1997R0338 — EN — 20.12.2014 — 018.001 — 1
This document is meant purely as a documentation tool and the institutions do not assume any liability for its contents
►B COUNCIL REGULATION (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein (OJ L 61, 3.3.1997, p. 1)
Amended by:
Official Journal
No page date ►M1 Commission Regulation (EC) No 938/97 of 26 May 1997 L 140 1 30.5.1997 ►M2 Commission Regulation (EC) No 2307/97 of 18 November 1997 L 325 1 27.11.1997 ►M3 Commission Regulation (EC) No 2214/98 of 15 October 1998 L 279 3 16.10.1998 ►M4 Commission Regulation (EC) No 1476/1999 of 6 July 1999 L 171 5 7.7.1999 ►M5 Commission Regulation (EC) No 2724/2000 of 30 November 2000 L 320 1 18.12.2000 ►M6 Commission Regulation (EC) No 1579/2001 of 1 August 2001 L 209 14 2.8.2001 ►M7 Commission Regulation (EC) No 2476/2001 of 17 December 2001 L 334 3 18.12.2001 ►M8 Commission Regulation (EC) No 1497/2003 of 18 August 2003 L 215 3 27.8.2003 ►M9 Regulation (EC) No 1882/2003 of the European Parliament and of the L 284 1 31.10.2003 Council of 29 September 2003 ►M10 Commission Regulation (EC) No 834/2004 of 28 April 2004 L 127 40 29.4.2004 ►M11 Commission Regulation (EC) No 1332/2005 of 9 August 2005 L 215 1 19.8.2005 ►M12 Commission Regulation (EC) No 318/2008 of 31 March 2008 L 95 3 8.4.2008 ►M13 Commission Regulation (EC) No 407/2009 of 14 May 2009 L 123 3 19.5.2009 ►M14 Regulation (EC) No 398/2009 of the European Parliament and of the L 126 5 21.5.2009 Council of 23 April 2009 ►M15 Commission Regulation (EU) No 709/2010 of 22 July 2010 L 212 1 12.8.2010 ►M16 Commission Regulation (EU) No 101/2012 of 6 February 2012 L 39 133 11.2.2012 ►M17 Commission Regulation (EU) No 1158/2012 of 27 November 2012 L 339 1 12.12.2012 ►M18 Commission Regulation (EU) No 750/2013 of 29 July 2013 L 212 1 7.8.2013 ►M19 Commission Regulation (EU) No 1320/2014 of 1 December 2014 L 361 1 17.12.2014
Corrected by:
►C1 Corrigendum, OJ L 298, 1.11.1997, p. 70 (338/97) ►C2 Corrigendum, OJ L 139, 5.6.2009, p. 35 (407/2009) 1997R0338 — EN — 20.12.2014 — 018.001 — 2
▼B COUNCIL REGULATION (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, and in particular Article 130s (1) thereof,
Having regard to the proposal from the Commission (1 ),
Having regard to the opinion of the Economic and Social Committee (2 ),
Acting in accordance with the procedure laid down in Article 189c of the Treaty (3 ),
(1) Whereas Regulation (EEC) No 3626/82 (4 ) applies the Convention on International Trade in Endangered Species of Wild Fauna and Flora in the Community with effect from 1 January 1984; whereas the purpose of the Convention is to protect endangered species of fauna and flora through controls on international trade in specimens of those species;
(2) Whereas, in order to improve the protection of species of wild fauna and flora which are threatened by trade or likely to be so threatened, Regulation (EEC) No 3626/82 must be replaced by a Regulation taking account of the scientific knowledge acquired since its adoption and the current structure of trade; whereas, moreover, the abolition of controls at internal borders resulting from the Single Market necessitates the adoption of stricter trade control measures at the Community's external borders, with documents and goods being checked at the customs office at the border where they are introduced;
(3) Whereas the provisions of this Regulation do not prejudice any stricter measures which may be taken or maintained by Member States, in compliance with the Treaty, in particular with regard to the holding of specimens of species covered by this Regulation;
(4) Whereas it is necessary to lay down objective criteria for the inclusion of species of wild fauna and flora in the Annexes to this Regulation;
(1 ) OJ No C 26, 3.2.1992, p. 1, and OJ No C 131, 12.5.1994, p. 1. (2 ) OJ No C 223, 31.8.1992, p. 19. (3 ) Opinion of the European Parliament of 15 December 1995 (OJ No C 17, 22.1.1996, p. 430). Common position of the Council of 26 February 1996 (OJ No C 196, 6.7.1996, p. 58) and Decision of the European Parliament of 18 September 1996 (OJ No C 320, 28. 10. 1996). (4 ) OJ No L 384, 31.12.1982, p. 1. Regulation as last amended by Commission Regulation (EC) No 558/95 (OJ No L 57, 15.3.1995, p. 1). 1997R0338 — EN — 20.12.2014 — 018.001 — 3
▼B
(5) Whereas the implementation of this Regulation necessitates the application of common conditions for the issue, use and presen tation of documents relating to authorization of the introduction into the Community and the export or re-export from the Community of specimens of the species covered by this Regu lation; whereas it is necessary to lay down specific provisions relating to the transit of specimens through the Community;
(6) Whereas it is for a management authority of the Member State of destination, assisted by the scientific authority of that Member State and, where appropriate, taking into account any opinion of the Scientific Review Group, to decide on the requests for intro duction of specimens into the Community;
(7) Whereas it is necessary to supplement the provisions on re-export with a consultation procedure, in order to limit the risk of infringement;
(8) Whereas, in order to guarantee effective protection of species of wild fauna and flora, additional restrictions may be imposed on the introduction of specimens into, and the export thereof from, the Community; whereas, with regard to live specimens, these restrictions may be supplemented by restrictions at Community level on the holding or movement of such specimens within the Community;
(9) Whereas it is necessary to lay down specific provisions applicable to captive-born and bred, or artificially propagated specimens, to specimens which are personal or household effects, and to non- commercial loans, donations or exchanges between registered scientists and scientific institutions;
(10) Whereas there is a need, in order to ensure the broadest possible protection for species covered by this Regulation, to lay down provisions for controlling trade and movement of specimens within the Community, and the conditions for housing specimens; whereas the certificates issued under this Regulation, which contribute to controlling these activities, must be governed by common rules on their issue, validity and use;
(11) Whereas measures should be taken to minimize the adverse effects on live specimens of transport to their destination, from or within the Community; 1997R0338 — EN — 20.12.2014 — 018.001 — 4
▼B
(12) Whereas, to ensure effective controls and to facilitate customs procedures, customs offices should be designated, with trained personnel responsible for carrying out the necessary formalities and corresponding checks where specimens are introduced into the Community, in order to assign them a customs-approved treatment or use within the meaning of Council Regulation (EEC) No 2913/92 of 12 October 1992 establishing the Community Customs Code (1 ), or where they are exported or re-exported from the Community; whereas there should also be facilities guaranteeing that live specimens are adequately housed and cared for;
(13) Whereas the implementation of this Regulation also calls for the designation of management and scientific authorities by the Member States;
(14) Whereas informing the public and making them aware of the provisions of this Regulation, particularly at border crossing points, is likely to encourage compliance with these provisions;
(15) Whereas, in order to ensure effective enforcement of this Regu lation, Member States should closely monitor compliance with its provisions and, to that end, cooperate closely between themselves and with the Commission; whereas this requires the communi cation of information relating to the implementation of this Regu lation;
(16) Whereas the monitoring of levels of trade in the species of wild fauna and flora covered by this Regulation is of crucial importance for assessing the effects of trade on the conservation status of species; whereas detailed annual reports should be drawn up in a common format;
(17) Whereas, in order to guarantee compliance with this Regulation, it is important that Member States impose sanctions for infringements in a manner which is both sufficient and appro priate to the nature and gravity of the infringement;
(18) Whereas it is essential to lay down a Community procedure enabling the implementing provisions and amendments to the Annexes of this Regulation to be adopted within a suitable period; whereas a Committee must be set up to permit close and effective cooperation between the Member States and the Commission in this field;
(19) Whereas the multitude of biological and ecological aspects to be considered in the implementation of this Regulation requires the setting up of a Scientific Review Group, whose opinions will be forwarded by the Commission to the Committee and the management bodies of the Member States, to assist them in making their decisions,
(1 ) OJ No L 302, 19.10.1992, p. 1. Regulation as last amended by the 1994 Act of Accession. 1997R0338 — EN — 20.12.2014 — 018.001 — 5
▼B
HAS ADOPTED THIS REGULATION:
Article 1 Object
The object of this Regulation is to protect species of wild fauna and flora and to guarantee their conservation by regulating trade therein in accordance with the following Articles.
This Regulation shall apply in compliance with the objectives, prin ciples and provisions of the Convention defined in Article 2.
Article 2 Definitions
For the purposes of this Regulation:
(a) ‘Committee’ shall mean the Committee on Trade in Wild Fauna and Flora, established under Article 18;
(b) ‘Convention’ shall mean the Convention on International Trade in Endangered Species of Wild Fauna and Flora (Cites);
(c) ‘country of origin’ shall mean the country in which a specimen was taken from the wild, captive-bred or artificially propagated;
(d) ‘import notification’ shall mean the notification given by the importer or his agent or representative, at the time of the intro duction into the Community of a specimen of a species included in Annexes C or D, on a form prescribed by the Commission in accordance with the procedure laid down in Article 18;
(e) ‘introduction from the sea’ shall mean the introduction into the Community of any specimen which was taken in, and is being introduced directly from, the marine environment not under the jurisdiction of any State, including the air-space above the sea and the sea-bed and subsoil beneath the sea;
(f) ‘issuance’ shall mean the completion of all procedures involved in preparing and validating a permit or certificate and its delivery to the applicant;
(g) ‘management authority’ shall mean a national administrative authority designated, in the case of a Member State, in accordance with Article 13(1)(a) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;
(h) ‘Member State of destination’ shall mean the Member State of destination mentioned in the document used to export or re- export a specimen; in the event of introduction from the sea, it shall mean the Member State within whose jurisdiction the place of destination of a specimen lies;
(i) ‘offering for sale’ shall mean offering for sale and any action that may reasonably be construed as such, including advertising or causing to be advertised for sale and invitation to treat;
(j) ‘personal or household effects’ shall mean dead specimens, parts and derivatives thereof, that are the belongings of a private indi vidual and that form, or are intended to form, part of his normal goods and chattels; 1997R0338 — EN — 20.12.2014 — 018.001 — 6
▼B (k) ‘place of destination’ shall mean the place at which at the time of introduction into the Community, it is intended that specimens will normally be kept; in the case of live specimens, this shall be the first place where specimens are intended to be kept following any period of quarantine or other confinement for the purposes of sanitary checks and controls;
(l) ‘population’ shall mean a biologically or geographically distinct total number of individuals;
(m) ‘primarily commercial purposes’ shall mean all purposes the non- commercial aspects of which do not clearly predominate;
(n) ‘re-export from the Community’ shall mean export from the Community of any specimen that has previously been introduced;
(o) ‘reintroduction into the Community’ shall mean introduction into the Community of any specimen that has previously been exported or re-exported;
(p) ‘sale’ shall mean any form of sale. For the purposes of this Regu lation, hire, barter or exchange shall be regarded as sale; cognate expressions shall be similarly construed;
(q) ‘scientific authority’ shall mean a scientific authority designated, in the case of a Member State, in accordance with Article 13(1)(b) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;
(r) ‘Scientific Review Group’ shall mean the consultative body estab lished under Article 17;
(s) ‘species’ shall mean a species, subspecies or population thereof;
(t) ‘specimen’ shall mean any animal or plant, whether alive or dead, of the species listed in Annexes A to D, any part or derivative thereof, whether or not contained in other goods, as well as any other goods which appear from an accompanying document, the packaging or a mark or label, or from any other circumstances, to be or to contain parts or derivatives of animals or plants of those species, unless such parts or derivatives are specifically exempted from the provisions of this Regulation or from the provisions relating to the Annex in which the species concerned is listed by means of an indication to that effect in the Annexes concerned.
A specimen will be considered to be a specimen of a species listed in Annexes A to D if it is, or is part of or derived from, an animal or plant at least one of whose ‘parents’ is of a species so listed. In cases where the ‘parents’ of such an animal or plant are of species listed in different Annexes, or of species only one of which is listed, the provisions of the more restrictive Annex shall apply. However, in the case of specimens of hybrid plants, if one of the ‘parents’ is of a species listed in Annex A, the provisions of the more restrictive Annex shall apply only if that species is annotated to that effect in the Annex;
(u) ‘trade’ shall mean the introduction into the Community, including introduction from the sea, and the export and re-export therefrom, as well as the use, movement and transfer of possession within the Community, including within a Member State, of specimens subject to the provisions of this Regulation; 1997R0338 — EN — 20.12.2014 — 018.001 — 7
▼B (v) ‘transit’ shall mean the transport of specimens between two points outside the Community through the territory of the Community which are shipped to a named consignee and during which any interruption in the movement arises only from the arrangements necessitated by this form of traffic;
(w) ‘worked specimens that were acquired more than 50 years previously’ shall mean specimens that were significantly altered from their natural raw state for jewellery, adornment, art, utility, or musical instruments, more than 50 years before the entry into force of this Regulation and that have been, to the satisfaction of the management authority of the Member State concerned, acquired in such conditions. Such specimens shall be considered as worked only if they are clearly in one of the aforementioned categories and require no further carving, crafting or manufacture to effect their purpose;
(x) ‘checks at the time of introduction, export, re-export and transit’ shall mean documentary checks on the certificates, permits and notifications provided for in this Regulation and — in cases where Community provisions so provide or in other cases by repre sentative sampling of the consignments — examination of the specimens, where appropriate accompanied by the taking of samples with a view to analysis or more detailed checks.
Article 3 Scope
1. Annex A shall contain:
(a) the species listed in Appendix I to the Convention for which the Member States have not entered a reservation;
(b) any species:
(i) which is, or may be, in demand for utilization in the Community or for international trade and which is either threatened with extinction or so rare that any level of trade would imperil the survival of the species;
or
(ii) which is in a genus of which most of the species or which is a species of which most of the subspecies are listed in Annex A in accordance with the criteria in subparagraphs (a) or (b)(i) and whose listing in the Annex is essential for the effective protection of those taxa.
2. Annex B shall contain:
(a) the species listed in Appendix II to the Convention, other than those listed in Annex A, for which the Member States have not entered a reservation;
(b) the species listed in Appendix I to the Convention for which a reservation has been entered; 1997R0338 — EN — 20.12.2014 — 018.001 — 8
▼B (c) any other species not listed in Appendices I or II to the Convention:
(i) which is subject to levels of international trade that might not be compatible:
— with its survival or with the survival of populations in certain countries, or
— with the maintenance of the total population at a level consistent with the role of the species in the ecosystems in which it occurs:
or
(ii) whose listing in the Annex for reasons of similarity in appearance to other species listed in Annex A or Annex B, is essential in order to ensure the effectiveness of controls on trade in specimens of such species;
(d) species in relation to which it has been established that the intro duction of live specimens into the natural habitat of the Community would constitute an ecological threat to wild species of fauna and flora indigenous to the Community.
3. Annex C shall contain:
(a) the species listed in Appendix III to the Convention, other than those listed in Annexes A or B, for which the Member States have not entered a reservation;
(b) the species listed in Appendix II to the Convention for which a reservation has been entered.
4. Annex D shall contain:
(a) species not listed in Annexes A to C which are imported into the Community in such numbers as to warrant monitoring;
(b) the species listed in Appendix III to the Convention for which a reservation has been entered.
5. Where the conservation status of species covered by this Regu lation warrants their inclusion in one of the Appendices to the Convention, the Member States shall contribute to the necessary amend ments.
Article 4 Introduction into the Community
1. The introduction into the Community of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by a management authority of the Member State of destination. 1997R0338 — EN — 20.12.2014 — 018.001 — 9
▼B The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when the following conditions have been met:
(a) the competent scientific authority, after considering any opinion by the Scientific Review Group, has advised that the introduction into the Community:
(i) would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species;
(ii) is taking place:
— for one of the purposes referred to in Article 8(3)(e), (f) and (g), or
— for other purposes which are not detrimental to the survival of the species concerned;
(b) (i) the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation on the protection of the species concerned which, in the case of import from a third country of specimens of a species listed in the Appendices to the Convention, shall be an export permit or re-export certificate, or copy thereof, issued in accordance with the Convention by a competent authority of the country of export or re-export;
(ii) however, the issuance of import permits for species listed in Annex A in accordance with Article 3(1)(a) shall not require such documentary evidence, but the original of any such import permit shall be withheld from the applicant pending presen tation of the export permit or re-export certificate;
(c) the competent scientific authority is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;
(d) the management authority is satisfied that the specimen is not to be used for primarily commercial purposes;
(e) the management authority is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the import permit; and
(f) in the case of introduction from the sea, the management authority is satisfied that any live specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment.
2. The introduction into the Community of specimens of the species listed in Annex B shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by a management authority of the Member State of destination. 1997R0338 — EN — 20.12.2014 — 018.001 — 10
▼B The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when:
(a) the competent scientific authority, after examining available data and considering any opinion from the Scientific Review Group, is of the opinion that the introduction into the Community would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species, taking account of the current or anticipated level of trade. This opinion shall be valid for subsequent imports as long as the abovementioned aspects have not changed significantly;
(b) the applicant provides documentary evidence that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;
(c) the conditions referred to in paragraph 1(b)(i), (e) and (f) have been met.
3. The introduction into the Community of specimens of the species listed in Annex C shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import notification and:
(a) in the case of export from a country mentioned in relation to the species concerned in Annex C, the applicant shall provide docu mentary evidence, by means of an export permit issued in accordance with the Convention by an authority of that country competent for the purpose, that the specimens have been obtained in accordance with the national legislation on the conservation of the species concerned; or
(b) in the case of export from a country not mentioned in relation to the species concerned in Annex C or re-export from any country, the applicant shall present an export permit, a re-export certificate or a certificate of origin issued in accordance with the Convention by an authority of the exporting or re-exporting country competent for the purpose.
4. The introduction into the Community of specimens of the species listed in Annex D shall be subject to completion of the necessary checks and the prior presentation of an import notification at the border customs office at the point of introduction.
5. The conditions for the issuance of an import permit as referred to in paragraph 1(a) and (d) and in paragraph 2(a), (b) and (c) shall not apply to specimens for which the applicant provides documentary evidence:
(a) that they had previously been legally introduced into or acquired in the Community and that they are, modified or not, being reintroduced into the Community; or
(b) that they are worked specimens that were acquired more than 50 years previously. 1997R0338 — EN — 20.12.2014 — 018.001 — 11
▼M14 6. In consultation with the countries of origin concerned, in accordance with the regulatory procedure referred to in Article 18(2) and taking account of any opinion from the Scientific Review Group, the Commission may establish general restrictions, or restrictions relating to certain countries of origin, on the introduction into the Community:
▼B (a) on the basis of the conditions referred to in paragraph 1(a)(i) or (e), of specimens of species listed in Annex A;
(b) on the basis of the conditions referred to in paragraph 1(e) or paragraph 2(a), of specimens of species listed in Annex B; and
(c) of live specimens of species listed in Annex B which have a high mortality rate during shipment or for which it has been established that they are unlikely to survive in captivity for a considerable proportion of their potential life span; or
(d) of live specimens of species for which it has been established that their introduction into the natural environment of the Community presents an ecological threat to wild species of fauna and flora indigenous to the Community.
The Commission shall on a quarterly basis publish a list of such restric tions, if any, in the Official Journal of the European Communities.
▼M14 7. Where special cases of transhipment, air transfer or rail transport occur following introduction into the Community, derogations from completion of the checks and presentations of import documents at the border customs office at the point of introduction which are referred to in paragraphs 1 to 4 shall be granted by the Commission in order to permit such checks and presentations to be made at another customs office designated in accordance with Article 12(1).
Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).
▼B
Article 5 Export or re-export from the Community
1. The export or re-export from the Community of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re- export certificate issued by a management authority of the Member State in which the specimens are located.
2. An export permit for specimens of the species listed in Annex A may be issued only when the following conditions have been met:
(a) the competent scientific authority has advised in writing that the capture or collection of the specimens in the wild or their export will not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species; 1997R0338 — EN — 20.12.2014 — 018.001 — 12
▼B (b) the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation in force on the protection of the species in question; where the application is made to a Member State other than the Member State of origin, such documentary evidence shall be furnished by means of a certificate stating that the specimen was taken from the wild in accordance with the legislation in force on its territory;
(c) the management authority is satisfied that:
(i) any live specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment; and
(ii) — the specimens of species not listed in Annex I to the Convention will not be used for primarily commercial purposes, or
— in the case of export to a State party to the Convention of specimens of the species referred to in Article 3(1)(a) of this Regulation, an import permit has been issued;
and
(d) the management authority of the Member State is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the export permit.
3. A re-export certificate may be issued only when the conditions referred to in paragraph 2 (c) and (d) have been met and when the applicant provides documentary evidence that the specimens:
(a) were introduced into the Community in accordance with the provisions of this Regulation;
(b) if introduced into the Community before the entry into force of this Regulation, were introduced in accordance with the provisions of Regulation (EEC) No 3626/82; or
(c) if introduced into the Community before 1984, entered international trade in accordance with the provisions of the Convention; or
(d) were legally introduced into the territory of a Member State before the provisions of the Regulations referred to in (a) and (b) or of the Convention became applicable to them, or became applicable in that Member State.
4. The export or re-export from the Community of specimens of the species listed in Annexes B and C shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re- export certificate issued by a management authority of the Member State in whose territory the specimens are located. 1997R0338 — EN — 20.12.2014 — 018.001 — 13
▼B An export permit may be issued only when the conditions referred to in paragraph 2 (a), (b), (c) (i) and (d) have been met.
A re-export certificate may be issued only when the conditions referred to in paragraph 2 (c) (i) and (d) and in paragraph 3 (a) to (d) have been met.
▼M14 5. Where an application for a re-export certificate concerns specimens introduced into the Community under an import permit issued by another Member State, the management authority must first consult the management authority which issued the permit. The consul tation procedures and the cases in which consultation is necessary shall be established by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).
▼B 6. The conditions for the issuance of an export permit or re-export certificate as referred to in paragraph 2 (a) and (c) (ii) shall not apply to:
(i) worked specimens that were acquired more than 50 years previously; or
(ii) dead specimens and parts and derivatives thereof for which the applicant provides documentary evidence that they were legally acquired before the provisions of this Regulation, or of Regulation (EEC) No 3626/82 or of the Convention became applicable to them.
7. (a) The competent scientific authority in each Member State shall monitor the issuance of export permits by that Member State for specimens of species listed in Annex B and actual exports of such specimens. Whenever such scientific authority determines that the export of specimens of any such species should be limited in order to maintain that species throughout its range at a level consistent with its role in the ecosystem in which it occurs, and well above the level at which that species might become eligible for inclusion in Annex A in accordance with Article 3 (1) (a) or (b) (i), the scientific authority shall advise the competent management authority, in writing, of suitable measures to be taken to limit the issuance of export permits for specimens of that species
▼M14 (b) Whenever a management authority is advised of the measures referred to in (a), it shall inform and send comments to the Commission which shall, if appropriate, recommend restrictions on exports of the species concerned in accordance with the regulatory procedure referred to in Article 18(2). 1997R0338 — EN — 20.12.2014 — 018.001 — 14
▼B Article 6 Rejection of applications for permits and certificates referred to in Articles 4, 5 and 10
1. When a Member State rejects an application for a permit or certificate in a case of significance in respect of the objectives of this Regulation, it shall immediately inform the Commission of the rejection and of the reasons for rejection.
2. The Commission shall communicate information received in accordance with paragraph 1 to the other Member States in order to ensure uniform application of this Regulation.
3. When an application is made for a permit or certificate relating to specimens for which such an application has previously been rejected, the applicant must inform the competent authority to which the appli cation is submitted of the previous rejection.
4. (a) Member States shall recognize the rejection of applications by the competent authorities of the other Member States, where such rejection is based on the provisions of this Regulation.
(b) However, this need not apply where the circumstances have significantly changed or where new evidence to support an application has become available. In such cases, if a management authority issues a permit or certificate, it shall inform the Commission thereof, stating the reasons for issuance.
Article 7 Derogations
1. Specimens born and bred in captivity or artificially propagated
(a) Save where Article 8 applies, specimens of species listed in Annex A that have been born and bred in captivity or artificially propagated shall be treated in accordance with the provisions applicable to specimens of species listed in Annex B.
(b) In the case of artificially propagated plants, the provisions of Articles 4 and 5 may be waived under special conditions laid down by the Commission, relating to:
(i) the use of phytosanitary certificates;
(ii) trade by registered commercial traders and by the scientific institutions referred to in paragraph 4 of this Article; and
(iii) trade in hybrids.
▼M14 (c) The criteria for determining whether a specimen has been born and bred in captivity or artificially propagated and whether for commercial purposes, as well as the special conditions referred to in (b), shall be specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3). 1997R0338 — EN — 20.12.2014 — 018.001 — 15
▼B 2. Transit
(a) By way of derogation from Article 4, where a specimen is in transit through the Community, checks and presentation at the border customs office at the point of introduction of the prescribed permits, certificates and notifications shall not be required.
(b) In the case of species listed in the Annexes in accordance with Article 3 (1) and Article 3 (2) (a) and (b), the derogation referred to in (a) shall apply only where a valid export or re-export document provided for by the Convention, relating to the specimens that it accompanies and specifying the destination of the specimens, has been issued by the competent authorities of the exporting or re-exporting third country.
▼M14 (c) If the document referred to in (b) has not been issued before export or re-export, the specimen must be seized and may, where appli cable, be confiscated unless the document is submitted retrospec tively in compliance with the conditions specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).
3. Personal and household effects
By way of derogation from Articles 4 and 5, the provisions therein shall not apply to dead specimens, parts and derivatives of species listed in Annexes A to D which are personal or household effects being introduced into the Community, or exported or re-exported therefrom, in compliance with provisions that shall be specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).
4. Scientific institutions
The documents referred to in Articles 4, 5, 8 and 9 shall not be required in the case of non-commercial loans, donations and exchanges between scientists and scientific institutions, registered by the management auth orities of the States in which they are located, of herbarium specimens and other preserved, dried or embedded museum specimens, and of live plant material, bearing a label, the model for which has been determined in accordance with the regulatory procedure referred to in Article 18(2) or a similar label issued or approved by a management authority of a third country.
▼B
Article 8 Provisions relating to the control of commercial activities
1. The purchase, offer to purchase, acquisition for commercial purposes, display to the public for commercial purposes, use for commercial gain and sale, keeping for sale, offering for sale or trans porting for sale of specimens of the species listed in Annex A shall be prohibited. 1997R0338 — EN — 20.12.2014 — 018.001 — 16
▼B 2. Member States may prohibit the holding of specimens, in particular live animals of the species listed in Annex A.
3. In accordance with the requirements of other Community legis lation on the conservation of wild fauna and flora, exemption from the prohibitions referred to in paragraph 1 may be granted by issuance of a certificate to that effect by a management authority of the Member State in which the specimens are located, on a case-by-case basis where the specimens:
(a) were acquired in, or were introduced into, the Community before the provisions relating to species listed in Appendix I to the Convention or in Annex C1 to Regulation (EEC) No 3626/82 or in Annex A became applicable to the specimens; or
(b) are worked specimens that were acquired more than 50 years previously; or
(c) were introduced into the Community in compliance with the provisions of this Regulation and are to be used for purposes which are not detrimental to the survival of the species concerned; or
(d) are captive-born and bred specimens of an animal species or artifi cially propagated specimens of a plant species or are parts or derivatives of such specimens; or
(e) are required under exceptional circumstances for the advancement of science or for essential biomedical purposes pursuant to Council Directive 86/609/EEC of 24 November 1986 on the approximation of laws, regulations and administrative provisions of the Member States regarding the protection of animals used for experimental and other scientific purposes (1 ) where the species in question proves to be the only one suitable for those purposes and where there are no specimens of the species which have been born and bred in captivity; or
(f) are intended for breeding or propagation purposes from which conservation benefits will accrue to the species concerned; or
(g) are intended for research or education aimed at the preservation or conservation of the species; or
(h) originate in a Member State and were taken from the wild in accordance with the legislation in force in that Member State.
▼M14 4. General derogations from the prohibitions referred to in paragraph 1 based on the conditions referred to in paragraph 3, as well as general derogations with regard to species listed in Annex A in accordance with point (ii) of Article 3(1)(b) may be defined by the Commission. Any such derogations must be in accordance with the requirements of other Community legislation on the conservation of wild fauna and flora. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).
(1 ) OJ No L 358, 18.12.1986, p. 1. 1997R0338 — EN — 20.12.2014 — 018.001 — 17
▼B 5. The prohibitions referred to in paragraph 1 shall also apply to specimens of the species listed in Annex B except where it can be proved to the satisfaction of the competent authority of the Member State concerned that such specimens were acquired and, if they orig inated outside the Community, were introduced into it, in accordance with the legislation in force for the conservation of wild fauna and flora.
6. The competent authorities of the Member States shall have discretion to sell any specimen of the species listed in Annexes B to D they have confiscated under this Regulation, provided that it is not thus returned directly to the person or entity from whom it was confiscated or who was party to the offence. Such specimens may then be treated for all purposes as if they had been legally acquired.
Article 9 Movement of live specimens
1. Any movement within the Community of a live specimen of a species listed in Annex A from the location indicated in the import permit or in any certificate issued in compliance with this Regulation shall require prior authorization from a management authority of the Member State in which the specimen is located. In other cases of movement, the person responsible for moving the specimen must be able, where applicable, to provide proof of the legal origin of the specimen.
2. Such authorization shall:
(a) be granted only when the competent scientific authority of such Member State or, where the movement is to another Member State, the competent scientific authority of the latter, is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;
(b) be confirmed by issuance of a certificate; and
(c) where applicable, be immediately communicated to a management authority of the Member State in which the specimen is to be located.
3. However, no such authorization shall be required if a live animal must be moved for the purpose of urgent veterinary treatment and is returned directly to its authorized location.
4. Where a live specimen of a species listed in Annex B is moved within the Community, the holder of the specimen may relinquish it only after ensuring that the intended recipient is adequately informed of the accommodation, equipment and practices required to ensure the specimen will be properly cared for.
5. When any live specimens are transported into, from or within the Community or are held during any period of transit or transhipment, they shall be prepared, moved and cared for in a manner such as to minimize the risk of injury, damage to health or cruel treatment and, in the case of animals, in conformity with Community legislation on the protection of animals during transport. 1997R0338 — EN — 20.12.2014 — 018.001 — 18
▼M14 6. The Commission may establish restrictions on the holding or movement of live specimens of such species in relation to which restrictions on introduction into the Community have been established in accordance with Article 4(6). Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).
▼B
Article 10 Certificates to be issued
On receiving an application, together with all the requisite supporting documents, from the person concerned and provided that all the conditions governing their issuance have been fulfilled, a management authority of a Member State may issue a certificate for the purposes referred to in Article 5 (2) (b), 5 (3) and (4), Article 8 (3) and Article 9 (2) (b).
Article 11 Validity of and special conditions for permits and certificates
1. Without prejudice to stricter measures which the Member States may adopt or maintain, permits and certificates issued by the competent authorities of the Member States in accordance with this Regulation shall be valid throughout the Community.
2. (a) However, any such permit or certificate, as well as any permit or certificate issued on the basis of it, shall be deemed void if a competent authority or the Commission, in consultation with the competent authority which issued the permit or certificate, establishes that it was issued on the false premise that the conditions for its issuance were met.
(b) Specimens situated in the territory of a Member State and covered by such documents shall be seized by the competent authorities of that Member State and may be confiscated.
3. Any permit or certificate issued in accordance with this Regulation may stipulate conditions and requirements imposed by the issuing authority to ensure compliance with the provisions thereof. Where such conditions or requirements need to be incorporated in the design of permits or certificates, Member States shall inform the Commission thereof.
4. Any import permit issued on the basis of a copy of the corresponding export permit or re-export certificate shall be valid for the introduction of specimens into the Community only when accom panied by the original of the valid export permit or re-export certificate. 1997R0338 — EN — 20.12.2014 — 018.001 — 19
▼M14 5. The Commission shall establish time limits for the issuance of permits and certificates. Those measures, designed to amend non- essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).
▼B
Article 12 Places of introduction and export
1. Member States shall designate customs offices for carrying out the checks and formalities for the introduction into and export from the Community, in order to assign to them a customs-approved treatment or use, within the meaning of Regulation (EEC) No 2913/92, of specimens of species covered by this Regulation and shall state which offices are specifically intended to deal with live specimens.
2. All offices designated in accordance with paragraph 1 shall be provided with sufficient and adequately trained staff. Member States shall ensure that accommodation is provided in accordance with relevant Community legislation as regards the transport and accom modation of live animals and that, where necessary, adequate steps are taken for live plants.
3. All offices designated in accordance with paragraph 1 shall be notified to the Commission which shall publish a list of them in the Official Journal of the European Communities.
▼M14 4. In exceptional cases and in accordance with the criteria defined by the Commission, a management authority may authorise the intro duction into the Community or the export or re-export therefrom at a customs office other than one designated in accordance with paragraph 1. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).
▼B 5. Member States shall ensure that at border crossing-points the public are informed of the implementing provisions of this Regulation.
Article 13 Management and scientific authorities and other competent authorities
1. (a) Each Member State shall designate a management authority with primary responsibility for implementation of this Regu lation and for communication with the Commission:
(b) Each Member State may also designate additional management authorities and other competent authorities to assist in imple mentation, in which case the primary management authority shall be responsible for providing the additional authorities with all the information required for correct application of this Regulation.
2. Each Member State shall designate one or more scientific auth orities with appropriate qualifications whose duties shall be separate from those of any designated management authority. 1997R0338 — EN — 20.12.2014 — 018.001 — 20
▼B 3. (a) Not later than three months before the date of application of this Regulation, Member States shall forward the names and addresses of the designated management authorities, other authorities competent to issue permits or certificates and scientific authorities to the Commission, which shall publish this information in the Official Journal of the European Communities within a month.
(b) Each management authority referred to in paragraph 1 (a) shall, if so requested by the Commission, communicate to it within two months the names and specimen signatures of people authorized to sign permits or certificates, and impressions of the stamps, seals or other devices used to auth enticate permits or certificates.
(c) Member States shall communicate to the Commission any changes in the information already provided, not later than two months after the implementation of such change.
Article 14 Monitoring of compliance and investigation of infringements
1. (a) The competent authorities of the Member States shall monitor compliance with the provisions of this Regulation.
(b) If, at any time, the competent authorities have reason to believe that these provisions are being infringed, they shall take the appropriate steps to ensure compliance or to instigate legal action.
(c) Member States shall inform the Commission and, in the case of species listed in the Appendices to the Convention, the Convention Secretariat of any steps taken by the competent authorities in relation to significant infringements of this Regu lation, including seizures and confiscations.
2. The Commission shall draw the attention of the competent auth orities of the Member States to matters whose investigation it considers necessary under this Regulation. Member States shall inform the Commission and, in the case of species listed in the Appendices to the Convention, the Convention Secretariat of the outcome of any subsequent investigation.
3. (a) An enforcement group shall be established consisting of the representatives of each Member State's authorities with respon sibility for ensuring the implementation of the provisions of this Regulation. The group shall be chaired by the represen tative of the Commission.
(b) The enforcement group shall examine any technical question relating to the enforcement of this Regulation raised by the chairman, either on his own initiative or at the request of the members of the group or the committee.
(c) The Commission shall convey the opinions expressed in the enforcement group to the committee. 1997R0338 — EN — 20.12.2014 — 018.001 — 21
▼B Article 15 Communication of information
1. The Member States and the Commission shall communicate to one another the information necessary for implementing this Regulation.
The Member States and the Commission shall ensure that the necessary steps are taken to make the public aware and inform it of the provisions regarding implementation of the Convention and of this Regulation and of the latter's implementing measures.
2. The Commission shall communicate with the Convention Secre tariat so as to ensure that the Convention is effectively implemented throughout the territory to which this Regulation applies.
3. The Commission shall immediately communicate any advice from the Scientific Review Group to the management authorities of the Member States concerned.
4. (a) The management authorities of the Member States shall communicate to the Commission before 15 June each year all the information relating to the preceding year required for drawing up the reports referred to in Article VIII.7 (a) of the Convention and equivalent information on international trade in all specimens of species listed in Annexes A, B and C and on introduction into the Community of specimens of species listed in Annex D. ►M14 The information to be communicated and the format for its presentation shall be specified by the Commission in accordance with the regulatory procedure referred to in Article 18(2). ◄
(b) On the basis of the information referred to in (a), the Commission shall publish before 31 October each year a stat istical report on the introduction into, and the export and re- export from, the Community of specimens of the species to which this Regulation applies and shall forward to the Convention Secretariat information on the species to which the Convention applies.
(c) Without prejudice to Article 20, the management authorities of the Member States shall, before 15 June of each second year, and for the first time in 1999, communicate to the Commission all the information relating to the preceding two years required for drawing up the reports referred to in Article VIII.7 (b) of the Convention and equivalent information on the provisions of this Regulation that fall outside the scope of the Convention. ►M14 The information to be communicated and the format for its presentation shall be specified by the Commission in accordance with the regulatory procedure referred to in Article 18(2). ◄
(d) On the basis of the information referred to in (c), the Commission shall, before 31 October of each second year, and for the first time in 1999, draw up a report on the imple mentation and enforcement of this Regulation.
▼M14 5. With a view to the preparation of amendments to the Annexes, the competent authorities of the Member States shall forward all relevant information to the Commission. The Commission shall specify the information required, in accordance with the regulatory procedure referred to in Article 18(2). 1997R0338 — EN — 20.12.2014 — 018.001 — 22
▼B ►C1 6. Without prejudice to Council Directive 90/313/EEC ◄ of 7 June 1990 on the freedom of access to information on the environ ment (1 ), the Commission shall take appropriate measures to protect the confidentiality of information obtained in implementation of this Regu lation.
Article 16 Sanctions
1. Member States shall take appropriate measures to ensure the imposition of sanctions for at least the following infringements of this Regulation:
(a) introduction into, or export or re-export from, the Community of specimens without the appropriate permit or certificate or with a false, falsified or invalid permit or certificate or one altered without authorization by the issuing authority;
(b) failure to comply with the stipulations specified on a permit or certificate issued in accordance with this Regulation;
(c) making a false declaration or knowingly providing false information in order to obtain a permit or certificate;
(d) using a false, falsified or invalid permit or certificate or one altered without authorization as a basis for obtaining a Community permit or certificate or for any other official purpose in connection with this Regulation;
(e) making no import notification or a false import notification;
(f) shipment of live specimens not properly prepared so as to minimize the risk of injury, damage to health or cruel treatment;
(g) use of specimens of species listed in Annex A other than in accordance with the authorization given at the time of issuance of the import permit or subsequently;
(h) trade in artificially propagated plants contrary to the provisions laid down in accordance with Article 7(1)(b);
(i) shipment of specimens into or out of or in transit through the territory of the Community without the appropriate permit or certificate issued in accordance with this Regulation and, in the case of export or re-export from a third country party to the Convention, in accordance therewith, or without satisfactory proof of the existence of such permit or certificate;
(j) purchase, offer to purchase, acquisition for commercial purposes, use for commercial gain, display to the public for commercial purposes, sale, keeping for sale, offering for sale or transporting for sale of specimens in contravention of Article 8;
(k) use of a permit or certificate for any specimen other than one for which it was issued;
(1 ) OJ No L 158, 23.6.1990, p. 56. 1997R0338 — EN — 20.12.2014 — 018.001 — 23
▼B (l) falsification or alteration of any permit or certificate issued in accordance with this Regualation;
(m) failure to disclose rejection of an application for a Community import, export or re-export permit or certificate, in accordance with Article 6 (3).
2. The measures referred to in paragraph 1 shall be appropriate to the nature and gravity of the infringement and shall include provisions relating to the seizure and, where appropriate, confiscation of specimens.
3. Where a specimen is confiscated, it shall be entrusted to a competent authority of the Member State of confiscation which:
(a) following consultation with a scientific authority of that Member State, shall place or otherwise dispose of the specimen under conditions which it deems to be appropriate and consistent with the purposes and provisions of the Convention and this Regulation; and
(b) in the case of a live specimen which has been introduced into the Community, may, after consultation with the State of export, return the specimen to that State at the expense of the convicted person.
4. Where a live specimen of a species listed in Annex B or C arrives at a point of introduction into the Community without the appropriate valid permit or certificate, the specimen must be seized and may be confiscated or, if the consignee refuses to acknowledge the specimen, the competent authorities of the Member State responsible for the point of introduction may, if appropriate, refuse to accept the shipment and require the carrier to return the specimen to its place of departure.
Article 17 The Scientific Review Group
1. A Scientific Review Group is hereby established, consisting of the representatives of each Member State's scientific authority or authorities and chaired by the representative of the Commission.
2. (a) The Scientific Review Group shall examine any scientific question relating to the application of this Regulation — in particular concerning Article 4 (1) (a), (2) (a) and (6) — raised by the chairman, either on his own initiative or at the request of the members of the Group or the Committee.
(b) The Commission shall convey the opinions of the Scientific Review Group to the Committee.
▼M9 Article 18
1. The Commission shall be assisted by a committee.
2. Where reference is made to this Article, Articles 5 and 7 of Decision 1999/468/EC (1 ) shall apply, having regard to the provisions of Article 8 thereof.
(1 ) Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers conferred on the Commission (OJ L 184, 17.7.1999, p. 23). 1997R0338 — EN — 20.12.2014 — 018.001 — 24
▼M9 The period laid down in Article 5(6) of Decision 1999/468/EC shall be set at three months. As regards the Committee's tasks referred to in points 1 and 2 of Article 19, if, on the expiry of a period of three months from the date of referral to the Council, the Council has not acted, the proposed measures shall be adopted by the Commission.
▼M14 3. Where reference is made to this paragraph, Article 5a(1) to (4) and Article 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof.
4. Where reference is made to this paragraph, Article 5a(1) to (4) and (5)(b) and Article 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof.
The time limits laid down in Article 5a(3)(c) and (4)(b) and (e) of Decision 1999/468/EC shall be set at one month, one month and two months respectively.
Article 19
1. In accordance with the regulatory procedure referred to in Article 18(2), the Commission shall adopt the measures referred to in Article 4(6), Article 5(7)(b), Article 7(4), Article 15(4)(a) and (c), Article 15(5) and Article 21(3).
The Commission shall determine the design of the documents referred to in Articles 4, 5, 7(4) and 10 in accordance with the regulatory procedure referred to in Article 18(2).
2. The Commission shall adopt the measures referred to in Article 4(7), Article 5(5), Article 7(1)(c), (2)(c) and (3), Article 8(4), Article 9(6), Article 11(5) and Article 12(4). Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).
3. The Commission shall lay down uniform conditions and criteria for:
(a) the issue, validity and use of the documents referred to in Articles 4, 5, 7(4) and 10;
(b) the use of phytosanitary certificates referred to in Article 7(1)(b)(i);
(c) the establishment of procedures, where necessary, for marking specimens in order to facilitate identification and ensure enforcement of the provisions.
Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3). 1997R0338 — EN — 20.12.2014 — 018.001 — 25
▼M14 4. The Commission shall adopt, where necessary, additional measures to implement resolutions of the Conference of the Parties to the Convention, decisions or recommendations of the Standing Committee of the Convention and recommendations of the Convention Secretariat. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).
5. The Commission shall amend Annexes A to D except in the case of amendments to Annex A which do not result from decisions of the Conference of the Parties to the Convention. Those measures, designed to amend non-essential elements of this Regulation, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(4).
▼B
Article 20 Final provisions
Each Member State shall notify the Commission and the Convention Secretariat of the provisions which it adopts specifically for the imple mentation of this Regulation and of all legal instruments used and measures taken for its implementation and enforcement.
The Commission shall communicate this information to the other Member States.
Article 21
1. Regulation (EEC) No 3626/82 is hereby repealed.
2. Until the measures provided for in points 1 and 2 of Article 19 have been adopted, Member States may maintain or continue to apply the measures adopted in accordance with Regulation (EEC) No 3626/82 and Commission Regulation (EEC) No 3418/83 of 28 November 1983 laying down provisions for the uniform issue and use of the documents required for the implementation in the Community of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (1 ).
▼M14 3. Two months before this Regulation is implemented the Commission, in accordance with the regulatory procedure referred to in Article 18(2) and in consultation with the Scientific Review Group:
▼B (a) must check that there is no justification for restrictions on the intro duction into the Community of the species listed in Annex C1 to Regulation (EEC) No 3626/82 which are not included in Annex A to this Regulation;
(b) shall adopt a Regulation amending Annex D into a representative list of species meeting the criteria laid down in Article 3 (4) (a).
(1 ) OJ No L 344, 7.12.1983, p. 1. 1997R0338 — EN — 20.12.2014 — 018.001 — 26
▼B Article 22
This Regulation shall enter into force on the date of its publication in the Official Journal of the European Communities. It shall apply from 1 June 1997. Articles 12, 13, 14 (3), 116, 17, 18, 19 and 21(3) shall apply from the date of entry into force of this Regulation. This Regulation shall be binding in its entirety and directly applicable in all Member States.
1997R0338 — EN — 20.12.2014 — 018.001 — 27
▼M19 ANNEX
Notes on interpretation of Annexes A, B, C and D
1. Species included in Annexes A, B, C and D are referred to:
(a) by the name of the species; or
(b) as being all of the species included in a higher taxon or designated part thereof.
2. The abbreviation ‘spp.’ is used to denote all species of a higher taxon.
3. Other references to taxa higher than species are for the purposes of information or classification only.
4. Species printed in bold in Annex A are listed there in consistency with their protection as provided for by Directive 2009/147/EC of the European Parliament and of the Council (1 ) or Council Directive 92/43/EEC (2 ).
5. The following abbreviations are used for plant taxa below the level of species:
(a) ‘ssp.’ is used to denote subspecies;
(b) ‘var(s).’ is used to denote variety (varieties); and
(c) ‘fa.’ is used to denote forma.
6. The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or higher taxon refer to the Appendices to the Convention in which the species concerned are listed as indicated in notes 7, 8 and 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention.
7. (I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention.
8. (II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention.
9. (III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indi cated.
10. ‘Cultivar’ means, following the definition of the 8th edition of the Inter national Code of Nomenclature for Cultivated Plants, an assemblage of plants that (a) has been selected for a particular character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c) when propagated by appropriate means, retains those characters. No new taxon of a cultivar can be regarded as such until its category name and circumscription has been formally published in the latest edition of the Inter national Code of Nomenclature for Cultivated Plants.
11. Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes.
(1 ) Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild birds (OJ L 20, 26.1.2010, p. 7). (2 ) Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ L 206, 22.7.1992, p. 7). 1997R0338 — EN — 20.12.2014 — 018.001 — 28
▼M19 12. When a species is included in Annex A, B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2(t), the symbol ‘#’ followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of this Regulation as follows:
#1 Designates all parts and derivatives, except:
(a) seeds, spores and pollen (including pollinia);
(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;
(c) cut flowers of artificially propagated plants; and
(d) fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla.
#2 Designates all parts and derivatives, except:
(a) seeds and pollen; and
(b) finished products packaged and ready for retail trade.
#3 Designates whole and sliced roots and parts of roots, excluding manu factured parts or derivatives, such as powders, pills, extracts, tonics, teas and confectionery.
#4 Designates all parts and derivatives, except:
(a) seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Becca riophoenix madagascariensis and Neodypsis decaryi exported from Madagascar;
(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;
(c) cut flowers of artificially propagated plants;
(d) fruits and parts and derivatives thereof of naturalised or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae;
(e) stems, flowers, and parts and derivatives thereof of naturalised or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and
(f) finished products of Euphorbia antisyphilitica packaged and ready for retail trade.
#5 Designates logs, sawn wood and veneer sheets.
#6 Designates logs, sawn wood, veneer sheets and plywood.
#7 Designates logs, woodchips, powder and extracts.
#8 Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered. 1997R0338 — EN — 20.12.2014 — 018.001 — 29
▼M19 #9 Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia spp. material obtained through controlled harvesting and production under the terms of an agreement with the relevant CITES Management Authority of [Botswana under agreement No. BW/xxxxxx] [Namibia under agreement No. NA/xxxxxx] [South Africa under agreement No. ZA/xxxxxx]’.
#10 Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instru ments.
#11 Designates logs, sawn wood, veneer sheets, plywood, powder and extracts.
#12 Designates logs, sawn wood, veneer sheets, plywood and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.
#13 Designates the kernel (also known as ‘endosperm’, ‘pulp’ or ‘copra’) and any derivative thereof.
#14 Designates all parts and derivatives, except:
(a) seeds and pollen;
(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;
(c) fruits;
(d) leaves;
(e) exhausted agarwood powder, including compressed powder in all shapes; and
(f) finished products packaged and ready for retail trade, this exemption does not apply to beads, prayer beads and carvings.
13. The terms and expressions below, used in annotations in these Annexes, are defined as follows:
Extract Any substance obtained directly from plant material by physical or chemical means regardless of the manufacturing process. An extract may be solid (e.g. crystals, resin, fine or coarse particles), semisolid (e.g. gums, waxes) or liquid (e.g. solutions, tinctures, oil and essential oils).
Finished products packaged and ready for retail trade Products, shipped singly or in bulk, requiring no further processing, packaged, labelled for final use or the retail trade in a state fit for being sold to or used by the general public.
Powder A dry, solid substance in the form of fine or coarse particles
Woodchips Wood that has been reduced to small pieces 1997R0338 — EN — 20.12.2014 — 018.001 — 30
▼M19 14. As none of the species or higher taxa of flora included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with Article 4(1), this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to this Regulation. 15. Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to this Regulation. 16. In respect of fauna species listed in Annex D, this Regulation shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered: § 1 Any whole, or substantially whole, skins, raw or tanned. § 2 Any feathers or any skin or other part with feathers on it. 17. In respect of flora species listed in Annex D, this Regulation shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered: § 3 Dried and fresh plants, including, where appropriate; leaves, roots/root stock, stems, seeds/spores, bark and fruits. § 4 Logs, sawn wood and veneer sheets. 1997R0338 — EN — 20.12.2014 — 018.001 — 31
Antelopes, cattle, duikers, gazelles, goats, sheep, etc. Mammals Lowland anoa Gaur Wild Asiatic buffalo Wild Asiatic Wild yak Blackbuck Nilgai Kouprey Pronghorn Mexican pronghorn Addax , (III Common name Common (III Nepal/ (III (III Nepal) (III Bubalus bubalis
Pakistan) Antilope cervicapra Pakistan) Boselaphus tragocamelus (Excludes the domesticated form referenced as this to not subject which is Regulation) Bubalus arnee
Wood bison Wood (II)
Barbary sheep Barbary Annex C Annex (II) FAUNA CHORDATA (CHORDATES) Ammotragus lervia Bison bison athabascae
(I) (I) (Only (I) (I) Annex B Annex
which is not is which Annex A which is not subject (I) (I) (Excludes the (Excludes (I) (I) (Excludes the (Excludes (I) Bos gaurus as domesticated form referenced Bos frontalis to this Regulation) Antilocapra americana the population of Mexico; no other population included the in is Regulation) this Annexes to Bos sauveli Addax nasomaculatus Bubalus depressicornis Bos mutus as domesticated form referenced Bos grunniens subject to this Regulation)
Antilocapridae MAMMALIA Bovidae ARTIODACTYLA M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 32
Red serow Chinese goral Markhor Chinese serow Himalayan goral Dorcas gazelle Cuvier's gazelle Sumatran serow Mountain anoa Jentink's duiker Red goral Slender-horned gazelle Wild goat Himalayan serow Giant sable antelope Long-tailed goral Long-tailed Tamarau Bontebok Chinkara Siberian Ibex Siberian (III Common name Common
(III Pakistan) (III (III Algeria/ (III (III Pakistan) (III
Gazella bennettii Capra hircus aegagrus Capra hircus Pakistan) (Specimens of the domesticated form are not subject to this Regulation) Gazella dorcas Tunisia) Capra sibirica
Yellow-backed duiker Yellow-backed Bay duiker Bay Brooke's duiker Brooke's Ogilby's duiker Ogilby's (II) Zebra duiker Zebra Takin (II) (II) Annex C Annex (II) (II) (II) Lechwe (II)
Cephalophus dorsalis Cephalophus brookei Cephalophus zebra Kobus leche Cephalophus ogilbyi Cephalophus silvicultor Budorcas taxicolor Damaliscus pygargus pygargus (II)
(I)
(I) (I)
(I)
(I) (I) (I) Annex B Annex (I)
(I) (I)
(I) (I) (I) (I) (I) Annex A Capricornis rubidus Gazella leptoceros Capricornis thar Naemorhedus griseus Capricornis milneedwardsii Gazella cuvieri Bubalus mindorensis Hippotragus niger variani Hippotragus niger Naemorhedus baileyi Cephalophus jentinki Naemorhedus caudatus Capricornis sumatraensis Naemorhedus goral Bubalus quarlesi Capra falconeri
M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 33
Kara Tau argali Scimitar-horned oryx Scimitar-horned Dama gazelle Four-horned antelope Saola Camels, guanaco, vicuña Cyprus mouflon Tibetan argali Argali Urial Mexican bighorn sheep Chiru Arabian oryx Ladakh urial Bharal (III Common name Common (III Pakistan) (III
Tetracerus quadricornis Nepal) Pseudois nayaur
Blue duiker Blue (II) Annex C Annex Guanaco Mongolian saiga Mongolian Steppe saiga Steppe (II) (Only the (Only (II) (II) (II) (II) (II) (Except for the for (Except (II) (II) (Except for the (II) Saiga borealis Ovis vignei Annex subspecies included in A) Saiga tatarica Philantomba monticola Ovis ammon Annex subspecies included in A) population of Mexico; no other Mexico; population of the in included population is Regulation) Annexes to this Ovis canadensis Lama guanicoe Abruzzo chamois Abruzzo
(II)
(I)
(I) (I) (I) (I)
Annex B Annex (I)
(I) (I) (I) Annex A Pantholops hodgsonii Ovis vignei Ovis ammon hodgsonii Rupicapra pyrenaica ornata Rupicapra pyrenaica Nanger dama Ovis orientalis ophion Ovis orientalis Ovis ammon nigrimontana Oryx dammah Oryx leucoryx Pseudoryx nghetinhensis
Camelidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 34
Black muntjac Marsh deer Giant muntjac Vicuña Deer, huemuls, muntjacs, pudus Deer, huemuls, muntjacs, Pampas deer Calamian deer Bawean deer Huemuls Barbary deer Persian fallow deer fallow Persian Hangul Guatemalan white-tailed deer white-tailed Guatemalan Central American red brocket Indochina hog deer Hog deer
(III (III
Common name Common
(III Pakistan (III
Axis porcinus (Except for the subspecies Annex A)) included in Odocoileus virginianus mayensis (III Guatemala) Cervus elaphus barbarus Algeria/Tunisia) Mazama temama cerasina Guatemala)
Bactrian deer Bactrian )
5 ) [the
( 4
) [the 1 (II) ( ( Peru Annex C Annex Ecuador (II) (Only the (Only (II) Argentina ) [the whole population];
2
) [population of the ( 3 (
Chile [the whole population]; all other Annex in included populations are A) Primera Región]; whole population] and Vicugna vicugna populations of populations of the Provinces of Provinces the populations of and the Jujuy and Catamarca semi-captive populations of the Cata Provinces of Jujuy, Salta, marca, La Rioja and San Juan]; Bolivia Cervus elaphus bactrianus
(I)
(I) (I)
(I) (I) (I)
Annex B Annex (I) (I) (I) (Except for (Except (I)
spp. (I) spp. Annex A (I)
Cervus elaphus hanglu Axis kuhlii Ozotoceros bezoarticus Axis porcinus annamiticus Muntiacus crinifrons Vicugna vicugna Argentina [the the populations of: of Provinces the populations of and the Jujuy and Catamarca semi-captive populations of the Provinces of Jujuy, Cata Salta, marca, La Rioja and San Juan]; whole population]; Bolivia [the Chile [population of the Primera whole Región]; Ecuador [the whole [the population] and Peru in included are population]; which Annex B) Axis calamianensis Muntiacus vuquangensis Blastocerus dichotomus Hippocamelus Dama dama mesopotamica
Cervidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 35
Babirusa, hogs, pigs Musk deer Peccaries Southern pudu Malenge babirusa Chacoan peccary Musk deer Peccaries North Sulawesi babirusa Hippopotamuses Bola Batu babirusa Barasingha Buru babirusa Pygmy hog Eld's deer Common name Common
Common hippopotamus Common Pygmy hippopotamus Pygmy (II) (II) Northern pudu Northern Annex C Annex (II) of Mexico and the of
spp. (II) (Except for the for (Except spp. (II) Hippopotamus amphibius Pudu mephistophiles Moschus Afghanistan, populations of Nepal Myanmar, Bhutan, India, included and Pakistan, which are in Annex A) Hexaprotodon liberiensis Pecari tajacu not which are United States, included in the Annexes to this Regulation) Tayassuidae spp. (II) (Except for (Except Tayassuidae spp. (II) included in Annex the species A populations and excluding the of
(I)
(I)
(I) (I) Annex B Annex (I) (I)
(I) (I) Annex A (I) spp. (I) (Only the popu the (Only spp. (I) Rucervus duvaucelii Moschus lations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are Annex included in B) Catagonus wagneri Pudu puda Sus salvanius Babyrousa babyrussa Babyrousa togeanensis Rucervus eldii Babyrousa bolabatuensis Babyrousa celebensis
Hippopotamidae Moschidae Suidae Tayassuidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 36
Red panda Ethiopian wolf Bush dog Grey wolf Dogs, foxes, wolves Dogs, foxes, Bengal fox Bengal Golden jackal Golden Common name Common (III India) (III (III India) (III Vulpes bengalensis Canis aureus
) Pampas fox Pampas Maned wolf Maned Culpeo (II) (II) Darwin's fox Darwin's South American grey fox grey American South Crab-eating fox Crab-eating Annex C Annex (II) (II) (II) Dhole (II) Blanford's fox Blanford's Canis lupus dingo (II) Canis lupus (II) (II) (Populations of (II) and Vulpes cana Lycalopex fulvipes Cuon alpinus Lycalopex culpaeus Chrysocyon brachyurus Cerdocyon thous Canis lupus the Duero and Spain north of Greece north of the 39th parallel. form domesticated Excludes the dingo and the which are referenced as familiaris Lycalopex gymnocercus Lycalopex griseus
)
Annex B Annex (I)
(I)
Canis lupus dingo Canis lupus Annex A (I/II) and Canis simensis familiaris (All populations except those of the Duero and Spain north of Greece north of the 39th parallel. Bhutan, India, Populations of in listed Nepal and Pakistan are populations other all Appendix I; in are listed Appendix II. form domesticated Excludes the are dingo which and the referenced as Canis lupus Speothos venaticus Ailurus fulgens
Ailuridae CARNIVORA Canidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 37
Cats, cheetahs, leopards, lions, tigers, etc. Andean mountain cat Cats Geoffroy's cat Geoffroy's Cheetah Asian golden cat Black-footed cat Black-footed Ocelot Asian Caracal Wild cat Common name Common Fossa Falanouc Annex C Annex (II) Malagasy civet Malagasy (II) Fennec fox Fennec (II) (II)
Cryptoprocta ferox Fossa fossana Vulpes zerda Eupleres goudotii Felidae spp. (Except for the (II) species included in Annex A. domesticated Specimens of the form are not subject to this Regulation)
(I) Annex B Annex (I) (I) (I)
(I) (Annual (I) (I) (Only the (I) (II) (I) Annex A
Leopardus jacobitus Catopuma temminckii Leopardus pardalis Felis silvestris Felis nigripes Caracal caracal population of Asia; all other all Asia; population of Annex in included populations are B) Acinonyx jubatus specimens live export quotas for granted are and hunting trophies as follows: Botswana: 5; Namibia: in trade 50. The 150; Zimbabwe: to subject is such specimens Article 4(1)) Leopardus geoffroyi
Felidae Eupleridae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 38
Tiger Oncilla Marbled cat Eurasian lynx Eurasian Jaguarundi Iberian lynx Margay Clouded leopard Florida cougar Leopard Asiatic lion Eastern cougar Flat-headed cat Flat-headed Iriomote cat Iriomote Rusty-spotted cat Snow leopard Bengal leopard cat Bengal leopard Jaguar Common name Common Annex C Annex Costa Rican cougar Rican Costa
(I)
(II)
(I) (Only (I)
(I) (I)
(I) (I) Annex B Annex
(I)
(I) (Only the (Only (I)
(I)
(I) (I) (I)
(I)
(I) (I) Annex A
(I) (II) (I) (Only the populations (I) of
Panthera leo persica Panthera leo Uncia uncia Panthera onca Lynx pardinus Prionailurus iriomotensis Leopardus tigrinus Panthera pardus Puma concolor couguar Puma concolor populations of Central and North and Central populations of America; all other populations are Annex included in B) Puma yagouaroundi Lynx lynx Prionailurus rubiginosus the population other of India; all Annex in included populations are B) Prionailurus bengalensis benga lensis Thailand; and Bangladesh, India all other populations included are in Annex B) Neofelis nebulosa Leopardus wiedii Puma concolor costaricensis Puma concolor Puma concolor coryi Puma concolor Prionailurus planiceps Pardofelis marmorata Panthera tigris
M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 39
Neotropical otter Otters Mongooses Otters Southern sea otter Southern sea Marine otter Small Indian mongoose Indian grey mongoose European otter Southern river otter Southern river Badgers, martens, weasels, etc. Badgers, martens, Skunks Cameroon clawless otter Cameroon clawless Aardwolf, hyenas Japanese otter Small Asian mongoose Asian Small Aardwolf Stripe-necked mongoose Stripe-necked Striped hyena Striped Ruddy mongoose Ruddy Indian brown mongoose brown Indian Crab-eating mongoose Crab-eating
Common name Common (III Pakistan) (III (III India) (III India/ (III (III India) (III (III India) (III (III Botswana) (III (III Pakistan) (III (III India) (III (III India) (III
Herpestes edwardsi Pakistan) Herpestes smithii Hyaena hyaena Proteles cristata Herpestes fuscus Herpestes urva Herpestes javanicus Herpestes vitticollis Herpestes javanicus auropunctatus
Humboldt's hog-nosed skunk hog-nosed Humboldt's (II) Annex C Annex Conepatus humboldtii Lutrinae spp. (Except for the (II) species included in Annex A) (I)
(I) Annex B Annex
(I) (I)
(I) (I) Annex A (I)
Lontra felina Lutra lutra Lontra longicaudis Lontra provocax (Only the populations of other all Cameroon and Nigeria; Annex in included populations are B) Aonyx capensis microdon Lutra nippon Enhydra lutris nereis Enhydra lutris
Lutrinae Hyaenidae Mustelidae Mephitidae Herpestidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 40
Monk seals Black-footed ferret Black-footed Olingo Cacomistle Guadalupe fur seal Guadalupe fur Giant otter Coatis, olingos Fur seals Juan Fernández fur seal fur Juan Fernández Stone marten Seals Walrus Grisons, martens, tayra, weasels Fur seals, sealions Honey badger Honey Greater grison Greater White-nosed coati White-nosed Nilgiri marten Nilgiri Tayra Yellow-throated marten Yellow-throated (III (III Costa (III Common name Common (III Costa (III (III Botswana) (III (III India) (III (III India) (III (III Costa (III Rica) (III Honduras) (III (III Honduras) (III
Bassariscus sumichrasti Rica) Eira barbara Mellivora capensis Nasua narica Martes gwatkinsii Galictis vittata Martes flavigula Bassaricyon gabbii Rica) Martes foina intermedia India) Walrus Southern elephant seal elephant Southern Annex C Annex (III Canada) (III (II) spp. (II) (Except spp. (II)
Arctocephalus for the species included in Annex A) Odobenus rosmarus Mirounga leonina
(I) (II) (I) Annex B Annex
(I) Annex A spp. (I) spp. Pteronura brasiliensis Arctocephalus philippii Mustela nigripes Arctocephalus townsendi Monachus
Mustelinae Otariidae Odobenidae Phocidae Procyonidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 41
Giant panda South Brazilian coati South Brazilian Bears Bears Asian palm civet Asian black bear Sun bear Spectacled bear Spectacled Sloth bear Binturong, civets, linsangs, otter-civet, Binturong, civets, palm civet Brown bear African civet African Jerdon's palm civet palm Jerdon's Binturong (III Kinkajou Masked palm civet palm Masked (III Common name Common (III India) (III (III India) (III (III Botswana) (III (III India) (III (III Honduras) (III
Paradoxurus jerdoni Potos flavus India) Paradoxurus hermaphroditus Paguma larvata Civettictis civetta Arctictis binturong Nasua nasua solitaria Uruguay)
Banded palm civet palm Banded Otter civet Otter (II) Annex C Annex (II) Hemigalus derbyanus Ursidae spp. (Except for the (II) species included in Annex A) Cynogale bennettii
(I)
Annex B Annex (I)
(I)
(I) (I) Ursus arctos Annex A
(I/II) are listed in listed are isabellinus Ursus arctos (Only the populations of Bhutan, Mongolia and and China, Mexico the subspecies populations other all Appendix I; in listed are and subspecies Appendix II) Ursus thibetanus Melursus ursinus Tremarctos ornatus Ailuropoda melanoleuca Helarctos malayanus
Ursidae Viverridae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 42
Caroline flying fox Cetaceans (dolphins, porpoises, whales) Cetaceans (dolphins, Marianas flying fox Rodrigues flying fox Rodrigues flying White-lined bat Flying foxes Comoro flying fox Comoro flying Pelew flying fox Fruit bats, flying foxes Japanese flying fox Flying foxes Broad-nosed bats Cetaceans Ruck flying fox Ruck flying Spotted linsang Large Pelew flying fox Golden-capped fruit bat Golden-capped fruit Small Indian civet Indian Small Malabar large-spotted civet large-spotted Malabar Large Indian civet Indian Large Common name Common (III (III India) (III (III India) (III (III India) (III
Platyrrhinus lineatus Uruguay) Viverricula indica Viverra zibetha Viverra civettina
.) Banded linsang Banded Annex C Annex (II) Pteropus brunneus spp. (II) (Except for the for (Except spp. (II) spp. (II) (Except for the for (Except spp. (II) Prionodon linsang Pteropus species included in Annex A and except for Acerodon species included in Annex A)
)
6
( (I)
(I) Annex B Annex
(II) (II) (I) (I) (I)
(I) (I) (I) Annex A Prionodon pardicolor Pteropus pilosus Pteropus mariannus Pteropus molossinus CETACEA spp. (I/II) CETACEA spp. Pteropus livingstonii Acerodon jubatus Pteropus insularis Pteropus loochoensis Pteropus pelewensis Pteropus rodricensis
Phyllostomidae CHIROPTERA CETACEA Pteropodidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 43
Sandhill dunnart Kosrae flying fox Northern naked-tailed armadillo Pacific flying fox Pacific Long-tailed dunnart Long-tailed Giant armadillo Samoan flying fox Samoan flying Kangaroos, wallabies Pemba flying fox Armadillos Dunnarts, marsupial mice, planigales mice, Dunnarts, marsupial Yap flying fox Andean hairy armadillo Andean hairy Greater naked-tailed armadillo naked-tailed Greater Common name Common (III Costa (III (III Uruguay) (III
Rica) Cabassous centralis Cabassous tatouay Grizzled tree-kangaroo Grizzled (II) (A (II)
Annex C Annex (II) Chaetophractus nationi zero annual export quota has been established. All specimens shall be deemed to specimens of species included in Annex A and in them shall be the trade regulated accordingly) Dendrolagus inustus
(I) (I)
Annex B Annex
(I) (II) (I) (I) (I) (I) Annex A Pteropus ualanus Pteropus samoensis Sminthopsis longicaudata Priodontes maximus Pteropus yapensis Pteropus voeltzkowi Sminthopsis psammophila Pteropus tonganus
Dasypodidae Macropodidae DIPROTODONTIA Dasyuridae DASYUROMORPHIA CINGULATA M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 44
Rat-kangaroos Banded hare-wallaby Volcano rabbit Rufous hare-wallaby Cuscus Echidnas, spiny anteaters Echidnas, spiny Hispid hare Northern hairy-nosed wombat Hares, rabbits Wombats Bridled nail-tail wallaby Bridled nail-tail Bettongs Common name Common Eastern common cuscus common Eastern (II) Common spotted cuscus spotted Common Waigeou cuscus Waigeou Admiralty Island cuscus Island Admiralty Ursine tree-kangaroo Ursine Northern common cuscus common Northern Southern common cuscus common Southern (II) (II) (II) Annex C Annex (II) (II) (II) Long-beaked echidnas Long-beaked spp. (II) spp. Spilocuscus kraemeri Dendrolagus ursinus Phalanger mimicus Phalanger intercastellanus Spilocuscus maculatus Spilocuscus papuensis Phalanger orientalis Zaglossus
(I)
(I)
(I) Annex B Annex (I) (I) (I)
Annex A spp. (I) Bettongia Lagorchestes hirsutus Onychogalea fraenata Caprolagus hispidus Romerolagus diazi Lagostrophus fasciatus Lasiorhinus krefftii
Tachyglossidae Phalangeridae Leporidae Potoroidae LAGOMORPHA Vombatidae MONOTREMATA M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 45
Horses, wild asses, zebras Horses, wild Greater bilby Greater Kiang African ass African Grévy's zebra Rhinoceroses Western barred bandicoot barred Western Asiatic wild ass Cape mountain zebra Przewalski's horse Przewalski's Common name Common Hartmann's mountain zebra mountain Hartmann's (II) Annex C Annex Equus zebra hartmannae Equus zebra
(I)
Annex B Annex
(I)
(I)
(I/II) (The (I/II) (I) (I) (Excludes the (Excludes (I) Equus hemionus Equus hemionus (I) , which not subject is Annex A (II) and are listed in Appendix I) in listed are Macrotis lagotis Perameles bougainville Equus hemionus species is listed in Appendix species is listed II but subspecies hemionus khur Equus kiang Equus przewalskii to this Regulation) Equus africanus as domesticated form referenced Equus asinus Equus zebra zebra Equus zebra Equus grevyi
Peramelidae Equidae Rhinocerotidae PERISSODACTYLA Thylacomyidae PERAMELEMORPHIA M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 46
Pangolins Rhinoceroses Three-toed sloths Pangolins Southern white rhinoceros Southern white Tapirs Tapirs Common name Common
, (II)
South American tapir American South Annex C Annex Manis cras Manis penta (II) and Manis culionensis , for specimens removed for spp. (II) Tapirus terrestris Ceratotherium simum simum Ceratotherium simum (Only the populations of South Africa and Swaziland; all other Annex in included populations are purpose of exclusive the A. For in live trade allowing international animals to appropriate and acceptable destinations and trade in hunting trophies. All other be deemed to specimens shall species included in specimens of shall them in trade and Annex A accordingly) be regulated Manis annual export quota (A zero has for been established dactyla from the wild and traded for primarily commercial purposes) sicaudata Manis javanica
Annex B Annex Annex A
Tapiridae spp. (Except for the (I) species included in Annex B) Rhinocerotidae spp. (I) (Except Rhinocerotidae spp. (I) for the subspecies included in Annex B)
PILOSA Tapiridae PHOLIDOTA Manidae Bradypodidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 47
Black-browed spider monkey Red spider monkey Red spider Lion tamarins Guatemalan black howler black Guatemalan Hoffmann's two-toed sloth Primates (apes and monkeys) Primates Northern muriqui Buffy-tufted marmoset Buffy-tufted Two-toed sloth Primates Marmosets, tamarins, New-world monkeys Howlers, spider monkeys Howlers, spider Yellow-tailed woolly monkey Yellow-tailed American anteaters American Southern muriqui Goeldi's marmoset Buffy-headed marmoset Northern tamandua Mantled howler Coiba Island howler Coiba Island (III Costa (III Common name Common (III Guate (III
mala) Choloepus hoffmanni Rica) Tamandua mexicana
Giant anteater Giant (II) Brown-throated sloth Brown-throated Pygmy three-toed sloth three-toed Pygmy Annex C Annex (II) (II) Bradypus pygmaeus PRIMATES spp. (II) (Except for (Except PRIMATES spp. (II) included in Annex the species A) Bradypus variegatus Myrmecophaga tridactyla
(I)
(I) (I) (I)
Annex B Annex
(I) (I) (I)
(I) (I) (I) spp. (I) (I) Annex A Callimico goeldii Brachyteles hypoxanthus Callithrix aurita Alouatta coibensis Alouatta pigra Ateles geoffroyi panamensis Oreonax flavicauda Leontopithecus Brachyteles arachnoides Ateles geoffroyi frontatus Callithrix flaviceps Alouatta palliata
Megalonychidae Atelidae Cebidae PRIMATES Myrmecophagidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 48
Diana monkey Ugandan red colobus Ugandan red Thollon's red colobus Thollon's red Sun-tailed monkey Sun-tailed Proboscis monkey Zanzibar red colobus White-footed tamarin Geoffroy's tamarin Geoffroy's Central American squirrel monkey Uzungwa red colobus Uzungwa red Black colobus Pied tamarin Preuss's red colobus Roloway monkey Old-world monkeys Central African red colobus Lion-tailed macaque Martins' bare-face tamarin Martins' bare-face Drill Pennant's red colobus Mentawai langur Cottontop tamarin Tana River mangabey Tana River red colobus Mandrill Common name Common Annex C Annex
(I) (II) (II)
(I)
(I) (II)
(II)
Annex B Annex (I)
(II)
(I)
(II) (I)
(I) (I) (I) (I) (I) (I) (II) (I) (I) (II) (I) (I) Annex A Piliocolobus foai Nasalis larvatus Mandrillus leucophaeus Macaca silenus Piliocolobus tephrosceles Cercopithecus solatus Saguinus leucopus Piliocolobus kirkii Piliocolobus preussi Saguinus geoffroyi Saimiri oerstedii Piliocolobus pennantii Presbytis potenziani Mandrillus sphinx Saguinus bicolor Saguinus oedipus Piliocolobus rufomitratus Piliocolobus gordonorum Piliocolobus tholloni Cercopithecus roloway Cercocebus galeritus Cercopithecus diana Saguinus martinsi Colobus satanas
Cercopithecidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 49
Nepal grey langur Capped langur Simakobou Southern Plains grey langur grey Southern Plains Tarai grey langur Aye-aye Eastern gorilla Tufted grey langur François's langur François's Nilgiri langur Northern Plains grey langur Kashmir grey langur Laotian langur Dwarf lemurs and mouse lemurs Hatinh langur Snub-nosed monkeys Gee's golden langur Douc langurs Black-footed grey langur grey Black-footed Chimpanzees, gorillas, orang-utan Dwarf lemurs and mouse-lemurs Delacour's langur Delacour's Shortridge's langur Shortridge's Common name Common Annex C Annex Aye-aye White-headed langur White-headed
(I)
(II)
(II)
(I) (I)
(I) (I)
(II)
(II) (I)
(I)
(II)
(I) (II) (I) Annex B Annex (I) (I)
(I) (I) spp. (I) Annex A spp. (I) Trachypithecus hatinhensis Semnopithecus priam Rhinopithecus Cheirogaleidae spp. (I) Trachypithecus delacouri Trachypithecus poliocephalus Semnopithecus schistaceus Trachypithecus shortridgei Gorilla beringei Trachypithecus francoisi Semnopithecus hypoleucos Pygathrix Trachypithecus laotum Daubentonia madagascariensis Semnopithecus entellus Trachypithecus pileatus Simias concolor Semnopithecus ajax Trachypithecus geei Semnopithecus hector Trachypithecus johnii Semnopithecus dussumieri
Hominidae Daubentoniidae Cheirogaleidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 50
Tarsiers Sportive lemurs Bornean orang-utan Slow lorises Gibbons Uacaris Western gorilla Western Large lemurs Sumatran orang-utan Chimpanzee and bonobo White-nosed saki Uacaris, titis, sakis Uacaris, titis, Indri, sifakas and woolly Indri, sifakas lemurs Large lemurs Indri, sifakas and woolly lemurs Elephants Coastal Black-handed titi Lorises Tarsiers Gibbons Black-fronted titi Black-fronted Atlantic titi Sportive lemurs Common name Common Annex C Annex Barbara Brown's titi Brown's Barbara (II)
(II) (II) Annex B Annex (I) (II)
(I)
(I) Annex A (I)
spp. (I) spp. (I) spp. spp. (II) spp. (I) Callicebus personatus Chiropotes albinasus Callicebus barbarabrownae Callicebus melanochir Nycticebus Lemuridae spp. (I) Pongo abelii Pan Gorilla gorilla Cacajao Hylobatidae spp. (I) Pongo pygmaeus Tarsius Callicebus nigrifrons Lepilemuridae spp. (I) Indriidae spp. (I)
Indriidae Lepilemuridae Lorisidae PROBOSCIDEA Hylobatidae Lemuridae Elephantidae Pitheciidae Tarsiidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 51
Chinchillas Greater stick-nest rat stick-nest Greater Agoutis Paraguaian hairy dwarf porcupine dwarf hairy Paraguaian Asian elephant Shark Bay mouse African elephant African Crested porcupine New-world porcupines Central American agouti porcupine Mexican hairy dwarf Chinchillas False water rat Mice, rats Pacas Old-world porcupines Lowland paca Lowland (III Common name Common (III (III (III Honduras) (III
Cuniculus paca Dasyprocta punctata Honduras) Sphiggurus mexicanus Honduras) Sphiggurus spinosus Uruguay) Annex C Annex (II) ); all other
7
populations are included in Annex in included populations are A) Loxodonta africana (Only the populations of Africa South Botswana, Namibia, ( and Zimbabwe
(I)
Annex B Annex
(I) (Except (I) (I) (I) (I)
Annex A spp. (I) (Specimens of (Specimens spp. (I)
Xeromys myoides Chinchilla not form are the domesticated subject to this Regulation) Loxodonta africana for the populations of Botswana, and Namibia, South Africa included in are Zimbabwe, which Annex B) Elephas maximus Hystrix cristata Leporillus conditor Pseudomys fieldi praeconis Pseudomys fieldi
Chinchillidae Hystricidae Dasyproctidae Cuniculidae Muridae Erethizontidae RODENTIA M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 52
Mexican prairie dog Mexican prairie Dugong Dugong Birds Pallas's Squirrel Central Australian rock rat Eastern Fox Squirrel Ducks, geese, swans, Ducks, geese, etc. Grey squirrel Ground squirrels, tree squirrels tree Ground squirrels, Manatees Auckland Islands teal Auckland Islands Himalayan marmot Himalayan Deppe's squirrel Deppe's Long-tailed marmot Long-tailed (III India) (III Common name Common (III India) (III (III Costa Rica) (III Marmota caudata Sciurus deppei Marmota himalayana Treeshrews (Only Annex C Annex (Only live Madagascar teal Madagascar Giant squirrels Giant
(II) (Only live speci (Only live
spp. (II)
SCANDENTIA spp. (II) Sciurus carolinensis specimens) Anas bernieri Ratufa Sciurus niger Callosciurus erythraeus live specimens) mens)
(I)
(I)
Annex B Annex (I) (I) (I)
(I) (I) Annex A Anas aucklandica Dugong dugon Zyzomys pedunculatus Trichechus manatus Cynomys mexicanus Trichechus senegalensis Trichechus inunguis
Dugongidae Anatidae SCANDENTIA ANSERIFORMES Trichechidae Sciuridae AVES SIRENIA M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 53
Brazilian merganser Brazilian Ferruginous duck Ferruginous Crested shelduck White-winged duck White-headed duck Campbell Island teal Brown teal Black-bellied whistling-duck Black-bellied Fulvous whistling-duck Nene Laysan duck Garganey Ruddy duck Red-breasted goose Red-breasted Pink-headed duck Madagascar pochard Muscovy duck Muscovy (III (III Common name Common (III Honduras) (III
Cairina moschata Dendrocygna bicolor Honduras) Dendrocygna autumnalis Honduras) Black-necked swan Black-necked Comb duck Comb West Indian whistling-duck Indian West Coscoroba swan Coscoroba (II) (II) (II) (II) Annex C Annex (Only live Baikal teal Baikal (II)
Coscoroba coscoroba Dendrocygna arborea Sarkidiornis melanotos Anas formosa Oxyura jamaicensis specimens) Cygnus melancoryphus Aleutian goose Aleutian (I)
(II)
Annex B Annex
(I)
(I)
(II) (I)
(I) (I) Annex A Asarcornis scutulata Anas nesiotis Aythya nyroca Anas querquedula Anas chlorotis Aythya innotata Tadorna cristata Mergus octosetaceus Anas laysanensis Branta ruficollis Rhodonessa caryophyllacea (I) (possibly extinct) Branta sandvicensis Oxyura leucocephala Branta canadensis leucopareia
M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 54
Egrets, herons Great egret Cattle egret Hummingbirds Eskimo curlew Slender-billed curlew Black stork Hummingbirds Nordmann's greenshank Storm's stork Little egret Hook-billed hermit Shoebill, whale-headed stork Double-striped thick-knee Double-striped Gulls, terns Thick-knees Storks Curlews, greenshanks Relict gull Oriental stork Oriental Common name Common (III Guate (III
Burhinus bistriatus mala)
Annex C Annex Shoebill (II) Balaeniceps rex Trochilidae spp. (Except for (II) included in Annex the species A)
(I) Annex B Annex
(I)
(I)
(I)
(I) (II)
(I) Annex A
Numenius tenuirostris Ardea alba Glaucis dohrnii Ciconia nigra Egretta garzetta Tringa guttifer Larus relictus Numenius borealis Bubulcus ibis Ciconia stormi Ciconia boyciana
Trochilidae CHARADRIIFORMES CICONIIFORMES Balaenicipitidae Ardeidae Ciconiidae Scolopacidae Burhinidae Laridae APODIFORMES M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 55
Milky stork Greater flamingo Greater Crested ibis Ibises, spoonbills Flamingos Mindoro zone-tailed pigeon Mindoro zone-tailed Giant ibis Purple-winged ground-dove Purple-winged Waldrapp Greater adjutant stork Greater Flamingos Eurasian spoonbill Eurasian Nicobar pigeon Jabiru European turtle-dove Rock pigeon Doves, pigeons Bald ibis Grenada dove Pink pigeon Pink Common name Common (III Mauritius) (III Nesoenas mayeri Luzon bleeding-heart Luzon (II) Scarlet ibis Scarlet Annex C Annex (II) Crowned-pigeons spp. (II) spp.
Gallicolumba luzonica Eudocimus ruber Goura Phoenicopteridae spp. (II) (Except Phoenicopteridae spp. (II) for the species included in Annex A)
(II) Annex B Annex (I)
(I) (II)
(I)
(II) (I) (I) (I)
Annex A Pseudibis gigantea Leptotila wellsi Caloenas nicobarica Platalea leucorodia Claravis godefrida Streptopelia turtur Nipponia nippon Phoenicopterus ruber Jabiru mycteria Leptoptilos dubius Ducula mindorensis Mycteria cinerea Geronticus eremita Geronticus calvus Columba livia
Phoenicopteridae Columbidae Threskiornithidae COLUMBIFORMES M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 56
Helmeted hornbill Helmeted Diurnal birds of prey Bannerman's turaco Hornbills Hornbills Hornbills Turacos Hornbills Rufous-necked hornbill Turacos Plain-pouched hornbill Diurnal birds of prey (eagles, falcons, hawks, vultures) Great hornbill Common name Common
Hornbills Hornbills Hornbills Annex C Annex Hornbills
) spp. (II) spp. (II) spp. (II) spp. (II) spp. spp. (Except for (II) spp. (II) (Except for the for (Except (II) spp. spp. (II) (Except for the for (Except spp. (II) spp. (II) (Except for the (Except for spp. (II) Anthracoceros Berenicornis Buceros species included in Annex A) FALCONIFORMES spp. (II) (Except for the species included in Annex one for A; except species of the family Cathartidae Annex other included in the C; species of that family are not included in the Annexes to this Regulation; and except for Caracara lutosa Aceros species included in Annex A) Penelopides Rhyticeros included in Annex the species A) Anorrhinus Tauraco species included in Annex A)
(I) Annex B Annex (II)
(I) (I) (I) Annex A Aceros nipalensis Buceros bicornis Rhinoplax vigil Rhyticeros subruficollis Tauraco bannermani
CUCULIFORMES Musophagidae Bucerotidae FALCONIFORMES CORACIIFORMES M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 57
Greater spotted eagle Greater Northern goshawk Black-winged kite Levant sparrowhawk Eurasian sparrowhawk Eurasian Adalbert's eagle Imperial eagle Pallid harrier Montagu's harrier Long-legged buzzard Common buzzard Northern harrier Hawks, eagles Western marsh-harrier Western Madagascar serpent-eagle Cuban hook-billed kite Cuban hook-billed Rough-legged buzzard Golden eagle Cinereous vulture Lesser spotted eagle Short-toed snake-eagle Short-toed Common name Common Annex C Annex
Annex B Annex (II)
(II)
(II) (II) (II) (II)
(II) (II) (II) (II)
(II) (I) (II) (II) (II) (I) (II) (II) Annex A (II)
Circus aeruginosus Circus pygargus Buteo rufinus Buteo lagopus Aquila heliaca Aquila pomarina Aquila adalberti Circus cyaneus Elanus caeruleus Aquila clanga Accipiter brevipes Aegypius monachus Accipiter nisus Buteo buteo Accipiter gentilis Eutriorchis astur Aquila chrysaetos Circus macrourus Chondrohierax uncinatus wilsonii Chondrohierax uncinatus (I) Circaetus gallicus
Accipitridae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 58
Seychelles kestrel Grey-backed hawk Grey-backed Eurasian griffon Eurasian Great Philippine eagle Black kite Bonelli's eagle European honey-buzzard New world vultures Falcons Egyptian vulture Harpy eagle King vulture California condor California Booted eagle Sea-eagles Lanner falcon Red kite Andean condor Lammergeier Merlin Saker falcon Common name Common (III
Honduras) Sarcoramphus papa Annex C Annex
for
(I)
(II)
(II) which is
Haliaeetus
(I)
(II) Annex B Annex (II) (Except
(II)
(II)
(II)
(II) (II) (I) (I) (II) (II) (I) Annex A
(II) spp. (I/II) ( spp. (I/II) is listed in Appendix I; Haliaeetus albicilla listed in are the other species Appendix II) Falco biarmicus Harpia harpyja Hieraaetus fasciatus Neophron percnopterus Falco cherrug Milvus milvus Falco columbarius Leucopternis occidentalis Gypaetus barbatus Hieraaetus pennatus Gyps fulvus Milvus migrans Milvus migrans lineatus Annex included in B) Vultur gryphus Gymnogyps californianus Pernis apivorus Pithecophaga jefferyi Falco araeus
Falconidae Cathartidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 59
Red-billed curassow Red-billed Lesser kestrel Eurasian hobby Eurasian Mauritius kestrel Gyrfalcon Osprey Common kestrel Laggar falcon Great currasow Peregrine falcon Peregrine Newton's kestrel Eleonora's falcon Alagoas curassow Barbary falcon Ospreys Blue-knobbed curassow Horned guan Red-footed falcon Yellow-knobbed curassow Yellow-knobbed Wattled curassow Wattled
Common name Common (III Colombia) (III (III Colombia) (III (III Colombia/Costa (III Crax daubentoni Crax globulosa Crax rubra Rica/Guatemala/Honduras) Annex C Annex Bare-faced Curassow Bare-faced Crax fasciolata
(I)
Annex B Annex
(I)
(I) (II) (II) (II) (II) (I) (II)
(I) (I) (II) (I) (Only the (Only (I)
Annex A (I) (III Colombia) (III (I) Crax alberti Falco punctatus Falco naumanni Falco eleonorae Falco pelegrinoides Falco vespertinus Mitu mitu Falco peregrinus Crax blumenbachii Falco tinnunculus Falco jugger Falco rusticolus Falco subbuteo Pandion haliaetus population of the Seychelles) the population of Falco newtoni Oreophasis derbianus
Cracidae GALLIFORMES Pandionidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 60
Himalayan monal Edwards' pheasant Trinidad piping guan Plain chachalaca Crested guan Sclater's monal Sclater's White eared-pheasant White-winged guan Kalij pheasant Black-fronted piping guan Black-fronted Maleo Grouse, guineafowl, partridges, phea Grouse, guineafowl, partridges, sants, tragopans Cheer pheasant Megapodes, scrubfowl Swinhoe's pheasant Chinese monal Brown eared-pheasant Highland guan Highland Helmeted curassow Helmeted (III (III Common name Common (III Guatemala) (III (III Guatemala/ (III (III Colombia) (III
Pauxi pauxi Penelope purpurascens Honduras) Penelopina nigra Lophura leucomelanos Pakistan) Ortalis vetula Honduras) Blood pheasant Blood Great argus Great Grey junglefowl Grey Annex C Annex Vietnamese fireback Vietnamese (II) (II) (II) Argusianus argus Gallus sonneratii Lophura hatinhensis Ithaginis cruentus Masked bobwhite Masked
(I)
(I)
(I)
(I)
(I)
(I) Annex B Annex
(I) (I)
(I) (I) (I) (I)
Annex A (I) Colinus virginianus ridgwayi Colinus virginianus Crossoptilon crossoptilon Penelope albipennis Macrocephalon maleo Crossoptilon mantchuricum Pipile jacutinga Pipile pipile Lophophorus sclateri Lophophorus impejanus Catreus wallichii Lophura edwardsi Lophura swinhoii Lophophorus lhuysii
Megapodiidae Phasianidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 61
Gorgeted wood-quail Tibetan snowcock Caspian snowcock Cranes Hume's pheasant Mikado pheasant Cabot's tragopan Himalayan quail Western tragopan Western Koklass pheasant Blyth's tragopan Palawan peacock-pheasant Ocellated turkey Ocellated Crested argus Cranes Elliot's pheasant Elliot's Attwater's prairie-chicken Attwater's Whooping crane Indian peafowl Indian Satyr tragopan Satyr (III Common name Common (III Guate (III (III Nepal) (III (III Pakistan) (III
Tragopan satyra Pavo cristatus Pucrasia macrolopha Pakistan) Meleagris ocellata mala) Bornean peacock-pheasant Bornean
Grey peacock-pheasant Grey
(II) Malayan peacock-pheasant Malayan Germain's peacock-pheasant Germain's (II) (II) (II) Annex C Annex Green peafowl Green (II)
Polyplectron bicalcaratum Polyplectron schleiermacheri Tympanuchus cupido attwateri Tympanuchus cupido (II) Polyplectron germaini Pavo muticus Polyplectron malacense Gruidae spp. (II) (Except for the for (Except Gruidae spp. (II) species included in Annex A)
(I)
(I)
(I)
Annex B Annex
(I)
(I)
(I) (I) (I) (I) (I) (I) Annex A Tragopan caboti Tragopan blythii Polyplectron napoleonis Rheinardia ocellata Syrmaticus ellioti Syrmaticus humiae Ophrysia superciliosa Tetraogallus caspius Odontophorus strophium Grus americana Tragopan melanocephalus Tetraogallus tibetanus Syrmaticus mikado
Gruidae GRUIFORMES M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 62
Kagu Kagu Siberian crane White-necked crane Little bustard Sandhill crane Great bustard Bustards Macqueen's bustard Scrub-birds Hooded crane Black-necked crane Bengal florican Lesser florican Coots, rails Lord Howe rail Bustards Common crane Houbara bustard Indian bustard Red-crowned crane Common name Common
Annex C Annex Otididae spp. (Except for the (II) species included in Annex A)
(I) (I)
(I)
Annex B Annex (I) (I)
(II)
(I) (I)
(I/II) (The (I/II) (I) (I)
(I) Grus canadensis
(II) Annex A Grus canadensis (I) (II) (II) and are listed in Appendix in I) listed are Houbaropsis bengalensis Grus nigricollis Rhynochetos jubatus Grus japonensis Sypheotides indicus Grus monacha Grus grus Tetrax tetrax Grus canadensis in Appendix species is listed II but subspecies nesiotes pulla Gallirallus sylvestris Chlamydotis macqueenii Chlamydotis undulata Otis tarda Ardeotis nigriceps Grus vipio Grus leucogeranus
Atrichornithidae Otididae Rallidae Rhynochetidae PASSERIFORMES M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 63
New-world blackbirds Long-wattled umbrella bird Finches White-eyed river-martin White-winged cotinga Cotingas Martins Cardinals, tanagers Saffron-cowled blackbird Saffron-cowled Banded cotinga Mannikins, waxbills Noisy scrub-bird Red siskin Amazonian umbrella bird Amazonian umbrella
(III Common name Common
Cephalopterus penduliger (III Colombia) Cephalopterus ornatus Colombia) Southern black-throated finch black-throated Southern Yellow cardinal Yellow Java sparrow Java Green avadavat Green Red-crested cardinal Red-crested Yellow-faced siskin Yellow-faced (II) Yellow-billed cardinal Yellow-billed Seven-coloured tanager Seven-coloured Annex C Annex (II) (II) (II) Timor sparrow Timor (II) (II) Cocks-of-the-rock (II) (II) spp. (II) Paroaria capitata Paroaria coronata Rupicola Lonchura oryzivora Poephila cincta cincta Poephila cincta Tangara fastuosa Carduelis yarrellii Amandava formosa Lonchura fuscata Gubernatrix cristata
(I)
(I)
Annex B Annex (I) (I) (I) (I) Annex A Xanthopsar flavus Atrichornis clamosus Cotinga maculata Pseudochelidon sirintarae Xipholena atropurpurea Carduelis cucullata
Hirundinidae Fringillidae Estrildidae Emberizidae Icteridae Cotingidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 64
Bulbuls Western bristlebird Western Whiskered pitta Rodrigues brush-warbler Pittas Honeyeaters Grey-necked rockfowl Grey-necked White-necked rockfowl Gurney's pitta Birds of paradise Old-world flycatchers, babblers, Old-world flycatchers, etc. Western rufous bristlebird rufous Western Mascarene paradise-flycatcher Helmeted honeyeater Helmeted (III Common name Common
Mauritius) Terpsiphone bourbonnensis Silver-eared mesia Silver-eared Omei Shan liocichla Shan Omei Taiwan Hwamei Taiwan Birds of paradise of Birds Chinese Hwamei Chinese (II) Annex C Annex (II) (II) Red-billed leiothrix Red-billed Rueck's blue-flycatcher Rueck's Banded pitta Banded (II) Fairy pitta Fairy (II) (II) (II) (II) Paradisaeidae spp. (II) Garrulax canorus Leiothrix argentauris Liocichla omeiensis Pitta guajana Pitta nympha Garrulax taewanus Cyornis ruckii Leiothrix lutea
(I) (III
(I) Annex B Annex
(I)
(I) Annex A (I)
Dasyornis broadbenti litoralis Dasyornis broadbenti (possibly extinct) (I) Picathartes gymnocephalus Lichenostomus melanops cassidix (I) Dasyornis longirostris Picathartes oreas Pitta kochi Pitta gurneyi Acrocephalus rodericanus Mauritius)
Muscicapidae Pittidae Paradisaeidae Meliphagidae Pycnonotidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 65
Woodpeckers Dalmatian pelican White-chested white-eye Toucan barbet Bali myna Abbott's booby White-eyes Pelicans Toucans Boobies Frigatebirds Mynas Barbets Chestnut-eared aracari Christmas frigatebird Saffron toucanet Saffron
(III Common name Common (III Argentina) (III
Pteroglossus castanotis Argentina) Baillonius bailloni Semnornis ramphastinus (III Colombia) Straw-headed bulbul Straw-headed Black-necked aracari Black-necked (II) Hill myna Hill Annex C Annex (II) (II) Pycnonotus zeylanicus Pteroglossus aracari Gracula religiosa Tristram's woodpecker Tristram's (I)
(I) (I)
Annex B Annex
(I) (I) (I) Annex A Pelecanus crispus Leucopsar rothschildi Papasula abbotti Fregata andrewsi Dryocopus javensis richardsi Dryocopus javensis Zosterops albogularis
Pelecanidae Capitonidae Sulidae Sturnidae Zosteropidae Ramphastidae Picidae PELECANIFORMES Fregatidae PICIFORMES M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 66
Parrots etc. Parrots Cockatoos Cockatoos, lories, macaws, parakeets, Cockatoos, lories, parrots, etc. Albatrosses Philippine cockatoo Grebes Salmon-crested cockatoo Short-tailed albatross Tanimbar cockatoo Red-breasted toucan Red-breasted Spot-billed toucanet Atitlan Grebe (III (III Common name Common
Ramphastos dicolorus Argentina) Selenidera maculirostris Argentina) Psit
Keel-billed toucan Keel-billed Channel-billed toucan Channel-billed
Red-billed toucan Red-billed , Green aracari Green and (II)
(II) Toco toucan Toco , Annex C Annex (II) (II) (II) , which are not
Pteroglossus viridis Ramphastos tucanus Ramphastos sulfuratus Ramphastos toco PSITTACIFORMES spp. (II) (Except for the species included in Annex A and excluding Agapornis roseicollis Melopsittacus undulatus Nymphicus hollandicus tacula krameri included in the Annexes to this Regulation) Ramphastos vitellinus
(I)
Annex B Annex (I) (I) (I) (I) Annex A Cacatua haematuropygia Podilymbus gigas Cacatua goffiniana Cacatua moluccensis Phoebastria albatrus
Diomedeidae Cacatuidae Podicipedidae PODICIPEDIFORMES PSITTACIFORMES PROCELLARIIFORMES M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 67
Green-cheeked parrot Green-cheeked Amazons, macaws, parakeets, parrots Amazons, macaws, parakeets, Puerto Rican parrot Red-necked parrot Cuban parrot Lories, lorikeets Tucuman parrot Blue macaws Red-tailed parrot Yellow-headed parrot Yellow-headed Yellow-shouldered parrot Imperial parrot Saint Lucia parrot Yellow-naped parrot Red-browed parrot Yellow-crested cockatoo Yellow-crested St Vincent parrot Lilac-crowned parrot Lilac-crowned Blue lorikeets Red-spectacled parrot Palm cockatoo Red and blue lory Vinaceous parrot Common name Common Annex C Annex
(I)
(I)
(I)
(I) (I) (I) (I) Annex B Annex
(I) (I) (I)
(I) (I) (I) (I) (I) (I) (I) Vini ultramarina (I) spp. (I) spp.
Annex A (I) spp. (I/II) ( spp. (I/II) Amazona tucumana Amazona arausiaca Amazona leucocephala Amazona guildingii Anodorhynchus Amazona viridigenalis Amazona pretrei Amazona auropalliata Cacatua sulphurea Amazona vittata Amazona vinacea Eos histrio Amazona oratrix Amazona rhodocorytha Amazona brasiliensis Vini in is listed Appendix I, the other in Appendix listed species are II) Amazona finschi Amazona imperialis Amazona versicolor Probosciger aterrimus Amazona barbadensis
Loriidae Psittacidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 68
Blue-winged macaw Golden-shouldered parrot Spix's macaw Chatham Island yellow-fronted parakeet yellow-fronted Chatham Island Blue-headed macaw Red-crowned parakeet Golden parakeet Red-fronted macaw Red-fronted Great green macaw Yellow-eared parrot Yellow-eared Pileated parrot Scarlet macaw Scarlet Horned parakeet Orange-bellied parrot Orange-bellied Blue-throated macaw Blue-throated Coxen's double-eyed fig parrot Coxen's double-eyed fig Hooded parrot Military macaw Military Norfolk Island parakeet Ground parrot Night parrot Paradise parrot Common name Common Annex C Annex Red-fronted parakeet Red-fronted
(I)
(I)
(I) (possibly
(I) (I) (possibly
(I) (I)
(I)
Annex B Annex (I) (I) (I) (I)
(I) (I) (I) (I)
(I)
(I) Annex A (I) (I)
Pionopsitta pileata Cyanoramphus saisseti Cyclopsitta diophthalma coxeni (I) Ara macao Psephotus chrysopterygius Primolius couloni Cyanoramphus novaezelandiae Pezoporus wallicus Ara ambiguus Primolius maracana Psephotus dissimilis Eunymphicus cornutus Psephotus pulcherrimus extinct) (I) Pezoporus occidentalis extinct) (I) Cyanoramphus cookii Ara militaris Ognorhynchus icterotis Ara rubrogenys Guarouba guarouba Cyanoramphus forbesi Ara glaucogularis Cyanopsitta spixii Neophema chrysogaster
M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 69
Little owl Penguins Lesser rhea Kakapo Humboldt penguin Eurasian eagle-owl Eurasian Owls Rheas Owls Long-eared owl Long-eared Owls Boreal owl Thick-billed parrots Thick-billed Short-eared owl Short-eared Mauritius parakeet Blue-throated parakeet Blue-throated Common name Common Lesser rhea Lesser (II)
Jackass penguin Jackass
) Annex C Annex (II) Greater rhea Greater (II) Pterocnemia pennata pennata Rhea americana Spheniscus demersus STRIGIFORMES spp. (II) (Except for the species included in Annex A and except for Sceloglaux albifacies
Bubo
(I) (I) (Except (I) Annex B Annex (I)
(I)
(II) which is (Except for (I) (II) (II)
spp. (I) Annex A (II) (II) Asio flammeus Rhynchopsitta Aegolius funereus Bubo bubo Psittacula echo Spheniscus humboldti Pyrrhura cruentata Pterocnemia pennata Pterocnemia pennata pennata Annex included in which is B) Athene noctua Asio otus Strigops habroptilus bubo bengalensis Annex included in B)
SPHENISCIFORMES Strigidae RHEIFORMES Spheniscidae Rheidae STRIGIFORMES M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 70
Christmas hawk-owl Snowy owl Lesser eagle-owl Ostrich Ural owl Northern hawk owl Soumagne's owl Eurasian pygmy-owl Eurasian Eurasian scops-owl Eurasian Tawny owl Barn owls Barn owl Sokoke scops-owl Forest owlet Norfolk boobook Ostrich Great grey owl Common name Common Annex C Annex
(II)
which is
Annex B Annex (I) (Except for
(I) (II)
(I) (Only the (I)
(I)
(II) (II)
(I) (II) Annex A (II)
(II) (II) (II)
Strix uralensis davidi included in Annex included in B) Nyctea scandiaca Strix uralensis Otus scops Heteroglaux blewitti Otus ireneae Glaucidium passerinum Ninox natalis Surnia ulula Ninox novaeseelandiae undulata Ninox novaeseelandiae (I) Strix nebulosa Mimizuku gurneyi Strix aluco Tyto alba Tyto soumagnei Struthio camelus Burkina Algeria, populations of Central Faso, Cameroon, the African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other populations not are included in the Annexes to this Regulation)
Tytonidae STRUTHIONIFORMES Struthionidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 71
Quetzals Tinamous Broad-nosed caiman Alligators, caimans, crocodiles Resplendent quetzal Crocodiles Solitary tinamou Reptiles Chinese alligator Black caiman Alligators, caimans, crocodiles Rio Apaporis spectacled caiman Rio Apaporis spectacled Alligators, caimans Common name Common Annex C Annex
CROCODYLIA spp. (II) (Except (II) CROCODYLIA spp. for the species included in Annex A)
(I)
Annex B Annex
(I) (Except (I) (I) (I) (Except for (I) (I) Annex A
Caiman latirostris the population of Argentina, Annex included in B) which is Pharomachrus mocinno Caiman crocodilus apaporiensis Caiman crocodilus (I) Tinamus solitarius for the population of Brazil, Annex included in B, which is which Ecuador, and population of is included in Annex B and is annual export subject to a zero quota an annual export quota until has been approved by the CITES Secretariat and the IUCN/SSC Group) Crocodile Specialist Melanosuchus niger Alligator sinensis
Trogonidae CROCODYLIA TROGONIFORMES REPTILIA Alligatoridae Tinamidae TINAMIFORMES Crocodylidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 72
Mugger crocodile Orinoco crocodile American crocodile American Philippine crocodile Morelet's crocodile Nile crocodile African slender-snouted crocodile African Common name Common Annex C Annex
(I)
(I) (I)
Annex B Annex (I) (Except (I) (I) (I) (Except (I) (I) (Except for (Except (I) Annex A
Crocodylus intermedius Crocodylus niloticus for the populations of Botswana, for quota zero a to Egypt [subject for wild specimens traded commercial purposes], Ethiopia, Malawi, Kenya, Madagascar, South Mozambique, Namibia, Africa, Uganda, the United to [subject Tanzania Republic of an annual export quota no of 600 specimens wild more than 1 including hunting in trophies, addition to ranched specimens], Zambia and Zimbabwe; these Annex in included populations are B) Crocodylus moreletii for the populations and of Belize included in are Mexico, which for quota zero a with Annex B, for wild specimens traded commercial purposes) Crocodylus palustris Crocodylus acutus the population of Cuba, which is Annex included in B) Crocodylus mindorensis Crocodylus cataphractus
M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 73
Cuban crocodile Tuataras Gavial or gharial False gharial Spiny-tailed lizards (Agamas, masti Spiny-tailed gures) Dwarf chameleons Tuataras Siamese crocodile West African dwarf crocodile West African Estuarine crocodile Estuarine Dwarf spiny chameleon Gharial Chameleons Common name Common
Dwarf chameleons Dwarf Annex C Annex Spiny-tailed lizards Spiny-tailed Madagascar chameleons Madagascar
spp. (II) spp. spp. (II) spp. (II) (Except for the for (Except spp. (II) spp. (II) spp. spp. (II) spp. (II) spp. Archaius Uromastyx Bradypodion Calumma Saara Brookesia species included in Annex A)
(I) (I) (I) Annex B Annex (I) (I) (I) (Except (I) (I)
Annex A spp. (I) spp. Brookesia perarmata Gavialis gangeticus Crocodylus rhombifer Crocodylus porosus for the populations of Australia, Indonesia and Papua New Guinea, Annex B) included in which are Crocodylus siamensis Sphenodon Tomistoma schlegelii Osteolaemus tetraspis
Sphenodontidae RHYNCHOCEPHALIA Chamaeleonidae SAURIA Agamidae Gavialidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 74
Spiny-tailed lizards Spiny-tailed Sticky-toed geckos Sticky-toed European chameleon Day geckos Chameleons Gila monster and beaded lizard Iguanas Gila monster and beaded lizard Round Island day gecko day Round Island Geckos Guatemalan beaded lizard Guatemalan Common name Common spp. (III New spp. (III
Hoplodactylus Zealand)
Serpent Island gecko Island Serpent Turquoise dwarf gecko dwarf Turquoise Dwarf chameleons Dwarf (II) Annex C Annex Dwarf chameleons Dwarf Flat-tailed geckos Flat-tailed New Zealand tree geckos tree Zealand New
Girdled lizards Girdled Madagascar chameleons Madagascar spp. (II) spp. spp. (II) (Except for (Except (II) spp. spp. (II) (Except for (Except spp. (II) spp. (II) spp. spp. (II) spp. (II) (Except for the for (Except spp. (II) spp. (II) spp. (II) spp. (II) spp. (II)
Lygodactylus williamsi Phelsuma species included in Annex A) Furcifer Kinyongia Cordylus Naultinus Chamaeleo included in Annex the species A) Heloderma the subspecies included in Annex A) Nactus serpensinsula Uroplatus Nadzikambia Trioceros
(II)
Annex B Annex (II) Annex A
(I) Chamaeleo chamaeleon Heloderma horridum charles bogerti Phelsuma guentheri
Cordylidae Helodermatidae Iguanidae Gekkonidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 75
Hierro giant lizard San Esteban Island chuckwalla San Esteban Lilford's wall lizard Lilford's Ibiza wall lizard Lizards Fiji iguanas Skinks Ground iguanas Common name Common Rio Aguan Valley spiny-tailed iguana spiny-tailed Valley Aguan Rio Galapagos marine iguana marine Galapagos Coast horned lizard horned Coast Cedros Island horned lizard horned Island Cedros Blaineville's horned lizard horned Blaineville's Roatan spiny-tailed iguana spiny-tailed Roatan Gulf coast horned lizard horned coast Gulf (II) Guatemalan Spiny-tailed iguana Spiny-tailed Guatemalan (II) (II) (II) Utila Island spiny-tailed iguana spiny-tailed Island Utila (II) (II) (II) Annex C Annex Galapagos land iguanas land Galapagos Prehensile-tailed skink Prehensile-tailed (II) (II) (II) Iguanas spp. (II) spp. spp. (II) spp. Conolophus Phrynosoma coronatum Amblyrhynchus cristatus Ctenosaura bakeri Phrynosoma blainvillii Ctenosaura melanosterna Ctenosaura palearis Phrynosoma cerroense Phrynosoma wigginsi Ctenosaura oedirhina Corucia zebrata Iguana
Annex B Annex
(II)
(I) (II) (I)
spp. (I) spp. Annex A spp. (I) Podarcis pityusensis Cyclura Podarcis lilfordi Brachylophus Sauromalus varius Gallotia simonyi
Scincidae Lacertidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 76
Boas Yellow monitor Monitor lizards Boas Caiman lizards, tegu lizards tegu Caiman lizards, Monitor lizards Gray's monitor Snakes Indian monitor Clouded monitor Chinese crocodile lizard Chinese crocodile Komodo dragon Madagascar ground boas Desert monitor Common name Common
Dragon lizard Dragon Chinese crocodile lizard crocodile Chinese (II) (II) Annex C Annex Tegus Caiman lizards Caiman spp.(II) spp. (II) spp. spp. (II) (Except for the for (Except (II) spp. Crocodilurus amazonicus Dracaena Shinisaurus crocodilurus Boidae spp. (II) (Except for the for (Except Boidae spp. (II) species included in Annex A) Varanus species included in Annex A) Tupinambis
(I) Annex B Annex (I)
(I) (I) (II) (I) Annex A spp. (I) Acrantophis Varanus flavescens Varanus komodoensis Varanus olivaceus Varanus nebulosus Varanus griseus Varanus bengalensis
Boidae Varanidae Xenosauridae SERPENTES Teiidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 77
Jamaican boa Virgin Island tree boa Virgin Island tree Spotted sand boa Round Island boas Round Island Madagascar tree boa Madagascar tree Round Island keel-scaled boa keel-scaled Round Island Typical snakes, water snakes, whip Typical snakes, water snakes Round Island boas Round Island Round Island boa Round Island Puerto Rican boa Argentine boa constrictor Olive keel-back Olive Dog-faced water snake water Dog-faced Common name Common (III India) (III (III India) (III Atretium schistosum Cerberus rynchops
Indian egg-eating snake egg-eating Indian (II) Annex C Annex False cobra False Common rat snake rat Common Mussurana (II) (II) (II) Clelia clelia Bolyeriidae spp. (Except for (II) included in Annex the species A) Ptyas mucosus Elachistodon westermanni Cyclagras gigas
(I) (I)
(I)
Annex B Annex (I) (I) (I) (I)
(II) Annex A Casarea dussumieri Boa constrictor occidentalis Boa constrictor Bolyeria multocarinata Epicrates subflavus Sanzinia madagascariensis Epicrates inornatus Epicrates monensis Eryx jaculus
Bolyeriidae Colubridae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 78
Mexican dwarf boa Cobras, coral snakes Cobras, coral Central American coral snake Pythons Atlantic coral snake coral Atlantic Checkered keel-back Checkered (III India) (III (III Common name Common (III Honduras) (III
Micrurus diastema Micrurus nigrocinctus Honduras) Xenochrophis piscator Broad-headed snake Broad-headed (II) King cobra King Burmese spitting cobra spitting Burmese North Philippine spitting cobra spitting Philippine North Mexican dwarf boa dwarf Mexican (II) Annex C Annex South-east Philippine spitting cobra spitting Philippine South-east Golden spitting cobra spitting Golden (II) Andaman cobra Andaman Indochinese spitting cobra spitting Indochinese (II) South Indonesian spitting cobra spitting Indonesian South Monocellate cobra Monocellate (II) Central Asian cobra Asian Central (II) (II) (II) (II) Indian cobra Indian (II) Chinese spitting cobra spitting Chinese (II) (II) (II) Loxocemidae spp. (II) Naja sputatrix Ophiophagus hannah Naja samarensis Naja naja Hoplocephalus bungaroides Naja philippinensis Naja sagittifera Naja atra Naja siamensis Naja sumatrana Naja mandalayensis Naja oxiana Naja kaouthia Annex B Annex Annex A
Loxocemidae Elapidae Pythonidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 79
Austro-American sideneck turtles sideneck Austro-American Sea turtles Roti snake-necked turtle Pig-nosed turtles Pythons Latifi's viper Vipers Western swamp turtle Western Orsini's viper Orsini's Indian python Wood boas Neotropical rattlesnake Neotropical Russell's viper Russell's Common name Common (III Honduras) (III (III India) (III Daboia russelii Crotalus durissus Mangshan pit-viper Mangshan (II) Pig-nosed turtle Pig-nosed Aruba rattlesnake Aruba
Wood boas Wood (II) Annex C Annex Wagner's viper Wagner's (II) (A zero (A (II) (II)
Crotalus durissus unicolor Vipera wagneri Trimeresurus mangshanensis Pythonidae spp. (II) (Except for (Except Pythonidae spp. (II) the subspecies included in Annex A) Tropidophiidae spp. (II) Chelodina mccordi annual export quota has been established for specimens wild) the removed from Carettochelys insculpta
(I) (I) Annex B Annex
(I) (Only the (I) Annex A
Vipera ursinii population of Europe, except the except Europe, population of area which constituted formerly populations the USSR; latter these are not included in the Annexes to this Regulation) Pseudemydura umbrina Python molurus molurus Vipera latifii
Chelidae Cheloniidae Tropidophiidae Viperidae TESTUDINES Carettochelyidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 80
Alligator snapping turtle Southern river terrapin Southern river Snapping turtles Leatherback turtle Leatherback Sea turtles Map turtles Box turtles Box turtles, freshwater turtles freshwater Box turtles, Red-eared terrapin Red-eared Leatherback turtle Aquatic box turtle Painted turtle Central American river turtle Batagur Bog turtle
(III Common name Common
spp. (III United States United spp. (III Graptemys of America) United States of America) United States Macrochelys temminckii
(Only Blanding's turtle Blanding's Diamondback terrapin Diamondback Wood turtle Wood Central American river turtle river American Central (II) Annex C Annex Spotted turtle Spotted (II) (II) (II) (II) (Only live
spp. (II) (Except for (Except spp. (II) Emydoidea blandingii Chrysemys picta specimens) Trachemys scripta elegans Trachemys scripta live specimens) Glyptemys insculpta Dermatemys mawii Malaclemys terrapin Clemmys guttata Terrapene included in Annex the species A)
(I)
(I) Annex B Annex
(I)
(I) (I) Annex A Terrapene coahuila Dermochelys coriacea Cheloniidae spp. (I) Glyptemys muhlenbergii Batagur affinis Batagur baska
Emydidae Dermatemydidae Geoemydidae Chelydridae Dermochelyidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 81
Asian box turtles Yellow-headed temple turtle temple Yellow-headed turtle Arakan forest Black pond turtle Common name Common
and
Black-breasted leaf turtle leaf Black-breasted Ryukyu black-breasted leaf turtle leaf black-breasted Ryukyu
(II) (A zero (II) Annex C Annex (II) (A zero (A (II) (II) Crowned river turtle river Crowned (II) (II) (A zero (A (II) (II) Asian leaf turtles leaf Asian (II) (A zero (A (II) (II) (II) spp. (II) for specimens removed specimens for spp. (II) (A zero annual zero (A (II) spp. Cuora aurocapitata, C. Geoemyda japonica Heosemys depressa annual export quota has been established for specimens and traded wild the removed from purposes) for commercial annual export quota has been established for specimens and traded wild the removed from purposes) for commercial Batagur borneoensis Batagur kachuga Cyclemys Heosemys annandalii annual export quota has been established for specimens and traded wild the removed from purposes) for commercial Geoemyda spengleri Batagur dhongoka Cuora export quota has been established for galbinifrons, flavomarginata, C. C. mccordi, mouhotii, pani, C. yunnanensis C. trifasciata, C. zhoui from the wild and traded for commercial purposes) Batagur trivittata annual export quota has been established for specimens and traded wild the removed from purposes) for commercial Hardella thurjii
(I) Annex B Annex Annex A Geoclemys hamiltonii
M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 82
Annam pond turtle Malayan giant turtle Three-keeled land tortoise Three-keeled Big-headed pond turtle Burmese swamp turtle Pritchard's pond turtle pond Pritchard's Notch-mouthed stripe-necked turtle stripe-necked Notch-mouthed Fujian pond turtle pond Fujian Chinese stripe-necked turtle stripe-necked Chinese Reeves's turtle Reeves's Philippen's stripe-necked turtle stripe-necked Philippen's (III (III China) (III Common name Common (III China) (III (III China) (III (III China) (III (III China) (III (III China) (III
China) Mauremys megalocephala Ocadia philippeni Mauremys sinensis Mauremys iversoni Mauremys pritchardi Ocadia glyphistoma Mauremys reevesii Snail-eating turtle Snail-eating Sulawesi forest turtle forest Sulawesi Ricefield turtle Ricefield (II)
Indian black turtle black Indian Malayan flat-shelled turtle flat-shelled Malayan Red-necked pond turtle pond Red-necked (II) Japanese pond turtle pond Japanese (II) (A (II) Giant Asian turtle Asian turtle Giant Spiny Yellow pond turtle pond Yellow (II) Annex C Annex (II) (II) (II) Indian eyed turtle eyed Indian (II) (II) (II) (II) (A zero (A (II) (II) (II) Mauremys nigricans Heosemys spinosa Heosemys grandis Notochelys platynota Mauremys mutica Malayemys macrocephala Orlitia borneensis annual export quota has been established for specimens and traded wild the removed from purposes) for commercial Leucocephalon yuwonoi Mauremys japonica Melanochelys trijuga Mauremys annamensis zero annual export quota has been established for specimens and traded wild the removed from purposes) for commercial Malayemys subtrijuga Morenia petersi
(I) Annex B Annex
(I) Annex A Morenia ocellata Melanochelys tricarinata
M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 83
Tortoises Big-headed turtles Radiated tortoise Geometric tortoise Geometric Big-headed turtles Tortoises Burmese star tortoise Burmese star Roofed turtles Pancake tortoise Afro-American sideneck turtles sideneck Afro-American Galapagos giant tortoise Bolson tortoise Madagascar sideneck turtle Angonoka Indian roofed turtle Chinese false-eyed turtle false-eyed Chinese (III China) (III Common name Common Sacalia pseudocellata
Big-headed sideneck turtle sideneck Big-headed
Black marsh turtle marsh Black Philippine pond turtle pond Philippine (II) (II) Four-eyed turtle Four-eyed Cochin forest cane turtle cane forest Cochin (II) (II) (II) Sideneck turtles Sideneck Annex C Annex Geochelone Beal's eyed turtle eyed Beal's (II) spp. (II) spp. (II) (Except for (Except (II) spp. for specimens removed for
Podocnemis Peltocephalus dumerilianus Sacalia bealei Vijayachelys silvatica Pangshura included in Annex the species A) Erymnochelys madagascariensis (II) Testudinidae spp. (II) (Except for (Except Testudinidae spp. (II) included in Annex the species A; a zero annual export quota has for been established sulcata from the wild and traded for primarily commercial purposes) Siebenrockiella crassicollis Sacalia quadriocellata Siebenrockiella leytensis
(I) (I)
(II)
(I)
Annex B Annex (I)
(I) (I) (I) Annex A Geochelone platynota Malacochersus tornieri Pangshura tecta Astrochelys yniphora Gopherus flavomarginatus Astrochelys radiata Platysternidae spp. (I) Psammobates geometricus Chelonoidis nigra
Podocnemididae Testudinidae Platysternidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 84
Burmese narrow-headed softshell Narrow-headed softshell turtles softshell Narrow-headed Cuatro Cienagas soft-shell turtle Cuatro Cienagas soft-shell Hermann's tortoise Spur-thighed tortoise Asian narrow-headed softshell Indian soft-shell turtle Indian soft-shell Peacock soft-shell turtle Peacock soft-shell Madagascar flat-shelled tortoise Madagascar flat-shelled Softshell turtles, terrapins turtles, Softshell Madagascar spider tortoise Madagascar spider Marginated tortoise Black soft-shell turtle Black soft-shell Egyptian tortoise Common name Common
Chinese softshell turtle softshell Chinese Sri Lankan flapshell turtle flapshell Lankan Sri Hunan softshell turtle softshell Hunan Wattle-necked softshell turtle softshell Wattle-necked Southeast Asian soft-shelled turtle soft-shelled Asian Southeast Amur softshell turtle softshell Amur (II) Malayan soft-shelled turtle soft-shelled Malayan Indo-Gangetic flapshell turtle flapshell Indo-Gangetic Burmese peacock softshell peacock Burmese Yangtze softshell turtle softshell Yangtze Annex C Annex Burmese flapshell turtle flapshell Burmese (II) (II) Leith's softshell turtle softshell Leith's (II) Giant softshell turtles softshell Giant (II) (II) (II) (II) (II) (II) (II) (II) spp. (II) spp. (II) (Except for the for (Except spp. (II) Pelochelys Palea steindachneri Pelodiscus axenaria Chitra species included in Annex A) Nilssonia leithii Lissemys punctata Lissemys ceylonensis Nilssonia formosa Rafetus swinhoei Pelodiscus parviformis Pelodiscus maackii Lissemys scutata Dogania subplana Amyda cartilaginea
(I)
Annex B Annex
(I) (I) (I) (II) (II)
(I) (I)
(I) (II) (I) (I) Annex A Testudo marginata Chitra vandijki Nilssonia gangetica Apalone spinifera atra Apalone spinifera Pyxis planicauda Pyxis arachnoides Testudo hermanni Testudo graeca Nilssonia nigricans Testudo kleinmanni Chitra chitra Nilssonia hurum
Trionychidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 85
Toads Poison frogs Nimba toads Cryptic forest frogs Cryptic forest Golden toad Cameroon toad Malcolm's Ethiopian toad Frogs Golden frog Amphibians Frogs and toads Frogs African viviparous toads African Chilean helmeted water toad water helmeted Chilean (III Chile) (III Common name Common Calyptocephalella gayi Six-fingered frog Six-fingered Sky-blue poison frog poison Sky-blue (II) Brilliant-thighed poison frog poison Brilliant-thighed (II) Poison-arrow frogs Poison-arrow Poison-arrow frogs Poison-arrow
Chimanta poison frog poison Chimanta Sanguine poison frog poison Sanguine
Annex C Annex Myers' poison frog poison Myers' Poison-arrow frogs Poison-arrow Demonic poison frogs poison Demonic
(II)
(II) (II) (II) Goliath frog Goliath (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. Phyllobates Andinobates Adelphobates Minyobates Dendrobates Conraua goliath Euphlyctis hexadactylus Allobates myersi Allobates rufulus Epipedobates Excidobates Ranitomeya Ameerega Oophaga Hyloxalus azureiventris Allobates hodli Allobates zaparo Allobates femoralis
(I)
Annex B Annex
(I) spp. (I) spp. spp. (I) spp. (I) spp. (I) Annex A Amietophrynus superciliaris Incilius periglenes Altiphrynoides Nimbaphrynoides Atelopus zeteki Nectophrynoides
Aromobatidae ANURA Dicroglossidae Conrauidae Dendrobatidae Bufonidae Calyptocephalellidae AMPHIBIA M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 86
Gastric brooding frogs Kaiser's spotted newt Kaiser's Sharks and rays Requiem sharks Axolotls Hellbender Giant salamanders Asiatic salamanders Hammerhead sharks Tree frogs Tomato frogs American bullfrog American Tomato frog Salamanders and newts Frogs Mantella frogs Giant salamanders Gastric brooding Gastric frog
Common name Common (III China) (III Cryptobranchus alleganiensis (III United States of America) Hynobius amjiensis Oceanic whitetip shark whitetip Oceanic Tiger frog Tiger
Red rain frog rain Red Axolotl (II) (II) Lake Patzcuaro salamander Patzcuaro Lake
) (II) and (Only (II) (II) Annex C Annex
Scalloped hammerhead shark hammerhead Scalloped Mantella frogs Mantella
(II) spp. (II) (Except (II) spp. spp. (II) spp. (II) Rheobatrachus silus Rheobatrachus vitellinus Carcharhinus longimanus Hoplobatrachus tigerinus Ambystoma dumerilii Lithobates catesbeianus live specimens) Rheobatrachus for Ambystoma mexicanum Sphyrna lewini Mantella Agalychnis Scaphiophryne gottlebei
Annex B Annex (I) (I)
Annex A spp. (I) Dyscophus antongilii Neurergus kaiseri Andrias
Mantellidae Hylidae Sphyrnidae Microhylidae CAUDATA ELASMOBRANCHII Salamandridae Myobatrachidae Ambystomatidae Carcharhinidae CARCHARHINIFORMES Hynobiidae Ranidae Cryptobranchidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 87
Basking sharks Mobulid rays Sawfishes Common sturgeon Whale sharks Sturgeons and paddlefish Fish White sharks Sturgeons Shortnose sturgeon Sawfishes Common name Common Great white shark white Great Basking shark Basking (II) Great hammerhead shark hammerhead Great Smooth hammerhead shark hammerhead Smooth Annex C Annex Whale shark Whale (II) (II) Porbeagle (II) (II) Manta rays Manta (II)
spp. (II) Sphyrna zygaena ACIPENSERIFORMES spp. (II) ACIPENSERIFORMES spp. (Except for the species included in Annex A) Lamna nasus Carcharodon carcharias Sphyrna mokarran Cetorhinus maximus Rhincodon typus Manta
(I) Annex B Annex
(I) Annex A Acipenser brevirostrum Acipenser sturio Pristidae spp. (I)
Pristidae Cetorhinidae ORECTOLOBIFORMES Acipenseridae ACTINOPTERYGII PRISTIFORMES Mobulidae Rhincodontidae ACIPENSERIFORMES RAJIFORMES LAMNIFORMES Lamnidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 88
Arapaimas, bonytongues Wrasses Pangasid catfish Australian lungfishes Asian arowana Freshwater eels Coelacanths Blind carps, plaeesok Cui-ui Totoaba Lungfishes Cui-ui Totoabas Pipefishes, seahorses Pipefishes, Ikan temoleh Giant catfish Common name Common Australian lungfish Australian African blind barb fish barb blind African Humphead wrasse Humphead Seahorses European eel European (II) (II) Annex C Annex Arapaima (II) (II) (II) spp. (II) spp. Cheilinus undulatus Anguilla anguilla Caecobarbus geertsii Neoceratodus forsteri Hippocampus Arapaima gigas
) 8
(I) ( (I)
(I) Annex B Annex
(I) (I) (I) Annex A Totoaba macdonaldi Scleropages formosus Probarbus jullieni Pangasianodon gigas Chasmistes cujus
Catostomidae CERATODONTIFORMES CYPRINIFORMES Pangasiidae Sciaenidae Latimeriidae SARCOPTERYGII SILURIFORMES Arapaimidae Ceratodontidae Syngnathidae Cyprinidae Anguillidae PERCIFORMES Labridae Osteoglossidae SYNGNATHIFORMES ANGUILLIFORMES COELACANTHIFORMES OSTEOGLOSSIFORMES M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 89
Red-kneed tarantulas, tarantulas Sea cucumbers Sea cucumbers Insects Scorpions Beetles Scarab beetles Stag beetles Birdwing and swallowtail butterflies Birdwing and swallowtail Spiders and scorpions Butterflies Coelacanths Cape stag beetles stag Cape
Brown sea cucumber sea Brown
(III (III Common name Common (III Ecuador) (III
spp. (III South Africa) South (III spp.
Isostichopus fuscus Bolivia) (III Bolivia) Morpho godartii lachaumei Morpho godartii buckleyana Prepona praeneste Agrias amydon boliviensis Bolivia) Colophon Chihuahua rose-grey tarantula rose-grey Chihuahua
Giant Senegalese scorpion Senegalese Giant Emperor scorpion Emperor (II) (II) Central American tarantulas American Central
Satanas beetle Satanas (II) Annex C Annex (II) (II) (II) spp. (II) ARTHROPODA (ARTHROPODS) Aphonopelma pallidum Dynastes satanas Brachypelma Pandinus dictator Pandinus gambiensis Aphonopelma albiceps Pandinus imperator Annex B Annex
Annex A spp. (I) ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS) SEA AND URCHINS SEA STARS, BRITTLE ECHINODERMATA (STARFISH, Latimeria
Theraphosidae Lucanidae Stichopodidae ARANEAE Scorpionidae ARACHNIDA Papilionidae INSECTA Nymphalidae LEPIDOPTERA COLEOPTERA ASPIDOCHIROTIDA Scarabaeidae HOLOTHUROIDEA SCORPIONES M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 90
Leeches Leeches Queen Alexandra's birdwing Queen Alexandra's Birdwing butterflies Mountain apollo Bivalve molluscs (clams, mussels, etc.) mussels, (clams, Bivalve molluscs Luzon peacock swallowtail Corsican swallowtail Marine mussels Homerus swallowtail Common name Common
Malabar rose Malabar European date mussel date European Sri Lankan rose Lankan Sri (II) Apo swallowtail butterfly swallowtail Apo Northern medicinal leech medicinal Northern (II) Birdwing butterflies Birdwing Seram swallowtail Seram Madagascan emperor swallowtail emperor Madagascan (II) Kaiser-I-Hind butterflies Kaiser-I-Hind Annex C Annex
Southern medicinal leech medicinal Southern
(II) Swallowtail butterflies Swallowtail Palu swallowtail butterfly swallowtail Palu
Fluminense swallowtail butterfly swallowtail Fluminense Birdwing butterflies Birdwing (II) Hahnel's amazonian swallowtail butterfly swallowtail amazonian Hahnel's spp. (II) spp. spp. (II) (except for (except spp. (II) spp. (II) spp. spp. (II) spp. (II) MOLLUSCA (MOLLUSCS) Hirudo medicinalis Graphium stresemanni Hirudo verbana Parides ascanius Atrophaneura palu Atrophaneura jophon Atrophaneura pandiyana Teinopalpus Papilio benguetanus Trogonoptera the species included in Annex the species A) Ornithoptera Bhutanitis Graphium sandawanum Parides hahneli Lithophaga lithophaga Troides Papilio morondavana Papilio esperanza Papilio neumoegeni
ANNELIDA (SEGMENTED WORMS ANNELIDA (SEGMENTED AND LEECHES) (I)
Annex B Annex
(II)
(II) (I) (I) Annex A Papilio chikae Papilio homerus Parnassius apollo Papilio hospiton Ornithoptera alexandrae
HIRUDINOIDEA Mytilidae Hirudinidae BIVALVIA ARHYNCHOBDELLIDA MYTILOIDA M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 91
Freshwater mussels, pearly mussels Curtis' pearly mussel Yellow-blossom pearly mussel Yellow-blossom pearly Appalachian monkey-face pearly mussel Turgid-blossom pearly mussel Turgid-blossom pearly Shiny pigtoe pearly mussel pearly Shiny pigtoe Pale lilliput pearly mussel Pale lilliput Birdwing pearly mussel Birdwing pearly Alabama lamp pearly mussel Rough pigtoe pearly mussel pearly Rough pigtoe White warty-back pearly mussel Higgins' eye pearly mussel Higgins' eye pearly Fine-rayed pigtoe pearly mussel Wabash riffleshell Tan riffleshell Green-blossom pearly mussel pearly Green-blossom Cumberland monkey-face pearly mussel Cumberland monkey-face pearly Dromedary pearly mussel Dromedary pearly Pink mucket pearly mussel pearly Pink mucket Tampico pearly mussel Sandback pocketbook mussel Cumberland bean pearly mussel Cumberland bean pearly Orange-footed pimpleback mussel Orange-footed Nicklin's pearly mussel Fat pocketbook pearly mussel Common name Common Northern riffleshell Northern (II) Western fanshell mussel fanshell Western Clubshell pearly mussel pearly Clubshell Annex C Annex (II) (II) Cyprogenia aberti Pleurobema clava Epioblasma torulosa rangiana Epioblasma torulosa White catspaw mussel catspaw White Turbercled-blossom pearly mussel pearly Turbercled-blossom
(I) (I)
(I)
(I)
(I)
(I) (I) (I) (I) Annex B Annex (I)
(I) (I) (I)
(I) (I) (I)
(I)
(I) (I) (I) (I) (I) (I) Annex A
(I)
Potamilus capax Fusconaia edgariana Quadrula intermedia Lampsilis satur Lampsilis virescens Toxolasma cylindrella Epioblasma sampsonii Epioblasma turgidula Villosa trabalis Quadrula sparsa Epioblasma torulosa torulosa Epioblasma torulosa Fusconaia cuneolus Unio nickliniana Epioblasma walkeri Epioblasma sulcata perobliqua Epioblasma sulcata Pleurobema plenum Conradilla caelata Dromus dromas Epioblasma florentina Epioblasma curtisii Epioblasma torulosa guber Epioblasma torulosa naculum Lampsilis orbiculata orbiculata (I) Plethobasus cicatricosus Lampsilis higginsii Plethobasus cooperianus (I) Unio tampicoensis tecomatensis Unio tampicoensis
Unionidae UNIONOIDA M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 92
Blue coral Conches Agate snails, oahu tree snails oahu tree Agate snails, Green tree snail Green tree Corals, sea anemones Blue coral Little agate shells Organpipe corals Sea ferns, fire corals, stinging medusas corals, stinging fire Sea ferns, Giant clams Slugs, snails and conches Slugs, snails Red and pink corals
(III China) (III Common name Common (III China) (III (III China) (III (III China) (III
Corallium japonicum Corallium konjoi Corallium secundum Corallium elatius Stony corals Stony )
9 Black corals Black Manus green tree snail tree green Manus Organpipe corals Organpipe )
(II) 9 Annex C Annex Giant clams Giant Queen conch Queen Heliopora (II)
)
9 ) ( Strombus gigas SCLERACTINIA spp. (II) ( SCLERACTINIA spp. (II) Helioporidae spp. (II) (Includes Helioporidae spp. (II) species only the coerulea Tubiporidae spp. (II) ( Tubiporidae spp. (II) ANTIPATHARIA spp. (II) Papustyla pulcherrima Tridacnidae spp. (II) CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES) CORALS, SEA CNIDARIA (CORALS, FIRE Annex B Annex
Annex A spp. (I) Achatinella
GORGONACEAE Coralliidae GASTROPODA ANTIPATHARIA SCLERACTINIA Tridacnidae HELIOPORACEA Achatinellidae Helioporidae MESOGASTROPODA STYLOMMATOPHORA Tubiporidae STOLONIFERA Strombidae HYDROZOA ANTHOZOA VENEROIDA Camaenidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 93
Elephant trunks Wello fire corals Wello fire Amaryllids Asian ginseng Agaves Lace corals Aralias Santa Cruz striped agave Common name Common Jabihy Queen Victoria agave Victoria Queen Tabily (II) Snake-root devil-pepper Snake-root Jabihy Queretaro yucca Queretaro Wello fire corals fire Wello Lace corals Lace (II) Sternbergias (II) #4 (II) )
)
9 9 Snowdrops (II) (II) Annex C Annex (II) #2 (II) Dehesa bear-grass Dehesa Hoodia (II) FLORA
(II) (Only the (Only (II) spp. (II) (Except for (Except (II) spp. spp. (II) #4 spp. (II) spp. (II) #4 (II) spp. spp. (II) #9 (II) spp.
Hoodia Sternbergia Operculicarya decaryi Nolina interrata Yucca queretaroensis population of the Russian Feder the population of ation; no other population is included in the Annexes to this Regulation) #3 Panax ginseng Pachypodium included in Annex the species A) #4 Operculicarya hyphaenoides Operculicarya pachypus Galanthus Rauvolfia serpentina Stylasteridae spp. (II) ( Stylasteridae spp. (II) Agave victoriae-reginae Milleporidae spp. (II) ( Milleporidae spp. (II)
(I)
(I) (I) Annex B Annex
(I) Annex A Pachypodium baronii Agave parviflora Pachypodium ambongense Pachypodium decaryi
Milleporidae STYLASTERINA ANACARDIACEAE APOCYNACEAE ARALIACEAE Stylasteridae AGAVACEAE MILLEPORINA AMARYLLIDACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 94
Conchilinque Xerographic tillandsia Barberries Wonderfully-bristled Turk's cap cactus Pitayita Conelike Turk's-cap cactus Conelike Turk's-cap Discocacti Sneed's pincushion cactus Araucarias Cacti Woolly waxy-stemmed Turk's-cap cactus Turk's-cap Woolly waxy-stemmed Air plants, bromelias Cacti Aztec cactus Lindsay's hedgehog cacti Living rock cacti Living rock Artichoke cactus Artichoke Nelle's cactus Jobali pincushion cactus Lamb's-tail cactus Lamb's-tail Star cactus Grenadier's cap Monkey-puzzle tree Few-spined Turk's-cap cactus Few-spined Turk's-cap Common name Common
Himalayan may-apple Himalayan )
10 ) #4
Maury's tillandsia Maury's American ginseng American 11 Harris' tillandsia Harris' Kamm's tillandsia Kamm's (II) #2 (II) (II) ( (II) Annex C Annex Pereskiopsis (II) #4 (II) (II) #3 (II) spp.) ( spp.) (II) #4 (II) (II) #4 (II) spp., Quiabentia Pereskia
Podophyllum hexandrum Panax quinquefolius Tillandsia mauryana Tillandsia xerographica CACTACEAE spp. (II) (Except (II) CACTACEAE spp. for the species included in Annex A and spp. and #4 Tillandsia kammii Tillandsia harrisii
(I)
ssp.
(I)
(I) (I) (I)
(I) (I)
(I)
(I)
Annex B Annex (I) (I)
(I)
(I) (I) (I) Annex A spp. (I)
spp. (I) (I) Mammillaria solisioides Mammillaria pectinifera Obregonia denegrii Coryphantha werdermannii Araucaria araucana Discocactus Pachycereus militaris Escobaria sneedii Aztekium ritteri Ariocarpus Escobaria minima Echinocereus ferreirianus Echinocereus schmollii Melocactus deinacanthus Melocactus conoideus Melocactus glaucescens Melocactus paucispinus Astrophytum asterias lindsayi
BROMELIACEAE CACTACEAE BERBERIDACEAE ARAUCARIACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 95
Houserock valley cactus Houserock valley Peyote Uebelmann cacti Pilgerodendron Brady's pincushion cactus Mesa Verde cactus Cypresses Tonopah fishook cactus Tonopah fishook Mariposa cactus Needle-spined pineapple cactus Turbinicarps Knowlton's cactus Tobusch fishhook cactus Siler's pincushion cactus Asters, daisies, costus Alerce Tree ferns Costus Ajos Great-Basin fishhook cactus Great-Basin Wright's fishhook cactus Tobory Grama-grass cactus Grama-grass Peebles's Navajo cactus Navajo Peebles's Pine cane cactus Uinta Basin hookless cactus Common name Common
) Ajillo Betoboky (II) #4 (II) (II) (also (II) (II) Annex C Annex Xerosicyos pubescens Zygosicyos pubescens known as Zygosicyos tripartitus Caryocar costaricense
or
(I)
(I) ssp. (I)
(I)
(I)
(I)
(I) (I)
(I)
(I) (I)
Annex B Annex (I)
(I) (I) (I) (I) (also known (also (I) spp. (I) spp. spp. (I) spp. spp. (I) spp. Annex A
spp. (I) Aucklandia lappa ,
) (I) S. lappa Sclerocactus erectocentrus Pediocactus knowltonii Uebelmannia Strombocactus Sclerocactus brevihamatus tobuschii Sclerocactus glaucus Pediocactus sileri Saussurea costus as A. costus Fitzroya cupressoides Pilgerodendron uviferum Pelecyphora Sclerocactus wrightiae Pediocactus bradyi Sclerocactus nyensis Sclerocactus mariposensis Sclerocactus papyracanthus Sclerocactus mesae-verdae Pediocactus peeblesianus Pediocactus paradinei Sclerocactus pubispinus Turbinicarpus
CARYOCARACEAE CUCURBITACEAE CYATHEACEAE COMPOSITAE (ASTERACEAE) CUPRESSACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 96
Sundews Tree ferns Cycads Cycads Euphorbias Yams Spurges Didiereas Ebonies Beddome's cycad Tree ferns Common name Common
,
Alluaudias, didiereas Alluaudias, ) #4
Elephant's foot Elephant's Venus fly-trap Venus
; ; D. externa , Annex C Annex Tree ferns Tree (II) #4 (II) (II) #4 (II) (II) #4 (II) D. stuebelii and spp. (II) #4 (II) spp. spp. (II) (Only the (Only spp. (II) spp. (II) (Only the spp. (II) spp. (II) #4 spp. (II)
specimens of cultivars of specimens of cultivars Euphorbia trigona Euphorbia misera Euphorbia Cyathea Dicksonia no Americas; the populations of other populations included in are the Annexes to this Regulation. This includes the synonyms Dicksonia berteriana D. sellowiana Dionaea muscipula DIDIEREACEAE spp. (II) #4 DIDIEREACEAE spp. (II) Diospyros no Madagascar; populations of other population is included in the #5 Regulation) Annexes to this CYCADACEAE spp. (II) (Except (II) CYCADACEAE spp. for the species included in Annex A) #4 Dioscorea deltoidea Euphorbia (Succulent species only except for: (1) Cibotium barometz (2) artificially (2) artificially propagated Annex B Annex
(I) Annex A Cycas beddomei
DROSERACEAE DICKSONIACEAE CYCADACEAE DIDIEREACEAE DIOSCOREACEAE EUPHORBIACEAE EBENACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 97
Common name Common
, when Annex C Annex Euphorbia ‘Milii’ when they ‘Milii’ grafted on artificially on grafted artificially artificially propagated specimens, and )exported from the Union in shipments of 100 or more plants,
specimens of lactea stock of propagated root Euphorbia neriifolia they are: or — crested, or — fan-shaped, mutants; — colour of specimens of cultivars Euphorbia are: — readily recognisable as — introduced into or (re- this to not subject which are Regulation, and A) (3) artificially (3) artificially propagated (4) artificially propagated (5) the species included in Annex in included species (5) the
(I)
)
)
(I)
, (I) bemara
(II) ,
) Annex B Annex (I) (I) (Includes (I) and the var. (I) (Includes (I) (I) (Includes (I) (II) tuberifera sprirosticha Annex A
) multiflora and viridifolia ampanihyensis antsingiensis and Euphorbia decaryi the vars. robinsonii Euphorbia lambii Euphorbia moratii the vars. hensis Euphorbia ambovombensis Euphorbia handiensis Euphorbia capsaintemariensis Euphorbia cylindrifolia (Includes the ssp. Euphorbia cremersii the forma rakotozafyi Euphorbia francoisii
M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 98
Legumes Joint firs Mongolian oak Brazilian rosewood Brazilian Walnuts, gavilan Yucatan Rosewood Beeches, oaks Malagasy rosewood Almendro Ocotillos, boojums Arbol del barril Brazilian rosewood Brazilian
(III Common name Common (III Nica (III (III Costa (III (III Russian (III (III Nepal) #1 Nepal) (III
Quercus mongolica Federation) #5 Panama) (population of Panama) #2 Dalbergia darienensis Dalbergia tucurensis ragua) #6 Rica/Nicaragua) Dipteryx panamensis Gnetum montanum Thailand rosewood Thailand Gavilàn
Boojum tree Boojum Brazil wood Brazil Honduras rosewood Honduras Granadillo rosewood Granadillo (II) #5 (II)
Black rosewood Black (II) #4 (II) Afrormosia (II) #4 (II) (II) #6 (II) (II) #6 (II) (II) #10 (II) Annex C Annex ) #12 (II) (also (II) (II) #6 (II) (II) #5 (II) spp. (II) (Only the (Only spp. (II) A. duckei Aniba rosaeodora known as Fouquieria columnaris Dalbergia stevensonii Dalbergia retusa Pericopsis elata Dalbergia #5 Madagascar) populations of Caesalpinia echinata Dalbergia granadillo Oreomunnea pterocarpa Dalbergia cochinchinensis
(I)
(I)
(I) (I) Annex B Annex (II) (I)
(I) Annex A Euphorbia quartziticola Euphorbia stygiana Fouquieria purpusii Fouquieria fasciculata Dalbergia nigra Euphorbia parvicyathophora Euphorbia tulearensis
FAGACEAE LEGUMINOSAE (FABACEAE) LAURACEAE GNETACEAE FOUQUIERIACEAE JUGLANDACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 99
Quira macawood Lilies Aloes Common name Common
Red sandalwood Red
(II) Aloe Taraby (II) #7 (II) Annex C Annex (II) , which is not , also known as spp. (II) (Except for the (Except for spp. (II)
Aloe vera barbadensis Annexes) #4 the included in Aloe species included in Annex A and Pterocarpus santalinus Platymiscium pleiostachyum #4 Senna meridionalis
) rugos ,
Annex B Annex
) (I) (Includes (I)
(I) (I)
(I)
(I)
(I) (Includes the (Includes (I) (I) (I)
(I)
(I) (I) (I) schistophila Annex A (I) (I) (I) (I)
(I) (I) (I) (I) ) (I) (Includes the var. (Includes (I) and aurantiaca paucituberculata Aloe albiflora Aloe descoingsii Aloe pillansii Aloe bellatula maniaensis Aloe laeta Aloe albida Aloe polyphylla Aloe suzannae Aloe rauhii Aloe compressa vars. quamosa Aloe delphinensis Aloe alfredii Aloe calcairophila Aloe parvula Aloe haworthioides the var. Aloe bakeri Aloe versicolor Aloe vossii Aloe parallelifolia Aloe fragilis Aloe helenae
LILIACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 100
Tropical pitcher plants Orchids Big-leaf mahogany Mahoganies, cedars Indian pitcher plant Indian pitcher Magnolias Pitcher plants (old-world) Pitcher Safan Spanish cedar Olives, ashes Manchurian ash Giant tropical pitcher plant Giant tropical Orchids
(III obovata Common name Common var. (III Bolivia/ (III (III Bolivia) (III #5
(III Bolivia) (III #5
Fraxinus mandshurica #5 Russian Federation) Magnolia liliifera Cedrela fissilis Cedrela odorata Brazil. In addition, the following countries have national listed their populations: Colombia, Guatemala #5 and Peru) Cedrela lilloi (III Nepal) #1
Caribbean mahogany Caribbean Honduras mahogany Honduras (II) Annex C Annex (II) #5 (II)
(II) #4 (II) ) #4
12 spp. (II) (Except for (Except spp. (II)
Swietenia macrophylla — Neotropics the (Population of and South includes Central America and the Caribbean) #6 Nepenthes included in Annex the species A) #4 Swietenia humilis ORCHIDACEAE spp. (II) ORCHIDACEAE spp. (Except for the species included ( in Annex A) Swietenia mahagoni , in
in vitro in Annex B Annex (I)
(I) Annex A solid or liquid media, and For all of the following Annex of A For all seedling or tissue orchid species, cultures are not subject to this Regulation, when: obtained are — they Nepenthes rajah Nepenthes khasiana
MELIACEAE OLEACEAE ORCHIDACEAE NEPENTHACEAE MAGNOLIACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 101
Holy ghost orchid South American slipper orchids slipper South American Palms Summer lady's-tresses Fen orchid Butterfly palm Coco de Mer Coco de Lady's slipper orchid Red vanda Broomrapes Manarano Madeiran orchid Eyed bee orchid Crescent ophrys Asian slipper orchids Hooded helleborine Madeiran lady's-tresses Common name Common (III
Lodoicea maldivica Seychelles) #13 Desert cistanche Desert Hovitra varimena Hovitra (II) Ravimbe (II) #4 (II) Annex C Annex (II)
(II) #4 (II) Lemurophoenix halleuxii Beccariophoenix madagas cariensis Marojejya darianii Cistanche deserticola
(I) ), and
(I)
(II) 13
(II) (II) (I)
Annex B Annex
(II)
(II)
(I)
(II) (II) spp. (I) spp. (I) (I) (II) spp. (I) spp.
(I) Annex A )exported from the Union are transported in sterile containers cially propagated’ in accordance with 56 Article of Commission Regulation ( (EC) No 865/2006 Aerangis ellisii Cephalanthera cucullata Goodyera macrophylla Chrysalidocarpus decipiens Cypripedium calceolus Paphiopedilum Renanthera imschootiana Phragmipedium Dendrobium cruentum — meet the definition of ‘artifi of definition the — meet — when introduced into or (re- or into introduced — when Liparis loeselii Spiranthes aestivalis Laelia lobata Peristeria elata Ophrys lunulata Laelia jongheana Ophrys argolica Orchis scopulorum
PALMAE (ARECACEAE) OROBANCHACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 102
Poppies Pine family Pedalium family Primulas, cyclamens Primulas, Roses, cherries Yellow wood Parlatore's podocarp Parlatore's Guatemalan fir Guatemalan Buttercups Ayugue Podocarps Ayugue Portulacas, purslanes Himalayan poppy Himalayan (III Nepal) (III Common name Common (III Nepal) #1 Nepal) (III (III Russian (III
Federation) #5 Pinus koraiensis #1 Podocarpus neriifolius Meconopsis regia Golden seal Golden Purslanes Bottle liana Bottle Cyclamens Satranabe Katakata Triangle palm Triangle Uncarina Uncarina African cherry African Voanioala Saw-toothed lewisia adonis Saw-toothed Yellow Vahisasety (II) Gora ) #4
(II) (II) (II) (II) #8 (II) Annex C Annex Lakamarefo (II) 14
(II) (II) #4 (II) (II) (II) (II) (II) #4 (II) (II) #2 (II) (II) #4 (II) spp. (II) #4 (II) spp. spp. (II) ( spp. (II) spp. (II) #4 spp. (II) Adonis vernalis Adenia subsessilifolia Prunus africana Neodypsis decaryi Anacampseros Adenia olaboensis Uncarina stellulifera Ravenea louvelii Adenia firingalavensis Uncarina grandidieri Satranala decussilvae Lewisia serrata Hydrastis canadensis Ravenea rivularis Avonia Cyclamen Voanioala gerardii
(I) Annex B Annex
(I) (I) Annex A Abies guatemalensis Podocarpus parlatorei Balmea stormiae
RANUNCULACEAE PRIMULACEAE PORTULACACEAE PODOCARPACEAE PINACEAE PAPAVERACEAE PEDALIACEAE PASSIFLORACEAE ROSACEAE RUBIACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 103
Stangerias (cycads) Pitcher plants Alabama canebrake pitcher plant Alabama canebrake pitcher Indian gentian Pitcher plants (new world) plants (new Pitcher Japanese yew Tibetan yew Green pitcher plant Yews Figworts East African sandalwood Chinese yew Stangeria Common name Common
) #2
) #2
15
Cycads Annex C Annex (II) (excludes (II) (II) (Only the (II) and infraspecific and and infraspecific
and infraspecific taxa and infraspecific spp. (II) (Except for (Except spp. (II) spp. (II) #4 spp. (II)
Taxus fuana #2 (II) of this species Taxus chinensis #2 species (II) taxa of this Taxus cuspidata ( species (II) taxa of this Osyris lanceolata Burundi, Ethiopia, populations of Kenya, Rwanda, Uganda and the no United Republic of Tanzania; other population is included in the Annexes) #2 Picrorhiza kurrooa Picrorhiza scrophulariiflora Bowenia Sarracenia included in Annex the species A) #4 Mountain sweet pitcher plant pitcher sweet Mountain (I)
alaba jonesii (I)
Annex B Annex (I) ssp. ssp. Annex A
(I) mensis Sarracenia rubra Sarracenia oreophila Sarracenia rubra Stangeria eriopus
SCROPHULARIACEAE TAXACEAE SARRACENIACEAE SANTALACEAE STANGERIACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 104
Agarwood, ramin Ginger lilies Lignum-vitae Bread palms Horncones Cycads Cycads Palm corcho Tetracentrons Valerians Welwitschias Sumatran yew Common name Common (III Nepal) (III
Tetracentron sinense #1
Philippine garland-flower Philippine Lazampasika Lazambohitra Welwitschia Holy wood Holy (II)
(II) Himalayan yew Himalayan (II) #2 (II) (II) #4 (II) Ramin Agarwood Laza Agarwood Lignum-vitae (II) #4 (II) Annex C Annex (II) #11 (II) (II) (II) #2 (II) and infraspecific infraspecific and spp. (II) #4 spp. (II) spp. (II) #2 (II) spp. spp. (II) #14 spp. (II) spp. (II) #14 spp. (II)
Cyphostemma montagnacii Taxus sumatrana #2 species (II) taxa of this Bulnesia sarmientoi Cyphostemma elephantopus Nardostachys grandiflora ZAMIACEAE spp. (II) (Except ZAMIACEAE spp. (II) for the species included in Annex A) #4 Welwitschia mirabilis Gonystylus Gyrinops Taxus wallichiana Cyphostemma laza Hedychium philippinense Aquilaria Guaiacum
(I) Annex B Annex
spp. (I) Annex A spp. (I) spp. spp. (I) spp. Encephalartos Microcycas calocoma Ceratozamia Chigua
ZYGOPHYLLACEAE TROCHODENDRACEAE (TETRACENTRACEAE) VITACEAE VALERIANACEAE ZINGIBERACEAE THYMELAEACEAE (AQUILARIACEAE) WELWITSCHIACEAE ZAMIACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 105
Eschrichtius spp., removed from the wild the from removed Sousa spp., Balaenoptera bonaerensis, Balaenoptera mmercial or non-commercial purposes for Tursiops truncatus spp., which listed in Appendix are I. Specimens Hyperoodon ll other specimens shall be deemed to be specimens of species be specimens of be deemed to specimens shall other ll spp., abel including the logotype and the designation ‘VICUÑA-PERU- other specimens other shall be deemed to be specimens of species included be specimens of species included in Annex A in them shall and trade the egulated accordingly. la brevirostris, Orcaella heinsohni, Sotalia 007 and verified by the Secretariat may be traded and despatched, traded with the may be Secretariat by the 007 and verified Ekipas incorporated in finished jewellery for non-commercial purposes for Berardius ordingly. ial purposes, taken by the people of Greenland under licence granted by the Greenland under licence purposes, people of taken by the ial nio para la Conservación y Manejo de la Vicuña, and the selvages the words South Africa and Zimbabwe whole tusks and pieces) subject to the following: (i) subject to and Zimbabwe whole tusks South and pieces) Africa swana), 10 000 kg (Namibia) and 30 000 kg (South Africa); (v) in addition to the to addition in (v) Africa); (South 000 kg 30 and (Namibia) 000 kg 10 swana), hall be submitted to the Conference of the Parties for the period from CoP14 the period from for and Conference of the Parties be submitted hall to the appropriate and acceptable destinations as defined in Resolution Conf. 11.20 for in defined as destinations acceptable and appropriate spp., jo de la Vicuña, and the selvages the words ‘VICUÑA-BOLIVIA’. Other products words ‘VICUÑA-BOLIVIA’.Other selvages the the Vicuña, and la jo de (except population of West Greenland), West population of (except x B, and in cloth and items made thereof, including and knitted thereof, luxury handicrafts made x and items B, and in cloth ill not be re-exported and will be managed in accordance with all requirements of jo de la Vicuña, and the selvages the words ‘VICUÑA ECUADOR’.words ‘VICUÑA products selvages the Vicuña, the Other and la jo de (g)(v) above shall be traded only after the Standing the the Committee has agreed that above traded only shall be after (g)(v) ly to trading partners that have been verified by the Secretariat, in consultation with by Secretariat, have been ly the partners that verified to trading cimens from the Black Sea population of Black Sea the cimens from , including luxury handicrafts and The knitted reverse side of the cloth articles. must , including luxury handicrafts and The knitted reverse side of the cloth articles. must the prospective importing countries and the registered government-ownedregistered (iv) stocks; countries and the prospective importing the g)(i), (g)(ii), (g)(iii), (g)(vi), and g)(i), (g)(ii), (g)(iii), (g)(vii). In addition, such further proposals shall be x B, in cloth and The in derived manufactured products and artefacts. other handicraft s to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the t bear the logotype adopted by signatories to the range States of species, which are of the ninth meeting of the Conference of the Parties (November 1994) of 3 249 kg of (November 1994) 3 Parties of the Conference of ninth meeting of of the s of the trade are used exclusively for elephant conservation and community used exclusively for conservation are trade s of the Balaenoptera acutorostrata spp., Balaena Eubalaena mysticetus, conservation programmes for Namibia and South trade in Africa; (c) hides; (d) trade in hair; (e) trade in leather goods for co in situ ivory above in paragraph the proceed (g)(iv) in a single (vi) supervision sale per destination under strict of the Secretariat; paragraph in specified additional quantities the and (vii) range; elephant the to adjacent and development or programmes within above conditions proposals populations in elephant (h) no have ivory from to allow trade further in Annex been met; already B s in accordance with provisions place paragraphs take in to is ( of ivory that the single sale of the date ending from nine years Botswana, Namibia and South Africa and for non-commercial purposes for Zimbabwe; (f) trade in individuallymarked and in certified trade Zimbabwe; (f) purposes non-commercialfor Botswana, and for Namibia and South Africa Namibia and ivory carvings for non-commercial purposes for Zimbabwe; (g) trade in registered raw ivory (for Botswana, Namibia, on unknown (ii) ivory of ivory and origin); (excluding seized State government-ownedthe in stocks, originating only registered the Standing controls to and Committee, ensure that the imported ivory national legislation domestic trade w to have sufficient verified has Secretariat the before not (iii) trade; and manufacturing CoP14) concerning domestic 10.10 (Rev. Resolution Conf. raw ivory pursuant to the conditional government-ownedsale of registered ivory 000 stocks agreed CoP12 at kg (Bot which 20 are by 31 January 2 Zimbabwe registered and CoP12, South Africa Botswana, Namibia, government-ownedat from ivory agreed quantities in Annex A and the trade in them be shall regulated accordingly. bear the logotype Convenio bear signatories to the adopted the species, which Conservación are of by la the range States para y Mane including must bear a label the logotype and designation the ‘VICUÑA-BOLIVIA-ARTESANÍA’. All other specimens shall be deemed to the logotype cloth must bear of the side adopted The reverse signatorie by of the species, which the range States are articles. words ‘VICUÑA-CHILE’. Other products including a label must bear the logotype and the designation ‘VICUÑA-CHILE-ARTESANÍA’. All the logotype bear Convenio adopted which signatories to the of the species, by are Conservación the range States la para y Mane including a label must bear the logotype and the designation ‘VICUÑA ECUADOR-ARTESANÍ’A. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated acc cloth mus the of side The reverse including articles. and knitted luxury made thereof, and handicrafts wool, items and in cloth the Convenio Conservación para la y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-PERU’. Other products must bear a l r be shall in them included in Annex trade and species the A be specimens of be deemed to specimens shall ARTESANÍA’.other All For the exclusive purpose in wool live vicuñas of allowing trade sheared from of the populations international included in Anne thereof made and items cloth vicuñas and in live from wool sheared in trade international allowing exclusive purpose of the For For the exclusive purpose of allowing trade in wool vicuñas international sheared from live of the populations included in Anne thereof made and items cloth vicuñas and in live from wool sheared in trade international allowing exclusive purpose of the For For the exclusive purpose of allowing in wool international trade vicuñas sheared from live and in the stock extant the time at For the exclusive purpose of trade in allowing: hunting (a) trophies for non-commercial purposes; (b) trade in live animals to reverse side reverse of the cloth must bear the logotype adopted by the range States of the species, which signatories to the are Conve ‘VICUÑA-ARGENTINA’. Other products must bear a label including the logotype and the designation ‘VICUÑA-ARGENTINA-ARTESANÍA’. A accordingly. regulated be shall them in trade and the included in Annex A be regulated accordingly. Botswana and Zimbabwe and for of the species listed in Appendix of the species listed to the Convention, II including products and derivatives other than products meat for commerc belonging as spe to Annex competent authority concerned, be treated live annual export quota established for shall B. A is zero borealis, Balaenoptera edeni, Balaenoptera musculus, Balaenoptera omurai, Balaenoptera physalus, Megaptera novaeangliae,Orcael Megaptera Balaenoptera physalus, Balaenoptera omurai, Balaenoptera musculus, Balaenoptera edeni, borealis, macrocephalus, Caperea marginata, Neophocaena Platanista Physeter phocaenoides, Phocoena sinus, vexillifer, robustus, Lipotes purposes. commercial primarily and traded for ) Population of Argentina (listed in Annex B): Annex in (listed Argentina of ) Population B): Annex in (listed Bolivia of ) Population B): Annex in (listed Chile of ) Population B): Annex in (listed Ecuador of ) Population B): Annex in (listed Peru of ) Population ) listed in Appendix All species are to the Convention II except B): Annex in (listed Zimbabwe and Africa South Namibia, Botswana, of ) Populations
1 2 3 4 5 6 7 ( ( ( ( ( ( (
M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 106 o t tubers. xon or taxa and the taxa xon or lation No (EC) 338/97 on the protection of species wild fauna and flora by ent is required but specimens must be professionally processed for commercial be professionally processed for but specimens must required ent is e can decide to cause this trade to cease partially or completely in the event of completely in the or partially cease to trade cause this e can decide to populations. deemed other specimens shall be to be specimens of species All the shipment must be accompanied by documentation, such as an invoice, which try of final processing. This should be clearly visible and allow easy verification. verification. and allow easy processing. visible This should try of final clearly be
on, irregular growth and heterogeneous size and shape within a taxon and shipment, taxon and a within and shape and heterogeneous size growth irregular on, cartons, boxes, or individual crates shelves of CC-containers)each containing 20 or her material between 2 and 30 mm measured in any direction, not identifiable to the to between and 30 any direction, not identifiable 2 mm measured in material her mm in diameter, not identifiable to the level of genus, level to the and not identifiable which mm in diameter, may also contain, ion: Hylocereus undatus or Hylocereus trigonus are not subject to the provisions of this Regulation, when specimens are readily recognisablepropagated as artificially and d
‘Jusbertii’, Vanda and Harrisia . not are subject to the provisions Regulation. of this However, the exemption does not apply to such specimens traded as dorman , live, in pots containers, or other small each consignment being accompanied by a label or document stating the name of the ta Phalaenopsis , Cyclamen persicum Scleropages inscriptus Taxus cuspidata Dendrobium , Cymbidium Schlumbergera truncata Schlumbergera truncata Schlumbergera truncata x x x (cultivars) (cultivars) buckleyi x graeseri x more plants of the same hybrid; the plants within each container must exhibit a high the same hybrid; plants within uniformity and healthiness; more plants of each degree of the number states clearly of plants of each hybrid; or retail sale, e.g. with printed labels or packaged sale, labelled with printed packages retail indicating the name of the hybrid and the coun dealt with in accordance dealt with in with Decisions 14.77 and 14.78 (Rev. CoP15). On the Standing proposal a Committe from the Secretariat, non-compliance by exporting on or importing countries, proven impacts of the trade other elephant or in the case of detrimental accordingly. regulated be shall them in trade and the included in Annex A Fossils; finely crushed Coral sand, consisting or in part of is to say, no than that fragments of dead coral entirely material 2 larger amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae; and coralline shell, and crustacean mollusc Foraminifera, of remains things, the amongst other Coral fragments (including gravel and rubble), that is to say, unconsolidated fragments of dead broken and coral finger-like ot level of genus. not show any signs of having been in collected the wild such as mechanical damage or strong dehydration collecti resulting from epiphyllous and or other other pests; organisms algae adhering or damage by or leaves, insects to (a) when shipped in non-flowering the specimens state, must be traded in shipments consisting of individual containers (such as regulating trade therein (OJ L 166, (OJ 19.6.2006, therein regulating trade p. 1). Schlumbergera orssichiana Schlumbergera russelliana Schlumbergera opuntioides Schlumbergera truncata Hatiora Schlumbergera Cactaceae spp. colour mutants grafted on the following grafting stocks: Opuntia microdasys (b) specimen, one per open no when flower fully minimum shipm least number of specimens per shipped with at in flowering state, Plants not qualifying for the exemption clearly must be accompanied by appropriate CITES documents. text ‘artificially propagated’,not are subject to the provisions text ‘artificially of this Regulation. ) This listing includes the newly described taxon described newly the includes listing ) This Regulation: this of provisions the to subject not are following ) The ) Trade of specimens with source code A is allowed only if specimens traded possess ) cataphylls. specimens traded allowed only if is source code A specimens with of Trade ) propagated specimens Artificially of the following hybrids not and/or cultivars are subject to the provisions of this Regulat ) propagated hybrids of Artificially ) Commission Regulation No (EC) 865/2006 of 4 May 2006 laying down rules concerning detailed the implementation of Council Regu of cultivars of specimens propagated ) Artificially ) of cultivars propagated hybrids and Artificially
8 9 ( ( 10 11 12 13 14 15 ( ( ( ( ( ( M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 107
Dogs, foxes, wolves Dogs, foxes, Doves, pigeons Mammals Birds Kangaroos, wallabies Badgers, martens, weasels, etc. weasels, Badgers, martens, Ducks, geese, swans Ducks, geese,
Stoat Red fox Red Red fox Red Red fox Red Common name Common
Siberian weasel Siberian Yellow-bellied weasel Yellow-bellied Mountain weasel Mountain (III India) §1 India) (III Golden-mantled tree-kangaroo Golden-mantled Annex D FAUNA Goodfellow's tree-kangaroo Goodfellow's Tooth-billed pigeon Tooth-billed (III India) §1 India) (III Huon tree-kangaroo Huon Seri's tree-kangaroo Seri's Doria's tree-kangaroo Doria's (III India) §1 (III (III India) §1 India) (III Grey imperial-pigeon Grey Peruvian pigeon Peruvian (III India) §1 (III (III India) §1 India) (III (III India) §1 India) (III CHORDATA (CHORDATES) Meller's duck Meller's Columba oenops Mustela erminea ferghanae Mustela sibirica Mustela altaica Didunculus strigirostris Mustela kathiah Dendrolagus matschiei Dendrolagus pulcherrimus Dendrolagus dorianus Anas melleri Vulpes vulpes griffithi Dendrolagus goodfellowi Dendrolagus stellarum Ducula pickeringii Vulpes vulpes montana Vulpes vulpes pusilla
MAMMALIA DIPROTODONTIA Macropodidae Anatidae AVES Mustelidae Columbidae ANSERIFORMES Canidae COLUMBIFORMES CARNIVORA M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 108
Crows, magpies, jays Waxwings Chachalacas, currassows, guans Chachalacas, currassows, Cotingas Grouse, guineafowl, partridges, pheasants, tragopans partridges, Grouse, guineafowl, Megapodes, scrubfowl Cardinals, seedeaters, tanagers Cardinals, seedeaters, Common name Common Annex D Mindanao bleeding-heart Mindanao Reeves's pheasant Reeves's Temminck's seedeater Temminck's Azure jay Azure Japanese waxwing Japanese White-necklaced partridge White-necklaced Tufted jay Tufted Black cuckoo-dove Black Bare-throated bellbird Bare-throated Flame-breasted fruit-dove Flame-breasted Salvadori's pheasant Salvadori's Moluccan scrubfowl Moluccan Bulwer's pheasant Bulwer's White-crested guan White-crested Black-legged dacnis Black-legged Horned curassow Horned Siamese fireback Siamese Black curassow Black Eulipoa wallacei Crax alector Cyanocorax dickeyi Pauxi unicornis Syrmaticus reevesii §2 Syrmaticus reevesii Sporophila falcirostris Lophura bulweri Lophura diardi Procnias nudicollis Cyanocorax caeruleus Lophura inornata Bombycilla japonica Ptilinopus marchei Gallicolumba crinigera Penelope pileata Dacnis nigripes Turacoena modesta Arborophila gingica
Bombycillidae GALLIFORMES PASSERIFORMES Megapodiidae Cotingidae Cracidae Corvidae Phasianidae Emberizidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 109
New-world blackbirds Finches East African citril East African Old-world flycatchers, thrushes Old-world flycatchers, Mannikins, waxbills Yellow-bellied waxbill Yellow-bellied )
Estrilda melanotis Estrilda Common name Common (Frequently traded as traded (Frequently Annex D Grey-and-chestnut seedeater Grey-and-chestnut Peters's twinspot Peters's Red-faced crimson-wing Red-faced Grey-headed silverbill Grey-headed Tibetan rosefinch Tibetan
Green-faced parrotfinch Green-faced Red avadavat Red ) Scaly-breasted munia Scaly-breasted Marsh seedeater Marsh Buffy-throated seedeater Buffy-throated Black-headed greenfinch Black-headed Red-winged laughingthrush Red-winged Yellow-throated laughingthrush Yellow-throated Grey-headed bullfinch Grey-headed Pampas meadowlark Pampas (Frequently traded as traded (Frequently Cape canary Cape Red-eared parrotfinch Red-eared Purple cochoa Purple Black siskin Black Black munia Black Javan cochoa Javan Sporophila hypochroma Hypargos niveoguttatus Garrulax formosus Lonchura punctulata Estrilda quartinia Kozlowia roborowskii Amandava amandava Garrulax galbanus Lonchura stygia Sporophila palustris Carduelis ambigua Erythrura coloria Erythrura viridifacies Lonchura griseicapilla Cochoa azurea Cochoa purpurea Cryptospiza reichenovii Sturnella militaris Sporophila frontalis Serinus canicollis Carduelis atrata Serinus citrinelloides hypostictus Serinus citrinelloides Serinus citrinelloides Pyrrhula erythaca
Estrildidae Icteridae Muscicapidae Fringillidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 110
Mynas, starlings Nuthatches Pittas Spiny-tailed lizards Geckos Reptiles Swynnerton's robin Pogonicichla Common name Common Annex D New Caledonia bumpy gecko bumpy Caledonia New (Also referenced as referenced (Also New Caledonia giant gecko giant Caledonia New Small-scaled wonder gecko wonder Small-scaled Chinese water dragon water Chinese Guichenot's giant gecko giant Guichenot's White-headed starling White-headed Common wonder gecko wonder Common Chestnut-faced babbler Chestnut-faced Golden-breasted starling Golden-breasted Arboreal alligator lizard alligator Arboreal Yunnan nuthatch Yunnan Black-breasted thrush Black-breasted Red-tailed laughing thrush laughing Red-tailed Blue-naped pitta Blue-naped Yellow-faced myna Yellow-faced Fujian niltava Fujian
Giant nuthatch Giant ) Azure-breasted pitta Azure-breasted Sitta magna Cosmopsarus regius Mino dumontii Turdus dissimilis Rhacodactylus ciliatus Niltava davidi Pitta nipalensis Sturnus erythropygius Rhacodactylus leachianus Rhacodactylus auriculatus Physignathus cocincinus Sitta yunnanensis Swynnertonia swynnertoni swynnertoni Stachyris whiteheadi Abronia graminea Pitta steerii Garrulax milnei Teratoscincus scincus Teratoscincus microlepis
Gerrhosauridae SAURIA Gekkonidae Sturnidae REPTILIA Sittidae Anguidae Agamidae Pittidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 111
Frogs and toads Sea snakes Tree frogs Typical snakes, water snakes, whip snakes Typical snakes, water Vipers Frogs Neotropical frogs Skinks Shaw's sea snake sea Shaw's ) §1 Common name Common Madagascar menarana snake menarana Madagascar Malayan pit viper pit Malayan Club-tail iguana Club-tail Redneck keelback Redneck New Guinea helmet skink helmet Guinea New Four-lined girdled lnord girdled Four-lined Annex D §1 Lapemis hardwickii §1 Masked water snake water Masked Fanged river frog or Javan giant frog giant Javan or frog river Fanged Waxy monkey tree frog tree monkey Waxy Bocourt's water snake water Bocourt's Crocodile skink Crocodile Karsten's girdled lizard girdled Karsten's §1 Taiwan stink snake snake stink beauty Taiwan Taiwan Radiated rat snake rat Radiated §1 Northern leafnose snake leafnose Northern Indochinese rat snake rat Indochinese §1 §1 (Includes §1 §1 Ctenosaura quinquecarinata Enhydris bocourti Elaphe carinata Elaphe taeniura Elaphe radiata Ptyas korros Lapemis curtus Leioheterodon madagascariensis Limnonectes macrodon Tribolonotus novaeguineae Homalopsis buccata Langaha nasuta Phyllomedusa sauvagii Zonosaurus quadrilineatus Calloselasma rhodostoma Zonosaurus karsteni Tribolonotus gracilis Rhabdophis subminiatus
Viperidae Hydrophiidae SERPENTES AMPHIBIA Colubridae Leptodactylidae Scincidae ANURA Hylidae Iguanidae Dicroglossidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 112
Frogs salamander Asiatic salamanders Insects Fish Lungless salamanders Birdwing and swallow-tail butterflies Birdwing and swallow-tail Newts and salamanders Butterflies
Common name Common Annex D Anderson's salamander Anderson's Red spotted burrow frog burrow spotted Red Albanian pool frog pool Albanian Banggai cardinalfish Banggai Giant palm salamander palm Giant Warty newt Warty Short-horned baronia Short-horned
North African fire salamander fire African North Semirechensk salamander/Central Asian salamander/Siberian salamander/Siberian Asian salamander/Central Semirechensk Sword-tailed newt Sword-tailed Paddletail newt Paddletail Crocodile newts Crocodile Broad-tailed swallowtail Broad-tailed spp. ARTHROPODA (ARTHROPODS) spp. Echinotriton andersoni Paramesotriton Pelophylax shqiperica Tylototriton Cynops ensicauda Salamandra algira Ranodon sibiricus Papilio maraho Baronia brevicornis Pterapogon kauderni Papilio grosesmithi Leptodactylus laticeps Laotriton laoensis Bolitoglossa dofleini
CAUDATA INSECTA LEPIDOPTERA Plethodontidae Salamandridae Papilionidae PERCIFORMES Hynobiidae Apogonidae ACTINOPTERYGII Ranidae M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 113
Heathers, rhododendrons Agaves Asters, daisies, costus Arums
Common name Common
Bearberry Annex D FLORA urashima §3 Beargrass
Green dragon Green
var.
Mountain tobacco Mountain marmarisense
§3
MOLLUSCA (MOLLUSCS) ssp. Midas ear abalone ear Midas
Othonna herrei Biarum ditschianum Arisaema thunbergii Calibanus hookeri Othonna clavifolia Arisaema nepenthoides Arisaema sikokianum Arisaema galeatum Dasylirion longissimum Haliotis midae Othonna retrorsa Arisaema erubescens Biarum davisii Othonna cacalioides Arctostaphylos uva-ursi Arisaema dracontium Othonna hallii Othonna lepidocaulis Arnica montana Arisaema tortuosum
GASTROPODA COMPOSITAE (ASTERACEAE) ERICACEAE AGAVACEAE Haliotidae ARACEAE M19 ▼ 1997R0338 — EN — 20.12.2014 — 018.001 — 114
Portulas, purslanes Sesame, devil's claw Sesame, devil's Clubmosses, spikemosses Wakerobins Desert roses Mahoganies, cedars Gentians Clubmosses Parmelioid lichens Bogbeans Common name Common Annex D
Stagshorn clubmoss Stagshorn Bogbean Devil's claw Devil's Rose of Jericho of Rose
§4 §3 Icelandic moss Icelandic §3
§4
Great yellow gentian yellow Great §3 §4 Dwarf wakerobin Dwarf Desert rose Desert §4 spp. §3 spp. Ill-scented wakerobin Ill-scented Sessile-flowered wakerobin wood-lily wakerobin Sessile-flowered §3 Desert rose Desert Gentiana lutea Trillium rugelii Harpagophytum Ceraria carrissoana Cetraria islandica Lycopodium clavatum Trillium pusillum Adenia glauca Trillium sessile Cedrela montana Selaginella lepidophylla Adenia pechuelli Cedrela salvadorensis Cedrela tonduzii Ceraria fruticulosa Menyanthes trifoliata Cedrela oaxacensis
LILIACEAE MENYANTHACEAE PASSIFLORACEAE PEDALIACEAE GENTIANACEAE MELIACEAE LYCOPODIACEAE SELAGINELLACEAE PORTULACACEAE PARMELIACEAE M19 ▼