Directors, Supervisors and Senior Management

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DIRECTORS

Our incumbent Board has 15 Directors, comprising four executive Directors, six non-executive App 1 A-41 LR 8.15 Directors and five independent non-executive Directors. Our Directors are appointed for a term of three 3rd Sch(6) CO LR 19A.18(1) years and are subject to re-election and/or re-appointment. The following table sets forth certain information regarding our Directors:

Date of Time of joining appointment for Name Age our Bank current term Position Responsibility

Mr. GAN Weimin 46 December, 2006 December 29, 2010 Chairman and Responsible for overall (甘為民) Executive Director operations and strategies of our Bank and chairing the Strategy Development Committee

Mr. RAN Hailing 50 March, 2003 February 18, 2011 Executive Director Responsible for daily (冉海陵) and President operations and management of our Bank

Ms. NI Yuemin 47 October, 2009 February 1, 2013 Executive Director Responsible for financial (倪月敏) and Vice President management of our Bank

Mr. ZHAN Wanghua 47 February, 2013 February 1, 2013 Executive Director Responsible for risk (詹旺華) management of our Bank

Mr. WONG Hon Hing 61 July, 2007 December 29, 2010 Vice Chairman and Performing his duty as a (黃漢興) Non-executive director through the voting Director process and chairing the Information Technology Guidance Committee

Mr. YIN Mingshan 75 November, 2003 December 29, 2010 Non-executive Performing his duty as a (尹明善) Director director through the voting process

Mr. XIANG Li 58 August 2013 August 2, 2013 Non-executive Performing his duty as a (向立) Director director through the voting process

Mr. QIN Wei 51 February, 2011 February 18, 2011 Non-executive Performing his duty as a (覃偉) Director director through the voting process

Mr. DENG Yong 53 February, 2013 February 1, 2013 Non-executive Performing his duty as a (鄧勇) Director director through the voting process

Ms. LV Wei 41 June, 2009 December 29, 2010 Non-executive Performing her duty as a (呂維) Director director through the voting process

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Date of Time of joining appointment for Name Age our Bank current term Position Responsibility

Dr. ZHANG Weiguo 47 February, 2011 February 18, 2011 Independent Performing his duty as a (張衛國) Non-executive director through the voting Director process and chairing the Remuneration and Nomination Committee

Dr. SUN Fangcheng 50 February, 2011 February 18, 2011 Independent Performing his duty as a (孫芳城) Non-executive director through the voting Director process and chairing the Audit Committee

Mr. HAN Deyun 50 February, 2011 February 18, 2011 Independent Performing his duty as a (韓德雲) Non-executive director through the voting Director process and chairing the Connected Transactions Control Committee

Mr.LIHe 59 September 2013 September 4, 2013 Independent Performing his duty as a (李和) Non-executive director through the voting Director process and chairing the Risk Management Committee

Mr. TO Koon Man 60 September 2013 September 4, 2013 Independent Performing his duty as a Henry (杜冠文) Non-executive director through the voting Director process

Executive Directors

Mr. Gan Weimin (甘為民), aged 46, has been an executive Director of our Bank since June 26, 2007 and the Chairman of our Bank since December 28, 2012.

Mr. Gan joined our Bank in December 2006 as the president until December 28, 2012. Prior to joining our Bank, Mr. Gan worked as the president and the party secretary of the Chongqing branch of China Minsheng Banking Corp., Ltd from February 2001 to December 2006. Prior to that, he served as the general manager of the corporate business department and the president of the Jiefangbei sub-branch of the Chongqing branch of CITIC Industrial Bank Co., Ltd (中信實業銀行有限公司) (now known as China CITIC Bank Corporation Limited (中信銀行股份有限公司)) from August 1998 to February 2001, the manager of the finance department of Sichuan Jialing Co., Ltd. (四川省嘉陵公司) and Jialing Finance Co., Ltd. (嘉陵財務公司) from July 1994 to August 1998, and the secretary of the youth league branch of China Sichuan International Economy and Technology Cooperation Co., Ltd (中國四川國際經濟技術合作公司) from July 1989 to July 1994. Mr. Gan did not hold any directorship in any other listed companies in the last three years.

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Mr. Gan obtained a bachelor’s degree in engineering, majoring in industry management engineering, from the Management Engineering Department of Xi’an Jiaotong University in July 1989 and a master’s degree in business administration from Southwestern University of Finance and Economics in June 2005. He is an economist.

Mr. Ran Hailing (冉海陵), aged 50, has been an executive Director of our Bank since February 18, 2011 and the president of our Bank since April 9, 2013.

Mr. Ran joined our Bank in March 2003 and served as a vice president since May 2003. Prior to joining our Bank, Mr. Ran worked as the assistant to the president of Southwest Securities Company Limited (西南證券有限責任公司) from December 2002 to March 2003, vice general manager and party secretary of Fuling office (涪陵辦事處), general manager of Fuling Securities Business Department (涪陵證券營業部) of Sichuan Trust and Investment Corporation (四川省信託投資公司) from March 1993 to December 2002, the deputy director and party committee member of Chongqing Fuling Canned Food Plant (重慶涪陵地區罐頭食品廠) from March 1992 to March 1993 and the secretary to the general office and section chief of Chongqing Fuling District Administrative Office (重慶涪陵地區行政公署) from February 1990 to March 1992. Mr. Ran did not hold any directorship in any other listed companies in the last three years.

Mr. Ran obtained a diploma in the special basic courses for party and government cadres from Sichuan Radio and TV University in December 1989, a completion certificate of postgraduate class for advanced studies in civil and commercial laws from Southwest University of Political Science and Law in October 2000, and an executive master of business administration degree from Chongqing University in June 2007. Mr. Ran is an economist.

Ms. Ni Yuemin (倪月敏), aged 47, has been an executive Director of our Bank since February 1, 2013. She joined our Bank in October 2009 and has been a vice president since May 7, 2010 and the chief financial officer of our Bank since December 29, 2010.

Prior to joining our Bank, Ms. Ni worked as the chief of the examination and distribution division and the chief of the property rights administration division of Chongqing State-owned Assets Supervision and Administration Commission from October 2003 to October 2009 and the deputy chief of the Enterprise Division I of Chongqing Municipal Finance Bureau from September 2000 to October 2003. Ms. Ni did not hold any directorship in any other listed companies in the last three years.

Ms. Ni obtained an executive master of business administration degree from Chongqing University in December 2011, and obtained a bachelor’s degree in economics, majoring in accounting and statistics, from the Economics and Management Department of Yuzhou University (now known as Chongqing Technology and Business University) in July 1987. Ms. Ni is a non-practicing member of the Chinese Institute of Certified Public Accountants and a senior accountant.

Mr. Zhan Wanghua (詹旺華), aged 47, was nominated by Dah Sing Bank, one of our substantial shareholders, to join our Bank as an executive Director on February 1, 2013 and has been our chief risk officer since February 1, 2013. Prior to joining our Bank, Mr. Zhan worked as the director of the risk management department and the secretary of risk control committee of Dah Sing Bank (China) Co., Ltd. (大新銀行（中國）有限公司).

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He previously served as the president of Huafu sub-branch of Shenzhen Branch of China Guangfa Bank Co., Ltd. (廣發銀行股份有限公司) between January 2008 and August 2010. Between July 1995 and January 2008, Mr. Zhan served successively as the loan administration manager, loan review manager and assistant to general manager of the risk management department, and full-time member of the loan review committee of Shenzhen Branch of China Guangfa Bank Co., Ltd.. Mr. Zhan did not hold any directorship in any other listed companies in the last three years.

Mr. Zhan obtained a master’s degree in economics from Xiamen University in July 1995 and obtained his doctorate graduation certificate in world economics from Xiamen University in June 2008.

Non-executive Directors

Mr. Wong Hon Hing (黃漢興), aged 61, nominated by Dah Sing Bank, one of our substantial shareholders, has been a non-executive Director and vice chairman of our Bank since July 25, 2007.

Mr. Wong joined Dah Sing Bank in 1977 and is currently the vice chairman of its board of directors. Between 1977 and 1989, Mr. Wong served as the head of various departments at Dah Sing Bank. He was appointed as an executive director in 1989, promoted to the managing director in 2000 and then appointed as the vice chairman of Dah Sing Bank in April 2011. He is currently a director of Banco Comercial De Macau, a vice chairman of the board of directors of Dah Sing Life Assurance Company Ltd., an executive director of Dah Sing Insurance Co., Ltd., an executive director of Dah Sing Insurance (1976) Co., Ltd. (大新保險（1976）有限公司), a director of Greatwall Life Insurance Co., Ltd. and the chairman of Dah Sing Bank (China) Co., Ltd. (大新銀行（中國）有限公司).

Mr. Wong is the vice chairman of the board of directors of Dah Sing Banking Group Limited (listed on the Hong Kong Stock Exchange, stock code: 2356), the holding company of Dah Sing Bank. He is also the managing director and the chief executive officer of Dah Sing Financial Holdings Limited (listed on the Hong Kong Stock Exchange, stock code: 0440).

Mr. Wong obtained a higher diploma in business studies from the Hong Kong Polytechnic College (now known as Hong Kong Polytechnic University) in October 1977. Mr. Wong is an associate of The Institute of Bankers (U.K.) and a founding member of The Hong Kong Institute of Bankers and The International Retail Banking Council of the U.K.. He has over 35 years of banking experience.

Mr. Yin Mingshan (尹明善), aged 75, nominated by Lifan, has been a non-executive Director of our Bank since November 3, 2003.

Mr. Yin founded Lifan Group Corporation, a company currently known as Lifan (listed on the Shanghai Stock Exchange, stock code: 601777) in January 1992, and is currently the chairman of its board of directors. He is a supervisor of Ancheng Property & Casualty Insurance., Ltd., vice president of All-China General Chamber of Commerce of the Private Sector (中國民間商會), the first president of the China Chamber of Commerce for Motorcycle, and had served as the chairman of the board of directors of Chongqing Lifan Automobile Co., Ltd. (重慶力帆汽車有限公司). Mr. Yin commenced his career in 1958, and served successively as an English teacher at Chongqing Synthetic Chemical Plant Open University (重慶合成化工廠電大), the leader of the teaching and research group of English Center of Chongqing Radio and TV University, an English teacher at Chongqing Architectural Design Institute, an editor of Chongqing Publishing Group, the general manager of Chongqing International Technology

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Consultant Co., Ltd. (重慶國際技術諮詢公司), the chairman of the board of Chongqing Changjiang Book Company (重慶長江書刊公司), a member of the Ninth and Tenth National Committee of the Political Consultative Conference, the president of Chongqing Association of Industry & Commerce (重慶市工商聯合會), and the deputy chairman of the Second Chongqing People’s Political Consultative Conference.

Mr. Xiang Li (向立), aged 58, nominated by Chongqing Water Conservancy Investment Group Co., Ltd., has been a non-executive Director of our Bank since August 2, 2013.

Mr. Xiang has served as the chairman, party committee secretary and general manager of Chongqing Water Conservancy Investment Group Co., Ltd. since November 2012. Mr. Xiang previously worked as the chairman of the board of supervisors of Chongqing Water Group Co., Ltd. (重慶水務集團股份有限公司) from August 2010 to November 2012, a director and vice president of Chongqing Water Group Co., Ltd. (listed on the Shanghai Stock Exchange, stock code: 601158) from August 2007 to August 2010, and concurrently the chairman of the board of Chongqing Municipality Tap Water Co. Ltd. (重慶市自來水有限公司) from August 2008 to July 2011. He also served successively as the president, party committee secretary and general manager of Chongqing Three Gorges Water Co., Ltd. (重慶市三峽水務有限責任公司), the president assistant of Chongqing Water Holding (Group) Co. Ltd. (重慶市水務控股（集團）有限公司) from May 2003 to March 2007, the vice president of Chongqing Three Gorges Water Co., Ltd. from March 2007 to August 2007, and the deputy party committee secretary, the party committee secretary and the vice manager of Chongqing Municipality Tap Water Co., Ltd. from December 1998 to May 2003.

Mr. Xiang graduated from Chongqing Normal College (now known as Chongqing Normal University) majoring in Chinese language and literature in June 1986.

Mr. Qin Wei (覃偉), aged 51, nominated by Yufu, one of our substantial shareholders, has been a non-executive Director of our Bank since February 18, 2011.

Mr. Qin has been a party committee member and vice general manager of Yufu since March 2008. Mr. Qin had successively held various positions since he commenced his career in August 1983 , including a section member of the first enterprise finance section of Chongqing Municipal Finance Bureau, the deputy head of the Jiulongpo district factory settlement team and the Jiangbei district factory settlement team, a senior staff member of the general office, the deputy director of the general office, vice division chief of the industry and traffic division and the division chief of the enterprise division I and the enterprise division. Mr. Qin did not hold any directorship in any other listed companies in the last three years.

Mr. Qin obtained a bachelor’s degree in economics, majoring in finance, from Sichuan Finance and Economics College (四川財經學院) in July 1983 and an executive master of business administration degree, from Chongqing University in June 2008. Mr. Qin is a senior accountant.

Mr. Deng Yong (鄧勇), aged 53, nominated by Yufu, one of our substantial shareholders, has been a non-executive Director of our Bank since February 1, 2013.

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Mr. Deng has been the chief financial officer of Yufu since April 2012. Mr. Deng commenced his career in December 1982. He served successively as a director, the assistant to president and the general manager of the planning and finance department of Southwest Securities Company Limited from August 2008 to April 2012, the assistant to general manager and the manager of finance department of Yufu from March 2004 to August 2008, the deputy general manager of the Linjiang Road and Jiulongpo business office (臨江路、九龍坡營業部) of China Galaxy Securities Co., Ltd. from September 2000 to March 2004 and the deputy general manager of Chongqing Securities Division of China Cinda Trust and Investment Corporation (中國信達信託投資公司重慶證券營業部) from June 1997 to September 2000.

Mr. Deng has been a non-executive director of Chongqing Machinery & Electric Co., Ltd. (listed on the Hong Kong Stock Exchange, stock code: 2722) since June 2013 and a director of Chongqing Chuanyi Automation Co., Ltd. since April 2013.

Mr. Deng obtained a graduation certificate from the Applied Mathematics Department of Yuzhou University (now known as Chongqing Technology and Business University) in July 1982 and obtained a postgraduate certificate from the Applied Mathematics Department of Chongqing University in 1988.

Ms. Lv Wei (呂維), aged 41, nominated by Chongqing Road & Bridge Co., Ltd., has been a non-executive Director of our Bank since June 3, 2009.

Ms. Lv has been a vice president of Chongqing International Trust Co., Ltd. (formerly known as Chongqing International Trust & Investment Co., Ltd) since September 2012, and the secretary to the board of directors and the head of the legal affairs department of Chongqing International Trust Co., Ltd. since March 2007. Ms. Lv successively worked as the business manager and the deputy head of the legal affairs department of Chongqing International Trust & Investment Co., Ltd. from February 2005 to March 2007. She was an assistant judge of the criminal tribunal, the research office and the third civil tribunal of the Higher People’s Court of Chongqing between October 1998 and February 2005. Ms. Lv also worked as a clerk of the second economic tribunal and the trial supervision tribunal of the First Intermediate Court of Chongqing from June 1997 to October 1998 and a clerk of the second economic tribunal of the then Chongqing Intermediate People’s Court of Sichuan Province from July 1995 to June 1997.

Ms. Lv has been a director of Chongqing Road and Bridge Co., Ltd. (listed on the Shanghai Stock Exchange, stock code: 600106) since August 2007.

Ms. Lv obtained a bachelor’s degree in law, majoring in economic laws, from Southwest University of Political Science and Law in July 1995 and a master’s degree in law, majoring in civil and commercial laws, from Southwest University of Political Science and Law in 2005. Ms. Lv obtained the Legal Profession Certificate (法律職業資格證書) in February 2008 and the Practicing Corporate Counsel Certificate (企業法律顧問執業資格證書) in 2007.

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\Independent Non-Executive Directors

Dr. Zhang Weiguo (張衛國), aged 47, was appointed as an independent non-executive Director of our Bank on 18 February 2011.

Dr. Zhang has been the president of Southwest University since May 2011. Dr. Zhang previously worked as a vice president of Chongqing University from July 2003 to May 2011, the vice director and the director of the planning and finance division (計劃財務處) of Chongqing University from August 1997 to July 2003, and the director of the department of management of the School of Economics and Business Administration of Chongqing University from July 1993 to August 1997. Dr. Zhang did not hold any directorship in any other listed companies in the last three years.

Dr. Zhang obtained a doctorate degree in management, majoring in technology economy and management from Chongqing University in December 2003. Dr. Zhang is a professor and a doctoral supervisor.

Dr. Sun Fangcheng (孫芳城), aged 50, was appointed as an independent non-executive Director of our Bank on February 18, 2011.

Dr. Sun has been the president of Chongqing Three Gorges University since September 2009. Dr. Sun worked as a vice president of Chongqing University of Technology (formerly known as Chongqing Institute of Technology and Chongqing Institute of Industrial Management) from June 1997 to August 2009, the deputy director and the director of the department of accounting of Chongqing Institute of Industrial Management (currently known as Chongqing University of Technology) from January 1993 to June 1997, and he was teaching accounting at the Chongqing Institute of Industrial Management (currently known as Chongqing University of Technology) from January 1989 to December 1992 and was appointed as lecturer in 1990.

Dr. Sun has been an independent director and the chairman of the audit committee of Chongqing Water Group Co., Ltd. (listed on the Shanghai Stock Exchange, stock code: 601158) since August 2007, an independent director and the chairman of the audit committee of Chongqing Jian Feng Chemical Co., Ltd. (listed on the Shenzhen Stock Exchange, stock code: 000950) since September 2008, as well as an independent director and a member of the audit committee of Chongqing Brewery Co., Ltd. (listed on the Shanghai Stock Exchange, stock code: 600132) since April 2010.

Dr. Sun obtained a bachelor’s degree in economics, majoring in mercantile financial accounting, from Anhui Institute of Finance and Trade (now known as Anhui University of Finance & Economics) in July 1984 and a doctorate degree in management, majoring in accounting from the Research Institute of Fiscal Science of the Ministry of Finance of the PRC in July 2008. Dr. Sun is a professor and a non-practicing member of the Chinese Institute of Certified Public Accountants.

Mr. Han Deyun (韓德雲), aged 50, was appointed as an independent non-executive Director of our Bank on February 18, 2011.

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Mr. Han has been an attorney at law and managing partner of Solton & Partners since January 1995. From July 1982 to January 1995, Mr. Han served as a member of the youth league committee and the world bank loan office of Southwest Institute of Political Science and Law, a teaching assistant, a lecturer and an associate professor of Southwest Institute of Political Science and Law and a visiting lecturer at the faculty of law of the University of California, Los Angeles.

Mr. Han was an independent director of Loncin Motor Co., Ltd. (listed on the Shanghai Stock Exchange, stock code: 603766) from October 2010 to November 2012, an independent director of Chongqing Jiulong Electric Power Co., Ltd. (listed on the Shanghai Stock Exchange, stock code: 600292) from September 2006 to May 2010. He also served as an independent director of Chengdu Commercial Bank from 2006 to 2009.

Mr. Han obtained a master’s degree in law from University of California, Los Angeles in May 1989. Mr. Han obtained a grade I lawyer certificate from Chongqing Municipal Bureau of Justice in January 2007.

Mr.LiHe(李和), aged 59, was appointed as an independent non-executive Director of our Bank on September 4, 2013.

Mr. Li served successively as vice president, president and supervisor of Huishang Bank from December 2005 to June 2013. Prior to that, Mr. Li worked as the party committee secretary and president of Wuhan Branch of China Minsheng Bank Corp., Ltd., and the general manager of retail banking department and enterprise planning department at head office of China Minsheng Bank Corp., Ltd. from September 1997 to December 2005, the party committee secretary and the president of Wuhan Branch of China Investment Bank from November 1995 to September 1997, and the director of the general office of Hubei Bureau of the State Administration of Foreign Exchange from December 1993 to November 1995. He also worked as a clerk and section chief of planning department of Hubei Branch of the People’s Bank of China, the vice president of Shiyan Branch of the People’s Bank of China and the vice director and director of planning department of Hubei Branch of the People’s Bank of China from July 1982 to December 1993. Mr. Li did not hold any directorship in any other listed companies in the last three years.

Mr. Li obtained a graduation certificate from Huazhong College of Technology (now known as Huazhong University of Science and Technology) in July 1982, and a master’s degree from Zhongnan University of Economics and Law in June 1996. Mr. Li is a senior economist.

Mr. To Koon Man Henry (杜冠文), aged 60, was appointed as an independent non-executive Director of our Bank on September 4, 2013.

Mr. To served as the chief financial officer of Shanghai Commercial Bank Ltd. (上海商業銀行有限公司) from 1988 to November 2012. Prior to that, Mr. To served as a senior manager in Hong Kong office of PricewaterhouseCoopers from 1980 to 1988, and a senior accountant of the auditing department in Toronto office of Deloitte & Touche from 1976 to 1980. Mr. To did not hold any directorship in any other listed companies in the last three years.

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Mr. To obtained a bachelor’s degree in arts from University of Toronto in 1975, and qualified as a Chartered Accountant and a Certified Management Accountant of Canada in 1979 and 1980, respectively. Mr. To is currently a Hong Kong certified public accountant, a Certificated Tax Advisor and a fellow member of Hong Kong Institute of Directors. He used to be a member of Financial Services Group Committee of the Hong Kong Institute of Certified Public Accountants (香港會計師公會金融服務利益集團委員會) and a member of the Expert Panel on Listing of the Hong Kong Institute of Certified Public Accountants (香港會計師公會上市專家評審委員會委員).

SUPERVISORS LR 19A.41 LR 19A.18(2)

Our Board of Supervisors has nine Supervisors, consisting of two shareholder Supervisors, four employee Supervisors and three external Supervisors. The following table sets forth certain information about our supervisors:

Date of Appointment Name Age for current term Position Ms. MA Qianzhen (馬千真) 60 November 19, 2012 employee Supervisor & (chairperson of board of chairperson of board of supervisors: April 10, 2013) supervisors

Mr. HUANG Changsheng (黃常勝) 49 April 28, 2013 employee Supervisor

Ms. WAN Jiayu (萬嘉妤) 48 April 25, 2011 employee Supervisor

Mr. LIN Min (林敏) 43 April 28, 2013 employee Supervisor

Mr. SI Houchun (司厚春) 48 December 29, 2010 shareholder Supervisor

Mr. LIU Xingyu (劉興域) 64 December 29, 2010 shareholder Supervisor

Mr. ZHOU Yongkang (周永康) 64 December 29, 2010 external Supervisor

Ms. WEN Yuping (文玉萍) 56 March 30, 2012 external Supervisor

Mr. CHEN Zhengsheng (陳正生) 62 May 24, 2013 external Supervisor

Ms. Ma Qianzhen (馬千真), aged 60, was appointed as an employee Supervisor of our Bank on November 19, 2012 and has been the chairperson of our board of supervisors since April 10, 2013.

Ms. Ma joined our Bank in February 2008 and has been our party committee secretary since then. She served as the chairperson of our Bank since December 2008 and ceased to be the chairperson of our Bank in November 2012 due to a job relocation within our Bank.

Prior to joining our Bank, Ms. Ma worked as a staff member of the budget section, deputy director and director of the budget division, deputy director-general, director-general and party committee secretary of Chongqing Municipal Finance Bureau from March 1983 to February 2008. Ms. Ma previously worked in Chongqing Foundry Machinery Factory from April 1972 to March 1983. She previously served as a member of the board of supervisors of China Banking Association. Ms. Ma did not hold any directorship in any other listed companies in the last three years.

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Ms. Ma obtained a graduation certificate in Chinese literature from Chongqing Junior Teachers’ College (now known as Chongqing Normal University) in August 1976, a postgraduate certificate in accounting from the postgraduate department of the Research Institute of Fiscal Science of the Ministry of Finance of the PRC in May 1999, and an executive master of business administration degree from Chongqing University in December 2010. Ms. Ma is a senior accountant.

Mr. Huang Changsheng (黃常勝), aged 49, was appointed as our employee Supervisor on April 28, 2013. Mr. Huang joined our Bank in October 1995. Mr. Huang is currently a deputy party committee secretary, secretary of the discipline committee and chairman of the labor union of our Bank. Mr. Huang previously served as the director of the banking department, the director of the credit department and the director of the general office of the Xiaolongkan sub-branch of our Bank, the assistant to the manager of Guanyinqiao sub-branch of our Bank, assistant to the director, deputy director and director of the general office of our Bank, the board secretary of our Bank and the deputy director of the office of board (in charge), the general manager of the human resources department of our Bank, the head of the preparation group of Guiyang Branch, and the party committee secretary and the manager of Guiyang Branch of our Bank.

Prior to joining our Bank, Mr. Huang worked as the director of the credit department of Shapingba Urban Credit Cooperative in Chongqing from February 1994 to October 1995. Mr. Huang did not hold any directorship in any other listed companies in the last three years.

Mr. Huang obtained an executive master in business administration degree from Chongqing University in December 2012. Mr. Huang is an economist.

Ms. Wan Jiayu (萬嘉妤), aged 48, was appointed as our employee Supervisor in April 2011. Ms. Wan joined our Bank in May 2001. She served as the deputy manager and manager of Yangshilu sub-branch from 2001 to 2009, and the manager of Hi-tech Zone sub-branch from 2009 to 2011. Ms. Wan is currently the general manger of the banking department of our headquarters.

Prior to joining our Bank, Ms. Wan served as a deputy director of the Jiulongpo sub-branch of the Bank of China in Chongqing from 1992 to 2001. She was a teacher at the school for children of staff members of Huxi Electrical Machinery Factory in Chongqing from 1987 to 1992. Ms. Wan did not hold any directorship in any other listed companies in the last three years.

Ms. Wan obtained an executive master of business administration degree from Chongqing University in December 2012. Ms. Wan is an assistant economist.

Mr. Lin Min (林敏), aged 43, was appointed as our employee Supervisor on April 28, 2013. Mr. Lin joined our Bank in December 1999. Mr. Lin is currently the manager and party committee secretary of the Xi’an Branch of our Bank. Mr. Lin previously served as an assistant to the manager of Linjiangmen sub-branch, the deputy manager of Fuling sub-branch, the deputy general manager of the marketing department (in charge), the manager of Nanping sub-branch, the manager of Banan sub-branch, and a member of the preparation group of the Xi’an Branch of Chongqing Bank.

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Prior to joining our Bank, Mr. Lin served successively as a clerk, the deputy director and director of the general office, and the assistant to manager of Chongqing International Trust & Investment Co., Ltd. from January 1993 to December 1999, and worked at Chongqing Municipality Tap Water Co. Ltd. from December 1991 to December 1992. Mr. Lin did not hold any directorship in any other listed companies in the last three years.

Mr. Lin obtained an executive master of business administration degree from Chongqing University in December 2009. Mr. Lin is an accountant.

Mr. Si Houchun (司厚春), aged 48, was appointed as our shareholder Supervisor in December 2010.

Mr. Si is currently a director and the chief financial officer of Chongqing Tourism Investment Group Co., Ltd. Mr. Si previously served as the chief accountant of Chongqing Transport and Travel Investment Group Limited from July 2005 to August 2010, and the head of finance department of Chongqing High-grade Highway Construction and Investment Co., Ltd. (重慶高等級公路建設投資有限公司) from December 2002 to July 2005. During the period from June 1985 to November 2002, Mr. Si worked in the Chongqing branch of Industrial and Commercial Bank of China for 17 years, where he served as director, section chief, assistant to president, vice president of Fengjie County sub-branch and vice president of Bishan County sub-branch. Mr. Si did not hold any directorship in any other listed companies in the last three years.

Mr. Si obtained a master of business administration graduation certificate from Chongqing College of Master of Business Administration (重慶工商管理碩士學院) in March 2004. Mr. Si is a senior accountant.

Mr. Liu Xingyu (劉興域), aged 64, was appointed as our shareholder Supervisor in December 2010.

Mr. Liu is currently the office manager and manager of administrative department of Chongqing South Group Limited. Mr. Liu previously served as an employee, statistician, deputy section chief and section chief of production planning section of Chongqing Third Plastics Plant, a state-owned enterprise, from November 1972 to April 1993, and served as the director of the general office and deputy general manager of Chongqing Xinma Tape Plant (重慶新馬粘膠帶廠) from April 1993 to November 1997. Mr. Liu did not hold any directorship in any other listed companies in the last three years.

Mr. Liu obtained a college diploma in economics and management from Beijing Economic Correspondence University (北京經濟函授大學) in January 1989. Mr. Liu is an economist and an assistant statistician.

Mr. Zhou Yongkang (周永康), aged 64, was appointed as our Supervisor in December 2010. Mr. Zhou is an external Supervisor.

Mr. Zhou has over 42 years of experience in the banking industry. He held various positions, including vice director, at People’s Bank of China Chongqing Lianglukou local branch (中國人民銀行重慶市兩路口分理處) from 1971 to 1983, and served successively as the deputy director and director of the

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Central Division Agency of Industrial and Commercial Bank of China Chongqing branch from 1983 to 1988 and director of the accounting department, vice president and counsel of Industrial and Commercial Bank of China Chongqing branch from 1988 to 2008. Mr. Zhou retired in 2008. Mr. Zhou did not hold any directorship in any other listed companies in the last three years.

Mr. Zhou graduated from the undergraduate course in the Correspondence School of Chongqing Party School of the Chinese Communist Party, majoring in finance, in December 1997. Mr. Zhou is a senior economist.

Ms. Wen Yuping (文玉萍), aged 56, was appointed as our Supervisor on March 30, 2012. Ms. Wen is an external Supervisor.

During the period from October 2000 to December 2011, Ms. Wen served successively as full-time supervisor (probation period) at the State-owned Enterprises Supervisors’ Work Office of Chongqing Municipal People’s Government (重慶市人民政府國有企業監事會工作辦公室) and as an assistant consultant (full-time supervisor) at the State-owned Enterprises Supervisors’ Management Office of Chongqing Municipal People’s Government (重慶市人民政府國有企業監事會管理辦公室), an assistant consultant (full-time supervisor) at the State-owned Enterprises Supervisors’ Work Office of Chongqing State-owned Assets Supervision and Administration Commission (重慶市國有資產監督管理委員會國有企業監事會工作辦公室), and a consultant at the second supervision division of the Supervision Work Office (Audit Office) (監事工作辦公室（審計工作辦公室）監事二處) of Chongqing State-owned Assets Supervision and Administration Commission. She previously worked as an accountant and chief of finance section of Chongqing Xinhua Chemical Plant (重慶新華化工廠) from November 1977 to October 2000. Ms. Wen did not hold any directorship in any other listed companies in the last three years.

Ms. Wen obtained a college diploma in accounting from Southwestern University of Finance and Economics in December 1988. Ms. Wen is a senior accountant.

Mr. Chen Zhengsheng (陳正生), aged 62, was appointed as our Supervisor on May 24, 2013. Mr. Chen is an external Supervisor.

Mr. Chen has over 39 years of experience in banking industry. Mr. Chen held a number of positions in Chongqing Branch of ICBC between May 1984 and April 2011, including director of Jiefangbei Local Branch (解放碑分理處主任), deputy director of the office of Central City District (currently Yuzhong District), director of fund planning office (資金計劃處處長), and vice president and counsel of Chongqing Branch. He was the vice head of the credit group and deputy director of the former Chongqing Qixinggang Local Branch of the People’s Bank of China between April 1972 and May 1984. Mr. Chen retired in April 2011. Mr. Chen has been an independent non-executive director of Chongqing Rural Commercial Bank Co., Ltd. (listed on the Hong Kong Stock Exchange, stock code: 3618) from December 2011, an independent director of Chongqing Yukaifa Company Limited (重慶渝開發股份有限公司) (listed on the Shenzhen Stock Exchange, stock code: 000514) from August 2012, and an independent director of Loncin Motor Company Limited (隆鑫通用動力股份有限公司) (listed on the Shanghai Stock Exchange, stock code: 603766) from November 2012.

Mr. Chen obtained a postgraduate certificate in political economics (including regional economics) from Chongqing Party School of the Chinese Communist Party in June 1998. Mr. Chen is a senior economist.

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SENIOR MANAGEMENT

The following table sets out certain information regarding our senior management:

Name Age Position Mr. RAN Hailing (冉海陵) 50 President

Mr. WANG Min (王敏) 50 Vice President

Ms. NI Yuemin (倪月敏) 47 Vice President and Chief Financial Officer

Mr. NIU Yueqiang (牛躍強) 48 Vice President

Mr. LIU Jianhua (劉建華) 47 Executive Head of Retail Banking

Ms. YANG Shiyin (楊世銀) 48 Executive Head of Corporate Banking

Mr. ZHOU Guohua (周國華) 47 Chief Operations Officer

Mr. ZUO Xiaobo (左小波) 48 Chief Information Officer

Mr. ZHAN Wanghua (詹旺華) 47 Chief Risk Officer

Mr. LI Zaining (李在寧) 58 Secretary to the Board

For the biography of Mr. Ran Hailing (冉海陵), please refer to “Directors” in this section.

Mr. Wang Min (王敏), aged 50, joined our Bank as vice president in September 2006. He is responsible for the management of the risk assessment department, the loan supervision department and the security department.

Prior to joining our Bank, Mr. Wang served as an internal auditor (section-level) of the general office of the internal audit office and a vice director of the internal audit division II of the credit department of China Development Bank, and director of audit & supervision division and director of customer division II of Chongqing Branch of China Development Bank from December 1994 to July 2006. Mr. Wang did not hold any directorship in any other listed companies in the last three years.

Mr. Wang obtained a bachelor’s degree in history, majoring in archival science, from Renmin University of China in July 1986. Mr. Wang is an archivist (館員).

For the biography of Ms. Ni Yuemin (倪月敏), please refer to “Directors” in this section.

Mr. Niu Yueqiang (牛躍強), aged 48, was appointed as our vice president in January 2010. Mr. Niu joined our Bank in September 1996. He had served as deputy manager of Caiyuanba sub-branch, deputy manager and manager of Chaotianmen sub-branch, deputy director and director of treasury department at the Headquarters, director of the bills center and assistant to president of our Bank. Mr. Niu is currently responsible for the management of asset and liability management department, treasury department and bills department and also assists in the management of human resources department.

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Prior to joining our Bank, Mr. Niu served as a cadre of financial administration division of Chongqing Branch of the People’s Bank of China and manager of the securities department of Chongqing Investment Fund Management Company (重慶投資基金管理公司) from 1988 to 1996. Mr. Niu did not hold any directorship in any other listed companies in the last three years.

Mr. Niu obtained an executive master of business administration degree from Chongqing University in December 2012, and obtained a bachelor’s degree in economics, majored in industrial economics, from Southwestern University of Finance and Economics in July 1988. Mr. Niu is an economist.

Mr. Liu Jianhua (劉建華), aged 47, was appointed as our executive head of retail banking in September 2011. Mr. Liu joined our Bank in December 1996. He had served as deputy manager and manager of Shangqingsi sub-branch, manager of Renhe Street sub-branch, employee Supervisor of the second, third and fourth Board of Supervisors and general manager of the corporate banking department of our Bank. He is currently responsible for management and development of retail business of our Bank.

Prior to joining our Bank, Mr. Liu served as vice director of Chongqing Chujin Urban Credit Cooperative (重慶儲金城市信用社) from June 1993 to December 1996, and served as a clerk at the Transmission Department of Chongqing Post Office (重慶市郵政局轉運處) from December 1984 to June 1993. Mr. Liu did not hold any directorship in any other listed companies in the last three years.

Mr. Liu obtained an executive master of business administration degree from Chongqing University in December 2011, and obtained a graduation certificate from the postgraduate course in law of Chongqing Party School of the Chinese Communist Party in June 2001. Mr. Liu is a senior economist.

Ms. Yang Shiyin (楊世銀), aged 48, was appointed as our executive head of corporate banking in September 2011. Ms. Yang joined our Bank in September 2001. She had served as chief and manager of Yangjiaping sub-branch, and chief and manager of Jiefangbei sub-branch of our Bank. She is currently responsible for management and development of corporate business of our Bank.

Prior to joining our Bank, Ms. Yang served as deputy section chief of currency exchange section, chief cashier and director of banking department of Jiulongpo sub-branch of Bank of China in Chongqing from May 1989 to August 2001, and accountant of Chongqing Jiulongpo Department Store and Wholesale Company (重慶市九龍坡地區百貨批發公司) from August 1987 to May 1989. Ms. Yang did not hold any directorship in any other listed companies in the last three years.

Ms. Yang obtained a bachelor’s degree in economics from Anhui College of Finance and Economics (now known as Anhui University of Finance & Economics) in July 1987. Ms. Yang is a senior economist.

Mr. Zhou Guohua (周國華), aged 47, was appointed as our chief operations officer in September 2011. Mr. Zhou joined our Bank in September 2003. He had served as chief and assistant to the director of the office of the Board of Supervisors, deputy manager of Yubei sub-branch (in charge), and manager of Chongqing Hi-tech Industrial Development Zone branch and chief and manager of Great Hall sub-branch of our Bank. He is currently responsible for management of operations of our Bank.

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Prior to joining our Bank, Mr. Zhou served as section member and deputy section chief of finance management section (金管科) of Changshou sub-branch of the People’s Bank of China from January 1998 to September 2003, and director of banking department of Changshou sub-branch of Agricultural Bank of China from December 1996 to December 1997. Mr. Zhou did not hold any directorship in any other listed companies in the last three years.

Mr. Zhou obtained an undergraduate diploma majoring in agriculture and animal husbandry economic management from Sichuan Agricultural University in July 1991. Mr. Zhou is an assistant economist.

Mr. Zuo Xiaobo (左小波), aged 48, was appointed as our chief information officer in September 2011. He is currently responsible for information technology development and information risk control.

Prior to joining our Bank, Mr. Zuo served as head of the Science and Technology Department of Industrial and Commercial Bank of China (Asia) Limited in Hong Kong from April 2008 to April 2011, and successively worked as project manager, deputy manager of the Development Department, chief engineer assistant, general manager of Development Department I and general manager of the R&D Management Department of Software R&D Center of Industrial and Commercial Bank of China from July 1996 to April 2008, software programmer and vice section chief of the Science & Technology Section of Changsha Branch of Industrial and Commercial Bank of China from July 1992 to July 1996, and teacher of Xiangtan Mining Institute (now known as Hunan University of Science and Technology) from July 1985 to October 1989. Mr. Zuo did not hold any directorship in any other listed companies in the last three years.

Mr. Zuo obtained a master’s degree in Science, majoring in computational mathematics from the Department of Mathematics of Xiangtan University in July 1992. Mr. Zuo is a senior engineer.

For the biography of Mr. Zhan Wanghua (詹旺華), please refer to “Directors” in this section.

Mr. Li Zaining (李在寧), aged 58, was appointed as secretary to the Board of Directors in September 2007. Mr. Li joined our Bank in January 2001. He had served as chief and deputy manager of the Market Development Department, chief and general manager of the Individual Banking Department and director of the Capital Raising & Listing Office of our Bank. Mr. Li is currently responsible for preparation of shareholders’ meetings and board meetings of our Bank, files management and information disclosure.

Prior to joining our Bank, Mr. Li worked successively as a teacher at the Chongqing School of Finance and Trade and served as head of the Teaching and Research Office, vice dean of the President’s Office and dean of the Finance & Investment Department in Chongqing Institute of Commerce from December 1983 to January 2001. He was a teaching assistant in Kunming Normal Training College from January 1982 to December 1983. Mr. Li served as a director at Chongqing Department Store Co., Ltd (重慶百貨大樓股份有限公司) (listed on Shanghai Stock Exchange, stock code: 600729) from March 2007 to August 2007. Mr. Li did not hold any directorship in any other listed companies in the last three years.

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Mr. Li obtained a bachelor’s degree in law from the Political Science Department of Southwest Normal College (now known as Southwest Normal University) in January 1982. Mr. Li was awarded the title of lecturer and associate professor in 1987 and 1994 respectively.

JOINT COMPANY SECRETARIES App1 A-42

Mr. Zhou Wenfeng (周文鋒), aged 45, was appointed as a joint company secretary of our Bank on July 16, 2013.

Mr. Zhou joined our Bank in November 2003. Mr. Zhou has been the head of the Listing Office since April 2007. Mr. Zhou previously served successively as deputy director of the Capital Raising & Listing Office of our Bank from February 2007 to April 2007, deputy director of the Office of Board of our Bank from December 2004 to February 2007, deputy general manager of the Market Development Department of our Bank from March 2004 to December 2004 and assistant to the manager of the Fuling sub-branch of our Bank from November 2003 to March 2004.

Prior to joining our Bank, Mr. Zhou had served successively as the third secretary and section chief of the Party Commission Office of Fuling, chief section officer of the fiscal department of Fuling, deputy general manager of Tongji Industry Company Limited (通濟實業有限公司) and general manager of Yinke Economic and Technology Credit Guarantee Company Limited (銀科經濟技術信用擔保有限公司) from March 1992 to November 2003.

Mr. Zhou obtained a Bachelor’s degree in Philosophy from Xiamen University in July 1989.

Ms. Ho Wing Tsz Wendy (何詠紫), aged 43, was appointed as a joint company secretary on October 8, 2013.

Ms. Ho is a Senior Manager of Corporate Services at Tricor Services Limited (“Tricor”). Prior to joining Tricor, Ms. Ho served as manager of Tengis Limited, the company secretarial department of Ernst & Young in Hong Kong. Ms. Ho has extensive experience in a diversified range of corporate services and has been providing professional services for over 18 years. She has been providing corporate secretarial services to listed companies. Ms. Ho is a Chartered Secretary as well as a Fellow member of both The Institute of Chartered Secretaries and Administrators in United Kingdom and The Hong Kong Institute of Chartered Secretaries (“HKICS”). She is also holder of a Practitioner’s Endorsement Certificate issued by HKICS.

COMMITTEES UNDER THE BOARD OF DIRECTORS

Our Bank currently has the following committees under the Board: an audit committee, a remuneration and nomination committee, a strategic committee, an information technology guidance committee, a connected transactions control committee and a risk management committee. Our Bank will form a remuneration and appraisal committee and a nomination committee to replace the current remuneration and nomination committee on certain date. The committees operate in accordance with terms of reference established by our Board.

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Audit Committee

Our Bank has established an audit committee with written terms of reference in compliance with Rule 3.21 of certain rules and regulations and paragraph C3 of the Corporate Governance Code as set forth in Appendix 14 to certain rules and regulations. The audit committee consists of two non-executive Directors, being Mr. Deng Yong and Ms. Lv Wei, and three independent non-executive Directors, being Dr. Sun Fangcheng, Mr. Li He and Mr. To Koon Man Henry, which is in compliance with Rules 3.10(2) and 3.21 of certain rules and regulations in respect of requirements on the appropriate accounting and related financial management expertise. The chairman of the committee is Dr. Sun Fangcheng. The primary duties of the committee include the following:

• reviewing qualifications of the external auditors and their expenses as well as the audit opinions to be provided to the Board;

• inspecting the accounting policies, financial condition and financial reporting procedures of our Bank;

• taking charge of the annual audit work of our Bank;

• ensuring appropriate remedies are taken by the management in a timely manner to solve the problems identified in the audit report;

• evaluating the work procedures and results of internal audit department; and

• assessing the independence and objectivity of external auditors.

Remuneration and Nomination Committee

Our Bank has established a remuneration and nomination committee with written terms of reference in compliance with paragraphs B1 and A5 of the Code of Corporate Governance Practices as set forth in Appendix 14 to certain rules and regulations. The remuneration and nomination committee consists of two non-executive Directors, being Mr. Yin Mingshan and Ms. Lv Wei, and three independent non-executive Directors, being Dr. Zhang Weiguo, Dr. Sun Fangcheng and Mr. Han Deyun. The chairman of the committee is Dr. Zhang Weiguo. The primary duties of the committee include the following:

Duties in respect of remuneration and appraisal

• formulating and proposing to the Board of Directors proposals in connection with the remuneration policies for Directors, Supervisors, senior management members and other personnel at key posts, and supervising the implementation of such proposals;

• studying and formulating the appraisal criteria for Directors, Supervisors, senior management members and other personnel at key posts and proceeding with implementation;

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• considering the annual remuneration for Directors, Supervisors, senior management members and other personnel at key posts and proposing to the Board of Directors for approval; and

• any other matters in association with the remuneration and appraisal management as authorized by the Board of Directors.

Duties in respect of nomination

• formulating the procedures and criteria for selecting and appointing Directors and senior management members;

• searching for and conducting preliminary reviews on the qualifications and requirements for candidates of Directors and senior management members, and putting forward proposals to the Board of Directors;

• assessing the independence of independent non-executive Directors; and

• any other matters in association with nomination as authorized by the Board of Directors.

On certain date, our Bank will establish a remuneration and appraisal committee and a nomination committee with written terms of reference effective as of certain date to replace the current remuneration and nomination committee. Each of the remuneration and appraisal committee and the nomination committee will consist of two non-executive Directors, being Mr. Yin Mingshan and Ms. Lv Wei, and three independent non-executive Directors, being Dr. Zhang Weiguo, Dr. Sun Fangcheng and Mr. Han Deyun. The chairman of the two committees is Dr. Zhang Weiguo. The primary duties of the remuneration and appraisal committee include those as mentioned above in respect of the remuneration and appraisal functions of the current remuneration and nomination committee, and the primary duties of the nomination committee include those as mentioned above in respect of the nomination functions of the current remuneration and nomination committee.

Strategic Committee

Our Bank has established a strategic committee with written terms of reference. The strategic committee consists of four non-executive Directors, being Mr. Yin Mingshan, Mr. Qin Wei, Mr. Xiang Li and Mr. Wong Hon Hing and three executive Directors, being Mr. Gan Weimin, Mr. Ran Hailing and Ms. Ni Yuemin. The chairman of the committee is Mr. Gan Weimin. The primary duties of the committee include the following:

• formulating the operation goals and long-term development strategies of our Bank;

• supervising and inspecting the implementation of annual operating plans and investment proposals;

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• fine-tuning the long-term development strategies based on the actual conditions of our Bank; and

• evaluating the feasibility of our Bank to conduct significant external investment and expansion.

Information Technology Guidance Committee

Our Bank has established an information technology guidance committee with written terms of reference. The information technology guidance committee consists of two non-executive Directors, being Mr. Wong Hon Hing and Dr. Zhang Weiguo, and three executive Directors, being Mr. Ran Hailing, Ms. Ni Yuemin and Mr. Zhan Wanghua. The chairman of the committee is Mr. Wong Hon Hing. The primary duties of the committee include the following:

• reviewing and approving the information technology strategy, organizational structure of information technology governance, significant information technology construction projects and budget of our Bank, so as to ensure their alignment with the overall business strategy and major strategies;

• assessing the overall efficiency of information technology work, the information technology strategy planning and the implementation progress of its significant projects annually;

• instructing and supervising the senior management and its relevant management departments to conduct identification, measurement, monitoring and control of information technology risk; and

• steering the work of the information technology management commission and conducting preliminary reviews on the annual report submitted by it to the Board of Directors on information technology risk.

Connected Transactions Control Committee

Our Bank has established a connected transactions control committee with written terms of reference. The connected transactions control committee consists of five independent non-executive Directors, being Dr. Sun Fangcheng, Mr. Li He, Dr. Zhang Weiguo, Mr. To Koon Man Henry and Mr. Han Deyun. The chairman of the committee is Mr. Han Deyun. The primary duties of the committee include the following:

• identifying our Bank’s connected parties according to the relevant laws, rules and regulations;

• inspecting, supervising and reviewing significant related party transactions; and

• ensuring our Bank’s connected transactions are conducted to the extent permitted by law and taking necessary measures to control or mitigate risks involving connected transactions.

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Risk Management Committee

Our Bank has established a risk management committee with written terms of reference. The risk management committee consists of three executive Directors, being Mr. Gan Weimin, Mr. Ran Hailing and Mr. Zhan Wanghua, and two independent non-executive Directors, being Mr. Li He and Mr. To Koon Man Henry. The chairman of the committee is Mr. Li He. The primary duties of the committee include the following:

• formulating risk management strategies and risk quota management policies and implementing the above strategies and policies upon the Board’s approval;

• supervising the control of credit risk, market risk, liquidity risk, operation risk, compliance risk, reputation risk and other risks by senior management;

• conducting regular assessment based on the report of the senior management by identifying, monitoring and controlling our Bank’s risks and their management status and its tolerance to risks and proposing corresponding risk countermeasures; and

• evaluating the work procedures and efficiency of the risk control department of our Bank and making proposals on improvement in risk control and internal control of our Bank.

COMMITTEE UNDER THE BOARD OF SUPERVISORS

In addition to the above committees under the Board, our Bank has also established a supervision and nomination committee under our Board of Supervisors with written terms of reference. The supervision and nomination committee consists of five Supervisors, being Mr. Zhou Yongkang, Mr. Huang Changsheng, Mr. Chen Zhengsheng, Ms. Wen Yuping and Ms. Wan Jiayu. The chairman of the supervision and nomination committee is Mr. Zhou Yongkang. The primary duties of the supervision and nomination committee include the following:

• taking charge of the formulation of specific proposal for the Board of Supervisors to exercise its supervisory functions and powers;

• executing its function of supervising audit with the authorization of the Board of Supervisors and to be responsible for formulating audit proposal for supervising the due diligence of Directors, Chairman and senior management members; formulating proposal for supervising and auditing our Bank’s treasury activities, operation decisions, risk management and internal control with the authorization of the Board of Supervisors, and organizing the implementation of such audit activities, as well as taking charge of the audit on the resignation and retirement of Directors and senior management members;

• taking charge of conducting investigation on specific matters of our Bank with the authorization of the Board of Supervisors and reporting the results to the Board of Supervisors and the Board of Directors simultaneously; and

• formulating the procedures and criteria for selecting and appointing Supervisors according to relevant laws, rules and regulations and conducting preliminary review on the qualifications and conditions for candidates of Supervisors and proposing to the Board of Supervisors.

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COMPENSATION OF DIRECTORS, SUPERVISORS AND MANAGEMENT

Our Bank offers our executive Directors, Supervisors and senior management members, who are also employees of our Bank, various compensation in the form of salaries, bonuses, social security plans, housing provident fund plans and other benefits. Our non-executive Directors (including independent non-executive Directors) receive compensation based on their responsibilities.

The aggregate amount of remuneration paid by us to our Directors and Supervisors in 2010, 2011 App1 A-33(2) (a)(b)(c)(d) and 2012 and the six months ended June 30, 2013 was approximately RMB8.9 million, RMB11.35 million, RMB10.89 million and RMB6.01 million, respectively.

The aggregate amount of remuneration paid by us to our five highest paid individuals in 2010, 2011 App1 A-33(3) (a)(b)(c)(d) and 2012 and the six months ended June 30, 2013 was approximately RMB6.33 million, RMB8.82 million, RMB11.48 million and RMB9.34 million, respectively.

It is estimated that remuneration equivalent to approximately RMB12.40 million in aggregate will be App1 A-46(3) paid and granted to the Directors and Supervisors by our Bank in 2013 under arrangements in force as of the date of this document.

No remuneration was paid to the Directors, Supervisors or the five highest paid individuals of our App1 A-33(2)(f) (g) Bank as an inducement to join, or upon joining, our Bank. No compensation was paid to, or is receivable by, our Directors or past Directors for the six months ended June 30, 2013 and three years ended App1 A-33(3)(d) (e) December 31, 2010, 2011 and 2012 for the loss of office as director of our Bank or of any other offices in connection with the management of the affairs of our Bank. None of the Directors of our Bank waived any emoluments during the same period.

Except as disclosed above, no other payments have been paid or are payable, in 2010, 2011 and 2012 and the six months ended June 30, 2013, respectively, by us to the Directors.

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