Overview of CITES Appendix III Listings

UNEP-WCMC technical report

Overview of CITES Appendix III listings

(Version edited for public release)

Overview of CITES Appendix III listings

Prepared for The European Commission, Directorate General Environment, Directorate E - Global & Regional Challenges, LIFE ENV.E.2. – Global Sustainability, Trade & Multilateral Agreements, Brussels, Belgium

Prepared November 2015

Citation UNEP-WCMC. 2015. Overview of CITES Appendix III listings. UNEP-WCMC, Cambridge.

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This document provides an overview of all taxa currently listed in CITES Appendix III to inform discussions by the Scientific Review Group and the Management Committee.

Discussions at the 72nd meeting of the Management Committee (COM) on the Appendix III listing of a number of Mustela and Vulpes species (for which EU countries have entered reservations), have led to a request for further assessment of current Appendix III listings. In particular, the Scientific Review Group (SRG) and the COM may wish to discuss potential issues created by these listings, how useful they may be the context of the conservation status of the taxa affected and whether it may be warranted to work on the CITES Resolution concerning Appendix III listings (Resolution Conf. 9.25 (Rev. CoP16)). Excerpt from the Resolution:

“RECOMMENDS that, when considering the inclusion of a species in Appendix III, a Party: a) ensure that: i. the species is native to its country; ii. its national regulations for the conservation of the species are adequate to prevent or restrict exploitation and to control trade, and include penalties for illegal taking, trade or possession and provisions for confiscation; iii. its national enforcement measures are adequate to implement these regulations; and iv. for species that are traded for their timber, consideration is given to including only that geographically separate population or populations of the species for which the inclusion would best achieve the aims of the Convention and its effective implementation, particularly with regard to the conservation of the species in the country requesting its inclusion in Appendix III; b) determine that, notwithstanding these regulations and measures, there are indications that the cooperation of the Parties is needed to control illegal trade; c) inform the Management Authorities of other range States, the known major importing countries, the Secretariat and the Animals Committee or the Plants Committee that it is considering the inclusion of the species in Appendix III and seek their opinion on the potential effects of such inclusion; d) after due consultation, and having satisfied itself that the biological status and trade status of the species justify the action, submit to the Secretariat the name of the species it wishes to include in Appendix III; e) ensure that its request to include a species in Appendix III specifies which readily recognizable parts and derivatives are to be included unless it intends to include all readily recognizable parts and derivatives; f) ensure that any proposed annotation that is part of a request to include a species in Appendix III covers those parts and derivatives that dominate the trade and the demand for the wild resource and is, to the extent practicable, harmonized with relevant existing annotations; and g) consult with the Secretariat and the Standing Committee to ensure that any proposed annotation that is part of a request to include a species in Appendix III (and any definitions developed that define terms in the annotation, as appropriate) is clear and unambiguous, and likely to be understood by enforcement personnel and user groups;

RECOMMENDS further that, unless there is an urgent need for inclusion, a Party intending to include a species in or delete a species from Appendix III inform the Secretariat of its intention at least three months before a meeting of the Conference of the Parties, in order that the Parties are informed of the amendment in time to ensure that it enters into force on the same date as amendments to Appendices I and II adopted at the meeting”

There are currently 177 taxa listed in CITES Appendix III: 162 species (41 listed at higher taxonomic level), 14 subspecies, and one variety. The majority of these taxa are listed in EU Annex C, with two species being listed in Annex A (Crax alberti and Arctocephalus rodericanus) and two in Annex B (Odobenus rosmarus and Crotalus durissus). Table 1 provides an overview of all current CITES Appendix III listings.

1 Table 1: Overview of CITES Appendix III listed taxa. See Annex for country, source and purpose codes.

Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Antilope cervicapra NP, C Argentina (Intr), Bangladesh (Ext), India, Mexico (Intr), Nepal, NT (2008) EU28: 1442 trophies, primarily PK Pakistan(Ext/Reintr), United States of America (Intr) source W, purpose H from Argentina; small quantities of other items also traded. RoW: 1623 trophies, primarily source W, purpose H from Argentina; 356 live, primarily source C, purpose T; small quantities of other items also traded. Boselaphus PK C India, Nepal, Pakistan, United States of America (Intr) LC (2008) No trade reported. tragocamelus Bubalus arnee NP Excludes the C Bangladesh (Ext), Bhutan, Cambodia, India, Myanmar, Nepal, Sri EN (2008) EU28: 35,565 kg and 17,240 domesticated form, Lanka, Thailand, Viet Nam carvings/horn carvings, 675 which is referenced as plates/leather products, 180 Bubalus bubalis and is horns; primarily source W, not subject to the purpose T from India; small provisions of the quantities of other items also Convention. traded. RoW: 315 carvings/horn carvings, primarily source C, purpose T from Viet Nam; small quantities of other items also traded. Capra hircus PK Specimens of the C Afghanistan, Armenia, Azerbaijan, Georgia, Iran (Islamic Republic VU (2008) No trade reported. aegagrus domesticated form are of), Iraq, Pakistan, Russian Federation, Turkey, Turkmenistan, (Capra not subject to the United States of America (Intr) aegagrus) provisions of the Convention. Capra sibirica PK C Afghanistan, China, India, Kazakhstan, Kyrgyzstan, Mongolia, LC (2008) No trade reported. Pakistan, Russian Federation, Tajikistan Gazella bennettii PK C Afghanistan, India, Iran (Islamic Republic of), Pakistan LC (2008) No trade reported. Gazella dorcas DZ, C Algeria, Burkina Faso, Chad, Djibouti, Egypt, Eritrea, Ethiopia, Vu (2008) EU28: virtually no trade reported. TN Israel, Jordan, Libya, Mali, Mauritania, Morocco, Niger, Nigeria RoW: 578 live, source C/W, (Ext?), Senegal (Ext/Reintr), Somalia, Sudan, Tunisia, Western purpose P/T from Sudan; small Sahara quantities of other items also traded. Pseudois nayaur PK C Bhutan, China, India, Myanmar, Nepal, Pakistan, Tajikistan LC (2014) No trade reported. 2

Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Tetracerus NP C India, Nepal VU (2008) EU28: no trade reported. quadricornis RoW: virtually no trade reported. Axis porcinus PK Except the subspecies C Australia (Intr), Bangladesh (Ext), Bhutan, Cambodia, China, India, EN (2012) No trade reported. included in Appendix I. Lao People's Democratic Republic, Myanmar, Nepal, Pakistan, Sri Lanka (Intr?), Thailand, United States of America (Intr), Viet Nam Cervus elaphus DZ, C Algeria, Morocco (Ext), Tunisia LC (2008) EU28: virtually no trade reported. barbarus TN (Cervus RoW: no trade reported. elaphus) Mazama temama GT C Belize, Costa Rica, El Salvador, Guatemala, Honduras, Nicaragua, DD (2008) EU28: no trade reported. cerasina Panama (Mazama RoW: virtually no trade reported. temama) Odocoileus GT C Guatemala (Dist uncert) LC (2008) Virtually no trade reported. virginianus (Odocoileus mayensis virginianus) Canis aureus IN C Afghanistan, Albania, Algeria, Armenia, Austria, Azerbaijan, LC (2008) EU28: virtually no trade reported. Bangladesh, Benin (Dist uncert), Bhutan, Bosnia and Herzegovina, RoW: 50 trophies, primarily Bulgaria, Burkina Faso, Cambodia, Cameroon, Chad, Croatia, source W, purpose H; 26 skins, Djibouti, Egypt, Eritrea, Ethiopia, Former Serbia and Montenegro, source I; small quantities of other Gambia (Dist uncert), Georgia, Greece, Hungary, India, Iran items also traded. (Islamic Republic of), Iraq, Israel, Italy, Jordan, Kazakhstan, Kenya, Kyrgyzstan, Lao People's Democratic Republic, Lebanon, Libya, Mali, Mauritania, Montenegro, Morocco, Myanmar, Nepal, Niger, Nigeria, Oman, Pakistan, Romania, Saudi Arabia, Senegal, Slovakia, Slovenia, Somalia, South Sudan, Sri Lanka, Sudan, Syrian Arab Republic, Tajikistan, Thailand, The former Yugoslav Republic of Macedonia, Togo, Tunisia, Turkey, Turkmenistan, Uganda, Ukraine, United Arab Emirates, United Republic of Tanzania, Uzbekistan, Viet Nam, Western Sahara, Yemen Vulpes IN C Bangladesh, Bhutan, India, Nepal, Pakistan LC (2008) EU28: no trade reported. bengalensis RoW: virtually no trade reported. Vulpes vulpes IN C Afghanistan, Pakistan LC (2008) No trade reported. Listed by India, griffithi (Vulpes but does not vulpes) appear to occur in India. Vulpes vulpes IN C Bhutan, China, India, Nepal, Pakistan LC (2008) EU28: no trade reported. montana (Vulpes RoW: virtually no trade reported. vulpes) Vulpes vulpes IN C India, Iran (Islamic Republic of), Iraq, Pakistan LC (2008) EU28: no trade reported. pusilla (Vulpes RoW: virtually no trade reported. vulpes) Herpestes IN, PK C Afghanistan, Bahrain, Bangladesh, India, Indonesia, Iran (Islamic LC (2013) EU28: no trade reported. edwardsi Republic of), Iraq, Italy (Intr), Japan, Kuwait, Malaysia (Intr), RoW: virtually no trade reported.

3 Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Mauritius (Intr?), Nepal, Pakistan, Réunion (Intr?), Saudi Arabia, Sri Lanka, Turkey, United Arab Emirates Herpestes fuscus IN C India, Sri Lanka VU (2008) No trade reported. Herpestes PK C Afghanistan, Antigua and Barbuda (Intr), Bangladesh, Barbados LC (2015) No trade reported. javanicus (Intr), Bhutan, Bosnia and Herzegovina (Intr), British Virgin Islands (United Kingdom) (Intr), Cambodia, China, Croatia (Intr), Cuba (Intr), Dominica (Intr/Ext), Dominican Republic (Intr/Ext), Fiji (Intr), French Guiana [FR] (Intr), Grenada (Intr), Guadeloupe (Intr), Guyana (Intr), Haiti (Intr), Hong Kong, SAR, India, Indonesia, Iran (Islamic Republic of), Iraq, Jamaica (Intr), Japan (Intr), Jordan, Lao People's Democratic Republic, Malaysia, Martinique (Intr), Myanmar, Nepal, Netherlands Antilles (Intr), Oman, Pakistan, Puerto Rico (Intr), Saint Kitts and Nevis (Intr), Saint Lucia (Intr), Saint Vincent and the Grenadines (Intr), Saudi Arabia, Suriname (Intr), Thailand, Trinidad and Tobago (Intr), United Republic of Tanzania (Intr), United States of America (Intr), Viet Nam, Virgin Islands of the USA (Intr) Herpestes IN C Afghanistan, Antigua and Barbuda (Intr), Bangladesh, Barbados LC (2015) EU28: no trade reported. javanicus (Intr), Bhutan, Bosnia and Herzegovina (Intr), British Virgin Islands (Herpestes RoW: 1016 hair products, all auropunctatus (United Kingdom) (Intr), China, Croatia (Intr), Cuba (Intr), Dominica javanicus) source I, purpose T from (Intr/Ext), Dominican Republic (Intr), Fiji (Intr), French Guiana [FR] Thailand. (Intr), Grenada (Intr), Guadeloupe (Intr), Guyana, Haiti (Intr), India, Iran (Islamic Republic of), Iraq, Jamaica (Intr), Lao People's Democratic Republic, Martinique (Intr), Myanmar, Nepal, Netherlands Antilles (Intr), Pakistan, Puerto Rico (Intr), Saint Kitts and Nevis (Intr), Saint Lucia (Intr), Saint Vincent and the Grenadines (Intr), Saudi Arabia (Intr), Suriname (Intr), Trinidad and Tobago (Intr), United Republic of Tanzania (Intr), United States of America (Intr), Viet Nam, Virgin Islands of the USA (Intr) Herpestes smithii IN C India, Sri Lanka LC (2008) No trade reported. Herpestes urva IN C Bangladesh, China, Hong Kong SAR (Ext), India, Lao People's LC (2008) No trade reported. Democratic Republic, Malaysia, Myanmar, Nepal, Taiwan, Province of China, Thailand, Viet Nam Herpestes IN C India, Sri Lanka LC (2008) No trade reported. vitticollis Hyaena hyaena PK C Afghanistan, Algeria, Armenia, Azerbaijan, Benin, Burkina Faso, NT (2015) No trade reported. Cameroon, Central African Republic, Chad, Djibouti, Egypt, Eritrea, Ethiopia, Georgia, Ghana, Guinea, India, Iran (Islamic Republic of), Iraq, Israel, Jordan, Kenya, Kuwait, Lebanon, Libya, Mali, Mauritania, Morocco, Nepal, Niger, Nigeria, Oman, Pakistan, Saudi Arabia, Senegal, Sierra Leone, Somalia, South Africa, Sudan [prior 4

Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) to secession of South Sudan], Syrian Arab Republic, Tajikistan, Tunisia, Turkey, Turkmenistan, Uganda, United Arab Emirates, United Republic of Tanzania, Uzbekistan, Yemen Proteles cristata BW C Angola, Botswana, Central African Republic, Djibouti, Egypt, LC (2015) EU28: 20 skulls, 35 Eritrea, Ethiopia, Kenya, Lesotho (Dist uncert), Mozambique, skins/trophies, 13 live; primarily Namibia, Somalia, South Africa, Sudan, Swaziland, Uganda, source W, purpose H/T from United Republic of Tanzania, Zambia, Zimbabwe Namibia/South Africa/Tanzania; small quantities of other items also traded. RoW: 129 trophies, 54 skulls, 15 live; trade primarily source W, purpose H/T from Namibia/South Africa/ Tanzania; small quantities of other items also traded. Eira barbara HN C Argentina, Belize, Bolivia (Plurinational State of), Brazil, Colombia, LC (2008) EU28: 16 live, 2 specimens, Costa Rica, Ecuador, El Salvador, French Guiana [FR], primarily source W, purpose T Guatemala, Guyana, Honduras, Mexico, Nicaragua, Panama, from Guyana. Paraguay, Peru, Suriname, Trinidad and Tobago, Uruguay, RoW: 67 live, 1 skin, primarily Venezuela (Bolivarian Republic of) source W, purpose T from Guyana. Galictis vittata CR Includes C Argentina, Belize, Bolivia (Plurinational State of), Brazil, Colombia, LC (2008) EU28: Virtually no trade reported. Galictis allamandi. Costa Rica, Ecuador, El Salvador, French Guiana [FR], RoW: 17 live, 1 specimen, Guatemala, Guyana, Honduras, Mexico, Nicaragua, Panama, primarily source W, purpose T Peru, Suriname, Venezuela (Bolivarian Republic of) from Guyana. Martes flavigula IN C Afghanistan, Bhutan, Brunei Darussalam, China, Democratic LC (2008) Virtually no trade reported. People's Republic of Korea, India, Indonesia, Lao People's Democratic Republic, Malaysia, Myanmar, Nepal, Pakistan, Republic of Korea, Russian Federation, Taiwan, Province of China, Thailand, Viet Nam Martes foina IN C Afghanistan, Bhutan, China, India, Iran (Islamic Republic of), LC (2008) EU28: no trade reported. intermedia Kazakhstan, Kyrgyzstan, Mongolia, Nepal, Pakistan, Russian (Martes RoW: 85 kg tails, 1 body, all Federation, Turkmenistan, Uzbekistan foina) source W, primarily for purpose T from China. Martes gwatkinsii IN Formerly included in C India VU (2008) No trade reported. Martes flavigula. Mellivora capensis BW C Afghanistan, Algeria, Angola, Benin (Dist uncert), Botswana, LC (2008) EU28: 57 trophies, source W, Burkina Faso, Cameroon, Central African Republic, Chad, Congo, primarily purpose H from Côte d'Ivoire, Democratic Republic of the Congo, Djibouti, Egypt Namibia/South Africa; small (Ext), Equatorial Guinea, Eritrea, Ethiopia, Gabon, Gambia, quantities of other items also Ghana, Guinea, India, Iran (Islamic Republic of), Iraq, Israel, traded. Jordan, Kazakhstan, Kenya, Kuwait, Lebanon, Liberia, Malawi, RoW: 351 trophies, primarily Mali, Mauritania, Morocco, Mozambique, Namibia, Nepal, Niger, source W, purpose H from South

5 Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Nigeria, Oman, Pakistan, Rwanda, Saudi Arabia, Senegal, Sierra Africa/Zimbabwe; small quantities Leone, Somalia, South Africa, South Sudan, Sudan, Swaziland, of other items also traded. Syrian Arab Republic, Togo (Dist uncert), Turkmenistan, Uganda, United Republic of Tanzania, Uzbekistan, Western Sahara, Yemen, Zambia, Zimbabwe Mustela altaica IN C China, Democratic People's Republic of Korea (Dist uncert), India, NT (2008) EU28: 799 plates/skins, 108 m2 Kazakhstan, Kyrgyzstan (Intr), Mongolia, Nepal, Pakistan, Russian plates, 40 skin pieces; all source Federation, Tajikistan W, purpose T from China (2004- 2007). RoW: no trade reported. Mustela erminea IN Formerly listed as C Afghanistan, China, India, Nepal, Pakistan, Tajikistan, Uzbekistan LC (2008) Virtually no trade reported. ferghanae M. erminea. (Mustela erminea) Mustela kathiah IN C Bhutan, China, India, Lao People's Democratic Republic, LC (2008) No trade reported. Myanmar, Nepal, Pakistan, Thailand, Viet Nam Mustela sibirica IN C Bhutan, China, Democratic People's Republic of Korea, India, LC (2008) EU28: 139,200 plates/skins; 6643 Japan, Kyrgyzstan, Lao People's Democratic Republic, Mongolia, garments; 6290 kg hair; 6133 kg Myanmar, Nepal, Pakistan, Republic of Korea, Russian Federation, and 61,400 tails; 190 m2 plates; Taiwan, Province of China, Thailand, Viet Nam all trade in source W for purpose T, mainly from China; small quantities of other items also traded. RoW: 105,526 hair products, source I or W from Russian Federation; 22,603 kg hair, mainly source C from China; 550 plates, mainly source I/W from China; all trade mainly purpose T; small quantities of other items also traded. Odobenus CA B Belgium, Canada, Denmark, Finland, France, Germany, DD (2008) EU28: 570 tusks; 253 kg and Current positive rosmarus Greenland, Iceland, Ireland, Japan, Netherlands, Norway, Russian 1321 carvings, primarily source opinion in place Federation, Svalbard and Jan Mayen Islands, Sweden, United O/W; 29 kg bones and 118 skulls; for Canada, Kingdom of Great Britain and Northern Ireland, United States of 11 kg and 201 teeth; primarily Russian America source W, purpose P/T; trade Federation and primarily from Canada and United States, Greenland; smaller quantities of last confirmed other items also traded. 02/12/2008. RoW: 10,703 bone Current carvings/carvings/ivory carvings, suspension for 746 tusks, 217 kg and 550 teeth, Greenland last 6

Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) 30 skulls, 116 live; primarily confirmed source W/O from Canada, 28/05/2015. remaining trade primarily source W, purpose P; smaller quantities of other items also traded. Bassaricyon gabbii CR C Colombia, Costa Rica, Ecuador, Honduras, Nicaragua, Panama, LC (2008) EU28: no trade reported. Venezuela (Bolivarian Republic of) RoW: virtually no trade reported. Bassariscus CR C Belize, Costa Rica, El Salvador, Guatemala, Honduras, Mexico, LC (2008) No trade reported. sumichrasti Nicaragua, Panama Nasua narica HN Formerly included in C Belize, Colombia, Costa Rica, Ecuador, El Salvador, Guatemala, LC (2008) EU28: virtually no trade reported. Nasua nasua. Honduras, Mexico, Nicaragua, Panama, Peru, United States of RoW: 42 trophies; primarily America source W, purpose H/P from Costa Rica; smaller quantities of other items also traded. Nasua nasua UY C Argentina, Brazil, Uruguay LC (2008) EU28: no trade reported. solitaria RoW: virtually no trade reported. Potos flavus HN C Belize, Bolivia (Plurinational State of), Brazil, Colombia, Costa LC (2008) EU28: 70 live, primarily source W, Rica, Ecuador, El Salvador, French Guiana [FR], Guatemala, purpose T from Guyana. Guyana, Honduras, Mexico, Nicaragua, Panama, Peru, Suriname, RoW: 733 live, 1 skin and 5 Venezuela (Bolivarian Republic of) specimens, primarily source W purpose T from Guyana. Arctictis binturong IN C Bangladesh, Bhutan, Cambodia, China, India, Indonesia, Lao VU (2008) EU28: 31 live, primarily People's Democratic Republic, Malaysia, Myanmar, Nepal, unspecified sources, unspecified Philippines, Singapore (Ext), Thailand, Viet Nam purposes from the Philippines. RoW: 25 live, 1 skull, primarily source C for purpose Z/T from the Philippines. Civettictis civetta BW C Angola, Benin, Botswana, Burkina Faso, Burundi (Dist uncert), LC (2008) EU28: 605 kg musk; 242 trophies; Cameroon, Central African Republic, Chad, Congo, Côte d'Ivoire, 40 live; all trade source W, Democratic Republic of the Congo, Djibouti, Equatorial Guinea, primarily purpose T/H from Ethiopia, Gabon, Gambia, Ghana, Guinea, Kenya, Liberia, Malawi, Ethiopia/South Africa; small Mali, Mauritania, Mozambique, Namibia, Niger, Nigeria, Rwanda, quantities of other items also Sao Tome and Principe (Intr), Senegal, Sierra Leone, Somalia, traded. South Africa, South Sudan, Sudan, Swaziland, Togo, Uganda, RoW: 864 trophies, trade United Republic of Tanzania, Zambia, Zimbabwe primarily source W, purpose H from Zimbabwe/South Africa/Tanzania; small quantities of other items also traded. Paguma larvata IN C Afghanistan, Bangladesh, Bhutan, Brunei Darussalam, Cambodia, LC (2008) EU28: virtually no trade reported. China, Hong Kong, SAR, India, Indonesia, Japan (Intr), Lao RoW: 212 live, 1 skin, 2 People's Democratic Republic, Malaysia, Myanmar, Nepal, specimens, primarily source C,

7 Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Pakistan, Singapore (Ext), Sri Lanka, Taiwan, Province of China, purpose T from the Republic of Thailand, Viet Nam Korea. Paradoxurus IN C Bangladesh, Bhutan, Cambodia, China, India, Indonesia, Lao LC (2008) EU28: 41 live, 1 skull; primarily hermaphroditus People's Democratic Republic, Malaysia, Myanmar, Nepal, unspecified source, unspecified Pakistan, Papua New Guinea, Philippines, Singapore, Sri Lanka, purposes from Indonesia. Thailand, Viet Nam RoW: 4 bodies/trophies, 1 skull, primarily source I from Indonesia; 24 specimens primarily source W, purpose S from Indonesia. Paradoxurus IN C India LC (2008) No trade reported. jerdoni Viverra civettina IN Formerly listed under C India CR (2008) No trade reported. synonym Viverra megaspila civetti na. Viverra zibetha IN C Bangladesh, Bhutan, Cambodia, China, Hong Kong, SAR, India, NT (2015) EU28: no trade reported. Indonesia, Lao People's Democratic Republic, Malaysia, Myanmar, RoW: virtually no trade reported. Nepal, Singapore, Thailand, Viet Nam Viverricula indica IN C Afghanistan, Bangladesh, Bhutan, Cambodia, China, Comoros LC (2008) EU28: no trade reported. (Intr), Hong Kong, SAR, India, Indonesia, Lao People's RoW: virtually no trade reported. Democratic Republic, Madagascar (Intr), Malaysia, Myanmar, Nepal, Pakistan, Philippines (Intr), Singapore, Sri Lanka, Taiwan, Province of China, Thailand, United Republic of Tanzania (Intr), Viet Nam, Yemen (Intr) Platyrrhinus UY C Argentina, Bolivia (Plurinational State of), Brazil, Colombia, LC (2008) EU28: no trade reported. lineatus Ecuador, French Guiana [FR], Paraguay, Peru, Suriname, Uruguay RoW: 20 live, source C, purpose T from the US; virtually no other trade reported. Cabassous CR C Belize, Colombia, Costa Rica, Ecuador, El Salvador, Guatemala, DD (2014) No trade reported. centralis Honduras, Mexico, Nicaragua, Panama, Venezuela (Bolivarian Republic of) Cabassous UY C Argentina, Brazil, Paraguay, Uruguay LC (2014) No trade reported. tatouay Choloepus CR C Bolivia (Plurinational State of), Brazil, Colombia, Costa Rica, LC (2014) EU28: no trade reported. hoffmanni Ecuador, Honduras, Nicaragua, Peru, Venezuela (Bolivarian RoW: 214 specimens, 85 skin Republic of) pieces, 131 hairs, and 37 unspecified items; trade primarily source W, purpose S from Costa Rica; small quantities of other items also traded. 8

Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Tamandua GT C Belize, Colombia, Costa Rica, Ecuador, El Salvador, Guatemala, LC (2014) Virtually no trade reported. mexicana Honduras, Mexico, Nicaragua, Panama, Peru, Venezuela (Bolivarian Republic of) Cuniculus paca HN C Argentina, Belize, Bolivia (Plurinational State of), Brazil, Colombia, LC (2008) EU28: 26 live, 1 skull; primarily Costa Rica, Cuba (Intr), Ecuador (Dist uncert), El Salvador, French unknown source, unknown Guiana [FR], Guatemala, Guyana, Honduras, Mexico, Nicaragua, purposes from Guyana and Panama, Paraguay, Peru, Suriname, Trinidad and Tobago, Switzerland. Uruguay, Venezuela (Bolivarian Republic of) RoW: 330 live, primarily source W, purpose T from Guyana; small quantities of other items also traded. Dasyprocta HN C Argentina, Belize, Bolivia (Plurinational State of), Brazil, Cayman LC (2013) EU28: virtually no trade reported. punctata Islands (United Kingdom) (Intr), Colombia, Costa Rica, Cuba (Intr), RoW: 51 live, primarily source W, Ecuador, El Salvador, French Guiana [FR] (Dist uncert), purpose T from Guyana; small Guatemala, Guyana (Dist Uncert), Honduras, Mexico, Nicaragua, quantities of other items also Panama, Paraguay, Peru, Suriname (Dist uncert), Venezuela traded. (Bolivarian Republic of) Sphiggurus HN C Belize, Costa Rica, El Salvador, Guatemala, Honduras, Mexico, LC (2008) EU28: no trade reported. mexicanus Nicaragua, Panama RoW: virtually no trade reported. Sphiggurus UY C Argentina, Brazil, Paraguay, Uruguay LC (2008) No trade reported. spinosus Marmota caudata IN C Afghanistan, Armenia, Azerbaijan, China, India, Kazakhstan, LC (2008) No trade reported. Kyrgyzstan, Pakistan, Tajikistan, Uzbekistan Marmota IN C Bhutan, China, India, Nepal, Pakistan LC (2008) No trade reported. himalayana Sciurus deppei CR C Belize, Costa Rica, El Salvador, Guatemala, Honduras, Mexico, LC (2008) EU28: no trade reported. Nicaragua RoW: virtually no trade reported. Cairina moschata HN C Argentina, Belize, Bolivia (Plurinational State of), Brazil, Chile, Not EU28: 6055 kg feathers, source Colombia, Costa Rica, Ecuador, El Salvador, French Guiana [FR], assessed C, purpose T from France; Guatemala, Guyana, Honduras, Mexico, Nicaragua, Panama, virtually no other trade reported. Paraguay, Peru, Suriname, Trinidad and Tobago, United States of RoW: 215,856 eggs; 165,611 kg America, Uruguay, Venezuela (Bolivarian Republic of) feathers; primarily source C, purpose T from China and France; small quantities of other items also traded. Dendrocygna HN C Argentina, Aruba, Bahamas, Barbados, Belize, Bolivia Not EU28: no trade reported. autumnalis (Plurinational State of), Brazil, Cayman Islands (United Kingdom), assessed RoW: 110 trophies, primarily Chile, Colombia, Costa Rica, Cuba, Dominica, Ecuador, El source W, purpose H from Salvador, French Guiana [FR], Gambia, Grenada, Guadeloupe, Mexico; small quantities of other Guatemala, Guyana, Honduras, Jamaica, Martinique, Mexico, items also traded. Netherlands Antilles, Nicaragua, Panama, Paraguay, Peru, Puerto Rico, Saint Lucia, Saint Vincent and the Grenadines, Suriname,

9 Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Trinidad and Tobago, United States of America, Venezuela (Bolivarian Republic of), Virgin Islands of the USA Dendrocygna HN C Angola, Antigua and Barbuda, Argentina, Aruba, Bahamas, Not EU28: no trade reported. bicolor Bangladesh, Barbados, Belize, Benin, Bermuda (United Kingdom), assessed RoW: 160 specimens, 53 Bhutan, Bolivia (Plurinational State of), Botswana, Brazil, British trophies, 20 bodies/live; primarily Virgin Islands (United Kingdom) (Dist uncert), Burkina Faso, source W, purpose S/H from Burundi, Cameroon, Canada, Cayman Islands (United Kingdom), Argentina. Central African Republic, Chad, Chile, Colombia, Congo, Costa Rica, Côte d'Ivoire, Cuba, Democratic Republic of the Congo, Dominica, Dominican Republic, Ecuador, El Salvador, Eritrea, Ethiopia, France, French Guiana [FR], Gabon, Gambia, Ghana, Grenada, Guadeloupe, Guatemala, Guinea, Guinea Bissau, Guyana, Haiti, Honduras, India, Israel (Dist uncert), Jamaica, Kenya, Lesotho, Madagascar, Malawi, Mali, Martinique, Mauritania, Mexico, Montserrat (United Kingdom) (Dist uncert), Morocco, Mozambique, Myanmar, Namibia, Nepal, Netherlands Antilles, Nicaragua, Niger, Nigeria, Oman, Pakistan, Panama, Paraguay, Peru, Portugal (Dist uncert), Puerto Rico, Rwanda, Saint Kitts and Nevis, Saint Lucia, Saint Vincent and the Grenadines, Senegal, Sierra Leone, Somalia, South Africa, South Sudan, Spain, Sri Lanka, Sudan, Suriname, Swaziland, Togo, Trinidad and Tobago, Turks and Caicos Islands (United Kingdom), Uganda, United Republic of Tanzania, United States of America, Uruguay, Venezuela (Bolivarian Republic of), Viet Nam, Virgin Islands of the USA, Yemen, Zambia, Zimbabwe Burhinus bistriatus GT C Bahamas, Barbados, Brazil, Colombia, Costa Rica, Dominican Not EU28: no trade reported. Republic, El Salvador, Guatemala, Guyana, Haiti, Honduras, assessed RoW: virtually no trade reported. Mexico, Netherlands Antilles, Nicaragua, United States of America, Venezuela (Bolivarian Republic of) Nesoenas mayeri MU C Mauritius EN (2013) EU28: 800 eggs, unspecified sources, unspecified purposes from Mauritius; 4 live captive-bred from Jersey. RoW: no trade reported. Sarcoramphus HN C Argentina, Belize, Bolivia (Plurinational State of), Brazil, Colombia, LC (2012) Virtually no trade reported. papa Costa Rica, Ecuador, El Salvador, French Guiana [FR], Guatemala, Guyana, Honduras, Mexico, Nicaragua, Panama, Paraguay, Suriname, Trinidad and Tobago, Uruguay, Venezuela (Bolivarian Republic of) Crax alberti CO A Colombia CR (2013) Virtually no trade reported. Crax daubentoni CO C Colombia, Venezuela (Bolivarian Republic of) NT (2012) Virtually no trade reported. 10

Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Crax globulosa CO C Bolivia (Plurinational State of), Brazil, Colombia, Ecuador, Peru EN (2013) Virtually no trade reported. Crax rubra CO, C Belize, Colombia, Costa Rica, Ecuador, El Salvador, Guatemala, VU (2012) EU28: virtually no trade reported. Current no CR, Honduras, Mexico, Nicaragua, Panama RoW: 174 trophies, primarily opinion for Costa GT, source W, purpose H from Rica, Guatemala, HN Mexico; small quantities of other Honduras, items also traded. Mexico and Panama formed 22/04/1999. No op iii) for source W from Nicaragua formed 15/03/2005. Ortalis vetula GT, C Belize, Costa Rica, El Salvador, Guatemala, Honduras, Mexico, LC (2012) EU28: no trade reported. HN Nicaragua, United States of America RoW: 17 trophies, source W, primarily purpose H from Mexico; small quantities of other items also traded. Pauxi pauxi CO C Colombia, Venezuela (Bolivarian Republic of) EN (2013) EU28: no trade reported. RoW: 15 live/bodies, primarily source C, purpose Z/Q from Belgium; 1 specimen also traded. Penelope HN C Belize, Colombia, Costa Rica, Ecuador, El Salvador, Guatemala, LC (2012) EU28: no trade reported. purpurascens Honduras, Mexico, Nicaragua, Panama, Peru, Venezuela RoW: 97 trophies, source W/I, (Bolivarian Republic of) primarily purpose H from Mexico; small quantities of other items also traded. Penelopina nigra GT C El Salvador, Guatemala, Honduras, Mexico, Nicaragua VU (2012) Virtually no trade reported. Current no opinion for Guatemala, Honduras and Mexico formed 22/04/1999. No op iii) for source W from Nicaragua formed 15/03/2005. Lophura PK C Bangladesh, Bhutan, China, India, Myanmar, Nepal, Pakistan, LC (2013) No trade reported. leucomelanos Thailand, United States of America Meleagris ocellata GT C Belize, Guatemala, Mexico NT (2012) EU28: virtually no trade reported.

11 Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) RoW: 957 trophies, 59 live/bodies/skins, primarily source W, purpose H/T from Mexico; small quantities of other items also traded. Pavo cristatus PK C Australia (Intr), Bahamas (Intr), India, Japan (Intr), New Caledonia LC (2012) No trade reported. (Intr), New Zealand (Intr), Pakistan, Sri Lanka, United States of America (Intr) Pucrasia PK C Afghanistan, China, India, Nepal, Pakistan LC (2012) No trade reported. macrolopha Tragopan satyra NP C Bhutan, China, India, Nepal LC (2012) EU28: virtually no trade reported. RoW: 230 live/bodies/skins, primarily source C, purpose T from the Netherlands/Belgium. Cephalopterus CO C Bolivia (Plurinational State of), Brazil, Colombia, Ecuador, Guyana, LC (2012) EU28: no trade reported. ornatus Peru, Suriname, Venezuela (Bolivarian Republic of) RoW: virtually no trade reported.

Cephalopterus CO C Colombia, Ecuador VU (2012) EU28: no trade reported. penduliger RoW: virtually no trade reported. Acrocephalus MU A Mauritius NT (2013) No trade reported. rodericanus Terpsiphone MU C Mauritius, Réunion LC (2012) No trade reported. bourbonnensis Semnornis CO C Colombia, Ecuador NT (2012) EU28: no trade reported. ramphastinus RoW: virtually no trade reported. Baillonius bailloni AR C Argentina, Brazil, Paraguay NT (2012) EU28: no trade reported. (Pteroglossu RoW: 12 live, source C/F for s bailloni) purpose T/Z from Brazil/USA. Pteroglossus AR C Argentina, Bolivia (Plurinational State of), Brazil, Colombia, LC (2012) EU28: no trade reported. castanotis Ecuador, Paraguay, Peru RoW: 35 live, source W/C, purpose B/T primarily from Peru; 5 specimens also traded. Ramphastos AR C Argentina, Brazil, Paraguay LC (2012) Virtually no trade reported. dicolorus Selenidera AR C Argentina, Bolivia (Plurinational State of), Brazil, Paraguay LC (2012) EU28: no trade reported. maculirostris RoW: virtually no trade reported. Hoplodactylus NZ C New Zealand LC (1996) No trade reported. Listed under chrysosireticus Hoplodactylus spp.

Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Hoplodactylus NZ C New Zealand Not No trade reported. Listed under cryptozoicus assessed Hoplodactylus spp. Hoplodactylus NZ C New Zealand (Ext) EX (1996) No trade reported. Listed under delcourti Hoplodactylus spp. Hoplodactylus NZ C New Zealand LC (1996) No trade reported. Listed under duvaucelii Hoplodactylus spp. Hoplodactylus NZ C New Zealand Not EU28: virtually no trade reported. Listed under granulatus assessed RoW: no trade reported. Hoplodactylus spp. Hoplodactylus NZ C New Zealand NT (1996) No trade reported. Listed under kahutarae Hoplodactylus spp. Hoplodactylus NZ C New Zealand Not EU28: no trade reported. Listed under maculatus assessed RoW: virtually no trade reported. Hoplodactylus spp. Hoplodactylus NZ C New Zealand Not No trade reported. Listed under nebulosus assessed Hoplodactylus spp. Hoplodactylus NZ C New Zealand Not No trade reported. Listed under pacificus assessed Hoplodactylus spp. Hoplodactylus NZ C New Zealand NT (1996) No trade reported. Listed under rakiurae Hoplodactylus spp. Hoplodactylus NZ C New Zealand VU (1996) No trade reported. Listed under stephensi Hoplodactylus spp. Atretium IN C Bangladesh, India, Lao People's Democratic Republic (Dist LC (201) EU28: no trade reported. schistosum uncert), Sri Lanka RoW: virtually no trade reported. Cerberus rynchops IN C Australia, Bangladesh, Brunei Darussalam (Dist uncert), LC (2010) EU28: 85,825 leather products; Cambodia, India, Indonesia, Lao People's Democratic Republic, 11,944 skins; 6226 garments; Malaysia, Myanmar, Pakistan, Palau, Papua New Guinea, primarily source W/unspecified, Philippines, Singapore, Sri Lanka, Thailand, Viet Nam purpose T/unspecified from Indonesia; smaller quantities of other items also traded. RoW: 67,246 skins, 39,321 leather products, 7550 kg meat, 748 carvings; primarily source W, purpose T from Indonesia; smaller

13 Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) quantities of other items also traded. Xenochrophis IN C Afghanistan, Bangladesh, Bhutan, Brunei Darussalam (Dist Not EU28: 274 bodies/live/skins; piscator uncert), Cambodia, China, Hong Kong, SAR, India, Indonesia, Lao assessed primarily source W for unspecified People's Democratic Republic, Malaysia, Myanmar, Nepal, purposes from Viet Nam; smaller Pakistan, Sri Lanka, Taiwan, Province of China, Thailand, Viet quantities of other items also Nam traded. RoW: 1332 live/bodies; source W/I, primarily purpose T from Indonesia; smaller quantities of other items also traded. Micrurus diastema HN C Belize, Guatemala, Honduras, Mexico LC (2013) Virtually no trade reported. Micrurus HN C Belize, Colombia, Costa Rica, El Salvador, Guatemala, Honduras, CR (2013) EU28: no trade reported. nigrocinctus Mexico, Nicaragua, Panama RoW: virtually no trade reported. Crotalus durissus HN B Argentina, Aruba, Belize, Bolivia (Plurinational State of), Brazil, LC (2010) EU28: 89 live, primarily source C, Colombia, Costa Rica, El Salvador, French Guiana [FR], purpose T from Costa Rica; small Guatemala, Guyana, Honduras, Mexico, Nicaragua, Paraguay, quantities of other items also Peru, Suriname, Uruguay, Venezuela (Bolivarian Republic of) traded. RoW: 331 live/bodies/skins; primarily source C, purpose T from France; small quantities of other items also traded. Daboia russelii IN C Bangladesh, Bhutan, Cambodia, China, India, Indonesia, LC (2012) EU28: 199,435 derivatives; Myanmar, Nepal, Pakistan, Sri Lanka, Taiwan, Province of China, (Daboia 717,001 medicine; 156,777 and Thailand siamensis) 3500 kg specimens; 46078 skins; 21,720 venom; primarily source F/W, purpose T/unspecified from the USA; small quantities of other items also traded. RoW: 46,268 specimens, 7483 leather products, 3261 skins; primarily source F/W, purpose M/T from Thailand and the USA; smaller quantities of other items also traded. Macrochelys US C United States of America VU (1996) EU28: 1211 live, source W, Listed under temminckii purpose T from the USA. Graptemys spp. RoW: 124,798 live, primarily source W, purpose T from the USA. 14

Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Graptemys US C United States of America VU (2013) EU28: no trade reported. Listed under barbouri RoW: virtually no trade reported. Graptemys spp. Graptemys caglei US C United States of America EN (2013) No trade reported. Listed under Graptemys spp. Graptemys ernsti US C United States of America NT (2013) No trade reported. Listed under Graptemys spp. Graptemys US C United States of America VU (2013) EU28: 25 live, source W, purpose Listed under flavimaculata T from USA. Graptemys spp. RoW: virtually no trade reported. Graptemys US C Canada, United States of America LC (2013) EU28: 1751 live, source W, Listed under geographica purpose T from USA. Graptemys spp. RoW: virtually no trade reported. Graptemys US C United States of America EN (2013) No trade reported. Listed under gibbonsi Graptemys spp. Graptemys US C United States of America LC (2013) EU28: 55 live, source C for Listed under nigrinoda purpose T from China. Graptemys spp. RoW: 82 live, primarily source C, purpose T from Austria/China/USA. Graptemys US C United States of America VU (2013) EU28: no trade reported. Listed under oculifera RoW: 26 live, primarily source C, Graptemys spp. purpose T from Switzerland. Graptemys US C United States of America LC (2013) EU28: 33,627 live; 400 leather Listed under ouachitensis products; primarily source W, Graptemys spp. purpose T from the USA. RoW: 6280 live, source W, purpose T from the USA. Graptemys US C United States of America EN (2013) No trade reported. Listed under pearlensis Graptemys spp. Graptemys US C United States of America LC (2013) EU28: 696,045 live; 2000 Listed under pseudogeographic extracts; 1100 leather products; Graptemys spp. a primarily source W for purpose T from the USA. RoW: 149,216 live, primarily source W, purpose T from the USA. Graptemys pulchra US C United States of America NT (2013) No trade reported. Listed under Graptemys spp. Graptemys versa US C United States of America LC (2013) EU28: 134 live, source C/W, Listed under purpose T/unspecified from Graptemys spp. China. RoW: no trade reported.

15 Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Mauremys iversoni CN C China Not EU28: 5061 live, primarily source assessed W, unspecified purposes from Taiwan PoC. RoW: no trade reported. Mauremys CN C China Not No trade reported. megalocephala assessed Mauremys CN C China, Myanmar (Dist uncert) Not EU28: 300 live, from unspecified pritchardi assessed sources, unspecified purpose from China. RoW: no trade reported. Mauremys reevesii CN C Canada, China, Democratic People's Republic of Korea, Hong EN (2013) EU28: 136,463 live, source Kong, SAR, Japan, Palau, Republic of Korea, Taiwan, Province of C/unspecified, primarily purpose T China, Timor-Leste, United States of America from China. RoW: 8349 kg and 201 derivatives; 3008 and 219 kg medicines; 2918 live; 1070 kg carapaces; primarily source O/C/I, purpose T from China; small quantities of other items also traded. Mauremys CN C China, Lao People's Democratic Republic, Taiwan, Province of EN (2000) EU28: 152,083 live; 77 kg sinensis China, Viet Nam powder; source C/W, primarily, purpose T from China/Taiwan PoC. RoW: 2714 live; 106 kg powder; 64 kg medicine; primarily source C, purpose T from Taiwan PoC/Hong Kong. Ocadia CN C China (Dist uncert), Viet Nam EN (2000) No trade reported. glyphistoma (Mauremys sinensis) Ocadia philippeni CN C China EN (2000) No trade reported. (Mauremys sinensis) Sacalia CN C China Not No trade reported. pseudocellata assessed Calyptocephalella CL C Chile VU (2010) EU28: no trade reported. gayi RoW: 450 live, source C, purpose T from Chile. Cryptobranchus US C United States of America NT (2004) No trade reported. alleganiensis 16

Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Hynobius CN C China CR (2004) No trade reported. amjiensis Isostichopus EC C Ecuador, Mexico, Peru EN (2013) EU28: no trade reported. fuscus RoW: 66,657 kg and 30,023 bodies, 702 kg meat, 380 kg unspecified items; primarily source W, purpose T from Mexico. Colophon barnardi ZA C South Africa EN (1996) No trade reported. Listed under Colophon spp. Colophon ZA C South Africa CR (1996) No trade reported. Listed under berrisfordi Colophon spp. Colophon ZA C South Africa VU (1996) No trade reported. Listed under cameroni Colophon spp. Colophon cassoni ZA C South Africa CR (1996) No trade reported. Listed under Colophon spp. Colophon ZA C South Africa EN (1996) No trade reported. Listed under eastmani Colophon spp. Colophon ZA C South Africa Not No trade reported. Listed under endroedyi assessed Colophon spp. Colophon ZA C South Africa EN (1996) No trade reported. Listed under haughtoni Colophon spp. Colophon izardi ZA C South Africa NT (1996) No trade reported. Listed under Colophon spp. Colophon kawaii ZA C South Africa Not No trade reported. Listed under assessed Colophon spp. Colophon ZA C South Africa CR (1996) No trade reported. Listed under montisatris Colophon spp. Colophon neli ZA C South Africa VU (1996) No trade reported. Listed under Colophon spp. Colophon oweni ZA C South Africa Not No trade reported. Listed under assessed Colophon spp. Colophon primosi ZA C South Africa CR (1996) No trade reported. Listed under Colophon spp. Colophon stokoei ZA C South Africa VU (1996) EU28: no trade reported. Listed under RoW: virtually no trade reported. Colophon spp. Colophon ZA C South Africa EN (1996) No trade reported. Listed under thunbergi Colophon spp. Colophon ZA C South Africa VU (1996) No trade reported. Listed under westwoodi Colophon spp. Colophon whitei ZA C South Africa EN (1996) No trade reported. Listed under Colophon spp.

17 Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Agrias amydon BO C Bolivia, Peru Not No trade reported. boliviensis assessed Morpho godartii BO C Bolivia Not No trade reported. lachaumei assessed Prepona BO C Bolivia, Peru Not EU28: no trade reported. praeneste . assessed RoW: virtually no trade reported. buckleyana Corallium elatius CN C Guam, Japan, Mauritius, Palau, Philippines, Solomon Islands, Not EU28: 3710 and 38 kg carvings, Taiwan, Province of China assessed 1820 kg and 121 raw coral; primarily source W, purpose T/unspecified from Japan/Taiwan PoC; smaller quantities of other items also traded. RoW: 2832 and 401 kg carvings, 669 kg and 167 raw corals; primarily source W/I/O, purpose T from Thailand/Japan/China/Taiwan PoC; smaller quantities of other items also traded. Corallium CN C Japan, Taiwan, Province of China, Vanuatu, Viet Nam Not EU28: 230 raw corals, primarily japonicum assessed source W/unspecified, purpose unspecified/T from Taiwan PoC; small quantities of other items also traded. RoW: 2548 and 1537 kg raw corals; 2160 and 40 kg carvings; primarily source W/I, purpose T from China/Taiwan PoC/Japan; smaller quantities of other items also traded. Corallium konjoi CN C China, Japan, Palau, Philippines, Solomon Islands, Taiwan, Not EU28: 1188 kg raw corals; 310 kg Province of China assessed carvings; primarily source W, purpose T/unspecified from China; small quantities of other items also traded. RoW: 42,253 and 5751 kg carvings; 1706 kg and 1295 raw corals; primarily source W, purpose T from Taiwan PoC; 18

Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) small quantities of other items also traded. Corallium CN C China, Hong Kong, SAR, Japan, Taiwan, Province of China, United Not EU28: 15,144 kg and 703 raw secundum States of America assessed corals; 1934 and 618 kg carvings; primarily source unspecified, purpose T/ unspecified from Taiwan PoC; virtually no other trade reported. RoW: 9933 and 1942 kg carvings; 5666 and 785 kg raw corals; primarily source W/I, purpose T from China/Taiwan PoC/Italy; smaller quantities of other items also traded. Quercus RU C China, Japan, Mongolia, Russian Federation Not No trade reported. mongolica #5 assessed Gnetum NP C China, India, Myanmar, Nepal, Thailand, Viet Nam LC (2013) No trade reported. montanum #1 Dalbergia calycina GT Population of C Costa Rica, El Salvador, Guatemala, Honduras, Mexico, Nicaragua LC (2012) No trade reported. #6 Guatemala. Dalbergia GT Population of C Belize, Guatemala, Mexico Not No trade reported. cubilquitzensis #6 Guatemala. assessed Dalbergia PA Population of Panama. C Colombia, Panama Not No trade reported. darienensis #2 assessed Dalbergia GT Population of C Costa Rica, Guatemala, Mexico Not No trade reported. glomerata #6 Guatemala. assessed Dalbergia GT, NI Population of C Guatemala, Nicaragua Not No trade reported. tucurensis #6 Guatemala. assessed Dipteryx CR, NI C Costa Rica, Nicaragua Not EU28: 28,700 kg timber, source panamensis assessed W, purpose T from Panama. RoW: 22,746 kg timber, source I, purpose T from Panama; virtually no other trade reported. Magnolia liliifera NP C China, India, Malaysia LC (2014) EU28: no trade reported. var. obovata #1 (Magnolia RoW: 357 live, source A, purpose liliifera) T from Belgium. Cedrela fissilis #5 BO C Argentina, Bolivia (Plurinational State of), Brazil, Colombia, Costa EN (1998) EU28: virtually no trade reported. Rica, Ecuador, Panama, Paraguay, Peru, Suriname, Venezuela RoW: 6428 m2 and 3 m3 veneer, (Bolivarian Republic of) 25 m3 timber; primarily source I, purpose T from Brazil. Cedrela lilloi #5 BO C Argentina, Bolivia (Plurinational State of), Brazil, Paraguay, Peru EN (1998) No trade reported.

19 Scientific Name Party Full listing note EU Distribution IUCN Trade 2004-2013 (direct, as Notes Annex category reported by importers, (year) quantities rounded to full numbers) Cedrela odorata BO, Population of Peru. C Antigua and Barbuda, Argentina, Barbados, Belize, Bolivia VU (1998) EU28: 38,003 m2 and 12 m3 #5 BR, Population of Colombia. (Plurinational State of), Brazil, Cayman Islands (United Kingdom), veneer, 7845 m3 timber; source W CO, Population of Colombia, Costa Rica, Cuba, Dominica, Dominican Republic, for purpose T, primarily from GT, Guatemala. Ecuador, El Salvador, French Guiana [FR], Grenada, Guadeloupe, Brazil/Peru. PE Guatemala, Guyana, Haiti, Honduras, Jamaica, Martinique, RoW: 196,007m3 and 4690 m2 Mexico, Montserrat (United Kingdom), Netherlands Antilles, timber; primarily source W/A, Nicaragua, Panama, Paraguay, Peru, Puerto Rico, Saint Kitts and purpose T from Peru; smaller Nevis, Saint Lucia, Suriname, Trinidad and Tobago, Venezuela quantities of other items also (Bolivarian Republic of), Virgin Islands of the USA traded. Fraxinus RU C China, Japan, Russian Federation Not No trade reported. mandshurica #5 assessed Lodoicea maldivica SC C Seychelles EN (2011) EU28: virtually no trade reported. #13 RoW: 10,379 kg seeds, source W, purpose T from the Seychelles. Meconopsis regia NP C Nepal EN (2011) No trade reported. #1 Pinus koraiensis RU C China, Democratic People's Republic of Korea, Japan, Republic of LC (2013) EU28: no trade reported. #5 Korea, Russian Federation RoW: 6217m3 timber source W, purpose T from the Russian Federation. Podocarpus NP C China, Fiji, India, Nepal, Solomon Islands LC (2013) EU28: no trade reported. neriifolius #1 RoW: 278 live, 1 culture, primarily source A for purpose T from Denmark/Myanmar/Germany. Tetracentron NP C Bhutan, China, India, Myanmar, Nepal Not EU28: no trade reported. sinense #1 assessed RoW: virtually no trade reported. #1 All parts and derivatives, except: a) seeds, spores and pollen (including pollinia); b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; c) cut flowers of artificially propagated plants; and d) fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla. #2 All parts and derivatives except: a) seeds and pollen; and b) finished products packaged and ready for retail trade. #5 Logs, sawn wood and veneer sheets. #6 Logs, sawn wood, veneer sheets and plywood. #13 The kernel (also known as 'endosperm', ‘pulp’ or 'copra') and any derivative thereof. 20

Annex Table 1: ISO codes Code Country full name Code Country full name AR Argentina MU Mauritius BO Bolivia (Plurinational State of) NI Nicaragua BR Brazil NP Nepal BW Botswana NZ New Zealand CA Canada PA Panama CL Chile PE Peru CN China PK Pakistan CO Colombia RU Russian Federation CR Costa Rica SC Seychelles DZ Algeria TN Tunisia EC Ecuador US United States of America GT Guatemala UY Uruguay HN Honduras ZA South Africa IN India

Table 2: Purpose of trade Code Description Code Description T Commercial P Personal Z Zoo M Medical (including biomedical research) G Botanical garden E Educational Q Circus or travelling exhibition N Reintroduction or introduction into the wild S Scientific B Breeding in captivity or artificial propagation H Hunting trophy L Law enforcement / judicial / forensic Table 3: Source of specimens Code Description W Specimens taken from the wild X Specimens taken in “the marine environment not under the jurisdiction of any State” R Ranched specimens: specimens of animals reared in a controlled environment, taken as eggs or juveniles from the wild, where they would otherwise have had a very low probability of surviving to adulthood D Appendix-I animals bred in captivity for commercial purposes in operations included in the Secretariat's Register, in accordance with Resolution Conf. 12.10 (Rev. CoP15), and Appendix-I plants artificially propagated for commercial purposes, as well as parts and derivatives thereof, exported under the provisions of Article VII, paragraph 4, of the Convention A Plants that are artificially propagated in accordance with Resolution Conf. 11.11 (Rev. CoP15), as well as parts and derivatives thereof, exported under the provisions of Article VII, paragraph 5 (specimens of species included in Appendix I that have been propagated artificially for non-commercial purposes and specimens of species included in Appendices II and III) C Animals bred in captivity in accordance with Resolution Conf. 10.16 (Rev.), as well as parts and derivatives thereof, exported under the provisions of Article VII, paragraph 5 F Animals born in captivity (F1 or subsequent generations) that do not fulfil the definition of ‘bred in captivity’ in Resolution Conf. 10.16 (Rev.), as well as parts and derivatives thereof U Source unknown (must be justified) I Confiscated or seized specimens (may be used with another code) O Pre-Convention specimens