30-Sep O’Leary Global Equity Income Fund Wt 31-Dec O’Leary Global Income Opportunities Fund Wt 31-Mar OilSands Canada Corporation Wt 30-Jul Orsu Metals Corporation J Wt 12-Apr Pacific Rubiales Energy Corp. J Wt 21-Jan Pathfinder Convertible Debenture Fund Wt 30-Nov Platinum Group Metals Ltd. J Wt 16-Dec Precious Metals and Mining Trust Wt 23-Jul Precious Metals Bullion Trust Wt 01-Feb Pristine Power Inc. J Wt 19-Nov Quadra Mining Ltd. Wt 10-May S Split Corp. Wt 31-Mar Silver Bullion Trust Wt 29-Apr Silver Bullion Trust Wt USF 29-Apr

56 Chapter 5

Issue Name Date Delisted Silver Wheaton Corp. Wt 22-Dec Sprott Resource Corp. Wt 31-Dec Stone Agribusiness Fund Wt 26-Feb Top 10 Canadian Financial Trust Wt 15-Jun World Financial Split Corp. Wt 31-Mar Yamana Gold Inc. Series B Wt 17-Feb YIELDPLUS Income Fund Wt 26-Feb

Rights Issued in 2010

Company Name Date Listed Date Expired Chesswood Income Fund Rt 21-May 30-Jun COMPASS Income Fund Rt 17-Mar 16-Apr Fibrek Inc. Rt 16-Jun 15-Jul Gazit America Inc. J Rt 13-Aug 13-Sep Groupe Bikini Village Inc. Rt 15-Jul 13-Aug Homeland Energy Group Ltd. J Rt 07-Jun 30-Jun Imaging Dynamics Company Ltd. J Rt 23-Aug 20-Sep Ivanhoe Mines Ltd. Rt 23-Dec 26-Jan-11 Lorus Therapeutics Inc. Rt 07-Oct 08-Nov Peak Energy Services Trust Rt 02-Mar 29-Mar Petrowest Energy Services Trust Rt 03-Jun 28-Jun Rockwell Diamonds Inc. J Rt 17-Feb 19-Mar San Anton Resource Corporation J Rt 29-Jun 29-Jul Strongco Corporation Rt 15-Dec 14-Jan-11

57 Chapter 5 Substitutional Listings in 2010

Company Name Substitutional Details Date AbitibiBowater Inc. J -in substitution for the when issued shares of AbitibiBowater Inc. J (ABH) following closing of offering 20-Dec Acadian Mining Corporation J -in substitution for the common shares of Acadian Mining Corporation J (ADA) on a (1:10) consolidated basis 17-Nov Acadian Timber Corp. -in substitution for the units of Acadian Timber Income Fund (ADN.UN) on a (1:1) basis following plan of arrangement 05-Jan AltaGas Ltd. -in substitution for the trust units of AltaGas Income Trust (ALA.UN) on a (1:1) basis following plan of arrangement 06-Jul AutoCanada Inc. -in substitution for the units of AutoCanada Income Fund (ACQ.UN) on a (1:1) basis following plan of arrangement 05-Jan BioWest Therapeutics Inc. Cl A -in substitution for the common shares of MIGENIX Inc. (MGI) whereby shareholders will receive 0.1 of a common share of BioWest Therapeutics Inc. (BWE) after giving effect to the 10 for 1 BioWest share consolidation; and 0.02 of a Class B Voting common share of Metro Vancouver Properties Corp. after giving effect to the 50 for 1 Metro share consolidation 24-Mar Black Diamond Group Limited -in substitution for the trust units of Black Diamond Income Fund (BDI.UN) on a (1:1) basis following plan of arrangement 06-Jan Breakwater Resources Ltd. -in substitution for the common shares of Breakwater Resources Ltd. (BWR) on a (1:10) consolidated basis 11-Jun Brigus Gold Corp. -in substitution for the common shares of Apollo Gold Corporation (APG) on a (1:4) consolidated basis following plan of arrangement 28-Jun Brigus Gold Corp. Wt -in substitution for the common share purchase warrants of Linear Gold Corp. J Wt (LRR.WT) 28- Jun Caldwell Partners International Inc. (The) -in substitution for the Cl A NV Shares of Caldwell Partners International Inc., The (CWL.A) on a (1:1) basis following share reclassification 12-May Canadian Energy Services & Technology Corp. -in substitution for the Cl A Limited Partnership Unit of Canadian Energy Services L.P. (CEU.UN) on a (1:1) basis following plan of arrangement 06-Jan CanWel Holdings Corporation -in substitution for the units of CanWel Building Materials Income Fund (CWX.UN) on a (1:1) basis following plan of arrangement 04-Feb Capital Gold Corporation J -in substitution for the common shares of Capital Gold Corporation J (CGC) on a (1:4) consolidated basis 25-Jan Claymore Gold Bullion ETF -in substitution for the units of Claymore Gold Bullion Trust (CGL.UN) following conversion to change the Fund from a closed-end fund to an exchange traded fund 16-Feb Clearwater Seafoods Income Fund 10.5% Debentures -in substitution for the 7.0% Debentures of Clearwater Seafoods Income Fund (CLR.DB) following amendment 18-Nov Commerce Split Corp. Cl A 2010 Commerce Split Corp. Capital -in substitution for the Cl A shares of Commerce Split Corp. (XCM) whereby holders of Cl A shares who made a proper election by the election deadline of 5:00pm on February 26, 2010 will receive one Cl A Share 2010 of Commerce Split Corp. (YCM.X) while holders who failed to make a proper election will receive 0.283228 of a Cl A Share 2010 of Commerce Split Corp. (YCM.X) and 0.7167721 of a Capital Share of Commerce Split Corp. (YCM) per Class A Share of Commerce Split Corp. (XCM) held following reorganization 26-Mar

58 Chapter 5 Company Name Substitutional Details Date

Commerce Split Corp. Priority Equity 2010 Commerce Split Corp. $5.00 Cl I Pr Commerce Split Corp. $5.00 Cl II Pr Commerce Split Corp. 2011 Wt Commerce Split Corp. 2012 Wt -in substitution for the Priority Equity shares of Commerce Split Corp. (XCM.PR.A) whereby holders of Priority Equity Shares who made a proper election by the election deadline of 5:00pm on February 26, 2010 will receive one Priority Equity Share 2010 of Commerce Split Corp. (YCM.PR.X), while holders who failed to make a proper election will receive 1) one $5.00 Cl I Pr of Commerce Split Corp (YCM.PR.A); 2) one $5.00 Cl II Pr of Commerce Split Corp (YCM.PR.B); 3) one-half of a 2011 of Warrant Commerce Split Corp (YCM.WT) and; 4) one 2012 Warrant of Commerce Split Corp, (YCM.WT.A) per Priority share held following reorganization 26-Mar Crew Gold Corporation J -in substitution for the common shares of Crew Gold Corporation J (CRU) on a (1:20) consolidated basis 05-Aug Crosshair Exploration & Mining Corp. J -in substitution for the common shares of Crosshair Exploration & Mining Corp. J (CXX) on a (1:4) consolidated basis 20-Dec Daylight Energy Ltd. -in substitution for the trust units of Daylight Resources Trust (DAY.UN) on a (1:1) basis following plan of arrangement 12-May Daylight Energy Ltd. 10.00% Series C Debentures -in substitution for the 10% Series C Debentures of Daylight Resources Trust (DAY.DB.C) following plan of arrangement 12-May Daylight Energy Ltd. 6.25% Series D Debentures -in substitution for the 6.25% Series D Debentures of Daylight Resources Trust (DAY.DB.D) following plan of arrangement 12-May Daylight Energy Ltd. 8.50% Debentures -in substitution for the 8.5% Debentures of Daylight Resources Trust (DAY.DB.B) following plan of arrangement 12-May Elgin Mining Inc. J -in substitution for the common shares of Phoenix Coal Inc. J (PHC) on a (1:3) consolidated basis 10-May Elgin Mining Inc. J Wt -in substitution for the warrants of Phoenix Coal Inc. J (PHC.WT) 10-May Enbridge Income Fund Holdings Inc. -in substitution for the trust units of Enbridge Income Fund (ENF.UN) on a (1:1) basis following plan of arrangement 21-Dec Equal Energy Ltd. -in substitution for the trust units of Enterra Energy Trust (ENT.UN) on a (1:3) consolidated basis following plan of arrangement 03-Jun Equal Energy Ltd. 8.0% Debentures -in substitution for the 8.0% Debentures of Enterra Energy Trust (ENT.DB) following plan of arrangement 03-Jun Equal Energy Ltd. 8.25% Debentures -in substitution for the 8.25% Debentures of Enterra Energy Trust (ENT.DB.A) following plan of arrangement 03-Jun Essential Energy Services Ltd. -in substitution for the trust units of Essential Energy Services Trust (ESN.UN) on a (1:1) basis following plan of arrangement 05-May Fibrek Inc. -in substitution for the units of SFK Pulp Fund (SFK.UN) on a (1:1) basis following plan of arrangement 27- May Fibrek Inc. 7.00% Debentures -in substitution for the 7% Debentures of SFK Pulp Fund (SFK.DB) on a (1:1) basis following plan of arrangement 27-May Fiera Sceptre Inc. Cl A SV -in substitution for the common shares of Sceptre Investment Counsel Limited (SZ) following plan of arrangement on a (1:1) basis plus a cash payment of $0.60 for each common share held 01-Sep Fluid Music Canada, Inc. 10.00% Debentures J -in substitution for the 8.00% Debentures of Fluid Music Canada, Inc. J (FMN.DB) 09-Jun Freegold Ventures Limited J -in substitution for the common shares of Freegold Ventures Limited J (ITF) on a (1:6) consolidated basis 31-Aug Front Street Strategic Yield Fund Ltd. NV Front Street Strategic Yield Fund Ltd. Wt -in substitution for the combined units of Front Street Strategic Yield Fund Ltd. (FSS.A) following separation of units 29-Jun General Motors Company USF -in substitution for the when issued USF common shares of General Motors Company (GMM.U) following closing of offering 23-Nov

59 Chapter 5 Company Name Substitutional Details Date

GMIncome & Growth Fund Trust Units GMIncome & Growth Fund Wt - in substitution for the combined Units of GMIncome & Growth Fund (GMF.A) following separation of units 16-Nov Goldgroup Mining Inc. J -in substitution for the common shares of Sierra Minerals Inc. J (SIM) on a (1:2.85) consolidated basis following plan of arrangement 07-May Groupe Bikini Village Inc. -in substitution for the common shares of Groupe Bikini Village Inc. (GBV) on a (125:1) consolidated basis 30-Sep Harvest Canadian Income & Growth Fund Trust Units Harvest Canadian Income & Growth Fund Wt -in substitution for the combined units of Harvest Canadian Income & Growth Fund (HCF.A) following separation of units 20-Jul Harvest Operations Corp. 6.40% Debentures -in substitution for the Harvest Energy Trust 6.40% Debentures (HTE.DB.D) 06- May Harvest Operations Corp. 6.50% Debentures -in substitution for the Harvest Energy Trust 6.50% Debentures (HTE.DB.B) 06- May Harvest Operations Corp. 7.25% Debentures -in substitution for the Harvest Energy Trust 7.25% Debentures (HTE.DB.E) 06- May Harvest Operations Corp. 7.25% Debentures -in substitution for the Harvest Energy Trust 7.25% Debentures (HTE.DB.F) 06- May Harvest Operations Corp. 7.50% Debentures -in substitution for the Harvest Energy Trust 7.50% Debentures (HTE.DB.G) 06- May Horizons BetaPro NYMEX Natural Gas Bull Plus ETF Cl A Units -in substitution for the Cl A Units of Horizons BetaPro NYMEX Natural Gas Bull Plus ETF (HNU) on a (1:2) consolidated basis 08-Nov Horizons BetaPro S&P/TSX Global Gold Bear Plus ETF -in substitution for the Cl A units of Horizons BetaPro S&P/TSX Global Gold Bear Plus ETF (HGD) on a (1:4) consolidated basis 03-Jun Huntingdon Real Estate Investment Trust Units -in substitution for the trust units of Huntingdon Real Estate Investment Trust (HNT.UN) on a (1:9) consolidated basis 16-Feb Hydrogenics Corporation -in substitution for the common shares of Hydrogenics Corporation (HYG) on a (1:25) consolidated basis 12-Mar IA Clarington Aston Hill Tactical Yield Fund Trust Units IA Clarington Aston Hill Tactical Yield Fund Wt -in substitution for the combined units of IA Clarington Aston Hill Tactical Yield Fund (TYF.A) following separation of units 30-Apr International Tower Hill Mines Ltd. J -following plan of arrangement whereby common shareholders will be entitled to receive i) one new common share of International Tower Hill Mines Ltd. J (ITH) and; ii) one-half of one common share of Corvus Gold Inc. (KOR) 30- Aug iPath S&P 500 VIX Short-Term Futures ETN -in substitution for the exchange-traded notes of iPath S&P 500 VIX Short-Term Futures ETN (VXX, VXX.U) on a (1:4) consolidated basis 09-Nov Labrador Iron Ore Royalty Corporation Stapled Units -in substitution for the trust units of Labrador Iron Ore Royalty Income Fund (LIF.UN) on a (1:1) basis following plan of arrangement 05-Jul Lorus Therapeutics Inc. -in substitution for the common shares of Lorus Therapeutics Inc. (LOR) on a (1:30) consolidated basis 31-May M Split Corp. $5.00 Cl I Pr M Split Corp. $5.00 Cl II Pr M Split Corp. 2011 Wt M Split Corp. 2012 Wt -in substitution for the Priority Equity shares of M Split Corp. (XMF.PR.A) whereby shareholders will receive one $5.00 Cl I Pr of M Split Corp. (XMF.PR.B), one $5.00 Cl II Pr of M Split Corp. (XMF.PR.C), one 2011 Warrant of M Split Corp. (XMF.WT) and one 2012 Warrant of M Split Corp. (XMF.WT.A) for each Priority Equity share held following reorganization 23- Mar M Split Corp. Capital -in substitution for the Cl A shares of M Split Corp. (XMF) on a (0.944808:1) consolidated basis following reorganization 23-Mar

60 Chapter 5 Company Name Substitutional Details Date

Magna International Inc. -in substitution for the Cl A shares of Magna International Inc. (MG.A) on a (1:1) basis following share reclassification 01-Sep Matrix Asset Management Inc. J -in substitution for the common shares of SEAMARK Asset Management Ltd. (SM) on a (1:1) basis following plan of arrangement 15-Jan Medoro Resources Ltd. J Wt -in substitution for the common share purchase warrants of Medoro Resources Ltd. J (MRS.WT) on a (1:3) consolidated basis 22-Dec MEG Energy Corp. -in substitution for the when issued shares of MEG Energy Corp. (MEG) following closing of offering 06-Aug MethylGene Inc. J -in substitution for the common shares of MethylGene Inc. J (MYG) on a (1:1) basis following plan of arrangement 21-May Mineral Deposits Limited J Ordinary -in substitution for ordinary shares of Mineral Deposits Limited (MDM) on a (1:10) consolidated basis 25-Nov New Look Eyewear Inc. J -in substitution for the trust units of Benvest New Look Income Fund J (BCI.UN) on a (1:1) basis following plan of arrangement 04-Mar O’Leary Advantaged Tactical Global Corporate Bond Fund Trust Units O’Leary Advantaged Tactical Global Corporate Bond Fund Wt -in substitution for the combined units of O’Leary Advantaged Tactical Global Corporate Bond Fund (OCB.A) following separation of units 14-Jul O’Leary BrIC-Plus Income & Growth Fund Trust Units O’Leary BrIC-Plus Income & Growth Fund Wt -in substitution for the combined units of O’Leary BrIC-Plus Income & Growth Fund (OBF.A) following separation of units 14-Apr O’Leary Canadian Equity Income Fund Trust Units O’Leary Canadian Equity Income Fund Wt -in substitution for the combined units of O’Leary Canadian Equity Income Fund (OCZ.A) following Separation of Units 15-Jan Ondine Biomedical Inc. J -in substitution for the common shares of Ondine Biopharma Corporation J (OBP) on a (1:15) consolidated basis 14-Oct Pace Oil and Gas Ltd. -in substitution for the common shares of Midnight Oil Exploration Ltd. (MOX) on a (1:10) consolidated basis 05-Jul Palko Environment Ltd. -in substitution for the trust units of Deepwell Energy Services Trust (DWL.UN) on a (1:1) basis following plan of arrangement 16-Jun Pembina Pipeline Corporation -in substitution for the trust units of Pembina Pipeline Income Fund (PIF.UN) on a (1:1) basis following plan of arrangement 05-Oct Pembina Pipeline Corporation 7.35% Debentures -in substitution for the 7.35% Debentures of Pembina Pipeline Income Fund (PIF.DB.B) following plan of arrangement 05-Oct Perpetual Energy Inc. -in substitution for the trust units of Paramount Energy Trust (PMT.UN) on a (1:1) basis following plan of arrangement 06-Jul Perpetual Energy Inc. 6.50% Debentures -in substitution for the 6.5% Debentures of Paramount Energy Trust (PMT.DB.C) following plan of arrangement 06-Jul Perpetual Energy Inc. 7.00% Debentures -in substitution for the 7.00% Debentures of Paramount Energy Trust (PMT.DB.E) following plan of arrangement 06-Jul Perpetual Energy Inc. 7.25% Debentures -in substitution for the 7.25% Debentures of Paramount Energy Trust (PMT.DB.D) following plan of arrangement 06-Jul Pollard Banknote Limited -in substitution for the units of Pollard Banknote Income Fund (PBL.UN) on a (1:1) basis following plan of arrangement 18-May Precision Drilling Corporation -in substitution for the trust units of Precision Drilling Trust (PD.UN) on a (1:1) basis following plan of arrangement 03-Jun Premium Income Corporation Cl A -in substitution for the Cl A shares of Premium Income Corporation (PIC.A) on a (0.738208641:1) consolidated basis 01-Nov Prime Restaurants Inc. Cl A LV -in substitution for the units of Prime Restaurants Royalty Income Fund (EAT.UN) whereby each unitholder will receive one class A limited voting share for each unit held following plan of arrangement 07-Apr

61 Chapter 5 Company Name Substitutional Details Date

Quadra FNX Mining Ltd. Wt -in substitution for the warrants of FNX Mining Company Inc. (FNX.WT) following plan of arrangement 28-May Response Biomedical Corp. J -in substitution for the common shares of Response Biomedical Corp. J (RBM) on a (1:10) consolidated basis 28-May Retrocom Mid-Market Real Estate Investment Trust 6.75% Debentures -in substitution for the when issued 6.75% Debentures of Retrocom Mid-Market Real Estate Investment Trust (RMM.DB.A) following closing of offering 08-Jul Revett Minerals Inc. J -in substitution for the common shares of Revett Minerals Inc. J (RVM) on a (1:5) consolidated basis 19- Nov RS Technologies Inc. J -in substitution for the common shares of RS Technologies Inc. J (RS) on a (1:200) consolidated basis 02-Dec Silvermex Resources Inc. J -in substitution for the common shares of Genco Resources Ltd. J (GGC) on a (1.1:1) split basis following reorganization 16-Nov SMART Technologies Inc. -in substitution for the when issued common shares of SMART Technologies Inc. (SMA) following closing of offering 20-Jul Sonde Resources Corp. J -in substitution for the common shares of Canadian Superior Energy Inc. J (SNG) on a (1:5) consolidated basis 08-Jun Sprott Physical Gold Trust Units USF -in substitution for the when issued units of Sprott Physical Gold Trust USF (PHY.U) following closing of offering 03-Mar Sprott Physical Silver Trust Units USF -in substitution for the when issued Units of Sprott Physical Silver Trust USF (PHS.U) following closing of offering 03-Nov Star Portfolio Corp. Star Yield Managers Class Star Portfolio Corp. Star Yield Managers Class Wt -in substitution for the combined units of Star Portfolio Corp. (XYM.A) following separation of units 16-Nov Sterling Shoes Inc. -in substitution for the units of Sterling Income Fund (SSI.UN) on a (1:1) consolidated basis following plan arrangement 08-Jul Sterling Shoes Inc. 6.50% Debentures -in substitution for the 6.50% Debentures of Sterling Income Fund (SSI.DB) following plan arrangement 08-Jul Strongco Corporation -in substitution for the units of Strongco Income Fund (SQP.UN) on a (1:1) consolidated basis following plan arrangement 02-Jul Swisher Hygiene Inc. -in substitution for the common shares of CoolBrands International Inc. (COB) following plan of arrangement 04-Nov T. Boone Pickens Energy Fund Cl A Units T. Boone Pickens Energy Fund Cl A Warrants -in substitution for the Cl A combined units of T. Boone Pickens Energy Fund (TBP.A) following separation of units 12-Feb Tekmira Pharmaceuticals Corporation -in substitution for the common shares of Tekmira Pharmaceuticals Corporation (TKM) on a (1:5) consolidated basis 04-Nov Teranga Gold Corporation J -in substitution for the when issued common shares of Teranga Gold Corporation J (TGZ) on a (1:1) basis following closing of offering 07-Dec Tesla Exploration Ltd. J -in substitution for the common shares of Norex Exploration Services Inc. J (NRX) following acquisition of all of the issued and outstanding common shares of Tesla Exploration Ltd. J; consolidation of the common shares of Norex Exploration Services Inc. J (NRX) on a (8:1) basis; and change of name to Tesla Exploration Ltd. J 22-Apr Trilogy Energy Corp. -in substitution for the trust units of Trilogy Energy Trust (TET.UN) on a (1:1) basis following plan of arrangement 10-Feb Uranium One Inc. 5.00% Debentures -in substitution for the 7.5% Debentures of Uranium One Inc. (UUU.DB.A) following conversion 21-Oct Vaaldiam Mining Inc. J -in substitution for the common shares of Tiomin Resources Inc. J (TIO) on a (1:10) consolidated basis following plan of arrangement 26-Mar Valeant Pharmaceuticals International, Inc. -in substitution for the common shares of Biovail Corporation (BVF) following merger 28-Sep Valener Inc. -in substitution for the units of Gaz Metro Limited Partnership (GZM.UN) on a (1:1) basis following plan of arrangement 01-Oct Vermilion Energy Inc. -in substitution for the trust units of Vermillion Energy Trust (VET.UN) on a (1:1) basis following plan of arrangement 07-Sep

62 Chapter 5 Company Name Substitutional Details Date

Village Farms International, Inc. -in substitution for the trust units of Village Farms Income Fund (VFF.UN) on a (1:1) basis following plan of arrangement 05-Jan Yellow Media Inc. -in substitution for the units of Yellow Pages Income Fund (YLO.UN) on a (1:1) basis following plan of arrangement 01-Nov Yellow Media Inc. 4.25% First Pr Series 1 -in substitution for the 4.25% First Pr Series 1 shares of Yellow Pages Income Fund (YPG.PR.A) following plan of arrangement 01-Nov Yellow Media Inc. 5.00% First Pr Series 2 -in substitution for the 5.00% First Pr Series 2 shares of Yellow Pages Income Fund (YPG.PR.B) following plan of arrangement 01-Nov Yellow Media Inc. 6.25% Debentures -in substitution for the 6.25% Debentures of Yellow Pages Income Fund (YPG.DB.A) following plan of arrangement 01-Nov Yellow Media Inc. Rate Reset First Pr Series 3 -in substitution for the Rate Reset First Pr Series 3 shares of Yellow Pages Income Fund (YPG.PR.C) following plan of arrangement 01-Nov Yellow Media Inc. Rate Reset First Pr Series 5 -in substitution for the Rate Reset First Pr Series 5 of Yellow Pages Income Fund (YPG.PR.D) following plan of arrangement 01-Nov

Delistings in 2010

Issue Name Reason Date Advantage Oil & Gas Ltd. 6.50% Debentures -following maturity on the basis of $1,032.50 for each $1,000 principal amount of debentures held 30-Jun Amalgamated Income Limited Partnership Units J -at the request of the Partnership @$1.46 per unit 31-Aug Andean Resources Limited Ordinary J -following scheme of arrangement whereby each holder of Ordinary shares are entitled to receive, at their election, either i) Cdn$6.50; or ii) 0.14 common shares of Goldcorp Inc. (G) per Ordinary share held 09-Dec Angle Energy Inc. Subscription Receipts -following completion by the Company of an acquisition of certain petroleum and natural gas properties and related assets whereby each Subscription Receipt holder will be entitled to receive, without payment of additional consideration, one common share of Angle Energy Inc. (NGL) per Subscription Receipt held 02-Jul Aquiline Resources Inc. J -following acquisition whereby common shares will be exchanged for 0.2495 of a common share of Pan American Silver Corp. (PAA) and 0.1 of a common share purchase warrant of Pan American Silver Corp. for each common share held 13-Jan Artis Real Estate Investment Trust 7.50% Series B Debentures -following maturity at a repayment amount of $10.3750 per $10.00 principal amount of Debentures 09-Nov Artis Real Estate Investment Trust 7.75% Series A Debentures -following maturity at a repayment price of $10.3875 for each $10.00 principal amount of debentures held 04-Aug Atco Ltd. 5.75% Series 3 Pr -following redemption at a price of $25.50 plus a further sum of $0.086644 in accrued and unpaid dividends per share held 23-Mar Athabasca Potash Inc. J -following plan of arrangement with BHP Billiton Canada Inc. whereby all of the issued and outstanding common shares have been acquired for $8.35 per share held 24-Mar Atlantic Power Corporation When Issued -following closing of offering 20-Oct AuEx Ventures, Inc. J -following plan of arrangement whereby common shareholders are entitled to receive 0.645 of a common share of Fronteer Gold Inc. (FRG), $0.66 cash, and 0.5 of a common share of Renaissance Gold Inc. for each common share held 05- Nov Australian Solomons Gold Limited J -at the request of the company following the completion of a take-over bid offer by AGL (ASG) Pty Ltd., a wholly-owned subsidiary of Allied Gold Limited Ordinary J (ALG) 28-Jan

63 Chapter 5 Company Name Reason Date

AZCAR Technologies Incorporated -following failure to meet the continued listing requirements of TSX 12-Mar B Split II Corp. Cl A Capital Shares -following redemption at the election of the holder of either $11.0074 or a pro rata share of 0.6789468218 Portfolio Shares for each Capital Share held 01-Jun B Split II Corp. Cl B Pr -following redemption at $9.75 per Preferred Share held 01-Jun BAM Investments Corp. -at the request of the company 23-Dec Baytex Energy Trust 6.50% Debentures -following redemption at a price of $1,032.50 per $1,000 principal amount of Debentures, which include $32.50 of accrued and unpaid interest 31-Dec Bellatrix Exploration Ltd. 7.50% Debentures -following redemption at a price of $1,025.00 per debenture and a further sum of $0.21 representing accrued and unpaid interest 02-Jul Berens Energy Ltd. -following amalgamation with PetroBakken Acquisition Ltd., a wholly-owned subsidiary of PetroBakken Energy Ltd. (PBN), whereby shareholders will receive $2.70 per share held 02-Mar BioSyntech, Inc. J -failure to meet the continued listing requirements of TSX 17-Jun Birch Mountain Resources Ltd. 6.00% Debentures J -following suspension 27-Aug Birch Mountain Resources Ltd. J -following suspension 27-Aug BNS Capital Trust J The Scotiabank Trust Securities Series 2000-1 -following redemption at an amount equal to $1,000 per Scotia Trust Securities - Series 2000-1 31-Dec BNS Split Corp. II Class A Pr -following redemption at a price per share equal to the lesser of $20.83 and the Unit Value 22-Sep Bonavista Energy Trust 6.75% Debentures -following maturity on the basis of $1,033.75 for each $1,000 principal amount of debentures held 30-Jun Boralex Power Income Fund Trust Units -following business combination with 7596740 Canada Inc., an indirect wholly-owned subsidiary of Boralex Inc. 02-Nov BPO Properties Ltd. -following transaction with Brookfield Office Properties Canada whereby holders of common shares will receive one trust unit of Brookfield REIT for each common share held 04-May Bradmer Pharmaceuticals Inc. -following failure to meet the continued listing requirements of TSX 26-Mar Brainhunter Inc. J -following failure to meet the continued listing requirements of TSX 08-Jan Brascan SoundVest Diversified Income Fund Trust Units -following merger whereby unitholders will receive 1.655611 units of Brascan SoundVest Focused Business Trust (BSF.UN) per unit held 04-Jan Brascan SoundVest Total Return Fund Trust Units -following merger whereby unitholders will receive 1.256327 units of Brascan SoundVest Focused Business Trust (BSF.UN) per unit held 04-Jan Bronco Energy Ltd. J -following plan of arrangement whereby Shareholders will be entitled to receive 0.0182 common shares of Legacy Oil + Gas Inc. (LEG) per common share held 09-Nov Brookfield Investments Corporation Cl 1 Senior Pr Series A -at the request of the company 23-Dec Burntsand Inc. -following amalgamation with 7534213 Canada Inc., a wholly-owned subsidiary of Open Text Corporation whereby shareholders will receive $0.15 for each common share held 31-May Calloway Real Estate Investment Trust 6.00% Debentures -following redemption on the basis of $1,001.151 per $1,000 principal amount of debentures 07-Jul Canadian Imperial Bank of Commerce Cl A Preferred Series 19 -following redemption at a price of $25.45 per share 29- Oct Canadian Imperial Bank of Commerce Cl A Preferred Series 23 -following redemption at a price of $25.00 per share 29- Oct Canadian Royalties Inc. J -following plan of arrangement with Jien Canada Mining Ltd. whereby each common share will be exchanged for $0.80 14-Jan

64 Chapter 5 Company Name Reason Date

Cequence Energy Ltd. Subscription Receipts -following completion by the company of an acquisition of certain petroleum and natural gas properties and related assets whereby each subscription receipt holder will receive one common share of Cequence Energy Ltd. (CQE) 09-Sep Chariot Resources Limited J -following plan of arrangement whereby all the issued and outstanding shares have been acquired for $0.67 per share by China Sci-Tech Minerals Limited 14-Jun Chartwell Seniors Housing Real Estate Investment Trust 6.00% Debentures -following redemption at a price of $1,030.32876712 per $1,000 Principal amount of Debentures 03-Dec Chemokine Therapeutics Corp. J -following failure to meet the continued listing requirements of TSX 14-May Churchill Corporation (The) Subscription Receipts -following completion of the acquisition of all of the issued and outstanding common shares of Seacliff Construction Corp. whereby each subscription receipt holder will be entitled to receive one common share of The Churchill Corporation (CUQ) per subscription receipt held 14-Jul Coalcorp Mining Inc. J -following failure to meet the continued listing requirements of TSX 16-Aug Coalcorp Mining Inc. J Senior Notes USF -following failure to meet the continued listing requirements of TSX 16-Aug Coalcorp Mining Inc. J Wt -following failure to meet the continued listing requirements of TSX 16-Aug Coalcorp Mining Inc. J Wt A -following failure to meet the continued listing requirements of TSX 16-Aug Coalcorp Mining Inc. J Wt B -following failure to meet the continued listing requirements of TSX 16-Aug Comaplex Minerals Corp. -following plan of arrangement whereby shareholders are entitled to receive 0.1576 of a common share of Agnico-Eagle Mines Limited (AEM) and one common share of Geomark Exploration Ltd. for each share held 12-Jul ConjuChem Biotechnologies Inc. J -following failure to meet the continued listing requirements of TSX 06-Apr Connor, Clark & Lunn Conservative Income Fund II Units -following merger with Connor, Clark & Lunn PRINTS Trust (CCP.UN) 14- Jun Consolidated Mercantile Incorporated -following amalgamation with Genterra Inc. whereby common shares will be exchanged for common shares of a new company to be named Genterra Capital which will be listed on TSX Venture under the symbol GIC on a (1:1) basis 13-May Copernican World Banks Income and Growth Trust Units -following merger whereby each unit holder will receive 0.879911 of a unit of Global Banks Premium Income Trust Units (GBP.UN) per unit held 10-Dec Copper Mesa Mining Corporation J -following failure to meet the continued listing requirements of TSX 19-Feb Copper Mesa Mining Corporation J Wt -following failure to meet the continued listing requirements of TSX 19-Feb Corel Corporation J -as a result of a recently effected stock consolidation pursuant to which Corel Holdings, L.P. an indirect controlled entity of Vector Capital, became the sole shareholder of the company whereby shares have been consolidated on a (1:871,589) basis and shareholders, other than the purchaser will only receive a cash consideration equal to US$4 in respect of each pre-consolidation share held 28-Jan Coretec Inc. -following plan of arrangement whereby DDi Corp. indirectly acquired all of the issued and outstanding common shares for $0.38 per share 05-Jan Corriente Resources Inc. J -following acquisition by CRCC-Tongguan Investment (Canada) Co., Ltd., a wholly-owned subsidiary of CRCC-Tongguan Investment Co., Ltd., at a price of $8.60 per share 04-Aug

65 Chapter 5 Company Name Reason Date

Data Group Income Fund (The) 6.75% Debentures -following redemption at a price of $1,033.75 per $1,000 principal amount of Debentures, which includes $33.75 of accrued and unpaid interest 31-Dec Davie Yards Inc. J -following failure to meet the continued listing requirements of TSX 01-Apr Daylight Energy Ltd. 8.5% Debentures -following redemption at a price of $1,050 for each $1,000 principal amount of Debentures and a further sum of $5.35 in accrued and unpaid interest 23-Nov Delta Uranium Inc. J -at the request of the company 31-Mar Dioro Exploration NL Ordinary J -following acquisition of the remaining outstanding ordinary shares of the company following take-over bid offer by Avoca Resources Limited 29-Mar diversiGlobal Dividend Value Fund Trust Units -at the request of the Fund 16-Mar diversiTrust Energy Income Fund Trust Units -at the request of each of the funds following merger with Dynamic Energy Income Fund 18-Mar diversiTrust Income + Fund Trust Units -at the request of each of the funds following merger with Dynamic Strategic Yield Fund 18- Mar diversiTrust Income Fund Trust Units -at the request of the Fund 16-Mar diversiTrust Stable Income Fund Trust Units -at the request of the Fund 16-Mar diversiYield Income Fund Trust Units -at the request of the Fund 16-Mar Divestco Inc. -following plan of arrangement whereby all the common shares were exchanged for Class A shares of the Company and other consideration 05-Oct Dragon Pharmaceutical, Inc. -following merger with Chief Respect Limited and Datong Investment Inc., a wholly-owned subsidiary of Chief Respect Limited, pursuant to the merger, each shareholder is entitled to receive $0.82 per common share held 27-Jul Drive Products Income Fund Units -following completion of take-over bid by 2256479 Ontario Inc. at a price of $2.50 per unit of the Fund 17-Nov EarthFirst Canada Inc. J -at the request of the company 04-Mar Elgin Mining Inc. J -following failure to meet the continued listing requirements of TSX 03-Nov Enerchem International Inc. -following acquisition by Trinity Capital Partners Ltd. at a price of $2.75 per share 15-Jun Enerflex Systems Income Fund Units -following acquisition Toromont Industries Ltd. at the election of the holder, either i) $14.25 per unit; or ii) 0.5382 of a common share of Toromont Industries Ltd. (TIH) and $0.05 26-Feb

Energy Plus Income Trust Units -following merger with Energy Income Fund (ENI.UN) and CGF Resource 2008 Flow-Through LP whereby each unit will be exchanged for 1.2818 units of Energy Income Fund (ENI.UN) 06-Oct Energy Split Corp. II Inc. Capital -following redemption whereby shareholders will receive for every two Capital Shares redeemed cash equal to the amount, if any, by which the Unit Value exceeds $13.74 16-Dec Energy Split Corp. II Inc. Preferred -following redemption at a price per share equal to the lesser of $13.74 and the Unit Value 16- Dec Etruscan Resources Incorporated J -following plan of arrangement whereby each common shareholder became entitled to receive 0.0932 of a common share of Endeavour Financial Corporation (EDV) and $0.26 per share held 14-Sep Etruscan Resources Incorporated J Wt -following plan of arrangement whereby each common share purchase warrant issued on November 2, 2007 will be exchanged for one warrant (EDV.WT.B) to purchase 0.0932 common shares of Endeavour Financial Corporation and $0.26 in cash at an exercise price of $4.00 until 5pm on Nov. 2, 2010 14-Sep Etruscan Resources Incorporated J Wt -following plan of arrangement whereby each common share purchase warrant issued on August 6, 2008 will be exchanged for one warrant (EDV.WT.C) to purchase 0.0932 common shares of Endeavour Financial Corporation and $0.26 in cash at an exercise price of $1.85 until 5pm on August 6, 2011 14-Sep

66 Chapter 5 Company Name Reason Date

European Premium Dividend Fund Trust Units -following merger whereby each unit holder will receive 1.230920 of a unit of Copernican International Premium Dividend Fund (CPM.UN) per unit held 10-Dec Excel India Trust Units -at the request of the Trust in connection with the merger with Excel India Fund 27-Jul Faircourt Income & Growth Split Trust Preferred Securities -following merger whereby the Preferred Securities will be exchanged for new preferred securities of Faircourt Split Trust 6.25% (FCS.PR.B) on a (1:1) basis 30-Sep Faircourt Income & Growth Split Trust Units -following merger with Faircourt Split Trust (FCS.UN) 30-Sep Faircourt Split Trust 5.75% Preferred Securities -following redemption at a price per security of $10.00 representing the principal amount per security plus accrued interest in the amount of $0.2867 30-Sep First Metals Inc. J -at the request of the company 27-Sep First Premium Income Trust Units -following merger with Premier Canadian Income Fund (GIP.UN) whereby units will be redeemed in exchange for units of the continuing fund at an exchange ratio to be calculated 30-Jun Firstgold Corp. J -following failure to meet the continued listing requirements of TSX 28-Jan FNX Mining Company Inc. -following plan of arrangement whereby each holder of common shares will be entitled to receive 0.87 of a common share of Quadra Mining Ltd. (QUA) and $0.0001 for each share held 27-May Foremost Income Fund Trust Units -at the request of the Fund 15-Dec Fort Chicago Energy Partners L.P. 6.75% Debentures -following redemption at a price of $1,033.75 per $1,000 principal amount of Debentures, which include $33.75 of accrued and unpaid interest 31-Dec Fort Chicago Power Ltd. 6.25% Debentures USF -following redemption at a price of US$1,000.00 per Debenture and a further sum of US$31.25 per Debenture representing accrued and unpaid interest 29-Oct Frontera Copper Corporation 10.00% Senior Notes Series 1 J -following plan of arrangement whereby the Notes will be cancelled and extinguished and noteholders will receive new notes 15-Jun Frontera Copper Corporation 10.00% Senior Notes Series 2 J -following plan of arrangement whereby the Notes will be cancelled and extinguished and noteholders will receive new notes 15-Jun Gerdau AmeriSteel Corporation -following plan of arrangement whereby each common share has been purchased for US$11.00 31-Aug Glendale International Corp. J -following failure to meet the continued listing requirements of TSX 26-Feb Global Credit Pref Corp. Pr -following redemption at $8.15 per preferred share 07-Jun Goldstake Explorations Inc. J -failure to meet the continued listing requirements of TSX 12-Jul Great Plains Exploration Inc. J -following plan of arrangement whereby each shareholder w ill receive 0.088 of a trust unit of Avenir Diversified Income Trust (AVF.UN) or 0.088 of an exchangeable share of Avenir Exchange Corp. per common share held 10-Nov Great-West Life Assurance Company (The) Preferred Series O -following redemption at $25.00 per share 29-Oct Great-West Lifeco Inc. 4.70% First Pr Series D -following redemption at a price of $25.25 per preferred share held 31-Mar Haemacure Corporation J -following failure to meet the continued listing requirements of TSX 05-Feb Harvest Operations Corp. 6.50% Debentures -following redemption at a price of $1,032.50 per $1,000 principal amount of Debentures, which include $32.50 of accrued and unpaid interest 31-Dec High Income Preferred Shares Corporation Series 1 -following redemption on the basis of $27.80 per Series 1 share held 12- Mar

67 Chapter 5 Company Name Reason Date

High Income Preferred Shares Corporation Series 2 -following redemption on the basis of $16.46 per Series 2 share held 12- Mar Horizons BetaPro S&P Agribusiness North America Bear Plus ETF -at the request of the ETF 17-Aug Horizons BetaPro S&P Agribusiness North America Bull Plus ETF -at the request of the ETF 17-Aug HSBC Canada Asset Trust Securities Series 2010 -following redemption at an amount equal to $1,000 per Series 2010 HSBC Canada Asset Trust Securities 31-Dec IAT Air Cargo Facilities Income Fund Trust Units -following effected combination whereby unitholders received 9.75 trust units of Huntingdon Real Estate Investment Trust (HNT.UN) for each unit held 06-Jan Innergex Power Income Fund Units -following combination whereby unitholders will receive 1.460 common shares of Innergex Renewable Energy Inc. (INE) and $0.07946 per unit held 31-Mar InnVest Real Estate Investment Trust 6.25% Debentures Series A -following redemption at an amount of $1,026.20 per $1,000 principal amount of Series A Debentures held 15-Sep

International Royalty Corporation -following plan of arrangement with Royal Gold, Inc. and RG Exchangeco Inc., a wholly-owned subsidiary of Royal Gold, whereby Royal Gold has acquired all of the issued and outstanding shares, whereby shareholders who elected all cash consideration will receive $4.20 and 0.0593 common shares of Royal Gold, Inc. (RGL) or 0.0593 exchangeable shares of RG Exchangeco Inc.; or shareholders who elected all share consideration will receive either 0.1385 common shares of Royal Gold, Inc. (RGL) or 0.1385 exchangeable shares of RG Exchangeco Inc.; or shareholders who elected a combination of cash and shares will receive their proportionate cash and share consideration as pro-rated under the arrangement 25-Feb IPL Inc. MV -following amalgamation with Novacap Industries III, L.P., Fonds de solidarite des travailleurs du Quebec and certain affiliates whereby each shareholder will receive one redeemable share of the amalgamated company for each share held 19- Oct ISE Limited J -following failure to meet the continued listing requirements of TSX 16-Sep Iteration Energy Ltd. J -following plan of arrangement whereby shareholders will receive at their election either: i) $1.83; ii) 0.5631 of a common share of Storm Ventures International Inc. J; or a combination of i) & ii) 05-Jul Keystone North America Inc. -following acquisition by SCI Alliance Acquisition Corporation, a wholly-owned subsidiary of Service Corporation International whereby shareholders will be entitled to receive $8.07 for each share held 29-Apr Keystone North America Inc. Income Participating Securities -at the request of the company 16-Apr Killam Properties Inc. J 6.50% Debentures -following redemption at a price of $1,029.38 for each $1,000 principal amount of Debentures 13-Dec Kinross Gold Corporation USF -at the request of the company 08-Sep Lanesborough Real Estate Investment Trust 5 Year 9% Second Mortgage Bond J -following redemption whereby $612.24 per $1000 principal amount of Bonds were partially redeemed by the Trust on December 14, 2010 and the Trust will redeem the remaining $387.76 outstanding principal amount of Bonds on Redemption Date at a price of $394.41 including accrued and unpaid interest per $1000 principal amount 29-Dec

68 Chapter 5 Company Name Reason Date

Legacy Oil + Gas Inc. Subscription Receipts -following completion by the Company of an acquisition of the outstanding shares of CanEra Resources whereby each Subscription Receipt entitles the holder to receive, without payment of additional consideration, one common share of Legacy Oil + Gas Inc. (LEG) for each Subscription Receipt held 07-Jul Legg Mason Canada Holdings Ltd. Exchangeable -following redemption whereby holders of exchangeable shares will receive one common share of Legg Mason, Inc. which trade on NYSE under the symbol LM 26-May Lihir Gold Limited Ordinary -at the request of the company 12-Jul Linear Gold Corp. J -following plan of arrangement with Apollo Gold Corporation (APG) whereby shareholders will receive 1.3686 common shares of Brigus Gold Corporation (BRD) per share held 25-Jun Livingston International Income Fund Units -following plan of arrangement with 2219987 Ontario Inc., a company which will be owned and controlled by Canada Pension Plan Investment Board and Sterling Partners, upon completion of the arrangement, unitholders will be entitled to receive $9.50 for each unit of the Fund held 20-Jan Logibec Groupe Informatique Ltd. J -following acquisition by OPE LGI Inc., a new acquisition company majority owned, indirectly, by OMERS Administration Corporation for and on behalf of OMERS pension plans on the basis of $26.00 per share 03-Aug Macquarie Power & Infrastructure Income Fund 6.75% Debentures -following redemption at a price of $1,001.85 per $1,000 principal amount of Debentures 11-Jan Marathon PGM Corporation J -following plan of arrangement whereby each common share has been indirectly purchased by Stillwater Mining Company for 0.112 of a common share of Stillwater Mining Company, $1.775 in cash and 0.5 of a common share of Marathon Gold Corporation J (MOZ) 02-Dec Matrikon Inc. J -following amalgamation with 1535758 Alberta Ltd., a wholly-owned subsidiary of Honeywell International Inc. whereby shareholders will receive $4.50 for each common share held 30-Jun Medicure Inc. J -following failure to meet the continued listing requirements of TSX 26-Mar MEGA Brands Inc. Cl A Subscription Receipts -following plan of arrangement whereby each class A subscription receipt will be converted into one debt unit of the company, comprised of a 10% debenture in the principal amount of $1,000 due March 31, 2015 and 800 common share purchase warrants 30-Mar MEGA Brands Inc. Cl B Subscription Receipts -following plan of arrangement whereby each class B subscription receipt will be converted into one equity unit of the company, comprised of 200 shares and 120 warrants 30-Mar Menu Foods Income Fund Units -following sale of all of the securities of Menu Foods Limited, a subsidiary of the Fund, to Simmons Pet Food, Inc. on November 3, 2010, and the subsequent redemption of all of the issued and outstanding Units of the Fund on, November 4, 2010, for a redemption price equal to $4.80 cash per Unit 03-Nov Mercator Minerals Ltd. 11.50% Secured Notes USF J -following redemption at a price of US$1,089.6986 for each US$1,000 principal amount of Notes 06-May Metallic Ventures Gold Inc. J -following plan of arrangement whereby each shareholder will be entitled to receive 0.1635 common shares of International Minerals Corporation (IMZ) and US$0.4615 per share held 02-Mar

69 Chapter 5 Company Name Reason Date

Monterey Exploration Ltd. J -following plan of arrangement with Pengrowth Energy Trust whereby holders of common shares are entitled to receive for each share held: a) 0.8298 of a trust unit of Pengrowth Energy Trust (PGF.UN); or b) 0.8298 of an exchangeable share of Pengrowth Corporation; or c) a combination thereof, subject to, in all cases, an aggregate maximum of 33,825,711 Pengrowth Units issued or made issuable 21-Sep Mood Media Corporation 10% Debentures J -following redemption at a price of $1,071.21 per $1,000 principal amount of Debentures held 04-Oct Moydow Mines International Inc. J -following plan of arrangement whereby common shares will be exchanged for common shares of Franco-Nevada Corporation (FNV) on a (0.02863:1) basis 26-Jan Mulvihill Pro-AMS RSP Split Share Corp. Cl A -following redemption whereby Class A Shareholders will receive equal to the lesser of: (a) $10.00 plus any accrued and unpaid distributions, and (b) the net asset value of the managed portfolio on that date divided by the total number of Class A Shares then outstanding 29-Oct Mulvihill Pro-AMS RSP Split Share Corp. Cl B -following redemption whereby Class B Shareholders will receive equal to the greater of: (a) the NAV per unit (each unit consisting of one Class A Share and one Class B Share) minus the Class A Share redemption amount; and (b) the forward price that would be payable to the Corporation under the Class B Share forward agreement divided by the number of Class B Shares then outstanding 29-Oct Navina Global Resource Fund Units -following conversion of the Fund to an open-ended mutual fund 25-Jun Nord Resources Corporation J -following failure to meet the continued listing requirements of TSX 30-Jul NUCRYST Pharmaceuticals Corp. J -following amalgamation with 1499642 Alberta Ltd., a wholly-owned subsidiary of Westaim Corporation whereby each issued and outstanding common share was converted into one series 1 preferred share of Westaim Holdings Limited, which is redeemable for US$1.77 09-Feb O’Leary Founder’s Series Income & Growth Fund Trust Units -following conversion to an open-ended mutual fund 01- Nov O’Leary Global Income Opportunities Fund Transferable Trust Units -at the request of the Fund 03-Aug O’Leary Global Infrastructure Fund Cl A Trust Units -at the request of the Fund 04-May OceanaGold Corporation Subscription Receipts -following fulfillment of Release conditions, as defined in the Short Form Prospectus dated February 26, 2010 29-Mar Oil Sands Split Trust Capital Units -following redemption whereby each holder of Capital Units will receive i) for each Capital Unit redeemed, $108.304 per Capital Unit or; ii) provided that the Unitholder tendered a combined security (consisting of a Capital Unit and a Preferred Security) and elected to receive units of Canadian Oil Sands Trust (COS.UN), approximately 4.90415 trust units of Canadian Oil Sands Trust as well as approximately $0.60129 09-Sep Oil Sands Split Trust Preferred Securities -pursuant to the Trust’s trust agreement, all of the outstanding Preferred Securities will be redeemed by the Trust on the Redemption Date at a price per Preferred Security equal to $17.00 plus $0.36125 in accrued interest 09-Sep Pacific & Western Credit Corp. 9.25% Series A Promissory Notes -following maturity at a price of $1,027.62 per $1,000 principal amount of Notes 19-Apr Pacific Energy Resources Ltd. J -following suspension 08-Nov Pantera Drilling Income Trust Units -following plan of arrangement whereby holders of trust units received 21.9048 common shares of Western Energy Services Corp. per unit held 23-Dec Paramount Energy Trust 6.25% Debentures -following redemption at $1,031.08 including accrued and unpaid interest for each $1,000 principal amount of debentures 30-Jun

70 Chapter 5 Company Name Reason Date

Paramount Energy Trust Subscription Receipts -following completion by Paramount Energy Trust of an acquisition of certain petroleum and natural gas properties and related assets in west central Alberta 01-Apr Peace Arch Entertainment Group Inc. J -following failure to meet the continued listing requirements of TSX 22-Jan Pembina Pipeline Corporation 7.35% Debentures -following redemption at a price of $1,036.75 for each $1,000 principal amount of Debentures, which include $36.75 of accrued and unpaid interest 31-Dec Pengrowth Energy Trust 6.50% Debentures -following redemption at a price of $1,027.67 per $1,000 principal amount of Debentures held 15-Jan Penn West Energy Trust 6.50% Debentures -following maturity 30-Jul Penn West Energy Trust 8.00% Debentures -following redemption at $1,040.00 including accrued and unpaid interest for each $1,000 principal amount of debentures 30-Jun PetroCorp Group Inc. J -at the request of the company 15-Jan Petroflow Energy Ltd. J -failure to meet the continued listing requirements of TSX 02-Jun Power Financial Corporation 4.70% First Pr Series J -following redemption at a price of $25.50 per Series J Preferred Shares held 30-Jul Power Financial Corporation 5.20% First Pr Series C -following redemption at a price of $25.40 per Series C share and separately from the redemption price, a quarterly dividend of $0.325 29-Oct Pristine Power Inc. J -following compulsory acquisition by Fort Chicago Energy Partners L.P. of all remaining outstanding common shares on the basis of 0.2703 of a Class A Limited Partnership Unit of Fort Chicago per common share 25-Nov Progress Energy Resources Corp. 6.75% Debentures -following redemption at $1,033.75 including accrued and unpaid interest for each $1,000 principal amount of debentures 30-Jun Progress Energy Resources Corp. Subscription Receipts -following the completion by Progress Energy Resources Corp. of an indirect acquisition of certain petroleum and natural gas assets whereby each Subscription Receipt holder will receive one common share of the company for each Subscription Receipt held 31-Mar Protective Products of America, Inc. J -following failure to meet the continued listing requirements of TSX 19-Feb Public Storage Canadian Properties Limited Partnership Units -following acquisition by PS Canada Company ULC and certain of its wholly-owned subsidiaries, of all of the remaining outstanding Units of the Partnership at a price of $20.00 per Unit 09-Sep RBC Capital Trust Capital Securities -following redemption at $1,000 per trust unit 30-Jun Red Back Mining Inc. J -following plan of arrangement whereby each holder of common shares will be entitled to receive 1.778 of a common share of Kinross Gold Corporation (K) plus 0.11 of a common share purchase warrant of Kinross Gold Corporation 21- Sep Reko International Group Inc. -at the request of the company 08-Dec Richview Resources Inc. J -following an indirect amalgamation whereby each common share will be exchanged for one-ninth of a common share of Cadillac Ventures Inc. (CDC) listed on TSX Venture Exchange 12-Jan Roctest Ltd. -following plan of arrangement whereby Nova Metrix LLC has acquired all of the issued and outstanding shares at a price of $4.01 per share 14-Dec Rogers Sugar Income Fund 6.00% Debentures -following maturity on the basis of $1,030.00 for each $1,000 principal amount of debentures held 29-Jun Royal Bank of Canada BRIC LEOS Series 2 Notes -following maturity 15-Apr

71 Chapter 5 Company Name Reason Date

Royal Bank of Canada BRIC LEOS Series 3 Notes -following maturity 04-Jun Royal Bank of Canada Dow Jones Euro STOXX 50 LEOS Series 1 Notes -following maturity at $10.00 per note 24-Sep Royal Bank of Canada Global LEOS Series 10 Notes -following maturity 30-Apr Royal Bank of Canada Global LEOS Series 12 Notes -following maturity at $10.00 per note 31-Aug Royal Bank of Canada Global LEOS Series 2 Notes -following maturity 31-Mar Royal Bank of Canada Global LEOS, Series 11 -following maturity 07-Jul Royal Bank of Canada Global LEOS, Series 13 -following maturity at $10.00 per note 21-Oct Royal Bank of Canada MSCI E AFE Index Fund Linked Notes Series 1 -following maturity 30-Apr Royal Bank of Canada MSCI EAFE Index Fund Linked Notes Series 2 -following maturity 30-Apr Royal Bank of Canada Nasdaq-100 Index Linked Notes Series 2 -following maturity 02-Jul Royal Bank of Canada Principal Protected India-Japan LEOS Series 1 -following maturity at US$10.00 per note 22-Dec Royal Bank of Canada Principal Protected Minimum Return Global LEOS Series 14 Notes -following maturity at $10.55 cash per note, comprised of $10.00 representing the principal amount and $0.55 representing the Variable Return 30-Nov Royal Bank of Canada S&P 500 LEOS, Series 4 Notes -following maturity at $10.00 per note 17-Sep Royal Laser Corp. J -following acquisition by M&A Acquisition Corp., an affiliate of Triple M Metal LP, at a price of $0.47 per share 15- Jun Samuel Manu-Tech Inc. -following amalgamation whereby each common share has been purchased for $7.50 13- Sep San Anton Resource Corporation J -following arrangement whereby all common shares not beneficially controlled by Kings Minerals NL have been exchanged for ordinary shares of King Minerals NL on the basis of 2.5 Ordinary shares for every common share held 28-Sep Seacliff Construction Corp. -following plan of arrangement with The Churchill Corporation (CUQ) and 0880486 B.C. Ltd., a wholly- owned subsidiary of The Churchill Corporation whereby each holder of common shares is entitled to $17.14 per share held 16- Jul Sentry Select Global Real Estate Fund Units -at the request of Sentry Select Capital Inc., the manager of the Fund, as a result of the upcoming merger of the Fund with Sentry Select REIT Fund 20-Jan Sirit Inc. J -following plan of arrangement whereby each common share has been purchased for $0.46 per share held 09-Mar Spectra Energy Canada Exchangeco Inc. Exchangeable A Spectra Energy Canada Exchangeco Inc. Exchangeable B -following redemption whereby each exchangeable A shares will be exchanged for one common share of Duke Energy Corporation and each exchangeable B shares will be exchanged for one common share of Spectra Energy Corp. 18-Mar Sprott Physical Gold Trust US When Issued -following closing of offering 01-Jun Sprott Physical Gold Trust When Issued USF -following closing of offering 22-Sep Storm Exploration Inc. -following plan of arrangement whereby holders of common shares are entitled to receive: A) at there election either i) 0.5700 of a trust unit of ARC Trust (AET.UN); or ii) subject to adjustment, 0.2021 of a Series B exchangeable share of ARC Resources; B) 0.3333 of a common share of 1541229 Alberta Ltd.; C) approximately 0.1333 of a common share purchase warrant of 1541229 Alberta Ltd.; and D) subject to adjustment, approximately $1.00 in cash 23-Aug

72 Chapter 5 Company Name Reason Date

TD Split Inc. Cl B Capital -following redemption at $45.2674 per Capital shares 15-Nov TD Split Inc. Cl B Pr -following redemption at $28.10 per Preferred shares 15-Nov TLC Vision Corporation -following failure to meet the continued listing requirements of TSX 21-Jan Uranium Limited Ordinary J -following plan of arrangement whereby each ordinary share has been exchanged for 0.50 of a common share of Uranium Participation Corporation (U) 30-Mar UTS Energy Corporation -following plan of arrangement whereby shareholders will be entitled to receive in exchange for each share held: a) $3.08, and; b) 0.1 of a common share of SilverBirch Energy Corporation 06-Oct Vaaldiam Resources Ltd. J -following plan of arrangement with Tiomin Resources Inc. (TIO) whereby each common share will be exchanged for 0.08 post (1:10) consolidated Tiomin Resources Inc. share 25-Mar Virgin Metals Inc. J -at the request of the company 10-May Voice Mobility International, Inc. J -following failure to meet the continued listing requirements of TSX 30-Jul West 49 Inc. J -following plan of arrangement whereby each common share has been purchased for $1.30 01-Sep West Energy Ltd. -following plan of arrangement whereby shareholders of common shares will be entitled to receive 0.465 of a common share of Daylight Energy Ltd. (DAY) or $5.50 per share held 17-May Western Coal Corp. 7.50% Debentures J -following redemption at a price of $1,014.17 for each $1,000 principal amount of Debentures 31-May Whiterock Real Estate Investment Trust 9.00% Series C Debentures -following redemption at a price of $10.199726 per $10 principal amount of debentures held 21-Dec Whiterock Real Estate Investment Trust Five-Year 8.00% Debentures -following maturity whereby holders will receive $10.00 per $10.00 principal amount of Debentures 28-Jun World Color Press Inc. World Color Press Inc. USF World Color Press Inc. Series I Wt World Color Press Inc. Series II Wt -following plan of arrangement whereby holders of common shares will be entitled to receive 0.2154 class A common share of Quad/Graphics Inc. and US$0.56, Series I Warrant holders will receive US$1.41 and Series II Warrants will receive US$0.94 05-Jul World Energy Solutions, Inc. J -at the request of the Company 31-Dec World Point Terminals Inc. -following amalgamation whereby shareholders received one redeemable preferred share of World Point inc. which was immediately redeemed for US$12.90 per share held 05-Jul X-Cal Resources Ltd. J -following plan of arrangement whereby each common share has been exchanged for 0.125 common shares of Paramount Gold and Silver Corp. (PZG) 02-Sep Xenos Group Inc. J -following compulsory acquisition by Actuate Canada International Corporation, a corporation wholly-owned by Actuate Corporation, of all of the remaining outstanding common shares at a price of $3.50 per share held 05-Mar Yellow Media Inc. 5.50% Debentures -following redemption at a price of $1,027.50 per $1,000 principal amount of debentures 30- Jul Zuni Holdings Inc. J -at the request of the company 04-Aug

73 Chapter 5 Name Changes in 2010

Company Issue Changed From Date Argonaut Gold Inc. J (AR) Common -formerly Argonaut Gold Ltd. J (AR) 22-Oct Argonaut Gold Inc. J (AR.WT) Wt -formerly Argonaut Gold Ltd. J Wt (AR.WT) 22-Oct BMO China Equity Hedged to CAD Index (ZCH) ETF -formerly BMO China Equity Hedged to CAD (ZCH) 04-May BMO High Yield US Corporate Bond Hedged to CAD Index (ZHY) ETF -formerly BMO High Yield US Corporate Bond Hedged to CAD ETF (ZHY) 04-May BMO India Equity Hedged to CAD Index (ZID) ETF -formerly BMO India Equity Hedged to CAD (ZID) 04-May BMO Mid Federal Bond Index (ZFM) ETF -formerly BMO Canadian Government Bond Index (ZGB) 01-Jun Bonterra Energy Corp. (BNE) Common -formerly Bonterra Oil & Gas Ltd. (BNE) 14-Jan Brookfield Soundvest Equity Fund (BSE.UN) Units -formerly Brascan SoundVest Focused Business (BSF.UN) 04-Jan Brookfield Soundvest Split Trust (BSD.PR.A) Preferred -formerly Brascan SoundVest Rising Distribution Split Trust (BSD.PR.A) 30-Apr Brookfield Soundvest Split Trust l (BSD.UN) Capital Units -formerly Brascan SoundVest Rising Distribution Split Trust (BSD.UN) 30-Apr Calmena Energy Services Inc. (CEZ) Common -formerly Blackwatch Energy Services Corp. (BWT) 15-Jun Candente Copper Corp. J (DNT) Common -formerly Candente Resource Corp. J (DNT) 04-Jan CanWel Building Materials Group Ltd. (CWX) Common -formerly CanWel Holdings Corporation (CWX) 20-May CanWel Building Materials Group Ltd. (CWX.DB) 5.85% Debentures -formerly CanWel Holdings Corporation (CWX.DB) 20-May China Gold International Resources Corp. Ltd. J (CGG) Common -formerly Jinshan Gold Mines Inc. J (JIN) 19-Jul Connor, Clark & Lunn Conservative Income & Growth Fund (CCP.UN) Trust Units -formerly Connor, Clark & Lunn PRINTS (CCP.UN) 14-Jun Endeavour Mining Corporation (EDV) Common -formerly Endeavour Financial Corporation (EDV) 20-Sep Endeavour Mining Corporation (EDV.WT.A) Ordinary Wt -formerly Endeavour Financial Corporation (EDV.WT.A) 20- Sep Endeavour Mining Corporation (EDV.WT.B) Nov Wt -formerly Endeavour Financial Corporation (EDV.WT.B) 20-Sep Endeavour Mining Corporation (EDV.WT.C) Aug Wt -formerly Endeavour Financial Corporation (EDV.WT.C) 20-Sep Energy Income Fund Trust (ENI.UN) Trust Units -formerly Sustainable Production Energy (SPU.UN) 04-Oct Equity Financial Holdings Inc. J (EQI) Common -formerly Grey Horse Corporation J (GHC) 21-Dec EXFO Inc. (EXF) SV -formerly EXFO Electro-Optical Engineering Inc. (EXF) 08-Mar Fronteer Gold Inc. J (FRG) Common -formerly Fronteer Development Group Inc. J (FRG) 13-May Golden Predator Corp. J (GPD) Common -formerly Golden Predator Royalty & Development Corporation J (GPD) 25- May Golden Predator Corp. J (GPD.WT) Wt -formerly Golden Predator Royalty & Development Corporation J (GPD.WT) 25- May Great Panther Silver Limited J (GPR) Common -formerly Great Panther Resources Limited J (GPR) 12-Jan INV Metals Inc. J (INV) Common -formerly International Nickel Ventures Corporation J (INV) 16-Jun iShares DEX All Corporate Bond Index Fund (XCB) ETF -formerly iShares CDN DEX All Corporate Bond Index Fund 20- Apr iShares DEX All Government Bond Index Fund (XGB) ETF -formerly iShares CDN DEX All Government Bond Index Fund 20-Apr iShares DEX Long Term Bond Index Fund (XLB) ETF -formerly iShares CDN DEX Long Term Bond Index Fund 20-Apr iShares DEX Real Return Bond Index Fund (XRB) ETF -formerly iShares CDN DEX Real Return Bond Index Fund 20-Apr

74 Chapter 5 Company Issue Changed From Date iShares DEX Short Term Bond Index Fund (XSB) ETF -formerly iShares CDN DEX Short Term Bond Index Fund 20-Apr iShares DEX Universe Bond Index Fund (XBB) ETF -formerly iShares CDN DEX Universe Bond Index Fund 20-Apr iShares Diversified Monthly Income Fund (XTR) ETF -formerly iShares S&P/TSX Income Trust Index Fund (XTR) 03-Sep iShares Dow Jones Canada Select Dividend Index Fund (XDV) ETF -formerly iShares CDN Dow Jones Canada Select Dividend Index Fund 20-Apr iShares Dow Jones Canada Select Growth Index Fund (XCG) ETF -formerly iShares CDN Dow Jones Canada Select Growth Index Fund 20-Apr iShares Dow Jones Canada Select Value Index Fund (XCV) ETF -formerly iShares CDN Dow Jones Canada Select Value Index Fund 20-Apr iShares Gold Trust (IGT) ETF -formerly iShares COMEX Gold Trust (IGT) 20-Sep iShares Jantzi Social Index Fund (XEN) ETF -formerly iShares CDN Jantzi Social Index Fund 20-Apr iShares MSCI EAFE Index Fund (XIN) ETF -formerly iShares CDN MSCI EAFE 100% Hedged to CAD Dollars Index Fund 20- Apr iShares MSCI Emerging Markets Index Fund (XEM) ETF -formerly iShares MSCI Emerging Markets Index Fund 20- Apr iShares MSCI World Index Fund (XWD) ETF -formerly iShares CDN MSCI World Index Fund 20-Apr iShares Russell 2000 Index Fund (XSU) ETF -formerly iShares CDN Russell 2000 Index - Canadian Dollar Hedged Index Fund 20-Apr iShares S&P 500 Index Fund (XSP) ETF -formerly iShares CDN S&P 500 Hedged to Canadian Dollars Index Fund 20- Apr iShares S&P/TSX 60 Index Fund (XIU) ETF -formerly iShares CDN S&P/TSX 60 Index Fund 20-Apr iShares S&P/TSX Capped Composite Index Fund (XIC) ETF -formerly iShares CDN S&P/TSX Capped Composite Index Fund 20-Apr iShares S&P/TSX Capped Energy Index Fund (XEG) ETF -formerly iShares CDN S&P/TSX Capped Energy Index Fund 20-Apr iShares S&P/TSX Capped Financials Index Fund (XFN) ETF -formerly iShares CDN S&P/TSX Capped Financials Index Fund 20-Apr iShares S&P/TSX Capped Information Technology Index Fund (XIT) ETF -formerly iShares CDN S&P/TSX Capped Information Technology Index Fund 20-Apr iShares S&P/TSX Capped Materials Index Fund (XMA) ETF -formerly iShares CDN S&P/TSX Capped Materials Index Fund 20-Apr iShares S&P/TSX Capped REIT Index Fund (XRE) ETF -formerly iShares CDN S&P/TSX Capped REIT Index Fund 20- Apr iShares S&P/TSX Completion Index Fund (XMD) ETF -formerly iShares CDN S&P/TSX Completion Index Fund 20-Apr iShares S&P/TSX Global Gold Index Fund (XGD) ETF -formerly iShares CDN S&P/TSX Global Gold Index Fund 20-Apr iShares S&P/TSX Income Trust Index Fund (XTR) ETF -formerly iShares CDN S&P/TSX Income Trust Index Fund 20-Apr iShares S&P/TSX SmallCap Index Fund (XCS) ETF -formerly iShares CDN S&P/TSX SmallCap Index Fund 20-Apr Logan International Inc. (LII) Common -formerly Destiny Resource Services Corp. (DSC) 18-May Medwell Capital Corp. J (MWC) Common -formerly BioMS Medical Corp. J (MS) 08-Jul

75 Chapter 5 Company Issue Changed From Date

Middlefield Tactical Energy Corporation Equity (OCF) Common -formerly OilSands Canada Corporation Equity (OCF) 11- Nov Mood Media Corporation J (MM) Common -formerly Fluid Music Canada, Inc. J (FMN) 12-Jul Mood Media Corporation J (MM.DB) 10% Debentures -formerly Fluid Music Canada, Inc. J (FMN.DB) 12-Jul Navina Global Resource Fund Units (LRF.UN) Units -formerly Long Reserve Life Resource Fund (LRF.UN) 23-Jun Newalta Corporation (NAL) Common -formerly Newalta Inc. (NAL) 07-Jan Newalta Corporation (NAL.DB) 7.00% Debentures -formerly Newalta Inc. (NAL.DB) 07-Jan Nordion Inc. (NDN) Common -formerly MDS Inc. (MDS) 01-Nov Northland Resources S.A. J (NAU) Common -formerly Northland Resources Inc. J (NAU) 14-Jun Posera-HDX Inc. (HDX) Cl A Voting J -formerly Hosted Data Transaction Solutions Inc.. J (HDX) 07-Oct Quadra FNX Mining Ltd. (QUX) Common -formerly Quadra Mining Ltd. (QUA) 28-May Revolution Resources Corp. J (RV) Common -formerly Nuukfjord Gold Ltd. J (NUU) 08-Sep RS Technologies Inc. J (RS) Common -formerly Resin Systems Inc. J (RS) 23-Jun SouthGobi Resources Ltd. J (SGQ) Common -formerly SouthGobi Energy Resources Ltd. J (SGQ) 17-May Sprott Resource Lending Corp. (SIL) Common -formerly Quest Capital Corp. (QC) 10-Sep TearLab Corporation J (TLB) Common -formerly OccuLogix, Inc. J (TLB) 21-May Torex Gold Resources Inc. J (TXG) Common -formerly Gleichen Resources Ltd. J (GRL) 04-May Torex Gold Resources Inc. J (TXG.WT) Wt -formerly Gleichen Resources Ltd. J Wt (GRL.WT) 04-May TriAusMin Limited J (TOR) Ordinary -formerly TriAusMin J Ordinary (TOR) 06-Aug TriAusMin Ordinary J (TOR) Common -formerly Tri Origin Minerals Ltd. Ordinary J (TOR) 11-Feb Yellow Media Inc. (YPG.DB) 5.50% Debentures -formerly YPG Holdings Inc. (YPG.DB) 05-Apr Yellow Media Inc. (YPG.PR.A) 4.25% First Pr Series 1 -formerly YPG Holdings Inc (YPG.PR.A) 05-Apr Yellow Media Inc. (YPG.PR.B) 5.00% First Pr Series 2 -formerly YPG Holdings Inc (YPG.PR.B) 05-Apr Yellow Media Inc. Rate Reset (YPG.PR.C) First Pr Series 3 -formerly YPG Holdings Inc. (YPG.PR.C) 05-Apr Yellow Media Inc. Rate Reset (YPG.PR.D) First Pr Series 5 -formerly YPG Holdings Inc. (YPG.PR.D) 05-Apr Zuni Holdings Inc. J (ZNI) Common -formerly MTI Global Inc. J (MTI) 15-Jul

76 Chapter 5 Subdivision of Listed Issues in 2010

Company Name Issue Date Ratio BMTC Group Inc. Cl A SV 01-Apr (2:1) Canadian Natural Resources Limited Common 19-May (2:1) Celtic Exploration Ltd. Common 04-May (2:1) First Capital Realty Inc. Common 25-May (3.2:2) Horizons BetaPro COMEX Silver Bull Plus ETF Cl A Units 08-Nov (3:1) iShares COMEX Gold Trust ETF 17-Jun (10:1) Lifeco Split Corporation 6.6035% Cl C Pr 03-Aug (1.39:1) Magna International Inc. Common 12-Nov (2:1) Split by Dividend

Stock Symbol Changes in 2010

Date Company Name New Symbol Old Symbol Effective ARC Resources Ltd. Series A Exchangeable ARX.A ARX 18-Oct Brookfield Office Properties Canada Trust Units BOX.UN BCR.UN 25-May Premier Canadian Income Fund Trust Units PCU.UN GIP.UN 30-Jun

77 Chapter 5 Foreign Issues (incorporated outside of North America)

Australia British West Indies Aberdeen Asia Pacific Income Investment Co. Ltd. Caribbean Utilities Co. Cl A USF Allied Gold Limited Endeavour Financial Corporation Bannerman Resources Ltd. Ordinary J Centamin Egypt Limited Ordinary Channel Islands CGA Mining Limited Ordinary J Avnel Gold Mining Limited J Chalice Gold Mines Ltd. Ordinary J Lydian International Limited Coalspur Mines Limited J Noventa Limited Ordinary Crescent Gold Limited J Tethys Petroleum Limited Extract Resources Limited Ordinary J Intrepid Mines Limited J Colombia Ivanhoe Australia Limited Ordinary J Ecopetrol S.A. ADR’s Ivanhoe Australia Limited Wt J Petrominerales Ltd. Intrepid Mines Limited J Cyprus Magma Metals Limited Ordinary J EMED Mining Public Ltd. Ordinary Mantra Resources Limited Ordinary J Marengo Mining Limited J France Medusa Mining Limited Ordinary Foraco International SA Minemakers Limited Ordinary J Mineral Deposits Limited Ordinary J Hong Kong Mirabela Nickel Limited Ordinary J Harmony Asset Limited J Moly Mines Limited Pacrim International Capital Inc. Orcobre Limited Ordinary J Paladin Resources Limited Isle of Man Perseus Mining Limited Ordinary J Geodrill Limited Ordinary Ratel Gold Limited J Talison Lithium Limited Ordinary Panama Tiger Resources Limited Gran Colombia Gold Corp. J TriAusmin Limited Ordinary J Gran Colombia Gold Corp. Wt J Troy Resources NL Ordinary J Western Areas NL Sweden Boliden AB Bermuda Continental Gold Limited J South Africa Forbes Energy Services Ltd. Witwatersrand Cons Gold Res Ltd. Katanga Mining Limited Katanga Mining Limited Notes United Kingdom Kingsway International Holdings Limited Anglo Pacific Group plc Barclays Bank plc Step Up Notes British Virgin Islands Cluff Gold plc CIC Energy Corp. J Orsu Metals Corporation Frontier Rare Earths Limited Ordinary J Serica Energy plc Ordinary J Frontier Rare Earths Limited Wt J Polo Resources Limited Ordinary J Rio Novo Gold Inc. Rio Novo Gold Inc. Wt Talon Metals Corp.

78 Chapter 5 U.S. Issues (incorporated in the U.S.)

A O Allied Nevada Gold Corp. J Occulolgix Inc. AbitibiBowater Inc. Otelco Inc. IDS

C P Capital Gold Corporation J Paramount Gold and Silver Corp. PowerShares DB Agriculture Dble Lng D PowerShares DB Agriculture Dble Shrt Domtar Corporation PowerShares DB Crude Oil Short PowerShares DB Gold Long G PowerShares DB Gold Short General Moly Inc.. General Motors Company R Geovic Mining Corp. Gold Inc. Geovic Mining Corp. Wt Geovic Mining Corp. A Wt S Geovic Mining Corp. B Wt Solitario Resources Corp. Gran Tierra Energy Inc. J Golden Minerals Company J T Gryphon Gold Corporation Tucows Inc.

I U iShares COMEX Gold Trust Units U.S. Geothermal Inc. J U.S. Gold Corporation J L Uranerz Energy Corporation lululemon athletica inc. X M Xtra Gold Resources Corp. J Mercer International Inc. Xtra Gold Res Corp. US Rstr Mines Management Inc.

79 Chapter 5 Changes to the Stock List

2010 2009 New Issuers Listed 187 100 Supplementary Listings 84 95 Substitutional Listings 113 92 Name Changes 83 44 Subdivisions 8 10 Warrants Issued 37 54 Warrants Expired 60 62 Deletions (Issues) 234 257 Companies Under Suspension 0 4 Rights Issued 14 30 Total Issues Listed 2,069 1,992 Total Issuers Listed 1,516 1,462

80 Chapter 5 2010 Most Actively Traded Stocks - Industrial

Volume Close Change Open High Low iSharsCdn S&P/TSX 60 2,304,118,311 19.29 1.74 17.55 19.35 16.17 Horizon NatGas Bull Un 1,836,163,886 6.67 -18.75 25.42 27.26 5.20 Manulife Financial 1,494,775,458 17.15 -2.39 19.54 21.12 11.27 Bombardier Cl B SV 1,408,928,405 5.01 0.18 4.83 6.24 4.25 Horizon Crude Oil Bull 1,063,235,746 7.80 -1.88 9.68 10.48 5.31 Horizon Nat Gas Bear 899,539,229 8.35 +3.69 4.66 12.44 4.22 Royal Bank of Canada 801,710,621 52.32 -4.04 56.36 62.89 48.85 Bank of Nova Scotia 590,957,757 57.10 7.64 49.46 57.71 44.12 T.D. Bank 569,957,184 74.25 8.50 65.75 77.37 61.25 Research in Motion 544,142,648 58.07 -12.63 70.70 78.78 44.94

2010 Most Actively Traded Stocks - Mines

Volume Close Change Open High Low Eastern Platinum J 1,746,261,877 1.77 0.82 0.95 1.98 0.87 Western Coal Corp. J 1,225,457,683 12.30 8.97 3.33 12.44 2.96 Lundin Mining Corp. 1,135,802,497 7.26 2.88 4.38 7.53 2.91 Kinross Gold Corp. 1,092,131,619 18.91 -0.99 19.90 21.80 15.34 Uranium One Inc. J 1,063,197,500 4.76 1.71 3.05 5.75 1.97 Yamana Gold Inc. 1,017,751,670 12.77 0.42 12.35 13.48 9.47 Teck Resources Cl B 877,108,546 61.79 23.87 37.92 62.00 30.25 Barrick Gold Corp. 869,982,210 53.12 10.77 42.35 55.99 36.01 Eldorado Gold Corp. 787,132,897 18.50 3.05 15.45 21.35 12.02 Equinox Minerals J 729,851,858 6.11 1.98 4.13 6.56 3.07

2010 Most Actively Traded Stocks - Oils

Volume Close Change Open High Low Suncor Energy Inc. 1,106,977,379 38.28 0.19 38.09 29.45 29.91 Talisman Energy Inc. 736,637,665 22.12 2.23 19.89 22.31 15.71 Bankers Petroleum J 662,985,765 7.60 1.21 6.39 9.74 5.48 EnCana Corporation 642,250,237 29.09 -5.31 34.40 36.65 27.70 Connacher Oil & Gas 585,135,129 1.33 -0.01 1.34 1.88 1.10 Cenovus Energy Inc. 543,411,602 33.28 6.29 26.99 33.40 24.26 Cdn Natural Res 525,790,608 44.35 5.965 38.385 45.00 31.97 UTS Energy Corp. 445,868,756 3.63 1.35 2.28 3.74 2.00 Pacific Rubiales J 406,876,522 33.75 18.00 15.75 35.67 13.31 Nexen Inc. 398,154,329 22.80 -2.90 25.70 26.91 18.33

81 Chapter 5 2010 Largest Price Changes - Industrial

Volume Close Change Open High Low iPath S&P500 VIX St 116,288 38.58 -95.58 134.16 137.00 38.58 RS Technologies J 407,223,050 0.91 -79.09 80.00 84.00 0.83 E-L Financial Corp. 155,440 497.38 47.38 450.00 510.00 400.00 Taiga Building Notes 157,085 98.50 45.50 53.00 99.25 52.00 Western Fin Grp 5 Pr 128,901 147.00 39.00 108.00 148.50 107.00 lululemon athletica 16,650,895 68.19 36.21 31.98 75.60 27.64 Fortress Paper Ltd. A 11,023,630 44.72 35.19 9.53 48.94 9.53 PwrShars DB Agri Shrt 4,971 18.50 -28.50 47.00 55.00 18.50 Labrador Iron Ore Un 17,292,617 67.25 23.25 44.00 70.08 41.60 Western Fin Grp 3 Pr 71,433 99.71 22.21 77.50 100.00 77.35

2010 Largest Price Changes - Mines

Volume Close Change Open High Low First Quantum Mnrl J 169,362,559 80.26 62.66 17.60 85.25 17.59 Fording Cdn Coal Un 247,534,098 100.69 62.06 38.63 102.00 32.26 Mercator Notes US J 574,950 103.00 51.50 50.50 103.50 44.00 Fronterra Copper 2 Nt 51.830 72.00 40.00 32.00 90.00 32.00 Inment Mining Corp. 105,893,386 63.78 43.83 19.95 70.85 19.00 Katanga Mining Note J 440,662 92.00 42.00 50.00 92.00 30.00 New Gold Inc. 10% Nt 435,030 103.00 39.00 64.00 105.00 60.00 Fronterra Copper 1 Nt 313,555 77.00 32.00 45.00 86.00 31.00 Jaguar Mn 10.5% Nt. 739,435 104.85 30.85 74.00 105.00 68.00 Redcorp Ventuers Nt J 92,900 17.00 -18.00 35.00 40.00 8.25

2010 Largest Price Changes - Oils

Volume Close Change Open High Low Petrobank Energy 116,169,676 25.25 -26.75 52.00 58.74 23.01 Pacific Rubiales J 406,876,522 33.75 18.00 15.75 35.67 13.31 Bonterra Energy Corp. 7,289,365 51.65 17.00 34.65 53.56 31.27 Paramount Res Cl A 22,388,807 31.68 16.98 14.70 31.79 14.31 Baytex Energy Tr Un 105,385,392 46.61 16.50 30.11 48.15 27.72 Petrominerales Ltd. 93,642,266 33.16 13.66 20.90 35.85 16.41 Calfrac Well Services 35,092,102 34.24 13.34 20.90 35.85 16.41 TransGlobe Energy J 63,787,217 15.89 12.32 3.57 20.35 3.52 Petrobakken Energy 177,207,695 21.71 -11.04 32.75 34.00 18.56 Celtic Exploration Ltd. 72,300,874 17.72 7.27 10.45 18.52 8.76

82 Chapter 5 2010 Largest Percentage Price Changes - Industrial

Volume Close % Change Open High Low 01 Communique Lab J 83,619,028 1.65 685.71 0.21 1.95 0.17 Fortress Paper Ltd. A 11,023,630 44.72 369.25 9.53 48.94 9.53 Canyon Services Grp 50,758,660 10.84 351.67 2.40 11.73 2.40 Western Forest Prod 125,397,662 0.80 300.00 0.20 0.83 0.185 Coolbrands Int’l Inc. 71,742,195 4.45 253.17 1.26 5.22 1.05 Electrovaya Inc. 73,469,384 2.78 247.50 0.80 4.46 0.74 Tembec Inc. 59,674,809 4.28 239.68 1.26 4.45 1.03 Wilmington Cap A NV 173,248 2.52 236.00 0.75 2.85 0.75 Bonnett’s Energy Un 1,219,986 2.60 202.33 0.86 2.78 0.75 Wilmington Cap B 21,746 2.50 135.85 1.06 3.00 1.06

2010 Largest Percentage Price Changes - Mines

Volume Close % Change Open High Low Cline Mining Corp. J 426,472,531 4.04 991.89 0.37 4.27 0.37 Vaaldiam Mining J 73,489,715 0.26 766.67 0.03 0.44 0.02 Intrepid Mines Ord J 201,329,486 2.05 606.90 0.29 2.27 0.215 South American Silver 67,420,287 2.27 446.99 0.415 2.62 0.29 Dynacore Gold J 22,131,764 1.30 441.67 0.24 1.78 0.15 Mawson Resources J 23,018,803 2.24 409.09 0.44 2.68 0.285 Orezone gold Corp. 80,172,296 3.94 363.53 0.85 4.25 0.66 Sabina Gold & Silver J 109,274,022 5.61 331.54 1.30 5.82 1.04 CIC Energy Corp. J 48,068,420 6.88 343.87 1.55 7.25 1.18 Tiger Resources Ord J 769,735 0.59 136.00 0.25 0.59 0.19

2010 Largest Percentage Price Changes - Oils

Volume Close % Change Open High Low Caza Oil & Gas J 22,895,682 0.67 436.00 0.125 1.05 0.05 TransGlobe Energy J 63,787,217 15.89 345.10 3.57 20.35 3.52 BNK Petroleum J 69,078,612 3.40 183.33 1.20 3.42 1.20 Sure Energy Inc. 19,703,686 1.75 182.26 0.62 2.00 0.57 Tudor Corporation J 4,060,804 0.47 141.03 0.195 0.75 0.18 Int’l Sovereign J 5,067,796 1.20 126.42 0.53 1.29 0.475 Twin Butte Energy J 147,594,820 2.04 121.74 0.92 2.19 0.92 BlackPearl Res Inc. J 209,287,348 5.88 121.05 2.66 6.25 2.16 Paramount Res cl A 22,388,807 16.98 115.51 14.70 31.79 14.31 Pacific Rubiales J 406,876,522 33.75 114.29 15.75 35.67 13.31

New Equity Financing Raised by Toronto Stock Exchange-Listed Companies ($000)

Type of Financing 2010 2009 2008 2007 2006 IPO’s 10,701,179 4,767,922 1,928,969 7,321,316 9,927,241 Public offerings 14,940,471 33,094,667 17,012,477 16,713,271 14,330,315 Supplementarys 11,898,657 14,153,323 8,859,254 17,134,930 12,352,826 Private placements 6,608,968 8,025,473 7,511,310 6,444,359 5,183,037 Grand Total 44,149,275 60,041,385 35,312,010 47,613,876 41,793,419

83 Chapter 5 Toronto Market Capitalization ($000)

Year Foreign Domestic Total 1967 87,342,742 40,265,212 127,607,954 1968 93,057,172 49,191,349 142,248,521 1969 98,507,936 49,066,356 147,574,292 1970 107,534,378 46,459,668 153,994,046 1971 133,567,926 50,247,837 183,815,763 1972 158,896,076 64,461,095 223,357,171 1973 132,311,171 62,452,948 194,764,119 1974 111,911,390 44,189,628 156,101,018 1975 143,312,383 51,566,436 194,878,819 1976 170,203,250 56,908,658 227,111,908 1977 171,631,986 62,370,723 234,002,709 1978 176,677,651 79,415,902 256,093,553 1979 213,093,800 112,576,856 325,670,656 1980 307,620,877 139,404,864 447,025,741 1981 232,887,113 125,204,008 358,091,121 1982 253,005,069 127,322,588 380,327,656 1983 312,027,386 174,976,628 487,004,014 1984 305,992,918 177,810,499 483,803,417 1985 365,197,747 219,982,230 585,179,977 1986 353,272,003 255,650,769 608,922,802 1987 452,804,475 284,866,835 737,671,311 1988 439,847,404 288,006,096 727,853,499 1989 467,045,633 337,344,675 804,353,339 1990 422,568,140 280,704,556 703,272,696 1991 395,495,008 308,022,454 703,517,461 1992 394,219,012 308,874,925 703,093,937 1993 429,740,068 432,318,034 862,058,101 1994 361,834,168 441,894,745 803,728,913 1995 479,006,758 499,657,464 978,724,222 1996 510,151,475 666,526,697 1,176,678,172 1997 458,005,675 812,342,643 1,270,348,318 1998 515,642,786 834,653,151 1,350,295,937 1999 352,829,618 1,145,336,257 1,498,165,875 2000 277,230,856 1,156,714,621 1,433,945,477 2001 264,599,554 982,149,053 1,246,748,608 2002 147,292,637 897,891,412 1,045,184,049 2003 132,432,795 1,155,251,961 1,287,684,756 2004 159,917,744 1,387,010,646 1,546,928,390 2005 134,736,305 1,695,976,732 1,830,713,037 2006 141,322,790 1,920,003,127 2,061,325,917 2007 154,163,346 1,939,290,460 2,093,453,806 2008 42,046,443 1,237,217,598 1,279,264,041 2009 45,553,111 1,726,323,429 1,771,876,540 2010 86,485,408 2,074,458,075 2,206,043,695

84 Chapter 5 Dividend Highlights

Number of Declarations 2010 2009 Number of listed companies 1,516 1,462 Number of listed issues 2,069 1,992 Number of listed dividend-paying companies 851 800 Number of listed dividend-paying issues 1,189 1,125

Dividend Increases/Decreases 2010 2009 Number of increases 151 81 Number of decreases 5 20 Number of extra dividends 80 75 Number of dividend resumptions 27 41 Number of dividend omissions 6 68

Canadian Based Companies That Have Paid Cash Dividends (consecutively for 25 years or more on common shares as of December 31, 2010)

Issue Symbol From Years Ind. Rate Yield% AGF Management Cl B NV AGF.B 1978 33 1.04 5.34 Agnico Eagle Mines Ltd. AEM 1983 28 A0.64 0.24 Andrew Peller Ltd. Cl A NV ADW.A 1974 37 0.33 3.75 Andrew Peller Ltd. Cl B ADW.B 1979 32 0.288 3.00 Astral Media Inc. Cl A NV ACM.A 1979 32 0.75 1.19 Astral Media Inc. Cl B SV ACM.B 1984 27 0.75 1.17 Atco Ltd. Cl 1 NV ACO.X 1974 37 1.14 1.79 Atco Ltd. Cl II ACO.Y 1974 37 1.14 1.79 Bank of Montreal BMO 1829 182 2.80 4.87 Bank of Nova Scotia BNS 1833 178 1.96 3.43 Brookfield Asset Mgt Cl A BAM.A 1965 46 A0.52 1.57 CAE Inc. CAE 1973 38 0.16 1.39 CCL Industries Inc. Cl A CCL.A 1980 31 0.65 1.93 CCL Industries Inc. Cl B CCL.B 1983 28 0.70 2.16 Canada Bread Company Ltd. CBY 1976 34 0.24 0.52 Canadian General Investments CGI 1931 80 X1.00 5.21 Canadian Imperial Bank CM 1868 143 3.48 4.44 Canadian Tire Corp. CTC 1944 67 1.10 1.12 Canadian Tire Corp. Cl A NV CTC.A 1960 51 1.10 1.23 Canadian Utilities Cl A NV CU 1983 28 1.51 2.78 Canadian Utilities Cl B CU.X 1957 54 1.51 2.79 Central Fund Cl A NV CEF.A 1962 49 A0.01 0.05 Corby Distilleries Ltd. CDL.A 1938 73 0.56 3.33 Corby Distilleries Ltd. Cl B NV CDL.B 1939 72 0.56 3.60 E-L Financial Corp. ELF 1969 42 0.50 0.10 Economic Investment Trust Ltd. EVT 1927 84 0.60 0.90 Empire Company Ltd. Cl A NV EMP.A 1982 29 0.80 1.43 Enbridge Inc. ENB 1952 57 1.70 3.02 EnCana Corporation ECA 1960 51 A0.80 2.75 Finning International Inc. FTT 1984 27 0.48 1.77 Fortis Inc. FTS 1949 62 1.12 3.30 Greatwest Lifeco Inc. GWO 1986 25 1.23 4.66 Imperial Oil Limited IMO 1891 119 0.44 1.08 Laurentian Bank of Canada LB 1871 140 1.44 3.00

85 Chapter 5 Issue Symbol From Years Ind. Rate Yield% Leon’s Furniture Ltd. LNF 1978 33 0.36 3.78 Loblaw Companies Ltd. L 1979 32 0.84 2.08 Logistec Corp. Cl A MV LGT.A 1974 37 0.341 1.68 Logistec Corp. Cl B SV LGT.B 1986 25 0.3751 1.93 Maple Leaf Foods Inc. MFI 1935 76 0.16 1.40 McGraw Hill Ryerson Ltd. MHR 1973 38 1.08 2.25 Molson Coors Cda Cl A LV TPX.A 1940 71 V1.13949 2.25 Molson Coors Cda Cl B NV TPX.B 1950 61 V1.13949 2.26 National Bank of Canada NA 1983 28 2.64 3.62 Pacific Northern Gas Ltd. PNG 1977 34 1.20 4.00 Power Corporation of Cda SV POW 1972 39 1.16 4.19 Power Financial Corp. PWF 1985 26 1.40 4.56 Reitmans (Canada) Ltd. RET 1951 60 0.80 4.45 Reitmans (Canada) Cl A NV RET.A 1960 51 0.80 4.29 Royal Bank of Canada RY 1870 141 2.00 3.82 Shaw Communications Cl B SJR.B 1983 28 0.92 4.12 Shawcor Ltd. Cl A SV SCL.A 1975 35 0.27272 0.91 TELUS Corporation T 1916 93 2.10 4.40 Third Cdn General Investment THD 1929 82 X0.70 2.14 Thomson Reuters Corp. TRI 1981 30 A1.16 3.12 Toromont Industries Ltd. TIH 1973 38 0.64 2.08 Toronto-Dominion Bank TD 1857 154 2.44 3.29 Torstar Corp. Cl B NV TS.B 1970 41 0.37 3.03 TransAlta Corp. TA 1956 55 1.16 5.48 TransCanada Corporation TRP 1964 46 1.60 4.21 United Corporations Ltd. UNC 1939 72 0.80 1.67 West Fraser Tiber Co. Ltd. WFT 1986 25 0.24 0.51 Weston, George Limited WN 1930 80 1.44 1.71

X- extra paid in latest 12 months A - paid in U.S. funds V- variable rate

86 Chapter 6 Chapter 6

TORONTO STOCK EXCHANGE

· Toronto Stock Exchange Listed Companies

· NAICS Table

87 Chapter 6 Companies Listed on Toronto Stock Exchange As Of December 31, 2010 Symbol Company Name Category NAICS Market Cap $M ONE 01 Communique Laboratory Inc. J I 51811 97.9 TWT 20-20 Technologies Inc. I 541512 62.4 FBS 5Banc Split Inc. I 526911 137.0 VNP 5N Plus Inc. I 332312 320.8 AW A&W Revenue Royalties Income Fund I 523991 175.1 AAH Aastra Technologies Limited I 33429 325.8 FAP Aberdeen Asia Pacific Income Invest Co. I 52392 363.3 AAB Aberdeen International Inc. J M 52311 72.2 ABH AbitibiBowater Inc. I 322299 2,279.8 ABT Absolute Software Corporation J I 541512 165.5 ADA Acadian Mining Corporation J M 212299 16.7 ADN Acadian Timber Corp. I 523991 125.3 ACD Accord Financial Corp. I 52391 70.5 ACE ACE Aviation Holdings Inc. I 551112 415.9 AEU ACTIVEnergy Income Fund I 526917 156.7 AFU Acuity Focused Total Return Trust I 526917 127.2 AIG Acuity Growth & Income Trust I 523991 48.2 ASF Acuity Small Cap Corporation I 52392 32.3 AUA Adanac Molybdenum Corporation J M 212299 7.4 ATQ Adeptron Technologies Corporation J I 334419 3.9 DRX ADF Group Inc. I 23812 29.7 AHX Adherex Technologies Inc. J I 54171 20.3 AAV Advantage Oil & Gas Ltd. O 523991 1,262.4 PFR Advantaged Preferred Share Trust I 526911 60.0 ARE Aecon Group Inc. I 23622 845.8 AQL Aeroquest International Limited I 54136 29.3 AEZ AEterna Zentaris Inc. I 54171 143.0 FXA Afexa Life Sciences Inc. I 33911 54.2 ARL Africo Resources Ltd. J M 212234 89.1 AFN Ag Growth International Inc. I 523991 762.6 AGF AGF Management Limited I 526917 1,726.9 AFP AGF Master Limited Partnership I 551112 4.0 AEM Agnico-Eagle Mines Ltd. M 212221 12,898.7 AGU Agrium Inc. I 325314 14,422.2 ASC AIC Global Financial Split Corp. I 526919 13.7 ANS Ainsworth Lumber Co. Ltd. I 321912 301.5 AC Air Canada I 48111 959.7 BOS Airboss of America Corp. I 325212 150.5 AKL Akela Pharma Inc. J I 325412 5.5 AKT Akita Drilling Ltd. I 213111 172.9 AGI Alamos Gold Inc. J M 212221 2,193.2 AD Alaris Royalty Corp. I 523991 183.2 AF AlarmForce Industries Inc. J I 561621 99.5 AXR Alexco Resource Corp. J M 212299 485.0 AMC Alexis Minerals Corporation J M 212299 79.0 ALC Algoma Central Corporation I 483113 363.8 AQN Algonquin Power & Utilities Corp. I 526919 696.2 ATD Alimentation Couche-Tard Inc. I 44512 4,995.8 ABK Allbanc Split Corp. I 526911 65.4 ALB Allbanc Split Corp. II I 526911 165.2 AGT Alliance Grain Traders Inc. I 31199 555.3 ALG Allied Gold Limited J M 212221 696.9 ANV Allied Nevada Gold Corporation J M 212221 2,342.1 AP Allied Properties Real Estate Investment I 52593 906.4 NPC Allon Therapeutics Inc. J I 54171 29.7 AMM Almaden Minerals Ltd. M 212399 260.9 ALA AltaGas Ltd. I 523991 1,989.7 NRG Alter NRG Corp. I 221112 89.6 ALS Altius Minerals Corporation I 523999 414.6 AIF Altus Group Income Fund I 523991 230.8 AMB Ambrilia Biopharma Inc. J I 54171 0.7 88 Chapter 6 Symbol Company Name Category NAICS Market Cap $M BZA American Bonanza Gold Corp. J M 212299 45.5 ARG Amerigo Resources Ltd. J M 212234 228.1 ACC Amica Mature Lifestyles Inc. I 623311 131.2 AMF Amorfix Life Sciences Ltd. J I 33911 22.9 ANX Anaconda Mining Inc. J M 212399 15.5 ANO Anatolia Minerals Development Limited M 212299 1,179.2 AXL Anderson Energy Ltd. O 211111 232.3 ADW Andrew Peller Limited I 31213 133.4 ANP Angiotech Pharmaceuticals, Inc. I 54172 26.8 NGL Angle Energy Inc. O 211111 596.3 APY Anglo Pacific Group plc M 212399 596.7 AEN Antrim Energy Inc. J O 211111 161.2 AVM Anvil Mining Limited M 212299 909.0 AQA Aquila Resources Inc. J M 21223 90.9 ABO Arbor Memorial Services Inc. I 81221 273.5 AET ARC Energy Trust O 526919 7,022.3 ARX ARC Resources Ltd. O 211111 57.8 AG Arctic Glacier Income Fund I 523991 121.1 AHD Arehada Mining Limited J M 212231 21.6 AR Argonaut Gold Inc. J M 212221 260.0 GSY Argosy Energy Inc. O 211111 36.5 APV ARISE Technologies Corporation J I 221119 42.6 AZ Armistice Resources Corp. J M 212299 41.7 ARF Armtec Infrastructure Income Fund I 523991 320.2 AEI Arsenal Energy Inc. J O 211111 152.0 RTK Artek Exploration Ltd. J O 211111 43.7 AX Artis Real Estate Investment Trust I 52593 1,132.9 ABC Asia Bio-Chem Group Corp. I 31199 122.3 ACM Astral Media Inc. I 512191 2,393.6 ACO Atco Ltd. I 551112 3,431.3 ATH Athabasca Oil Sands Corp. J O 211111 6,026.2 ATP Atlantic Power Corporation I 551112 1,227.0 ATN Atna Resources Ltd. J M 212399 62.3 ATB Atrium Innovations Inc. I 325412 499.1 ATA ATS Automation Tooling Systems Inc. I 335999 587.4 AZC Augusta Resource Corporation J M 21239 505.0 ORA Aura Minerals Inc. J M 212221 809.0 ARZ Aurizon Mines Ltd. J M 212221 1,179.7 AYX Auryx Gold Corp. J M 212221 152.1 AUZ Australian Banc Capital Securities Trust I 523991 134.4 ACQ AutoCanada Inc. I 523991 93.4 AM Automodular Corporation I 33639 18.2 AVL Avalon Rare Metals Inc. J M 21239 573.8 AVP Avcorp Industries Inc. I 336413 22.5 AVF Avenir Diversified Income Trust I 523991 318.1 AVR Avion Gold Corporation J M 212221 752.5 AVK Avnel Gold Mining Limited J M 212221 56.6 AXX AXIA NetMedia Corporation I 51811 112.6 AZD Azure Dynamics Corporation J I 336322 191.2 BTO B2Gold Corp. J M 212299 901.6 BAD Badger Income Fund I 213112 206.5 BIM Baffinland Iron Mines Corporation J M 21221 494.6 BAJ Baja Mining Corp. J M 21223 377.4 BLD Ballard Power Systems Inc. I 221112 126.2 BNA BAM Split Corp. I 526915 476.2 BMO Bank of Montreal I 52211 35,182.6 BNS Bank of Nova Scotia (The) I 52211 63,295.6 BNK Bankers Petroleum Limited J O 211111 1,857.5 BAN Bannerman Resources Ltd. J M 212291 157.6 BAA Banro Corporation J M 212221 692.2 BXS Barclays Bank plc Step Up Notes, Ser 1-10 I 52599 15.2 CDS Barrick Energy Inc. O 211111 82.6 ABX Barrick Gold Corporation M 212221 53,015.0 BTE Baytex Energy Trust O 211111 5,740.2 BCE BCE Inc. I 51731 29,251.1 BEK Becker Milk Company Ltd. (The) I 53131 13.7 89 Chapter 6 Symbol Company Name Category NAICS Market Cap $M BA Bell Aliant Regional Communications Income I 51711 3,331.0 BXE Bellatrix Exploration Ltd. 0 211111 524.5 BLU BELLUS Health Inc. I 54171 22.2 BLZ Belzberg Technologies Inc. J I 52399 4.1 BNG Bengal Energy Ltd. J O 211111 41.2 BEV Bennett Environmental Inc. I 115112 75.9 BIG Big 8 Split Inc. I 526911 65.2 BBO Big Bank Big Oil Split Corp. I 526911 41.8 BR Big Rock Brewery Income Trust I 31212 93.0 BXI BioExx Specialty Proteins Ltd. J I 325414 450.2 BNC Bioniche Life Sciences Inc. I 325411 137.6 BQE BioteQ Environmental Technologies Inc. J M 22131 57.3 BWE BioWest Therapeutics Inc. I 54171 4.0 BX BIOX Corporation J I 221112 55.2 BIR Birchcliff Energy Limited O 211111 1,192.1 BDT Bird Construction Income Fund I 523991 520.6 BDI Black Diamond Group Limited I 523991 354.3 PXX BlackPearl Resources Inc. J O 211111 1,663.9 RBN Blue Ribbon Income Fund Trust I 526917 245.7 ZAG BMO Aggregate Bond Index Fund ETF I 526915 31.9 ZCH BMO China Equity Hedged to Cdn Index ETF I 526912 11.9 ZDJ BMO DJ Industrial Avg Hedged Cdn ETF I 526919 11.4 ZCN BMO Dow Jones Cda Titans 60 Index ETF I 526916 579.4 ZEM BMO Emerging Markets Equity Index ETF I 526919 23.8 ZEF BMO Emerging Markets Bond Hedged to Cdn ETF I 526916 12.3 ZUB BMO Equal Weight US Banks Hedged to Cdn ETF I 526916 3.2 ZRE BMO Equal Weight REITS Index ETF I 52593 39.4 ZUT BMO Equal Weight Utilities Index ETF I 526911 34.7 ZUH BMO Equal Weight US Health Care Hedged to Cdn Index ETF I 526916 3.5 ZGI BMO Global Infrastructure Index ETF I 526912 4.4 ZHY BMO High Yield US Corp Bond Hedged I 526919 49.8 ZID BMO India Equity Hedged to Cdn Index ETF I 526912 9.1 ZDM BMO Int’l Equity Hedged Cda Index ETF I 526919 67.3 ZJN BMO Junior Gas Index ETF I 526916 4.3 ZJG BMO Junior Gold Index ETF I 526912 87.0 ZJO BMO Junior Oil Index ETF I 526916 4.2 ZLC BMO Long Corporate Bond Index ETF I 526915 16.0 ZFL BMO Long Federal Bond Index ETF I 526916 6.2 ZCM BMO Mid Corporate Bond Index ETF I 526915 51.7 ZFM BMO Mid Federal Bond Index ETF I 526915 7.7 ZQQ BMO NASDAQ 100 Equity Hedged to Cdn Index ETF I 526912 56.0 ZRR BMO Real Return Bond Index ETF I 526916 4.7 ZEB BMO S&P/TSX Equal Weight Banks Index ETF I 526919 42.4 ZEO BMO S&P/TSX Equal Weight Oil & Gas Index ETF I 526919 12.8 ZMT BMO S&P/TSX Weight Global Base Cda I 526919 56.9 ZCS BMO Short Corporate Bond Index ETF I 526919 46.9 ZFS BMO Short Federal Bond Index ETF I 526919 20.9 ZPS BMO Short Provincial Bond Index ETF I 526919 25.3 ZUE BMO US Equity Hedged to Cda Index ETF I 526919 100.8 GBT BMTC Group Inc. I 44311 986.2 BKX BNK Petroleum Inc. J O 211111 487.9 SBA BNS Capital Trust I 526911 500.0 BSC BNS Split Corp. II I 526911 62.9 BEI Boardwalk Real Estate Investment Trust I 52593 1,981.7 BLS Boliden AB I 21223 5,743.7 BBD Bombardier Inc. I 33641 9,218.2 BNP Bonavista Energy Trust O 523991 3,854.6 BT Bonnett’s Energy Services Trust I 523991 37.2 BNE Bonterra Energy Corp. O 211111 979.9 BLX Boralex Inc. I 221122 565.6 BPF Boston Pizza Royalties Income Fund I 526919 202.5 BYD Boyd Group Income Fund I 523911 79.5 BOY Boyuan Construction Group Inc. I 23622 55.8 BPP BPO Properties Ltd. I 531312 128.6 BBL Brampton Brick Limited I 327121 52.4

90 Chapter 6 Symbol Company Name Category NAICS Market Cap $M BCD BRC DiamondCore Ltd. J M 212392 12.5 BWR Breakwater Resources Ltd. M 212231 503.9 BRB Brick Brewing Co. Ltd. I 31212 26.2 BRK Brick Group Income Fund (The) I 523991 286.2 BPV Bridgeport Ventures Inc. J M 21222 42.9 BWC Bridgewater Systems Corporation I 541512 216.2 BRD Brigus Gold Corp. M 212221 382.1 AOG Brompton Advantaged Oil & Gas Income Fund I 523991 53.7 AV Brompton Advantaged VIP Income Fund I 526911 155.5 BE Brompton Equity Split Corp. I 526911 38.9 LCS Brompton Lifeco Split Corp. I 526912 28.9 OGF Brompton Oil & Gas Income Fund I 523991 108.6 SBC Brompton Split Banc Corp. I 526911 169.7 VIP Brompton VIP Income Fund I 526917 361.1 BAM Brookfield Asset Management Inc. I 551112 21,690.7 BIP Brookfield Infrastructure Partners LP I 523999 2,358.7 BOX Brookfield Office Properties Canada I 52593 564.9 BPO Brookfield Properties Corporation I 531312 10,803.7 BRC Brookfield Renewable Power Fund Trust I 523991 2,160.4 BRF Brookfield Renewable Power Pr Equity Inc. I 523991 260.0 BSE Brookfield Soundvest Equity Fund I 526917 36.3 BSD Brookfield Soundvest Split Trust I 526917 75.5 BUC Bucking Horse Energy Inc. O 211111 79.1 BUI Buhler Industries Inc. I 333111 147.8 BAB Build America Investment Grade Bond Fund I 526916 28.0 BU Burcon Nutrascience Corporation J I 311223 297.3 CZE C&C Energia Ltd. J O 211111 678.7 RF C.A. Bancorp Canadian Realty Finance Corp I 52593 51.5 BKP C.A. Bancorp Inc. J I 52311 51.3 CAE CAE Inc. I 33331 2,955.2 CWL Caldwell Partners International Inc. (The) I 56131 9.9 CAL Caledonia Mining Corporation M 212299 77.5 CFW Calfrac Well Services Ltd. M 212291 1,486.3 CTY Calian Technologies Ltd. I 54133 142.7 GNE Call Genie Inc. J I 33429 12.4 CWT Calloway Real Estate Investment Trust I 52593 2,483.1 CEZ Calmena Energy Services Inc. I 523991 185.7 CVI Calvalley Petroleum Inc. J O 211111 488.8 CCO Cameco Corporation I 212291 15,866.5 CSY Can-60 Income Corp. I 523991 393.2 CF Canaccord Financial Inc. I 52311 1,170.0 CBY Canada Bread Company Limited I 311812 1,163.1 CL Canada Life Financial Corporation I 52411 150.4 CLQ Canada Lithium Corp. J M 212399 304.3 ADC Canadian Advantaged Convertible Fund I 523991 94.9 CAR Canadian Apartment Properties REIT I 52593 1,312.4 CSB Canadian Banc Capital Securities I 526911 97.5 BK Canadian Banc Recovery Corp. I 526911 173.0 CDF Canadian Convertible Debenture Fund I 526915 203.5 CFE Canadian Energy Convertible Deb Fund I 526915 99.1 CEU Canadian Energy Services L.P. I 213112 530.9 CFS Canadian Financials & Utilities Split Corp. I 526911 15.5 CGI Canadian General Investments Ltd. I 526911 554.4 CHL Canadian Helicopters Income Fund I 526911 167.9 CIQ Canadian High Income Equity Fund I 526911 120.5 CM Canadian Imperial Bank of Commerce I 52211 33,880.1 CAI Canadian Income Management Inc. I 526917 16.8 CNM Canadian Income Management Trust I 523991 4.5 LFE Canadian Life Companies Split Corp. I 526914 161.8 CNR Canadian National Railway Company I 485112 30,606.2 CNQ Canadian Natural Resources Limited O 211111 48,301.4 COS Canadian Oil Sands Trust O 523991 12,813.6 CP Canadian Pacific Railway Limited I 48211 10,930.1 REF Canadian Real Estate Investment Trust I 52593 2,070.6 RTU Canadian Resources Income Trust I 526911 34.6 XSR Canadian Satellite Radio Holdings Inc. J I 51741 86.4 91 Chapter 6 Symbol Company Name Category NAICS Market Cap $M MSP Canadian Shield Fund (The) I 523991 135.7 CTC Canadian Tire Corporation Ltd. I 44131 5,576.0 UTE Canadian Utilities & Telecom Income Fund I 523991 58.5 CU Canadian Utilities Limited I 22121 7,145.1 CWB Canadian Western Bank I 52211 2,122.7 CDW Canadian Wireless Trust I 523991 30.5 CWF Canadian World Fund Limited I 526917 29.8 CZN Canadian Zinc Corporation J M 21223 88.4 CAM Canam Manac Group Inc. I 33121 400.8 CCM Canarc Resource Corp. J M 212221 25.9 CIC CanBanc Income Corp. I 526911 254.8 CAX Candax Energy Inc. O 211111 17.5 DNT Candente Copper Corp. J M 212234 182.8 CDG Candente Gold Corp. J M 212299 51.1 CUS Canexus Income Fund I 551112 372.2 CFP Canfor Corporation I 321219 1,583.5 CFX Canfor Pulp Income Fund I 32211 509.7 CNJ Cangene Corporation I 325414 203.1 ICE Canlan Ice Sports Corp. I 71394 30.0 PBY Canso Credit Income Fund I 523991 116.1 CWX CanWel Building Materials Income Fund I 44419 337.5 FRC Canyon Services Group Inc. I 213112 650.7 CGQ Capital Gains Income STREAMS Corporation I 526917 33.2 CGC Capital Gold Corporation J M 212221 311.7 CPX Capital Power Corporation O 22121 837.7 CPA Capital Power Income L.P. I 523991 999.6 CS Capstone Mining Corp. J M 212299 907.8 CDU Cardero Resource Corp. J M 21239 135.0 COM Cardiome Pharma Corp. I 325412 389.5 CFN Carfinco Income Fund I 523991 176.0 CJT Cargojet Income Fund I 523991 79.5 CUP Caribbean Utilities Company, Ltd. I 221122 254.1 CMH Carmanah Technologies Corporation I 335129 22.5 CPN Carpathian Gold Inc. J M 212221 258.3 CAS Cascades Inc. I 322299 647.3 CSF Cash Store Financial Services Inc. (The) I 532299 263.3 CEK Caspian Energy Inc. J M 212299 37.0 CTL Catalyst Paper Corporation I 322122 89.7 CET Cathedral Energy Services Income Trust I 523991 329.4 CAZ Caza Oil & Gas, Inc. J O 221112 119.1 CCL CCL Industries Inc. I 56191 987.6 CFT CE Franklin Ltd. I 213112 125.4 CLS Celestica Inc. I 335999 1,922.4 CLT Celtic Exploration Ltd. I 211111 1,600.7 CVE Cenovus Energy Inc. O 211111 25,000.0 CEE Centamin Egypt Limited M 212221 3,004.4 CG Centerra Gold Inc. M 212221 4,677.4 CEF Central Fund of Canada Limited I 52599 4,927.7 GTU Central Gold-Trust I 523991 903.2 CHH Centric Health Corporation J I 62151 55.7 CQE Cequence Energy Ltd. O 211111 252.3 CRP Ceres Global Ag Corp. I 523991 125.9 CGA CGA Mining Limited J M 212221 1,033.1 GIB CGI Group Inc. I 541512 4,111.3 CXN Chalice Gold Mines Limited J M 212221 150.1 CHM Champion Minerals Inc. J M 212299 153.3 CSH Chartwell Seniors Housing Real Estate Investment I 52593 1,244.9 CWH Chartwell Technology Inc. J I 541512 14.2 CTU Chateau Inc. (Le) I 44812 232.6 CHE Chemtrade Logistics Income Fund I 523991 557.1 CHW Chesswood Income Fund I 523991 58.3 CFB Chieftain Metals Inc. M 212299 61.2 CGG China Gold International Resources Corp. J M 212299 2,149.9 CKE Chinook Energy Inc. O 211111 457.6 CUQ Churchill Corporation (The) I 23622 532.0 CIX CI Financial Corp. I 52392 6,474.3

92 Chapter 6 Symbol Company Name Category NAICS Market Cap $M CIP CI Master Limited Partnership I 52599 2.1 MBA CIBT Education Group Inc. J I 61143 28.4 ELC CIC Energy Corp. J M 324199 361.7 CNH Cinch Energy Corp. J O 211111 117.9 CGX Cineplex Galaxy Income Fund I 523991 1,402.9 CRW Cinram International Income Fund I 334612 74.6 DND Cipher Pharmaceuticals Inc. J I 32541 28.9 CTF Citadel Income Fund I 523991 219.3 CRT Citadel SMaRT Fund Trust I 526917 26.4 CXC CIX Split Corp. I 523999 29.0 CVG Clairvest Group Inc. I 52311 213.5 CKI Clarke Inc. I 48412 188.5 CRJ Claude Resources Inc. M 212221 310.0 CBO Claymore 1-5 Yr Laddered Corp Bond ETF I 526915 857.6 CLF Claymore 1-5 Yr Laddered Gov Bond ETF I 526915 683.4 CAB Claymore Advantaged Cdn Bond ETF I 526915 76.0 CHB Claymore Advantaged High Yield Bond I 526915 126.8 CBN Claymore Balanced Growth CorePortfolio I 526917 20.7 CBD Claymore Balanced Income CorePortfolio I 526917 36.8 CBQ Claymore BRIC ETF I 526911 361.7 CBR Claymore Broad Commodity ETF I 526912 19.3 CWO Claymore Broad Emerging Markets ETF I 526912 94.7 FIE Claymore Canadian Financial Monthly Income ETF I 526911 171.3 CRQ Claymore Canadian Fundamental Index ETF I 526911 206.6 CHI Claymore China ETF I 526916 9.2 CEW Claymore Equal Weight Banc & Lifeco I 526912 109.3 COW Claymore Global Agriculture ETF I 526912 269.5 CIF Claymore Global Infrastructure ETF I 526912 26.5 CYH Claymore Global Monthly Adv Dividend ETF I 526911 109.0 CGR Claymore Global Real Estate ETF I 562912 30.6 CGL Claymore Gold Bullion Trust I 526919 486.0 CIE Claymore International Fund Index ETF I 526912 121.0 CIB Claymore Inverse 10 Year Government Bond I 526915 4.9 CJP Claymore Japan Fundamental Index ETF I 526912 10.0 GAS Claymore Natural Gas Commodity ETF I 526911 195.1 CLO Claymore Oil Sands Sector ETF I 526911 41.4 CMR Claymore Premium Money Market ETF I 526917 37.0 CWW Claymore S&P Global Water ETF I 526917 35.2 CDZ Claymore S&P/TSX CDN Dividend ETF I 526911 451.3 CPD Claymore S&P/TSX CDN Preferred ETF I 526911 580.0 CMW Claymore S&P/TSX Global Mining ETF I 526917 68.0 SVR Claymore Silver Bullion Trust I 523991 27.1 CLU Claymore US Fundamental Index ETF C$ Hedged I 526912 136.2 CLR Clearwater Seafoods Income Fund I 526919 109.8 CMK Cline Mining Corporation J M 212399 655.5 CLK ClubLink Enterprises Limited I 71391 182.8 CFG Cluff Gold plc J M 212221 249.7 CLC CML Healthcare Income Fund I 62151 1,025.3 CMP CMP Gold Trust I 523991 58.8 CPT Coalspur Mines Limited J M 212111 870.1 CWA Coast Wholesale Appliances Income Fund I 523991 30.0 COA Coastal Contacts Inc. I 333314 92.7 CDM Coeur D’Alene Mines Corporation M 21222 2,130.5 CCA Cogeco Cable Inc. I 51751 1,349.4 CGO Cogeco Inc. I 51521 560.8 GCL Colabor Group Inc. I 42441 347.4 CSI Colossus Minerals Inc. J M 212299 839.6 CDV COM DEV International Ltd. I 51721 164.7 CUF Cominar Real Estate Investment Trust I 52593 1,731.7 YCM Commerce Split Corp. I 52599 44.9 CSA Commercial Solutions Inc. I 81131 13.9 CMZ COMPASS Income Fund I 526917 120.7 CMT Compton Petroleum Corporation O 211111 116.0 CMG Computer Modelling Group Ltd. J I 541512 468.3 CLL Connacher Oil and Gas Limited O 211111 691.0 CCQ Connor, Clark & Lunn Conservative Income I 523991 46.4

93 Chapter 6 Symbol Company Name Category NAICS Market Cap $M GFT Connor, Clark & Lunn Global Financials II I 526917 27.4 CCP Connor, Clark & Lunn PRINTS Trust I 526917 18.3 RRB Connor, Clark & Lunn Real Return Income I 526917 24.9 CXA Consolidated HCI Holdings Corporation I 23622 49.4 CLM Consolidated Thompson Iron Mines Ltd. J M 21221 3,571.8 CSU Constellation Software Inc. I 541512 875.0 CWI Consumers’ Waterheater Income Fund (The) I 526919 402.9 CNL Continental Gold Limited J M 21222 976.6 CZQ Continental Precious Minerals Inc. J M 212291 44.4 CSS Contrans Group Inc. I 484121 307.2 CNV Convertible & Yield Advantage Trust I 523991 34.4 CCS Co-Operators General Insurance Company I 524114 206.7 CBB Copernican British Banks Fund I 523991 24.4 CIR Copernican International Financial Split Corp. I 523991 33.9 CPM Copernican International Premium Dividend Fund I 526916 28.4 CBW Copernican World Banks Split Inc. I 526917 21.9 CIW Copernican World Financial Infrastructure Inc. I 523991 10.1 CUM Copper Mountain Mining Corporation J M 212299 583.3 CDL Corby Distilleries Limited I 31214 473.7 CDD Core Canadian Dividend Trust I 526911 16.8 COP Coro Mining Corp. J M 212299 123.2 CRG Corona Gold Corporation J M 212399 27.7 CDH Corridor Resources Inc. O 211111 521.6 CJR Corus Entertainment Inc. I 51512 1,727.0 KOR Corvus Gold Inc. J M 212299 32.9 BCB Cott Corporation I 312111 847.3 CXS Counsel Corporation I 55111 40.2 COX Coxe Commodity Strategy Fund I 526911 194.0 HCH CP HOLDRS I 551112 93.6 CZP CPI Preferred Equity Ltd. I 551112 200.0 CWG Craig Wireless Systems Ltd. J I 51721 24.8 CRA Crescent Gold Limited J M 212221 68.2 CPG Crescent Point Energy Corp. O 211111 11,779.7 CR Crew Energy Inc. O 211111 1,534.5 CRU Crew Gold Corporation J M 21223 495.0 CCZ CriticalControl Solutions Cor;p. I 541512 31.8 CRK Crocodile Gold Corp. J M 212299 342.4 CTA Crocotta Energy Inc. O 211111 114.6 CRR Crombie Real Estate Investment Trust I 52593 624.6 CXX Crosshair Exploration & Mining Corp. J M 212299 116.6 CML Crowflight Minerals Inc. J M 212299 37.9 CXY CryptoLogic Exchange Corp. I 541512 1.3 CRY CryptoLogic Limited I 541512 18.4 KRY Crystallex International Corporation J M 212221 113.1 CIU CU Inc. I 551112 358.3 CVT CVTech Group Inc. J I 33639 94.8 CX CYBERplex Inc. J I 541511 68.1 CYM Cymat Technologies Ltd. J I 325188 18.7 CYB Cymbria Corporation I 523991 192.0 DNA Dalradian Resources Inc. J M 212221 158.9 DSA DALSA Corporation I 33461 335.1 DL Danier Leather Inc. I 315292 46.9 DGI Data Group Income Fund (The) I 523991 224.9 DHF Davis + Henderson Income Fund I 523991 1,055.6 DFE Day4 Energy Inc. J I 221119 25.0 DAY Daylight Energy Ltd. O 211111 2,444.0 HYB DDJ High Yield Fund I 526917 30.8 DD DDS Wireless International Inc. J I 541511 19.4 DNC Deans Knight Income Corporation I 526914 127.8 DKI Deans Knight Income and Growth Fund I 526917 9.2 DTX DeeThree Exploration Ltd. J O 211111 141.6 DEJ Dejour Enterprises Ltd. J O 211111 35.3 DEE Delphi Energy Corporation O 211111 244.8 DML Denison Mines Corp. M 212299 1,248.5 DSG Descartes Systems Group Inc. (The) I 541512 432.2 DGC Detour Gold Corporation J M 212299 2,433.0 94 Chapter 6 Symbol Company Name Category NAICS Market Cap $M DHX DHX Media Ltd. I 51512 62.8 CUR DiagnoCure Inc. J I 54171 43.8 DFI Diamond Fields International Ltd. J M 212392 11.3 DZR Diaz Resources Ltd. O 211111 11.8 DCI DirectCash Income Fund I 523991 215.6 DA Discovery Air Inc. J I 551112 79.7 GD Distinction Group Inc. J I 56172 77.0 DPS Diversified Preferred Share Trust I 526911 153.0 PEQ Diversified Private Equity Corp. I 523991 4.7 DFN Dividend 15 Split Corp. I 526911 360.8 DF Dividend 15 Split Corp. II I 526911 109.5 DGS Dividend Growth Split Corp. I 526911 84.4 DS Dividend Select 15 Corp. I 526911 89.6 DOL Dollarama Inc. I 453998 2,108.2 DOM Dominion Citrus Income Fund I 523991 3.0 DMN Dominion Citrus Limited I 42448 1.2 UFX Domtar (Canada) Paper Inc. I 322222 473.7 UFS Domtar Corporation I 322222 3,201.7 DII Dorel Industries Inc. I 33712 1,126.0 DPF DPF India Opportunities Fund I 526912 125.8 DWI DragonWave Inc. J I 33422 295.7 DM Duluth Metals Limited M 212234 299.7 DC Dundee Corporation I 551112 1,683.4 DPM Dundee Precious Metals Inc. I 523991 1,171.6 D Dundee Real Estate Investment Trust I 52593 1,511.5 DW DundeeWealth Inc. I 523991 2,764.0 DNG Dynacor Gold Mines Inc. J M 212221 44.8 DMM Dynasty Metals & Mining Inc. M 212299 191.0 DNK Dynetek Industries Ltd. J I 336312 5.4 EGL Eagle Energy Trust O 523991 188.0 ELR Eastern Platinum Limited J M 212299 1,606.2 ER Eastmain Resources Inc. J M 212221 194.9 EH easyhome Ltd. I 53231 112.3 EVT Economic Investment Trust Limited I 526917 373.4 ECP Ecopetrol S.A. O 211111 517.7 ECU ECU Silver Mining Inc. M 212222 411.8 EFH EGI Financial Holdings Inc. I 551112 92.8 ELF E-L Financial Corporation Ltd. I 524292 2,168.2 ELD Eldorado Gold Corporation M 212221 10,138.5 EFL Electrovaya Inc. I 335912 197.2 EBR Ember Resources Inc. O 212111 37.4 EMC EMC Metals Corp. J M 212299 48.5 EMD EMED Mining Public Limited M 212299 127.9 EMA Emera Incorporated I 551112 3,723.0 EME Emerge Oil & Gas Inc. J O 211111 332.9 EMP Empire Company Ltd. I 551112 1,884.0 ENB Enbridge Inc. I 48611 21,643.0 ENF Enbridge Income Fund I 523991 454.8 ECA EnCana Corporation O 211111 21,390.0 EDV Endeavour Mining Corporation M 52311 318.6 EDR Endeavour Silver Corp. J M 21222 580.6 EFR Energy Fuels Inc. J M 212291 87.1 ENI Energy Income Fund I 523991 40.1 ES Energy Split Corp. Inc. I 526915 66.1 ERF Enerplus Resources Fund O 523991 5,421.8 EIT EnerVest Diversified Income Trust I 523991 1,416.1 EOS Enervest Energy & Oil Sands Total Return Trust I 523991 15.4 ESL Enghouse Systems Limited I 541512 214.0 EG EnGlobe Corp. J I 54162 24.7 ESI Ensign Energy Services Inc. I 213112 2,300.0 E Enterprise Oilfield Group Inc. I 213112 8.3 ETG Entre Gold Inc. J M 212299 395.7 ECG Envoy Capital Group Inc. I 54184 6.7 EPS Epsilon Energy Ltd. J O 211111 146.5 EQU Equal Energy Ltd. O 211111 291.0 EQN Equinox Minerals Limited J M 212299 4,328.2

95 Chapter 6 Symbol Company Name Category NAICS Market Cap $M ETC Equitable Group Inc. I 551112 425.8 EQI Equity Financial Holdings Inc. I 551112 48.3 ERD Erdene Resource Development Corp J M 212299 110.8 ESP Espial Group Inc. J I 541512 9.8 ESN Essential Energy Services Trust I 523991 152.8 ETX Etrion Corporation O 211111 131.2 EGU European Goldfields Limited J M 212221 2,557.4 ET Evertz Technologies Limited I 33431 1,284.7 EVG Evolving Gold Corp. J M 212221 146.9 EE Exall Energy Corporation J O 211111 120.5 EXN Excellon Resources Inc. J M 21223 325.5 EIF Exchange Income Corporation I 523991 288.3 XTC EXCO Technologies Ltd. I 333515 153.4 XRC Exeter Resource Corporation J M 212399 532.6 EXF EXFO Inc. I 33429 163.4 EXE Extendicare Real Estate Investment Trust I 52593 942.2 XG Extorre Gold Mines Limited J M 212221 586.9 EXT Extract Resources Ltd. J O 212291 2,099.9 FEL Fairborne Energy Limited O 211111 535.1 FGX Faircourt Gold Income Corp. I 526911 57.2 FCS Faircourt Split Trust I 523991 92.5 FFH Fairfax Financial Holdings Limited I 551112 9,129.8 FWM Far West Mining Limited J M 212299 366.3 FAN Farallon Mining Limited J M 212299 377.7 FBK Fibrek Inc. I 526919 195.0 FZP Fidelity Partnership 1996 I 523991 2.1 HIT Fierra High Income Trust I 523991 11.1 FSZ Fiera Sceptre Inc. I 52393 121.1 FTN Financial 15 Split Corp. I 526917 178.9 FFN Financial 15 Split Corp. II I 523991 89.5 FPR Financial Preferred Securities Corporation I 526912 15.0 STR Financial Services Income STREAMS Corp. I 526911 35.5 FTT Finning International Inc. I 53241 4,639.2 FTG Firan Technology Group Corporation I 334412 6.1 FC Firm Capital Mortgage Investment Trust I 52231 227.3 CBU First Asset CanBanc Split Corp. I 523991 23.7 DOF First Asset Canadian Div Opportunity Fund I 526915 146.0 DCD First Asset Diversified Convertible Debt Fund I 526917 98.2 TRF First Asset Energy & Resource Fund I 526911 41.7 EWP First Asset Pipes & Power Income Fund I 523991 54.8 PGT First Asset PowerGen Fund I 526917 34.3 RIT First Asset REIT Income Fund I 52593 200.4 FAY First Asset Yield Opportunity Trust I 523991 92.6 FCR First Capital Realty Inc. I 53112 2,787.4 FR First Majestic Silver Corp. M 212222 1,383.4 FNA First National Alarmcap Income Fund I 561621 26.1 FN First National Financial Income Fund I 526913 235.9 FNI First Nickel Inc. J M 212399 61.2 FM First Quantum Minerals Ltd. J M 21222 9,305.0 FHM First Trust/Highland Capital Floating Rate II I 526917 7.4 FIU First Uranium Corporation J M 212291 493.9 FSV FirstService Corporation I 531311 1,107.6 FFI Flaherty & Crumrine Investment Grade Fixed Income Fund I 523991 101.2 FES Flint Energy Services Ltd. I 213112 829.3 FTF Focused Global Trends Fund I 526917 12.0 FAR Foraco International SA I 213111 177.0 FMC Forbes and Manhattan Coal Corp. M 324199 105.9 FRB Forbes Energy Services Ltd. I 333132 117.1 FCO Formation Metals Inc. J M 212299 89.6 FSY Forsys Metals Corp. J M 212291 241.7 FCE Fort Chicago Energy Partners L.P. I 523999 1,983.6 FTS Fortis Inc. I 551112 6,863.7 FEI Fortress Energy Inc. J I 54171 6.9 FTP Fortress Paper Ltd. I 322222 564.1 FVI Fortuna Silver Mines Inc. M 212222 585.5 96 Chapter 6 Symbol Company Name Category NAICS Market Cap $M FT Fortune Minerals Limited J M 212299 182.0 FGL Forzani Group Ltd. (The) I 45111 523.9 FP FP Newspapers Income Fund I 523991 44.3 FNV Franco-Nevada Corporation M 523991 3,808.1 FRA Franconia Minerals Corporation J M 21223 70.3 FVL Freegold Ventures Limited M 212399 19.4 FRU Freehold Royalty Trust O 523991 1,212.6 MLP Front Street MLP Income Fund Ltd. I 523991 150.0 FSS Front Street Strategic Yield Fund Ltd. I 526911 76.1 FRG Fronteer Gold Inc. J M 212299 1,748.8 FCC Frontera Copper Corporation M 212234 71.8 FRO Frontier Rare Earths Limited J M 21399 300.0 FMD Futuremed Healthcare Income Fund I 33911 96.0 GBU Gabriel Resources Ltd. J M 21222 2,764.3 GO Galleon Energy Inc. O 211111 345.2 GH Gamehost Income Fund Trust I 71329 175.6 GAM Gammon Gold Inc. J M 212221 1,127.6 GW Garda World Security Corporation J I 561621 292.6 GAA Gazit America Inc. J I 52593 87.8 GDS Gendis Inc. I 551112 33.4 GEN GeneNews Limited J I 54171 17.3 GDI General Donlee Income Fund I 523991 82.7 GMO General Moly, Inc. M 21229 469.8 GMM General Motors Company I 336111 57,980.0 GDC Genesis Land Development Corp. I 23721 144.6 GWI Genesis Worldwide Inc. J I 54133 2.7 GNV GENIVAR Income Fund I 523991 550.9 GND Gennum Corporation I 334412 245.9 MIC Genworth MI Canada Inc. I 524126 2,891.1 GEO Geodrill Limited I 213115 106.2 GIX Geologix Explorations Inc. J M 212221 64.8 GMC Geovic Mining Corp. J M 212234 75.1 GIL Gildan Activewear Inc. I 33992 3,440.5 GVC Glacier Media Inc. J I 51119 217.0 GLN Glentel Inc. I 51741 274.9 GLG GLG Life Tech Corporation J I 31119 292.6 GFV Global 45 Split Corp. I 526919 17.1 AGB Global Agribusiness Trust I 523991 9.5 GLA Global Alumina Corporation M 33141 267.7 GBP Global Banks Premium Income Trust I 526917 18.0 DG Global Diversified Investment Grade Income Trust I 526917 41.3 GII Global Diversified Investment Grade Income Trust II I 523991 17.0 GDP Global Dividend Fund I 526916 7.8 GBI Global Railway Industries Ltd. I 54161 18.6 LPV Global Strategy Master LP I 523991 3.4 GUR Global Uranium Fund Inc. I 526917 23.8 GBA GlobalBanc Advantaged 8 Split Corp. I 526914 8.1 GMI GlobeStar Mining Corp. J M 212399 173.7 GMX Globex Mining Enterprises Inc. J M 212399 43.5 GS Gluskin Sheff + Associates Inc. I 523999 331.8 GLV GLV Inc. I 23829 333.5 GMF GMIncome & Growth Fund I 523991 30.7 GMP GMP Capital Inc. I 551112 884.5 GPF Gold Participation and Income Fund I 523991 45.8 GRZ Gold Reserve Inc. J M 212221 105.5 GLW Gold Wheaton Gold Corp. J M 212221 841.4 GOZ Gold-Ore Resources Ltd. J M 212221 93.8 G Goldcorp Inc. I 212221 36,608.3 AUM Golden Minerals Company J M 212299 400.8 GL Golden Peaks Resources Ltd. J M 212299 23.5 GPD Golden Predator Corp. J M 212299 51.4 GQM Golden Queen Mining Co. Ltd. J M 212221 263.4 GSC Golden Star Resources Ltd. M 212221 1,181.4 GGA Goldgroup Mining Inc. J M 21222 114.2 GRC Goldstone Resources Inc. J M 212299 109.2 GDL Goodfellow Inc. I 32121 103.5

97 Chapter 6 Symbol Company Name Category NAICS Market Cap $M GSB Government Strip Bond Trust I 526911 54.4 GCM Gran Colombia Gold Corp. J M 212221 462.1 GTE Gran Tierra Energy Inc. J O 211111 1,930.1 GTX Gran Tierra Exchangeco Inc. J O 211111 80.4 GCE Grande Cache Coal Corporation J I 324199 1,026.2 GVX Grandview Gold Inc. J M 212221 4.7 GBG Great Basin Gold Ltd. J M 212221 1,235.3 GC Great Canadian Gaming Corp. I 71321 608.6 GPR Great Panther Silver Limited J M 212299 328.0 GWO Great-West Lifeco Inc. I 551112 26,877.3 GSL Greystar Resources Ltd. J M 212299 340.3 AER Groupe Aeroplan Inc. I 541613 2,739.7 GBV Groupe Bikini Village Inc. I 44814 7.7 GGN Gryphon Gold Corporation J M 212221 19.0 GCG Guardian Capital Group Ltd. I 52399 301.0 GXI Guestlogix Inc. J I 33422 63.4 GUY Guyana Goldfields Inc. J M 212299 867.0 GCT GVIC Communications Corp. I 51919 110.8 GWR GWR Global Water Resources Corp. I 212221 64.7 HR H & R Real Estate Investment Trust I 52593 3,451.8 PAP H. Paulin & Co. Ltd. I 33251 32.4 HMM Hammond Manufacturing Company Ltd. I 335311 9.8 HPS Hammond Power Solutions Inc. I 335311 90.3 HF Hanfeng Evergreen Inc. I 111422 366.0 HE Hanwei Energy Services Inc. I 48611 35.2 HNC Hard Creek Nickel Corporation J M 212299 34.1 HWD Hardwoods Distribution Income Fund I 523991 33.7 HAR Harmony Asset Limited J I 526912 23.4 HW Harry Winston Diamond Corporation M 212392 973.0 HIS Hart Stores Inc. I 45299 22.0 HCI Hartco Inc. I 541513 43.4 HBB Harvest Banks & Buildings Income Fund I 526911 26.7 HCF Harvest Canadian Income & Growth Fund I 526911 35.3 HTE Harvest Operations Corp. O 523991 781.9 HSI Harvest Sustainable Income Fund I 523991 32.4 HSC HBanc Capital Securities Trust I 523991 143.2 HBP Helix Biopharma Corp. I 325412 165.8 HEM Hemisphere GPS Inc. I 51721 58.3 HOC Heritage Oil Corporation J O 211111 19.7 HRX Heroux-Devtek Inc. I 336413 178.3 HWO High Arctic Energy Services Inc. I 523991 55.2 HLF High Liner Foods Incorporated I 311712 243.3 HRG High River Gold Mines Ltd. M 212221 1,033.5 HYM High Yield & Mortgage Plus Trust I 526911 50.1 HLR Holloway Lodging Real Estate Investment Trust J I 52593 63.7 HCR Homburg Canada Real Estate Investment Tr I 52593 440.3 HII Homburg Invest Inc. I 52593 82.7 HCG Home Capital Group Inc. I 551111 1,794.7 HEG Homeland Energy Group Ltd. J M 212111 33.0 HEQ HomeQ Corporation I 52593 92.6 HNL Horizon North Logistics Inc. J I 213111 312.5 HAA Horizons AlphaPro Balanced ETF I 526911 11.0 HAB Horizons AlphaPro Corporate Bond ETF I 526915 279.6 HAL Horizons AlphaPro Dividend ETF I 526911 11.5 HAF Horizons AlphaPro Fiera Tactical Bond I 526911 26.5 HFR Horizons AlphaPro Floating Rate Bond ETF I 526915 10.2 HAG Horizons AlphaPro Gartman ETF I 526917 47.6 HAZ Horizons AlphaPro Global Dividend ETF 516916 11.6 HAP Horizons AlphaPro Income Plus Fund I 526917 23.8 HAX Horizons AlphaPro Managed S&P/TSX 60 ETF I 526915 11.4 HAW Horizons AlphaPro North American Growth ETF I 526911 12.2 HAV Horizons AlphaPro North American Value ETF I 526911 10.8 HPR Horizons AlphaPro Preferred Share ETF I 526911 10.1 HAH Horizons AlphaPro S&P/TSX 60 130/30 ETF I 526911 6.3 HEW Horizons AlphaPro S&P/TSX 60 Equal Weight Index I 526911 11.9 HAC Horizons AlphaPro Seasonal Rotation ETF I 526914 11.6 98 Chapter 6 Symbol Company Name Category NAICS Market Cap $M HKD Horizons BetaPro COMEX Copper Bear Plus I 526912 1.7 HKU Horizons BetaPro COMEX Copper Bull Plus I 526912 8.1 HBU Horizons BetaPro COMEX Gold Bullion Bull Plus ETF I 526912 52.1 HBD Horizons BetaPro COMEX Gold Bullion Bear Plus ETF I 526912 6.9 HUG Horizons BetaPro COMEX Gold ETF I 526912 11.6 HZD Horizons BetaPro COMEX Silver Bear ETF I 526912 8.5 HZU Horizons BetaPro COMEX Silver Bull ETF I 526912 41.8 HUZ Horizons BetaPro COMEX Silver ETF I 526912 7.3 HJU Horizons BetaPro MSCI Emerging Markets Bull ETF I 526912 12.5 HJD Horizons BetaPro MSCI Emerging Markets Bear Plus ETF I 526912 2.5 HQD Horizons BetaPro NASDAQ-100 Bear ETF I 526912 7.7 HQU Horizons BetaPro NASDAQ-100 Bull ETF I 526912 7.6 HOD Horizons BetaPro NYMEX Crude Oil Bear ETF I 526912 66.1 HOU Horizons BetaPro NYMEX Crude Oil Bull ETF I 526912 356.4 HIO Horizons BetaPro NYMEX Crude Oil Inverse ETF I 526912 2.8 HON Horizons BetaPro NYMEX Long Crude Oil/ Short Natural Gas Spread I 526912 5.1 HNO Horizons BetaPro NYMEX Long Natural Gas/ Short Crude Oil Spread I 526912 4.0 HNU Horizons BetaPro NYMEX Natural Gas Bull ETF I 526912 745.3 HND Horizons BetaPro NYMEX Natural Gas Bear ETF I 526912 43.3 HIN Horizons BetaPro NYMEX Natural Gas Inverse 526916 3.5 HSD Horizons BetaPro S&P 500 Bear Plus ETF I 526912 68.4 HSU Horizons BetaPro S&P 500 Bull Plus ETF I 526912 20.2 HXS Horizons BetaPro S&P 500 Index (C$ Hedged) ETF I 526911 5.5 HIU Horizons BetaPro S&P 500 Inverse ETF I 526916 7.1 HUV Horizons BetaPro S&P 500 VIX Short-Term Futures ETF I 526916 9.6 HVU Horizons BetaPro S&P 500 VIX Short-Term Futures Bull ETF I 526916 8.9 HXD Horizons BetaPro S&P/TSX 60 Bear Plus ETF I 526911 180.1 HXU Horizons BetaPro S&P/TSX 60 Bull Plus ETF I 526911 80.1 HXT Horizons BetaPro S&P/TSX 60 Index ETF I 526911 240.0 HIX Horizons BetaPro S&P/TSX 60 Inverse ETF I 526911 56.8 HIE Horizons BetaPro S&P/TSX Capped Energy Inverse ETF I 526911 2.0 HED Horizons BetaPro S&P/TSX Capped Energy Bear Plus ETF I 526911 13.0 HEU Horizons BetaPro S&P/TSX Capped Energy Bull Plus ETF I 526911 28.8 HFD Horizons BetaPro S&P/TSX Capped Financial Bear Plus ETF I 526911 38.2 HFU Horizons BetaPro S&P/TSX Capped Financial Bull Plus ETF I 526911 32.6 HIF Horizons BetaPro S&P/TSX Capped Financial Inverse ETF I 526911 5.3 HGD Horizons BetaPro S&P/TSX Global Gold Bear Plus ETF I 526912 79.5 HGU Horizons BetaPro S&P/TSX Global Gold Bull Plus ETF I 526912 123.6 HIG Horizons BetaPro S&P/TSX Gold Inverse ETF I 526912 3.0 HMU Horizons BetaPro S&P/TSX Global Base Metals Bull Plus ETF I 526912 13.9 HMD Horizons BetaPro S&P/TSX Global Base Metals Bear Plus ETF I 526912 17.8 HTD Horizons BetaPro U.S. 30-yr Bond Bear Plus ETF I 526912 13.9 HTU Horizons BetaPro U.S. 30-yr Bond Bull Plus ETF I 526912 2.6 HUC Horizons BetaPro Winter Term NYMEX Crude Oil ETF I 526912 1.7 HUN Horizons BetaPro Winter Term NYMEX Natural Gas ETF I 526912 1.8 HDD Horizons BetaPro U.S. Dollar Bear Plus ETF I 526912 14.5 HDU Horizons BetaPro U.S. Dollar Bull Plus ETF I 526912 4.3 HGY Horizons Gold Yield Fund I 526919 44.4 HSB HSBC Bank Canada I 52211 601.4 HBH HSBC Canada Asset Trust I 523991 200.0 HSL HSE Integrated Ltd. I 54162 17.5 HBM HudBay Minerals Inc. M 21223 2,683.5

99 Chapter 6 Symbol Company Name Category NAICS Market Cap $M HNT Huntingdon Real Estate Investment Trust I 52593 152.8 HSE Husky Energy Inc. O 211111 22,881.7 HYG Hydrogenics Corporation I 32512 20.9 HYD Hyduke Energy Services Inc. I 333132 10.6 TYF IA Clarington Aston Hill Tactical Yield Fund I 526911 95.0 IMG Iamgold Corporation M 212221 6,617.4 IBG IBI Income Fund I 523991 241.0 BIN IESI-BFC Ltd. I 523991 2,676.3 IGM IGM Financial Inc. I 523991 11,488.4 IDL Imaging Dynamics Company Ltd. J I 334510 8.2 IMX Imax Corporation I 51212 1,794.8 III Imperial Metals Corporation M 212299 971.2 IMO Imperial Oil Limited O 454312 34,396.9 IM IMRIS Inc. J I 33451 250.5 IRG Imvescor Restaurant Group Inc. I 72211 45.7 INC Income Financial Trust I 526911 36.4 STQ Income STREAMS III Corporation I 526917 58.9 IDX INDEXPLUS Income Fund I 523991 173.0 IDG Indigo Books & Music Inc. I 451211 365.2 IAG Industrial-Alliance Insurance & Financial Services Inc. I 524292 3,499.6 IMN Inmet Mining Corporation I 212221 4,334.8 INE Innergex Renewable Energy Inc. I 221111 759.9 INN InnVest Real Estate Investment Trust I 52593 873.9 INQ INSCAPE Corporation I 33721 32.5 ISN Insignia Energy Ltd. J O 211111 55.2 ISM Inspiration Mining Corporation J M 212239 18.0 IFC Intact Financial Corporation I 524126 5,710.6 IAM Integrated Asset Management Corp. I 523999 22.6 I Intellipharmacuetics International Inc. J I 54171 29.4 IPL Inter Pipeline Fund I 48611 3,843.9 ICI Inter-Citic Minerals Inc. J M 212299 249.7 IMP Intermap Technologies Corp. I 334511 29.2 IDC International Datacasting Corporation J I 51741 26.0 IFP International Forest Products Ltd. I 321113 258.5 IMZ International Minerals Corporation J M 21222 960.5 IRD International Road Dynamics Inc. I 488999 11.5 ISR International Sovereign Energy Corp. J O 211111 19.3 ITH International Tower Hill Mines Ltd. M 212299 860.5 IIP InterRent Real Estate Investment Trust I 52593 72.2 ITP Intertape Polymer Group Inc. I 326112 69.0 IAU Intrepid Mines Limited J M 21222 1,056.5 ICS Intrinsyc Software International, Inc. J I 541512 12.2 INV INV Metals Inc. J M 212234 70.4 BND Investment Grade Trust I 526911 48.6 BWV iPath CBOE S&P 500 BuyWrite Index ETN I 526917 15.5 ERO iPath EUR/USD Exchange Rate ETN I 526917 6.5 GBX iPath GBP/USD Exchange Rate ETN I 526917 6.0 JYN iPath JPY/USD Exchange Rate ETN I 526917 5.4 II.U iPath Optimized Currency Carry ETN I 526917 22.0 VXZ iPath S&P: 500 VIX Mid-Term Futures ETN I 526917 1,007.7 VXX iPath S&P 500 VIX Short-Term Futures ETN USF I 526917 1,087.4 FFL iPath US Treasury Flattener ETN I 526916 15.8 SST iPath US Treasury Steepener ETN I 526916 7.0 XAL iShares Alternatives Completion Portfolio Builder Fund I 526917 14.7 XCH iShares China Index Fund I 21.6 XCR iShares Conservative Core Portfolio Builder Fund I 526917 10.1 XCB iShares DEX All Corporate Bond Index Fund I 526915 1,266.3 XGB iShares DEX All Government Bond Index Fund I 526915 211.0 XHB iShares DEX Hybrid Bond Index Fund I 526915 33.3 XLB iShares DEX Long Term Bond Index Fund I 526915 115.7 XRB iShares DEX Real Return Bond Index Fund I 526915 582.2 XSB iShares DEX Short Term Bond Index Fund I 526915 1,999.1 XBB iShares DEX Universe Bond Index Fund I 526915 1,547.3 XTR iShares Diversified Monthly Income Fund I 526911 230.7 XDV iShares Dow Jones Cda Select Dividend Index Fund I 526915 913.9 XCG iShares Dow Jones Cda Select Growth Index Fund I 526911 35.9 100 Chapter 6 Symbol Company Name Category NAICS Market Cap $M XCV iShares Dow Jones Cda Select Value Index Fund I 526911 54.2 XGC iShares Global Completion Portfolio Builder Fund I 526917 4.9 IGT iShares Gold Trust I 523991 4,863.3 XGR iShares Growth Core Portfolio Builder Fund I 526917 8.3 XEN iShares Jantzi Social Index Fund I 526912 20.0 XBZ iShares MSCI Brazil Index Fund ETF I 526912 17.0 XIN iShares MSCI EAFE 100% Hedged to Cdn$ Index Fund I 526914 1,067.1 XEM iShares MSCI Emerging Market Index Fund ETF I 526912 219.8 XWD iShares MSCI World Index Fund ETF I 526912 33.0 XSU iShares Russell 2000 Index (Cdn-Hedged) Fund I 526911 64.7 XID iShares S&P CNX Nifty India Index Fund I 526912 16.7 XLA iShares S&P Latin America 40 Index Fund I 526912 6.8 XSP iShares S&P 500 Hedge to Cdn$ Index Fund I 526912 1,469.6 XIU iShares S&P/TSX 60 Index Fund I 526911 11,548.9 XIC iShares S&P/TSX Capped Composite Index Fund I 526911 1,217.7 XEG iShares S&P/TSX Capped Energy Index Fund I 526911 846.0 XFN iShares S&P/TSX Capped Financials Index Fund I 526911 1,039.1 XIT iShares S&P/TSX Capped Information Technology Index Fund I 526911 42.4 XMA iShares S&P/TSX Capped Materials Index Fund I 526911 316.8 XRE iShares S&P/TSX Capped REIT Index Fund I 52593 1,064.1 XMD iShares S&P/TSX Completion Index Fund I 526911 211.8 XGD iShares S&P/TSX Global Gold Index Fund I 526911 1,283.3 XPF iShares S&P/TSX North American Preferred Stock Index I 526911 6.0 XCS iShares S&P/TSX Smallcap Index Fund I 526911 160.1 XHY iShares U.S. High Yield Bond Index Fund I 526916 202.7 XIG iShares U.S. IG Corporate Bond Index I 526916 26.9 ISA Isotechnika Pharma Inc. I 54171 40.5 IVA Ivanhoe Australia Limited J M 212399 1,526.0 IE Ivanhoe Energy Inc. J O 211111 909.1 IVN Ivanhoe Mines Ltd. M 21222 12,242.0 IVW Ivernia Inc. J M 21239 211.7 JFC Jaguar Financial Corporation J M 212399 7.4 JAG Jaguar Mining Inc. J M 212221 597.3 JDN Jayden Resources Inc. M 212299 49.5 JAZ Jazz Air Income Fund I 523991 734.3 JDU JDS Uniphase Canada Ltd. I 335921 62.5 PJC Jean Coutu Group (PJC) Inc. (The) I 44611 1,124.8 JCT Jewett-Cameron Trading Company Ltd. I 44419 18.2 JOV Jovian Capital Corporation J I 551112 70.3 JEC Jura Energy Corporation I 52311 5.3 JEX Just Energy Exchange Corp. I 22121 141.2 JE Just Energy Income Fund I 523991 1,898.7 KBL K-Bro Linen Income Fund I 523991 126.9 KRN Karnalyte Resources Inc. M 212391 168.4 KAT Katanga Mining Limited M 21239 2,856.2 KGN Keegan Resources Inc. J M 212221 407.5 KEG Keg Royalties Income Fund (The) I 523991 140.0 KEY Keyera Facilities Income Fund I 523991 2,519.1 KRI Khan Resources Inc. J M 212291 25.9 KMP Killam Properties Inc. J I 531311 528.4 KBR Kimber Resources Inc. J M 21222 107.2 KFS Kingsway Financial Services Inc. I 524126 72.4 KIH Kingsway International Holdings Limited I 551111 76.8 KSP Kingsway Linked Return of Capital Trust I 523991 51.3 K Kinross Gold Corporation M 212221 21,422.6 KGI Kirkland Lake Gold Inc. J M 212221 1,087.3 KDX Klondex Mines Ltd. J M 212299 91.4 LMA La Mancha Resources Inc. J M 212299 320.0 LRI Lab Research Inc. I 621511 5.5 DDS Labopharm Inc. I 54171 68.0 LIM Labrador Iron Mines Holdings Limited M 21221 507.4 LIF Labrador Iron Ore Royalty Income Fund M 523991 2,152.0 LSG Lake Shore Gold Corp. J M 212221 1,568.3 LRT Lanesborough Real Estate Investment Trust I 52593 41.9 LAM Laramide Resources Ltd. J M 212291 133.2 101 Chapter 6 Symbol Company Name Category NAICS Market Cap $M LAS Lassonde Industries Inc. I 311411 164.0 LB Laurentian Bank of Canada I 52211 1,356.8 CBF Lazard Global Investments Convertible Bond I 523991 65.2 LEG Legacy Oil & Gas Inc. O 211111 1,971.6 LW Leisureworld Senior Care Corporation I 623311 215.2 LNF Leon’s Furniture Limited I 44211 1,038.5 LBE Liberty Mines Inc. J M 212234 21.9 LBS Life & Banc Split Corp. I 526911 201.1 LSC Lifeco Split Corporation Inc. I 526911 19.0 LNR Linamar Corporation I 333999 1,316.8 LRM Linear Metals Corporation J M 21223 14.0 LQW Liquidation World Inc. I 45439 33.4 LIQ Liquor Stores Income Fund I 526911 346.4 LAC Lithium Americas Corp. J M 212399 140.3 L Loblaw Companies Limited I 44511 11,532.8 LII Logan International Inc. I 213112 175.0 LGT Logistec Corporation I 48832 130.4 LOR Lorus Therapeutics Inc. I 54171 17.1 LLL lululemon athletica inc. I 315999 3407.7 LUN Lundin Mining Corporation M 212221 4,214.2 LYD Lydian International Limited M 212299 207.7 XMF M Split Corp. I 526919 22.1 MDA MacDonald, Dettwiler and Associates Ltd. I 51919 2,075.6 MKZ Mackenzie Master Limited Partnership I 526911 5.5 MNF Macquarie NexGen Global Infrastructure Corp. I 523991 17.4 MPT Macquarie Power & Infrastructure Income Fund I 526919 449.9 MCZ Mad Catz Interactive, Inc. J I 33431 54.2 MPC Madison Pacific Properties Inc. I 52593 136.4 MAG MAG Silver Corp. J M 212299 682.4 MAL Magellan Aerospace Corporation I 336413 75.6 MAA MagIndustries Corp. M 212391 107.3 MXY Magma Energy Corp. J M 221119 461.5 MMW Magma Metals Limited J M 212299 107.6 MG Magna International Inc. I 336399 12,582.8 MGN Magnotta Winery Corporation I 31213 25.8 MEQ Mainstreet Equity Corp. J I 531311 154.2 MDI Major Drilling Group International Inc. I 213115 991.3 MLG Malaga Inc. J M 212221 50.5 MND Mandalay Resources Corporation J M 21222 98.0 MBT Manitoba Telecom Services Inc. I 51731 1,851.3 MRL Mantra Resources Limited J M 212291 1,032.7 MBB Manulife Brompton Advantaged Bond Fund I 526915 35.3 MFT Manulife Financial Capital Trust I 526911 60.9 MFC Manulife Financial Corporation I 52399 32,170.9 MFI Maple Leaf Foods Inc. I 42441 1,561.5 MOZ Marathon Gold Corporation J M 212221 28.3 MN March Networks Corporation I 561621 72.0 MRN Marengo Mining Limited J M 212234 372.7 MPM Markland AGF Precious Metals Corp. I 523991 16.6 MHY Marret High Yield Strategies Fund I 526916 434.3 MIG Marret Investment Grade Bond Fund I 526916 314.6 MLX Marsulex Inc. I 333411 428.1 MRE Martinrea International Inc. I 332999 747.9 MTA Matrix Asset Management Inc. J I 52392 43.7 MAW Mawson Resources Limited J M 212291 112.7 MXG Maxim Power Corp. I 221111 150.8 MBC MBAC Fertilizer Corp. J I 32531 177.4 MKP MCAN Mortgage Corporation I 526913 200.2 MCB McCoy Corporation I 336212 98.0 MHR McGraw-Hill Ryerson Ltd. I 51113 95.8 MUH MCM Split Share Corp. I 526911 15.2 MDZ MDC Partners Inc. I 56141 488.8 MDN MDN Inc. J M 212299 47.4 MDF Mediagrif Interactive Technologies Inc. I 518111 147.2 MDG Medicago Inc. J I 54171 83.5 DR Medical Facilities Corporation I 551112 349.4

102 Chapter 6 Symbol Company Name Category NAICS Market Cap $M MNR Mediterranean Resources Ltd. J M 212399 9.1 MRS Medoro Resources Ltd. J M 212221 330.7 MLL Medusa Mining Limited M 212221 1,213.1 MWC Medwell Capital Corp. I 325411 25.9 MEG MEG Energy Corp. O 211111 8,633.1 MB MEGA Brands Inc. I 339932 361.9 MGA Mega Uranium Ltd. J M 212291 273.8 MRD Melcor Developments Ltd. I 531312 446.6 ML Mercator Minerals Ltd. J M 212234 780.0 MRI Mercer International Inc. I 32211 329.5 MMZ Metalline Mining Company J M 212299 133.5 MET Metalore Resources Ltd. O 211111 14.2 MX Methanex Corporation I 32511 2,794.5 MYG MethylGene Inc. J I 54171 5.5 MRU Metro Inc. I 42441 4,690.9 MGX MGM Energy Corp. O 211111 62.9 MIM MI Developments Inc. I 531312 1,267.0 MBX Microbix Biosystems Inc. J I 325411 22.6 MBN Middlefield Bancorp Limited I 52311 10.6 OCF Middlefield Tactical Energy Corporation I 523991 10.4 MEL Midway Energy Ltd. O 211111 300.8 MGO Migao Corporation I 32531 406.3 MMM Minco Gold Corporation J M 212299 132.0 MSV Minco Silver Corporation J M 212299 274.8 MFL Minefinders Corporation Ltd. J M 21222 869.9 MAK Minemakers Limited J M 32511 90.6 MAI Minera Andes Inc. J M 21222 770.9 IRL Minera IRL Limited M 212221 176.8 MDM Mineral Deposits Limited J M 212299 342.1 MGT Mines Management, Inc. J M 212222 95.2 MID MINT Income Fund I 523991 253.9 MNB Mirabela Nickel Limited J M 212299 1,169.9 MT Miranda Technologies Inc. I 33422 119.5 MTM Mitec Telecom Inc. I 33422 15.2 MKX MKS Inc. I 541512 177.1 TPX Molson Coors Canada Inc. I 31212 1,131.9 MOL Moly Mines Limited J M 212234 590.6 ME Moneta Porcupine Mines Inc. J M 212221 53.6 MM Mood Media Corporation J I 512299 248.9 MRC Morguard Corporation I 52593 628.9 MRT Morguard Real Estate Investment Trust I 52593 948.2 MSN Morguard Sunstone Real Estate Income Fund I 52593 27.4 MSI Morneau Sobeco Income Fund I 524292 442.4 MSD Mosaid Technologies Inc. I 334112 352.6 MPV Mountain Province Diamonds Inc. J M 212392 502.7 MTY MTY Food Group Inc. I 722211 275.3 MTL Mullen Group Ltd. I 484121 1,330.9 MMN Multi-Manager Limited Partnership I I 523991 1.0 MUN Mundoro Capital Inc. J M 212299 24.9 NAE NAL Oil & Gas Trust O 523991 2,127.7 NA National Bank of Canada I 52211 12,279.6 NUS Nautilus Minerals Inc. J M 212299 351.6 NBF NB Split Corp. I 52599 54.5 NNE NEMI Northern Energy & Mining Inc. J M 21239 60.0 NEM Neo Material Technologies Inc. I 33441 937.3 NLN NeuLion Inc. I 51611 75.0 NCU Nevada Copper Corp. J M 212234 259.9 NSU Nevsun Resources Ltd. J M 212221 1,455.7 ND New Dawn Mining Corp. J M 212299 70.9 NFI New Flyer Industries Inc. I 33699 560.0 NGD New Gold Inc. J M 212299 4,122.1 BCI New Look Eyewear Inc. J I 523991 71.4 NAL Newalta Corporation I 562998 695.2 NCC Newfoundland Capital Corp. Ltd. I 51111 229.1 NEW Newgrowth Corporation I 526911 101.0 NMC Newmont Mining Corporation of Canada Limited M 212221 3,421.1 103 Chapter 6 Symbol Company Name Category NAICS Market Cap $M NPF Newport Partners Income Fund I 551112 149.7 NXY Nexen Inc. O 211111 12,447.9 NGQ NGEx Resources Inc. M 212221 204.2 NKO Niko Resources Ltd. O 211111 5,288.2 NNN NiMin Energy Corp. J I 211111 101.7 NIO NIOCAN Inc. J M 21221 9.3 NIF Noranda Income Fund I 523991 173.2 NBD Norbord Inc. I 321912 637.2 NDN Nordion Inc. I 54171 758.5 NII Norsat International Inc. I 33429 33.3 NOM Norsemont Mining Inc. J M 212299 315.9 NOA North American Energy Partners Inc. I 213111 442.0 NAF North American Financials Capital I 526911 54.0 PDL North American Palladium Ltd. M 212299 1,028.0 NWF North West Company Fund I 45299 997.6 NTI Northcore Technologies Inc. J I 52399 20.2 NDM Northern Dynasty Minerals Ltd. J M 212299 1,343.3 NFC Northern Financial Corporation I 551112 2.9 NPR Northern Property Real Estate Investment Trust I 52593 738.8 NGX Northgate Minerals Corporation M 212221 925.7 NPI Northland Power Income Fund I 551112 1,269.9 NPP Northland Power Preferred Equity Inc. I 526919 152.4 NAU Northland Resources S.A. J M 21221 695.7 NAS Northstar Aerospace, Inc. I 336413 68.7 NHC Northstar Healthcare Inc. I 621999 15.0 NWH Northwest Healthcare Properties REIT I 52593 321.4 NSI Nova Scotia Power Inc. I 221122 152.3 NDQ Novadaq Technologies Inc. J I 33911 102.7 NG NovaGold Resources Inc. J M 212221 3,211.5 EKO Noveko International Inc. J I 551112 39.4 NTA Noventa Limited J M 332312 197.8 NWI Nuinsco Resources Limited J M 212299 41.3 NVA NuVista Energy Ltd. O 211111 820.7 NRI Nuvo Research Inc. I 32541 62.6 OCB O’Leary Advantaged Tactical Global Corp Bond I 523991 111.7 OBF O’Leary Bric-Plus Income & Growth Fund I 526916 170.8 OCZ O’Leary Canadian Equity Income Fund I 523991 145.9 OCH O’Leary Canadian Income Opportunities Fund 2 I 523991 137.0 OCY O’Leary Cdn Income Opportunities Fund I 523991 262.3 OGE O’Leary Global Equity Income Fund Trust I 526912 31.3 OHA O’Leary Hard Asset Income Fund I 526911 95.1 OGC OceanaGold Corporation M 212221 932.2 OCS OCP Credit Strategy Fund Trust I 523991 202.4 OSL OCP Senior Credit Fund Trust I 523991 340.0 OSM Oil Sands and Energy Mega-Projects Trust I 523991 22.4 OSF Oil Sands Sector Fund I 523991 74.0 OYM Olympus Pacific Minerals Inc. M 212299 175.9 ONC Oncolytics Biotech Inc. I 54171 465.6 OBP Ondine Biomedical Inc. J I 54171 6.2 OCX Onex Corporation I 551112 3,575.6 ONR Open Range Energy Corp. O 22121 115.8 OTC Open Text Corporation I 54151 2,608.1 OMG OPMEDIC Group Inc. J I 62151 42.8 OPM Opta Minerals Inc. I 32791 29.8 OPC OPTI Canada Inc. O 211111 188.8 OGD Orbit Garant Drilling Inc. I 213111 204.9 ORE Orezone Gold Corporation M 212221 326.4 OIP Orion Oil & Gas Corporation O 211111 284.9 OEX Orleans Energy Ltd. J O 211111 163.1 ORL Orocobre Limited J M 212399 328.0 OLE Oromin Explorations Ltd. J M 212221 148.6 OSU Orsu Metals Corporation M 212234 53.6 ORV Orvana Minerals Corp. J M 21239 453.6 OSI OSI Geospatial Inc. I 334511 13.3 OSK Osisko Mining Corporaiton J M 212299 5,532.7 OTT Otelco Inc. I 51711 235.3

104 Chapter 6 Symbol Company Name Category NAICS Market Cap $M PCE Pace Oil & Gas Ltd. O 211111 392.4 PWC Pacific & Western Credit Corp. I 52399 149.1 PIH Pacific Insight Electronics Corp. I 33639 12.2 PFN Pacific North West Capital Corp. J M 212299 8.4 PNG Pacific Northern Gas Ltd. I 22121 113.5 PMU Pacific Rim Mining Corp. J M 212221 30.1 PRE Pacific Rubiales Energy Corp. J O 211111 9,691.9 PCN Pacrim International Capital Inc. I 551112 35.2 PDN Paladin Energy Ltd. J M 212291 3,635.2 PLB Paladin Labs Inc. I 325412 617.4 PLK Palko Environmental Ltd. I 523991 36.8 PAA Pan American Silver Corp. M 212222 4,392.0 PZG Paramount Gold and Silver Corp. J M 212299 440.6 POU Paramount Resources Ltd. O 211111 2,375.0 PTO Pareto Corporation J I 54189 83.6 PRK Parkbridge Lifestyle Communities Inc. I 551112 487.2 PKI Parkland Income Fund I 523991 700.6 PSI Pason Systems Inc. I 213111 1,139.6 PTI Patheon Inc. I 32541 298.4 PCD Pathfinder Convertible Debenture Fund I 523991 122.8 PKL PC Gold Inc. J M 212299 51.6 PES Peak Energy Services Trust I 523991 82.7 PEZ Pediment Gold Corp. J M 212299 123.8 PIX Peer 1 Network Enterprises, Inc. I 51611 186.6 PPL Pembina Pipeline Corporation I 48611 3,859.0 PGF Pengrowth Energy Trust O 523991 4,111.1 PWT Penn West Energy Trust O 523991 11,165.7 PGD Peregrine Diamonds Ltd. J M 212392 238.2 PGM Peregrine Metals Ltd. J M 212299 106.0 PMT Perpetual Energy Inc. O 211111 820.7 PRU Perseus Mining Limited Ordinary 212221 1,451.1 PTQ Petaquilla Minerals Ltd. J M 212221 144.3 PTZ Pethealth Inc. J I 524128 42.7 PBN Petrobakken Energy Ltd. O 211111 4,066.3 PBG Petrobank Energy and Resources Ltd. O 211111 2,678.2 PDP Petrolifera Petroleum Limited J O 211111 90.2 PMG Petrominerales Ltd. O 211111 3,316.2 PRW Petrowest Energy Services Trust I 213112 14.5 PEY.UN Peyto Energy Trust Units O 211111 2,429.1 PFB PFB Corporation I 326112 38.0 PHX Phoenix Technology Income Fund I 213112 364.1 PHD Phonetime Inc. J I 51731 11.0 FOS Phoscan Chemical Corp. J I 325311 84.4 PNP Pinetree Capital Ltd. J I 52399 563.3 PZA Pizza Pizza Royalty Income Fund I 722211 183.3 PTM Platinum Group Metals Ltd. J M 212299 448.6 PPN Platmin Limited M 212299 667.2 PCC Plutonic Power Corporation J I 221111 139.4 PTS Points International Ltd. J I 454111 103.4 PSR Polar Star Mining Corporation j M 21229 171.8 PLS Polaris Minerals Corporation J M 212399 79.3 PBL Pollard Banknote Income Fund I 323119 54.6 POL Polo Resources Limited J M 212111 191.2 POM Polymet Mining Corp. J M 21223 355.9 HDX Posera-HDX Inc. J I 52232 14.3 POT Potash Corporation of Saskatchewan Inc. I 212391 44,241.9 KCL Potash One Inc. J M 212391 379.4 POW Power Corporation of Canada I 551112 13,440.5 PWF Power Financial Corporation I 551112 23,735.7 DAA PowerShares DB Agriculture Double Long I 523991 74.6 DAD PowerShares DB Agriculture Double Short I 523991 2.8 DOE PowerShares DB Crude Oil Double Short I 523991 92.8 DGU PowerShares DB Gold Double Long I 523991 557.6 DGJ PowerShares DB Gold Double Short I 523991 93.2 PWE Powertech Uranium Corp. J M 212291 16.9 MMP Precious Metals and Mining Trust I 523991 310.1

105 Chapter 6 Symbol Company Name Category NAICS Market Cap $M PBU Precious Metals Bullion Trust I 523991 76.0 PD Precision Drilling Trust I 213112 2,646.5 PSF Preferred Share Investment Trust I 523991 55.4 PCU Premier Canadian Income Fund Trust I 526912 13.5 PG Premier Gold Mines Limited J M 212299 769.4 PVN Premier Value Income Trust I 523991 58.7 PBH Premium Brands Holdings Corporation I 42447 298.3 PIC Premium Income Corporation I 526911 210.4 PVG Pretium Resources Inc. J M 212299 503.8 PMZ Primaris Retail Real Estate Investment Trust I 52593 1,540.8 PRI Primary Energy Recycling Corporation I 221122 185.1 PDV Prime Dividend Corp. I 526911 30.9 EAT Prime Restaurants Royalty Income Fund I 526919 30.7 P Primero Mining Corp. J M 212299 403.6 QSR Priszm Income Fund I 523991 16.5 PAM Pro-AMS U.S. Trust I 526912 16.3 PRQ Progress Energy Resources Corp. O 211111 3,007.6 PLI ProMetic Life Sciences Inc. J I 325412 42.3 PPF Propel Multi-Strategy Fund I 523991 69.0 PRP ProSep Inc. J I 213112 18.2 PSX ProspEx Resources Ltd. O 211111 79.3 PRX Protox Therapeutics Inc. J I 54171 86.1 PVE Provident Energy Trust O 211111 2,544.4 PRT PRT Forest Regeneration Income Fund I 523991 23.0 PSD Pulse Seismic Inc. I 54136 116.9 PSV Pure Energy Services Ltd. I 213112 141.9 NIC Pure Nickel Inc. J M 21223 13.6 QLT QLT Inc. I 54171 374.9 QUX Quadra FNX Mining Ltd. M 212299 3,181.9 QBR Quebecor Inc. I 551112 2,420.6 QMI Queenston Mining Inc. M 212221 465.2 QEC Questerre Energy Corporation J O 211111 480.0 RBS R Split III Corp. I 526915 83.9 RNK Rainmaker Entertainment Inc. I 512191 5.6 RPG Ram Power Corp. J O 221112 349.2 RTL Ratel Gold Limited J M 212299 180.0 RAV Ravensource Fund I 526916 14.5 RYT RBC Capital Trust I 523991 757.5 RC RDM Corporation J I 541512 23.9 RCB Red Crescent Resources Ltd. J M 21229 67.4 RKN Redknee Solutions Inc. J I 51121 88.5 RDL Redline Communications Group Inc. J I 33422 8.5 REZ Redzone Resources Ltd. M 212299 31.5 RET Reitmans (Canada) Limited I 44812 1,226.0 RIM Research In Motion Limited I 518111 30,299.5 RIN Resinco Capital Partners Inc. I 52591 18.1 RBM Response Biomedical Corp. J I 33911 13.4 RVX Resverlogix Corp. J I 32541 123.4 RMM Retrocom Mid-Market Real Estate Invest Trust I 52593 168.8 RVM Revett Minerals Inc. J M 212222 158.9 RV Revolution Resources Corp. M 212221 19.0 RPI Richards Packaging Income Fund I 523991 87.7 RCH Richelieu Hardware Ltd. I 42371 645.9 RIC Richmont Mines Inc. M 212221 159.0 RIB Ridgewood Canadian Investment Grade Bond I 526915 58.5 RCL Ridley Inc. I 311119 127.4 RN Rio Novo Gold Inc. J M 212221 240.1 REI RioCan Real Estate Investment Trust I 52593 5,685.1 RBA Ritchie Bros. Auctioneers Incorporated I 45439 2,420.5 RE Rock Energy Inc. J O 211111 159.2 RGT Rockgate Capital Corp. J M 212299 213.0 RDI Rockwell Diamonds Inc. J M 212392 33.7 RME Rocky Mountain Dealerships Inc. I 53241 197.0 RCI Rogers Communications Inc. I 51751 19,541.8 RSI Rogers Sugar Income Fund I 523991 607.2 R Romarco Minerals Inc. M 212221 1,111.2 106 Chapter 6 Symbol Company Name Category NAICS Market Cap $M RON RONA inc. I 44419 1,835.1 RY Royal Bank of Canada I 52211 79,528.8 RGL Royal Gold, Inc. M 212221 2,888.9 RYL Royal Host Real Estate Investment Trust I 52593 162.6 RNX Royal Nickel Corporation M 212299 224.2 RS RS Technologies Inc. J I 325211 10.1 RMX Rubicon Minerals Corporation J M 212299 1,214.3 RCM RuggedCom Inc. I 33429 219.1 RUS Russel Metals Inc. I 331221 1,568.3 RUT Rutter Inc. J I 33451 3.8 SBN S Split Corp. I 526911 76.3 SBB Sabina Gold & Silver Corp. J M 212299 796.6 SGR San Gold Corporation J M 212221 1,192.6 SVC Sandvine Corporation J I 33411 384.9 SAP Saputo Inc. I 31151 8,149.6 SVY Savanna Energy Services Corp. I 213112 560.7 SIS Savaria Corporation J I 33911 35.1 SCI SCITI ROCS Trust I 526917 62.1 STF SCITI Total Return Trust I 523991 26.4 SIN SCITI Trust I 523991 209.4 SCR Score Media Inc. J I 51521 79.1 SPM Scorpio Mining Corporation J M 212399 187.0 SRQ Scott’s Real Estate Investment Trust I 52593 96.5 SEA Seabridge Gold Inc. J M 212221 1,228.6 SCC Sears Canada Inc. I 452111 2,048.1 SCU Second Cup Income Fund I 523991 78.8 SCS Second Wave Petroleum Inc. J O 211111 211.4 SES Secure Energy Services Inc. J I 213112 372.9 SMF SEMAFO Inc. J M 212221 2,923.8 SBS SemiBioSys Genetics Inc. J I 32541 3.9 SIT Sentry Select Blue-Chip Income Trust I 523991 6.0 SSJ Sentry Select Commodities Income Trust I 523991 33.8 SGT Sentry Select Global Index Income Trust I 523991 7.6 PME Sentry Select Primary Metals Corp. I 526911 149.3 SEC Senvest Capital Inc. I 55111 203.4 SQZ Serica Energy plc O 211111 107.7 SJR Shaw Communications Inc. I 51521 8,788.9 SCL ShawCor Ltd. I 333132 2,350.4 S Sherritt International Corporation M 551112 2,500.5 SC Shoppers Drug Mart Corporation I 44611 8,595.9 SGF Shore Gold Inc. J M 212299 202.0 SW Sierra Wireless, Inc. I 541512 463.4 SDF Signature Diversified Value Trust I 523991 3.0 SBR Silver Bear Resources Inc. J M 212222 27.7 SBT Silver Bullion Trust 523991 111.0 SSO Silver Standard Resources Inc. M 212222 2,209.9 SLW Silver Wheaton Corp. M 212222 13,562.8 SVM Silvercorp Metals Inc. J M 212299 2,223.6 SLX Silvermex Resources Inc. J M 21222 217.0 TRE Sino-Forest Corporation I 321999 5,719.6 SRV SIR Royalty Income Fund I 523991 58.1 SXT Sixty Split Corp. I 526911 35.7 SKL Skope Energy Inc. J O 211111 55.8 SKA Skylon All Asset Trust I 526911 14.9 SLP Skylon Global Capital Yield Trust I 526911 6.9 SPO Skylon Global Capital Yield Trust II I 526911 26.3 SKG Skylon Growth & Income Trust I 523991 88.8 SIA Skylon International Advantage Yield Trust I 526911 17.4 SLS SL Split Corp. I 551112 29.1 SMA Smart Technologies Inc. I 541512 415.6 SMX SMTC Manufacturing Corporation of Canada I 334111 1.9 SNC SNC-Lavalin Group Inc. I 54133 9,043.9 SNP SNP Split Corp. I 526911 19.2 SO Softchoice Corporation I 42343 154.9 SLR Solitario Exploration & Royalty Corp. J M 212399 109.8 SUM Solium Capital Inc. I 52212 61.1

107 Chapter 6 Symbol Company Name Category NAICS Market Cap $M SOQ Sonde Resources Corp. J O 211111 226.8 SAG South American Gold and Copper Co Ltd. M 212221 52.0 SAC South American Silver Corp. J M 21222 219.0 STP Southern Pacific Resource Corp. J O 211111 563.0 SGQ SouthGobi Resources Ltd. J O 212111 2,237.8 SPE Spartan Exploration Ltd. O 211111 169.9 SDI Spectral Diagnostics Inc. I 33911 26.6 SOT Split REIT Opportunity Trust I 52593 22.5 YLD Split Yield Corporation I 526911 21.3 SII Sprott Inc. I 55111 1,209.0 PHY Sprott Physical Gold Trust I 52392 1,196.0 PHS Sprott Physical Silver Trust I 52392 809.0 SCP Sprott Resource Corp. J M 212234 469.9 SIL Sprott Resource Lending Corp. I 52311 272.3 SVU Spur Ventures Inc. J I 51721 26.9 SAS St. Andrew Goldfields Ltd. J M 212221 529.0 STN Stantec Inc. I 541618 1,267.5 XHM Star Hedge Managers Corp. I 523991 89.9 XYM Star Portfolio Corp. I 523991 86.7 SAM Starcore International Mines Ltd. M 21222 9.9 SRU Starfield Resources Inc. J M 212234 44.8 SJ Stella-Jones Inc. I 321912 529.7 SSI Sterling Shoes Inc. I 44821 31.2 HAY Stone Agribusiness Fund Trust I 523991 13.9 ST Stonegate Agricom Ltd. J M 325311 248.8 SDG Stoneham Drilling Trust I 523991 93.9 SWY Stornoway Diamond Corporation J M 212399 181.5 SDY Strad Energy Services Ltd. I 213111 138.9 RSC Strateco Resources Inc. J M 212291 136.7 SQP Strongco Corporation I 33312 37.4 STB Student Transportation Inc. I 48541 455.0 SUE Sulliden Gold Corporation Ltd. M 212221 404.4 GRO Sun Gro Horticulture Income Fund I 523991 113.9 SLE Sun Life Capital Trust I 526917 969.0 SLF Sun Life Financial Inc. I 52399 19,081.0 SU Suncor Energy Inc. I 32411 59,861.7 SOY SunOpta, Inc. I 339999 509.6 SRF Sun-Rype Products Ltd. I 311411 91.3 SPB Superior Plus Corp. I 523991 1,651.5 SXP Supremex Income Fund I 322232 70.6 SHR Sure Energy Inc. O 211111 82.2 SWI Swisher Hygiene Inc. I 311412 539.3 SWS Swiss Water Decaffeinated Coffee Income I 526919 24.6 SXC SXC Health Solutions Corp. I 541512 2,622.2 SYX Synergex Corporation J I 541512 5.6 SXI Synex International Inc. I 551112 11.3 TBP T. Boone Pickens Energy Fund I 526911 18.8 THO Tahoe Resources Inc. J M 212299 2,062.6 TBL Taiga Building Products Limited I 44419 160.9 TLM Talisman Energy Inc. O 211111 22,592.8 TLH Talison Lithium Limited M 21239 625.6 TLO Talon Metals Corp. J M 212299 122.4 TNX Tanzanian Royalty Exploration Corporation M 212221 679.6 TKO Taseko Mines Limited M 21223 973.7 TO Tax Optimized Return Oriented Securities Trust I 523991 16.4 TDS TD Split Inc. I 526911 232.5 XTD TDb Split Corp. I 526911 25.9 TLB TearLab Corporation J I 54171 30.7 TEC Technicoil Corporation I 213112 107.6 TCK Teck Resources Ltd. M 212221 36,453.0 TCS TECYS Inc. J I 51121 21.0 TKM Tekmira Pharmaceuticals Corporation I 54171 46.5 T TELUS Corporation I 51721 14,326.3 TMB Tembec Inc. I 32211 428.0 TGO TeraGo Inc. I 51721 60.1 TGZ Teranga Gold Corporation J M 212221 703.7 108 Chapter 6 Symbol Company Name Category NAICS Market Cap $M TT Terra Energy Corp. O 211111 126.7 TI TerraVest Income Fund I 523991 48.9 TXL Tesla Exploration Ltd. I 213112 69.5 TPL Tethys Petroleum Ltd. J O 211111 418.7 TLN Thallion Pharmaceuticals Inc. J I 54171 4.0 TH Theratechnologies Inc. I 54171 331.0 THD Third Cdn General Investment Trust Ltd. I 526917 157.0 TCM Thompson Creek Metals Company Inc. M 212299 2,397.2 TRI Thomson Reuters Corporation I 551112 31,131.4 THR Thundermin Resources Inc. J M 212399 13.2 TGS Tiger Resources Limited J M 212299 352.2 THI Tim Hortons Inc. I 551112 7,050.1 TGF Timbercreek Global Real Estate Fund I 52593 54.3 TMC Timbercreek Mortgage Investment Corp. I 526913 139.9 TWF TimberWest Forest Corp. I 321912 463.7 TIM Timminco Limited I 33141 64.6 X TMX Group Inc. I 551112 2,748.4 TCT Top 10 Canadian Financial Trust I 526917 49.9 TXT Top 10 Split Trust Capital I 526912 43.6 TXG Torex Gold Resources Inc. J M 212221 576.2 TIH Toromont Industries Ltd. I 53241 2,367.0 TD Toronto-Dominion Bank (The) I 52211 70,535.6 TS Torstar Corporation I 51111 845.4 TOT Total Energy Services Inc. I 213112 442.6 TOU Tourmaline Oil Corp. O 211111 2,969.0 TA TransAlta Corporation I 221122 4,960.2 TRZ Transat A.T. Inc. I 481111 711.3 TNP TransAtlantic Petroleum Corp. O 211111 1,123.5 TRP TransCanada Corporation I 48621 27,729.5 TCA TransCanada PipeLines Limited I 48621 399.5 TCL Transcontinental Inc. I 323119 1,402.8 TFI TransForce Inc. I 484122 1,343.7 TGA TransGlobe Apartment REIT I 52593 257.2 TGL TransGlobe Energy Corporation J O 211111 1,064.4 TTH Transition Therapeutics Inc. J I 54171 44.1 TZT Tranzeo Wireless Technologies Inc. J I 33422 24.4 TML Treasury Metals Inc. J M 212299 54.1 TIL Tree Island Wire Income Fund I 523991 26.2 TV Trevali Resources Corp. M 21223 89.6 TOR TriAusMin Limited J M 212299 15.9 TRH Triax Diversified High-Yield Trust I 526917 31.6 TCW Trican Well Service Ltd. I 333132 2,898.0 TCN Tricon Capital Group Inc. I 52593 91.2 TCP Trident Performance Corp. I 526914 18.4 TCZ Trident Performance Corp. II I 526914 34.1 TET Trilogy Energy Corp. I 526917 1,035.4 TMA Trimac Income Fund I 523991 56.9 TDG Trinidad Drilling Ltd. I 213111 1,115.6 TRY Troy Resources NL M 212299 353.4 TOS TSO3 Inc. I 33911 76.6 TC Tucows Inc. I 51611 37.9 TDR Tudor Corporation Ltd. J O 211111 14.5 TPS Turbo Power Systems Inc. I 335312 28.8 TID Tuscany International Drilling Inc. J I 213112 272.6 TVA TVA Group Inc. I 51512 285.7 TVI TVI Pacific Inc. J M 21222 63.4 TBE Twin Butte Energy Ltd. J O 211111 261.5 GTH U.S. Geothermal Inc. J M 221112 92.0 GAT UBS Global Allocation Trust I 523991 31.3 UEX UEX Corporation J M 212291 456.0 UNG Union Gas Limited I 22121 7.3 UNS Uni-Select Inc. I 42312 534.1 UNC United Corporations Limited I 526917 590.9 UMG United Mining Group Inc. J M 212222 69.0 URZ Uranerz Energy Corporation J M 212291 254.7 UF Uranium Focused Energy Fund I 523991 66.1

109 Chapter 6 Symbol Company Name Category NAICS Market Cap $M UUU Uranium One Inc. J M 212291 5,133.6 U Uranium Participation Corporation M 52599 842.1 URB Urbana Corporation I 526911 101.2 URE Ur-Energy Inc. M 212291 302.9 UMJ Ursa Major Minerals Inc. J M 21223 13.7 FTU US Financial 15 Split Corp. I 526919 20.9 UXE US Gold Canadian Acquisition Corporation M 212221 36.3 UXG US Gold Corporation M 212221 939.2 UTC Utility Corp. I 526911 50.7 UST Utility Split Trust I 526911 88.0 VAA Vaaldiam Resources Ltd. J M 212392 18.6 VRX Valeant Pharmaceuticals International Inc. I 325412 8,351.4 VNR Valener Inc. I 22121 673.5 VCM Vecima Networks Inc. I 33422 96.0 RNO Vector Aerospace Corporation I 81131 434.2 VLN Velan Inc. I 332919 88.9 VLC Velocity Minerals Ltd. J M 212399 5.2 VEM Vena Resources Inc. J M 21222 47.6 VEN Ventana Gold Corp. J M 212221 1,356.4 VET Vermilion Energy Inc. O 211111 4,108.4 VRO Vero Energy Inc. O 211111 280.3 VG VG Gold Corp. J M 212221 204.0 NI Victory Nickel Inc. J M 212234 38.0 VIC Vicwest Income Fund I 332311 321.8 VFF Village Farms International Inc. I 523991 25.1 VGQ Virginia Mines Inc. J M 212221 260.8 VGZ Vista Gold Corp. M 212221 110.9 VT Viterra Inc. I 42451 3,448.4 VTN Vitran Corporation Inc. I 484121 213.4 VTR Volta Resources Inc. J M 212221 320.1 WJX Wajax Income Fund I 333618 612.6 WDN Waldron Energy Corporation J O 211111 74.6 WFC Wall Financial Corporation I 531312 448.7 WM Wallbridge Mining Company Limited J M 212234 30.9 WNX Warnex Inc. J I 325414 7.0 WFI WaterFurnace Renewable Energy Inc. J I 333414 299.6 WEW WebTech Wireless Inc. I 517212 38.0 WZL Wenzel Downhole Tools Ltd. I 333132 57.9 WCS Wescast Industries Inc. I 336399 39.0 WDO Wesdome Gold Mines Ltd. M 212221 287.5 WFT West Fraser Timber Co. Ltd. I 321912 1,874.6 WED Westaim Corporation (The) I 55111 319.3 W Westcoast Energy Inc. I 48621 289.8 WSA Western Areas NL J M 212234 1,096.4 WTN Western Coal Corp. J M 212111 4,307.9 WRN Western Copper Corporation J M 212299 243.3 WES Western Financial Group Inc. I 52599 380.3 WEF Western Forest Products Inc. I 321113 102.9 WEQ WesternOne Equity Income Fund I 52399 98.8 WFE WestFire Energy Ltd.J O 211111 275.6 WJA WestJet Airlines Ltd. I 48111 2,020.6 WN Weston, George Limited I 44511 11,620.3 WPT Westport Innovations Inc. I 336312 859.7 WTE Westshore Terminals Income Fund I 523991 1,706.3 WXI Wex Pharmaceuticals Inc. J I 54171 44.2 WG WGI Heavy Minerals, Incorporated M 212399 11.7 WB Whistler Blackcomb Holdings Inc. I 551112 459.8 WTG White Tiger Gold Ltd. M 212299 200.6 WCP Whitecap Resources Inc. J O 211111 237.1 WRK Whiterock Real Estate Investment Trust I 52593 400.2 WIN Wi-Lan Inc. I 33422 701.2 WCM Wilmington Capital Management Inc. I 52399 20.0 WPK Winpak Ltd. I 322221 809.3 WIX Winstar Resources Ltd. J O 211111 182.7 WRX Wireless Matrix Corporation J I 51721 81.6 WGR Witwatersrand Consolidated Gold Res Ltd. J M 212221 301.1 110 Chapter 6 Symbol Company Name Category NAICS Market Cap $M XWE World Energy Solutions Inc. J I 52399 25.5 WFS World Financial Split Corp. I 526917 75.3 XMC Xceed Mortgage Corporation I 526913 22.8 XBC Xebec Adsorption Inc. I 213112 12.0 XRG Xinergy Ltd. J M 212111 126.8 XTG XTra-Gold Resources Corp. J M 212221 100.9 XDC Xtreme Coil Drilling Corp. J I 213111 249.5 YRI Yamana Gold Inc. J M 212221 9,465.9 YLO Yellow Media Inc. I 523991 4,094.0 YOU Yield Advantage Income Trust I 523991 15.2 YP YIELDPLUS Income Fund I 526917 190.9 YM YM BioSciences Inc. J I 54171 246.2 YRB Yorbeau Resources Inc. J M 212221 35.3 YNG Yukon-Nevada Gold Corp. J M 212234 590.5 ZAR Zargon Energy Trust O 211111 535.5 ZOG Zargon Oil & Gas Ltd. O 211111 56.8 ZL Zarlink Semiconductor Inc. I 33441 320.8 ZAZ Zazu Metals Corporation J M 212231 11.7 ZCL ZCL Composites Inc. I 33241 89.3 ZNC Zincore Metals Inc. J M 21223 70.7 ZPP Zongshen PEM Power Systems Inc. J I 221119 120.1

If a listed company has more than one issue the market capitalization given is a total for all issues.

111 Chapter 6 Interpretation of NAICS

11321 Forest nurseries and gathering of forest products 33441 semi-conductor and other electronic 111419 Other food crops grown undercover component manufacturing 111422 floriculture productions 33451 navigational, measuring, electromedical, and 115112 soil preparation, planting and cultivating control instruments manufacturing 21111 Oil and gas extraction 33461 manufacturing and reproducing magnetic 21221 iron ore mining and optical media 21222 gold ore and silver ore mining 33639 other motor vehicle parts manufacturing 21223 copper, nickel, lead and zinc mining 33641 aerospace products and parts manufacturing 21229 Other metal ore mining 33699 other transportation equipment manufacturing 21239 other nonmetallic mineral mining and quarrying 33712 household and institutional furniture manufacturing 22112 Electric power transmission, control, and distribution 33721 office furniture (including fixtures) manufacturing 22121 natural gas distribution 33911 medical equipment and supplies mfg 22131 Water supply and irrigation systems 33992 sporting and athletic goods manufacturing 23622 commercial and institutional building construction 33995 sign manufacturing 23721 land subdivision 311111 Dog and cat food manufacturing 23812 structural steel and precast concrete contractors 311119 other animal food manufacturing 23829 other building equipment contractors 311223 Other oilseed processing 211111 crude petroleum and natural gas extraction 311411 frozen fruit, juice, and vegetable processing 212111 bituminous coal & lignite surface mining 311412 frozen specialty food manufacturing 212221 gold ore mining 311712 fresh and frozen seafood processing 212222 silver ore mining 311812 commercial bakeries 212231 lead ore & zinc ore mining 312111 soft drink manufacturing 212234 copper ore & nickel ore mining 315292 fur and leather apparel manufacturing 212291 uranium-radium-vanadium ore mining 315999 Other apparel accessories and other apparel 212299 all other metal ore mining manufacturing 212391 potash, soda, and borate mineral mining 321113 sawmills 212392 diamond mining 321219 reconstituted wood product manufacturing 212399 all other non-metallic mineral mining 321912 cut stock, resawing lumber and planing 213111 drilling oil and gas wells 322122 newsprint mills 213112 support activities for oil and gas operations 322221 coated and laminated packaging paper and 213115 support activities for non-metallic mineral mining plastics film manufacturing 221111 hydroelectric power generation 322222 coated and laminated paper manufacturing 221112 fossil fuel electric power generation 322232 Envelope manufacturing 221119 Other electric power generation 322299 all other converted paper product manufacturing 221122 electric power distribution 323119 other commercial printing 31131 Sugar manufacturing 324199 all other petroleum and coal products manufacturing 31151 dairy products (except frozen) manufacturing 325188 all other basic inorganic chemical manufacturing 31192 coffee and tea manufacturing 325211 Plastics material and resin manufacturing 31199 All other food manufacturing 325212 synthetic rubber manufacturing 31212 breweries 325311 nitrogenous fertilizer manufacturing 31213 wineries 325314 fertilizer (mixing only) manufacturing 31214 distilleries 325411 medicinal and botanical manufacturing 32111 Sawmills and wood preservation 325412 pharmaceutical preparation manufacturing 32121 veneer, plywood & engineered wood product mfg 325414 biological product (except diagnostic) manufacturing 32211 pulp mills 326112 unsupported plastics packaging film and 32411 petroleum refineries sheet manufacturing 32511 petrochemical manufacturing 327121 brick and structural clay tile manufacturing 32512 industrial gas manufacturing 331221 cold rolled steel shape manufacturing 32531 Fertilizer manufacturing 332311 fabricated metal building and component 32541 pharmaceutical and medicine manufacturing manufacturing 32791 Abrasive product manufacturing 332312 Fabricated structural metal manufacturing 33121 iron and steel pipes and tubes manufacturing 332919 other metal valve and pipe fitting manufacturing from purchased steel 332999 all other miscellaneous fabricated metal 33141 nonferrous metal (except aluminium) smelting product manufacturing and refining 333111 farm machinery and equipment manufacturing 33251 hardware manufacturing 333132 oil and gas field machinery and equipment 33312 construction machinery manufacturing manufacturing 33331 commercial and service industry machinery 333314 Optical instrument and lens manufacturing manufacturing 333411 air purification equipment manufacturing 33422 radio and television broadcasting and wireless 333414 heating equipment (except Warm Air Furnaces) communications equipment manufacturing manufacturing 33429 other communication equipment manufacturing 333618 other engine equipment manufacturing 33431 audio and video equipment manufacturing 333999 all other general purpose machinery manufacturing

112 Chapter 6 334111 electronic computer manufacturing 483113 coastal and Great Lakes freight transportation 334412 bare printed circuit board manufacturing 484121 general freight trucking, long-distance, truckload 334419 other electronic component manufacturing 485112 commuter rail systems 334510 electromedical and electrotherapeutic apparatus 488999 all other support activities for transportation manufacturing 51111 newspaper publishers 334511 search, detection, navigation, guidance, 51113 book publishers aeronautical and nautical system and 51119 other publishers instrument manufacturing 51121 software publishers 334612 prerecorded compact disc (except software) 51212 motion picture and video distribution tape, and record reproducing 51512 television broadcasting 335129 Other lighting equipment manufacturing 51521 cable and other subscription programming 335311 power, distribution and specialty transformer 51611 internet publishing and broadcasting manufacturing 51711 wired telecommunications carriers 335312 motor and generator manufacturing 51721 wireless telecommunications carriers (except 335912 primary battery manufacturing satellite) 335921 fibre optic cable manufacturing 51731 telecommunication resellers 335999 all other miscellaneous electrical equipment 51741 satellite telecommunications and component manufacturing 51751 cable and other program distribution 336111 Automobile manufacturing 51811 internet service providers and web search portals 336212 truck trailer manufacturing 51919 all other information services 336312 gasoline engine and engine parts manufacturing 52211 commercial banking 336322 other motor vehicle electrical and electronics 52212 Savings institutions manufacturing 52231 mortgage and non-mortgage loan brokers 336399 all other motor vehicle parts manufacturing 52232 Financial transactions processing reserve 336413 other aircraft parts and auxiliary equipment and clearinghouse activities manufacturing 52311 investment banking and securities dealings 339932 game, toy and children’s vehicle manufacturing 52391 miscellaneous intermediation 42312 motor vehicle supplies and new parts merchant 52392 portfolio management wholesalers 52393 investment advice 42343 computer and computer peripheral equipment and 52399 all other financial investment activities software merchant wholesalers 52411 direct life, heath and medical insurance carriers 42371 hardware merchant wholesalers 52591 Open end investment funds 42441 general line grocery merchant wholesalers 52593 real estate investment trust 42447 meat and meat product merchant wholesalers 52599 other financial vehicles 42448 fresh fruit and vegetable merchant wholesalers 53112 lessors of non-residential buildings 42449 Other grocery and related products merchant (except miniwarehouses) wholesalers 53131 real estate property managers 42451 grain and field bean merchant wholesalers 53231 general rental centers 44131 automotive parts and accessories stores 53241 construction, transportation, mining and forestry 44211 furniture stores machinery and equipment rental and leasing 44311 Appliance, television and other electronic stores 54133 engineering services 44419 other building material dealers 54136 geophysical surveying and mapping services 44511 supermarkets and other grocery (except 54151 computer systems design and related services convenience) stores 54161 management consulting services 44512 convenience stores 54162 environmental consulting services 44611 pharmacies and drug stores 54171 research and development in the physical, 44812 women’s clothing stores engineering and life sciences 44814 family clothing stores 54172 research and development in the social sciences 44821 Shoe stores and humanities 45111 sporting goods store 54181 Advertising agencies 45299 all other general merchandise stores 54184 media representatives 45439 other direct selling establishments 54189 other services related to advertising 48111 scheduled air transportation 55111 management of companies and enterprises 48211 rail transportation 56131 employment placement agencies 48412 general freight trucking long distance 56172 Janitorial services 48541 school and employee bus transportation 56191 packaging and labeling services 48611 pipeline transportation of crude oil 512191 tele-production and other post-production services 48621 pipeline transportation of natural gas 512299 Other motion picture and video industries 48832 marine cargo handling 517212 cellular and other wireless telecommunications 49319 other warehousing and storage 523991 trust, fiduciary and custody activities 441229 All other motor vehicle dealers 523999 miscellaneous financial investment activities 451211 book stores 524114 direct health and medical insurance carriers 453998 All other miscellaneous store retailers 524126 direct property and casualty insurance carriers (except Tobacco Stores) 524128 Other direct insurance (except Life, Health and 454111 electronic shopping Medical) Carriers 454312 liquefied petroleum gas (bottled gas) dealers 524292 third party administration of insurance and 481111 scheduled passenger air transportation pension funds

113 Chapter 6 526911 equity funds Canadian 61143 Professional and management 526912 equity funds Foreign development training 526913 mortgage funds 62151 medical and diagnostic laboratories 526914 money markets fund 62231 Specialty (except Psychiatric and substance 526915 bond & income dividend funds Canadian abuse) hospital 526916 bond & income dividend funds Foreign 621511 medical laboratories 526917 balanced funds/asset allocation funds 621999 All other miscellaneous ambulatory health 526919 other open-ended funds care services 531311 residential property managers 623311 continuing care retirement communities 531312 nonresidential property managers 71321 casinos (except Casino Hotels) 541511 custom computer programming services 71329 Other gambling industries 541512 computer system design services 71394 fitness and recreational sports centers 541613 Marketing, consulting services 72211 full service restaurants 541618 other management consulting services 722211 Limited service restaurants 551111 offices of bank holding companies 81131 commercial and industrial machinery and 551112 offices of other holding companies equipment (except automotive and electronic) 561621 Security systems services (except locksmiths) repair and maintenance 562998 all other miscellaneous waste 81221 funeral homes and funeral services management services

114 Chapter 7 Chapter 7

TSX VENTURE EXCHANGE

· Companies Listed on TSX Venture Exchange

· Debt Instruments

115 Chapter 7 Companies Listed on TSX Venture Exchange (Including NEX) As of December 31, 2010 symbol company section business DOH 3P International Energy Corp Tier2 Exploration/Development FNR 49 North Resources Inc Tier1 Closed End Investment Fund Coy SVN.P 71 Capital Corp Tier2 Capital Pool Company WDG 99 Capital Corporation Tier2 Mineral Exploration/Development AIS A. I. S. Resources Ltd. Tier2 Investment Management AKM ACT360 Solutions Ltd. Tier2 Software Development AHG AIM Health Group Inc Tier2 Health Care Service Provider AKA AKA Ventures Inc. Tier2 Natural Resource Mining APH ALDA Pharmaceuticals Corp. Tier2 Dev, mfg and selling infection control products AMG AM Gold Inc Tier2 Gold And Silver Mining ABG AMG Bioenergy Resources Holdings Ltd. Tier2 Junior Industrial AMU AMI Resources Inc. Tier2 Gold Mining AQM AQM Copper Inc Tier2 Copper Mining ATC ATAC Resources Ltd. Tier2 Mining (Except Oil & Gas) AAT ATI Airtest Technologies Inc. Tier2 Miscellaneous Manufacturing ATW ATW Gold Corp Tier1 Mining AVW.H AVC Venture Capital Corp. NEX Capital Pool Company AXM AXMIN Inc. Tier2 Junior Natural Resource Mining AME Abacus Mining & Exploration Corporation Tier1 Gold And Silver Mining ABA Abbastar Resources Corp Tier2 Mineral Exploration/Development ABI Abcourt Mines Inc. Tier1 Mining ABU Abenteuer Resources Corp. Tier2 Conventional Oil and Gas Extraction ABL Abington Resources Ltd Tier2 Mineral Exploration/Development ABE Abitex Resouces Inc. Tier2 Mining (Non-Oil & Gas) Expl/Dev ABB Abitibi Mining Corp Tier2 Metal Ore Mining ABD.H Abode Mortgage Holdings Corp. NEX Mortgage & Other Loan Brokers ABS Abzu Gold Ltd Tier2 Mining AXE Acceleware Corp Tier2 Technology AXP Accelrate Power Systems Inc Tier2 Technology ADP.H Accend Capital Corporation NEX Capital Pool Company AOE Access International Education Ltd. Tier2 Educational Services ACY.P Acme Resources Corp Tier2 Capital Pool Company ARI Acme Resources Inc Tier1 Precious and Base Metals Expl AKV Acrex Ventures Ltd. Tier2 Natural Resource Exploration ART Acro Energy Technologies Corp Tier2 Solar Energy Technology AEC.H Action Energy Inc NEX Oil & Gas Expl, Prod & Dev ACT Active Control Technology Inc Tier2 Wireless Technologies ACK Active Growth Capital Inc Tier2 Mineral Exploration/Development AAC Actus Minerals Corp Tier2 Mining ADU Adamus Resources Limited Tier1 Mineral Exploration/Development ADE Adex Mining Inc Tier1 Mining ADL Adira Energy Ltd Tier2 Oil and Gas Exploration ADB Admiral Bay Resources Inc Tier2 Oil & Gas Company ADI Adriana Resources Inc. Tier2 Mineral Exploration/Development ADT Adroit Resources Inc. Tier1 Metal Ore Mining AAX Advance Gold Corp Tier2 Mineral Exploration/Development AXI Advanced Explorations Inc. Tier2 Iron Ore Mining APD Advanced Primary Minerals Corporation Tier2 Mining APC Advanced Proteome Therapeutics Corporation Tier2 Scientific Research And Dev Serv ADX Advantex Marketing International Inc. Tier2 Marketing Services AWI Advent Wireless Inc. Tier2 Telecommunications AGE Adventure Gold Inc Tier2 Mineral Exploration/Development AVI Advitech Inc Tier2 Manufacturing AIM Aegis Investment Management (Golf) Inc. Tier2 Franchising AMA AeroMechanical Services Ltd. Tier2 Airline & Aerospace Prod & Serv AFS.H Afrasia Mineral Fields Inc. NEX Metal Ore Mining AFA Afri-Can Marine Minerals Corporation Tier1 Mining AOI Africa Oil Corp Tier2 Oil and Gas Exploration AUR African Aura Mining Inc Tier1 Junior Natural Resource Mining

116 Chapter 7 Symbol Company Section Business AGG African Gold Group, Inc. Tier2 Mineral Exploration/Development AFR African Metals Corp. Tier2 Gold and Diamond Exploration AQ African Queen Mines Ltd Tier2 Mineral Exploration/Development AGS Agau Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev FSH Agrimarine Holdings Inc Tier2 Aquaculture AGR Agritec Systems, Inc. Tier2 Scientific Research And Dev Serv AGL Aguila American Resources Ltd Tier2 Gold Mining AIN.P Aintree Resources Inc. Tier2 Capital Pool Company IQ AirIQ Inc. Tier2 Temporarily Unclassified ALE Alange Energy Corp Tier2 Oil & Gas Company AKH Alaska Hydro Corporation Tier2 Technology AOS Alberta Oilsands Inc Tier2 Oil and Gas Expl and Development ASX Alberta Star Development Corp. Tier2 Mining Expl and Development ABP.H Albion Petroleum Ltd NEX Capital Pool Company ALR Alder Resources Ltd Tier2 Mineral Exploration/Development ADV Alderon Resource Corp. Tier1 Mineral Exploration/Development ALZ Aldershot Resources Ltd. Tier2 Uranium Mining AGM Aldridge Minerals Inc. Tier2 Resource ALN Aldrin Resource Corp Tier2 Mining Expl and Development ACB.H Alert B&C Corporation NEX Res/Dev in the Physical, Engineering and Life Sciences AAN Alexander Nubia International Inc Tier1 Exploration/Development AZX Alexandria Minerals Corporation Tier2 Mineral Exploration/Development AQX Algonquin Oil & Gas Ltd. Tier2 Oil & Gas Exploration/Development ALH Alhambra Resources Ltd. Tier2 Mining AL.P Alita Resources Ltd Tier2 Capital Pool Company AIX Alix Resources Corp Tier2 Mineral Exploration/Development ALW All in West! Capital Corporation Tier2 Real Estate AAA Allana Potash Corp Tier2 Mining ANQ Allegiance Equity Corp. Tier2 Pharmaceutical And Medicine Mfg AHP Allied Hotel Properties Inc. Tier1 Accommodation Services AYL.P Alloy Capital Corp Tier2 Capital Pool Company APT Almo Capital Corp. Tier2 Mining (Non-Oil & Gas) Expl/Dev ALF Alpetro Resources Ltd. Tier2 Oil & Gas Exploration/Development ALQ Alpha Gold Corp. Tier2 Gold And Silver Mining AOC.H Alpha One Corporation NEX Capital Pool Company AFM Alphamin Resources Corp. Tier2 Precious Metals Expl and Dev NPA Alphinat Inc. Tier2 Computer Systems Design and Related Services ALO Alston Ventures Inc Tier2 Mining AHS Alta Natural Herbs & Supplements Ltd. Tier2 Other Food Manufacturing ANG AltaCanada Energy Corp. Tier2 Oil & Gas Exploration/Development ATI Altai Resources Inc Tier2 Junior Natural Resource Mining AVX Altair Ventures Incorporated Tier2 Mineral Exploration/Development APK.H Altek Power Corp. NEX Electric Power Generation, Transmission and Distribution AFX Alternative Fuel Systems (2004) Inc. Tier2 Transportation Equipment Mfg ARH Altima Resources Ltd. Tier2 Junior Nat Res Company, Oil & Gas ATV Alto Ventures Ltd. Tier2 Gold Mining ALT Alturas Minerals Corp Tier1 Mining (Non-Oil&Gas) Expl/Dev ALY.P Alya Ventures Ltd Tier2 Capital Pool Company AGX Amador Gold Corp Tier2 Mineral Exploration/Development AMH Amanta Resources Ltd. Tier2 Mineral Exploration/Development AHR Amarc Resources Ltd. Tier2 Gold And Silver Mining AGC Amarillo Gold Corporation Tier2 Mineral Exploration/Development AMT Amato Exploration Ltd Tier2 Mining AYA Amaya Gaming Group Inc Tier1 Computer Systems Design and Related Services AMZ Amazon Mining Holding Plc Tier1 Mineral Exploration/Development AJC American Consolidated Minerals Corp. Tier2 Mineral Exploration/Development AMK American Creek Resources Ltd Tier2 Mineral Exploration/Development AMY American Manganese Inc Tier2 Junior Natural Resource Mining ANR American Natural Energy Corp. US Tier2 Oil & Gas Exploration/Development BOE Americas Petrogas Inc Tier1 Oil and Gas Expl and Production APM Amerix Precious Metals Corporation Tier2 Exploration/Development

117 Chapter 7 Symbol Company Section Business AMX Amex Exploration Inc. Tier2 Mining (Except Oil & Gas) AEL Amseco Exploration Ltd Tier2 Mineral Exploration/Development AAG Andean American Gold Corp Tier1 Gold And Silver Mining AAU AndeanGold Ltd Tier2 Junior Natural Resource Mining ADY.P Andele Capital Corporation Tier2 Capital Pool Company ADM Andina Minerals Inc. Tier1 Precious and Base Metals Expl AOX Andover Ventures Inc. Tier2 Mineral Exploration/Development ACA.P Anergy Capital Inc Tier2 Capital Pool Company ANF Anfield Nickel Corp Tier2 Mineral Exploration/Development ALU Anglo Aluminum Corp Tier2 Mineral Exploration/Development ACG Anglo Canadian Oil Corp Tier2 Oil and Gas Expl and Development ASW Anglo Swiss Resources Inc Tier2 Mining ANB Anglo-Bomarc Mines Ltd. (N.P.L.) Tier2 Gold And Silver Mining URA Anglo-Canadian Uranium Corp. Tier2 Resource ANC Angoss Software Corporation Tier2 Software Developer & Marketer ANA Angus Mining (Namibia) Inc Tier2 Mining Exploration ANI Animas Resources Ltd Tier2 Mining ARQ Anooraq Resources Corp. Tier1 Mining (Non-Oil&Gas) Exp/Dev ACP Ansell Capital Corp Tier2 Mineral Exploration/Development ASU.P Ansue Capital Corp Tier2 Capital Pool Company AE Anterra Energy Inc. Tier2 Oil & Gas Exploration/Development ACL Anthony Clark International Insurance Brokers Ltd. Tier2 General Insurance Brokerage AGD Antioquia Gold Inc Tier2 Mining APA Apella Resources Inc Tier1 Resource APE Apogee Minerals Ltd. Tier2 Gold And Silver Mining APP Appalaches Resources Inc Tier1 Mining AEX Appleton Exploration Inc Tier2 Mining APL Appulse Corporation Tier1 Distributor and Refurbisher of centrifuge machines APZ Aptilon Corporation Tier1 Internet Service Provider AQE Aqua-Pure Ventures Inc. Tier2 Waste Water Treatment AQU.P Aquarius Capital Corp Tier2 Capital Pool Company AQC Aquarius Coatings Inc. Tier2 Paint, Coating, Adhesive and Sealant Manufacturing ARN Arcan Resources Ltd Tier1 Oil and Gas Expl, Dev and Prod ARK Archer Petroleum Corp Tier2 Oil & Gas Company ACS Archon Minerals Ltd. Tier2 Diamond Exploration ADR.H Arcland Resources Inc. NEX Temporarily Unclassified ARR Arco Resources Corp Tier2 Mineral Exploration/Development ADD Arctic Star Diamond Corp. Tier2 Mineral Exploration/Development AZN Arcturus Ventures Inc. Tier2 Copper, Gold and Diamond Expl ADG Arcus Development Group Inc Tier2 Mining ATX Argentex Mining Corporation Tier2 Mineral Exploration/Development RGX Argex Mining Inc. Tier2 Other Metal Ore Mining AGA Argonaut Exploration Inc Tier2 Mining AML Argus Metals Corp Tier2 Mineral Exploration/Development AGQ Arian Silver Corporation Tier2 Mineral Exploration/Development LZR Arius3D Corp. Tier2 Information Technology ARD Armada Data Corporation Tier2 Internet Commerce ARO Armadillo Resources Ltd Tier2 Mineral Exploration/Development ARW Aroway Minerals Inc. Tier2 Exploration/Development AWA Arrowhead Water Products Ltd Tier2 Bottling of Natural Spring Water AHC Artha Resources Corporation Tier2 Mineral Exploration/Development JVA Asantae Holdings International Inc Tier2 Marketing Company AB.H Asbestos Corporation Limited NEX Metal Ore Mining AOT Ascot Resources Ltd. Tier2 Gold And Silver Mining ABR Ashburton Ventures Inc Tier2 Mineral Exploration/Development NOW Asia Now Resources Corp. Tier2 Mineral Exploration/Development ABZ Asiabasemetals Inc Tier2 Mineral Exploration/Development ASN Asian Mineral Resources Limited Tier2 Resource GSI.P Asian Resource Global Strategies Inc Tier2 Capital Pool Company SAT Asian Television Network International Ltd. Tier2 Cable Television/Telecommun AHF Aston Hill Financial Inc. Tier2 Other Financial Inv Activities ASQ Astorius Resources Ltd Tier2 Mineral Exploration/Development

118 Chapter 7 Symbol Company Section Business AA Astral Mining Corporation Tier2 Mineral Exploration/Development AST Astur Gold Corp. Tier2 Mineral Exploration/Development AAM Atacama Minerals Corp. Tier1 Mining (Except Oil & Gas) ATM Atacama Pacific Gold Corporation Tier1 Gold Mining ABM Athabasca Minerals Inc Tier2 Mining UAX Athabasca Uranium Inc. Tier2 Mineral Exploration/Development ATK Atikwa Resources Inc Tier2 Natural Resource Exploration ATG Atlanta Gold Inc Tier2 Resource ANL.H Atlantic Industrial Minerals Inc. NEX Limestone Quarries AIQ.H Atlantis Systems Corp NEX Temporarily Unclassified ATT Atocha Resources Inc Tier2 Mining AT.H Attwell Capital Inc NEX Temporarily Unclassified AUD Audiotech Healthcare Corp. Tier1 Out-Patient Care Centres AUG Augen Capital Corp. Tier2 Merchant Banking GLD Augen Gold Corp Tier2 Mining AGP August Metal Corporation Tier2 Mineral Exploration/Development AUV Augyva Inc. (Ressources minieres) Tier2 Mining AUU Aura Silver Resources Inc Tier2 Mineral Exploration/Development AUX Auramex Resource Corp. Tier2 Mineral Exploration/Development AUN Aurcana Corporation Tier1 Mineral Exploration/Development AGO Aurcrest Gold Inc Tier2 Gold and Base Metal Mining ARC.P Auric Development Corporation Tier2 Capital Pool Company AIA Auriga Gold Corp Tier2 Mining AU Aurion Resources Ltd Tier2 Mining ARU Auro Resources Corp Tier2 Junior Natural Resource Mining AUS.H Austpro Energy Corp. NEX Energy Technologies AUT Automated Benefits Corp Tier2 Industrial/Technology AVS.H Ava Resources Corp NEX Mining AVZ Avala Resources Ltd Tier1 Exploration/Development XX Avante Logixx Inc Tier2 Security Technology AVT Avanti Mining Inc Tier1 Mineral Exploration/Development AVG Avatar Energy Ltd Tier2 Oil and Gas Expl and Development ASM Avino Silver & Gold Mines Ltd. Tier1 Silver Mining AVU Avrupa Minerals Ltd Tier2 Mineral Exploration/Development XEA.H Axea Capital Corp NEX Capital Pool Company AXO.H Axiotron Corp NEX Technology AZA Azabache Energy Inc Tier2 Oil & Gas Exploration/Development AZZ Azcar Technologies Incorporated Tier1 Systems - Integration Services Provider AZM Azimut Exploration Inc. Tier2 Mining AZG Azteca Gold Corp. Tier2 Gold And Silver Mining AZI Aztech Innovations Inc Tier2 Junior Industrial AZV.P Azura Ventures Ltd Tier2 Capital Pool Company AZU Azure Resources Corporation Tier1 Resource BNB BAM Investments Corp Tier2 Investment Company BCG BCGold Corp Tier2 Mineral Exploration/Development B BCM Resources Corporation Tier2 Mineral Exploration/Development BCY BCY Resources Inc. Tier2 Res and Dev in the Physical, Engineering and Life Sciences BFS BFS Entertainment & Multimedia Limited Tier1 Industrial BNX BNP Resources Inc. Tier2 Oil and Gas Expl, Dev and Prod BRV.H BRS Ventures Ltd NEX Capital Pool Company GPS BSM Technologies Inc Tier2 Electronic Commerce BTB BTB Real Estate Investment Tier1 Real Estate BTU.P BTU Capital Corp Tier2 Capital Pool Company BCN Bacanora Minerals Ltd Tier2 Mining BLL.H Ballyliffin Capital Corp. NEX Capital Pool Company BAR Balmoral Resources Ltd Tier1 Mining Exploration BAL.H Balto Resources Ltd NEX Gold And Silver Mining BGL Bandera Gold Ltd. Tier2 Base Metals Exploration and Development CBS Bard Ventures Ltd. Tier2 Precious Metals Expl and Dev BML Barker Minerals Ltd Tier2 Mineral Exploration/Development BGM Barkerville Gold Mines Ltd. Tier2 Mining BGS Baroyeca Gold & Silver Inc Tier2 Mining BOG Base Oil & Gas Ltd Tier2 Oil and Gas Expl, Dev and Prod

119 Chapter 7 Symbol Company Section Business BMG.H Bassett Media Group Corp NEX Information Technology BAT Batero Gold Corp Tier2 Mineral Exploration/Development BYV Bayfield Ventures Corp. Tier2 Exploration/Development BYM Baymount Incorporated Tier2 Thoroughbred race tracks BSH Bayshore Petroleum Corp Tier2 Oil and Gas Expl, Dev and Prod BYU Bayswater Uranium Corporation Tier1 Mining BER Be Resources Inc Tier2 Mining BAP Beacon Acquisition Partners Inc Tier2 Sec And Commodity Contracts Intermediation and Brokerage BEG.P Beanstalk Capital Inc Tier2 Capital Pool Company BCM Bear Creek Mining Corporation Tier1 Mineral Exploration/Development BLG Bear Lake Gold Ltd Tier1 Precious Metals Expl and Dev BRL Bearclaw Capital Corp. Tier2 Mineral Exploration/Development BFD Beaufield Resources Inc. (Ressources Beaufield Inc. ) Tier1 Mineral Exploration/Development BMN Beaumont Select Corp. Inc. Tier1 Investment Management BDF.H Becker Gold Mines Ltd. NEX Mineral Exploration/Development BCU Bell Copper Corporation Tier2 Mineral Exploration/Development BVI.P Bellair Ventures Inc. Tier2 Capital Pool Company BMX Bellamont Exploration Ltd Tier2 Oil and Gas Extraction BHV Bellhaven Copper & Gold Inc Tier2 Gold Mining BEA Belmont Resources Inc Tier2 Other Non-Metallic Mineral Mining and Quarrying BSX Belo Sun Mining Corp Tier2 Mineral Exploration/Development BEL Belvedere Resources Ltd. Tier1 Mining (Non-Oil&Gas) Expl/Dev BTC Benton Resources Corp. Tier1 Mineral Exploration/Development BNZ.H Benzai Capital Corp NEX Capital Pool Company BKR Berkwood Resources Ltd Tier2 Mining Exploration BVO Bevo Agro Inc. Tier1 Nursery, Greenhouse and Agriculture Production BOV.H Bi-Optic Ventures Inc. NEX Temporarily unclassified BBK.H Big Bar Resources Corporation NEX Mineral Exploration/Development NRT.P Big North Capital Inc Tier2 Capital Pool Company DIA Big Red Diamond Corporation Tier2 Mining (Non-Oil & Gas) Expl/Dev BIO BioSign Technologies Inc Tier2 Medical Device Development RX BioSyent Inc. Tier2 Pharmaceutical Mfr and Distributor BTI Bioasis Technologies Inc Tier2 Research and Development BRM Biorem Inc. Tier1 Design and Mfr of Industrial Biofilters BTX Biotonix (2010) Inc. Tier2 Medical Equip And Supplies Mfg BVC.P Biovest Corp I Tier2 Capital Pool Company BLK Birch Lake Energy Inc Tier2 Oil & Gas Company BGE Bison Gold Resources Inc Tier2 Mining BTT Bitterroot Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev BTM.H Bitumen Capital Inc NEX Capital Pool Company BBC.P Black Birch Capital Acquisition I Corp Tier2 Capital Pool Company BBS Black Bull Resources Inc. Tier2 Industrial BIT Black Isle Resources Corporation Tier2 Mining (Non-Oil&Gas) Expl/Dev BPC Black Panther Mining Corp Tier2 Mineral Exploration/Development BBI Blackbird Energy Inc Tier2 Oil & Gas Company DOG Blackdog Resources Ltd. Tier2 Oil and Gas Expl and Production BLR Blackhawk Resource Corp Tier2 Oil and Gas Exploration BLN Blackline GPS Corp Tier2 Navigational, Measuring, Medical and Control Instruments Mfg BEY Blacksteel Energy Inc. Tier2 Oil & Gas Exploration/Development BLV Blackstone Ventures Inc. Tier2 Nickel Exploration BCV.H Blue Cove Capital Corp NEX Capital Pool Company BNT Blue Note Mining Inc Tier2 Mineral Exploration/Development BSK Blue Sky Uranium Corp Tier2 Mining BV.H Blue Vista Technologies Inc NEX Waste Treatment And Disposal BLP BluePoint Data, Inc. Tier1 Information Technology BTV BlueRush Media Group Corp Tier2 Digital Image Manufacturing BOL Bold Ventures Inc Tier2 Mining BRU Bolero Resources Corp Tier1 Base Metal BVR Bolivar Energy Corp Tier2 Oil & Gas Exploration/Development BRS Bonanza Resources Corporation Tier2 Other Metal Ore Mining

120 Chapter 7 Symbol Company Section Business BON Bonaparte Resources Inc Tier2 Mineral Exploration/Development BVT Bonaventure Enterprises Inc Tier2 Junior Natural Resource Mining BTR Bonterra Resources Inc Tier2 Mining BOR Border Petroleum Corp Tier2 Oil and Gas Expl and Development BPU Boss Power Corp. Tier2 Mineral Exploration/Development BOW Bowmore Exploration Ltd. Tier2 Junior Natural Resource Mining BWD Bowood Energy Inc Tier2 Oil and Gas Exploration BXX Boxxer Gold Corp. Tier2 Mineral Exploration/Development BMR.H Bradmer Pharmaceuticals Inc NEX Temporarily Unclassified BPM Bralorne Gold Mines Ltd. Tier1 Gold Mining BMW Brand Marvel Worldwide Consumer Products Corporation Tier2 Manufacturing BBM Brandenburg Metals Corp Tier2 Mineral Exploration/Development BGZ.H Brandgamz Marketing Inc. NEX Temporarily Unclassified BVA Bravada Gold Corporation Tier2 Mineral Exploration/Development BVG Bravo Gold Corp. Tier2 Gold And Silver Mining BZD Brazilian Diamonds Limited Tier2 Mineral Exploration/Development BGC Brazilian Gold Corporation Tier2 Mining BCS Brea Resources Corp Tier2 Media Publishing BPD.P Breaking Point Developments Inc Tier2 Capital Pool Company BRY Bri-Chem Corp Tier1 Support Activities for Oil and Gas Operations BUK Bridge Resources Corp Tier1 Oil and Gas Expl, Dev and Prod BRG Brigadier Gold Limited Tier2 Gold Exploration BLT Brilliant Mining Corp Tier1 Mining BNR Brionor Resources Inc Tier2 Mining (Except Oil & Gas) BRR Britannica Resources Corp Tier2 Gold And Silver Mining BCO British Control Oil Fields Limited Tier2 Holding Company BRX Brixton Energy Corp Tier2 Junior Nat Res Company, Oil & Gas BBB Brixton Metals Corporation Tier2 Mineral Exploration/Development BKT Brookemont Capital Inc Tier2 Mining Exploration BRN Brookfield Investments Corporation Tier1 Investment Company BW.H Brookwater Ventures Inc. NEX Temporarily Unclassified BWN Brownstone Ventures Inc Tier2 Investment Company BMC Buchans Minerals Corporation Tier1 Mineral Exploration/Development BZZ Buzz Telecommunications Services Inc. Tier2 Telecommunications Resellers CMI C-Com Satellite Systems Inc. Tier1 Satellite Telecommunications CBJ CB Gold Inc Tier2 Mining TCF CBM Asia Development Corp. Tier2 Oil & Gas Company CCW CCT Capital Ltd Tier2 Mineral Exploration/Development OYL CGX Energy Inc Tier2 Oil and Gas Exploration CJL.P CJL Capital Inc Tier2 Capital Pool Company CMB CMC Metals Ltd. Tier2 Mineral Exploration/Development NV CMQ Resources Inc Tier2 Mineral Exploration/Development CST CO2 Solution Inc. Tier2 Engineering Services CRM CRH Medical Corporation Tier2 Medical Equipment Manufacturer & Distributor LED CRS Electronics Inc Tier2 Electric Lighting Equipment Manufacturing CKX CSM Systems Corp Tier2 Internet Commerce CKV CVC Cayman Ventures Corp Tier2 Mineral Exploration/Development CYG CYGAM Energy Inc Tier2 Oil and Gas Exploration and Development CBE Cabo Drilling Corp. Tier2 Diamond Drilling CCB.P Cabre Capital Corp. Tier2 Capital Pool Company CAY Cache Exploration Inc Tier2 Mineral Exploration/Development CXD Cadan Resources Corporation Tier2 Precious Metals Expl and Dev CQX Cadillac Mining Corporation Tier2 Exploration/Development CDC Cadillac Ventures Inc Tier1 Mining CUZ.H Cadman Resources Inc NEX Capital Pool Company CDK.H Cadomin Capital Corporation NEX Temporarily Unclassified CA Caerus Resource Corporation Tier2 Mining Exploration and Dev CDR Caldera Resources Inc Tier2 Copper, Nickel, Lead And Zinc Mining CXB Calibre Mining Corp Tier2 Resource Exploration/Development CNO California Nanotechnologies Corp Tier2 Scientific Research And Dev Serv CAA Callinan Mines Limited Tier1 Copper-Nickel, Copper-Zinc Mining CLP Calypso Uranium Corp Tier2 Mineral Exploration/Development CYX Calyx Bio-Ventures Inc Tier2 Research and Development CXE Camex Energy Corp Tier2 Computer And Electronic Prod Mfg

121 Chapter 7 Symbol Company Section Business COR Camino Minerals Corporation Tier2 Mineral Exploration/Development CRN.P Camisha Resources Corp Tier2 Capital Pool Company CVV CanAlaska Uranium Ltd Tier1 Uranium Explorations & Dev COE CanAm Coal Corp. Tier2 Coal Mining CDI CanElson Drilling Inc Tier1 Oil and Gas Services CDN CanaDream Corporation Tier1 Truck, Utility Trailer and RV Rental and Leasing CAN Canaco Resources Inc. Tier2 Mineral Exploration/Development CNE Canacol Energy Ltd Tier1 Mineral and Oil and Gas Expl CE Canada Energy Partners Inc Tier2 Oil & Gas Company CFI Canada Fluorspar Inc Tier1 Mineral Exploration/Development CJC Canada Gas Corp Tier2 Natural Gas Exploration CI Canada Gold Corporation Tier2 Junior Natural Resource Mining CZX Canada Zinc Metals Corp Tier1 Resource CRO Canadian Arrow Mines Limited Tier2 Mineral Exploration/Development XPL Canadian Energy Exploration Inc Tier2 Oil and Gas Extraction CFL Canadian Equipment Rental Fund Limited Partnership Tier1 Rental and Leasing Services CQV Canadian Imperial Venture Corp. Tier2 Oil & Gas Exploration/Development CIN Canadian International Minerals Inc Tier2 Mineral Exploration/Development CNG Canadian Mining Company Inc Tier2 Exploration/Development CVR Canadian Oil Recovery & Remediation Enterprises Ltd. Tier1 Services to Oil and Gas Extraction CO Canadian Orebodies Inc Tier2 Exploration/Development XOP Canadian Overseas Petroleum Limited Tier2 Exploration/Development CXP Canadian Phoenix Resources Corp Tier2 Oil & Gas Exploration/Development CQM Canadian Quantum Energy Corporation Tier2 Exploration/Development SPI Canadian Spirit Resources Inc. Tier2 Oil and Gas Expl and Development CAF Canaf Group Inc Tier2 Exploration/Development CSQ Canamex Resources Corp Tier2 Mining CNA.P Canasia Financial Inc Tier2 Capital Pool Company CAJ Canasia Industries Corporation Tier2 Gold And Silver Mining CLZ Canasil Resources Inc. Tier2 Gold And Silver Mining CDO Candorado Operating Company Ltd. Tier2 Junior Natural Resource Mining CLD Cangold Limited Tier2 Gold And Silver Exploration CNP Cannon Point Resoruces Ltd. Tier2 Junior Natural Resource Mining CIL Canoel International Energy Ltd Tier2 Oil and Gas Exploration and Production CNS Canoro Resources Ltd. Tier1 Oil & Gas Exploration/Development ROX Canstar Resources Inc. Tier2 Mineral Exploration/Development CTM Canterra Minerals Corporation Tier1 Diamond Exploration CD Cantex Mine Development Corp Tier2 Mining (Non-Oil&Gas) Exploration/Development CTS Cantronic Systems Inc. Tier1 Security Technology CDA Canuc Resources Corporation Tier2 Mineral Exploration/Development CYF Canyon Creek Food Co Ltd Tier2 Food Manufacturing, Food Distribution and Resource Operation CEV Cap-Ex Ventures Ltd Tier2 Mineral Exploration/Development KPS Capella Resources Ltd. Tier2 Gold And Silver Mining BLF Capital BLF Inc Tier2 Lessors Of Real Estate CPE Capital Pro-Egaux Inc. Tier2 Medical Equipment and Supplies Manufacturing VTC.P Capital Vtechlab Inc. Tier2 Capital Pool Company CAK.P Capricorn Business Acquisitions Inc Tier2 Capital Pool Company CPK.H Capstock Financial Inc. NEX Capital Pool Company CFQ Carbon Friendly Solutions Inc Tier2 Environmental Technology CGN Carbon2Green Corporation Tier2 Research and Development EKG CardioComm Solutions, Inc. Tier2 Health Care Service Provider CRB Cariboo Rose Resources Ltd Tier2 Mineral Exploration/Development CKR Caribou Copper Resources Ltd Tier2 Mining CW.H Carlaw Capital III Corp NEX Capital Pool Company CGD Carlin Gold Corporation Tier2 Mineral Exploration/Development CTP Carlton Trail Limited Partnership Tier2 Buying, Selling, Leasing of Real Estate, Mortgages CXM Carmax Mining Corp Tier2 Mineral Exploration/Development CQC.P Carolina Capital Corp Tier2 Capital Pool Company

122 Chapter 7 Symbol Company Section Business CAQ.H Carrington Acquisition Corp NEX Capital Pool Company ECR Cartier Resources Inc Tier1 Mineral Exploration/Development CC Cascade Resources Ltd Tier2 Mineral Exploration/Development CCD Cascadero Copper Corporation Tier2 Mineral Exploration/Development CCR Cascadia Resources Inc Tier2 Mining (Non-Oil&Gas) Expl/Dev CDX Cassidy Gold Corp Tier2 Mining (Non-Oil&Gas) Expl/Dev CZ Cassius Ventures Ltd Tier2 Mineral Exploration/Development CT Castillian Resources Corp. Tier2 Exploration/Development CRI Castle Resources Inc. Tier2 Mining Exploration CEA.H Catalina Energy Corp. NEX Oil & Gas Exploration/Development CCY Catalyst Copper Corp Tier2 Mineral Exploration/Development CTW Catch The Wind Ltd Tier2 Technology CFZ Cathay Forest Products Corp. Tier2 Forestry And Logging CVN Cavan Ventures Inc Tier2 Mining CYD Cayden Resources Inc Tier2 Mining CZY Caza Gold Corp Tier2 Mineral Exploration/Development CZO Ceapro Inc Tier2 Consumer Products - Biotechnology/ Pharmaceuticals CED Cedar Mountain Exploration Inc Tier2 Gold Exploration C Celeste Copper Corporation Tier2 Mining XCT Cell-Loc Location Technologies Inc Tier2 Wireless location solutions KNO.H Cellstop Systems Inc NEX Marketer and Developer of Tracking and Security Technology CVX Cematrix Corporation Tier2 Concrete Product Manufacturing CTZ Cencotech Inc. Tier1 Software Developer & Marketer CNT Cenit Corporation Tier2 Other Fin Transactions Processing and Clearing House Activities CVC Centiva Capital Inc Tier2 Investment Management CWC Central Alberta Well Services Corp. Tier2 Contract Drilling Services CIO Central Iron Ore Limited Tier2 Mineral Exploration/Development CBC Central Resources Corp Tier2 Mining CTE Centric Energy Corp Tier2 Junior Natural Resource CTN Centurion Minerals Ltd Tier2 Mining CEY Century Energy Ltd Tier2 Junior Natural Resource CMM Century Mining Corporation Tier2 Mineral Exploration/Development CJO Cerro Resources NL Tier1 Mining Exploration and Dev CVL Cervus Equipment Corporation Tier1 Farm, Lawn and Garden Machinery and Equipment Wholesale- Distributors COD Chalice Diamond Corp Tier2 Mineral Exploration/Development CDE Challenger Deep Resources Corp Tier2 Mineral Exploration/Development CDQ Challenger Development Corp. Tier2 Diamond Mining CBA Champion Bear Resources Ltd. Tier2 Mining Exploration CHP.H Champion Communication Services Inc NEX Telecommunications CPL Champlain Resources Inc Tier2 Mining CFY Changfeng Energy Inc Tier1 Natural Gas Distribution CYQ Changyu Medtech Ltd Tier2 Healthcare Information Technology CHU Channel Resources Ltd Tier2 Mining (Except Oil & Gas) CV.H Chantrell Ventures Corp NEX Temporarily Unclassified CCC.H Chelsea Minerals Corp NEX Exploration/Development CFR Chemaphor Inc. Tier2 Res and Dev in the Physical, Engineering and Life Sciences CKG Chesapeake Gold Corp. Tier1 Gold Mining CHC.H Chesstown Capital Inc NEX Capital Pool Company ZRG.P China 88 Capital Corp. Tier2 Capital Pool Company CKO China Coal Corporation Tier2 Oil & Gas Company CHN China Education Resources Inc. Tier1 Educational Services CAU.H China Goldcorp Ltd. NEX Capital Pool Company CHO China Health Labs & Diagnostics Ltd Tier1 Medical And Diagnostic Laboratories ZKL China Keli Electric Company Ltd Tier2 Manufacturing COC China Opportunity Inc Tier2 Mining CH China Select Capital Partners Corp Tier2 Investment Issuer CNW China Wind Power International Corp Tier1 Alternative Energy CID Cicada Ventures Ltd. Tier2 Resource CGY.H Cie-Nergy Ply-Foil Canada Inc NEX Other Plastic Product Mfg. CWK.H Cinema Internet Networks Inc. NEX Internet Services

123 Chapter 7 Symbol Company Section Business CTO Circa Enterprises Inc Tier2 Industrial/Technology CYR Cirrus Energy Corporation Tier1 Oil and Gas Exploration CGM.H Citadel Gold Mines Inc NEX Mining (Non-Oil&Gas) Expl/Dev CPS Claim Post Resources Inc Tier2 Mining AIR Cleanfield Alternative Energy Inc. Tier2 Other Electric Power Generation CFA.H ClearFrame Solutions Corp. NEX Enterprise Software CLI Clearford Industries Inc. Tier2 Water, Sewage And Other Systems JZZ.P Cleghorn Minerals Ltd Tier2 Capital Pool Company CXG Clemex Technologies Inc. Tier1 Software Development CMO Cliffmont Resources Ltd. Tier2 Mineral Exploration/Development CFO Clifton Star Resources Inc. Tier2 Resource Company CEO.H Clydesdale Resources Inc. NEX Mining CCJ.H Coalcorp Mining Inc NEX Mining Exp and Dev CEN Coastal Energy Company Tier1 Oil and Gas Exploration CBT Cobalt Coal Corp Tier2 Mining CBV Cobra Venture Corporation Tier2 Oil and Gas Prod and Gas Storage CKB Cobre Exploration Corp. Tier2 Mineral Exploration/Development WOO Cogitore Resources Inc Tier2 Mining (Non-Oil & Gas) Expl/Dev CBI Colibri Resource Corporation Tier2 Mineral Exploration/Development CMJ Colombian Mines Corporation Tier2 Mining CAD Colonial Coal International Corp Tier1 Mineral Exploration/Development CXO Colorado Resources Ltd Tier2 Mining CIA.H Colossal Resources Corp NEX Junior Natural Resource CTR Coltstar Ventures Inc Tier2 Mineral Exploration/Development CYU Columbia Yukon Explorations Inc Tier1 Exploration/Development CEL Columbus Energy Limited Tier2 Oil and Gas Expl and Production CGT Columbus Gold Corporation Tier2 Mineral Exploration/Development CSC Columbus Silver Corporation Tier2 Mineral Exploration/Development CMU Comet Industries Ltd. Tier2 Gold And Silver Mining CMD Commander Resources Ltd Tier1 Mining (Non-Oil&Gas) Expl/Dev CCE Commerce Resources Corp. Tier1 Mineral Exploration/Development CVB Compass Gold Corporation Tier2 Precious and Base Metals Expl CPO Compass Petroleum Ltd Tier1 Oil and Gas Extraction CEC Compliance Energy Corporation Tier2 Mining (Except Oil & Gas) CWP Comwest Enterprise Corp Tier2 Temporarily Unclassified CN Condor Resources Inc Tier2 Mining Exploration CFM Confederation Minerals Ltd Tier2 Mining CFF Conifex Timber Inc Tier1 Forestry And Logging CQR Conquest Resources Limited Tier2 Gold And Silver Mining ABN Cons Abaddon Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev FFP Cons Firstfund Capital Corp. Tier2 Financial Management for Real Estate Development CWS.H Cons Westview Resource Corp. NEX Mining (Non-Oil&Gas) Expl/Dev CEM Constantine Metal Resources Ltd Tier2 Mineral Exploration/Development CEX Contact Exploration Inc. Tier2 Oil & Gas Exploration/Development KMK Continental Minerals Corporation Tier1 Mining CNI Continental Nickel Limited Tier1 Exploration/Development CWY Conway Resources Inc Tier2 Mineral Exploration/Development CQ Cooper Minerals Inc. Tier2 Mineral Exploration/Development XCP Coopers Park Corporation Tier2 Real Estate CPY Copper Canyon Resources Ltd Tier2 Mineral Exploration/Development CPV Copper Creek Gold Corp Tier2 Mineral Exploration/Development CUU Copper Fox Metals Inc. Tier2 Mining CUO Copper One Inc. Tier2 Mineral Exploration/Development KRX Copper Ridge Explorations Inc Tier2 Mineral Exploration/Development CLH Coral Gold Resources Ltd Tier1 Precious Metals Expl and Dev CKK Cordy Oilfield Services Inc. Tier1 Oilfield Services CCT.P Coreland Capital Inc Tier2 Capital Pool Company CGE Corex Gold Corporation Tier2 Exploration/Development CGP Cornerstone Capital Resources Inc. Tier2 Mining (Non-Oil&Gas) Exp/Dev CRD Coronado Resources Ltd. Tier2 Mining CRF.H Coronet Metals Inc. NEX Other Metal Ore Mining CSO Corsa Capital Ltd Tier1 Natural Resource Exploration CBX Cortex Business Solutions Inc. Tier2 Internet Commerce CUT Cortez Gold Corp Tier2 Mineral Exploration/Development

124 Chapter 7 Symbol Company Section Business COU Cougar Minerals Corp Tier2 Mineral Exploration/Development CCV CounterPath Corporation Tier1 Utilities - Telephone COV Covalon Technologies Ltd Tier2 Res and Dev of Biomaterials and Biomedical Products COF.H Coventree Inc NEX Temporarily Unclassified CZH Crazy Horse Resources Inc Tier1 Mineral Exploration/Development CMA Cream Minerals Ltd. Tier2 Metal Ore Mining CRC Crescent Resources Corp Tier2 Precious Metals Expl and Dev CXT Creso Exploration Inc. Tier2 Gold And Silver Mining CMS Creston Moly Corp Tier1 Mineral Exploration/Development CRV Cresval Capital Corp. Tier2 Mineral Exploration/Development CKC Cricket Resources Inc Tier2 Mineral Exploration/Development CFC.P Crimson Falcon Capital Corp Tier2 Capital Pool Company CQZ.P Critical Capital Corporation Tier2 Capital Pool Company COT Critical Outcome Technologies Inc Tier2 Biotechnology/Biopharmaceutical CWR.H Cromwell Resources Ltd NEX Oil & Gas Exploration/Development CWM Crown Gold Corporation Tier2 Mining CWV Crown Point Ventures Ltd Tier2 Oil & Gas Exploration/Development CUE Cue Resources Ltd Tier2 Mineral Exploration/Development CLN Culane Energy Corp. Tier2 Oil and Gas Expl and Production COG Cumberland Oil & Gas Ltd Tier1 Oil and Gas Expl and Development CWQ Curlew Lake Resources Inc. Tier2 Oil & Gas Exploration/Development CUI Currie Rose Resources Inc. Tier2 Gold Mining CTH Cynapsus Therapeutics Inc Tier2 Research and Development CYP Cypress Development Corp. Tier2 Mining (Except Oil & Gas) CHY Cypress Hills Resource Corp Tier2 Oil & Gas Exploration/Development CYC.P Cyterra Capital Corp Tier2 Capital Pool Company CRX Cytiva Software Inc. Tier2 Internet Recruiting Services DAN d’Arianne Resources Inc Tier2 Mining (Except Oil & Gas) DBO D-Box Technologies Inc. Tier2 Entertainment DFC.H D-Fense Capital Ltd. NEX Capital Pool Company DEQ DEQ Systems Corp. Tier1 Computer And Electronic Prod Mfg DNI DNI Metals Inc Tier1 Other Metal Ore Mining DOT DOT Resources Ltd. Tier2 Mining DRM.P DRM Ventures Inc. Tier2 Capital Pool Company DXX DXStorm.com Inc Tier2 Internet Commerce DSM Dacha Strategic Metals Inc Tier2 Investment Company DJI Dajin Resources Corp. Tier2 Gold Exploration DAL Dalmac Energy Inc. Tier2 Oil and Gas Services WUF Darford International Inc. Tier2 Food Manufacturing DBL Darnley Bay Resources Limited Tier1 Mining (Non-Oil&Gas) Expl/Dev DTC Datex Technologies Corporation Tier2 Management Consulting Services DAI.H Datinvest International Ltd. NEX Temporarily unclassified DYU Dawson Gold Corp Tier2 Mineral Exploration/Development DEC Decade Resources Ltd Tier2 Mining DEF Defiance Capital Corp Tier2 Mineral Exploration/Development DLL Deloro Resources Ltd. Tier2 Oil & Gas Exploration/Development DUR Delta Uranium Inc Tier2 Mining DVO.P Denovo Capital Corp Tier2 Capital Pool Company DTA Dentonia Resources Ltd. Tier2 Diamond Exploration DRK Derek Oil & Gas Corporation Tier2 Oil & Gas Exploration/Development DAU Desert Gold Ventures Inc Tier2 Mining DES Desmarais Energy Corp Tier2 Oil & Gas Exploration/Development DSY Destiny Media Technologies Inc Tier2 Software Technology DEX Detector Exploration Ltd. Tier2 Oil & Gas Exploration/Development DVE.H DevStudios International Inc. NEX Educational Software Authoring Tools DVC.H Devin Energy Corporation NEX Conventional Oil and Gas Extraction DIB Dia Bras Exploration Inc Tier2 Mineral Exploration/Development DMA DiaMedica Inc. Tier1 Biotechnology Res &/or Dev DRL Diadem Resources Ltd Tier2 Mining (Except Oil & Gas) ADK Diagnos Inc Tier2 Software Development DMI Diamcor Mining Inc Tier2 Diamond Mining DOD Diamond Frank Exploration Inc Tier2 Mineral Exploration/Development DIX Diamond International Exploration Inc Tier2 Diamond Expl and Development DDN Diamonds North Resources Ltd Tier1 Diamond Exploration

125 Chapter 7 Symbol Company Section Business DOR Dianor Resources Inc. Tier1 Mining (Except Oil & Gas) DIG.H Digger Resources Inc. NEX Gold And Silver Mining DIL Digifonica International Inc Tier2 Utilities - Telephone DOS Dios Exploration Inc Tier2 Mineral Exploration/Development DVN Discovery Ventures Inc Tier2 Mineral Exploration/Development DCY Discovery-Corp Enterprises Inc. Tier2 Mining (Except Oil & Gas) DIT Ditem Explorations Inc. Tier2 Mining (Except Oil & Gas) DVS Diversified Industries Ltd. Tier2 Technology Res and Development DIV Diversinet Corp Tier1 Wireless Technologies DVT Divestco Inc Tier1 Support Activities for Oil and Gas Operations DCA.P Doca Capital Corp Tier2 Capital Pool Company DLV Dolly Varden Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev DON Donner Metals Ltd. Tier2 Mining DEI Donnybrook Energy Inc Tier2 Oil and Natural gas Expl and Dev DRI Dorato Resources Inc. Tier2 Mineral Exploration/Development DOX Dorex Minerals Inc Tier2 Mineral Exploration/Development DBV.P Doubleview Capital Corp. Tier2 Capital Pool Company DXA Doxa Energy Ltd Tier2 Oil & Gas Company DRC.P Dragonfly Capital Corp Tier2 Capital Pool Company DPE.H Drake Energy Ltd NEX Oil & Gas Exploration/Development DKC.P Drako Capital Corp Tier2 Capital Pool Company DX.P Drexel Capital Corp Tier2 Capital Pool Company DLA Drift Lake Resources Inc Tier2 Mining DVV.P Driven Capital Corp Tier2 Capital Pool Company DRU.P Druk Capital Partners Inc Tier2 Capital Pool Company DXE Dualex Energy International Inc. Tier2 Oil and Gas Exploration and Dev DPH Duncan Park Holdings Corporation Tier2 Temporarily Unclassified DUN Duncastle Gold Corp Tier2 Mineral Exploration/Development DDX Dundarave Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev DRV Duran Ventures Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev DYA Dynamic Fuel Systems Inc. Tier2 Other Automotive Mechanical and Electrical Repair and Maintenance DYG Dynasty Gold Corp. Tier2 Exploration/Development DNX Dynex Power Inc. Tier2 Manufacturer & Design of Power semiconductors EMM eMedia Networks International Corporation Tier2 Broadcasting of Music into Retail Stores EPX.H eShippers Management Ltd. NEX Internet Commerce EEV E-Energy Ventures Inc. Tier2 Gold And Silver Mining EGC.H E.G. Capital Inc. NEX Industrial Construction ESV E.S.I. Environmental Sensors Inc. Tier2 Manufacturing of High Technology Industrial Products ECL ECL Enviroclean Ventures Ltd Tier2 Paint, Coating, Adhesive and Sealant Manufacturing EFT EFT Canada Inc Tier2 Software Developer & Marketer EIE.P EIS Capital Corp. Tier2 Capital Pool Company ESR ERA Carbon Offsets Ltd Tier2 Other Support Services ESO ESO Uranium Corp. Tier2 Mining Exploration ESE ESTec Systems Corp. Tier2 Management, Scientific and Technical Consulting Services ETR Eacom Timber Corporation Tier2 Timber Tract Operations EAG Eagle Hill Exploration Corporation Tier2 Mineral Exploration/Development EIC Eagle I Capital Corporation Tier2 Industrial EPL Eagle Plains Resources Ltd. Tier2 Exploration/Development EGE Eagle Star Minerals Corp Tier2 Oil and Gas Expl and Development EEL Eaglecrest Explorations Ltd. Tier1 Mining Expl and Development EWD Eaglewood Energy Inc Tier2 Oil and Gas Expl and Development ERL.H Earl Resources Limited NEX Gold And Silver Mining EWK Earthworks Industries Inc. Tier2 Facilities Support Services EAS East Asia Minerals Corporation Tier2 Mineral Exploration/Development EW East West Petroleum Corp Tier2 Oil and Gas Services ETF Eastfield Resources Ltd. Tier1 Gold And Silver Mining ECO.H Echelon Capital Corporation NEX Capital Pool Company EEI.H Echo Energy Canada Inc. NEX Oil and Gas Expl and Development

126 Chapter 7 Symbol Company Section Business EES.H EcoMax Energy Services Ltd. NEX Services to Oil and Gas Extraction EC Ecometals Limited Tier2 Mineral Exploration/Development EDE Edge Resources Inc Tier2 Oil & Gas Company EDW Edgewater Exploration Ltd Tier2 Mineral Exploration/Development EDU Edleun Group, Inc. Tier1 Child Day-Care Services LCO El Condor Minerals Inc Tier2 Mining Exploration ELN El Nino Ventures Inc. Tier1 Base Metal ELS El Tigre Silver Corp Tier2 Mineral Exploration/Development ELT Electra Gold Ltd. Tier2 Gold Mining EMI Electric Metals Inc Tier2 Mining ESC.H Electric-Spin Ltd. NEX Technology ELG Elgin Mining Inc Tier2 Mining ELW Elkwater Resources Ltd. Tier2 Oil & Gas Extraction ELO Eloro Resources Ltd. Tier2 Mining EEE.P Elson Energy Enterprises Ltd. Tier2 Capital Pool Company ELY Ely Gold & Minerals Inc Tier2 Mining EMB EmberClear Corp Tier1 Power Generation EMG EmerGeo Solutions Worldwide Inc. Tier2 Software Development EBY Emerald Bay Energy Inc Tier2 Oil & Gas Exploration/Development ERC Emerick Resources Corp. Tier2 Mineral Exploration/Development EMR Emgold Mining Corporation Tier2 Mining Expl and Development EM.H Emperor Minerals Ltd NEX Resource EPM Empire Capital Corp Tier2 Mining EIL Empire Industries Ltd Tier1 General Construction Contractor EPC Empire Mining Corporation Tier2 Mineral Exploration/Development EPT Empower Technologies Corporation Tier1 Software Development ENC.P EnCap Investments Inc Tier2 Capital Pool Company ENW EnWave Corporation Tier2 Manufacturing of High Technology Industrial Products ENA Enablence Technologies Inc Tier1 Res and Dev in the Physical, Engineering and Life Sciences EPO Encanto Potash Corp Tier2 Mineral Exploration/Development EZ Encore Renaissance Resources Corp Tier2 Mineral Exploration/Development EDG Endurance Gold Corporation Tier2 Mineral Exploration/Development EGZ Energizer Resources Inc Tier2 Mining EGD Energold Drilling Corp. Tier1 Mineral Exploration/Development ENG Energulf Resources Inc. Tier2 Oil & Gas Company EGN Engineering.com Incorporated Tier1 Internet Commerce EOR Enhanced Oil Resources Inc. Tier2 Oil and Gas Extraction ENP Enpar Technologies Inc. Tier2 Waste Water Treatment ENS Enseco Energy Services Corp Tier1 Support Activities for Oil and Gas Operations ENV Enssolutions Group Inc. Tier2 Industrial ECE.P Enterprise Capital Corporation Tier2 Capital Pool Company EER Enterprise Energy Resources Ltd. Tier2 Oil & Gas Company EWS Environmental Waste International Inc. Tier2 Waste Management and Remediation Services EKD Epic Data International Inc Tier2 Industrial/Technology EBN Epicore BioNetworks Inc. Tier2 Aquaculture EQT Equitas Resources Corp. Tier2 Junior Natural Resource Mining ERG Ergoresearch Ltd. Tier2 Ergonomics and Orthopedics EV Erin Ventures Inc Tier2 Mining Exploration EGT Escape Gold Inc. Tier2 Mineral Exploration/Development ESK Eskay Mining Corp Tier2 Gold And Silver Mining EPZ Esperanza Resources Corp Tier1 Mineral Exploration/Development EXC.P Essex Angel Capital Inc Tier2 Capital Pool Company ESS Esstra Industries Inc. Tier2 Credit Intermediation And Related Activities EST Estrella Gold Corporation Tier2 Mineral Exploration/Development EEN Estrella International Energy Services Ltd. Tier1 Oil and Gas Services ECC Ethos Capital Corp Tier2 Mineral Exploration/Development EMX Eurasian Minerals Inc. Tier1 Mining Exploration EUK Eureka Resources, Inc. Tier2 Gold And Silver Mining EUO Eurocontrol Technics Inc. Tier2 Electrical Equipment Manufacturing EUG Eurogas Corporation Tier1 Oil and Gas Expl and Development EOX Euromax Resources Ltd Tier2 Mining Exploration ERT.P Eurotin Inc Tier2 Capital Pool Company

127 Chapter 7 Symbol Company Section Business EAR Everett Resources Ltd Tier2 Mineral Exploration/Development TNA Evergreen Gaming Corporation Tier1 Casino Gaming and Hotels EVR Everton Resources Inc. Tier2 Mining (Except Oil & Gas) EGM Excel Gold Mining Inc Tier2 Mineral Exploration/Development MIN Excelsior Mining Corp. Tier2 Mining EXQ.H Exchequer Resource Corp NEX Resource Company XI Exclamation Investments Corporation Tier2 Venture Capital Finance ERI Exile Resources Inc Tier2 Oil & Gas Company EXU Expedition Mining Inc Tier2 Uranium Mining EXS Explor Resources Inc. Tier2 Mining (Except Oil & Gas) EXA Exploration Aurtois Inc Tier2 Gold And Silver Mining EXO Explorator Resources Inc. Tier2 Copper Mining EY Extenway Solutions Inc. Tier2 Computer Systems Design and Related Services EYE Eyelogic Systems Inc Tier2 Computer, Computer Peripheral and Pre-Packaged Software Whsler-Dist FXX.H FMX Ventures Inc NEX Temporarily Unclassified FRV.H FRV Media Inc. NEX Motion Picture and Video Prod FSI FSI Energy Services Inc Tier2 Services to Oil and Gas Extraction FTI FTI Foodtech International Inc. Tier2 Food Manufacturing, Food Distribution and Resource Operation FBF Fab-Form Industries Ltd. Tier2 Manufacturing of High Technology Industrial Products FLA Fairmile Goldtech Inc. Tier2 Precious Metals Expl and Dev FMR Fairmont Resources Inc Tier2 Mineral Exploration/Development FEC Fairwest Energy Corporation Tier2 Oil and Gas Expl and Development FO Falcon Oil & Gas Ltd Tier2 Oil and Gas Expl and Production FLK Falkirk Resources Corp Tier2 Mineral Exploration/Development FAM Family Memorials Inc Tier2 Cemeteries and Crematoria FNC Fancamp Exploration Ltd. Tier2 Gold And Silver Mining FRN Feronia Inc Tier1 Agricultural Res and Processing FOX Fiber Optic Systems Technology, Inc. Tier2 Dev, Dsgn, Mfc and Sale of Fiber Optic Sensors & Related Mntrg Inst FBR.H Fibre-Crown Manufacturing Inc NEX Temporarily Unclassified FB.H Fibresources Corporation NEX Software Development FLX Fieldex Exploration Inc. Tier2 Mineral Exploration/Development FVR Finavera Renewables Inc. Tier2 Other Electric Power Generation FYL Finlay Minerals Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev FAU Fire River Gold Corp. Tier2 Exploration/Development FRD.P Firebird Capital Partners Inc Tier2 Capital Pool Company FIX Firebird Resources Inc Tier2 Mineral Exploration/Development FTR Firesteel Resources Inc. Tier2 Mining Expl and Development FV Firestone Ventures Inc. Tier2 Mining Exploration FSW Fireswirl Technologies Inc Tier2 Software Development FBX First Bauxite Corporation Tier2 Mining EFG First Gold Exploration Inc Tier2 Mineral Exploration/Development FI First Idaho Resources Inc. Tier2 Mining Exploration MCI First Lithium Resources Inc Tier2 Junior Natural Resource Mining FMA.H First Metals Inc NEX Resource FPX First Point Minerals Corp Tier2 Mineral Exploration/Development FPV First Pursuit Ventures Ltd. Tier2 Mineral Exploration/Development FS First Star Resources Inc Tier2 Resource Exploration/Development FIS Fission Energy Corp Tier1 Uranium Expl & Development FSC.H Fitch Street Capital Corp NEX Capital Pool Company FEX Fjordland Exploration Inc Tier2 Mineral Exploration/Development FAB Flying A Petroleum Ltd Tier2 Junior Nat Res Company, Oil & Gas FMS Focus Metals Inc Tier2 Copper, Nickel, Lead And Zinc Mining FCV Focus Ventures Ltd. Tier2 Mineral Exploration/Development FOM Foran Mining Corporation Tier2 Copper and Zinc Mining FLT Forcelogix Technologies Inc Tier2 Software Publishers FEN Forent Energy Ltd. Tier1 Oil and Gas Extraction FGE Forest Gate Energy Inc Tier2 Oil and Gas Extraction FFM Formation Fluid Management Inc Tier2 Technology FTE Forterra Environmental Corp Tier2 Fertilizer Manufacturing FST Fortress Minerals Corp Tier2 Natural Resource Mining

128 Chapter 7 Symbol Company Section Business FRX Fortune River Resource Corp. Tier2 Precious Metals Expl and Dev FDC Forum Uranium Corp. Tier2 Exploration/Development FDN Foundation Resources Inc Tier2 Mineral Exploration/Development FAX Fox Resources Ltd Tier2 Junior Natural Resource FXC.P Foxpoint Capital Corp Tier2 Capital Pool Company FBI Franchise Bancorp Inc. Tier2 Miscellaneous Store Retailers FSN Franchise Services of North America Inc. Tier1 Auto Equip Rental and Leasing FFX Free Energy International Inc Tier2 Technology FRI Freeport Resources Inc. Tier2 Mineral Exploration/Development GAZ Fronsac Capital Inc Tier2 Real Estate & Rental and Leasing FGC Frontline Gold Corporation Tier2 Gold And Silver Mining FMM Full Metal Minerals Ltd. Tier2 Mineral Exploration/Development FUL.P Fuller Capital Corp Tier2 Capital Pool Company FEB Functional Technologies Corp Tier2 Research and Development GIE G.I.E. Environment Technologies Ltd Tier2 Soil Decontaimination GXG G4G Resources Ltd Tier2 Junior Natural Resource Mining GFS GASFRAC Energy Services Inc Tier1 Oil and Gas Services GBO GBO Inc Tier1 Manufacturing GDE GC-Global Capital Corp Tier1 Merchant Banking GDG GDG Environment Group Ltd Tier1 Other Support Services GDV.H GDV Resources Inc US$ NEX Mineral Exploration/Development GM GEO Minerals Ltd Tier2 Mineral Exploration/Development GFK GFK Resources Inc. Tier2 Junior Natural Resource Mining GFM.H GFM Resources Limited NEX Gold And Silver Mining GGL GGL Resources Corp Tier2 Exploration/Development GOK GINSMS Inc. Tier2 Other Telecommunications GMV GMV Minerals Inc Tier2 Mining MOB GT Canada Medical Properties Inc Tier2 Real Estate Invest and Development GTA GTA Resources And Mining Inc Tier2 Exploration/Development GWQ GWR Resources Inc. Tier2 Exploration/Development GRD.H Gainey Resources Ltd. NEX Temporarily Unclassified GAX Galahad Metals Inc Tier2 Mining (Except Oil & Gas) GAL Galantas Gold Corporation Tier2 Mining (Except Oil & Gas) GXY.P Galaxy Capital Corp Tier2 Capital Pool Company GFP Gale Force Petroleum Inc. Tier2 Oil and Gas Extraction FYI Galena Capital Corp Tier2 Mineral Exploration/Development GTO Galena International Resources Ltd Tier2 Mineral Exploration/Development GOI.H Galleria Opportunities Inc. NEX Oil & Gas Extraction GLC Gallic Energy Ltd Tier2 Holding & Investment GRI Galore Resources Inc Tier2 Mineral Exploration/Development GAV Galvanic Applied Sciences Inc Tier1 Oil & Gas Enhancement Technology GWY Galway Resources Ltd Tier2 Mineral Exploration/Development GGI Garibaldi Resources Corp. Tier2 Non-Metallic Mineral Mining And Quarrying GAR.H Garneau Inc NEX Temporarily Unclassified GAU Garrison International Ltd. Tier2 Mining Expl and Development GMR Gastem Inc. Tier2 Oil and Gas Exploration GTZ Gatorz Inc Tier2 Eyewear and Apparel Design GTV Gee-Ten Ventures Inc. Tier2 Mining (Except Oil & Gas) GI Gem International Resources Inc Tier2 Resource Exploration/Development GKX Gemini Corporation Tier1 Services to Oil and Gas Extraction GNW.H Genius World Investments Limited NEX Capital Pool Company GNO Genoil Inc. Tier1 Oil & Gas Enhancement Technology GIC Genterra Capital Inc Tier2 Real Estate GVW.H Genview Capital Corp NEX Capital Pool Company GXM Geodex Minerals Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev GME Geomark Exploration Ltd Tier1 Oil and Gas Expl and Development GMA Geomega Resources Inc Tier2 Metal Ore Mining GET.P Georgetown Capital Corp Tier2 Capital Pool Company GXR Georox Resources Inc. Tier2 Gold Mining GTC Getty Copper Inc. Tier2 Mineral Exploration/Development GIG.H Giga Capital Corporation NEX Capital Pool Company GB Ginger Beef Corporation Tier1 Food Manufacturing GEG Ginguro Exploration Inc Tier2 Mining GIT Gitennes Exploration Inc Tier2 Mineral Exploration/Development GEL Glass Earth Gold Limited Tier2 Mineral Exploration/Development

129 Chapter 7 Symbol Company Section Business GER Glen Eagle Resources Inc Tier2 Mining Expl and Development GLK Global Energy Services Ltd. Tier1 Oil and Gas Services GGX Global Green Matrix Corp. Tier2 Other Plastic Product Mfg. BOB Global Hunter Corp. Tier2 Exploration/Development GKL Global Key Investment Limited Tier2 Industrial CTG Global Minerals Ltd Tier2 Non-Metallic Mineral Mining and Quarrying GTT.H Global Tree Technologies Inc NEX Exploration/Development GU Global Uranium Corporation Tier2 Mineral Exploration/Development GGD GoGold Resources Inc. Tier2 Gold And Silver Mining GMN GobiMin Inc. Tier2 Metal Ore Mining GA Golconda Resources Ltd. Tier2 Metal Ore Mining GBB Gold Bullion Development Corp. Tier2 Mining (Non-Oil&Gas) Expl/Dev GCU Gold Canyon Resources Inc. Tier2 Rare Metals/Precious Metals GFN Gold Finder Explorations Ltd Tier2 Junior Natural Resource Mining GHK Gold Hawk Resources Inc Tier2 Exploration/Development GJB Gold Jubilee Capital Corp Tier2 Mining GPO Gold Port Resources Ltd. Tier2 Mineral Exploration/Development GRV Gold Reach Resources Ltd Tier2 Mining GV Gold Standard Ventures Corp Tier2 Mineral Exploration/Development GDW Gold World Resources Inc Tier2 Junior Natural Resource GQC GoldQuest Mining Corp. Tier2 Mineral Exploration/Development GLB Goldbank Mining Corporation Tier2 Precious Metals Exploration and Development GDB Goldbard Capital Corporation Tier2 Mining GBK Goldbrook Ventures Inc Tier1 Non-Metallic Mineral Mining And Quarrying GCN Goldcliff Resource Corporation Tier2 Mining (Non-Oil&Gas) ExplDev GLL Golden Alliance Resoruces Corp Tier2 Mineral Exploration/Development GAI.H Golden Arch Resources Ltd. NEX Gold And Silver Mining GRG Golden Arrow Resources Corporation Tier2 Mineral Exploration/Development GBN Golden Band Resources Inc. Tier1 Metal Ore Mining GCC Golden Cariboo Resources Ltd Tier2 Resource GOM Golden Dawn Minerals Inc Tier2 Mineral Exploration/Development GDR Golden Dory Resources Corp. Tier2 Mining GFA Golden Fame Resources Corp Tier2 Mineral Exploration/Development GNG Golden Goliath Resources Ltd. Tier2 Gold And Silver Mining GHR Golden Harp Resources Inc Tier2 Mineral Exploration/Development GNH Golden Hope Mines Limited Tier2 Mineral Exploration/Development GOE Golden Odyssey Mining Inc. Tier2 Mining GRR Golden Reign Resources Ltd Tier2 Mineral Exploration/Development GSH Golden Share Mining Corporation Tier2 Mineral Exploration/Development GOG Golden Tag Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev GOT Golden Touch Resources Corp Tier2 Mineral Exploration/Development GZZ Golden Valley Mines Ltd. Tier2 Mining (Except Oil & Gas) GDX Goldex Resources Corporation Tier2 Resource Company GGY Goldeye Explorations Limited Tier2 Other Metal Ore Mining GDF.H Goldfarb Corporation, The cl A sv NEX Temporarily Unclassified GCP Goldminco Corporation Tier2 Gold And Silver Mining GNZ Goldnev Resources Inc. Tier2 Oil & Gas Exploration/Development GOR Goldrea Resources Corp Tier2 Mining (Non-Oil&Gas) Expl/Dev GOD Goldrush Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev GXS Goldsource Mines Inc. Tier2 Mining (Non-Oil&Gas) Exploration/Dev & Production GSS Gossan Resources Limited Tier2 Mining (Non-Oil&Gas) Expl/Dev GWA Gowest Amalgamated Resources Ltd. Tier2 Non-Metallic Mineral Mining And Quarrying GPK Grand Peak Capital Corp Tier2 Banking Industry GPW Grand Power Logistics Group Inc. Tier1 Support Activities For Transportation GPG Grande Portage Resources Ltd. Tier1 Gold And Silver Mining GRA.H Graniz Mondal Inc. NEX Mining (Non-Oil&Gas) Expl/Dev GE Granville Pacific Capital Corp. Tier2 Other Residential Care Facilities GEE Grasslands Entertainment Inc Tier2 Entertainment GRK Gray Rock Resources Ltd. Tier2 Mineral Exploration/Development GYD Grayd Resource Corporation Tier1 Gold and Base Metal Mining GBR Great Bear Resources Ltd. Tier2 Mining GPI Great Pacific International Inc. Tier2 Oil and Gas Expl and Production GQ Great Quest Metals Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev GWG Great Western Minerals Group Ltd Tier2 Rare Metals Expl and Dev

130 Chapter 7 Symbol Company Section Business GCA.P Greater China Capital Inc Tier2 Capital Pool Company GRP.H Green Park Capital Corp NEX Capital Pool Company GSW.P Green Swan Capital Corp Tier2 Capital Pool Company GVY Green Valley Mine Incorporated Tier2 Copper, Nickel, Lead And Zinc Mining GAE Greenangel Energy Corp Tier2 Investment Company GRB.P Greenbriar Capital Corp Tier2 Capital Pool Company VGN Greencastle Resources Ltd. Tier2 Holding & Investment GRF Greenfield Financial Group Inc Tier2 Loan Financing GNF Greenfields Petroleum Corporation Tier1 Oil and Gas Expl and Dev GR Greenlight Resources Inc Tier2 Oil and Gas Services GKR Greenock Resources Inc Tier2 Base Metal GRN Greenscape Capital Group Inc Tier2 Industrial GRX.H Greenshield Explorations Limited NEX Resource Exploration/Development GVG Grenville Gold Corp. Tier2 Mineral Exploration/Development GZD Grizzly Discoveries Inc. Tier2 Mining GSA Groundstar Resources Limited Tier2 Oil & Gas Exploration/Development GWC Groupworks Financial Corp Tier2 General Insurance Brokerage GCH.H Gtech International Resources Limited NEX Temporarily Unclassified GX Guardian Exploration Inc Tier1 Oil and Gas Expl and Development GUF Gulf & Pacific Equities Corp. Tier2 Real Estate GUL Gulf Shores Resources Ltd. Tier2 Oil and Gas Expl and Production GMG Gulfside Minerals Ltd. Tier2 Coal Mining GUN Gunpoint Exploration Ltd Tier2 Mineral Exploration/Development GPM Guyana Precious Metals Inc Tier2 Precious Metals Expl and Dev HEO H2O Innovation Inc Tier2 Machinery Manufacturing HKT.P HT Capital Inc Tier2 Capital Pool Company HTC HTC Purenergy Inc Tier1 Res and Dev of Alternative Energy HTX.H HTI Ventures Corp. NEX Mineral Exploration/Development HET HTN Inc. Tier2 Medical Software Development HAO Habanero Resources Inc. Tier2 Oil & Gas Exploration/Development HHC Halmont Properties Corporation cl A vtg shrs Tier1 Real Estate Development HLO Halo Resources Ltd Tier2 Junior Natural Resource HTL Hamilton Thorne Ltd Tier2 Res and Dev in the Physical, Engineering and Life Sciences HMG Hana Mining Ltd Tier2 Mining Exploration HRL Hansa Resources Limited Tier2 Mining Expl and Development HAN.H Hansa.net Global Commerce, Inc. NEX Technology HPY Happy Creek Minerals Ltd Tier2 Mineral Exploration/Development H Harmony Gold Corp Tier2 Mineral Exploration/Development HRT Harte Gold Corp. Tier2 Mineral Exploration/Development HVG Harvest Gold Corp Tier2 Gold Exploration WON.P Harvest One Capital Inc. Tier2 Capital Pool Company HAT Hathor Exploration Limited Tier1 Uranium Expl & Development HWK Hawk Exploration Ltd Tier2 Oil and Gas Expl, Dev and Prod HGO Hawkeye Gold & Diamond Inc. Tier2 Mineral Exploration/Development HGC Hawthorne Gold Corp Tier1 Gold Mining HPC Healthpricer Interactive Limited Tier2 Electronic Shopping and Mail-Order Houses MDU Healthscreen Solutions Incorporated Tier2 Medical Software Development HTR Heatherdale Resources Ltd. Tier1 Mineral Exploration/Development HJI Helijet International Inc. Tier1 Air Transportation HRC Helio Resource Corp. Tier2 Mineral Exploration/Development HEL Hellix Ventures Inc. Tier2 Oil & Gas Exploration/Development HME Hemisphere Energy Corporation Tier2 Oil & Gas Company HFI Hermes Financial Inc Tier2 Oil and Gas Expl and Development HDG High Desert Gold Corporation Tier2 Junior Natural Resource Mining HBK Highbank Resources Ltd. Tier2 Mineral Exploration/Development HPI Highbury Projects Inc Tier2 Mineral Exploration/Development HI Highland Resources Inc Tier2 Gold Exploration HIM.P Himalayan Capital Corp Tier2 Capital Pool Company HMI Hinterland Metals Inc Tier2 Mining (Non-Oil&Gas) Expl/Dev HA Hodgins Auctioneers Inc. Tier2 Auction service, on a commission or fee basis, not done on own facilities TUF Honey Badger Exploration Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev

131 Chapter 7 Symbol Company Section Business HBE Hornby Bay Mineral Exploration Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev HSX Horseshoe Gold Mining Inc Tier2 Exploration/Development HLM Houston Lake Mining Inc Tier2 Exploration/Development HK Huakan International Mining Inc Tier2 Gold And Silver Mining HUD Hudson Resources Inc. Tier2 Mineral Exploration/Development HRM Hudson River Minerals Ltd Tier2 Exploration/Development HDA Huldra Silver Inc. Tier2 Exploration/Development HMB Humboldt Capital Corporation Tier1 Holding & Investment HMX Hunt Mining Corp. Tier2 Mining HBY Hunter Bay Minerals PLC Tier2 Mineral Exploration/Development HEI Huntington Exploration Inc Tier2 Oil and Gas Expl and Development HGS Hy-Drive Technologies Ltd. Tier1 Hydrogen Technology Co. HLS.H Hydralogic Systems Inc NEX Environmental water, waste and air treatment technologies HYX Hyperion Exploration Corp Tier2 Oil & Gas Extraction ICO iCo Therapeutics Inc Tier2 Research and Development of Pharmaceutical Products ILA iLOOKABOUT Corp Tier1 Surveying and Mapping Services XDM iMarketing Solutions Group Inc. Tier2 Performing Arts, Spectator Sports and Related Industries ICT iSee3D Inc. Tier2 Technology Res and Development ISD iSign Media Solutions Inc. Tier2 Information Technology IWB iWeb Group Inc. Tier1 Rental and Leasing Services IEE iseemedia inc. Tier1 Software Development IB IBC Advanced Alloys Corp Tier2 Mineral Exploration/Development IBT IBEX Technologies Inc Tier1 Biotechnology/Biopharmaceutical IBI IBI Corporation Tier2 Mineral Exploration/Development ICP IC Potash Corp Tier2 Mining ICN ICN Resources Ltd. Tier2 Mineral Exploration/Development ICX ICS Copper Systems Ltd Tier2 Mineral Exploration/Development IDW ID Watchdog, Inc Tier1 Industrial/Technology IDH.H IDG Holdings Inc. NEX Temporarily Unclassified IRI IEMR Resources Inc Tier2 Copper-Molybdenum Mining IF IFL Investment Foundation (Canada) Limited Tier2 Holding & Investment IGC IGC Resources Inc. Tier2 Mineral Exploration/Development ILI ILI Technologies (2002) Corp. Tier2 Information Technology IPT IMPACT Silver Corp. Tier1 Mining Exploration IEG.H INTERCAP eCommerce Inc. NEX Building Construction RFD IPICO Inc. Tier2 Developer & Distributor ISC IROC Energy Services Corp Tier1 Support Activities for Oil and Gas Operations SUS ISG Capital Corporation Tier2 Real Estate ITK.H ITOK Capital Corp NEX Capital Pool Company IZN Iberian Minerals Corp Tier1 All Other Non-Metallic Minerals Mining IIE Iciena Ventures Inc Tier2 Gold and Diamond Exploration IT Icron Technologies Corporation Tier2 Software and Hardware Developers IFX Imaflex Inc. Tier1 Other Plastic Product Mfg. IMM Immunotec Inc. Tier1 All Other Wholesaler-Distributors IMV Immunovaccine Inc. Tier1 Res and Dev in the Physical, Engineering and Life Sciences IEI Imperial Equities Inc. Tier2 Real Estate IGP Imperial Ginseng Products Ltd. Tier1 Ginseng Producers IMA i-minerals inc. Tier2 Mining (Except Oil & Gas) INX In-Touch Survey Systems Ltd Tier1 Computer Software Programming Services IXS InNexus Biotechnology Inc. Tier2 Biotechnology Research &/or Development IPR Inca Pacific Resources Inc. Tier1 Copper-Molybdenum Mining IND Ind Dairytech Limited Tier1 Biotechnology Research &/or Development INI.P Indefinitely Capital Corp Tier2 Capital Pool Company IME Indicator Minerals Inc. Tier2 Mineral Exploration/Development IDI Indico Resources Ltd. Tier2 Mining & Oil & Gas Extraction IXI Indigo Exploration Inc. Tier2 Natural Resources IGI.H Industrial Growth Income Corporation NEX Capital Pool Company IXC Industrialex Manufacturing Corp. US Tier2 App of Chem Adhesions of prod (metal,plastic, glass& printed circuit board assemblies) INF.H Infinite Resources Inc. NEX Mining Exploration and Development

132 Chapter 7 Symbol Company Section Business IG Infinito Gold Ltd Tier1 Junior Natural Resource Mining IRR.H Inform Resources Corp NEX Temporarily Unclassified INL Inlet Resources Ltd Tier2 Resource IC Innovative Composites International Inc. Tier2 Technology INR Innovative Properties Inc. Tier2 Property Man and Land Dev IWS Innovative Wireline Solutions Inc Tier2 Services to Oil and Gas Extraction IGE Innovente Inc Tier2 Environmental, Safety and Health Products Consulting Services IN Innovium Media Properties Corp. Tier1 Venture Capital Investment Co IOT Innovotech Inc. Tier2 Scientific Research And Development Services ICG Integra Gold Corp Tier1 Mineral Exploration/Development IGX IntelGenx Technologies Corp Tier2 Research and Development in the Physical, Engineering and Life Sciences ITM Intema Solutions Inc Tier1 Computer Systems Design and Related Services ITT Intensity Company Inc Tier2 Computer And Electronic Product Manufacturing IRO Inter-Rock Minerals Inc. Tier2 Limestone Quarries HFM.P Interactive Capital Partners Corporation Tier2 Capital Pool Company ICH.H Intercable Ich Inc NEX Power and Communication Line and Related Structures Construction IBC International Bethlehem Mining Corp Tier2 Mineral Exploration/Development LMM.H International LMM Ventures Corp NEX Exploration/Development IMI International Millennium Mining Corp. Tier2 Mineral Exploration/Development IMT International Montoro Resources Inc Tier2 Mining Exploration and Development ISS International Samuel Exploration Corp Tier2 Mineral Exploration/Development SR.H International Silver Ridge Resources Inc. NEX Exploration/Development ITA.P Interra Exploration Inc. Tier2 Capital Pool Company INT Intertainment Media Inc Tier2 Marketing Services IGD Intigold Mines Ltd Tier2 Mineral Exploration/Development ALL.H Intl Alliance Resources Inc. NEX Mining (Non-Oil&Gas) Expl/Dev IBH Intl Barrier Technology Inc. Tier2 Fire Fighting and Fire Retardant Chemical IBR Intl Bio Recovery Corporation Tier2 Fertilizer Manufacturing IEC Intl Enexco Limited Tier1 Copper-Nickel, Copper-Zinc Mining IFR Intl Frontier Resources Corporation Tier2 Oil & Gas Exploration/Development INM Intl Northair Mines Ltd. Tier1 Gold And Silver Exploration PBX Intl PBX Ventures Ltd. Tier2 Mining Expl and Development IPD Intl Parkside Products Inc. Tier2 Other Miscellaneous Manufacturing IWG Intl Water-Guard Industries Inc. Tier1 Aerospace Product And Parts Mfg IVO Invenio Resources Corp Tier2 Mineral Exploration/Development IVX Inventronics Limited Tier1 Industrial products-fabricating and engineering IMS.H Investissements TSPL inc. NEX Investment Company IVT Investus Real Estate Inc Tier1 Real Estate VCA Invicta Energy Corp. Tier2 Oil and Gas Services IVF Invictus Financial Inc Tier2 Information Services IPE Iperceptions Inc Tier2 Software Publishers IPC Iplayco Corporation Ltd Tier2 Manufacturer of modular play structures IRN Iron Creek Capital Corp Tier2 Mining IOG Ironhorse Oil & Gas Inc. Tier2 Oil & Gas Exploration/Development ISI.H Iscope Inc. NEX Information Services IAX Island Arc Exploration Corp. Tier2 Mining (Non-Oil&Gas) Expl/Dev IAE Ithaca Energy Inc Tier1 Oil and Gas Expl and Production IVI Ivrnet Inc. Tier2 Computer And Commun Equip and Supplies Wholesaler-Distributors JML J.A.G. Mines Ltd. Tier2 Mining Exploration JV.P J5 Acquisition Corp Tier2 Capital Pool Company JBZ.P JBZ Capital Inc Tier2 Capital Pool Company JVI.P JJR VI Acquisition Corp. Tier2 Capital Pool Company JNN JNR Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev JBR James Bay Resources Limited Tier2 Mining JPL Jannock Properties Limited Tier2 Real Estate JSP Jasper Mining Corporation Tier2 Precious Metals Expl and Dev JCI.P Java Capital, Inc Tier2 Capital Pool Company JRL.P Javelina Resources Ltd. Tier2 Capital Pool Company JAX Jaxon Minerals Inc. Tier2 Mineral Exploration/Development

133 Chapter 7 Symbol Company Section Business JZR Jazz Resources Inc Tier2 Mineral Exploration/Development JTC Jemtec Inc. Tier1 Security Technology JEN.H Jenex Corporation, The NEX Medical Device Research and Dev JRC Jerico Explorations Inc. Tier2 Mineral Exploration/Development JAU Jet Gold Corp Tier2 Mineral Exploration/Development JTM Jetcom Inc. Tier2 Investment Company JIM Jiminex Inc Tier2 Mineral Exploration/Development JHC.P Jinhua Capital Corporation Tier2 Capital Pool Company JTI Jite Technologies Inc Tier2 Miscellaneous Manufacturing JLR Jiulian Resources Inc Tier2 Mining Exploration JOE.P Jomar Capital Corp Tier2 Capital Pool Company JOR Jourdan Resources Inc Tier2 Gold And Silver Mining JUB Jubilee Gold Inc Tier2 Gold Mining JNX Junex Inc. Tier1 Oil & Gas Exploration/Development KIC.H KCC Capital Corporation NEX Capital Pool Company KFG KFG Resources Ltd. Tier2 Oil & Gas Exploration/Development KWG KWG Resources Inc. Tier1 Mining (Non-Oil&Gas) Expl/Dev KYU.P Kaiyue International Inc Tier2 Capital Pool Company KZN.P Kaizen Capital Corp Tier2 Capital Pool Company KLG Kalimantan Gold Corporation Tier2 Mining (Non-Oil&Gas) Expl/Dev KEC Kallisto Energy Corp Tier2 Oil and Gas Extraction KME Kam and Ronson Media Group Inc Tier1 Miscellaneous Wholesaler-Distributors KAM Kaminak Gold Corporation Tier2 Junior Natural Resource KNE Kane Biotech Inc. Tier2 Res and Dev in the Physical, Engineering and Life Sciences KAN.H Kansai Mining Corp. NEX Mining Exploration KAR Karmin Exploration Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev KLS Kelso Technologies Inc. Tier2 Pressure Relief Valve Mfg KAI Kenai Resources Ltd Tier1 Mining KEN Kenieba Goldfields Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev MMG.P Kenna Capital Corp Tier2 Capital Pool Company KCT.P Kensington Court Ventures Inc Tier2 Capital Pool Company KEX Kent Exploration Inc. Tier2 Mineral Exploration/Development KLM Kermode Resources Ltd. Tier2 Mineral Exploration/Development KGC Kestrel Gold Inc Tier2 Mining KRR Kettle River Resources Ltd. Tier2 Diamond Mining KGH Key Gold Holding Inc Tier2 Mineral Exploration/Development KPI.H Kik Polymers Inc. NEX Motor Vehicle Parts Manufacturing KIK.P Kilkenny Capital Corporation Tier2 Capital Pool Company KMI Killdeer Minerals Inc Tier2 Junior Natural Resource Mining KGL Kilo Goldmines Ltd Tier2 Gold Mining KTX Kinetex Resources Corporation Tier2 Industrial KGF King George Financial Corp Tier1 Real Estate Investment and Dev KBG King’s Bay Gold Corporation Tier2 Junior Natural Resource Mining KSM Kingsman Resources Inc. Tier2 Natural Resources KWA Kingsway Arms Retirement Residences Inc Tier2 Real Estate KYM Kirrin Resources Inc Tier2 Mining (Non-Oil&Gas) Expl/Dev KSK Kiska Metals Corporation Tier2 Mining Exploration KIV Kivalliq Energy Corporation Tier2 Junior Natural Resource Mining KG Klondike Gold Corp. Tier2 Mineral Exploration/Development KS Klondike Silver Corp Tier2 Mineral Exploration/Development KNX Knick Exploration Inc Tier2 Mining (Except Oil & Gas) KNP Knight Resources Ltd. Tier1 Resource Company KHA KnightHawk Inc. Tier1 Air Transportation KC Knightscove Media Corp Tier2 Entertainment KWF Knightswood Financial Corp. Tier2 Banking Industry KXM Kobex Minerals Inc Tier1 Mining KXL Kodiak Exploration Limited Tier2 Junior Natural Resource Mining KOK Kokanee Minerals Inc Tier1 Junior Natural Resource Mining KM Kola Mining Corp Tier1 Mineral Exploration/Development AQD Komet Manufacturers Inc Tier1 Wood Product Manufacturing KTN Kootenay Gold Inc. Tier1 Mineral Exploration/Development KIA Kria Resources Ltd Tier2 Mining LGS LGC Skyrota Wind Energy Corp Tier2 Industrial LNG LNG Energy Ltd Tier2 Oil and Gas Expl and Development

134 Chapter 7 Symbol Company Section Business LWI.P LW Capital Pool Inc Tier2 Capital Pool Company LTK LYRtech Inc Tier1 All Other Electrical Equipment and Component Manufacturing LAQ La Quinta Resources Corporation Tier2 Mineral Exploration/Development LTX Labrador Technologies Inc . Tier2 Information Services LDM Lago Dourado Minerals Ltd. Tier2 Gold Mining LK Lakeland Resources Inc Tier2 Mineral Exploration/Development LS Lakeside Steel Inc. Tier1 Manufacturing LHR Lakeview Hotel Real Estate Investment Trust Tier2 Hotels LKW Lakewood Mining Co. Ltd. Tier2 Gold And Silver Mining LDI Landdrill International Inc. Tier1 Contract Drilling Services LAE.H Lander Energy Corporation NEX Capital Pool Company LST.H Landmark Global Financial Corp. NEX Finance LPI.H Landstar Properties Inc. NEX Real Estate Invest and Development LRA Lara Exploration Ltd. Tier1 Mineral Exploration/Development LGO Largo Resources Ltd. Tier2 Gold Exploration LE Lariat Energy Ltd. Tier2 Natural Resources LVH Las Vegas From Home.Com Entertainment Inc. Tier2 Software Development and Sales LRG Lateegra Gold Corp Tier2 Mining Exploration and Development LAT Latin American Minerals Inc. Tier2 Junior Natural Resource Mining LGF Laurentian Goldfields Ltd Tier2 Mining Expl and Development LME Laurion Mineral Exploration Inc Tier2 Gold Exploration LEA Leader Energy Services Ltd Tier2 Support Activities for Oil and Gas Operations LWC Leeward Capital Corp Tier2 Mining LPS Legend Power Systems Inc Tier2 Energy Conservation System Design, Installation & Maintenance LR Legion Resources Corp. Tier2 Mining LHT Lehman Trikes Inc. Tier1 Mfc, sales of motorcycle conversion kits LES Leis Industries Ltd. Tier2 Activities Related To Real Estate LCN Leisure Canada Inc. Tier1 Real Estate Investment and Dev LVN Levon Resources Ltd. Tier2 Gold And Silver Mining LEX Lexam Explorations Inc. Tier2 Mining & Oil & Gas Extraction LSN Life Sciences Institute Inc. Tier2 Other Schools & Instruction LBK Lifebank Corp. Tier2 Cryopreservation of Stem Cells LEC Lignol Energy Corporation Tier1 Other LHL.P Lime Hill Capital Corporation Tier2 Capital Pool Company LMG Lincoln Mining Corporation Tier2 Junior Natural Resource Mining LM Lingo Media Corporation Tier2 Educational Publishing & E-Learning LEO Lion Energy Corp Tier2 Junior Natural Resource LBI.P Lions Bay Capital Inc Tier2 Capital Pool Company LG Lions Gate Energy Inc Tier2 Mining (Non-Oil & Gas) Exploration/Development LGM Lions Gate Metals Inc Tier1 Mineral Exploration/Development LTH Lithic Resources Ltd. Tier2 Mining (Except Oil & Gas) LI Lithium One Inc Tier2 Mining Expl and Development FWK Liuyang Fireworks Limited Tier1 Manufacturing LC Logan Copper Inc Tier2 Mining Expl and Development LGR Logan Resources Ltd Tier2 Precious and Base Metals Expl & Dev LOG Loma Oil & Gas Ltd. Tier2 Oil & Gas Extraction LMR Lomiko Metals Inc Tier2 Mineral Exploration/Development LN Loncor Resources Inc. Tier2 Mineral Exploration/Development LSI Lonestar West Inc Tier1 Support Activities for Mining and Oil and Gas Extraction LHC Long Harbour Capital Corp Tier2 Junior Natural Resource Mining LFD Longford Energy Inc Tier2 Oil and Gas Expl and Production LOI Longreach Oil And Gas Limited Tier2 Oil and Gas Expland Development LOK Look Communications Inc. mv Tier1 Internet Hosting and Services LNE Loon Energy Corporation Tier2 Oil & Gas Exploration/Development LOX.H Lorex Technology Inc NEX Temporarily unclassified LOM Lornex Capital Inc Tier2 Mining LLC Lorraine Copper Corp Tier2 Mining LA Los Andes Copper Ltd. Tier2 Resource Exploration/Development LO Lounor Exploration Inc Tier2 Mining (Non-Oil & Gas) Expl/Dev

135 Chapter 7 Symbol Company Section Business LRC Lovitt Resources Inc Tier2 Mineral Exploration/Development LOY.H Loyalist Group Limited NEX Financial Services - Investment Companies and funds LUC Lucara Diamond Corp Tier2 Mining Exploration LJ Lucky Minerals Inc. Tier2 Mineral Exploration/Development LKY Lucky Strike Resources Ltd. Tier2 Mineral Exploration/Development LGL Luiri Gold Limited Tier2 Gold Mining LCC Lumina Copper Corp Tier1 Junior Natural Resource Mining LGC Luna Gold Corp Tier2 Gold Mining LGD Lund Gold Ltd Tier2 Mining (Except Oil & Gas) LRL Luxor Industrial Corp. Tier2 Wood Product Manufacturing LVL Lynden Energy Corp Tier2 Oil & Gas Exploration/Development LCI.P Lynnwood Capital Inc Tier2 Capital Pool Company LYM Lysander Minerals Corp Tier2 Exploration/Development MXR MAX Resource Corp. Tier2 Junior Natural Resource Mining MBR MBMI Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev MCO.H MCO Capital Inc. cl B NEX Temporarily Unclassified MNI MGold Resources Inc Tier2 Mining (Non-Oil & Gas) Expl/Dev MPW.H MP Western Properties Inc NEX Real Estate MPS MPH Ventures Corp. Tier2 Resource OCI.H MPVC Inc NEX Holding Company MRR MRRM Inc. Tier1 Industrial BMK MacDonald Mines Exploration Ltd. cl A Tier2 Mineral Exploration/Development MMS Macarthur Minerals Limited Tier2 Mineral Exploration/Development MCR Macro Enterprises Inc Tier1 Pipeline Construction YEL Macusani Yellowcake Inc. Tier2 Mining MVN Madalena Ventures Inc Tier2 Oil and Gas Expland Production MDE.H Madeira Minerals Ltd NEX Capital Pool Company MMR Madison Minerals Inc. Tier1 Mining Expl and Development MNM Magellan Minerals Ltd Tier2 Junior Natural Resource Mining MEN Magnum Energy Inc. Tier2 Oil and Gas Expl and Development MJO Mainstream Minerals Corporation Tier2 Mineral Exploration/Development MJX Majescor Resources Inc Tier1 Diamond Mining MJS Majestic Gold Corp. Tier2 Exploration/Development MBG Malbex Resources Inc Tier2 Mining Expl and Development MAM Manicouagan Minerals Inc. Tier2 Mining MNX Manitex Capital Inc. Tier2 Investment Management MEI Manitok Energy Inc Tier1 Oil and Gas Extraction MTU Manitou Gold Inc Tier2 Mineral Exploration/Development GGV.H Manor Global Inc. NEX Capital Pool Company MDR Mansfield Minerals Inc. Tier1 Mining (Non-Oil&Gas) Expl/Dev MCK Manson Creek Resources Ltd. Tier2 Mineral Exploration/Development MPE Maple Leaf Reforestation Inc. Tier2 Forest Nurseries And Gathering of Forest Products MES Marauder Resources East Coast Inc. Tier2 Oil and Gas Expl and Development MFM Marifil Mines Limited Tier2 Precious Metals Expl and Dev MAE Maritime Resources Corp Tier2 Mineral Exploration/Development MKT Marketvision Direct, Inc. Tier2 Change of Business/Reverse Takeover under review MAH Marksmen Energy Inc Tier2 Oil and Gas Expl and Development MMT Mart Resources Inc. Tier2 Oil & Gas Extraction MMK.H Maskal Energy Ltd NEX Oil and Gas Extraction MAS Masuparia Gold Corporation Tier2 Mining Exploration and Dev MCM Matachewan Consolidated Mines Ltd. Tier2 Mineral Exploration/Development MAT Matamec Explorations Inc. Tier2 Mineral Exploration/Development MHC.H Match Capital Resources Corporation NEX Non-Metallic Mineral Mining And Quarrying MAO Maudore Minerals Ltd Tier1 Mining (Non-Oil & Gas) Exploration/Development MVT MaxTech Ventures Inc. Tier2 Mineral Exploration/Development MXM Maxim Resources Inc. Tier2 Oil and Gas Exploration MYA Maya Gold & Silver Inc. Tier2 Mineral Exploration/Development MYM Mayen Minerals Ltd. Tier2 Mining MAZ.H Mazarin Inc. NEX Temporarily Unclassified MZO Mazorro Resources Inc Tier2 Mineral Exploration/Development MCS McChip Resources Inc Tier2 Mining (Non-Oil&Gas) Exploration/Development MCV McVicar Industries Inc Tier1 Chemical Manufacturing

136 Chapter 7 Symbol Company Section Business MAY Meadow Bay Capital Corporation Tier2 Junior Natural Resource Mining MBI Med BioGene Inc Tier2 Res And Dev In The Life Sciences MIR MedMira Inc. Tier2 Mfg of Diagnostic & Therapeutic Prod MDL Medallion Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev MPH.H Medicure Inc. NEX Temporarily Unclassified MFS Medifocus Inc Tier2 Research and Development MKI Medipattern Corporation, The Tier2 Medical Software Development MWX Medworxx Solutions Inc. Tier2 Technology MDX Medx Health Corp Tier2 Medical Devices Manufacturing MCU Mega Copper Ltd. Tier2 Mining MGP Mega Precious Metals Inc. Tier1 Mineral Exploration/Development MVD Mega View Digital Entertainment Corp Tier2 Digital Entertainment MDV Megastar Development Corp. Tier2 Mining (Non-Oil&Gas) Expl/Dev MKR Melkior Resources Inc Tier2 Mineral Exploration/Development MML Menika Mining Ltd. Tier2 Gold And Silver Mining MRK Merc International Minerals Inc Tier2 Mining MV.P Mercari Acquisition Corp Tier2 Capital Pool Company GMT Mercator Transport Group Corporation Tier2 Support Activities For Transp MSC Meridex Software Corporation Tier2 Internet Commerce MER Meritus Minerals Limited Tier2 Junior Natural Resource Mining MXI Merrex Gold Inc Tier2 Mineral Exploration/Development MSA Mesa Uranium Corp Tier2 Mineral Exploration/Development MMI Messina Minerals Inc. Tier1 Resource MTC metalCORP Limited Tier2 Mineral Exploration/Development MTX Metalex Ventures Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev MRV Metallum Resources Inc Tier2 Gold And Silver Exploration MEK Metals Creek Resources Corp Tier2 Mineral Exploration/Development MTO Metanor Resources Inc. Tier1 Mining (Non-Oil&Gas) Expl/Dev MEB Metrobridge Networks International Inc. Tier2 Internet Service Provider MNZ Metropolitan Mining Inc Tier2 Mineral Exploration/Development MNV Mexivada Mining Corp Tier2 Exploration/Development MIX Micrex Development Corp. Tier2 Mining (Non-Oil&Gas) Expl/Dev MP MicroPlanet Technology Corp. Tier1 Electrical Component Manufacturer MGC Midasco Capital Corp. Tier2 Resource MD Midland Exploration Inc Tier2 Mineral Exploration/Development MEX Midlands Minerals Corporation Tier2 Mineral Exploration/Development MMA Midnight Sun Capital Corp Tier2 Mineral Exploration/Development MDW Midway Gold Corp Tier1 Mining (Non-Oil&Gas) Expl/Dev MI.H Military International Ltd. NEX Computer And Peripheral Equipment Manufacturing MBV Mill Bay Ventures Inc Tier2 Mineral Exploration/Development MC Mill City Gold Corp. Tier2 Mineral Exploration/Development MVM.P MillenMin Ventures Inc Tier2 Capital Pool Company MRO Millrock Resources Inc Tier2 Mineral Exploration/Development MLM Millstream Mines Ltd. Tier2 Mineral Exploration/Development MLI.H Millstreet Industries Inc. NEX Industrial MCA Milner Consolidated Silver Mines Ltd. Tier2 Mining (Except Oil & Gas) MIB Minaean International Corp. Tier2 Building Construction MNN.P Minati Capital Corp Tier2 Capital Pool Company MGG Minaurum Gold Inc. Tier2 Mineral Exploration/Development MIO Mindoro Resources Ltd. Tier1 Mining (Non-Oil&Gas) Expl/Dev MHI Mineral Hill Industries Ltd. Tier2 Mineral Exploration/Development MMV Mineral Mountain Resources Ltd Tier2 Mineral Exploration/Development MIT Mint Technology Corp Tier2 Payment Solutions MRP.H Mira Resources Corp NEX Temporarily Unclassified MOM Miraculins Inc. Tier2 Biotechnology Research &/or Dev MAD Miranda Gold Corp. Tier2 Gold Mining MRZ Mirasol Resources Ltd. Tier2 Precious Metals Exploration and Development MLE Module Resources Incorporated Tier2 Mining (Non-Oil & Gas) Expl/Dev MOR Molycor Gold Corp. Tier2 Gold And Silver Mining MNL Monarch Energy Limited Tier2 Oil & Gas Exploration/Development PXK.H Moneda Resources Limited NEX Capital Pool Company MXA Monexa Technologies Corp Tier2 Internet Commerce MU Monster Uranium Corp Tier2 Mining MEO Montello Resources Ltd Tier2 Oil and Gas Exploration

137 Chapter 7 Symbol Company Section Business MRX.H Montreux Capital Corp. NEX Capital Pool Company MMY Monument Mining Limited Tier1 Junior Natural Resource Mining MOO Mooncor Oil & Gas Corp. Tier2 Oil & Gas Company MOC Morumbi Oil & Gas Inc Tier2 Oil & Gas Exploration, Production & Development MSQ Mosquito Consolidated Gold Mines Limited Tier2 Gold And Silver Mining MOK Moss Lake Gold Mines Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev MMO Mount Dakota Energy Corp. Tier2 Oil & Gas Exploration/Development MTB Mountain Boy Minerals Ltd. Tier2 Silver Mining MCG Mountain China Resorts (Holding) Limited Tier2 Real Estate MOA Mountain Lake Resources Inc. Tier2 Mineral Exploration/Development MWR Mountain-West Resources Inc Tier2 Gold And Silver Mining MVW Mountainview Energy Ltd. Tier2 Oil & Gas Exploration/Development MKU Mukuba Resources Limited Tier1 Mining MNC Multimedia Nova Corporation Tier2 Other Publishers MTV Multivision Communications Corp. Tier2 Telecommunications MGR Murgor Resources Inc Tier2 Mining (Non-Oil & Gas) Expl/Dev MGS Musgrove Minerals Corp Tier2 Mineral Exploration/Development MUM Mustang Minerals Corp. Tier2 Mining (Non-Oil&Gas) Expl/Dev MYS.H Mystique Energy, Inc. NEX Oil & Gas Exploration NRC NMC Resource Corporation Tier2 Mineral Exploration/Development NQE NQ Exploration Inc. Tier2 Mineral Exploration/Development NSX NSGold Corporation Tier2 Gold And Silver Mining NLL NSI Strategic Investments Ltd. Tier2 Prime Contracting NSR.H NSR Resources Inc NEX Junior Natural Resource Mining NCI NTG Clarity Networks Inc. Tier1 Telecommunications NVX NV Gold Corporation Tier2 Mineral Exploration/Development NWM NWM Mining Corporation Tier2 Mineral Exploration/Development NWT NWT Uranium Corp. Tier2 Mineral Exploration/Development NWN NWest Energy Corp Tier2 Oil and Gas Exploration NXI NXA Inc. Tier2 Mineral Exploration/Development SFD NXT Energy Solutions Inc Tier2 Support Activities for Oil and Gas Operations NKW NaiKun Wind Energy Group Inc Tier1 Other Engineering Construction NAA Naina Capital Corp Tier2 Mineral Exploration/Development NKA Nanika Resources Inc Tier2 Precious Metals Expl and Dev NTS Nanotech Security Corp Tier2 Industrial/Technology NAP.P Napier Ventures Inc. Tier2 Capital Pool Company NXT Natcore Technology Inc Tier2 Technology NHI Natunola Health Biosciences Inc. Tier1 Other Food Manufacturing NAT Naturally Advanced Technologies Inc. Tier2 Technology NBU Nebu Resources Inc Tier2 Mining NMX Nemaska Exploration Inc Tier2 Mineral Exploration/Development NEO.H Neodym Technologies Inc. NEX Computer Systems Design and Related Services NVC Neovasc Inc. Tier2 Medical Device Dev and Mfg NTB Neptune Technologies & Bioressources Inc. Tier2 Consumer Products - Biotechnology/ Pharmaceuticals NSS.H Net Soft Systems Inc NEX Software Marketer NEI Netco Energy Inc. Tier1 Oil & Gas Exploration/Development NET Network Exploration Ltd Tier2 Mining Exploration NGE Nevada Exploration Inc Tier2 Mineral Exploration/Development NGP Nevada Geothermal Power Inc. Tier2 Geothermal Energy Development NEV Nevada Sunrise Gold Corporation Tier1 Mining VDO Nevado Resources Corporation Tier2 Metal Ore Mining NDG Nevgold Resources Corp. Tier2 Mineral Exploration/Development NDR New Dimension Resources Ltd. Tier2 Gold And Silver Exploration NGG New Guinea Gold Corporation Tier1 Gold Mining HML New Hana Copper Mining Ltd Tier2 Mineral Exploration/Development NHR New High Ridge Resources Inc Tier2 Mineral Exploration/Development NHU.H New Horizon Uranium Corporation NEX Mineral Exploration/Development NIS New Island Resources Inc Tier1 Mining (Non-Oil&Gas) Expl/Dev NML New Millennium Capital Corp. Tier2 Mineral Exploration/Development NNA New Nadina Explorations Limited Tier2 Exploration/Development ORO New Oroperu Resources Inc. Tier1 Gold Exploration NUX New Pacific Metals Corp. Tier2 Gold Mining NSG New Sage Energy Corp Tier2 Mineral and Oil and Gas Expl

138 Chapter 7 Symbol Company Section Business NSV New Shoshoni Ventures Ltd. Tier2 Resource Company NUH.P New University Holdings Corp Tier2 Capital Pool Company NWE New West Energy Services Inc Tier2 Investment Issuer NW New World Resource Corp. Tier2 Mineral Exploration/Development NNP NewNorth Projects Ltd. Tier1 Land and Building Development & Construction NBC Newbridge Capital Inc Tier2 Mineral Exploration/Development NCM Newcastle Minerals Ltd Tier2 Precious and Base Metals Expl NLI Newlook Industries Corp. Tier2 Telecommunications NER Newmac Resources Inc. Tier2 Mineral Exploration/Development NWX Newport Exploration Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev NES Newstrike Capital Inc Tier2 Mineral Exploration/Development NR Newstrike Resources Ltd. Tier2 Mining Exploration NTN Newton Energy Corporation Tier2 Oil and Gas Exploration, Dev Prod NXG NexgenRx Inc. Tier2 Insurance Carriers And Related Activities NE Nextraction Energy Corp. Tier2 Junior Nat Res Company, Oil & Gas NIB Niblack Mineral Development Inc Tier1 Gold Mining NGH Nightingale Informatix Corporation Tier2 Software Technology NIK Nikos Explorations Ltd. Tier2 Mineral Exploration/Development NOX Niogold Mining Corp Tier2 Mining (Non-Oil&Gas) Expl/Dev NZZ Nitinat Minerals Corporation Tier2 Mining NMG Noble Metal Group Incorporated Tier2 Gold Mining NMD Nomad Ventures Inc. Tier2 Mining NRV.P Noravena Capital Corporation Tier2 Capital Pool Company NXX Nordex Explosives Ltd Tier2 Other Miscellaneous Manufacturing NOG Nordic Oil & Gas Ltd. Tier2 Oil and Gas Expl and Dev NOT Noront Resources Ltd. Tier1 Mineral Exploration/Development NVT Nortec Minerals Corp Tier2 Mineral Exploration/Development NAG North American Gem Inc. Tier2 Mining (Except Oil & Gas) NMI North American Medical Services, Inc. Tier2 Ambulatory Health Care Services NTC North American Tungsten Corporation Ltd. Tier1 Tungsten Mining NAR North Arrow Minerals Inc Tier2 Mineral Exploration/Development NAC North Atlantic Resources Ltd. Tier2 Mineral Exploration/Development NBK.P North Bluff Capital Corp Tier2 Capital Pool Company NCG North Country Gold Corp Tier1 Gold Mining NOR North Group Finance Limited Tier2 Investment Management NHG Northampton Group Inc. Tier1 Hospitality/Hotels and Gaming NAI Northern Abitibi Mng Corp Tier2 Exploration/Development NFR Northern Freegold Resources Ltd Tier2 Mineral Exploration/Development NGM Northern Gold Mining Inc Tier2 Mineral Exploration/Development NLC.P Northern Lights Acquisition Corporation Tier2 Capital Pool Company NL Northern Lion Gold Corp Tier2 Mineral Exploration/Development NRR Northern Rand Resource Corp. Tier2 Other Metal Ore Mining NRN Northern Shield Resources Inc. Tier2 Chromite and PGE (Platinum Group) NS Northern Spirit Resources Inc Tier2 Oil and Gas Exploration and Development NSM Northern Star Mining Corp. Tier2 Mining (Non-Oil&Gas) Exploration/Development NSE.H Northern Sun Exploration Company Inc. NEX Oil and Gas Exploration SUP Northern Superior Resources Inc Tier2 Junior Natural Resource NTR Northern Tiger Resources Inc Tier2 Mining Exploration NEE Northern Vertex Capital Inc. Tier2 Mining Exploration NFD Northfield Capital Corporation Tier2 Investment Management NQ Northquest Ltd. Tier2 Mineral Exploration/Development NRK Northrock Resources Inc Tier2 Mineral Exploration/Development NRS Norwood Resources Ltd. Tier2 Oil & Gas Exploration/Development NRZ.H Norzan Enterprises Ltd. NEX Food Manufacturing NDX NovaDX Ventures Corp. Tier2 Investment Management NVK Novik Inc Tier1 All Other Plastic Product Manufacturing NVI Novra Technologies Inc. Tier2 Satellite Telecommunications NVS Novus Energy Inc Tier2 Junior Natural Resource Company, Oil & Gas NOV Novus Gold Corp Tier2 Mining NLR NuLoch Resources Inc. Tier2 Oil and Gas Exploration and Development NUG Nulegacy Gold Corporation Tier2 Mineral Exploration/Development NCO Nuvolt Corporation Inc Tier2 All Other Electrical Equipment and Component Manufacturing OMT OMT Inc. Tier2 Software Publishers OPL OPEL Solar International Inc Tier2 Solar Energy Technology

139 Chapter 7 Symbol Company Section Business OSE OSE Corp Tier2 Oil & Gas Exploration/Development OCP Ocean Park Ventures Corp Tier2 Mining Exploration FEO Oceanic Iron Ore Corp Tier2 Mining OCC Oceanside Capital Corp Tier2 Mineral Exploration/Development OCN.P Oceanus Resources Corporation Tier2 Capital Pool Company OVX.H Oculus Ventures Corporation NEX Capital Pool Company ODS Odesia Group Inc. Tier1 Computer Systems Design and Related Services ODN Odin Mining and Exploration Ltd. Tier2 Gold Exploration ODE Odyssey Petroleum Corp. Tier2 Junior Natural Resource Company, Oil & Gas ODX Odyssey Resources Limited Tier2 Mineral Exploration/Development OOI Oil Optimization Inc Tier2 Oil and Gas Exploration and Development OIL.H Oilexco Incorporated NEX Oil and Gas Services OLV Olivut Resources Ltd. Tier2 Diamond Exploration OLY Olympia Financial Group Inc Tier1 All Other Financial Investment Activities OML Omni-Lite Industries Canada Inc Tier1 Fabricated Metal Product Manufacturing OWI One World Investments Inc Tier2 Mining Exploration and Development OM OneMove Technologies Inc Tier2 Software Developer & Marketer OS.H Onsino Capital Corporation NEX Capital Pool Company OPA Opal Energy Corp. Tier2 Oil and Gas Exploration and Development OPW Opawica Explorations Inc Tier2 Mining Exploration OCE Open EC Technologies, Inc. Tier2 Software Vendor OPG Open Gold Corp Tier2 Mining Exploration OPS Opsens Inc Tier2 Measuring, Medical and Controlling Devices Manufacturing OEC Oracle Energy Corp Tier2 Oil & Gas Exploration/Development ORT Orbite V.S.P.A. inc. (Exploration) Tier2 Mining (Except Oil & Gas) ORB.H Orbus Pharma Inc NEX Pharmaceutical Manufacturer and Distributor ORC Orca Exploration Group Inc Tier2 Natural Gas Development & Production ORM Oremex Resources Inc. Tier1 Precious Metals Exploration and Development ORS Orestone Mining Corp Tier2 Junior Natural Resource Mining OX Orex Exploration Inc Tier2 Mining Exploration REX Orex Minerals Inc. Tier2 Mineral Exploration/Development ORI Organic Resource Management Inc. Tier1 Waste Management And Remediation Services OVC.H Orient Venture Capital Inc NEX Capital Pool Company OK Orko Silver Corp Tier1 Mining OGR Oro Mining Ltd Tier2 Precious Metals Exploration and Development OAR OroAndes Resources Corp. Tier2 Mining OR Orocan Resource Corp Tier2 Mining Exploration OCO Oroco Resource Corp Tier2 Junior Natural Resource Mining ORR Orofino Minerals Inc Tier2 Mining ONV Oronova Resource Corp Tier2 Resource Company OMI Orosur Mining Inc Tier2 Mineral Exploration/Development ORN Orsa Ventures Corp Tier2 Junior Natural Resource Mining OBI Osta Biotechnologies Inc. Tier2 Biotechnology Research and Development Laboratories or Services OOO Otis Gold Corp Tier2 Junior Natural Resource Mining OEI Otish Energy Inc. Tier2 Mining OPX.H Outdoorpartner Media Corporation NEX Advertising And Related Services OLR Outlook Resources Inc Tier2 Oil & Gas Exploration/Development OZZ.P Ozcapital Ventures Inc Tier2 Capital Pool Company ICC PCI-1 Capital Corp Tier1 Mining PMV PMI Gold Corporation Tier2 Junior Natural Resource PN PNI Digital Media Inc. Tier2 Information Technology Services PRD PRD Energy Inc Tier2 Oil & Gas Exploration/Development PGA Pacgen Biopharmaceuticals Corporation Tier1 Research and Development of Pharmaceutical Products PMA Pachamama Resources Ltd. Tier1 Junior Natural Resource Mining PAV Pacific Arc Resources Ltd. Tier2 Mining Exploration PBM Pacific Bay Minerals Ltd Tier2 Mineral Exploration/Development BKM Pacific Booker Minerals Inc. Tier2 Exploration/Development PCV Pacific Cascade Minerals Inc Tier2 Junior Natural Resource Mining NKL Pacific Coast Nickel Corp Tier2 Mineral Exploration/Development PCM Pacific Comox Resources Ltd. Tier2 Metal Ore Mining PGO.H Pacific GeoInfo Corp. NEX Data Processing Services

140 Chapter 7 Symbol Company Section Business PPM.H Pacific Imperial Mines Inc. NEX Precious and Base Metals Exploration POC Pacific Iron Ore Corporation Tier1 Mining PKC.H Pacific Link Mining Corp NEX Temporarily Unclassified LUK Pacific Lottery Corporation Tier2 Gambling Industries AAQ.P Pacific Orient Capital Inc Tier2 Capital Pool Company PPE Pacific Paradym Energy Inc Tier2 Oil & Gas Company PEX Pacific Ridge Exploration Ltd Tier2 Mining (Non-Oil&Gas) Exploration/Development PSP Pacific Safety Products Inc. Tier1 Safety and Protective Products Manufacturer PPZ Pacific Topaz Resources Ltd. Tier2 Other Metal Ore Mining PAW Pacific Wildcat Resources Corp. Tier2 Junior Natural Resource Mining PCL.P Pacific-Link Capital Inc. Tier2 Capital Pool Company PGS Paget Minerals Corp Tier2 Mineral Exploration/Development PPY Painted Pony Petroleum Ltd Tier1 Oil and Gas Extraction PLN.P Palatine Capital Corp Tier2 Capital Pool Company PC.H Palcan Power Systems Inc. NEX Technology PLL Palladon Ventures Ltd. Tier2 Mineral Exploration/Development PXL Palliser Oil & Gas Corporation Tier1 Oil and Gas Exploration and Development PDE Palo Duro Energy Inc Tier2 Oil & Gas Company PLO.H Paloma Resources Inc. NEX Oil & Gas Exploration PL Pan American Lithium Corp. Tier2 Mining Exploration and Development PGZ Pan Global Resources Inc. Tier2 Junior Natural Resource Mining POE Pan Orient Energy Corp. Tier2 Conventional Oil and Gas Extraction PNT.H Pan Terra Industries Inc. NEX Construction Services Provider PRC PanTerra Resources Corp Tier2 Oil and Gas Exploration PUC Pancontinental Uranium Corporation Tier2 Uranium Explorations & Development PDA.H Panda Capital Inc NEX Capital Pool Company PRA Panorama Resources Ltd Tier2 Junior Natural Resource Mining PML Panoro Minerals Ltd. Tier2 Mineral Exploration/Development PNX Panthera Exploration Inc. Tier2 Mineral Exploration/Development PAU Papuan Precious Metals Corp Tier2 Mineral Exploration/Development PGR Paragon Minerals Corp. Tier2 Gold Mining PGN Paragon Pharmacies Limited Tier1 Pharmacies and Drug Stores PAL Parallel Resources Ltd Tier2 Mining Exploration PXM Paramax Resources Ltd. Tier2 Oil & Gas Exploration/Development PXT Parex Resources Inc. Tier2 Oil and Gas Exploration and Development PI Paris Energy Inc Tier2 Oil and Gas Exploration and Production PLC Park Lawn Income Trust Tier1 Cemeteries and Crematoria PKE Parkland Energy Services Inc Tier2 Oilfield Services PPP Parlane Resource Corp Tier2 Mining Exploration PEI Parlay Entertainment Inc. Tier2 Software Development PAS Parta Sustainable Solutions Inc Tier2 Educational Services PJT Partner Jet Corp. Tier2 Air Transportation PAR Partners Real Estate Investment Trust Tier1 Real Estate PPI Passport Potash Inc Tier2 Mineral Exploration/Development PHM Patient Home Monitoring Corp Tier2 Health Care Service Provider PPC Patriot Petroleum Corp Tier2 Oil & Gas Exploration/Development PRH Pearl River Holdings Limited Tier2 Plastics And Rubber Products Manufacturing PET Peat Resources Limited Tier2 Coal Mining PEB Pebble Creek Mining Ltd. Tier2 Mining Exploration and Development PED.H Pedro Resources Ltd NEX Software Developer & Marketer PX Pelangio Exploration Inc Tier1 Mining GEM Pele Mountain Resources Inc. Tier2 Mining (Non-Oil&Gas) Exploration/Development PBK.P Pembroke Capital Corp Tier2 Capital Pool Company PTF Pender Growth Fund (VCC) Inc Tier2 Investment Company PND.P Pendulum Capital Corporation Tier2 Capital Pool Company PNF.P Penfold Capital Acquisition III Corporation Tier2 Capital Pool Company PEN Pennant Energy Inc. Tier2 Oil and Gas Exploration and Production PNN Pennine Petroleum Corporation Tier2 Oil and Gas Exploration and Development PCI Perlite Canada Inc. Tier1 Industrial PRO Pershimco Resources Inc. Tier2 Mining Exploration PTL Petra Petroleum Inc. Tier2 Oil and Gas Services POP Petro One Energy Corp Tier2 Mining Exploration and Development PUP Petro Uno Resources Ltd Tier2 Oil & Gas Extraction VIK.P Petro Viking Energy Inc Tier2 Capital Pool Company

141 Chapter 7 Symbol Company Section Business PTV Petro Vista Energy Corp Tier2 Oil & Gas Exploration PER Petro-Reef Resources Ltd Tier1 Oil & Gas Extraction PGB PetroGlobe Inc. Tier2 Oil & Gas Producer PTA Petroamerica Oil Corp Tier2 Natural Resource Exploration PCG.H Petrocorp Group Inc NEX Temporarily Unclassified PDQ Petrodorado Energy Ltd Tier2 Oil & Gas Company PKP Petrokamchatka PLC Tier2 Oil and Gas Extraction PEA Petrolia Inc. Tier2 Oil & Gas Exploration PCQ Petrolympic Ltd Tier2 Oil and Gas Exploration PMI Petromanas Energy Inc. Tier2 Oil and Gas Exploration PTR Petromin Resources Ltd. Tier1 Oil & Gas Exploration/Development PNA Petronova Inc Tier2 Oil and Gas Exploration and Development PCA Petrosands Resources (Canada) Inc. Tier2 Oil & Gas Exploration/Development PEP Petrostar Petroleum Corporation Tier1 Oil and Gas Exploration GAP PharmaGap Inc. Tier2 Biotechnology Research and Development Laboratories or Services PII.H Pharmeng International Inc. NEX Technology PHI Philippine Metals Inc Tier2 Copper Mining PCO Phoenix Canada Oil Company Limited Tier2 Hydrogen Technology Co. PHN Phoenix Oilfield Hauling Inc Tier1 Support Activities for Oil and Gas Operations PHO Photon Control Inc Tier2 Developer of Fibre Optic meters, sensors and Switches PTN.H Pierre Enterprises Ltd. NEX Gold Mining PIG.H Pigboss Follow-up Growth Inc NEX Agricultural Implement Manufacturing PNE Pine Cliff Energy Inc. Tier2 Oil and Gas Exploration PRY Pinecrest Energy Inc Tier2 Oil and Gas Extraction PCR.P Pinecrest Resources Ltd Tier2 Capital Pool Company PNS Pinestar Gold Inc. Tier2 Mineral Exploration/Development PTE Pioneering Technology Corp Tier2 Electrical Equipment Manufacturing PIT Pitchblack Resources Ltd. Tier1 Mining (Non-Oil&Gas) Exploration/Development PXP Pitchstone Exploration Ltd. Tier1 Mineral Exploration/Development PXI Planet Exploration Inc. Tier2 Mining (Non-Oil&Gas) Exploration/Development POH.H Planet Organic Health Corp. NEX Other Food Retailing PTX Platinex Inc Tier2 Mineral Exploration/Development PCS Platinum Communications Corporation Tier2 Internet Service Provider PGC Plato Gold Corp. Tier2 Mining Exploration PLY Playfair Mining Ltd. Tier2 Gold Exploration PLZ Plazacorp Retail Properties Ltd. Tier1 Real Estate PLE Plexmar Resources Inc. Tier2 Mining (Except Oil & Gas) RSN.H Polar Resources Corporation NEX Mining PGG Polo Biology Global Group Corporation Tier1 Manufacturing PCK Poplar Creek Resources Inc. Tier2 Oil and Gas Exploration PDO Portal Resources Ltd Tier2 Oil and Gas Exploration PEL.H Portia Exploration Ltd NEX Capital Pool Company PDR.P Pounder Venture Capital Corp. Tier2 Capital Pool Company PWB.H Power Tech Corporation Inc. NEX Construction Machinery Manufacturing PYN Poynt Corporation Tier2 Internet Service Provider PSC.H Precision Enterprises Inc NEX Capital Pool Company PEM Premium Exploration Inc Tier2 Mineral Exploration/Development PKM Preo Software Inc Tier2 Technology PMC Prescient Mining Corp Tier2 Mining PNO Prescient NeuroPharma Inc. Tier2 Junior Natural Resource Mining PR Prestige Telecom Inc Tier1 Other Telecommunications PCT Prima Colombia Hardwood Inc Tier1 Forestry And Logging PYC Primary Corp Tier1 Merchant Banking PIE Primary Petroleum Corporation Tier2 Junior Natural Resource Company, Oil & Gas PMO.H Prime City One Capital Corp NEX Construction Management PMR Prime Meridian Resources Corp Tier2 Mining PEH Primeline Energy Holdings Inc. Tier2 Oil & Gas Exploration/Development PTT Primera Energy Resources Ltd Tier1 Oil and Gas Exploration and Production PWI.P Primewest Exploration Inc Tier2 Capital Pool Company PNR.H Prince Resource Corporation NEX Oil & Gas Exploration/Development PM Prism Medical Ltd. Tier1 Health Care and Manufacturing and Distribution of Medical Devices PRS.H Prism Resources Inc. NEX Gold And Silver Mining

142 Chapter 7 Symbol Company Section Business PRZ Prize Mining Corporation Tier2 Exploration/Development PRM Pro Minerals Inc Tier2 Junior Natural Resource Mining POI Pro-Or Mng Res Inc Cl A Tier2 Chromite and PGE (Platinum Group) PVI Pro-Trans Ventures Inc Tier2 Rental and Leasing Services PMX ProAm Explorations Corporation Tier2 Mining (Non-Oil&Gas) Exploration/Development PRB Probe Mines Limited Tier2 Mining (Except Oil & Gas) PBR Probe Resources Ltd. Tier2 Oil and Gas Exploration and Development POR Process Capital Corp Tier2 Oil & Gas Enhancement Technology PXR Prominex Resource Corp Tier2 Mining PCY Prophecy Resource Corp Tier1 Mineral Exploration/Development PRR Prospector Consolidated Resources Inc. Tier2 Junior Natural Resource Mining PSL Prospero Silver Corp Tier2 Mineral Exploration/Development POZ.H Prosys Tech Corporation NEX Computer Systems Design and Related Services PVT Proventure Income Fund Tier1 Real Estate PV Providence Capital Corp Tier2 Mineral Exploration/Development PVS Puget Ventures Inc. Tier2 Mining Exploration PUL.H Pulse Capital Corp NEX Capital Pool Company PUM Puma Exploration Inc. Tier2 Mining (Non-Oil&Gas) Exploration/Development & Production PEV Pure Energy Visions Corporation Tier2 Manufacturing AAR. Pure Industrial Real Estate Trust Tier1 Real Estate PUR Pure Technologies Ltd. Tier2 Software and Hardware Developers PTU Purepoint Uranium Group Inc. Tier1 Uranium Mining PYT Pyng Medical Corp. Tier1 Manufacturing of Diagnostic & Therapeutic Products QI Q Investments Ltd. Tier1 Holding & Investment QGR Q-Gold Resources Ltd. Tier2 Gold Mining QHR QHR Technologies Inc. Tier2 Software Development QRS QRS Capital Corp Tier2 Mining Exploration QRO Quadro Resources Ltd Tier2 Mineral Exploration/Development QR.H Quanta Resources Inc NEX Temporarily Unclassified QRE Quantum Rare Earth Developments Corp. Tier2 Resource QZM.H Quartz Mountain Resources Ltd NEX Mining (Except Oil & Gas) QTA Quaterra Resources Inc. Tier2 Precious and Base Metals Exploration & Development QML Queensland Minerals Ltd Tier2 Junior Natural Resource Mining QPT Quest Pharmatech Inc. Tier2 Research and Development of Pharmaceutical Products QRM Quest Rare Minerals Ltd Tier2 Mineral Exploration/Development QST Questor Technology Inc. Tier2 Oilfield Services QEI Quetzal Energy Ltd Tier2 Oil and Gas Services QIT.P Quinto Real Capital Corporation Tier2 Capital Pool Company QQ Quizam Media Corporation Tier2 Computer Training QIS Quorum Information Technologies Inc. Tier2 Software Publishers RAP.H RAP Acquisition Corp NEX Temporarily Unclassified RCG.P RCG Capital Inc Tier2 Capital Pool Company RBG REBgold Corporation Tier2 Mining RFC RIFCO Inc. Tier1 Sales Financing RJX RJK Explorations Ltd Tier2 Mineral Exploration/Development RMS RMS Systems Inc Tier2 Support Activities for Oil and Gas Operations RPT RPT Resources Ltd Tier2 Junior Natural Resource Company, Oil & Gas RSY RSI International Systems Inc Tier2 Software Development RXE RX Exploration Inc Tier2 Mining RCN Radiant Communications Corp. Tier2 Technology RDT Radiant Energy Corporation Tier2 Other Support Activities for Air Transportation RDS Radisson Mining Resources Inc. Tier2 Mining (Except Oil & Gas) RDU Radius Gold Inc. Tier2 Mining (Non-Oil&Gas) Exploration/Development RMT Raimount Energy Inc. Tier2 Oil & Gas Extraction RAN.H Rain Resources Inc NEX Capital Pool Company RBW Rainbow Resources Inc. Tier2 Mining RMG Rainmaker Mining Corp Tier2 Mining RMO Rainy Mountain Royalty Corp. Tier2 Mineral Exploration/Development RR Rainy River Resources Ltd. Tier2 Mining Exploration RAB Rambler Metals and Mining Plc Tier1 Mineral Exploration/Development RNZ Ranaz Corporation Tier2 Other Food Manufacturing

143 Chapter 7 Symbol Company Section Business RGZ Randsburg International Gold Corp. Tier2 Mineral Exploration/Development RGG Ranger Energy Ltd Tier2 Oil and Gas Exploration and Development RTX.P Rara Terra Capital Corp Tier2 Capital Pool Company RA Rare Earth Metals Inc Tier2 Mining Exploration RES Rare Element Resources Ltd. Tier1 Mineral Exploration/Development RAM Rare Method Interactive Corp Tier1 Media Services RVI.H Rattlesnake Ventures Inc NEX Capital Pool Company RVE.P Ravenstar Ventures Inc Tier2 Capital Pool Company RDN Raydan Manufacturing Inc. Tier2 Motor Vehicle Parts Manufacturing RYA.H Raystar Capital Ltd NEX Temporarily Unclassified RMZ ReMac Zinc Corp. Tier1 Metal Ore Mining RTY Real Time Measurements Inc. Tier2 Oil & Gas Enhancement Technology RP Realex Properties Corp Tier1 Real Estate RLM Realm Energy International Corporation Tier2 Industrial REC Rec Minerals Corp Tier2 Mining RGI Reco International Group Inc. Tier2 General Construction Contractor RDM Red Mile Minerals Corp. Tier2 Mining Exploration RPX Red Pine Exploration Inc Tier2 Mining (Non-Oil&Gas) Exploration/Development RPN.P Red Pine Investment Ltd Tier2 Capital Pool Company RRD.P Red Rock Capital Corp Tier2 Capital Pool Company RRK Red Rock Energy Inc Tier2 Uranium Mining RDK Redhawk Resources Inc. Tier2 Mining Exploration and Development KUT Redishred Capital Corp Tier2 Franchising RGC Redstar Gold Corp Tier2 Junior Natural Resource Mining RED Redwater Energy Corp Tier2 Oil and Gas Expl and Development REE Reef Resources Ltd Tier2 Oil and Gas Expl and Production RRE Reg Technologies Inc. Tier2 Support Activities For Transportation RAU.H Regency Gold Corp NEX Temporarily Unclassified RPP Regent Pacific Properties Inc Tier2 Real Estate REV Regent Ventures Ltd. Tier2 Other Metal Ore Mining REG Regulus Resources Inc Tier2 Mining REK Reko International Group Inc Tier2 Machinery Manufacturing RRL Relentless Resources Ltd Tier1 Oil and Gas Expl and Development REL Reliable Energy Ltd Tier2 Oil and Gas Extraction RGM Remington Resources Inc Tier2 Mineral Exploration/Development REM Remstar Resources Ltd. Tier2 Natural Resource Exploration REN Renaissance Gold Inc Tier2 Mining RPL Renegade Petroleum Ltd Tier2 Oil and Gas Expl and Development RW RenoWorks Software Inc Tier2 Technology REO Reservoir Capital Corp Tier2 Gold Mining RSV Resolve Ventures Inc. Tier2 Mining Exploration and Dev RHC Resource Hunter Capital Corp Tier2 Mining Exploration RGD Reunion Gold Corporation Tier1 Mineral Exploration/Development RVA Reva Resources Corp Tier2 Mining RYE Rhyolite Resources Ltd Tier2 Mineral Exploration/Development RIA Ria Resources Corp Tier1 Oil & Gas Exploration/Development RTR Riata Resources Corp Tier2 Oil & Gas Exploration/Development RII Richco Investors Inc Tier2 Investment Management RVC Richfield Ventures Corp Tier2 Junior Natural Resource Mining RMD Richmond Minerals Inc Tier2 Exploration/Development RLE Ridgeline Energy Services Inc Tier2 Services to Oil and Gas Extraction RDG Ridgemont Iron Ore Corp Tier2 Mineral Exploration/Development ROF Ring of Fire Resources Inc. Tier2 Mineral Exploration/Development RBV Ringbolt Ventures Ltd Tier2 Mineral Exploration/Development RIO Rio Alto Mining Limited Tier2 Silver Mining RCZ Rio Cristal Resources Corporation Tier2 Mineral Exploration/Development RGV Rio Grande Mining Corp Tier2 Junior Natural Resource Mining RIP Ripper Oil and Gas Inc. Tier1 Oil & Gas Extraction RIV Riva Gold Corporation Tier2 Mining Exploration RRI Riverside Resources Inc Tier2 Mineral Exploration/Development RVS Riverstone Resources Inc. Tier2 Mineral Exploration/Development RNM Road New Media Corporation Tier2 Electronic Commerce RKG.H Roadking Travel Centres Inc. NEX Fuel Dealer RBX Robex Resources Inc. Tier2 Mining (Except Oil & Gas) ROK Roca Mines Inc. Tier2 Mineral Exploration/Development

144 Chapter 7 Symbol Company Section Business RCT Rochester Resources Ltd Tier2 Resource RCK Rock Tech Lithium Inc Tier2 Junior Natural Resource Mining RBE Rockbridge Resources Inc Tier2 Junior Natural Resource RCR Rockcliff Resources Inc Tier1 Mining Exploration RK Rockhaven Resources Ltd Tier2 Mineral Exploration/Development RL Rockland Minerals Corp Tier2 Mining RRC Rockridge Capital Corp Tier2 Mining Exploration RUM Rocky Mountain Liquor Inc Tier1 Retail Stores RKY Rocky Mountain Resources Corp Tier1 Mineral Exploration/Development RMI Rocmec Mining Inc Tier2 Mining RM Rodinia Lithium Inc Tier1 Junior Natural Resource Mining ROZ Rodinia Oil Corp Tier2 Oil and Gas Expl and Development ROD.P Rodocanachi Capital Inc. Tier2 Capital Pool Company RAF Rogers Associate Financial Partners Inc. Tier2 Consumer Finance RRS Rogue Resources Inc Tier2 Mining RMR Rome Resources Ltd. Tier2 Gold And Silver Mining RG Romios Gold Resources Inc. Tier2 Mining (Except Oil & Gas) ROM Romulus Resources Ltd Tier2 Mineral Exploration/Development ROS Roscan Minerals Corp. Tier2 Gold And Silver Mining RRM Ross River Minerals Inc Tier2 Mining (Non-Oil&Gas) Expl/Dev ROI Route1 Inc. Tier2 Managed Network Service Provider ROG Roxgold Inc Tier2 Junior Natural Resource Mining RDA Royal Coal Corp Tier2 Mining ROY.H Royce Resources Corp. NEX Temporarily Unclassified RUG Rugby Mining Limited Tier2 Mineral Exploration/Development ROR Run of River Power Inc. Tier1 Power Generation RUN Running Fox Resource Corp. Tier2 Resource Exploration/Development RUP Rupert Resources Ltd. Tier2 Gold Exploration RML Rusoro Mining Ltd Tier1 Gold Mining RB Russell Breweries Inc Tier2 Beverage Manufacturing RYG Ryan Gold Corp Tier2 Gold Exploration RPM Rye Patch Gold Corp Tier1 Metal Ore Mining SXG SAMEX Mining Corp. Tier1 Mining (Non-Oil&Gas) Expl/Dev SG SG Spirit Gold Inc. Tier2 Mining SXR SGX Resources Inc Tier1 Mineral Exploration/Development SXL SLAM Exploration Ltd Tier2 Mineral Exploration/Development SMV.H SMC Ventures Inc. NEX Temporarily Unclassified SQD SQI Diagnostics Inc Tier2 Healthcare Information Technology SSZ SSP Offshore Inc Tier2 Engineering Services SAE Sable Resources Ltd. Tier2 Gold And Silver Mining SHM Saccharum Energy Corp Tier2 Oil and Gas Expl and Dev SCM Sacre-Coeur Minerals, Ltd Tier1 Mining Exploration SGX Sage Gold Inc Tier2 Mineral Exploration/Development SCX.H Sagittarius Capital Corporation NEX Capital Pool Company SGI Sagres Energy Inc Tier2 Oil & Gas Exploration/Development SAH Sahara Energy Ltd Tier2 Oil and Gas Expl and Development SRL Salazar Resources Limited Tier1 Mineral Exploration/Development SAL Salmon River Resources Ltd. Tier2 Exploration/Development SME Sama Resources Inc Tier2 Mineral Exploration/Development SCD Samoth Oilfield Inc. Tier2 Oil and Gas Expl, Dev and Prod SMU.P Samurai Capital Corp Tier2 Capital Pool Company SMN San Marco Resources Inc Tier2 Mineral Exploration/Development STA Sanatana Diamonds Inc Tier2 Mining (Non-Oil & Gas) Expl/Dev SSP Sandspring Resources Ltd Tier1 Gold And Silver Mining SND Sandstorm Metals & Energy Ltd Tier2 Mineral Exploration/Development SSL Sandstorm Resources Ltd. Tier1 Mineral Exploration/Development STC Sangoma Technologies Corporation Tier2 Communications Equipment Mfg SBL Santa Barbara Resources Limited Tier2 Mineral Exploration/Development SFM Santa Fe Metals Corp Tier2 Mineral Exploration/Development SAR Saratoga Electronic Solutions Inc Tier2 Other Fin Transactions Processing and Clearing House Activities SGO.P Sargasso Capital Corporation Tier2 Capital Pool Company SMI Saturn Minerals Inc. Tier2 Mineral Exploration/Development SVT Savant Explorations Ltd Tier2 Metal Ore Mining SCA.H Savary Capital Corp NEX Capital Pool Company

145 Chapter 7 Symbol Company Section Business SRE Saville Resources Inc. Tier2 Natural Resources SXN Saxon Oil Company Ltd Tier1 Oil and Gas Expl and Production SVP.P Sceptre Ventures Inc Tier2 Resource SBO.H Schwabo Capital Corporation NEX Capital Pool Company SGN Scorpio Gold Corporation Tier2 Mineral Exploration/Development SBX Sea Breeze Power Corp. Tier2 Other SDX Sea Dragon Energy Inc Tier2 Oil and Gas Exploration SGS Sea Green Capital Corp. Tier2 Mineral Exploration/Development SFF Seafield Resources Ltd Tier2 Mineral Exploration/Development SDS Seair Inc. Tier2 Technology Res and Development SEE Seamiles Limited Tier2 Industrial SMY Search Minerals Inc. Tier2 Mineral Exploration/Development RSG Searchgold Resources Inc Tier2 Mining (Except Oil & Gas) SCH.P Searchlight Capital Corp Tier2 Capital Pool Company CVU Seaview Energy Inc. Tier1 Oil and Gas Expl and Production SEW Seaway Energy Services Inc. Tier1 Services to Oil and Gas Extraction SEK Secova Metals Corp. Tier2 Mineral Exploration/Development SRO Section Rouge Media Inc. Tier2 Newspaper, Periodical, Book and Database Publishers SDN Sedex Mining Corp Tier2 Mining (Non-Oil&Gas) Expl/Dev SGZ Sego Resources Inc Tier2 Copper, Gold and Diamond Expl SCG SelectCore Ltd. Tier2 Telecommunications SWN Selwyn Resources Ltd Tier1 Mineral Exploration/Development STT Semcan Inc Tier2 Engineering Services SNR Senator Minerals Inc. Tier2 Mineral Exploration/Development SN Sennen Resources Ltd. Tier2 Precious Metals Expl and Dev SIO Sensio Technologies Inc Tier2 Computer Systems Design and Related Services SNT Sentinel Rock Oil Inc Tier2 Oil and Gas Exp and Development SET Seprotech Systems Inc. Tier2 Design & Manufacture, Water Purification Equipment SLC Serebra Learning Corporation Tier2 Software Publishers SIR Serengeti Resources Inc. Tier1 Gold Mining SER Serenic Corporation Tier2 Software Development SZZ.H Sereno Capital Corporation NEX Capital Pool Company SVA Sernova Corp. Tier2 Research And Dev in the Life Sciences SEY Seymour Ventures Corp Tier2 Technology SNM ShaMaran Petroleum Corp Tier2 Mining Expl and Development SEI Shane Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev SHY Sharon Energy Ltd. Tier2 Oil & Gas Exploration/Development SJR Shaw Communications Inc. Tier1 Cable Television/Communications SRM Shear Diamonds Ltd. Tier2 Exploration/Development SWX Shear Wind Inc. Tier2 Other Electric Power Generation SHN.H Sheen Resources Ltd NEX Mineral Exploration/Development SLY.H Shelby Ventures Inc NEX Capital Pool Company OAK Sheltered Oak Resources Corp Tier2 Mining SHE Shenul Capital Inc. Tier2 Mineral Exploration/Development SBK Sherbrook SBK Sport Corp Tier2 Industrial Distribution and Marketing SHG Shield Gold Inc Tier2 Mining SMH Shoreham Resources Ltd. Tier2 Junior Natural Resource Mining SD Sidon International Resources Corporation Tier2 Metal Ore Mining SGP Sienna Gold Inc. Tier2 Mining SMG Sierra Madre Developments Inc Tier2 Mineral Exploration/Development SSG Sigma Industries Inc Tier1 Motor Vehicle Parts Manufacturing SIG Sila Industrial Group Ltd Tier2 Industrial SXX.H Silex Ventures Ltd NEX Capital Pool Company SF Silver Fields Resources Inc Tier2 Mineral Exploration/Development SVG Silver Grail Resources Ltd. Tier2 Gold And Silver Mining SKZ Silver Lake Resources Inc Tier2 Mineral Exploration/Development SQI Silver Quest Resources Ltd. Tier2 Resource SSR Silver Shield Resources Corp Tier2 Mining Exploration SSE Silver Spruce Resources Inc. Tier2 Mineral Exploration/Development SSU Silver Sun Resource Corp. Tier2 Mineral Exploration/Development SVL SilverCrest Mines Inc. Tier1 Silver Mining SBE Silverbirch Energy Corporation Tier2 Oil and Gas Expl and Devt

146 Chapter 7 Symbol Company Section Business SV.P Silverland Capital Corp Tier2 Capital Pool Company SYI Silvermet Inc Tier2 Exploration/Development SFX Silvore Fox Minerals Corp Tier2 Mining SMB Simba Energy Inc. Tier2 Resource Exploration/Development SMZ Sinchao Metals Corp Tier2 Junior Natural Resource Mining SVX Sino Vanadium Inc Tier1 Mining GZW.P Sinogas West Inc Tier2 Capital Pool Company SOI Sirios Resources Inc. Tier1 Mining (Except Oil & Gas) SBM Sirona Biochem Corp Tier2 Research and Development SIB Sitebrand Inc Tier2 Software Development SKN Skana Capital Corp Tier2 Investment Company SKE Skeena Resources Limited Tier2 Metal Ore Mining SYR.H Sky Ridge Resources Ltd NEX Temporarily Unclassified SKW SkyWest Energy Corp. Tier1 Oil & Gas Exploration/Development SKR.P Skyberry Capital Corp Tier2 Capital Pool Company SYH Skyharbour Resources Ltd. Tier2 Gold and Base Metal Mining SK Skyline Gold Corporation Tier2 Mining (Non-Oil&Gas) Expl/Dev SLM Slater Mining Corporation Tier2 Mineral Exploration/Development SSC SmartCool Systems Inc. Tier2 Energy Conservation System Design, Installation & Maintenance SIP Sniper Resources Ltd Tier2 Mineral Exploration/Development SNO Snowfield Development Corp Tier2 Junior Natural Resource Mining SDW Sofame Technologies Inc Tier2 Energy Conservation System Design, Installation & Maintenance SFT Softrock Minerals Ltd Tier2 Oil & Natural Gas SOH Soho Resources Corp. Tier2 Gold And Silver Mining SL Sola Resource Corp. Tier2 Diamond Mining SAA Solara Exploration Ltd Tier2 Oil and Gas Expl, Dev and Prod SVS Solarvest BioEnergy Inc Tier2 Biotechnology Research &/or Development SOV Soldi Ventures Inc. Tier2 Mineral Exploration/Development SLD Solid Gold Resources Corp Tier1 Mining SRW Solid Resources Ltd Tier2 Mining Exploration SLT Solitaire Minerals Corp Tier2 Mining Expl and Development SRB Solomon Resources Limited Tier1 Mining (Except Oil & Gas) SOL Soltoro Ltd Tier2 Mining STL SolutionInc Technologies Limited Tier2 Other Scientific and Technical Consulting Services SYS Sona Resources Corp Tier1 Gold And Silver Mining PWR SonnenEnergy Corp Tier1 Solar Energy Technology SHH Sonomax Technologies Inc Tier2 Manufacturer of Calibrated Hearing Protection Device SNI Sonor Investments Limited Tier1 Holding & Investment SOC Sonora Gold & Silver Corp Tier2 Mineral and Oil and Gas Expl SNV Sonoro Energy Ltd Tier2 Environmental Remediation SOP Source Exploration Corp Tier2 Mining SUR Southern Andes Energy Inc Tier2 Mineral Exploration/Development SA Southern Arc Minerals Inc. Tier2 Gold Mining SH Southern Hemisphere Mining Limited Tier2 Mineral Exploration/Development SSV Southern Silver Exploration Corp. Tier2 Gold And Silver Mining SPA Spanish Mountain Gold Ltd Tier2 Exploration/Development SPW Sparrow Ventures Corp Tier2 Mining Exploration SAY Sparta Capital Ltd. Tier2 Financing Start Up Companies SRI Sparton Resources Inc Tier2 Mineral Exploration/Development SSA Spectra Inc Tier2 Manufacturer/Distributor of Safety Prod for Commercial Transportation SPH.H Sphere Resources Inc NEX Mineral Exploration/Development SPS Sportscene Group Inc Tier1 Full-Service Restaurant SPP Spot Coffee (Canada) Ltd Tier2 Food Services And Drinking Places SHL Spruce Ridge Resources Ltd. Tier2 Mineral Exploration/Development SPY Sprylogics International Corp Tier2 Technology SLI St. Elias Mines Ltd. Tier2 Mining (Except Oil & Gas) SEM St. Eugene Mining Corp Ltd Tier2 Gold Mining SDE Standard Exploration Ltd Tier2 Mining RUU Stans Energy Corp Tier2 Mining SNA Star Navigation Systems Group Ltd Tier2 Information Technology SUV Star Uranium Corp Tier2 Junior Natural Resource

147 Chapter 7 Symbol Company Section Business SFR Starfire Minerals Inc. Tier2 Mining - Precious Metals STX.H Starrex Mining Corporation Ltd. NEX Industrial Investment SRR Statesman Resources Ltd. Tier2 Junior Natural Resource Company, Oil & Gas SML Stealth Minerals Limited Tier2 Exploration/Development SLV Stealth Ventures Ltd. Tier2 Oil and Gas Expl and Production KLH Stellar Biotechnologies, Inc. Tier2 Biotechnology/Biopharmaceutical SPX Stellar Pacific Ventures Inc Tier2 Mineral Exploration/Development STH Stelmine Canada Ltd Tier2 Gold Mining SSS Stem Cell Therapeutics Corp. Tier2 Scientific Research And Development Services SLG Sterling Resources Ltd. Tier2 Oil & Gas Exploration/Development SSN Stetson Oil & Gas Ltd Tier2 Oil and Gas Expl and Development SKY Stikine Energy Corp Tier2 Mineral Exploration/Development SQA Stina Resources Ltd. Tier2 Mineral Exploration/Development SRH Stone Resources Limited Tier2 Mineral Exploration/Development SPG StonePoint Global Brands Inc. Tier2 Consumer Products - Household Goods STS Stoneshield Capital Corp Tier2 Mineral Exploration/Development SVI Storagevault Canada Inc Tier2 Real Estate & Rental and Leasing SRX Storm Resources Ltd Tier2 Oil and Gas Expl and Development SCN.P Strachan Resources Ltd Tier2 Capital Pool Company SRD Strait Gold Corporation Tier2 Mining Expl and Development SB Stratabound Minerals Corp Tier1 Mining (Non-Oil&Gas) Expl/Dev SGE Strategem Capital Corporation Tier2 Merchant Banking SMD Strategic Metals Ltd. Tier1 Mining (Except Oil & Gas) SOG Strategic Oil & Gas Ltd. Tier2 Oil & Gas Exploration/Development UVR Strategic Resources Inc Tier2 Uranium Expl & Development STM Strathmore Minerals Corp. Tier1 Uranium Mining SKO Stream Oil and Gas Ltd Tier1 Oil & Gas Company SLQ Streetlight Intelligence Inc Tier2 Designs, Manufactures, and Markets products for the Streetlight Industry STK Strike Minerals Inc Tier2 Mining Expl and Development SKP Strikepoint Gold Inc Tier2 Precious Metals Expl and Dev SKK Strikewell Energy Corp Tier2 Oil & Gas Company SBW Strongbow Exploration Inc. Tier2 Mineral Exploration/Development Z Stronghold Metals Inc. Tier2 Mining SDR Stroud Resources Ltd. Tier2 Mining (Except Oil & Gas) SUB Sub Capital Inc Tier2 Mining SUL Sultan Minerals Inc. Tier2 Gold And Silver Mining SS.H Summus Capital Corp NEX Capital Pool Company SDV.H Sumtra Diversified Inc. NEX Holding & Investment SED Sun Entertainment Holding Corporation Tier2 Pre-Recorded Music Sales SGC Sunridge Gold Corp. Tier2 Junior Natural Resource Mining SRG.P Sunridge Investments Corp Tier2 Capital Pool Company SSM Sunset Cove Mining Inc. Tier2 Mineral Exploration/Development SPK Sunset Pacific Petroleum Ltd Tier2 Oil and Gas Exploration SAI Sunshine Agri-Tech Inc. Tier2 Manufacturing SWD Sunward Resources Ltd Tier1 Mineral Exploration/Development SUI Superior Mining International Corporation Tier2 Junior Natural Resource Mining SPR Supreme Resources Ltd Tier2 Junior Natural Resource SGY Surge Energy Inc Tier2 Oil & Gas Exploration/Development SRN Suroco Energy Inc. Tier2 Oil and Gas Expl and Production STG Sustainable Energy Technologies Ltd. Tier2 Technology Holding Company SGM Sutter Gold Mining Inc Tier2 Mineral Exploration/Development SWR Swift Resources Inc. Tier2 Mineral Exploration/Development SYZ Sylogist Ltd. Tier2 Business Services SYL Symax Lift (Holding) Co. Ltd. Tier2 Manufacturing SYN Synchronica PLC Tier1 Technology SAQ.H Synergy Acquisition Corp NEX Industrial SYD Synodon Inc. Tier2 Navigational, Measuring, Medical and Control Instr Manufacturing THZ T-Ray Science Inc Tier2 Technology TBV.P T.B. Mining Ventures Inc. Tier2 Capital Pool Company TMT.H T.M.T. Resources Inc. NEX Oil & Gas Exploration/Development TGE TG World Energy Corp. Tier2 Oil & Gas Exploration/Development TIX TIEX Inc. Tier2 Mineral Exploration/Development TNC TIO Networks Corp Tier2 Software Development

148 Chapter 7 Symbol Company Section Business TNR TNR Gold Corp. Tier2 Gold Exploration TTQ TTM Resources Inc. Tier1 Gold Mining TJ Tad Mineral Exploration Inc Tier2 Mineral Exploration/Development TAO Tag Oil Ltd Tier1 Oil & Gas Company TPN Taipan Resources Inc Tier2 Resource Exploration/Development TAJ.P Tajiri Ventures Corp Tier2 Capital Pool Company TJZ.H Tajzha Ventures Ltd. NEX Oil & Gas Exploration/Development TKK Takara Resources Inc Tier2 Mineral Exploration/Development TAK Taku Gold Corp Tier2 Mineral Exploration/Development TVE Tamarack Valley Energy Ltd. Tier2 Oil and Gas Expl and Production TAM Tamerlane Ventures Inc. Tier2 Mineral Exploration/Development TQY Tanqueray Resources Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev TZM Tanzania Minerals Corp Tier2 Mineral Exploration/Development TPA.H Tapango Resources Ltd. NEX Junior Natural Resource Mining TRO Taranis Resources Inc. Tier2 Precious Metals Expl and Dev TCI Target Capital Inc Tier2 Investment Management TCC Tarsis Resources Ltd Tier2 Metal Ore Mining TSM Tasman Metals Ltd Tier2 Mineral Exploration/Development TAT Tatmar Ventures Inc. Tier2 Mining TAW Tawsho Mining Inc Tier1 Mining TEA Tearlach Resources Limited Tier2 Resource Company TEK.P Tectonic Minerals Corporation Tier2 Capital Pool Company HOP Telehop Communications Inc. Tier2 Telecomm Equip/Services TME Temex Resources Corp. Tier2 Mineral Exploration/Development TR Temple Real Estate Investment Trust Tier1 Real Estate TPI Tenth Power Technologies Corp Tier2 Mf of High Techn Industrial Prod TRA Teras Resources Inc. Tier2 Mining TII Terra Firma Capital Corporation Tier2 Real Estate TFR Terra Firma Resources Inc Tier2 Mineral Exploration/Development TGC Terra Nova Minerals Inc. Tier2 Junior Natural Resource Mining TAS Terra Ventures Inc. Tier2 Mining (Non-Oil & Gas) Expl/Dev TZR.P Terrace Resources Inc. Tier2 Capital Pool Company TEN Terraco Gold Corp. Tier2 Gold/Mineral Exploration TRX Terrane Metals Corp Tier1 Mineral Exploration/Development TXR Terrax Minerals Inc Tier2 Mining TNO Terreno Resources Corp Tier2 Mineral Exploration/Development TER Terrex Energy Inc Tier2 Oil & Gas Company TRC Teryl Resources Corp. Tier2 Gold And Silver Mining TLR Teslin River Resources Corp Tier2 Mineral Exploration/Development TUO Teuton Resources Corp. Tier2 Gold And Silver Mining TXS Texada Software Inc. Tier2 Industrial TEX Texalta Petroleum Ltd Tier2 Oil & Gas Exploration/Development AUC The Cash Store Australia Holdings Inc. Tier2 Finance FUT The Futura Loyalty Group Inc Tier2 Marketing Services PO.H The Phoenician Fund Corporation I NEX Capital Pool Company SKF The Skor Food Group Inc Tier1 Food Wholesaler-Distributors THH Theia Resources Ltd Tier2 Mineral Exploration/Development THC Thelon Capital Ltd. Tier2 Mineral Exploration/Development MAC.H Themac Resources Group Limited NEX Mining TLT Theralase Technologies Inc. Tier2 Medical Device Development TMG Thermal Energy International Inc. Tier2 Energy Conservation and Env Compliance Technology THX Thor Explorations Ltd Tier2 Gold And Silver Mining THG Threegold Resources Inc Tier2 Mineral Exploration/Development THM Thunder Mountain Gold, Inc. Tier2 Mineral Exploration/Development TBD Thunderbird Energy Corporation Tier2 Natural Resource Exploration TGR Tiger International Resources Inc. Tier2 Gold Mining TU Tigris Uranium Corp Tier2 Mineral Exploration/Development TLL.H Tilting Capital Corp NEX Temporarily Unclassified TBR Timberline Resources Corporation Tier2 Mineral Exploration/Development TTT Times Telecom Inc Tier2 Telecommunications TMM Timmins Gold Corp. Tier2 Gold Mining TK Tinka Resources Limited Tier2 Gold And Silver Mining TTS Tintina Mines Ltd Tier2 Junior Natural Resource Mining TAU TintinaGold Resources Inc Tier2 Mineral Exploration/Development

149 Chapter 7 Symbol Company Section Business TXX Tirex Resources Ltd Tier2 Mineral Exploration/Development TLA Titan Logix Corp Tier1 Other Miscellaneous Manufacturing TMD Titan Medical Inc Tier2 Medical Technology TTA Titan Trading Analytics Inc. Tier2 Software Publishers TUE Titan Uranium Inc. Tier2 Mineral Exploration/Development TSP TitanStar Properties Inc. Tier2 Real Estate TIC Titanium Corporation Inc. Tier2 Mining (Except Oil & Gas) TIS.P Titus Capital Corp. Tier2 Capital Pool Company TBZ Tonbridge Power Inc Tier2 Power Project Development TPT.H Toptent Inc NEX Textile Product Manufacturing TCR Torch River Resources Ltd. Tier2 Mineral Exploration/Development TOC Torquay Oil Corp Tier2 Oil and Gas Extraction TQE Torque Energy Inc. Tier2 Oil & Gas Producer TSQ Tosca Mining Corp Tier2 Mining TTZ Total Telcom Inc. Tier1 Wireless Technologies THP Totally Hip Technologies Inc. Tier2 Software Development TDW Touchdown Resources Inc Tier2 Mineral Exploration/Development TAB Touchstone Exploration Inc US Tier2 Oil & Gas Company TVC Tournigan Energy Ltd Tier1 Junior Natural Resource TWR Tower Energy Ltd. Tier2 Natural Resources TOX.H Toxin Alert Inc. NEX Scientific Research And Development Services TWD Trade Winds Ventures Inc Tier2 Gold Mining TFA Trafina Energy Ltd. Tier2 Oil & Gas Exploration/Development TNG TransGaming Inc Tier2 Computer Systems Design and Related Services TTI TransGlobe Internet and Telecom Co., Ltd. Tier2 Telecommunications TAE Transamerican Energy Inc Tier2 Junior Nat Res Company, Oil & Gas TSU Transeuro Energy Corp. Tier2 Oil & Gas Company TVL Traverse Energy Ltd Tier2 Oil & Gas Exploration/Development TRR Trelawney Mining and Exploration Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev TRS Tres-Or Resources Ltd. Tier2 Diamond Exploration TOE Tri Origin Exploration Ltd. Tier2 Precious and Base Metals Expl TVR Tri-River Ventures Inc. Tier2 Mineral Exploration/Development TRT TriNorth Capital Inc Tier1 All Other Financial Investment Activities TIA Triangle Industries Ltd. Tier2 Support Activities For Trans TPO Triangle Petroleum Corporation Tier2 Oil and Gas Expl and Development TCB Tribune Minerals Corp Tier2 Junior Natural Resource TRB Tribute Resources Inc Tier2 Oil and Gas Production and Gas Storage TRG Trigen Resources Inc Tier2 Mineral Exploration/Development TJT Trijet Mining Corp Tier2 Mineral Exploration/Development TNM Trillium North Minerals Ltd Tier2 Support Activities For Mining TRN Trincan Capital Corp Tier2 Oil and Gas Extraction TGK Trio Gold Corp Tier2 Mining (Non-Oil&Gas) Expl/Dev TOL Trioil Resources Ltd Tier2 Oil and Gas Extraction TSG Tristar Gold Inc Tier2 Mineral Exploration/Development TMP.P Triumph Ventures Corp Tier2 Capital Pool Company TRU Trius Investments Inc Tier2 Waste Collection TRD.H Triwood Capital Corp NEX Capital Pool Company TVN Troon Ventures Ltd Tier2 Gold And Silver Mining TEG.H Troy Energy Corp NEX Mineral Exploration/Development TYE Troymet Exploration Corp Tier2 Mining TGX True North Gems Inc. Tier2 Other Non-Metallic Mineral Mining and Quarrying TMN TrueContext Mobile Solutions Corporation Tier2 Computer Systems Design and Related Services TPC.H TrueStar Petroleum Corporation NEX Junior Natural Res Co, Oil & Gas TRM Trueclaim Exploration Inc Tier2 Mineral Exploration/Development TSD Tsodilo Resources Limited Tier2 Diamond Expl and Development TM Tumi Resources Limited Tier1 Mineral Exploration/Development TUS Tuscany Energy Ltd. Tier2 Oil & Gas Exploration/Development TWO Twoco Petroleums Ltd. Tier1 Oil and Gas Expl and Production TWY.P Twyford Ventures Inc Tier2 Capital Pool Company TDC Tyhee Development Corp. Tier1 Gold Mining TIP Tyner Resources Ltd Tier2 Oil & Gas Exploration/Development TYP Typhoon Exploration Inc Tier2 Mineral Exploration/Development USA U. S. Silver Corporation Tier1 Mining

150 Chapter 7 Symbol Company Section Business UWE U3O8 Corp. Tier2 Mining UC UC Resources Ltd. Tier1 Mining UNX UNX Energy Corp Tier2 Oil and Gas Exploration US USA Video Interactive Corp Tier2 Other Telecommunications UCU Ucore Rare Metals Inc Tier2 Mining ULI Ultra Lithium Inc Tier2 Mineral Exploration/Development ULU Ultra Uranium Corp Tier2 Nickel, Platinum, Palladium and Gold Mining/Exploration UGD Unigold Inc. Tier2 Mineral Exploration/Development UVI Unilens Vision Inc. Tier2 Medical Equip And Supplies Mfg UBS Unique Broadband Systems, Inc. Tier1 Investment Management USS Uniserve Communications Corporation Tier1 Communications and Information Technology sector URX Unitech Energy Resources Inc Tier2 Oil and Gas Expl and Development UCG United China International Enterprises Grp Ltd. US$ Tier2 Other Miscellaneous Manufacturing UHO United Hunter Oil & Gas Corp Tier2 Oil and Gas Expl and Development UZZ United Protection Security Group Inc Tier2 Investigation and Security Services URP United Reef Limited Tier2 Mineral Exploration/Development UUC United Uranium Corp Tier2 Rare Metals/Precious Metals UTY Unity Energy Corp. Tier2 Mineral Exploration/Development UAV Universal Wing Technologies Inc Tier2 Oil and Gas Exp and Production UCC Upper Canada Gold Corporation Tier2 Oil & Gas Exploration UCM Upper Canyon Minerals Corp Tier2 Junior Natural Resource Mining URC Uracan Resources Ltd Tier2 Uranium Mining UBR Uragold Bay Resources Inc Tier2 Mineral Exploration/Development UNR Uranium North Resources Corp Tier2 Uranium Mining URS Urastar Energy Inc Tier2 Mineral Exploration/Development UVN Uravan Minerals Inc. Tier1 Exploration/Development UBN Urban Communications Inc. Tier2 Telecommunications UFC Urbanfund Corp. Tier2 Real Estate Property Managers URO Urodynamix Technologies Ltd. Tier2 Medical Device Development VQS VIQ Solutions Inc. Tier2 Software Development VVL.P VLM Ventures Ltd Tier2 Capital Pool Company VMS VMS Ventures Inc. Tier2 Mineral Exploration/Development VRI.H VR Interactive Corporation NEX Virtual Imaging Systems VRW VRX Worldwide Inc. Tier2 Internet Marketing VVC VVC Exploration Corporation Tier2 Gold And Silver Mining VAL ValGold Resources Ltd. Tier1 Gold Exploration VTI Valdor Technology International Inc Tier2 Research and Development of Fiber Optic Cable Devices & Tech VVI Valencia Ventues Inc Tier1 Mining Exploration and Development VLE Valeura Energy Inc Tier2 Oil and Gas Expl and Development VTM.H Valiant Minerals Ltd NEX Capital Pool Company VHV Valley High Ventures Ltd. Tier2 Mineral Exploration/Development VLR.H Valor Ventures Inc NEX Capital Pool Company VPO.H Valparaiso Energy Inc NEX Oil & Gas Company V Valucap Investments Inc. Tier2 Financial Services - Investment Companies and funds VAN Vangold Resources Ltd Tier1 Oil & Gas Extraction VYC.P Vanity Capital Inc Tier2 Capital Pool Company VEL Vanoil Energy Ltd. Tier2 Oil & Gas Company VSR Vanstar Mining Resources Inc Tier2 Mineral Exploration/Development VAX Vantex Resources Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev VST Vast Exploration Inc. Tier2 Oil & Gas Company VCV.H Vatic Ventures Corp NEX Capital Pool Company VER Vecta Energy Corporation Tier2 Oil and Gas Exploration VGR Vega Resources Inc Tier2 Mining VSI VendTek Systems Inc. Tier2 Software Development VTT Vendetta Mining Corp Tier2 Mineral Exploration/Development VDR Vendome Resources Corp Tier2 Exploration/Development VLV.P Venerable Ventures Ltd Tier2 Capital Pool Company VAV Venga Aerospace Systems Inc. Tier2 Camera and Photographic Supplies Stores VPT VentriPoint Diagnostics Ltd Tier2 Medical And Diagnostic Lab VRZ Veraz Petroleum Ltd. Tier2 Oil and Gas Expl and Development

151 Chapter 7 Symbol Company Section Business VUR Verbina Resources Inc Tier2 Mining VFI.P Verdant Financial Partners I Inc. Tier2 Capital Pool Company VDC Verona Development Corp. Tier2 Copper Mining VPY VersaPay Corporation Tier2 Technology VV Versatile Systems Inc Tier1 Software Publishers VHB Victhom Human Bionics Inc. Tier1 Research and Dev in the Physical, Engineering and Life Sciences VIT Victoria Gold Corp Tier2 Metal Ore Mining VR Victory Resources Corporation Tier2 Precious and Base Metals Expl VGL Vigil Health Solutions Inc Tier2 Medical Equipment And Supplies Mfg VIG.H Vigil Locating Systems Corporation NEX Wireless Technologies VGC Viking Gold Exploration Inc. Tier2 Mineral Exploration/Development VIO Vior inc. (Societe d’exploration Miniere) Tier2 Mining (Except Oil & Gas) VPR Viper Gold Ltd Tier2 Gold And Silver Mining VGM Virgin Metals Inc Tier2 Exploration/Development VAE Virginia Energy Resources Inc Tier2 Mining Expl and Development VRD Viridis Energy Inc Tier2 Industrial VU Virtual Universe Corporation Tier2 Software Development VFX Virtutone Networks Inc Tier2 Telecommunications VGD Visible Gold Mines Inc Tier2 Mineral Exploration/Development VQE VisionQuest Energy Group Inc. Tier2 Management of Companies & Enterprises VPI Vitality Products Inc. Tier2 Food Manufacturing, Food Distribution and Resource Operation VCI Vitreous Glass Inc Tier2 Non-Metallic Mineral Product Mfg VMY.H Voice Mobility International, Inc. NEX Temporarily Unclassified VOL Volcanic Metals Corp. Tier2 Mineral Exploration/Development VOS.H Vostok Minerals Inc NEX Precious Metals Expl and Dev VUL Vulcan Minerals Inc Tier2 Petroleum and Natural Gas Explorer & Developer VZX Vuzix Corporation Tier2 Audio & Video Equipment Mfg WCB WCB Resources Ltd Tier2 Mineral Exploration/Development WPQ WPC Resources Inc Tier2 Mineral Exploration/Development WAN Wanted Technologies Corporation Tier2 Software Publishers WAR War Eagle Mining Company Inc Tier2 Mineral Exploration/Development WEN Warrior Energy N.V. Tier1 Oil & Gas Exploration WRI Waseco Resources Inc Tier2 Mineral Exploration/Development WFG Waterfront Capital Corporation Tier2 Investment Management WAT Waterloo Resources Ltd Tier2 Mineral Exploration/Development WAF Wavefire.com Inc. cl A Tier2 Oil and Gas Exploration WEE Wavefront Technology Solutions Inc Tier2 Services to Oil and Gas Extraction WYM Waymar Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev WML Wealth Minerals Ltd. Tier2 Mineral Exploration/Development WF.P Weifei Capital Inc Tier2 Capital Pool Company WBI Welichem Biotech Inc Tier2 Research And Dev In The Life Sciences WPS WellPoint Systems Inc. Tier2 Software Development WSE Wellstar Energy Corp Tier2 Junior Nat Resource Co, Oil & Gas WGF Wescan Goldfields Inc. Tier1 Mineral Exploration/Development WSG Wesgold Minerals Inc Tier2 Mineral Exploration/Development WHY West High Yield (W.H.Y.) Resources Ltd Tier2 Metal Ore Mining WKM West Kirkland Mining Inc Tier2 Mineral Exploration/Development WMT West Mountain Capital Corp Tier2 Waste Management And Remediation Services WSC West Street Capital Corporation Tier2 Investment Company WBE WestBond Enterprises Corporation Tier1 Converted Paper Product Mfg WCU WestCan Uranium Corp Tier2 Mining WEB Westbridge Energy Corporation Tier2 Oil & Gas Exploration WTR Westcore Energy Ltd Tier2 Mining WRG Western Energy Services Corp Tier2 Oil and Gas Services WLC Western Lithium USA Corporation Tier2 Mineral Exploration/Development WRP Western Pacific Resources Corp. Tier2 Mineral Exploration/Development WP Western Pacific Trust Company Tier2 All Other Financial Investment Activities WPP Western Plains Petroleum Ltd Tier2 Oil and Gas Expl, Dev and Prod WPX Western Potash Corp Tier1 Mining WSM Western Standard Metals Ltd. Tier2 Mineral Exploration/Development WRY Western Troy Cap Res Inc Tier2 Non-Metallic Mineral Mining And Quarrying WUC Western Uranium Corporation Tier1 Mineral Exploration/Development WND Western Wind Energy Corp Tier2 Other Electric Power Generation

152 Chapter 7 Symbol Company Section Business WZR WesternZagros Resources Ltd Tier2 Oil and Gas Expl and Development WHN.P Westhaven Ventures Inc Tier2 Capital Pool Company WMR Westminster Resources Ltd Tier2 Mineral Exploration/Development WST Westridge Resources Inc Tier2 Mineral Exploration/Development WER Weststar Resources Corp Tier2 Mining WWE.H Westward Explorations Ltd. NEX Junior Natural Resource Mining WMI Whetstone Minerals Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev WGX.H Whistler Gold Exploration Inc NEX Mining WBR White Bear Resources Inc Tier2 Mineral Exploration/Development WU White Canyon Uranium Limited Tier2 Mineral Exploration/Development WPR White Pine Resources Inc Tier2 Oil and Gas Expl and Development WTC White Tiger Mining Corp Tier2 Mineral Exploration/Development WMK Whitemud Resources Inc Tier2 Mining WSX Wild Stream Exploration Inc. Tier1 Oil and Gas Expl and Development WEL Wildcat Exploration Ltd. Tier2 Mineral Exploration/Development WS Wildcat Silver Coporation Tier2 Mineral Exploration/Development WCX Williams Creek Explorations Limited Tier2 Mining (Non-Oil&Gas) Expl/Dev WIL.P Wilton Resources Inc Tier2 Capital Pool Company WEX Win-Eldrich Mines Limited Tier2 Mineral Exploration/Development WTA Winalta Inc Tier2 Manufactured & Modular Building Industry WVR Wind River Energy Corp Tier2 Oil and Gas Exploration WV.H Windamere Ventures Ltd NEX Temporarily Unclassified WRA Windarra Minerals Ltd Tier2 Mining (Except Oil & Gas) WIF.P Windfire Capital Corp Tier2 Capital Pool Company WSR Windstorm Resources Inc Tier2 Mineral Exploration/Development WZI Winzen Properties Inc. Tier2 Real Estate Investment and Dev WOD.P Woden Venture Capital Corporation Tier2 Capital Pool Company WLV Wolverine Minerals Corp Tier2 Mineral Exploration/Development WCT Wood Composite Technologies Inc Tier1 All Other Plastic Product Mfg WRS.H Woodrose Corporation NEX Other Food Manufacturing WHC Work Horse Capital & Strategic Acquisitions Ltd. Tier2 Technology WPC World Famous Pizza Company Ltd Tier2 Industrial WOI.H World Organics Inc. NEX Change of Business/Reverse Takeover under review SAF World Outfitters Corporation Safari Nordik Tier1 Fishing WOF Woulfe Mining Corp. Tier2 Mineral Exploration/Development WX Wrangler West Energy Corp. Tier1 Oil & Gas Exploration/Development XMT.H X-Tal Minerals Corp. NEX Mining (Non-Oil&Gas) Expl/Dev XT X-Terra Resources Corporation Tier2 Mining (Non-Oil&Gas) Expl/Dev DAP XPEL Technologies Corp US Tier2 Software Development XSC XS Cargo Income Fund Tier2 Industrial XL XXL Energy Corp Tier1 Oil & Gas Exploration/Development XEL Xcite Energy Limited Tier2 Oil and Gas Expl, Dev and Prod XE Xemplar Energy Corp. Tier2 Junior Natural Resource Mining XM.H Xenex Minerals Ltd NEX Temporarily Unclassified XGN.H Xgen Ventures Inc. NEX Oil and Gas Expl and Development XDS Xianburg Data Systems Canada Corporation Tier2 Internet Technology XME Xmet Inc Tier2 Mining XAG Xtierra Inc Tier1 Mining XRM XRM Global Inc. Tier2 Software Development XYL Xylitol Canada Inc Tier2 Biotechnology/Biopharmaceutical YLL Yale Resources Ltd. Tier2 Mining (Except Oil & Gas) YCC Yaletown Capital Corp Tier2 Technology YL Yalian Steel Corporation Tier1 Manufacturing YOO Yangaroo Inc Tier1 Media Services YGR Yangarra Resoruces Ltd. Tier1 Oil & Gas Exploration/Development SMS.H Yangtze Telecom Corp. NEX Telecommunications KHT Yankee Hat Minerals Ltd. Tier2 Gold Mining YMI Yellowhead Mining Inc Tier1 Mining YO Yoho Resources Inc. Tier1 Oil and Gas Expl and Development YRL.H York Ridge Lifetech Inc NEX Capital Pool Company YVI.P Yorkton Ventures Inc Tier2 Capital Pool Company YTC.P Yuntone Capital Corp. Tier2 Capital Pool Company ZGG Z-Gold Exploration Inc Tier2 Mining

153 Chapter 7 Symbol Company Section Business ZOX.H ZEOX Corporation NEX Non-Metallic Mineral, Research, Dev, Mining and Quarrying ZYP.P ZYP Capital Corp. Tier2 Capital Pool Company ZAP.H ZZZ Capital Corp NEX Capital Pool Company ZAO Zaio Corporation Tier2 Information Services ZMR.H Zaruma Resources Inc NEX Copper Mining ZMS Zecotek Photonics Inc Tier2 Medical Device Research and Dev ZED Zedi Inc Tier1 Wireless Technologies ZCC Zena Mining Corp Tier2 Non-Metallic Mineral Mining And Quarrying ZNN Zenn Motor Company Inc. Tier2 Motor Vehicle Manufacturing ZEN Zenyatta Ventures Ltd. Tier2 Mining ZC Zimtu Capital Corp. Tier2 Investment Issuer ZN Zinccorp Resources Inc. Tier2 Mineral Exploration/Development ZIM Zinco Mining Corp. Tier2 Metal Ore Mining ZIP.H ZipLocal Inc NEX Temporarily Unclassified ZEX Zodiac Exploration Inc Tier2 Oil and Gas Services ZNR Zone Resources Inc Tier2 Oil & Gas Exploration ZOO.H Zoolander Corporation NEX Capital Pool Company ZMD ZoomMed Inc. Tier2 Computer Systems Design and Related Services ZUM ZoomerMedia Limited Tier1 Publishing House ZTE Ztest Electronics Inc Tier2 Computer And Electronic Product Manufacturing ZUN Zungui Haixi Corporation Tier1 Footwear Manufacturing ZNI.H Zuni Holdings Inc NEX Temporarily Unclassified

154 Chapter 7 Debt Instruments Symbol Company Section Business ALW.DB.A All in West! Capital Corporation 8% Cv Sr A Deb Tier2 Real Estate BTB.DB.B BTB Real Estate Investment Trust Deb ex 31mar13 Tier1 Real Estate BTB.DB BTB Real Estate Investment Trust Deb ex 3Oct11 Tier1 Real Estate CNE.DB Canacol Energy Ltd. Deb ex 30jun2015 Tier1 Mineral and Oil and Gas Exploration LHR.DB.C Lakeview Hotel Real Estate Investment Trust 6.5% Deb Sr C Tier2 Hotels LHR.DB.D Lakeview Hotel Real Estate Investment Trust 8.5% Sr D Cv Tier2 Hotels LHR.DB Lakeview Hotel Real Estate Investment Trust Deb ex 20june12 Tier2 Hotels NNP.DB NewNorth Projects Ltd. 10% rdm Sub Deb 30My12 Tier1 Land and Building Development & Construction NHG.DB Northampton Group Inc. 10% Deb 22JL07 Tier1 Hospitality/Hotels & Gaming TR.DB.A Temple Real Estate Investment Trust db 7.5% Sr A ex 31mar1 Tier2 Real Estate TR.DB.B Temple Real Estate Investment Trust db 8.5% Sr B ex 30apr1 Tier2 Real Estate TR.DB.S Temple Real Estate Investment Trust db8.75% Sr S exp 30nov Tier1 Real Estate

155 Chapter 8 Chapter 8

TSX VENTURE EXCHANGE

· TSX Venture New Listings in 2010

· TSX Venture Name Changes & Stock Splits in 2010

· TSX Venture Stock Symbol Changes in 2010

· TSX Venture Delisted in 2010

· TSX Venture Graduates in 2010

· TSX Venture Acquired/Merged in 2010

· TSX Venture Transfers to NEX

· NEX Stock Symbol Changes in 2010

· NEX Delisted and Graduations in 2010

· NEX Graduations to TSX Venture in 2010

· TSX Venture Equity Financings Summary in 2010

· NEX Equity Financings Summary in 2010

156 Chapter 8 2010 New Listings TSX Venture Exchange

Market Name Symbol Tier Industry Date Acme Resources Corp. ACY.P Tier2 Capital Pool Jan. 28 Actus Minerals Corp. AAC Tier2 Mining Jan. 04 Adira Energy Ltd. ADL Tier2 Oil & Gas Exploration Dec. 02 Aintree Resources Inc. AIN.P Tier2 Capital Pool Feb. 22 Alya Ventures Ltd. ALY.P Tier2 Capital Pool Aug. 25 Amaya Gaming Group Inc. AYA Tier1 Computer Systems Design July 21 Ananda Capital Corp. ANN.P Tier2 Capital Pool Feb. 05 Andele Capital Corporation ADY.P Tier2 Capital Pool Dec. 30 Anergy Capital Inc. ACA.P Tier2 Capital Pool Aug. 06 Ansue Capital Corp. ASU.P Tier2 Capital Pool May 21 Aquarius Capital Corp. AQU.P Tier2 Capital Pool May 10 Atacama Pacific Gold Corporation ATM Tier1 Gold Mining Nov. 12 Auriga Gold Corp. AIA Tier2 Mining Nov. 04 Azcar Technologies Incorporated AZZ Tier1 Systems-Integration Mar. 15 Azura Ventures Ltd. AZV.P Tier2 Capital Pool June 07 BAM Investments Corp. BNB Tier1 Investment Dec. 24 Baroyeca Gold & Silver Inc. BGS Tier2 Mining Dec. 15 Beanstalk Capital Inc. BEG.P Tier2 Capital Pool Oct. 08 Biosign Technologies Inc. BIO Tier2 Medical Device Dev Sept. 10 Biovest Corp. I BVC.P Tier2 Capital Pool Nov. 05 Bravada Gold Corporation BVA Tier2 Mineral Exploration May 04 Brookfield Investments Corporation BRN.PR.A Tier1 Investment Dec. 24 Cabre Capital Corp. CCB.P Tier2 Capital Pool Dec. 06 Camino Minerals Corporation COR Tier2 Mineral Exploration April 22 Camisha Resources Corp. CRN.P Tier2 Capital Pool May 27 Canadian International Minerals Inc. CIN Tier2 Mineral Exploration Sept. 29 Capital Vtechlab Inc. VTC.P Tier2 Capital Pool Aug. 26 Capricorn Business Acquisitions Inc. CAK.P Tier2 Capital Pool Mar. 09 Carolina Capital Corp. CQC.P Tier2 Capital Pool Dec. 14 Caza Gold Corp. CZY Tier2 Mineral Exploration Nov. 22 CCS Capital Inc. CSW.P Tier2 Capital Pool Jan. 11 China 88 Capital Corp. ZRG.P Tier2 Capital Pool Feb. 22 CJL Capital Inc. CJL.P Tier2 Capital Pool Sept. 10 Claim Post Resources Inc. CPS Tier2 Mining April 05 Cleghorn Minerals Ltd. JZZ.P Tier2 Capital Pool Nov. 16 Colorado Resources Ltd. CXO Tier2 Mining Nov. 05 Coreland Capital Inc. CCT.P Tier2 Capital Pool July 16 Cougar Minerals Corp. COU Tier2 Mineral Exploration Nov. 24 Crimson Falcon Capital Corp. CFC.P Tier2 Capital Pool June 30 Critical Capital Corporation CQZ.P Tier2 Capital Pool Mar. 09 CVC Cayman Ventures Corp. CKV.P Tier2 Capital Pool July 05 Cyterra Capital Corp. CYC.P Tier2 Capital Pool May 17 Dauntless Capital Corp. DTL.P Tier2 Capital Pool May 12 Delta Uranium Inc. DUR Tier2 Mining April 01 Denovo Capital Corp. DVO.P Tier2 Capital Pool Oct. 12 Destiny Media Technologies Inc. DSY Tier2 Software Oct. 12 Divestco Inc. DVT Tier1 Support Activities Oil &Gas Oct. 06 Doca Capital Corp. DCA.P Tier2 Capital Pool July 12 Doubleview Capital Corp. DBV.P Tier2 Capital Pool Nov. 19 Dragonfly Capital Corp. DRC.P Tier2 Capital Pool Oct. 15 Drako Capital Corp. DKC.P Tier2 Capital Pool Aug. 04 Drexel Capital Corp. DX.P Tier2 Capital Pool Sept. 24 Driven Capital Corp. DVV.P Tier2 Capital Pool Aug. 10 Druk Capital Partners Inc. DRU.P Tier2 Capital Pool Sept. 07 Elgin Mining Inc. ELG Tier2 Mining Nov. 04 Empire Capital Corp. EPM.P Tier2 Capital Pool May 21 Energizer Resources Inc. EGZ Tier2 Mining May 05

157 Chapter 8 Market Name Symbol Tier Industry Date Essex Angel Capital Inc. EXC.P Tier2 Capital Pool Dec. 14 Fairmont Resources Inc. FMR Tier2 Mineral Exploration April 15 Feronia Inc. FRN (FRN.WT) Tier1 Agricultural Sept. 16 Focus Metals Inc. FMS Tier2 Copper, Nickel Mining May 25 Four Points Capital Corp. FPA.P Tier2 Capital Pool Mar. 30 Foxpoint Capital Corp. FXC.P Tier2 Capital Pool June 08 Fuller Capital Corp. FUL.P Tier2 Capital Pool Oct. 13 Galaxy Capital Corp. GXY.P Tier2 Capital Pool July 08 Geomark Exploration Ltd. GME Tier1 Oil & Gas Exploration/Dev July15 Geomega Resources Inc. GMA Tier2 Metal Ore Mining Sept. 30 GoGold Resources Inc. GGD.P Tier2 Capital Pool Feb. 12 Golden Alliance Resources Corp. GLL Tier2 Mineral Exploration/Dev Feb. 01 Great Bear Resources Ltd. GBR Tier2 Mining Nov. 04 Greater China Capital Inc. GCA.P Tier2 Capital Pool June 03 Greenfields Petroleum Corporation GNF.S Tier1 Oil & Gas Exploration/Dev Nov. 16 Harvest One Capital Inc. WON.P Tier2 Capital Pool Feb. 05 Himalayan Capital Corp. HIM.P Tier2 Capital Pool May 17 HT Capital Inc. HKT.P Tier2 Capital Pool Sept. 16 Hunter Bay Minerals PLC HBY Tier2 Mineral Exploration/Dev Sept. 10 Indefinitely Capital Corp. INI.P Tier2 Capital Pool April 30 Innovente Inc. IGE Tier2 Environmental Consulting Dec. 02 Javelina Resources Ltd. JRL.P Tier2 Capital Pool Dec. 07 Jinhua Capital Corporation JHC.P Tier2 Capital Pool May 14 JJR VI Acquisition Corp. JVI.P Tier2 Capital Pool Mar. 18 Jomar Capital Corp. JOE.P Tier2 Capital Pool Mar. 03 Kaiyue International Inc. KYU.P Tier2 Capital Pool Aug. 12 Kaizen Capital Corp. KZN.P Tier2 Capital Pool July 08 Kenna Capital Corp. MMG.P Tier2 Capital Pool April 15 Kensington Court Ventures Inc. KCT.P Tier2 Capital Pool Dec. 24 Kilkenny Capital Corporation KIK.P Tier2 Capital Pool Sept. 13 Kings Minerals NL KMN Tier1 Exploration/Dev Sept. 29 Kokanee Minerals Inc. KOK Tier2 Mineral Exploration/Dev Jan. 19 Lago Dourado Minerals Ltd. LDM Tier2 Gold Mining Nov. 18 Lime Hill Capital Corporation LHL.P Tier2 Capital Pool July 12 Lion’s Bay Capital Inc. LBI.P Tier2 Capital Pool Nov. 23 LW Capital Pool Inc. LWI.P Tier2 Capital Pool June 09 Lynnwood Capital Inc. LCI.P Tier2 Capital Pool July 06 Manitou Gold Inc. MTU Tier2 Mineral/Exploration Mar. 08 Mega Copper Ltd. MCU Tier2 Mining Feb. 11 Mercari Acquisition Corp. MV.P Tier2 Capital Pool May 06 MillenMin Ventures Inc. MVM.P Tier2 Capital Pool May 14 Minaurum Gold Inc. MGG Tier2 Mineral Exploration Feb. 25 Mineral Mountain Resources Ltd. MMV Tier2 Mineral Exploration/Dev June 30 Mukuba Resources Limited MKU Tier1 Mining Feb. 16 Naina Capital Corp. NAA.P Tier2 Capital Pool Mar. 17 Nemaska Exploration Inc. NMX Tier2 Mineral Exploration/Dev Jan. 20 New Hana Copper Mining Ltd. HML Tier2 Mineral Exploration/Dev Dec. 14 New University Holdings Corp. NUH.P Tier2 Capital Pool Nov. 22 Nomad Ventures Inc. NMD Tier2 Mining Feb. 17 Noravena Capital Corporation NRV.P Tier2 Capital Pool May 07 North Country Gold Corp. NCG Tier1 Gold Mining April 15 NuLegacy Gold Corporation NUG Tier2 Mineral Exploration Dec. 09 Oceanus Resources Corporation OCN.P Tier2 Capital Pool Dec. 17 Orofino Minerals Inc. ORR Tier2 Mining Sept. 07 Osia Ventures Ltd. OSA.P Tier2 Capital Pool Jan. 20 Ozcapital Ventures Inc. OZZ.P Tier2 Capital Pool Dec. 03 Pacific Arc Resources Ltd. PAV Tier2 Mining Exploration Nov. 30 Pacific Orient Capital Inc. AAQ.P Tier2 Capital Pool Mar. 31 Pacific-Link Capital Inc. PCL.P Tier2 Capital Pool Mar. 24 Palatine Capital Corp. PLN.P Tier2 Capital Pool May 17 Palliser Oil & Gas Corporation PXL Tier1 Oil & Gas Exploration/Dev Feb. 10 Pembroke Capital Corp. PBK.P Tier2 Capital Pool Oct. 21

158 Chapter 8 Market Name Symbol Tier Industry Date Pender Growth Fund VCC Tier2 Investment Aug. 23 Pendulum Capital Corporation PND.P Tier2 Capital Pool July 21 Petro Viking Energy Inc. VIK.P Tier2 Capital Pool June 11 PetroNova Inc. PNA Tier2 Oil & Gas Exploration/Dev Dec. 20 Pinecrest Resources Ltd. PCR.P Tier2 Capital Pool June 23 PrimeWest Exploration Inc. PWI.P Tier2 Capital Pool April 20 Prospero Silver Corp. PSL Tier2 Mineral Exploration Jan. 05 Quinto Real Capital Corporation QIT.P Tier2 Capital Pool Sept. 13 Rainbow Resources Inc. RBW Tier2 Mining Dec. 29 Rara Terra Capital Corp. RTX.P Tier2 Capital Pool Aug. 31 Ravenstar Ventures Inc. RVE.P Tier2 Capital Pool Sept. 29 RCG Capital Inc. RCG.P Tier2 Capital Pool July 06 Red Pine Investment Ltd. RPN.P Tier2 Capital Pool Sept. 14 Redwater Energy Corp. RED (RED.WT) Tier2 Oil & Gas Exploration/Dev Nov. 08 Regulus Resources Inc. REG Tier2 Mining Dec. 20 Reko International Group Inc. REK Tier2 Machine Tool Manufacturing Dec. 09 Renaissance Gold Inc. REN Tier2 Mining Exploration Nov. 04 Reviso Energy Ltd. AVG.P Tier2 Capital Pool Mar. 12 Rio Grande Mining Corp. RGV Tier2 Mineral Exploration Mar. 15 Riva Gold Corporation RIV Tier2 Mining Exploration Oct. 14 Rockland Minerals Corp. RL Tier2 Mining July 02 Rodinia Oil Corp. ROZ (ROZ.WT) Tier2 Oil & Gas Exploration/Dev May 28 Royal Acquisition Corp. RAZ.P Tier2 Capital Pool July 05 RX Exploration Inc. RXE Tier1 Mining Aug. 04 Sandstorm Metals & Energy Ltd. SND Tier2 Mineral Exploration May 13 Santa Barbara Resources Limited SBL Tier2 Mineral Exploratiion July 09 Sceptre Ventures Inc. SVP.P Tier2 Capital Pool April 16 Searchlight Capital Corp. SCH.P Tier2 Capital Pool Oct. 14 SGX Resources Inc. SXR Tier1 Mineral Exploration April 28 Sierra Madre Developments Inc. SMG Tier2 Mineral Exploration Dec. 01 SilverBirch Energy Corporation SBE Tier2 Oil & Gas Exploration/Dev Oct. 07 Silverland Capital Corp. SV.P Tier2 Capital Pool May 28 SinoGas West Inc. GZW.P Tier2 Capital Pool Jan. 07 Skyberry Capital Corp. SKR.P Tier2 Capital Pool June 23 Sniper Resources Ltd. SIP Tier2 Mineral Exploration Oct. 26 Solid Gold Resources Corp. SLD Tier1 Mining Oct. 26 Storm Resources Ltd. SRX (SRX.WT) Tier2 Oil & Gas Exploration/Dev Aug. 31 Strachan Recources Ltd. SCN.P Tier2 Capital Pool Dec. 24 Synchronica PLC SYN Tier1 Technology Sept. 22 T.B. Mining Ventures Inc. TBV.P Tier2 Capital Pool Sept. 13 Terra Firma Resources Inc. TFR Tier2 Mineral Exploration Aug. 31 Terrex Energy Inc. TER Tier2 Oil & Gas June 23 Thunder Mountain Gold, Inc. THM Tier2 Mineral Exploration Sept. 24 Times Telecom Inc. TTT Tier2 Telecom Company Mar. 08 Titus Capital Corp. TIS.P Tier2 Capital Pool Dec. 07 Torquay Oil Corp. TOC.A (TOC.B) Tier2 Oil & Gas Exploration April 13 Trijet Mining Corp. TJT Tier2 Mineral Exploration Jan. 06 Triumph Ventures Corp. TMP.P Tier2 Capital Pool July 15 Twyford Ventures Inc. TWY.P Tier2 Capital Pool June 09 Vendetta Minnig Corp. VTT Tier2 Mineral Exploration/Dev Oct. 18 Venerable Ventures Ltd. VLV.P Tier2 Capital Pool Sept. 20 Veraz Petroleum Ltd. VRZ Tier2 Oil & Gas Exploration/Dev Feb. 16 Verdant Financial Partners Inc. VFI.P Tier2 Capital Pool Jan. 21 Virgin Metals Inc. VGM Tier2 Exploration/Development May 11 Vuzix Corporation VZX (VZX.WT) Tier2 Audio & Video Equip Man Jan. 05 Weifei Capital Inc. WF.P Tier2 Capital Pool Nov. 05 Wesgold Minerals Inc. WSG Tier2 Mineral Exploration Oct. 14 Western Pacific Resources Corp. WRP Tier2 Mineral Exploration Feb. 01

159 Chapter 8 Market Name Symbol Tier Industry Date Westhaven Ventures Inc. WHN.P Tier2 Capital Pool Dec. 24 Westridge Resources Inc. WST Tier2 Mineral Exploration May 04 White Canyon Uranium Limited WU Tier2 Mineral Exploration Feb. 12 Windstorm Resources Inc. WSR Tier2 Mineral Exploration July 26 Woden Venture Capital Corporation WOD.P Tier2 Capital Pool Nov. 05 WPC Resources Inc. WPQ Tier2 Mineral Exploration April 20 Yorkton Ventures Inc. YVI.P Tier2 Capital Pool Dec. 29 Zenyatta Ventures Inc. ZEN Tier2 Mining Dec. 23

160 Chapter 8 TSX Venture Exchange 2010 Name Changes & Stock Splits

Name Symbol Date Name Symbol Date 3P International Energy Corp. DOH July 19 Avrupa Minerals Ltd. AVU July 14 f-Colonnade Capital Corp. (COO) Basis 1:1 f-Everclear Capital Ltd. (EVA.P) Basis 1:1 Abzu Gold Ltd. ABS Dec. 21 Azabache Energy Inc. AZA Jan. 11 f-Totem Minerals Inc. (TTM) Basis 1:1 f-Argenta Oil & Gas Inc. (AZA) Basis 1:5 Advance Gold Corp. AAX May 03 Aztech Innovations Inc. AZU April 19 f-Africa West Minerals Corp. (AFW) Basis 1:2 f-Decourcy Capital Corp. (DCR.P) Aegis Investment Barkerville Gold Mines Ltd. BGM Jan. 21 Management (Golf) Inc. AIM Jan. 4 f-International Wayside Gold Mines Ltd. (WYG) Basis 1:1 f-Avian Capital Inc. (AVA.P) Basis 1:1 Batero Gold Corp. BAT.P July 19 Alaska Hydro Corporation AKH Sept. 08 f-Angus Resources Inc. (GUS.P) f-Project Finance Corp. (PF.P) Basis 1:1 Belo Sun Mining Corp. BSX July 14 Alberta Star Development Corp. ASX Mar. 11 f-Verena Minerals Corp. (VML) Basis 1:1 Consolidation: 1:5 Berkwood Resources Ltd. BKR Dec. 01 Alexander Nubia International Inc. AAN Oct. 5 f-Consolidated Spire Ventures Ltd. (CZS) Basis 1:10 f-Chrysalis Capital VII Corp (SEV.P) Basis 1:1 BioExx Specialty Proteins Ltd. BXI Jan. 04 Allana Potash Corp. AAA Jan. 22 f-Bio-Extraction Inc. (BXI) Basis 1:1 f-Allana Resources Inc. (AAA) Basis 1:1 Biotonix (2010) Inc. BTX Mar. 24 AM Gold Inc. AMG June 08 f-Capital Valmoris Inc. (VMO.P) Basis 1:1 f-Acero-Martin Exploration Inc. (AMG) Basis 1:1 Birch Lake Energy Inc. BLK Oct. 27 American Manganese Inc. AMY Jan. 20 f-Birch Lake Capital Inc. (BLA) Basis 1:1 f-Rocher Deboule Minerals Corp. (RD) Basis 1:1 Black Isle Resources Corporation BIT Jan. 14 AMG Bioenergy f-Luzon Minerals Ltd. (LZN) Basis 1:10 Resources Holdings Ltd. ABG May 14 Black Marlin Energy Holdings Limited BLM Mar. 22 f-Blandings Capital Limited (BDC.P) Basis 1:1 f-Kristina Capital Corp. (KCA) Basis 1:2 Andean American Gold Corp. AAG Sept. 07 Blackbird Energy Inc. BBI Mar. 25 f-Andean American Mining Corp. (AAG) Basis 1:1 f-Blackbird Investments Inc. (BBI) Basis 1:1 Anglo Aluminum Corp. ALU Jan. 26 Blacksteel Energy Inc. BEY Jan. 12 f-Navasota Resources Ltd. (NAV) Basis 1:1 f-Chrome Capital Inc. (KRM.P) Basis 1:5 Anglo Canadian Oil Corp. ACG April 23 Bolivar Energy Corp. BVR Oct. 29 f-Traxion Energy Inc. (TXE) Basis 1:1 f-Benchmark Energy Corp. (BEE) Basis 1:1 Angus Mining (Namibia) Inc. ANA Sept. 28 Bonaparte Resources Inc. BON Aug. 11 f-Golconda Capital Corp. (GDA.P) Basis 1:1 f-Bonaparte Capital Corp. (BON) Basis 1:1 AQM Copper Inc. AQM June 11 Border Petroleum Corp. BOR Sept. 14 f-Apoquindo Minerals Inc. f-Border Petroleum Inc. (BOP.H) Basis 1:4 Archer Petroleum Corp. ARK April 30 Bowood Energy Inc. BWD June 21 f-Agrotech Greenhouses Inc. (AGV.H) Basis 1:3 f-Roadrunner Oil & Gas Inc. (ROA) Basis 1:1 Argex Mining Inc. RGX July 28 Bravo Gold Corp. BVG Feb. 22 f-Argex Silver Capital Inc. (RGX) Basis 1:1 f-Bravo Venture Group Inc. (BVG) Basis 1:1 Arius3D Corp. LZR Feb. 24 Brazilian Gold Corporation BGC Jan. 06 f-Rebecca Capital Inc. (REB.P) Basis 1:1 f-Red Dragon Resources Corp. (DRA) Basis 1:1 Artek Exploration Ltd. RTK Jan. 20 Brea Resources Corp. BCS Aug. 10 f-Costa Energy Inc. (CEQ.H) Basis 0.028947:1 f-Metamedia Capital Corp. (MME) Basis 1:10 Asantae Holdings International Inc. JVA Dec. 14 Brixton Energy Corp. BRX Nov. 04 f-Glenthorne Enterprise Inc. (GLT.H) Basis 1:1 f-Pemberton Energy Ltd. (PBT) Basis 1:3 Astur Gold Corp. AST June 04 Brixton Metals Corporation BBB Dec. 07 f-Dagilev Capital Corp. (DCC) Basis 1:1 f-Marksmen Capital Inc. (MKS.P) Basis 1:1 Athabasca Uranium Inc. UAX July 21 Buchans Minerals Corporation BMC July 05 f-BOE Capital Corp. (BOC) Basis 1:1 f-Royal Roads Corp. (RRO) Basis 1:1 AurCrest Gold Inc. AGO Dec. 03 Canadian Energy Exploration Inc. XPL Jan. 20 f-Tribute Minerals Inc. (TBM) Basis 1:5 f-Talon International Energy Ltd. (TAR) Basis 1:10 Auro Resources Corp. ARU Oct. 15 Canadian Overseas Petroleum Limited XOP Aug. 03 f-New Global Ventures International Ltd. (NNG) Basis 1:1 f-Velo Energy Inc. (VLO) Basis 1:4 Avala Resources Ltd. AVZ Aug. 04 CanAm Coal Corp. COE May 25 f-Rodeo Capital Corp. (RDO.P) f-Radar Acquisitions Corp. (RAC) Basis 1:1 Avante Logixx Inc. XX Oct. 13 Canamex Resources Corp. CSQ Oct. 18 f-Avante Security Corp. (ASY) Basis 1:1 f-Canamex Silver Corp. (CSQ.H) Basis 1:1 Avatar Energy Ltd. AVG Nov. 25 Cannon Point Resources Ltd. CNP April 27 f-Reviso Energy Ltd. (AVG.P) Basis 1:1 f-Yamiri Gold and Energy Inc. (YGI) Basis 1:1 161 Chapter 8 Name Symbol Date Name Symbol Date

Carmax Mining Corp. CXM Sept. 02 EmberClear Inc. EMB May 05 f-Carmax Explorations Ltd. (CMX) Basis 1:10 f-Immersive Media Corp. (IMC) Basis 1:1 Catalyst Copper Corp. CCY Feb. 02 Equitas Resources Corp. EQT Oct. 19 f-Svit Gold Corp. (SDP) Basis 1:1 f-Trivello Energy Corp. (TRV) Basis 1:1 Cayden Resources Inc. CYD Sept. 24 Esperanza Resources Corp. EPZ July 19 f-Vistech Capital Corp. (VTK.P) Basis 1:1 f-Esperanza Silver Corporation (EPZ) Basis 1:1 CB Gold Inc. CBJ Nov. 02 Estrella Gold Corporation EST Aug. 06 f-First Source Resources Inc. (FSR) Basis 1:4 f-Canadian Shield Resources Ltd. (EXP) Basis 1:1 Central Iron Ore Limited CIO Jan. 19 Estrella International f-International Gold Mining Limited (IGL) Basis 1:10 Energy Services Ltd. EEN July 05 Cerro Resources NL CJO Dec. 10 f-Everest Ventures Corp. (EVE.P) Basis 1:5.27625 f-Kings Minerals NL (KMN) Basis 1:1 Exclamation Investments Corporation XI July 20 Challenger Deep Resources Corp. CDE Sept. 16 f-Chrysalis Capital VI Corporation (CPC.P) Basis 1:1 f-Challenger Deep Capital Corp. (CDE) Basis 1:1 Expedition Mining Inc. EXU July 07 China Coal Corporation CKO June 11 f-Universal Uranium Ltd. (UUL) Basis 1:1 f-JYW Capital Corp. (JYW) Basis 1:1 Exploration Aurtois Inc. EXA Nov. 08 China Health Labs & Diagnostics Ltd. CHO Oct. 25 f-Communications DVR Inc. (EXA) Basis 1:1 f-CCS Capital Inc. (CSW.P) Formation Fluid Management Inc. FFM Sept. 08 China Keli Electric Company Ltd. ZKL May 05 f-Dobhai Ventures Inc. (DOB) Basis 1:1 f-HSF Capital Corporation (HSF.H) Frontline Gold Corporation FGC Mar. 08 China Select Capital Partners Corp. CH April 22 f-Chrysos Capital Corporation (CSZ) Basis 1:1 f-Orient Venture Capital II Inc. (OVV.P) Basis 1:1 FSI Energy Services Inc. FSI July 23 Cliffmont Resources Ltd. CMO Feb. 22 f-Baden Technologies Inc. (BDZ) Basis 1:1 f-Atlas Minerals Inc. (AMR) Basis 1:10 Gale Force Petroleum Inc. GFP Feb. 12 Colonial Coal International Corp. CAD Oct. 12 Consolidation: 1:50 f-Ananda Capital Corp. (ANN.P) Basis 1:2 GASFRAC Energy Services Inc. GFS Aug. 12 Compass Petroleum Ltd. CPO May 31 f-Kierland Capital Corporation (KLD.P) f-Sun Red Capital Corporation (SSQ.H) Basis 1:1 Genterra Capital Inc. GIC May 14 Conifex Timber Inc. CFF June 08 f-Genterra Inc. (GIC) Basis 1:1 f-West Fourth Capital Inc. (WTF.P) Basis 1:27.5 Glass Earth Gold Limited GEL Mar. 18 Copper Creek Gold Corp. CPV July 26 Consolidation 1:5 f-Copper Creek Ventures Ltd. (CPV) Basis 1:1 Global Green Matrix Corp. GGX Feb. 25 Creso Exploration Inc. CXT June 10 f-Poly-Pacific International Inc. (PMB) Basis 1:15 f-Willowstar Capital Inc. (WWM.H) Basis 1:1 Gold Finder Explorations Ltd. GFN Oct. 08 Cricket Resources Inc. CKC July 13 f-SNS Precious Metals Inc. (SNS) Basis 1:10 f-Cricket Capital Corp. (CKC.P) Basis 1:1 Golden Fame Resources Corp. GFA Oct. 27 Crown Gold Corporation CWM Aug. 31 f-Canfe Ventures Ltd. (FEY.P) Basis 1:1 f-Crown Minerals Inc. (CWM) Basis 1:1 Golden Touch Resources Corp. GOT Oct. 21 Cynapsus Therapeutics Inc. CTH April 27 f-GFE Capital Corp. (GFC) Basis 1:1 f-Cannasat Therapeutics Inc. (CTH) Basis 1:1 Gran Colombia Gold Corp. GCM Aug. 24 Dacha Strategic Metals Inc. DSM Sept. 28 f-Tapestry Resource Corp. (TPR.H) f-Dacha Capital Inc. (DAC) Basis 1:1 Greenlight Resources Inc. GR Aug. 13 Darford International Inc. WUF Feb. 04 f-Petro Horizon Energy Corp. (PHE) Basis 1:1 f-White Rock Energy Inc. (WRE.P) Basis 1:1 Grenville Gold Corp. GVG Dec. 24 DeeThree Exploration Ltd. DTX Jan. 04 f-Grenville Gold Corporation (GVG) Basis 1:10 f-DeeThree Exploration Inc. (DTX) Basis 1:1 Grizzly Discoveries Inc. GZD Jan. 12 DNI Metals Inc. DNI May 11 f-Grizzly Diamonds Ltd. (GZD) Basis 1:1 f-Dumont Nickel Inc. (DNI) Basis 1:8 GT Canada Medical Properties Inc. MOB Mar. 29 Donnybrook Energy Inc. DEI Aug. 30 f-GT Canada Capital Corporation (MOB.P) Basis 1:1 f-Coastport Capital Inc. GTA Resources and Mining Inc. GTA July 26 Eagle Star Minerals Corp. EGE July 06 f-GTA CorpFin Capital Inc. (GTA) Basis 1:1 f-Eagle Star Petroleum Corp. (EGE) Basis 1:1 Gunpoint Exploration Ltd. GUN Nov. 16 ECL Enviroclean Ventures Ltd. ECL June 28 f-Christopher James Gold Corp. (CJG) Basis 1:10 f-Prima Developments Ltd. (PID) Basis 1:1 Hornby Bay Mineral Exploration Ltd. HBE April 12 Edleun Group, Inc. EDU May 27 f-Unor Inc. (UNI) Basis 1:3 f-San Anton Capital Inc. (TON.P) Huakan International Mining Inc. HK Dec. 23 El Condor Minerals Inc. LCO Aug. 04 f-Merit Mining Corp. (MEM) Basis 1:1 f-Lagasco Corp. (LCO) Basis 1:1 Hudson River Minerals Ltd. HRM May 17 El Tigre Silver Corp. ELS Mar. 09 f-Prelim Capital Inc. (PLM.P) Basis 1:1 f-Herdron Capital Corp. (HDC.P) Basis 1:1 Hunt Mining Corp. HMX Feb. 05 EmberClear Corp. EMB Dec. 29 f-Sinomar Capital Corp. (SMM) Basis 1:1 f-EmberClear Inc. (EMB) Basis 1:1

162 Chapter 8 Name Symbol Date Name Symbol Date

Hyperion Exploration Corp. HYX Nov. 24 NMC Resource Corporation NRC Feb. 26 f-Triple 8 Energy Ltd. (TEE) Basis 1:20 f-Venture One Capital Corp. (VO) Basis 1:1 IEMR Resources Inc. IRI Sept. 10 Nortec Minerals Corp. NVT Jan. 07 f-Trans National Minerals Inc. (TNF) Basis 1:1 f-Nortec Ventures Corp. (NVT) Basis 1:1 iMarketing Solutions Group Inc. XDM Nov. 26 NSGold Corporation NSX June 30 f-Xentel DM Incorporated (XDM) Basis 1:1 f-Kermode Capital Ltd. (KER.P) Basis 1:1 Innovative Wireline Solutions Inc. IWS July 22 NWest Energy Corp. NWN Nov. 04 f-Avalite Inc. (ALV.H) Basis 1:1.875 f-NWest Energy Inc. (NWN) Basis 1:10 Integra Gold Corp. ICG Dec. 22 Oceanic Iron Ore Corp. FEO Dec. 06 f-Kalahari Resources Inc. (KLA) Basis 1:10 f-Pacific Harbour Capital Ltd. (PCF) Basis 1:1 Intensity Company Inc. ITT Feb. 01 OPEL Solar International Inc. OPL Dec. 01 f-Flukong Enterprise Inc. (FLG) Basis 1:10 f-OPEL International Inc. (OPL) Basis 1:1 Intigold Mines Ltd. IGD Nov. 04 Open Gold Corp. OPG Nov. 08 f-Seaness Capital Corporation (NSC.P) Basis 1:1 f-Range Capital Corp. (RCC.P) Basis 1:1 Invenio Resources Corp. IVO Oct. 06 Oro Mining Ltd. OGR Oct. 22 f-Maestro Ventures Ltd. (MAP) Basis 1:3 f-Oro Gold Resources Ltd. (OGR) Basis 1:1 Invicta Energy Corp. VCA Nov. 26 Orosur Mining Inc. OMI Jan. 08 f-Royal Acquisition Corp. (RAZ.P) Basis 1:1 f-Uruguay Mineral Exploration Inc. (UME) Basis 1:1 Invictus Financial Inc. IVF April 01 Pan American Lithium Corp. PL Jan. 21 f-Stockhouse Inc. (SHC) Basis 1:1 f-Etna Resources Inc. (ETN) Basis 1:1 Jayden Resources Inc. JDN June 29 Papuan Precious Metals Corp. PAU Oct. 01 f-Pinnacle Mines Ltd. (PNL) Basis 1:1 f-Jalna Minerals Ltd. (JMA.H) Basis 1:4 Jubilee Gold Inc. JUB Jan. 12 Partners Real Estate f-Union Gold Inc. (UN) Basis 0.557:1 Investment Trust CRH.UN Nov. 03 Kestrel Gold Inc. KGC June 28 f-Charter Real Estate Investment Trust (CRH.UN) Basis 1:1 f-Bling Capital Corp. (BLI) Basis 1:1 Patient Home Monitoring Corp. PHM June 08 Key Gold Holding Inc. KGH Mar. 11 f-International Health Partners Inc. (DOC) Basis 1:1 f-C2C Gold Corporation Inc. (CCN) Basis 1:10 Petro One Energy Corp. POP Dec. 14 Lakeland Resources Inc. LK Aug. 19 f-Cloudbreak Resources Ltd. (CDB) Basis 1:1 f-Cats Eye Capital Corp. (CYE.P) Basis 1:1 Petrodorado Energy Ltd. PDQ April 08 Logan Copper Inc. LC Feb. 19 f-Cap-Link Ventures Ltd. (CAV) Basis 1:1 f-SNL Enterprises Ltd. (SNL) Basis 1:1 Petromanas Energy Inc. PMI Feb. 25 Longreach Oil and Gas Limited LOI Oct. 04 f-WWI Resources Ltd. (WWI) Basis 1:1 f-Chairman Capital Corp. (CMN.H) Basis 1:5 PetroSands Resources (Canada) Inc. PCA Nov. 30 Lucky Strike Resources Ltd. LKY Mar. 09 f-Kierland Resources Ltd. (KIR) Basis 1:10 Consolidation 1:10 Philippine Metals Inc. PHI April 07 Manitok Energy Inc. MEI July 29 f-New Meridian Mining Corp. (NWC.H) Basis 1:2 f-Desco Resources Inc. (DSR.P) Basis 1:2.667 Pinecrest Energy Inc. PRY July 29 Maritime Resources Corp. MAE Oct. 06 f-Antler Creek Energy Corp. (AFE) Basis 1:1 f-MB Capital Corp. (BMB.P) Basis 1:1 Pinestar Gold Inc. PNS Feb. 03 Marksmen Energy Inc. MAH Aug. 23 f-Hedger Capital Inc. (HEC.P) Basis 1:1 f-Marksmen Resources Ltd. (MA) Basis 1:10 Pitchblack Resources Ltd. PIT June 25 Maxim Resources Inc. MXM July 29 f-Cash Minerals Ltd. (CHX) Basis 1:20 Consolidation: 1:4 Poynt Corporation PYN Oct. 27 Meadow Bay Capital Corporation MAY Feb. 10 f-Multiplied Media Corporation (MMC) Basis 1:1 Consolidation 1:3 PRD Energy Inc. PRD Aug. 12 MGold Resources Inc. MNI Sept. 22 f-Pacific Rodera Energy Inc. (PRD) Basis 1:1 f-Mengold Resources Inc. (MNI) Basis 1:8 Preo Software Inc. PKM Aug. 03 Mountain China Resorts f-Karel Capital Corporation (KRL.P) Basis 1:3 (Holding) Limited MCG Oct. 22 Prescient Mining Corp. PMC Sept. 08 f-Melco China Resorts (Holding) Limited (MCG) Basis 1:1 f-Milk Capital Corp. (MLK) Basis 1:1 Musgrove Minerals Corp. MGS Dec. 17 Prima Colombia Hardwood Inc. PCT Sept. 23 f-Journey Resources Corp. (JNY) Basis 1:8 f-Flagship Industries Inc. (FII) Basis 1:1 Nanotech Security Corp. NTS April 15 Primero Mining Corp. P Aug. 06 f-Wireless2 Technologies Inc. (WIT) Basis 1:1 f-Mala Noche Resources Corp. (MLA) Basis 1:20 Nevado Resources Corporation VDO Aug. 27 Prophecy Resource Corp. PCY April 19 f-Nevado Venture Capital Corporation (VDO) Basis 1:1 f-Red Hill Energy Inc. (RH) New High Ridge Resources Inc. NHR Jan. 04 Quantum Rare Earth f-High Ridge Resources Inc. (HRR) Basis 1:4 Developments Corp. QRE Mar. 04 Niblack Mineral Development Inc. NIB April 15 f-Butler Resource Corp. (BTD) Basis 1:1 f-CBR Gold Corp. (CBG) Basis 1:1 Quest Rare Minerals Ltd. QRM April 26 f-Quest Uranium Corporation (QUC) Basis 1:1

163 Chapter 8 Name Symbol Date Name Symbol Date

Rainy Mountain Royalty Corp. RMO Feb. 05 Stronghold Metals Inc. Z April 12 f-East West Resource Corporation (EWR) Basis 1:5 f-Carat Exploration Inc. (CRZ) Basis 1:1 REBGold Corporation RBG Dec. 02 Sunset Cove Mining Inc. SSM Dec. 13 f-BacTech Mining Corporation (BM) Basis 1:1 f-Numine Resources Ltd. (NMR.P) Basis 1:1 Red Mile Minerals Corp. RDM Feb. 18 Sunshine Agri-Tech Inc. SAI July 28 f-Red Mile Capital Corp. (RDM) Basis 1:1 f-Osia Ventures Ltd. (OSA.P) Basis 1:1 Relentless Resources Ltd. RRL June 11 Sunward Resources Ltd. SWD Mar. 09 f-New Range Resources Ltd. (RGE) Basis 1:2 f-MKM Resources Ltd. (MKM.P) Basis 1:1 Riata Resources Corp. RTR Sept. 01 Surge Energy Inc. SGY June 30 f-Daytona Energy Corp. (DTE) Basis 1:10 f-Zapata Energy Inc. (ZCO) Basis 1:1 Ridgemont Iron Ore Corp. RDG Nov. 23 TAD Mineral Exploration Inc. TJ Mar. 10 f-Ridgemont Capital Corp. (RDG.P) Basis (1:1) f-TAD Capital Corp. (TAD) Basis 1:1 Ring of Fire Resources Inc. ROF July 30 Taku Gold Corp. TAK Jan. 26 f-Hawk Uranium Inc. (HUI) Basis 1:1 f-CZM Capital Corp. (CZM) Basis 1:3 Rock Tech Lithium Inc. RCK May 12 Tamarack Valley Energy Ltd. TVE June 25 f-Rock Tech Resources Inc. (RCK) Basis 1:1 f-Tango Energy Inc. (TEI) Basis 1:1 RockBridge Resources Inc. RBE Mar. 31 Tanzania Minerals Corp. TZM Sept. 07 f-RockBridge Energy Inc. (RBE) Basis 1:1 f-Hill Top Resources Corp. (HIL) Basis 1:1 Rodinia Lithium Inc. RM June 30 Terreno Resources Corp. TNO Aug. 23 f-Rodinia Minerals Inc. (RM) Basis 1:1 f-Mega Moly Inc. (MGY) Basis 1:5 Rogue Resources Inc. RRS Oct. 13 Thelon Capital Ltd. THC Feb. 04 f-Golden Chalice Resources Inc. (GCR) Basis 1:9 f-Thelon Ventures Ltd. (THV) Basis 1:10 Royal Coal Corp. RDA Aug. 24 Tigris Uranium Corp. TU Sept. 02 f-Amalfi Capital Corporation (ALI.P) Basis 1:2 f-Dauntless Capital Corp. (DTL.P) Basis 1:1 Ryan Gold Corp. RYG Dec. 24 Timberline Resources Corporation TBR June 03 f-Valdez Gold Inc. (VAZ) Basis 1:3.5 f-Staccato Gold Resources Ltd. (CAT) Sagres Energy Inc. SGI April 14 TitanStar Properties Inc. TSP Oct. 19 f-Coral Sea Resources Inc. (CSX) Basis 1:1 f-DPVC Inc. (DPV) Basis 1:1 Sama Resources Inc. SME June 22 Touchdown Resources Inc. TDW Mar. 04 f-Landen Capital Corp. (LAN) Basis 1:1 f-Touchdown Capital Inc. (TDW) Basis 1:1 Sentinel Rock Oil Inc. SNT Nov. 17 Touchstone Exploration Inc. TAB.U July 06 f-Sentinel Rock Oil Corporation (SEN) Basis 1:10 f-Touchstone Resources Ltd. (TCH.H) Basis 1:10 Seymour Ventures Corp. SEY July 05 Trigen Resources Inc. TRG Sept. 22 f-Verb Exchange Inc. (VEI) Basis 1:25 f-Hastings Resources Corp. (HAS) Basis 1:5 SG Spirit Gold Inc. SG Oct. 20 TriOil Resources Ltd. TOL April 07 f-Ruby Red Resources Inc. (RRX) Basis 1:10 f-One Exploration Inc. (OE.A) Basis 1:20 Shear Diamonds Ltd. SRM Dec. 30 Triple 8 Energy Ltd. TEE Feb. 22 f-Shear Minerals Ltd. (SRM) Basis 1:10 Stock Split: 3:1 Sherbrook SBK Sport Corp. SBK May 05 TriStar Gold Inc. TSG July 21 f-Sieger Capital Management Ltd. (SIE.P) Basis 1:1 Substitutional Listing: Brazauro Resources Corp. (BZO) Simba Energy Inc. SMB Feb. 19 Ucore Rare Metals Inc. UCU June 29 f-Gold Star Resources Corp. (GXX) Basis 1:1 f-Ucore Uranium Inc. (UCU) Basis 1:1 SkyWest Energy Corp. SKW June 25 United Hunter Oil & Gas Corp. UHO Sept. 16 f-EMM Energy Inc. (M) Basis 1:1 f-Vesta Capital Corp. (VES) Basis 1:1 SNS Precious Metals Inc. SNS May 17 UNX Energy Corp. UNX Sept. 20 f-SNS Silver Corp. (SNS) Basis 1:1 f-Universal Power Corp. (UNX) Basis 1:1 Sona Resources Corp. SYS Jan. 27 Upper Canada Gold Corporation UCC Feb. 09 f-J-Pacific Gold Inc. (JPN) Basis 1:5 f-Washmax Corp. (WMC.H) Basis 1:4 Sonomax Technologies Inc. SHH Mar. 04 Valeura Energy Inc. VLE July 06 f-Sonomax Hearing Healthcare Inc. (SHH) f-PanWestern Energy Inc.(PW) Basis 1:1 Sonoro Energy Ltd. SNV July 07 Vega Resources Inc. VGR Sept. 10 f-Sonic Technology Solutions Inc. (SNV) Basis 1:1 f-Vega Gold Ltd. (VGG) Basis 1:2 Southern Andes Energy Inc. SUR May 17 Vendome Capital II Corp. VDR April 15 f-Solex Resources Corp. (SOX) Basis 1:3 f-Vendome Capital II Corp. (VCT.P) Spanish Mountain Gold Ltd. SPA Jan. 14 Vendome Resources Corp. VDR May 26 f-Skygold Ventures Ltd. (SKV) Basis 1:1 f-Vendome Capital II Corp. (VDR) Basis 1:1 Standard Exploration Ltd. STD Oct. 08 VersaPay Corporation VPY Jan. 20 f-MAX Minerals Ltd. (MJM) Basis 1:1 f-JG Capital Corp. (JGC.P) Basis 1:1 Stellar Biotechnologies Inc. KLH April 19 Viper Gold Ltd. VPR Oct. 26 f-CAG Capital Inc. (CAG.P) Basis 1:1 f-LeBoldus Capital Inc. (LEB) Basis 1:1 Stikine Energy Corp. SKY Aug. 03 Volcanic Metals Corp. VOL Feb. 19 f-Stikine Gold Corporation (SKY) Basis 1:1 f-Volcanic Capital Corp. (VOL) Basis 1:1

164 Chapter 8 Name Symbol Date Name Symbol Date

Waldron Energy Corporation WDN June 14 Woulfe Mining Corp. WOF Feb. 25 f-Triton Energy Corp. (TEZ) Basis 1:10 f-Oriental Minerals Inc. (OTL) Basis 1:1 WCB Resources Ltd. WCB April 14 Xianburg Data Systems Canada Corporation XDS Nov. 26 f-WCB Capital Ltd. (WCB.P) Basis 1:1 f-O2 Capital Inc. (OCA.P) Basis 1:1 West Kirkland Mining Inc. WKM June 08 Xmet Inc. XME June 07 f-Anthem Ventures Capital Corp. (WKM) Basis 1:1 f-Eminence Capital II Inc. (EII.P) Basis 1:1 Western Lithium USA Corporation WLC May 31 Xylitol Canada Inc. XYL Aug. 18 f-Western Lithium Canada Corporation (WLC) Basis 1:1 f-Chudleigh Ventures Inc. (XYL) Basis 1:1 Whitcap Resources Inc. WCP July 12 Yellowhead Mining Inc. YMI Nov. 17 f-Spitfire Energy Ltd. (SEL) Basis 1:1 f-Four Points Capital Corp. (FPA.P) Basis 1:1 Wind River Energy Corp. WVR Aug. 13 Z-Gold Exploration Inc. ZGG Mar. 16 f-Adcore Capital Inc. (ACR.P) Basis 1:1 f-Nano Capital Corp. (NON.P) Basis 1:1 Woodrose Corporation WRS Sept. 01 Zodiac Exploration Inc. ZEX Oct. 06 f-Perfect Fry Corporation (PNM) Basis 1:1 f-Peninsula Resources Ltd. (PNU.H)

165 Chapter 8 2010 Symbol Changes : TSX Venture Exchange

Issue Symbol Dated Issue Symbol Date Abitibi Mining Corp. ABB October 22 Cap-Ex Ventures Ltd. CEV August 20 Consolidation: 1:8 f-Cap-Ex Ventures Ltd. (CEV.P) AccelRate Power Systems Inc. AXP January 08 Cassius Ventures Ltd. CZ July 28 f-AccelRate Power Systems Inc. (APR) Basis 1:3 f-Cassisus Ventures Ltd. (CZ.P) Active Growth Capital Inc. ACK December 02 Catch the Wind Ltd. CTW June 28 f-Active Growth Capital Inc. (ACK.P) f-Catch the Wind Ltd. (CTW.S) Admiral Bay Resources Inc. ADB November 22 Cayden Resources Inc. CYD November 17 Consolidation: 1:20 Stock Split: 3:1 AirIQ Inc. IQ February 12 Chalice Diamond Corp. COD October 22 f-AirIQ Inc. (IQ.H) Consolidation: 1:10 Alderon Resource Corp. ADV March 04 Champlain Resources Inc. CPL September 24 f-Alderon Resource Corp. (ALD) Basis 1:2 f-Champlain Resources Inc. (CPL.H) Alix Resources Corp. AIX August 06 China Opportunity Inc. COC September 03 Consolidation: 1:15 f-China Opportunity Inc. (COC.P) Amador Gold Corp. AGX October t22 Chrysos Capital Corporation CSZ January 14 Consolidation: 1:17 f-Chrysos Capital Corporation (CSZ.P) American Natural Energy Corp. ANR.U October 27 Chudleigh Ventures Inc. XYL May 06 Consolidation: 1:10 f-Chudleigh Ventures Inc. (CLV.P) AndeanGold Ltd. AAU July 02 Cloudbreak Resources Ltd. CDB April 26 Consolidation: 1:10 Consolidation: 1:10 Anthem Ventures Capital Corp. WKM May 31 Cobre Exploration Corp. CKB December 03 f-Anthem Ventures Capital Corp. (AVE.P) f-Cobre Exploration Corp. (CKB.H) Arrowhead Water Products Ltd. AWA October 01 Colonnade Capital Corp. COO May 14 f-Arrowhead Water Products Ltd. (AWP.A) Basis 1:5 f-Colonnade Capital Corp. (COO.P) Bacanora Minerals Ltd. BCN April 20 Coltstar Ventures Inc. CTR January 18 f-Bacanora Minerals Ltd. (BCN.P) Stock Split: 2:1 Balmoral Resources Ltd. BAR November 12 Communications DVR Inc. EXA August 26 f-Balmoral Resources Ltd. (BAR.H) f-Communications DVR Inc. (DVR.H) Batero Gold Corp. BAT July 27 Compass Gold Corporation CVB April 13 f-Batero Gold Corp. (BAT.P) f-Compass Gold Corporation (CVB.H) Baymount Incorporated BYM August 16 Cortez Gold Corp. CUT February 19 Consolidation: 1:20 f-Cortez Gold Corp. (CUT.P) Bayswater Uranium Corporation BYU January 07 Crescent Resources Corp. CRC December 20 f-Bayswater Uranium Corporation (BAY) Basis 1:10 Consolidation: 1:4 Beacon Acquisition Partners Inc. BAP March 12 CVC Cayman Ventures Corp. CKV November 23 f-Beacon Acquisition Partners Inc. (BAP.P) f-CVC Cayman Ventures Corp. (CKV.P) Birch Lake Capital Inc. BLA August 04 Dagilev Capital Corp. DCC April 16 f-Birch Lake Capital Inc. (BLA.P) f-Dagilev Capital Corp. (DCC.P) Bling Capital Corp. BLI June 04 Dawson Gold Corp. DYU November 08 f-Bling Capital Corp. (BLI.P) f-Dawson Gold Corp. (DYU.H) BOE Capital Corp. BOC July 09 Dia Bras Exploration Inc. DIB December 08 f-BOE Capital Corp. (BOC.P) Consolidation: 1:7 Bonanza Resources Corporation BRS August 23 Dobhai Ventures Inc. DOB July 06 Consolidation: 1:10 f-Dobhai Ventures Inc. (DOB.P) Bonaparte Capital Corp. BON February 08 Doxa Energy Ltd. DXA May 26 f-Bonaparte Capital Corp. (BON.P) f-Doxa Energy Ltd. (DXA.P) Brandenburg Metals Corp. BBM August 23 DPVC Inc. DPV April 21 f-Brandenburg Metals Corp. (BBM.P) f-DPVC Inc. (DPV.P) Brigadier Gold Limited BRG May 17 Duncan Park Holdings Corporation DPH November 08 Consolidation: 1:10 f-Duncan Park Holdings Corporation (DPH.H) Butler Resource Corp. BTD February 25 Eacom Timber Corporation ETR March 08 f-Butler Resource Corp. (BTD.H) f-Eacom Timber Corporation (ETR.H) Cache Exploration Inc. CAY March 01 Eagle I Capital Corporation EIC October 01 f-Cache Exploration Inc. (CAY.P) f-Eagle I Capital Corporation (EIC.P) Caldera Resources Inc. CDR January 07 East West Petroleum Corp. EW October 01 Consolidation: 1:10 f-East West Petroleum Corp. (EW.H) Canada Gas Corp. CJC September 07 Electric Metals Inc. EMI July 21 Consolidation: 1:3 f-Electric Metals Inc. (EMI.A) CanAlaska Uranium Ltd. CVV November 08 Eminence Capital II Inc. EII.P May 28 Consolidation: 1:10 Stock Split: 1.0952903: 1

166 Chapter 8 Name Symbol Date Name Symbol Date

Empire Capital Corp. EPM October 18 LeBoldus Capital Inc. LEB August 20 f-Empire Capital Corp. (EPM.P) f-LeBoldus Capital Inc. (LEB.P) Excelsior Mining Corp. MIN May 17 Legion Resources Corp. LR July 15 f-Excelsior Mining Corp. (MIN.P) f-Legion Resources Corp. (LR.H) Excelsior Mining Corp. MIN October 19 Logan Copper Inc. LC July 16 Consolidation: 1:3 Consolidation: 1:10 Firebird Resources Inc. FIX December 24 Mayen Minerals Ltd. MYM February 22 Stock Split 2:1 f-Mayen Minerals Ltd. (MYM.P) First Pursuit Ventures Ltd. FPV February 04 Medoro Resources Ltd. MRS August 04 f-First Pursuit Ventures Ltd. (FPV.H) (MRS.WT) Flying A Petroleum Ltd. FAB May 13 Consolidation: 1:3 Consolidation: 1:10 Medworxx Solutions Inc. MWX August 17 Foran Mining Corporation FOM July 06 Consolidation: 1:4 Consolidation: 1:4 Midnight Sun Capital Corp. MMA May 12 Fortress Minerals Corp. FST December 01 f-Midnight Sun Capital Corp. (MMA.P) Consolidation: 1:20 Milk Capital Corp. MLK February 18 Galena International Resources Ltd. GTO March 08 f-Milk Capital Corp. (MLK.P) f-Galena International Resources Ltd. (GTO.P) Mill Bay Ventures Inc. MBV June 17 Gee-Ten Ventures Inc. GTV June 03 Consolidation: 1:10 Consolidation: 1:10 Naina Capital Corp. NAA November 10 Global Minerals Ltd. CTG January 29 f-Naina Capital Corp. (NAA.P) Consolidation: 1:12 Network Exploration Ltd. NET June 23 Global Uranium Corporation GU January 25 Consolidation: 1:6 Consolidation: 1:10 Nevado Venture Capital Corporation VDO January 04 GMV Minerals Inc. GMV April 26 f-Nevado Venture Capital Corporation (NVD.P) Consolidation: 1:2 Newbridge Capital Inc. NBC March 15 GoGold Resources Inc. GGD July 30 f-Newbridge Capital Inc. (NBC.P) f-GoGold Resources Inc. (GGD.P) Newstrike Capital Inc. NES February 24 Gold Jubilee Capital Corp. GJB October 01 f-Newstrike Capital Inc. (NES.H) f-Gold Jubilee Capital Corp. (GJB.P) NMC Resource Corporation NRC December 15 Goldbard Capital Corporation GDB July 05 Consolidation: 1:5 f-Goldbard Capital Corporation (GDB.P) Northern Vertex Capital Inc. NEE Gran Colombia Gold Corp. GCM November 11 May 06 (GCM.WT) f-Northern Vertex Capital Inc. (NEE.P) Consolidation: 1:4 Northrock Resources Inc. NRK November 09 Gran Colombia Gold Corp. GCM.WT Dec. 01 Consolidation: 1:5 Consolidation: 1:4 Nuloch Resources Inc. NLR November 02 Greenfield Financial Group Inc. GRF August 16 f-Nucloch Resources Inc. (NLR.A) Consolidation: 1:10 Ocean Park Ventures Corp. OCP March 16 GTA CorpFin Capital Inc. GTA June 22 f-Ocean Park Ventures Corp. (OCP.H) f-GTA CorpFin Capital Inc. (GTA.P) Oceanside Capital Corp. OCC September 02 Halo Resources Ltd. HLO September 07 f-Oceanside Capital Corp. (OCC.P) Basis 1:2 Consolidation: 1:10 Oil Optimization Inc. OOI November 05 Harmony Gold Corp. H March 08 f-Oil Optimization Inc. (OOI.H) f-Harmony Gold Corp. (H.H) Oracle Energy Corp. OEC September 07 Hill Top Resources Corp. HIL July 28 f-Oracle Energy Corp. (OCL) Basis 1:8 f-Hill Top Resources Corp. (HIL.P) Orex Minerals Inc. REX October 20 JBZ Capital Inc. JBZ.P August 18 Consolidation: 1:5 Consolidation: 1:3 Orocan Resource Corp. OR June 17 Jet Gold Corp. JAU November 04 f-Orocan Resource Corp. (OR.P) Consolidation: 1:5 Pacgen Biopharmaceuticals Corporation PGA Jourdan Resources Inc. JOR October 04 June 08 f-Jourdan Resources Inc. (JRN) Basis 1:4 Consolidation: 1:2 JYW Capital Corp. JYW May 18 Parlane Resource Corp. PPP February 17 f-JYW Capital Corp. (JYW.H) f-Parlane Resource Corp. (PPP.P) Kam and Ronson Media Group Inc. KME March 12 Partners Real Estate f-Kam and Ronson Media Group Inc. (KMG) Basis 1:5 Investment Trust PAR.UN Nov. 25 Kelso Technologies Inc. KLS May 13 f-Partners Real Estate Investment Trust (CRH.UN) Consolidation: 1:7 PCI-1 Capital Corp. ICC November 26 Klondike Gold Corp. KG November 03 f-PCI-1 Capital Corp. (ICC.P) Consolidation: 1:15 PMI Gold Corporation PMV October 22 Lagasco Corp. LCO June 21 Consolidation: 1:2 f-Lagasco Corp. (LCO.H) 167 Chapter 8 Name Symbol Date Name Symbol Date

Prize Mining Corporation PRZ November 02 Standard Exploration Ltd. SDE October 22 Consolidation: 1:20 f-Standard Exploration Ltd. (STD) Pro-Trans Ventures Inc. PVI July 29 Stone Resources Limited SRH March 23 f-Pro-Trans Ventures Inc. (PVI.P) f-Stone Resources Limited (SRH.H) QRS Capital Corp. QRS September 16 SUB Capital Inc. SUB September 24 f-QRS Capital Corp. (QRS.P) f-SUB Capital Inc. (SUB.H) Queensland Minerals Ltd. QML January 19 Takara Resources Inc. TKK April 23 Consolidation: 1:3 Consolidation: 1:3 Radiant Energy Corporation RDT May 05 Terra Nova Minerals Inc. TGC December 30 Consolidation: 1:25 Consolidation: 1:13.5 Ranger Energy Ltd. RGG July 23 The Skor Food Group Inc. SKF March 05 f-Ranger Enegy Ltd. (RGG.H) Consolidation 1:100 followed by a stock split 100:1 Realex Properties Corp. RP June 16 Trans National Minerals Inc. TNF July 02 Consolidation: 1:10, symbol change from (RLX), (RLX.A) f-Trans National Minerals Inc. (TNF.P) Red Mile Capital Corp. RDM February 04 Triangle Petroleum Corporation TPO November 05 f-Red Mile Capital Corp. (RDM.P) f-Triangle Petroleum Corporation (TPE) Basis 1:10 Regent Pacific Properties Inc. RPP October 27 Trincan Capital Corp. TRN May 28 f-Regent Pacific Properties Inc. (RPP.P) f-Trincan Capital Corp. (TRN.P) Renegade Petroleum Ltd. RPL January 19 Tyner Resources Ltd. TIP April 12 f-Colonia Energy Corp. (CLA) Basis 1:10 Consolidation: 1:10 Resource Hunter Capital Corp. RHC June 14 Unity Energy Corp. UTY January 06 f-Resource Hunter Capital Corp. (RHC.P) f-Unity Energy Corp. (GKY) Rio Grande Mining Corp. RGV December 01 ValGold Resources Ltd. VAL March01 Stock Split: 2:1 Consolidation: 1:5 Roxgold Inc. ROG April 27 Vangold Resources Ltd. VAN January 04 Consolidation: 1:3 Consolidation: Basis 1:3 Saccharum Energy Corp. SHM July 02 Vesta Capital Corp. VES May 07 f-Saccharum Energy Corp. (SHM.P) f-Vesta Capital Corp. (VES.P) Sage Gold Inc. SGX May 14 Vigil Health Solutions Inc. VGL September 10 Consolidation: 1:10 Consolidation: 1:20 Sahara Energy Ltd. SAH November 30 Virgin Metals Inc. VGM September 17 Consolidation 1:6 Consolidation: 1:5 Sedex Mining Corp. SDN October 22 Virtual Universe Corporation VU September 15 Consolidation: 1:10 f-Virtual Universe Corporation (VRX) Shenul Capital Inc. SHE May 26 Volcanic Capital Corp. VOL February 01 f-Shenul Capital Inc. (SHE.P) f-Volcanic Capital Corp. (VOL.P) Shield Gold Inc. SHG July 21 Wavefire.com. Inc. WAF November 01 f-Shield Gold Inc. (SHG.P) f-Wavefire.com. Inc. (WAF.H) Sigma Industries Inc. SSG December 02 WestCan Uranium Corp. WCU May 05 f-Sigma Industries Inc. (SIC) Basis 1:4 Consolidation: 1:10 Silver Fields Resources Inc. SF May 07 Weststar Resources Corp. WER September 28 Consolidation 1:10 Consolidation: 1:12 Silver Lake Resources Inc. SKZ November 04 White Bear Resources Inc. WBR October 15 Consolidation: 1:2 Consolidation: 1:2 Sinomar Capital Corp. SMM January 04 Work Horse Capital & Strategic Acquisitions Ltd. WHC f-Sinomar Capital Corp. (SMM.P) November 05 Slater Mining Corporation SLM October 01 f-Work Horse Capital & Strategic Acquisitions Ltd. (WHC.P) f-Slater Mining Corporation (SLM.P) Yaletown Capital Corp. YCC August 05 Snowfield Development Corp. SNO August 11 f-Yaletown Capital Corp. (YCC.P) Consolidation: 1:12 Yangarra Resources Ltd. YGR April 30 Soldi Ventures Inc. SOV March 16 f-Yangarra Resources Ltd. (YAN) Basis 1:5 f-Soldi Ventures Inc. (SOV.P) Zinccorp Resources Inc. ZN October 22 Solutioninc Technologies Limited STL December 02 Consolidation: 1:6 Consolidation: 1:10 Ztest Electronics Inc. ZTE April 15 Sparrow Ventures Corp. SPW August 26 Consolidation: 1:12 f-Sparrow Ventures Corp. (SPW.P)

168 Chapter 8 2010 Delists: TSX Venture Exchange

Name Symbol Date Name Symbol Date AAER Inc. AAE Aug. 20 Decision Dynamics Technology Ltd. DDY May 17 Plan of reorganization and compromise dated July 12, 2010 Offer to Purchase: Coreworx Inc. Alliance Financing Group Inc. AFG July 12 Disenco Energy PLC DIS July 12 Failure to pay their Annual Sustaining Fees Failure to pay their Annual Sustaining Fees Antigua Enterprises Inc. ANE May 03 Dome Ventures Corporation DV.U May 04 Amalgamation: 44016 Yukon Inc. Amalgamation between Dome Venture Aqueous Capital Corp. AQS.P Jan. 07 & Subsidiary of Metaline Mining Failure to complete a QT within prescribed time frame Dynasty Gaming Inc. DNY July 12 Artevo Corporation AEV July 12 Failure to pay their Annual Sustaining Fees Failure to pay their Annual Sustaining Fees Enquest Energy Services Corp. ENQ Aug. 27 Auricle Biomedical Corporation AUB.P April 19 Offer to Purchase: TFI Holdings Inc. Amal with Decourcy Capital (DCR.P) 1:1, E-xact Transactions Ltd. EXZ Dec. 08 Transformative Venture (TNV.P) Offer to Purchase Austral Pacific Energy Ltd. APX July 12 ExelTech Aerospace Inc. XLT July 12 Failure to pay their Annual Sustaining Fees Failure to pay their Annual Sustaining Fees Berkley Resources Inc. BKS July 22 Foccini International Inc. FOI May 07 At the request of the company At the request of the company Big Stick Media Corporation BSM July 21 Fortune Valley Resources Inc. FVX Jan. 18 At the request of the company Plan of Arrangement: Orosur Mining Inc. (OMI) Black Marlin Energy Holdings Limited BLM Oct. 12 Freewest Resources Canada Inc. FWR Jan. 29 Offer to Purchase: Afren plc purchasing 100% co shares Completion of an arm’s length arrangement Blackwater Capital Corp. BCC.P Mar. 11 GA Capital Corp. GAC.P April 21 QT and Amalgamation to form QT Completed via Public Company Transaction Cumberland Oil & Gas Ltd. (TSXV:COG) with Xtierra Inc. (TSXV:XAG) Brazauro Resources Corporation BZO July 21 General Mining Properties Ltd. GPL July 12 Substitutional Listing: Tristar Gold Inc. (TSG) Failure to pay their Annual Sustaining Fees Broadband Learning Corporation BLC July 12 Gold Summit Corporation GSM Aug. 31 Failure to pay their Annual Sustaining Fees Plan of Arrangement with Crown Minerals Inc. Broadview Press Inc. BDP Mar. 24 to form Crown Gold Corporation Failure to Maintain Exchange Requirements Golden Sunset Trail Inc. GST July 12 Buffalo Gold Ltd. BUF July 12 Failure to pay their Annual Sustaining Fees Failure to pay their Annual Sustaining Fees Greentree Gas & Oil Ltd. GGO July 12 BV! Media Inc. BVM Oct. 06 Failure to pay their Annual Sustaining Fees Amalgamation with Rogers Media Inc. Intergold Ltd. IGO.A April 27 Canext Energy Ltd. CXZ April 22 Offer to Purchase: Intergold Acquisition Corp Offer to Purchase: TriOil Resources Ltd. (TOL) Javelin Energy Inc. JAV July 12 Canplats Resources Corporation CPQ Feb. 08 Failure to pay their Annual Sustaining Fees Business Combination Agreement Kelman Technologies Inc. KTI May 18 Canwest Global Offer to Purchase: Seyco Operations Ltd. Communications Corp. CGS.A L1 Capital Corp. LOA.P July 23 (CGS) Oct. 28 Amalgamation with Breaking Point At the request of the company Developments Inc. (BPD.P) Capital MLB Inc. MMB.P Sept. 09 Landis Energy Corporation LIS Mar. 30 Voluntary dissolution of the Company Offer to Purchase: AltaGas Income Trust (TSX: ALA.UN) Castle Gold Corporation CSG Feb. 24 Latigo Capital Corporation LTG.P Mar. 11 At the request of the company, take-Over bid QT and Amal to form Cumberland Oil & Gas Ltd. (COG) Celtic Minerals Ltd. CME Aug. 30 Leezamax Capital Corp. LZX.P July 06 Failure to Maintain Exchange Requirements Failure to Complete a Qualifying Transaction Central Industries Corporation Inc. CND.A July 12 Madison Energy Corp. MDC April 16 Failure to pay their Annual Sustaining Fees Amalgamation: Clampett Energy Ltd. CHEQ-IT Ltd. CQT April 19 Medical Intelligence Technologies Inc. MIZ July 12 Offer to Purchase: Tuscany International Drilling Inc. Failure to pay their Annual Sustaining Fees (TSX:TID) MPL Communications Inc. MPZ July 12 Circumpacific Energy Corporation CER Nov. 25 Failure to pay their Annual Sustaining Fees Plan of arrangement with Drillsearch Energy Limited Nevaro Capital Corporation NVO Jan. 07 Consolidated Plan of Arrangement EnviroWaste Industries Inc. CWD Mar. 04 Northern Platinum Ltd. NTH Sept. 23 Plan of Arrangement between James Darby, Douglas Plan of Arrangement: Prophecy Resource Corp. (PCY) Halward and 0865273 BC Ltd. Norwall Group Inc. NGI Dec. 15 At the request of the company

169 Chapter 8 Name Symbol Date Name Symbol Date

Nstein Technologies Inc. EIN April 07 Silvermex Resources Ltd. SMR Nov. 16 Amalgamation with 9218-8150 Qubec Inc. Offer to Purchase: Genco Resources Ltd. NX Phase Capital Inc. NXP July 12 Spider Resources Inc. SPQ Oct. 07 Failure to pay their Annual Sustaining Fees Offer to Purchase Oro Silver Resources Ltd. OSR Oct. 22 SportsClick Inc. SCV July 12 At the request of Oro Silver Resources Ltd. Failure to pay their Annual Sustaining Fees Penfold Capital SPVC Capital Corporation SPV.P July 09 Acquisition II Corporation PAC.P Oct. 06 Failure to complete a QT within the Prescribed Amalgamation Time Period PetroReal Energy Inc. PNI July 12 Stratic Energy Corporation SE Nov. 09 Failure to pay their Annual Sustaining Fees Offer to Purchase: EnQuest PLC Purchasing Philex Gold Inc. PGI May 03 99.8% of the company’s shares Plan of Arrangement: Philex Mining Corp. and Sukari Ventures Corp. SKC.P Mar. 10 Philex Gold Holdings Inc. At the request of the company Prolab Technologies Inc. POB Dec. 07 Tagish Lake Gold Corp. TLG Dec. 24 At the request of the company Offer to Purchase results from New Pacific Metals Corp. Pyramid Petroleum Inc. PYR Nov. 19 TayCon Capital Corporation TYC.P April 13 Failure to Maintain Exchange Requirements Completed a QT via a Public Co Trans QuStream Corporation QVC Dec. 29 with Xtierra Inc. (XAG) At the request of the company Terminal City Capital Inc. HUB.P June 11 Rainy Mountain Capital Corp. RMN.P Mar. 02 At the request of the company At the request of the company Transformative Ventures Ltd. TNV.P April 19 Rapid Solutions Corporation RPD July 12 Amalgamation with Decourcy Capital (DCR.P) 1:1, Failure to pay their Annual Sustaining Fees Transformative Venture (TNV.P) Raymor Industries Inc. RAR Feb. 10 Unbridled Energy Corporation UNE Feb. 16 Completion of a Reorganization Offer to Purchase: Altima Resources Ltd. Red Hill Energy Inc. RH April 19 purchasing 100% of the Company’s shares Plan of Arrangement with Prophecy Resource Corp Valentine Ventures Corp. VVN.P Mar. 11 RepeatSeat Ltd. RPS July 12 QT and Amalgamation to form Cumberland Failure to pay their Annual Sustaining Fees Oil & Gas Ltd. (COG) Revelation Ventures Inc. RCA.P Mar. 03 Warnic 1 Enterprises Ltd. WNC.P Mar. 11 At the request of the company QT and Amalgamation to form Cumberland Richards Oil & Gas Limited RIX July 12 Oil & Gas Ltd. (TSXV:COG) Failure to pay their Annual Sustaining Fees West Hawk Development Corp. WHD July 12 RoaDor Industries Ltd. RDR July 12 Failure to pay their Annual Sustaining Fees Failure to pay their Annual Sustaining Fees Western Canada Energy Ltd. WCE July 12 Salares Lithium Inc. LIT Sept. 23 Failure to pay their Annual Sustaining Fees Plan of Arrangement: Talison Lithium Limited (TSX:TLH) Xcel Consolidated Ltd. XCC July 12 Schneider Power Inc. SNE April 21 Failure to pay their Annual Sustaining Fees Offer to Purchase: Quantum Fuel Systems Zoloto Resources Ltd. ZR July 12 Technologies Worldwide, Inc. Failure to pay their Annual Sustaining Fees Shelton Canada Corp. STO Jan. 05 Offer to Purchase

170 Chapter 8 2010 TSX Venture Exchange Graduates to Toronto Stock Exchange

Name Symbol Date Name Symbol Date Artek Exploration Ltd. RTK Sept. 09 Jayden Resources Inc. JDN Dec. 09 Asia Bio-Chem Group Corp. ABC Sept. 20 JJR IV Acquisition Inc. JJV.P Mar. 03 Avion Gold Corporation AVR Dec. 24 Mandalay Resources Corporation MND June 25 BioExx Specialty Proteins Ltd. BXI Jan. 22 Medicago Inc. MDG May 14 Boyuan Construction Group Inc. BOY Medoro Resources Ltd. MRS (BOY.DB) June 14 (MRS.WT) Oct. 20 Bridgeport Ventures Inc. BPV MTY Food Group Inc. MTY May 13 (BPV.WT) April 16 Nico Mining Limited NCL Nov. 11 Canada Lithium Corp. CLQ Nyah Resources Corp. NRU Sept. 27 (CLQ.WT) June 24 Polar Star Mining Corporation PSR Nov. 22 Champion Minerals Inc. CHM Sept. 27 Primero Mining Corp. P CIBT Education Group Inc. MBA May 26 (P.WT) Aug. 19 Cronus Resources Ltd. CZR April 19 Rockgate Capital Corp. RGT June 04 DeeThree Exploration Ltd. DTX Oct. 20 Romarco Minerals Inc. R Nov. 19 Evolving Gold Corp. EVG Dec. 07 Salares Lithium Inc. LIT Sept. 23 Fortuna Silver Mines Inc. FVI Jan. 16 San Gold Corporation SGR Oct. 19 Gleichen Resources Ltd. GRL Feb. 24 Second Wave Petroleum Inc. SCS Dec. 01 Gold Wheaton Gold Corp. GLW Serica Energy PLC SQZ Nov. 02 (GLW.WT) Feb. 04 Southern Pacific Resource Corp. STP June 03 Gold-Ore Resources Ltd. GOZ May 17 Tova Ventures Inc. TOV.P July 09 Gran Colombia Gold Corp. GCM, Waldron Energy Corporation WDN Sept. 10 GCM.WT Dec. 22 Whitecap Resources Inc. WCP Oct. 18 GuestLogix Inc. GXI Mar. 01 Wintraysan Capital Corp. WTS.P Jan. 11

171 Chapter 8 2010 TSX Venture Exchange Companies That Were Acquired/Merged by Existing Toronto Stock Exchange Companies

Name Symbol Date Name Symbol Date Antares Minerals Inc. ANM Dec. 21 Redcliffe Exploration Inc. RXP.A July 12 Offer to Purchase: First Offer to Purchase: Paramount Quantum Minerals Ltd. (TSX:FM) Resources Ltd. (TSX:POU) Brett Resources Inc. BBR Aug. 25 Result Energy Inc. RTE April 08 Offer to Purchase: Osisko Plan of Arrangement: PetroBakken Mining Corp. (TSX:OSK) Energy Ltd. (TSX:PBN) Cagim Real Estate Corporation CIM June 01 Rolling Rock Resources Corporation RLL Dec. 17 Offer and Takeover Bid: Amalgamation with Mega BTB Real Estate Precious Metals Inc. (TSXV:MGP) Investment Trust (TSXV:BTB.DB) Ryland Oil Corporation RYD Aug. 24 Excelsior Energy Limited ELE Nov. 18 Offer to Purchase: Crescent Offer to Purchase: Athabasca O Point Energy Corp. (TSX:CPG) il Sands Corp. (TSX:ATH) Sierra Geothermal Power Corp. SRA Sept. 02 Garson Gold Corp. GG May 05 Plan of Arrangement: Ram Plan of Arrangement: Alexis Power Corp. (TSX:RPG) Minerals Corporation (TSX:AMC) Stonefire Energy Corp. SFE.A Golden Goose Resources Inc. GGR Dec. 29 (SFE.B) Jan. 19 Arrangement with Kodiak Offer to Purchase: Angle Exploration Limited.(TSXV:KXL) Energy Inc. (TSX:NGL) Kernow Resources & Swift Power Corp. SPC Aug. 27 Developments Ltd. KRD Mar. 08 Offer to Purchase: Amalgamation: Galena International Fort Chicago Pipelines Resources Ltd. (TSXV:GTO) (Canada) Ltd. (TSX:FCE.UN) Louvem Mines Inc. LOV July 07 Terrane Metals Corp. TRX Oct. 29 Amalgamation: Richmont Plan of Arrangement: Thompson Creek Mining Inc. (TSX:RIC) Metals Corp. (TSX:TRX) Nayarit Gold Inc. NYG Aug. 09 Underworld Resources Inc. UW July07 Business Combination with Offer to Purchase: Kinross Capital Gold Corp.(TSX:CGC) Gold Corporation (TSX:K) Nexstar Energy Ltd. NXE.A Feb. 23 Vault Minerals Inc. VMI April 26 Plan of Arrangement: Result Business combination Energy Inc. (TSXV:RTE) Queenston Mining Inc. (TSX:QMI) North Peace Energy Corp. NPE Nov. 29 Ventura Gold Corp. VGO Jan. 21 Offer to Purchase: Southern Offer to Purchase: International Pacific Resource Corp. (TSX:STP) Minerals Corp. (TSX:IMZ) Overland Realty Limited OVL Mar. 17 X-Ore Resources Inc. XOR Jan. 21 Offer to Purchase: Cominar Real Amalgamation with Blue Note Estate Investment Trust (TSX:CUF.DB) Mining Inc. (TSXV:BNT) Radius Resources Corp. RAX May 27 Offer to Purchase: Argosy Energy Inc. (TSX:GSY)

172 Chapter 8 2010 Venture Transfers to NEX

Name Symbol Date Name Symbol Date Abode Mortgage Holdings Corp. ABD.H Aug. 26 Montreux Capital Corp. MRX.H Oct. 07 Accend Capital Corporation ADP.H Oct. 08 Mystique Energy, Inc. MYS.H April 09 Alert B&C Corporation ACB.H Dec. 06 Neo Alliance Minerals Inc. NAM.H Feb. 01 Altek Power Corporation APK.H May 19 New Horizon Uranium Corporation NHU.H Aug. 20 Atlantic Industrial Minerals Inc. ANL.H Oct. 29 Oculus Ventures Corporation OVX.H July 19 AXEA Capital Corp. XEA.H Dec. 06 Oil Optimization Inc. OOI.H July 07 Axiotron Corp. AXO.H Dec. 16 Oilexco Incorporated OIL.H Feb. 25 Ballyliffin Capital Corp. BLL.H Jan. 06 Orient Venture Capital Inc. OVC.H June 09 Bassett Media Group Corp. BMG.H Nov. 22 OutdoorPartner Media Corporation OPX.H Feb. 12 Benzai Capital Corp. BNZ.H July 16 Pacific Imperial Mines Inc. PPM.H Feb. 01 Blue Cove Capital Corp. BCV.H July 06 Panda Capital Inc. PDA.H July 02 BRS Ventures Ltd. BRV.H July 28 Pedro Resources Ltd. PED.H Sept. 30 Cadman Resources Inc. CUZ.H Dec. 13 Pharmeng International Inc. PII.H Sept. 02 Capstock Financial Inc. CPK.H July 05 Phoenician Fund Corporation I (The) PO.H Feb. 9 Carlaw Capital III Corp. CW.H Oct. 19 Pigboss Follow-up Growth Inc. PIG.H Nov. 25 Cash Canada Group Ltd. CUL.H Jan. 07 Pixman Nomadic Media Inc. PMN.H Feb. 09 Catalina Energy Corp. CEA.H May 13 Planet Organic Health Corp. POH.H Aug. 18 CellStop Systems Inc. KNO.H July 02 Portia Exploration Ltd. PEL.H Aug. 20 Chairman Capital Corp. CMN.H Feb. 26 Power Tech Corporation Inc. PWB.H Dec. 20 Chesstown Capital Inc. CHC.H July 08 Precision Enterprises Inc. PSC.H Feb. 03 Cinema Internet Networks Inc. CWK.H July 08 Prime City One Capital Corp. PMO.H Mar. 23 Digger Resources Inc. DIG.H Feb. 25 Prosys Tech Corporation POZ.H Oct. 22 Downtown Industries Ltd. DWN.H July 13 Pulse Capital Corp. PUL.H Jan. 29 Drake Energy Ltd. DPE.H Sept. 23 Rain Resources Inc. RAN.H July 05 Echelon Capital Corporation ECO.H June 25 Rapid Brands Inc. RAP.H June 21 Echo Energy Canada Inc. EEI.H Dec. 17 Rattlesnake Ventures Inc. RVI.H Nov. 24 EcoMax Energy Services Ltd. EES.H Aug. 05 Sagittarius Capital Corp. SCX.H June 25 Electric-Spin Ltd. ESC.H Nov. 22 Savary Capital Corp. SCA.H Aug. 19 Fibresources Corporation FB.H Jan. 28 Schwabo Capital Corporation SBO.H June 30 First Narrows Resources Corp. UNO.H Feb. 01 Sereno Capital Corporation SZZ.H June 28 Fitch Street Capital Corp. FSC.H Oct. 26 Sheen Resources Ltd. SHN.H Aug. 10 Genius World Investments Limited GNW.H May 13 Shelby Ventures Inc. SLY.H July 05 Giga Capital Corporation GIG.H July 05 Silex Ventures Ltd. SXX.H Aug. 17 Glenthorne Enterprises Inc. GLT.H July 29 Spring & Mercer Capital Corp. SPN.H Mar. 08 Global Development Summus Capital Corp. SS.H Oct. 26 Resources, Inc. $US GDV.H April 16 Sun Red Capital Corporation SSQ.H Jan. 18 Green Park Capital Corp. GRP.H Oct. 19 Toptent Inc. TPT.H Feb. 09 Hydralogic Systems Inc. HLS.H Oct. 07 Toxin Alert Inc. TOX.H Dec. 07 Impax Energy Services Income Trust MPX.H Feb. 01 Triwood Capital Corp. TRD.H Dec. 24 Intercable ICH Inc. ICH.H Dec. 06 Valiant Minerals Ltd. VTM.H July 05 INTERCAP eCommerce Inc. IEG.H Aug. 16 Valor Ventures Inc. VLR.H Feb. 11 ITOK Capital Corp. ITK.H Aug. 11 Vatic Ventures Corp. VCV.H Sept. 15 Jenex Corporation (The) JEN.H Dec. 09 VR Interactive Corporation VRI.H Feb. 18 KCC Capital Corporation KIC.H July 06 Woodrose Corporation WRS.H Oct. 12 Lander Energy Corporation LAE.H July 05 Yangtze Telecom Corp. SMS.H April 12 Landstar Properties Inc. LPI.H April 16 York Ridge Lifetech Inc. YRL.H Sept. 07 Madeira Minerals Ltd. MDE.H June 10 ZEOX Corporation ZOX.H Dec. 14 Maskal Energy Ltd. MMK.H Mar. 26 ZZZ Capital Corp. ZAP.H July 05 Moneda Resources Limited PXK.H July 12

2010 Transfers from TSX to NEX

Name Symbol Date Name Symbol Date Bradmer Pharmaceuticals Inc. BMR.H Mar. 29 Medicure Inc. MPH.H Mar. 29 Coalcorp Mining Inc. CCJ.H/ Orbus Pharma Inc. ORB.H Jan. 04 CCJ.WT.H/ PetroCorp Group Inc. PCG.H Jan. 18 CCJ.WT.K/ Voice Mobility International, Inc. VMY.H Aug. 03 CCJ.WT.X Aug. 17 Zuni Holdings Inc. ZNI.H Aug. 05 First Metals Inc. FMA.H Sept. 28

173 Chapter 8 2010 Symbol Changes : NEX

Name Symbol Date Name Symbol Date Abode Mortgage Holdings Corp. ABD.H Aug. 26 Fibresources Corporation FB.H Jan. 28 f-Abode Mortgage Holdings Corp. (ABD) f-Fibresources Corporation (FB) Accend Capital Corporation ADP.H Oct. 08 First Narrows Resources Corp. UNO.H Feb. 01 f-Accend Capital Corporation (ADP.P) f-First Narrows Resources Corp. (UNO) Alert B&C Corporation ACB.H Dec. 06 Fitch Street Capital Corp. FSC.H Oct. 26 f-Alert B&C Corporation (ACB) f-Fitch Street Capital Corp. (FSC.P) Altek Power Corporation APK.H May 19 Genius World Investments Limited GNW.H May 13 f-Altek Power Corporation (APK) f-Genius World Investments Limited (GNW.P) Atlantic Industrial Minerals Inc. ANL.H Oct. 29 Giga Capital Corporation GIG.H July 05 f-Atlantic Industrial Minerals Inc. (ANL) f-Giga Capital Corporation (GIG.P) AXEA Capital Corp. XEA.H Dec. 06 Glenthorne Enterprises Inc. GLT.H July 29 f-AXEA Capital Corp. (XEA.P) f-Glenthorne Enterprises Inc. (GLT.P) Axiotron Corp. AXO.H Dec. 16 Global Development f-Axiotron Corp. (AXO) Resources, Inc. $US GDV.H April 16 Ballyliffin Capital Corp. BLL.H Jan. 06 f-Global Development Resources, Inc. $US (GDV.U) f-Ballyliffin Capital Corp. (BLL.P) Green Park Capital Corp. GRP.H Oct. 19 Bassett Media Group Corp. BMG.H Nov. 22 f-Green Park Capital Corp. (GRP.P) f-Bassett Media Group Corp. (BMG) Hydralogic Systems Inc. HLS.H Oct. 07 Benzai Capital Corp. BNZ.H July 16 f-Hydralogic Systems Inc. (HLS) f-Benzai Capital Corp. (BNZ.P) Impax Energy Services Income Trust MPX.H Feb. 01 Blue Cove Capital Corp. BCV.H July 06 f-Impax Energy Services Income Trust (MPX.UN) f-Blue Cove Capital Corp. (BCV.P) Intercable ICH Inc. ICH.H Dec. 06 BRS Ventures Ltd. BRV.H July 28 f-Intercable ICH Inc. (ICH) f-BRS Ventures Ltd. (BRV.P) INTERCAP eCommerce Inc. IEG.H Aug. 16 Cadman Resources Inc. CUZ.H Dec. 13 f-INTERCAP eCommerce Inc. (IEG) f-Cadman Resources Inc. (CUZ.P) International LMM Ventures Corp. LMM.H Jan. 04 Capstock Financial Inc. CPK.H July 05 Stock Split 5:1 f-Capstock Financial Inc. (CPK.P) ITOK Capital Corp. ITK.H Aug. 11 Carlaw Capital III Corp. CW.H Oct. 19 f-ITOK Capital Corp. (ITK.P) f-Carlaw Capital III Corp. (CW.P) KCC Capital Corporation KIC.H July 06 Cash Canada Group Ltd. CUL.H Jan. 07 f-KCC Capital Corporation (KIC.P) f-Cash Canada Group Ltd. (CUL) Lander Energy Corporation LAE.H July 05 Catalina Energy Corp. CEA.H May 13 f-Lander Energy Corporation (LAE.P) f-Catalina Energy Corp. (CEA) Landstar Properties Inc. LPI.H April 16 CellStop Systems Inc. KNO.H July 02 f-Landstar Properties Inc. (LPI) f-CellStop Systems Inc. (KNO) Madeira Minerals Ltd. MDE.H June 10 Cellstop Systems Inc. KNO.H Aug. 25 f-Madeira Minerals Ltd. (MDE.P) Consolidation: 1:4 Maskal Energy Ltd. MMK.H Mar. 26 Chairman Capital Corp. CMN.H Feb. 26 f-Maskal Energy Ltd. (MMK) f-Chairman Capital Corp. (CMN.P) Moneda Resources Limited PXK.H July 12 Cheetah Ventures Ltd. CHV.H Sept. 13 f-Moneda Resources Limited (PXK.P) Consolidation: 2:1 Montreux Capital Corp. MRX.H Oct. 07 Chesstown Capital Inc. CHC.H July 08 f-Montreux Capital Corp. (MRX.P) f-Chesstown Capital Inc. (CHC.P) Mystique Energy, Inc. MYS.H April 09 Cinema Internet Networks Inc. CWK.H July 08 f-Mystique Energy, Inc. (MYS) f-Cinema Internet Networks Inc. (CWK) Neo Alliance Minerals Inc. NAM.H Feb. 01 Cobre Exploration Corp. CKB.H Feb. 03 f-Neo Alliance Minerals Inc. (NAM) f-Cobre Exploration Corp. (CXV.H) Basis 1:3 New Horizon Uranium Corporation NHU.H Aug. 20 Digger Resources Inc. DIG.H Feb. 25 f-New Horizon Uranium Corporation (NHU) f-Digger Resources Inc. (DIG) Oculus Ventures Corporation OVX.H July 19 Drake Energy Ltd. DPE.H Sept. 23 f-Oculus Ventures Corporation (OVX.P) f-Drake Energy Ltd. (DPE) Oil Optimization Inc. OOI.H July 07 Echelon Capital Corporation ECO.H June 25 f-Oil Optimization Inc. (OOI.P) f-Echelon Capital Corporation (ECO.P) Oil Optimization Inc. OOI.H Nov. 01 Echo Energy Canada Inc. EEI.H Dec. 17 Stock Split: 1.8:1 f-Echo Energy Canada Inc. (EEI) Oilexco Incorporated OIL.H Feb. 25 EcoMax Energy Services Ltd. EES.H Aug. 05 f-Oilexco Incorporated (OIL) f-EcoMax Energy Services Ltd. (EES) Orient Venture Capital Inc. OVC.H June 09 Electric-Spin Ltd. ESC.H Nov. 22 f-Orient Venture Capital Inc. (OVC.P) f-Electric-Spin Ltd. (ESC)

174 Chapter 8 Name Symbol Date Name Symbol Date

OutdoorPartner Media Corporation OPX.H Feb. 12 Shelby Ventures Inc. SLY.H July 05 f-OutdoorPartner Media Corporation (OPX) f-Shelby Ventures Inc. (SLY.P) Pacific Imperial Mines Inc. PPM.H Feb. 01 Silex Ventures Ltd. SXX.H Aug. 17 f-Pacific Imperial Mines Inc. (PPM) f-Silex Ventures Ltd. (SXX.P) Panda Capital Inc. PDA.H July 02 Spring & Mercer Capital Corp. SPN.H Mar. 08 f-Panda Capital Inc. (PDA.P) f-Spring & Mercer Capital Corp. (SPN.P) Pharmeng International Inc. PII.H Sept. 02 Summus Capital Corp. SS.H Oct. 26 f-Pharmeng International Inc. (PII) f-Summus Capital Corp. (SS.P) Pigboss Follow-up Growth Inc. PIG.H Nov. 25 Sun Red Capital Corporation SSQ.H Jan. 18 f-Pigboss Follow-up Growth Inc. (PIG) f-Sun Red Capital Corporation (SSQ.P) Pixman Nomadic Media Inc. PMN.H Feb. 09 Tapestry Resource Corp. TPR.H June 11 f-Pixman Nomadic Media Inc. (PMN) Stock Split: 4:1 Planet Organic Health Corp. POH.H Aug. 18 The Jenex Corporation JEN.H Dec. 09 f-Planet Organic Health Corp. (POH) f-The Jenex Corporation (JEN) Portia Exploration Ltd. PEL.H Aug. 20 The Phoenician Fund Corporation I PO.H July 08 f-Portia Exploration Ltd. (PEL.P) f-The Phoenician Fund Corporation I (PO.P) Power Tech Corporation Inc. PWB.H Dec. 20 Toptent Inc. TPT.H Feb. 09 f-Power Tech Corporation Inc. (PWB) f-Toptent Inc. (TPT) Precision Enterprises Inc. PSC.H Feb. 03 Toxin Alert Inc. TOX.H Dec. 07 f-Precision Enterprises Inc. (PSC.P) f-Toxin Alert Inc. (TOX) Prime City One Capital Corp. PMO.H Mar. 23 Triwood Capital Corp. TRD.H Dec. 24 f-Prime City One Capital Corp. (PMO) f-Triwood Capital Corp. (TRD.P) Prosys Tech Corporation POZ.H Oct. 22 Valiant Minerals Ltd. VTM.H July 05 f-Prosys Tech Corporation (POZ) f-Valiant Minerals Ltd. (VTM.P) Pulse Capital Corp. PUL.H Jan. 29 Valor Ventures Inc. VLR.H Feb. 11 f-Pulse Capital Corp. (PUL.P) f-Valor Ventures Inc. (VLR.P) Rain Resources Inc. RAN.H July 05 Vatic Ventures Corp. VCV.H Sept. 15 f-Rain Resources Inc. (RAN.P) f-Vatic Ventures Corp. (VCV.P) Rapid Brands Inc. RAP.H June 21 VR Interactive Corporation VRI.H Feb. 18 f-Rapid Brands Inc. (RAP) f-VR Interactive Corporation (VRI) Rattlesnake Ventures Inc. RVI.H Nov. 24 Woodrose Corporation WRS.H Oct. 12 f-Rattlesnake Ventures Inc. (RVI.P) f-Woodrose Corporation (WRS) Sagittarius Capital Corp. SCX.H June 25 Yangtze Telecom Corp. SMS.H April 12 f-Sagittarius Capital Corp. (SCX.P) f-Yangtze Telecom Corp. (SMS) Savary Capital Corp. SCA.H Aug. 19 York Ridge Lifetech Inc. YRL.H Sept. 07 f-Savary Capital Corp. (SCA.P) f-York Ridge Lifetech Inc. (YRL.P) Schwabo Capital Corporation SBO.H June 30 ZEOX Corporation ZOX.H Dec. 14 f-Schwabo Capital Corporation (SBO.P) f-ZEOX Corporation (ZOX) Sereno Capital Corporation SZZ.H June 28 ZZZ Capital Corp. ZAP.H July 05 f-Sereno Capital Corporation (SZZ.P) f-ZZZ Capital Corp. (ZAP.P) Sheen Resources Ltd. SHN.H Aug. 10 f-Sheen Resources Ltd. (SHN)

175 Chapter 8 2010 Delists and Graduations: NEX

Name Symbol Date Name Symbol Date Affinor Resources Inc. AFI.H June 09 NEX Listing Maintenance Fee Failure to pay quarterly Mahalo Energy Ltd. CBM.H Oct. 11 NEX Listing Maintenance Fee At the request of the company Archangel Diamond Corporation AAD.H June 07 Minterra Resource Corp. MTR.H June 09 At the request of the company Failure to pay quarterly Biophage Pharma Inc. BUG.H June 09 NEX Listing Maintenance Fee Failure to pay quarterly MPAC Industries Corporation MPN.H June 09 NEX Listing Maintenance Fee Failure to pay quarterly Cadre Resources Ltd. CSL.H June 09 NEX Listing Maintenance Fee Failure to pay quarterly Motionsphere Capital Inc. MSL.H Oct. 01 NEX Listing Maintenance Fee At the request of the company Campbell Resources Inc. CCH.H Mar. 01 Nexient Learning Inc. NXL.H Mar. 01 Failure to pay quarterly Failure to pay quarterly NEX Listing Maintenance Fee NEX Listing Maintenance Fee Consolidated Ecoprogress Pebercan Inc. PBC.H Mar. 08 Technology Inc. CES.H Mar. 01 At the request of the company Failure to pay quarterly Pixman Nomadic Media Inc. PMN.H Oct. 29 NEX Listing Maintenance Fee Failure to pay quarterly Canadian Prodigy NEX Listing Maintenance Fee Capital Corporation PDI.H July 13 Production Enhancement Group, Inc. WIS.H Oct. 29 QT Completed. A new Failure to pay quarterly subsidiary has been created. NEX Listing Maintenance Fee Cash Canada Group Ltd. CUL.H Oct. 29 PsiNaptic Inc. PST.H Oct. 29 Failure to pay quarterly Failure to pay quarterly NEX Listing Maintenance Fee NEX Listing Maintenance Fee Cybersurf Corp. CY.H June 09 Silver Recycling Company Inc. (The) TSR.H June 09 Failure to pay quarterly Failure to pay quarterly NEX Listing Maintenance Fee NEX Listing Maintenance Fee Diamond Hawk Mining Corp. DMD.H June 09 Specialty Foods Group Income Fund HAM.UN.H Mar. 01 Failure to pay quarterly Failure to pay quarterly NEX Listing Maintenance Fee NEX Listing Maintenance Fee Dynastar Inc. DDC.H June 09 Stone Mountain Holdings Inc. SMO.H June 09 Failure to pay quarterly Failure to pay quarterly NEX Listing Maintenance Fee NEX Listing Maintenance Fee Emerald Isle Resources Inc. EIR.H June 09 Stralak Resources Inc. SRK.H June 09 Failure to pay quarterly Failure to pay quarterly NEX Listing Maintenance Fee NEX Listing Maintenance Fee First Narrows Resources Corp. UNO.H Oct. 29 Strategic Resource Failure to pay quarterly Acquisiton Corporatiion SRZ.H May 31 NEX Listing Maintenance Fee At the request of the company Forest & Marine Investments Ltd. FME.H June 09 Turnkey E&P Inc. TKY.H June 09 Failure to pay quarterly Failure to pay quarterly NEX Listing Maintenance Fee NEX Listing Maintenance Fee Global Alternative Investments Inc. GLI.H Oct. 01 Universal Infrastructure Corp. UIC.H Oct. 01 At the request of the company At the request of the company. Golden Hat Resources Inc. GHA.H Mar. 01 Visionwall Incorporated VWL.H Mar. 01 Failure to pay quarterly Failure to pay quarterly NEX Listing Maintenance Fee NEX Listing Maintenance Fee HLD Land Development Winfield Resources Limited WWF.H Oct. 29 Limited Partnership HLD.UN.H Nov. 23 Failure to pay quarterly At the request of the company NEX Listing Maintenance Fee Impax Energy Services Yaletown Entertainment Corp. ECY.H July 23 Income Trust MPX.H Oct. 29 Failure to Maintain Exchange Requirements Failure to pay quarterly Yukon Gold Corporation YK.H April 08 NEX Listing Maintenance Fee Failure to pay NEX Listing JER Envirotech International Corp. JER.H June 09 Maintenance Fee Failure to pay quarterly

176 Chapter 8 Graduations to TSX Venture

Name Symbol Date Name Symbol Date Agrotech Greenhouses Inc. AGV.H April 30 Harmony Gold Corp. H.H Mar. 08 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange AirIQ Inc. IQ.H Feb. 12 HSF Capital Corporation HSF.H May 05 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Avalite Inc. ALV.H July 22 Jalna Minerals Ltd. JMA.H Oct. 01 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Aztek Energy Ltd. AZT.H Jan. 21 JYW Capital Corp. JYW.H May 18 Graduation to TSX Exchange Graduation to TSX Venture Exchange Balmoral Resources Ltd. BAR.H Nov. 12 Lagasco Corp. LCO.H June 21 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Border Petroleum Inc. BOP.H Sept. 14 Legion Resources Corp. LR.H July 15 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Butler Resource Corp. BTD.H Feb. 25 New Meridian Mining Corp. NWC.H April 07 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Canamex Silver Corp. CSQ.H Oct. 18 Newstrike Capital Inc. NES.H Feb. 24 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Chairman Capital Corp. CMN.H Oct. 04 Ocean Park Ventures Corp. OCP.H Mar. 16 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Champlain Resources Inc. CPL.H Sept. 24 Oil Optimization Inc. OOI.H Nov. 05 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Cobre Exploration Corp. CKB.H Dec. 03 Peninsula Resources Ltd. PNU.H Oct. 06 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Communications DVR Inc. DVR.H Aug. 26 Ranger Energy Ltd. RGG July 23 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Compass Gold Corporation CVB.H April 13 Stone Resources Limited SRH.H Mar. 23 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Costa Energy Inc. CEQ.H Jan. 20 SUB Capital Inc. SUB.H Sept. 24 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Dawson Gold Corp. DYU.H Nov. 08 Sun Red Capital Corporation SSQ.H May 31 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Duncan Park Holdings Corporation DPH.H Nov. 08 Tapestry Resource Corp. TPR.H Aug. 24 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Eacom Timber Corporation ETR.H Mar. 08 Touchstone Resources Ltd. TCH.H July 06 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange East West Petroleum Corp. EW.H Oct. 01 Washmax Corp. WMC.H Feb. 09 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange First Pursuit Ventures Ltd. FPV.H Feb. 04 Wavefire.com. Inc. WAF.H Nov. 01 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange Glenthorne Enterprise Inc. GLT.H Dec. 14 Willowstar Capital Inc. WWM.H June 10 Graduation to TSX Venture Exchange Graduation to TSX Venture Exchange

177 Chapter 8 2010 Name Changes & Stock Splits : NEX

Name Symbol Date Name Symbol Date Atlantis Systems Corp. AIQ.H Nov. 30 Genview Capital Corp. GVW.H July 08 Consolidation 1:20 f-Spring & Mercer Capital Balmoral Resources Ltd. BAR.H Mar. 29 Corp. (SPN.H) Basis 1:1 f-Great Southern Inform Resources Corp. IRR.H Nov. 04 Enterprises Corp. (GSR.H) Basis 1:15 f-Downtown Industries Ltd. Chantrell Ventures Corp. CV.H Aug. 31 (DWN.H) Basis 2:1 f-Tiger Pacific Mining Corp. Legion Resources Corp. LR.H Feb. 22 (TPM.H) Basis 1:2.5 f-International Kirkland Chelsea Minerals Corp. CCC.H Jan. 20 Minerals Inc. (IKI.H) Basis 1:7 f-Consolidated Global Cable Loyalist Group Limited LOY.H June 24 Systems Inc. (GCS.H) Basis 1:1 f-The Loyalist Insurance Colossal Resources Corp. CIA.H June 07 Group Limited (LOY.H) f-Blue Diamond Mining Orbus Pharma Inc. ORB.H Mar. 24 Corporation (BDM.H) Basis 1:25 Consolidation: 1:4 Dawson Gold Corp. DYU.H Aug. 10 Pedro Resources Ltd. PED.H Sept. 30 f-Uldaman Capital Corp. f-BasicGov Systems, Inc. (BSG) (ULD.H) Basis 1:2 RAP Acquisition Corp. RAP.H Aug. 27 Downtown Industries Ltd. DWN.H July 13 f-Rapid Brands Inc. (RAP.H) f-Ameriplas Holdings Ltd. Basis 1:1 (AHL) Basis 1:20 Synergy Acquisition Corp. SAQ.H Dec. 20 East West Petroleum Corp. EW.H Aug. 10 f-Neo Alliance Minerals Inc. f-Avere Energy Inc. (AVO.H) Basis 1:1 (NAM.H) Basis 1:1 Emperor Minerals Ltd. EM.H Oct. 21 Windamere Ventures Ltd. WV.H Aug. 27 f-Cheetah Ventures Ltd. f-Advanced Vision Systems (CHV.H) Basis 1:1 Corp. (AVD.H) Basis 1:4 GDV Resources Inc. GDV.H Dec. 21 f-Global Development Resources, Inc. $US (GDV.H) Basis 1:3

178 Chapter 8 TSX Venture Exchange 2010 Equity Financings Summary

Equity Financings Summary: Year-To-Date

No. 2010 $ 2009 $ Change Initial Public Offerings 142 332,572,254 90,299,582 +268.3% Public Offerings 100 3,106,749,596 936,732,315 +231.7% Private Placements 2,361 6,392,425,365 3,816,686,090 + 67.5% Total Financings 2,603 9,831,747,215 4,843,717,986 +103.0%

Equity Financings: By Month

Total Initial Public Public Private Financings Offering Offering Placements Jan. 693,757,431 17,937,331 39,170,181 636,649,919 Feb. 381,399,158 13,967,040 114,625,111 252,807,007 Mar. 629,554,065 5,934,440 202,661,184 420,958,441 April 743,002,797 17,418,700 231,078,137 494,505,960 May 722,280,343 58,723,950 123,453,788 540,102,605 June 502,666,368 7,698,047 162,191,100 332,777,221 July 1,183,591,851 14,927,050 532,636,517 636,028,283 Aug. 411,975,726 2,841,137 131,362,150 277,772,439 Sept. 554,485,520 7,023,050 174,762,010 372,700,460 Oct. 765,898,499 7,909,674 267,312,288 490,676,537 Nov. 1,513,819,304 84,124,500 538,736,253 890,958,551 Dec. 1,729,316,154 94,067,335 588,760,877 1,046,487,942 Totals 9,831,747,215 332,572,254 3,106,749,596 6,392,425,365

Equity Financings: By Industry (millions)

Total Initial Public Public Private Financings Offering Offering Placements Comm. & Media – – 25.0 25.0 Cleantech 4.2 53.7 124.8 182.7 CPC 40.3 5.6 15.6 61.5 Diversified Industries 5.0 226.1 111.3 342.4 ETFS – – – – Financial Services – – 46.3 46.3 Forest Products – 15.6 151.1 166.7 Life Sciences – 49.2 61.2 110.4 Manufacturing – 21.1 25.4 46.5 Mining 106.5 1,090.0 4,069.7 5,266.2 Oil & Gas 170.3 1,524.9 1,603.9 3,299.1 Other – – 8.7 8.7 Real Estate – 112.5 50.8 163.2 Structured Products – – – – Technology 6.2 8.0 98.7 112.9 Utilities & Pipelines – – – – TOTAL 332.6 3,106.7 6,392.4 9,831.7

179 Chapter 8 NEX 2010 Equity Financings Summary: Year-To-Date

No. 2010 2009 Change Initial Public Offerings – – – n/a Public Offerings – – – n/a Private Placements 54 68,742,648 219,196,818 -68.6% Total Financings 54 68,742,648 219,196,818 -68.6%

Equity Financings: By Month

Total Initial Public Public Private Financings Offering Offering Placements Jan. $ 24,561,687 $ 24,561,687 Feb. $ 5,920,000 $ 5,920,000 Mar. $ 12,397,629 $ 12,397,629 April $ 2,747,500 $ 2,747,500 May $ 6,006,125 $ 6,006,125 June $ 2,100,000 $ 2,100,000 July $ 5,637,666 $ 5,637,666 Aug. $ 1.623,424 $ 1,623,424 Sept. $ 2,081,966 $ 2,081,966 Oct. $ 860,000 $ 860,000 Nov. $ 1,369,200 $ 1,369,200 Dec. $ 3,437,450 $ 3,437,450 Totals $ 68,742,648 $ 68,742,648

Equity Financings: By Industry

Total Initial Public Public Private Financings Offering Offering Placements Capital Pool Company 2,220,999.20 Diversified Industries 1,453,666.05 Forest Products 3,000,000.00 Life Sciences 499,999.92 Manufacturing 2,507,849.41 Mining 28,052,766.96 Oil & Gas 27,113,969.32 Other 387,450.00 Real Estate 622,500.00 Technology 2,883,447.15 TOTAL 68,742,648.00

180 Chapter 9 Chapter 9

· The Board of Directors

· Senior Management

· Guide to Participating Organizations and Member Firms

181 Chapter 9 The Board of Directors

Chair Wayne C. Fox Corporate Director Directors Tullio Cedraschi Thomas Kloet Kathleen M. O’Neill Corporate Director CEO Corporate Director TMX Group Inc. Raymond Chan Gerri B. Sinclair Executive Chairman J. Spencer Lanthier Executive Director Baytex Energy Trust Corporate Director Centre for Digital Media

Denise Chicoyne Jean Martel Jean Turmel Corporate Director Senior Partner President Barrister & Solicitor Perseus Capital Inc. John A. Hagg Lavery, de Billy Chairman of the Board Laurent Verreault Strad Energy Services Ltd. . John P. Mulvihill Chief Executive Officer and CEO and Chairman Chairman Harry A. Jaako Mulvihill Capital Management Inc. of the Board of Directors President GLV Inc. Discovery Capital Management Corp.

182 Chapter 9 Senior Management

Thomas Kloet Chief Executive Officer TMX Group

Kevan Cowan Robert Fotheringham Brenda Hoffman President, TSX Markets Senior VP Equities Trading Senior VP Group Head of IT and Group Head of Equities TMX Group TMX Group

Mary Lou Hukezalie Peter Krenkel Alan Miquelon VP, Group Head of HR President President and CEO TMX Group NGX Montreal Exchange TMX Group Sharon Pel Michael Ptasznik Senior VP Chief Financial Officer Eric Sinclair Group Head of Legal TMX Group President and Business Affairs TMX Datalinx and Group TMX Group Head of Data Services

183 Chapter 9 Guide to Participating Organizations and Member Firms

Acker Finley Inc. (132) BMO Nesbitt Burns Inc. (009) Caldwell Securities Ltd. (043) 416-777-9005 416-359-4000 416-862-7755 -institutional trading -clearing -equity trading -portfolio management -corporate finance -fixed income trading -research -equity, fixed income, pro -institutional trading -retail, full services institutional, liability (trading) -mutual fund trading -futures, options trading -portfolio management Acumen Capital Finance Partners -jitneying -retail, full service Limited (200) -mutual fund trading 416-571-0300 -portfolio management Cannacord Genuity Corp. (033) -corporate finance -retail, full service 604-643-7300 -equity trading -corporate finance -fixed income trading Brant Securities Limited (071) -equity, fixed income, futures, -mutual fund trading 416-596-4545 institutional, mutual fund, options -portfolio management (individuals) -corporate finance (trading) -retail, full service -equity trading -portfolio management -fixed income trading -retail, full service AltaCorp Capital Inc. (003) -institutional trading 403-539-8602 -mutual fund trading Cantor Fitzgerald Canada -options trading Corporation (061) Altus Securities Inc. (201) -retail, full service 416-350-1203 403-369-9211 -institutional sales and trading -equity trading Brockhouse and Cooper Inc. (021) -investment banking -fixed income trading 514-932-7171 -mergers and acquisitions -mutual fund trading -institutional trading -corporate finance -options trading -private placements -retail, full service Burgeonvest Securities Limited -initial public offerings (256) Assante Capital Management Ltd. 905-528-6505 Casimir Capital Ltd. (029) (203) -corporate finance 416-628-3757 416-348-9994 -equity research -corporate finance -portfolio management -equity trading -initial Public offerings -retail, full service -fixed income trading -institutional sales and trading -institutional trading -investment banking Barlcays Capital Canada Inc. (090) -options trading -mergers and acquisitions 416-863-8900 -portfolio management -private placements BBS Securities Inc. (028) -retail, full service CIBC World Markets Inc. (079) 416-235-0200 Byron Securities Ltd. (063) 416-594-7000 Beacon Securities Ltd. (087) 416-867-9800 -corporate finance 902-423-1260 -equity, fixed income, institutional, mutual fund (trading) Blackwatch Capital Corp. (096) -futures and options trading 416-597-3131 -portfolio management -retail, discount and full service

184 Chapter 9 Citadel Securities Inc. (299) Deutsche Bank Securities Limited Foster & Associates Financial Citigroup Global Markets Canada (051) Services Inc. (204) Inc. (123) 416-682-8000 416-369-1980 416-866-2300 -corporate finance -corporate finance -institutional trading -equity, fixed income, foreign -equity, fixed income, foreign -investment banking exchange, futures, institutional, exchange, mutual fund, options mutual fund, options trading (trading) Clarus Securities Inc. (024) -portfolio management 416-343-2777 Dundee Securities Corporation -retail, full service -equity research (027) -institutional sales 416-350-3250 Fraser Mackenzie Ltd. (111) -institutional trading -clearing 416-955-4777 -investment banking -corporate finance -capital pool companies -equity, fixed income, foreign -corporate finance Commission Direct Inc. (026) exchange, institutional, liability, -equity research 416-842-4200 mutual fund, pro, options (trading) -equity trading -institutional trading -portfolio management, individuals -exchange sponsorship services only -initial public offerings Cormark Securities Inc. (073) -retail, full service -institutional sales 416-362-7485 -corporate finance e3m Investments Inc. (030) Friedberg Mercantile Group (035) -institutional, pro trading 416-972-7490 416-364-1171 -liability trading -equity trading -equity trading -portfolio management -futures trading -fixed income trading -retail, full service -retail, full service -foreign exchange trading -futures trading Credit Suisse Securities (Canada) Edward Jones (56) -mutual fund trading Inc. (072) 905-306-8600 -options trading 416-352-4500 -retail, full service -portfolio management -corporate finance -retail, discount Emerging Equities Inc. (218) -institutional trading -retail, full service -research 403-216-8200 Global Maxfin Capital Inc. (042) CTI Capital Inc. (032) Fidelity Clearing Canada ULC 416-741-1445 (022) 514-861-3500 -corporate finance -capital pool companies 416-987-7017 -equity trading -corporate finance -execution, clearing and custody -institutional trading -equity, fixed income, mutual fund FIN-XO Securities Inc. (220) -mutual fund trading (trading) -retail, full service -institutional sales 514-875-5822 -capital pool companies -retail, full service Global Securities Corporation -corporate finance (054) D& D Securities Company (031) -equity, fixed income, mutual fund, 604-443-5400 416-363-0201 options (trading) -corporate finance -corporate finance -retail, full service -equity trading -equity, fixed income, institutional, -fixed income trading mutual fund (trading) First Energy Capital Corp. (010) -institutional trading -retail, full service 403-262-0600 -corporate finance -mutual fund trading Desjardins Securities Inc. (019) -equity, fixed income, institutional, -options trading 514-987-1749 liability, mutual fund, pro (trading) -portfolio management -corporate finance -retail, full service -retail, full service -equity, fixed income, institutional, mutual fund, option trading -retail, discount -retail, full service

185 Chapter 9 GMP Securities L.P. (074) Industrial Alliance Securities Inc. Jennings Capital Inc. (121) 416-367-8600 (076) 403-292-0970 -corporate finance 418-684-5171 -institutional trading -institutional trading JitneyTrade Inc. (099) -liability trading -portfolio management 514-985-8080 -pro trading -retail, full service -equity, futures, institutional, liability, options, pro (trading) Goldman Sachs Canada Inc. (065) Infinium Capital Corp. (250) -retail (execution only) 416-343-8900 416-360-7000 -corporate finance -equity research Jones, Gable & Company Limited -equity, fixed income, foreign -equity trading (044) exchange, futures, institutional, -investment banking 416-362-5454 mutual fund, options, trading -corporate finance -portfolio management Instinet Canada Limited (013) -equity, fixed income, institutional, 416-368-2211 liability, mutual fund, options, pro Hampton Securities Limited (094) -institutional trading (trading) 416-862-7800 -retail, full service -corporate finance Integral Wealth Securities Limited -fixed income trading (017) JonesTrading Canada Inc. (91) -institutional trading 416-304-7817 416-961-4674 -liability trading -corporate finance -institutional trading -mutual fund trading -equity, fixed income, institutional, -equity trading -options trading mutual fund trading -fixed income trading -pro trading -portfolio management Jordan Capital Markets Inc. (069) -retail, full service -retail, full service 778-373-4100 Haywood Securities Inc. (062) Interactive Brokers Canada Inc. -corporate finance 604-697-7100 (057) -equity, fixed income, institutional, -clearing 514-287-1027 mutual fund, pro trading -corporate finance -direct access trading -jitneying -equity, fixed income, institutional, -equity trading -retail, full service liability, mutual fund, options, pro -futures trading -institutional sales trading -options trading -wealth management -jitneying IPC Securities Corporation (157) Jory Capital Inc. (233) -retail, full service 905-212-9788 204-942-7711 HSBC Securities (Canada) Inc. -asset management J.P. Morgan Securities Canada (081) -financial planning Inc. (222) 416-868-7800 -retail, full service 416-981-9200 -corporate finance ITG Canada Corp. (014) -equity, fixed income, institutional, 877-640-4484 Kingsdale Capital Markets Inc. mutual fund, (trading) -institutional trading (217) -portfolio management 416-867-4550 -retail, discount Jacob Securities Inc. (110) -retail, full service 416-866-8300 Kingwest and Company (208) 416-927-7740 Independent Trading Group (084) JC Clark Ltd. (050) -portfolio management 416-941-0046 416-361-6144 -clearing -portfolio management Laurentian Bank Securities Inc. -institutional trading (048) -jitneying 514-350-2800 -liability trading -corporate finance -pro trading -equity, fixed income, foreign exchange, institutional, money market, mutual fund, options (trading) -research -retail, full service

186 Chapter 9 Leede Financial Markets Inc. (068) Mackie Research Capital Merrill Lynch Canada Inc. (039) 403-531-6800 Corporation (083) 416-369-7400 -corporate finance 416-860-7600 -corporate finance -equity trading -corporate finance -equity, fixed income, futures, -mutual fund trading -equity, fixed income, institutional, institutional, mutual fund, options -pro trading mutual fund, options (trading (trading) -retail, full service -investment adv for Private Clients -portfolio mgt (individuals only) MF Global Canada Co. (060) Lightyear Capital Inc. (205) -retail, full service 416-862-7000 403-218-1400 -corporate finance -corporate finance Macquarie Capital Markets -foreign exchange, futures, -equity trading Canada Ltd. (011) institutional, options (trading) -fixed income trading 416-848-3500 -portfolio management -institutional trading -corporate finance -retail -equity, fixed income, futures, MGI Securities Inc. (075) institutional, mutual fund, options 416-864-6477 Liquidnet Canada Inc. (038) (trading) -bond, equity, institutional, liability, 416-572-2428 -retail, full service options, pro, mutual fund (trading) -institutional sales -corporate finance -institutional trading Macquarie Private -hedge funds Wealth Inc. (046) -jitneying Loewen, Ondaatje, McCutcheon 416-864-3600 -monthly income fund Limited (045) -equity trading -retail, full service 416-964-4455 -portfolio management -corporate finance -mutual fund trading Morgan Stanley Canada Limited -futures trading -retail, full service (053) -institutional trading -fixed income trading 416-943-8400 -liability trading -options trading -corporate finance -options trading -equity, fixed income, futures, -portfolio management Magna Partners Ltd. (055) institutional, mutual fund, options -retail, full service 416-640-0590 trading -portfolio management Louis Dreyfus Energy Canada Maison Placements Canada Inc. Securities LP (041) (034) National Bank Direct Brokerage 403-410-1199 416-947-6040 Inc. (252) -corporate finance 514-866-6755 M Partners Inc. (097) -institutional trading 416-603-7381 National Bank Financial Inc. (080) -institutional trading Manulife Securities 514-879-2222 -research Incorporated (070) -clearing 905-331-0600 -corporate finance MacDougall, MacDougall & -equity, fixed income, futures, MacTier Inc. (037) Maple Securities institutional, liability, mutual fund, 514-394-3000 Canada Limited (008) options, pro (trading) -equity, fixed income 416-350-8200 -jitneying institutional, mutual fund, options -arbitrage trading -portfolio management (trading) -retail, full service -portfolio management -retail, full service NBCN Inc. (261) (416) 542-2201 -clearing -jitneying -research

187 Chapter 9 NCP Northland Capital Peters & Co. Limited (077) Questrade Inc. (124) Partners Inc. (052) 403-261-4850 416-227-9876 416-987-1880 -corporate finance -equity, fixed income, institutional, Raymond James Ltd. (089) Newedge Canada Inc. (101) mutual fund (trading) 604-659-8000 514-841-6210 -retail, full service -corporate finance -securities clearing & custody -equity, fixed income, institutional, -futures and options clearing PI Financial Corp. (059) mutual fund, pro -portfolio -prime brokerage 604-664-2900 management -global execution of securities and -clearing -retail, full service F&O -corporate finance -E and OTC Brokerage -equity, fixed income, institutional, RBC Capital Markets (002) -capital introduction liability, mutual fund, options, pro 416-842-2000 (trading) -corporate finance Norstar Securities Limited -jitneying -equity, fixed income, futures, Partnership (040) -portfolio management institutional, mutual fund, options 416-619-2010 -retail, full service (trading) -institutional trading -portfolio management Pictet Canada L.P. (086) -retail, full service Northern Securities Inc. (067) 514-288-8161 416-644-8100 Salman Partners Inc. (078) -corporate finance Pollitt & Co. Inc. (092) 604-685-2450 -institutional sales and trading 416-365-3313 -corporate finance -research -institutional trading -institutional trading -retail full service -retail, full service -retail, on-line trading Scotia Capital Inc. (085) Pope & Company Limited (066) 416-863-7411 Octagon Capital Corp (064) 416-593-5535 -corporate finance 416-368-3322 -clearing -equity, fixed income, futures, -institutional sales -corporate finance institutional, mutual fund, options -institutional, principal trading -equity, fixed income, liability, mutual (trading) -investment banking fund, pro (trading) -portfolio management, individuals -research -jitneying only -retail, full service -portfolio management -retail, full service -retail, full service Odlum Brown Limited (025) Scotia iTrade Corp. (088) 604-669-1600 Portfolio Strategies Securities Inc. 416-214-1960 -equity trading (207) -institutional trading -fixed income, mutual fund, options 416-367-0999 -retail, discount trading -corporate finance -portfolio management -equity, institutional, mutual fund, State Street Global Markets -retail, full service options (trading Canada Inc. (023) -retail, full service 416-643-6000 Paradigm Capital Inc. (016) -foreign exchange trading 416-361-9892 Qtrade Securities Inc. (058) -institutional money management -corporate finance 604-605-4199 -institutional trading -institutional trading -corporate finance -equity, fixed income, institutional, Penson Financial Services mutual fund, options (trading) Canada Inc. (005) -portfolio management 514-841-9665 -retail, full service -clearing -custody

188 Chapter 9 Stifel Nicolaus Canada Inc. (082) Toll Cross Securities Inc. (093) W.D. Latimer Co. Limited (036) 416-815-0888 416-365-1960 416-363-5631 -institutional sales -institutional sales and trading -clearing -institutional trading -investment banking -jitneying -investment banking -research and private placements -liability trading -research -retail trading -options trading -pro trading Stonecap Securities Inc. (020) Trapeze Capital Corp. (150) 416-342-8590 416-361-1498 Wellington West Capital Inc. (234) -institutional equity sales and trading -institutional money management 204-925-2250 -institutional research -institutional sales -investment banking -portfolio management Wellington West Capital Markets -retail, discretionary portfolio (012) TD Securities Inc. (007) management 416-642-1900 416-982-8222 -corporate finance -clearing UBS Securities Canada Inc. (015) -institutional trading -corporate finance 416-364-3293 -research -equity, fixed income, futures, -corporate finance institutional, liability, mutual fund, -equity, fixed income, futures, Wolverton Securities Ltd. (095) options, pro institutional, mutual fund, options 604-622-1000 -jitneying trading -institutional sales -retail, discount and full service -institutional trading Union Securities Limited (006) -investment banking Thomas Weisel Partners Canada 604-687-2201 -research Inc. (082) -corporate finance 416-815-0888 -equity, fixed income, futures, Woodstone Capital Inc. (145) -institutional sales and trading institutional, mutual fund, options 604-605-8300 -investment banking trading -corporate finance -research -retail full service -portfolio management -retail, full service Timber Hill Canada Company Versant Partners Inc. (004) (047) 514-845-8111 514-287-9035 -corporate finance -arbitrage, equity and futures -institutional trading (trading) -options trading

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