Stay on Top of Your Performance Measurement and Analyics Capabiliies with the Latest News from Conluence

For more insight and informaion on Performance Analyics and Conluence Unity® Performance & Analyics, visit the Conluence Performance & Analyics Resource center. You will ind a series of blogs by Kaie Kiss – Director, Performance Analyics, including her most recent aricle “Is There a Trade-Of between Customizaion and Scalability in Performance Producion?” that you can read below. Kiss will be a featured panelist on the Data Quality in Fixed Income Atribuion Panel, scheduled for Friday, March 11th from 12:05 PM to 12:50 PM.

The Trade-Off Between Customization and Scalability in Performance Production One thing is for sure, when it comes to scalability, less is always more. Doing less, but doing it right is what really improves the scale of your business. In the world of performance analyics, scalability isn’t just about improving the speed of calculaion, it also means ensuring the accuracy and availability of results and their subsequent consumpion, the ability to handle large volumes, and last but not least, it is about synergy with the business growth strategy. However, although speed, volume and imely delivery are important, data integraion and data accuracy of the end-results are criical to achieve scale because redundant and ime-consuming data correcions are one of the main factors afecing scalability. Too oten analysts are forced to spend an inordinate amount of ime with manual excepions, where the correcions result in reprocessing the data and staring the process from the beginning again. Some teams have dealt with this by building custom processes within their performance applicaion which oten results in Kaie Kiss slowdowns and botlenecks. The need for process customizaion is introduced by the lack of upstream processes Kaie joined Conluence as Director – and the subsequent need for accuracy and consistency. However, there are Performance Analyics and is responsible consequences when a number of customizaions are added to address operaional for the Unity Performance & Analyics ineiciencies. product strategy. She has more than 12 years of experience in the performance In my experience, customized processes are not meant to be part of the measurement ield. performance producion process as it will undoubtedly afect the speed and availability of the inal results. Prior to joining Conluence Kaie was Global Soluion Manager for Performance This, however, does not mean that customizaion is out of reach, or that there has at SS&C. Prior to SS&C she was UK Head to be a trade-of with scalability. of Performance at UBS Global Asset With this approach, the impact on scalability is minimized and the processes relect Management where she was responsible the business needs so the performance producion is free from any redundant or for performance reporing and analysis. cumbersome operaions that are not needed and create slowdowns. Kaie also led the strategic implementaion of a new global performance and Performance analysts ulimately spend less ime manually ensuring that the data atribuion tool across the organizaion. and returns are validated thoroughly and can focus on providing more value-add, analyzing the numbers and delivering much needed insight into the investment process.

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As the pace of industry change increases, so does the need for a flexible operating model. With help from Eagle’s performance measurement and risk management solutions, your business can remain agile and responsive to market, client and regulatory changes. - Investment Accounting/Fund Accounting - Enterprise Data Management - Performance Measurement and Attribution - Eagle ACCESSSM Eagle Investment Systems LLC, a leading provider Contact us today to learn how Eagle can help your business: of financial services technology, is a division within BNY Mellon Asset Servicing and is a wholly owned Wellesley, Massachusetts +1 781 943 2200 subsidiary of The Bank of New York Mellon Corporation. ©2016 Eagle Investment Systems LLC. www.eagleinvsys.com | @eagleinvsys All rights reserved. Portfolio analytics in a powerful cloud-based platform

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Our reporting solutions help inancial irms create absolute transparency while empowering investors to simplify and better understand their inancial world. Through First Rate’s holistic view of engagement we deliver adaptable and tailored solutions that sustain long-term relationships. With a proven track record—including more than 20 years of experience—our relentless focus on meeting the diverse needs of our partners is unmatched in the industry.

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More than 500 inancial service clients worldwide

More than 1.9 million portfolios are measured

More than $1.7 trillion in assets are reported AGENDA – Friday, March 11, 2016

9:00 am Chairperson’s Welcome & Opening Remarks Empire Forum

Judson M. Stone, Director in Business Development , First ClickRate to edit 9:20 am Outsmart Your Benchmark Costs Empire Forum Performance measurement professionals are constantly in a Mastercatch-22 of needing benchmark title data and having to bu st the budget to buy that data. This session will discuss how best to source benchmark data, including market data delivery and cleansing, increasing licensing costs, and ways to manage costs from how to track use to whether building or buying is the best Click toway edit to go.style Master subtitle style Moderator: Dan Gulko, Head of Performance Measurement and Client Reporting, US, HSBC Global Asset Management Brooks Altman, Performance and Risk Analyst, BNP Paribas John Farris, Head of Sales Americas, Rimes Technologies

10:10 am Keynote Presentation: Peer Group Attribution Empire Forum Join Joe Benevento, Chief Investment Officer at Deutsche Bank, one of the largest Global Fixed Income Asset Managers in our industry. Mr. Benevento will discuss his team’s recent emphasis on peer group attribution and explain the benefits and challenges relative to the more traditional index analysis. Walk away with a better understanding of why peer groups can be superior to index analysis and the nuances involved in constructing them.

Presented by Joe Benevento, Chief Investment Officer, Deutsche Bank

10:45 am Networking Break with the Exhibitors

3/7/2016 1 11:15 am Fixed Income Attribution Project Management in the Options Performance Space Dakota Hub Empire Forum

There are several different The performance measurement space models of fixed income attribution is full of project management for firms to choose from. This professionals, so we’re gathering a session will give an overview of few to discuss what unique challenges the major models available and performance poses in terms of Clickthe advantages and totimelines, edit gathering appropriate team disadvantages of each and how to members, and more. choose a method that best matches the investment process. Moderator: Linda Gould, Executive Vice President Strategic Markets, MasterModerator: Sean Murray, Director PIMCO title – Product Strategy, BISAM Patrick Chase, Director of Technology Dean Freking, Performance and Performance Monitoring, Manager, Pioneer Investments Fiduciary Investment Advisors Scott Kruger, Head of Portfolio Paul DeMello, Director of Investment ClickAnalytics, toInvesco editstyle Master Risksubtitle, BNP Paribas style Dan LaRochelle, Quantitative Jeffrey Malmin, General Director, Analyst - Quantitative Portfolio Performance Reporting, John Strategies, Aberdeen Asset Hancock Financial Services Management 12:00 pm Passing Time

12:05 pm Outsourcing – An Honest Data Quality in Fixed Income Attribution Conversation with John Empire Forum Matsikas Attribution always shines a spotlight on data Dakota Hub issues. Those issues range from ownership The industry loves to discuss to the underlying architecture used to move it outsourcing, but what exactly around the firm. This session will cover the does outsourcing solve? John problems typically uncovered along with best Matsikas will present on what an practices for data management. outsourcing project can do for you, from the scope of the Moderator: Stephen DeTommasso, outsourcing systems to the Managing Director, Investment Analytics, AIG functions those systems Asset calculate, and how to provide Tom Anderson, Manager, Performance and effective oversight of anything Reconciliation, Fort Washington outsourced. Investment Advisors Management Group Jeremy Welch, Head of Investment Reporting Presented by John Matsikas, Performance, BNP Paribas Vice President – Investment Katie Kiss, Director - Performance Analytics, Performance Measurement, Confluence 3/7/2016 Voya Investment Management Scott Dunglinson, Head2 of Client Solutions, IKINDI 12:50 pm Lunch & Networking with the Exhibitors

1:45 pm Cost Management of Performance Investment Performance Reporting Teams for ESG Investments Dakota Hub Empire Forum As important performance measurement is Environmental, Social and Governance to the health of the firm, it sometimes investing has been rising in popularity doesn’t get the budget it deserves. This over the last decade. This session will panelClick will discuss some of the costto exploreedit the nuances associated with sources in performance and strategies for performance calculations for new running an effective performance team investment vehicles and look at some without breaking the bank, including the best practices associated with reporting costs of services and projects, how to specifically on social impact criteria. trackMaster spending and what to track, and how title to use this information to drive internal Presented by Laurie Hesketh, Director, client discussions. Meradia Group

Moderator: Stephen Davis, CEO, Safe ClickHarbor Asset to Management editstyle Master subtitle style Daryl Bradford, AVP Senior Performance & Attribution Analyst, Acadian Asset Management Jed Schneider, SVP, Lazard Asset Management Alex Shafran, Global Head of Performance/Head of Global Analytics, AllianceBernstein Judson M. Stone, Director in Business Development , First Rate 2:30 pm Passing Time

2:35 pm T he "3 R's" of Right-Sizing the Performance Measurement Functions: Requirements, Risks and Resources Empire Forum This presentation examines the issues involved in identifying the appropriate resources needed to maintain a sustainable performance process within an acceptable operational risk level.

Presented by Scott Dunglinson, Head of Client Solutions, IKINDI

3:05 pm Networking Break with the Exhibitors

3/7/2016 3 3:30 pm Client Reporting Multi-Asset-Class Attribution Dakota Hub Empire Forum The presentation of your portfolio With the rise of multi-asset portfolio composition, performance results comes many different ways of and attribution analysis is almost attribution in performance reports. more important than the As an extension of the workshop on performance itself. This session will the 10th, this panel will discuss discussClick the challenges in usingto various edit ways of approaching multi- standard reports or building custom asset-class attribution. and making sure the client understands the results you are Moderator: Sean Murray, Director – sharing. Product Strategy, BISAM Lakshman Easwaran, SVP, Moderator:MasterJulie Bazan, COO, Neubergertitle Berman Cobblestone Capital Shirley Lam, VP/Global Analytic Panelists: John Bagni, Director, Citi Analyst, AllianceBernstein Allyson Rasmussen, CPA, CFA, Pieter Wijnhoven, Senior Vice ClickCIPM, Seniorto editManager, Master Ashland Presidentsubtitle, Ortec Financestyle Canada Partners and Companystyle Mike Moccia, Performance Reporting Analyst, CIPM, City National Rochdale

4:15 pm Passing Time

4:20 pm Performing on the Cloud Empire Forum Now that cloud technology has matured, it is an important option to consider for dealing with the multitudes of data involved in performance measurement. This panel will give an update on where the cloud stands in performance technologies, how it helps (or hinders) data management, and what you need to consider before leaping for the skies.ro

Moderator: Shankar Venkatraman, Director, Citi Panelists: Neil Smyth, Marketing & Technology Director, StatPro Richard Mailhos, Product Manager, Eagle Investment Systems John Matsikas, Vice President – Investment Performance Measurement, Voya Investment Management

5:00 pm Chairperson’s Closing Remarks Empire Forum

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Speakers Biographies

BROOKS ALTMAN, PERFORMANCE AND RISK ANALYST, BNP PARIBAS Brooks Altman is a Senior Performance Analyst for tradition funds, Risk specialist for alternative funds, and is a (Reporting, perf and risk) Product Specialist for the region, specializing in development and selling of Factsheets. He has been in a few performance based roles for 8 years at BNP.

TOM ANDERSON, CIPM, MANAGER, PERFORMANCE MEASUREMENT AND RECONCILIATION, FORT WASHINGTON INVESTMENT ADVISORS Tom Anderson, CIPM, is a Manager, Performance Measurement and Reconciliation at Fort Washington Investment Advisors located in Cincinnati, Ohio. His responsibilities include overseeing the performance measurement, attribution, risk and GIPS compliance functions. He has ten years of experience with the firm, all within the performance measurement space.

JOHN BAGNI, DIRECTOR, CITI John currently manages Citi's Multi-Asset Class Solutions business delivering discretionary and advisory investment solutions to Citi clients. In this role, John built a capability and client-needs focused solution set, delivered via an institutional investment process and with robust fiduciary oversight. His client base includes institutions, foundations, Trusts, and ultra-high net worth families. In this role John serves on multiple investment and governance Committees, including his role as Vice-Chair on the Investment Committee.

JULIE BAZAN, CHIEF OPERATING OFFICER, COBBLESTONE CAPITAL Julie serves as Chief Operating Officer at Cobblestone. She received a Master of Science from St. John Fisher College, a Master of Arts from Nazareth College, and a Bachelor of Arts from William Smith College. Prior to joining Cobblestone Capital Advisors, Julie served as Assistant Vice President of Operations & Administration at Manning & Napier Advisors in Fairport, NY. She has worked in the Finance industry for 20 years, having worked in NYC for a variety of firms including a broker dealer and large asset manager. Julie is a member of the Rochester Women’s Network, the Rochester Women’s Council and Lollypop Farm President’s Council. JOE BENEVENTO, CHIEF INVESTMENT OFFICER FOR AMERICAS, DEUTSCHE BANK Joe Benevento, Managing Director, is CIO for Americas and Co-Head of Global Fixed Income, Member of the Asset and Wealth Management CIO Executive Committee: New York for Deutsche Bank. He joined the Company in 2002 with 13 years of industry experience. Prior to his current role, Joe was Global Head of Liquidity Management. Previously, he served as Head of Liquidity Management for the Americas for the Asset Management Division. Before, he worked as Co-Head of Global Credit Control Research and as a Fixed Income Senior Portfolio Manager. Prior to joining, he was a Portfolio Manager and Trader of various Fixed Income asset classes at Citigroup Asset Management and a long term Fixed Income Portfolio Manager at Smith Barney Mr. Benevento earned a BBA from Bernard M. Baruch College

DARYL BRADFORD, CFA, CIPM, AVP SENIOR PERFORMANCE & ATTRIBUTION ANALYST, ACADIAN ASSET MANAGEMENT Daryl Bradford, CFA, CIPM, is an Assistant Vice President, Senior Performance & Attribution Analyst and Manager at Acadian Asset Management. In this role he provides custom analytics, maintains GIPS compliance, oversees process improvements, and develops staff. Prior to joining Acadian in 2007, Daryl spent three years in accounting and client service roles at State Street Corporation. Daryl graduated from Stonehill College with a BS in Finance, earned a Masters in Finance from Suffolk University, and holds an MBA with a concentration in investments from Northeastern University. He is a CFA Charterholder and a member of the Boston Security Analysts Society.

PATRICK CHASE, DIRECTOR OF TECHNOLOGY AND PERFORMANCE MONITORING, FIDUCIARY INVESTMENT ADVISORS Patrick Chase is the Director of Technology and Performance Monitoring at Fiduciary Investment Advisors, LLC (FIA). Patrick oversees the performance measurement, evaluation and reporting services for pension, endowment, foundation and high net worth clients at FIA. He also oversees the technology infrastructure and manages IT vendor relationships. Prior to joining FIA Patrick was a project manager at SS&C Technologies managing portfolio accounting system implementations for insurance companies and asset managers. Patrick has also worked as Director of Operations for an RIA in the New York city area and has been supporting independent investment advisors throughout his career. Patrick has an MBA with a concentration in Information Systems from Virginia Tech and a Bachelor’s Degree in Finance from Frostburg State University. Patrick holds the Certificate in Investment Performance Measurement™ designation from the CFA Institute and the Project Management Professional™ certification from the Project Management Institute. STEPHEN DAVIS, CEO, SAFE HARBOR ASSET MANAGEMENT Stephen K. Davis is the President of Safe Harbor Asset Management Inc. (SAM) An SEC Registered Investment Advisor (RIA). Mr. Davis is also a Registered Principal and holds the following security licenses: •Series 7: General Securities, •Series 24: Licensed Principal •Series 63: NY State Uniform Securities Agent Mr. Davis has over 28 years’ experience in financial service. He began his career in 1983 as a partner with Employee Benefit Planners providing education and investment advice on tax-deferred retirement savings options to employees of not-for-profit corporations, public schools, and universities. After experiencing the market crash in 1987, Stephen started researching Modern Portfolio Theory (MPT) in an effort to find a way to manage portfolio risk so his clients could avoid devastating losses. Subsequently he formed his own RIA and incorporated as Safe Harbor Capital now known as Safe Harbor Asset Management Inc. to provide fee-based portfolio management and financial planning services. It turned out that his research in MPT was prescient when in 1990 the three noted economists William Sharpe, Harry Markowitz and Burton Miller who were responsible for MPT were awarded the Nobel Prize for their research. As Chief Investment Officer Stephen continues to utilize those same concepts today and is gratified that his firm has been recognized by the CFA institutes as compliant with the Global Investment Performance Standard (GIPS) and has maintained a consistent 15 year GIPS audited track record outperforming the S&P 500 TR Index in his Global Aggressive Model Portfolio as of September 2015, this being a unique accomplishment. Stephen continues to lecture on various subjects regarding tax avoidance, asset allocation, risk management, portfolio composition and his application of Modern Portfolio Theory to trade groups and associations.

PAUL DEMELLO, DIRECTOR OF INVESTMENT RISK, BNP PARIBAS Paul DeMello serves as the Director of Investment Risk Compliance for the BNP Paribas Investment Partners North America entities. A primary resposibility responsibility is to monitor investment compliance related to client portfolios. In addition, his responsibilities include drafting investment guidelines and related investment policies, working with the systems group to develop and improve automated trade surveillance systems, liaising with BNP Paribas Investment Partners global management for investment compliance, and providing portfolio analysis in conjunction with portfolio management. Lastly,Paul is also responsible for maintaining the firm’s adherence to the CFA Institute’s Global Invesment Performance Standards (GIPS). Paul joined the firm in 2004 and is based in New York.Prior to joining BNP, Paul was a Divisional Vice President and Financial Analyst at UBS Financial Services.Paul has 18 years of finance and investment experience. He holds a BS in Accounting from Rutgers University and completed post graduate class work in Financial Risk Management at the University of Reading. Paul is a member of the CFA Institute and earned the right to use the Certificate in Investment Performance Measurement™ designation (CIPM). He has passed the Level I & Level II CFA exams and is currently a 2016 Level III candidate. Paul is also a Certified Public Accountant (CPA). AMBIKA D'SOUZA, VP, GLOBAL HEAD OF GIPS, STATE STREET GLOBAL ADVISORS Ambika D’Souza is Vice President and Global Head of GIPS® at State Street Global Advisors, Boston. Her group is responsible for ensuring GIPS®compliance globally and implementing the one Global GIPS® “firm”. Previously, she was responsible for the global implementation of a new performance system. Prior to joining SSgA, Ambika was Analytics Manager for the public assets of the Lucent Technologies retirement plans. Before that, she was the Head of Performance at WestLB Asset Management in London. Ambika brings over 19 years of performance and analytics experience to the group. Ambika holds a BEng. Honors in Mechanical Engineering from Imperial College, University of London, and an MSc in Operational Research from the Warwick Business School, University of Warwick, UK. She has earned a certificate in Applied Project Management from Boston University, is a certified Project Management Professional (PMP), and is CIPM (Certificate in Investment Performance Measurement) certified. She is also involved in various industry associations including membership of the GIPS®Investment Manager Subcommittee (administered by the CFA Institute), the GIPS® Pooled Funds Advisory Team, and CIPM Standards Setting.

STEPHEN DETOMMASSO, MANAGING DIRECTOR, INVESTMENT ANALYTICS, AIG ASSET MANAGEMENT GROUP Steve has over 15 years of experience in Investments at AIG. Currently, Steve is a Managing Director in AIG Investments, in the Analytics function. In addition to performance measurement, Analytics is responsible for asset modeling and asset projections with outputs driven by investment related business processes, including ALM, stress tests, or financial projections. Within Analytics, Steve leads a team that supports analytics programs, projects, and processes, and operates analytics production for all major processes. Investment Analytics production includes ex-ante security analytics and ex-post performance measurement. In prior roles at AIG Investments, Steve delivered portfolio analytics in support of fixed income portfolio management, led credit risk exposure aggregation and reporting, and special business projects. Prior to AIG, Steve worked in a broad variety of business, finance, or engineering roles Prudential Financial (3 years), Roche (5 years), and IBM (7.5 years). In addition to CFA Charterholder, Steve holds an MBA in Finance with Honors from Rutgers University, a Master of Engineering from Penn State University, and a B.S. from Lehigh University. SCOTT DUNGLINSON, HEAD OF CLIENT SOLUTIONS, IKINDI Scott Dunglinson has more than 20 years Performance experience in the Financial Services industry and heads up IKINDI’s Client Solutions unit which focuses on scalable and affordable Middle Office data integration and data management solutions. Mr. Dunglinson has a diverse background in operational, trading and decision support activities. He built the performance measurement team at American General and was heavily involved with the firm’s entry into the external client advisory business. He ran the performance measurement team for AIG Investments where he was responsible for performance reporting, attribution and analysis for over 700 portfolios and $200bn in assets. With responsibility for a wide range of Board, Investment Committee, Asset Class/Line of Business, Compensation Plan and Marketing related reporting, he has significant experience tailoring reporting and analytical solutions from individual investment desks up to strategic CIO reporting. Mr. Dunglinson also has extensive process re-engineering and system design expertise including acquisition and divestiture integration experience from both acquirer and acquiree perspectives. Mr. Dunglinson holds an MBA in Finance from Rice University and a BBA in Finance from the University of Houston. He also holds the Chartered Financial Analyst (CFA) designation.

LAKSHMAN EASWARAN, SENIOR VICE PRESIDENT, NEUBERGER BERMAN

JOHN FARRIS, HEAD OF SALES AMERICAS, RIMES TECHNOLOGIES John joined RIMES in 2009 as Head of Sales for the Americas bringing over 20 years of financial services sales and leadership experience. Prior to joining RIMES, John was VP of Sales for the Portfolio and Index Services division of Standard & Poor’s. Most recently, John was a SVP at Brandywine Global Investment Management, a subsidiary of Legg Mason, where he led their business development efforts for the Quantitative Equity Group. John holds a MBA in Finance and a BS in Computer Science from La Salle University. DEAN FREKING, PERFORMANCE MANAGER, PIONEER INVESTMENTS

LINDA GOULD, EXECUTIVE VICE PRESIDENT, STRATEGIC MARKETS, PIMCO Linda Gould is an executive vice president in the strategic markets group in the Newport Beach office of Pacific Investment Management Company (PIMCO). In this role, she oversees the firm’s fee policy group and fee sentry process. Linda has also served under Allianz Asset Management of America (parent company) previously running the client billing departments for both the fixed income and equity sides of the business, responsible for preparing and reviewing thousands of fixed and performance-based fee invoices along with preparing and reporting the firm’s assets under management (AUM). Linda is currently the Chairperson for both the AUM and account coding committees at PIMCO and a panel member of the AUM Roundtable, an industry networking group for asset management professionals involved with AUM reporting within their organization. Prior to joining PIMCO in 1994, Linda was with Blue Cross Blue Shield of Massachusetts. She has 22 years of investment experience and holds undergraduate degrees in mathematics and business administration and also studied at Pepperdine University's Graziadio School of Management.

DANIEL GULKO, HEAD OF PERFORMANCE MEASUREMENT AND CLIENT REPORTING, US, HSBC GLOBAL ASSET MANAGEMENT Mr. Gulko is the Head of Performance Measurement and Client Reporting for the US. His responsibilities cover the investment performance measurement and attribution calculations, and client reporting team for the US. Mr. Gulko joined HSBC Global Asset Management (USA) Inc. in July 2014. Prior to this he has held Senior Analyst positions at OppenheimerFunds, Inc. and AllianceBernstein. Mr Gulko began working in the finance industry in 2005. He holds a BS from Odessa State University (Ukraine) and an MBA in Finance from the NYU Stern School of Business. Mr Gulko is a CFA and CIPM Charterholder. GEOFF HECHT, CIPM, PARTNER, ASHLAND PARTNERS Geoff is a Partner with Ashland Partners, an investment-specialist CPA firm, providing audit and consulting services to hedge funds, private equity and real estate firms, investment companies, and insurance companies. He manages approximately 70 client relationships, focusing on verifying investment advisors’ claim of GIPS® compliance as well as other performance attestation engagements. Prior to joining Ashland Partners, Geoffrey was a Portfolio Analyst in the Performance Measurement Group of Fiduciary Trust Company International where he was responsible for institutional account performance and analytics. Currently, Geoffrey is located in Ashland’s New York office and his client base includes firms in Europe, North America, South America, Africa and the Caribbean, which has given him the opportunity to work with a diverse set of investment managers. Geoffrey has earned a Certificate in Investment Performance Measurement (CIPM) from the CFA Institute. He received his undergraduate degree in Finance from the University of Delaware. He is a member of the CIPM Association.

LAURIE HESKETH, PMP, CIPM, DIRECTOR, MERADIA GROUP Laurie Hesketh is a Director at Meradia Group, a consulting firm specializing in building efficiencies in financial services operations. Laurie is Meradia’s project lead, providing successful leadership and expertise to strategic initiatives for Meradia’s clients. She has fourteen years experience in the financial services industry, and an additional seven years as an internal project consultant to the technology arm of a Fortune 100 manufacturing firm. Laurie has a rich background in the data-infrastructure and processes that support change initiatives within complex organizations, and has led technology projects of all shapes and sizes. Laurie has spent the last 10 years working exclusively on investment data warehouses, investment performance and client reporting transformation. Laurie’s technology background and deep subject matter expertise makes her invaluable to the change initiatives Meradia’s clients undertake. She routinely advises on complex investment performance transformation projects from a variety of perspectives (asset manager, outsourcer, wealth management).

KATIE KISS, DIRECTOR - PERFORMANCE ANALYTICS, CONFLUENCE Katie joined Confluence in June 2015 as a Director – Performance Analytics and is responsible for the global go-to-market plan for Unity® Performance & Analytics. She has more than 12 years of experience in the performance measurement field. Prior to joining Confluence Katie was Global Solution Manager for Performance at SS&C. Prior to SS&C she was UK Head of Performance at UBS Global Asset Management where she was responsible for performance reporting and analysis. Katie also led the strategic implementation of a new global performance and attribution tool across the organisation. SCOTT KRUGER, HEAD OF PORTFOLIO ANALYTICS, INVESCO Scott Kruger is the Head of Global Portfolio Analytics, managing a team responsible for portfolio analytics and performance attribution spanning Invesco’s equity, fixed income, and alternative products managed across the globe. Mr. Kruger joined Invesco in 2008 as Head of the Portfolio Analytics team. Prior to joining Invesco, he was Vice President of Performance Measurement and Analytics at AIG Investments, where he managed a team that was responsible for Performance Measurement and Analytics across much of AIG’s general account, separate account, and retail account businesses. Mr. Kruger earned Bachelor of Arts degrees in Accounting and Finance from Ball State University.

SHIRLEY LAM, VP/GLOBAL ANALYTICS ANALYST, ALLIANCEBERNSTEIN

DAN LAROCHELLE, QUANTITATIVE ANALYST - QUANTITATIVE PORTFOLIO STRATEGIES, ABERDEEN ASSET MANAGEMENT RICHARD MAILHOS, PRODUCT MANAGER, EAGLE INVESTMENT SYSTEMS Mr. Mailhos joined Eagle in 2001 and has more than 19 years of experience in the investment industry, with over 15 years in the investment management software and consulting space. Prior to joining Eagle, Mr. Mailhos worked as a Consulting Manager at Financial Models Co. where he implemented clients on the PACER investment accounting system. Previously, Mr. Mailhos worked at PricewaterhouseCoopers and Metropolitan Life Insurance Company in the areas of portfolio analysis and compliance, investment accounting and performance measurement system implementations and risk management consulting. Mr. Mailhos is currently Product Manager for Eagle Performance. Since joining Eagle, Mr. Mailhos also held positions in Global Professional Services and established the GPS Performance Implementation Practice where he managed several client implementation projects for investment managers, public pension funds, insurance companies and global financial service firms. In addition to his extensive portfolio analysis and project management experience across the investment management industry, Mr. Mailhos has in-depth knowledge of the entire Eagle product suite. Since 2012, he has representing Eagle Performance at industry events, supports enhancement requests from the client base, developed a product roadmap and assisting in exploring growth opportunities. Mr. Mailhos has a Bachelor of Arts degree from New York University with concentrations in Finance and Classic Literature. He also has completed numerous courses and professional seminars with Pricewaterhouse Coopers and Advisors Education Group in portfolio analysis, investment accounting, performance measurement, project management and operational and systems risk management.

JEFFREY MALMIN, GENERAL DIRECTOR, PERFORMANCE RECPORTING, JOHN HANCOCK FINANCIAL SERVICES Industry professional with +25 years of experience supporting Performance & Analytics services for both Retail and Institutional clients. Jeff is a Sr. Director managing the Performance Reporting team supporting the John Hancock mutual funds. Prior to joining John Hancock, Jeff spent 15 years at State Street as a Vice President of client service within State Street Investment Analytics supporting both the institutional and asset manager market segments.

JOHN MATSIKAS, VP, INVESTMENT PERFORMANCE, VOYA INVESTMENT MANAGEMENT John Matsikas has 18 years of investment industry experience, 15 of which have been in an Investment Performance Measurement role. He currently leads the Investment Performance & Portfolio Analytics Reporting Group of ING U.S. Investment Management (Becoming Voya Investment Management in May 2014), responsible for the reporting of total return, performance attribution, and returns-based statistics for the external client business. Previous to that, he was a Business Systems Analyst for various front, middle, & back-office functions. John holds a B.S in Finance from the University of Connecticut, an M.S. in Finance from Rensselaer Polytechnic Institute, and holds both the CIPM & CFA designations. MIKE MOCCIA, CIPM, PERFORMANCE REPORTING ANALYST, CITY NATIONAL ROCHDALE Mike Moccia is a Performance Reporting Analyst for City National Rochdale Investment Management. Based in Los Angeles, Mr. Moccia oversees the firm’s composites, advises colleagues on GIPS related issues, answers attribution questions and ensures transactional accuracy at the account level. In the past nine years with CNR (formerly City National Bank), Mr. Moccia has been a part of the Equity Quantitative Research team as well as the Client Advisor group. Mr. Moccia is a CIPM certificate holder and is actively involved in the CIPM Practice Analysis Group.

SEAN MURRAY, DIRECTOR OF PRODUCT STRATEGY, BISAM Sean is responsible for creating a strategic vision and driving the product roadmap for B- One, BI-SAM’s flagship product. He ensures that B-One continues to lead the market while meeting the diverse needs of BI-SAM’s customers and the broader performance community. Sean joined BI-SAM in 2012 as the Global Head of Sales Engineering, where he designed and architected customer technical solutions. Prior to joining BI-SAM Sean held commercial, consulting, and strategic account positions at Eagle Investment Systems, DST International (now SS&C), and Misys. Sean holds a Bachelor of Business Administration from the University of Massachusetts, Amherst.

ALLYSON RASMUSSEN, CFA, CPA, CIPM, SENIOR MANAGER, ASHLAND PARTNERS AND COMPANY Allyson is a Senior Manager with Ashland Partners, an investment-specialist CPA firm. She primarily conducts and supervises GIPS® verification services, but also participates in various attestation services such as strategy and model examinations, Surprise Custody Audits, and SSAE no. 16 Examinations. Allyson is an investment performance measurement expert with specialization in fixed income assets. Prior to joining Ashland Partners, Allyson served as the VP of performance for a large Chicago-based asset management firm where she had responsibility for performance calculations, client reporting, client invoicing, reviewing marketing materials, as well as compliance with the Global Investment Performance Standards. During her tenure she implemented a new accounting system and automated the standardized client reporting process. Other experience includes serving as a senior associate for a CPA firm, auditing financial institutions, including those subject to FDICIA and SEC registrants, and as an investment accountant for a large investment management firm. She graduated Summa Cum Laude with a Bachelors of Science degree in Accounting from Minnesota State University and Magna Cum Laude with a Masters of Business Administration degree from Drake University. Allyson is a CFA charterholder, licensed CPA, and a CIPM certificate holder. She works from an office in Chicago, Illinois. JED SCHNEIDER, SVP, LAZARD ASSET MANAGEMENT Jed is currently responsible for managing the GIPS compliance process at Lazard Asset Management. He has over 25 years experience in the performance measurement industry and investment operations. Before joining Lazard, Jed was head of performance reporting for J.P. Morgan’s U.S. Private Bank division. Prior to that, he was responsible for Verification Services at The Spaulding Group, a consulting firm in the performance measurement industry. At The Spaulding Group, he conducted GIPS® (Global Investment Performance Standards) verifications, performance attestations and consultations for many types of asset management firms. Jed also spent time at Morgan Stanley and U.S. Trust managing performance measurement teams and was a statistician for Consumer Reports magazine, responsible for data analysis on all product testing. Jed holds both a CIPM® (Certificate in Investment Performance Measurement) and an FRM® (Financial Risk Manager) designation. He has a B.S. in Applied Mathematics from Stony Brook University and a M.S. in Statistics from Baruch College.

ALEX SHAFRAN, VP, GLOBAL HEAD OF PERFORMANCE AND HEAD OF GLOBAL ANALYTICS, ALLIANCEBERNSTEIN

NEIL SMYTH, MARKETING & TECHNOLOGY DIRECTOR - STATPRO Neil is responsible for the overall technology strategy and global marketing activity. He joined StatPro in 1997 after completing his MSc in Multimedia Technology culminating in a 6 month placement with SONY at their European R&D center in Brussels. Neil has held positions in QA, Client Services and IT and was the CTO before taking up his current position in January 2011. Neil started the research project which became StatPro Revolution in 2008, leading an initial group of architects and developers to produce prototypes and public beta’s ready for the commercial launch in March 2011. Neil continues to be part of the StatPro Revolution working group today. JUDSON M. STONE, DIRECTOR IN BUSINESS DEVELOPMENT, FIRST RATE Judson M. Stone, Director in Business Development, has been with First Rate since 1995. Jud works as a Senior Account Manager developing new and current opportunities with prospects, clients and strategic partners. Stone has served in multiple groups at First Rate, working as a Performance Analyst, Product Developer, Business Analyst and most recently as Development Manager in Professional Services. Stone has provided strategic direction for client specific projects related to interface development and deployment, client onboarding, product integration, data aggregation and client reporting. Stone is involved in his community, participating as community advocate and board member to the Community Storehouse and supports the local chapter of Young Life. Jud holds certification in SolutionSelling, Franklin Covey and Dale Carnegie.

SHANKAR VENKATRAMAN,DIRECTOR, GLOBAL HEAD OF PERFORMANCE, RISK ANALYTICS AND COMPLIANCE, CITI Shankar has over 15 years of experience in building products, delivering innovative solutions, growing businesses, managing P&L, reengineering business processes and business problems across the Financial services value chain including Asset Manager Services, Cash Management, Investment Banking, Sales & Trading and Research. Shankar has been at Citi for 13+ years in various capacities and most recently as the global head of performance and risk analytics for Global Fund Services in the Markets and Security Services organization. Shankar’s responsibilities @ Citi include defining global product strategy for Performance, Risk Analytics and Post Trade compliance services. JEREMY WELCH, HEAD OF INVESTMENT REPORTING PERFORMANCE, BNP PARIBAS Jeremy Welch is the Head of Investment Review and Performance (IRP) for BNP Paribas Financial Services based in King of Prussia, PA. In this role, Jeremy is responsible for overseeing the IRP division for all of North/South America operations, which includes the following products: Performance, Risk, Attribution and Client Reporting.

PIETER WIJNHOVEN, SENIOR VICE PRESIDENT, ORTEC FINANCE CANADA Pieter Wijnhoven manages Ortec Finance Canada from their new office in Toronto. He is responsible for all their North American activities, serving both performance measurement and strategic risk management clients. The recent decision to open an office in Canada was based on the good fit with the North American market as well as recent client acquisitions. Pieter started working for Ortec Finance in the Netherlands in 2005 as an Asset Liability Management (ALM) consultant for international clients, and directed several large implementation projects in that role. In 2012 Pieter became a Senior Account Manager in the field of performance measurement, effectively moving from the ex-ante to the ex-post side of risk management. His main responsibility involved the global business development of Ortec Finance’s performance, attribution and risk system PEARL, while continuing to serve clients from Canada to New Zealand. More recently growing business developments in North America have captured most of his time and energy, and in 2015 Pieter was selected to head the new office of Ortec Finance in Toronto, Canada.

Thank You to the PMA 2016 Conference Advisory Board

Ambika D’Souza Dan Gulko, State Street Global Advisors HSBC

John Matsikas, Shankar Venkatraman, Alex Shafran, Voya Investment Management Citi Alliance Bernstein A recent Forrester Total Economic ImpactTM Study analyzes how RIMES Managed Data Services positively impact users

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What key investment decisions influence your performance?

A unique process Most performance attribution solutions focus only on the bottom-up decisions. The Investment Decision Process (IDP) of Ortec Finance has the unique ability to quantify the top-down decisions. This provides greater insight into the added value (and risk) throughout the decision-making process.

 Process  Calculate Automated workflow and data management Flexible and scalable; 100+ return and risk measures

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Ortec Finance has been providing performance, attribution and risk solutions for two decades. Offering both software and outsourced services to the investment community, our clients include some of the world’s largest pension funds, sovereign wealth funds and asset management companies.

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