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Types of Securities Investment Structures Differentiation

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Types of Securities Investment Structures Differentiation OFS CAPITAL CORPORATION (NASDAQ: OFS) is a business development company that provides debt solutions and minority equity investments to middle-market companies. We offer flexible financing to business owners and managers, helping them achieve targeted growth, liquidity and ownership transition goals. Debt Equity Types of Unitranche Debt Structured Equity Securities Mezzanine Debt Preferred or Common Equity HoldCo Debt Recapitalizations & Refinancings Growth Capital Investments Investment Management & Leveraged Buyouts Independent Sponsor Transactions Structures Acquisition Financings ESOPs Shareholder Liquidity Events Flexible investments mandate with the Partner with management and ability to invest across the entire capital ownership Differentiation structure Long-term and patient capital Creative approach to solving capital Potential one-stop solution needs U.S.-based businesses with annual Experienced management teams with EBITDA greater than $3 million meaningful ownership Investment Scalable business models that benefit Clear market leaders that demonstrate a Criteria from operating leverage sustainable competitive advantage Proven historical performance and We avoid turnarounds and early-stage recurring free cash flow or venture capital deals Transportation & Logistics Health Care Services Industry Value-Added Distribution Consumer Products & Services Business Services Aerospace & Defense Sectors Industrial & Niche Manufacturing Franchising Specialty Chemicals Food & Beverage www.ofscapital.com Chicago Los Angeles New York 10 S. Wacker Dr., Suite 2500 4700 Wilshire Blvd. 540 Madison Ave., 8th Floor Chicago, IL 60606 Los Angeles, CA 90010 New York, NY 10022 REPRESENTATIVE INVESTMENTS* CONTACT Partners with Management INFORMATION Bilal Rashid President [email protected] Growth Capital Recapitalization Management Buyout (646) 652-8480 Operator of executive Provider of outsourced caddie Provider of web-based ticketing conference off-site corporate management services to high- and related services to meetings & events end golf clubs and resorts entertainment venues and live Jeffrey Cerny events Senior Managing Director [email protected] (847) 734-7905 Mark Hauser Growth Capital Recapitalization Growth Capital Senior Managing Director Provider of web-based EHR and Designer and manufacturer of Provider of outsourced back practice management software ground support equipment for office support to small and [email protected] for healthcare providers the worldwide aviation industry medium-sized businesses (646) 652-8483 Holbrook Forusz Partners with Independent Sponsors Director [email protected] (646) 652-8486 Michael MacRitchie Buyout Buyout Buyout Director Value-added provider of steel Manufacturer of enclosed and Manufacturer of critical processing, distribution, and utility trailers for commercial ingredients used to manufacture [email protected] logistical services and recreational end markets biologic protein drugs & (847) 734-2073 vaccines Douglas Bunim Vice President [email protected] (646) 652-8482 Recapitalization Buyout Buyout Developer and marketer of Designer and manufacturer of Provider of specialized repair value-oriented escorted group electric submersible pumps, and maintenance services for Kevin Condon tours to foreign destinations controls, accessories and parts industrial gas turbine Vice President components [email protected] (646) 652-8487 Partners with Private Equity-Backed Companies Michelle Garrett Associate, Business Development [email protected] Refinancing Debt Purchase Refinancing (323) 860-9572 Provider of portable bar-code Manager of physicians’ office- Provider of healthcare scanners and web-based data based infusion therapy centers information and marketing Marsha Zebley services analytics to retailers Associate, Business Development [email protected] (646) 652-8488 Buyout Acquisition Financing Recapitalization Designer and manufacturer of Provider of communications Provider of immunotherapy and hunting knives, swords, self and marketing services to the allergy testing services to defense and collectible products pharmaceutical and medical patients through primary care device markets physicians *Active or recently exited investments with debt and equity financing at the time of close or at a size exceeding $14 million.
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