NOT PASSING ON PASSIVE COOLING: HOW PHILANTHROPY CAN HELP ACCELERATE PASSIVE COOLING SOLUTIONS AND THEIR CLIMATE BENEFITS
MARCH 2021 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
ACKNOWLEDGEMENTS
This brief was prepared by Forrest Lewis (CEA Consulting) with support from Brian Dean (SEforALL), and Irene Fagotto, Lily Riahi, and Sophie Loran (UNEP) for the Cool Coalition. The authors would like to thank the following members and partners who supported this report with their important contributions, comments, and reviews: • Andreas Gruner (Programme for Energy Efficiency in Buildings) • Camille Sifferlen (Passive House Institute) • Dan Hamza-Goodacre (K-CEP) • David Aitken (Carbon Trust) • Jessica S. Brown (K-CEP) • Kurt Shickman (Global Cool Cities Alliance) • Mark Michelin (CEA Consulting) • Martina Otto (Global Alliance for Buildings and Construction) • Mirjam Macchi (Swiss Agency for Development and Cooperation) • Naomi Keena (Yale University Center for Ecosystems in Architecture) • Radhika Khosla (Oxford India Centre for Sustainable Development) • Sameer Maithel (Greentech Knowledge Solutions)
2 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
About the Cool About the Kigali About Sustainable About CEA Coalition Cooling Efficiency Energy for All Consulting The Cool Coalition is a Program Sustainable Energy Since 1984, CEA global multi-stakeholder The Kigali Cooling for All (SEforALL) Consulting has helped network that connects Efficiency Program is an international transform business a wide range of key (K-CEP) is a philanthropic organization that works practices, public policies, actors from government, collaboration to support in partnership with the nonprofit organizations, cities, international the Kigali Amendment United Nations and and philanthropic organizations, to the Montreal Protocol leaders in government, strategies to improve businesses, finance, and the transition to the private sector, environmental academia, and civil efficient, climate-friendly financial institutions, outcomes. Their work society groups to cooling solutions for civil society, and is guided by a deep facilitate knowledge all. K-CEP works in philanthropies to drive knowledge of the exchange, advocacy, and over 50 countries in faster action towards scientific, regulatory, joint action towards a support of ambitious the achievement political, social, and rapid global transition action by governments, of Sustainable economic underpinnings to efficient and climate- businesses, and civil Development Goal 7 of our most pressing friendly cooling. The society. —access to affordable, environmental problems. Cool Coalition promotes reliable, sustainable, an ‘avoid-shift-improve- and modern energy for protect’ holistic all by 2030—in line with and cross-sectoral the Paris Agreement on approach to meet the climate. cooling needs of both industrialized and developing countries through urban form, better building design, energy efficiency, renewables, and thermal storage as well as phasing down HFCs.
3 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
EXECUTIVE SUMMARY
Passive cooling—the practice of using non-mechanical technology, design elements, and/or naturebased solutions (NbS) to keep a space cool without using energy—is fundamental to ensuring climatefriendly cooling for all. Many passive cooling solutions can be incorporated into building, container, or environmental design and adapted to local climates. These measures can be simple passive technology additions like external shading or cool roofs on buildings to increase solar reflectance, or NbS such as green roofs and corridors, urban parks, or plants on and around buildings that reduce ambient temperatures. Passive cooling is a key component in addressing the Building designs that feature improved challenge of providing equitable access to cooling ventilation, insulated walls, low- while reducing the sector’s GHG emissions. Passive solar heat gain windows, intentional cooling is relatively inexpensive compared to active orientation to minimize heat gain solutions and is broadly applicable to a wide variety from the sun, or biomaterials with low of buildings and communities. Philanthropy has thermal capacity and high insulation an important role to play in scaling up the adoption qualities can provide thermal comfort. of passive cooling solutions, in order to realize its In turn, these features can drastically fullest potential with regards to emissions reductions, reduce the amount of energy used improved health, and economic development. and greenhouse gas (GHG) emissions produced by mechanical cooling. Reducing the heat gain of buildings, sidewalks, and streets, and the resulting urban heat island (UHI) effect in cities through cool roofs and NbS can also increase the comfort, health, and safety of community residents. These benefits are greatest for the most vulnerable populations who lack access to cooling.
4 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
Philanthropy is uniquely positioned to intervene These interventions can be bottom-up (e.g., at several levels to help scale passive cooling encouraging demonstrations of an integrated set beyond a business-as-usual trajectory, including: of passive solutions in a variety of contexts to influence national policy), top-down (e.g., national • supporting the development of building codes policy that trickles down to individual building or that incorporate passive design elements; environment design), or market-based. The most • promoting access to cooling through passive effective interventions will likely incorporate a cooling solutions focusing on heatwaves and mix of these elements. netzero cold chains; This brief frames passive cooling within the • raising awareness of passive cooling solutions broader context of climate-friendly cooling; through awards, challenges, and education; summarizes the environmental, economic, and • establishing and building the capacity of local health benefits of passive cooling; provides case champions to accelerate implementation; studies for passive cooling at the building, city, national, and global level; addresses barriers • proving the business case for passive cooling to scaling passive cooling; and provides solutions; and, recommendations on how philanthropy can • creating financial mechanisms to fund and de- advance the sector. risk passive cooling projects.
5 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
INTRODUCTION
Passive cooling is the practice of using non- NbS are a subset of passive cooling that utilize mechanical technology, design elements, natural features to provide cooling benefits that and/or naturebased solutions (NbS) to keep enhance human well-being and biodiversity. a space cool without using energy. Passive Such solutions can be integrated into building cooling is a subset of passive design, which design (e.g., green roofs, water sinks, or living focuses on reducing the overall energy walls) or into the broader community design demand for buildings, containers, and (e.g., urban greening or natural heat sinks) to surrounding environments. Many passive decrease the urban heat island (UHI) effect, cooling solutions can be adapted to local which, if unaddressed, can raise the mean air climates. These can be simple passive temperature of a city by 1–3°C.2 technology additions—such as installing external shading or a cool roof on buildings to increase solar reflectance—or construction that prioritizes ventilation, insulated walls, building envelope improvements, low-solar heat gain windows, night flush cooling1, or building orientation to minimize heat gain from the sun.
6 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
INTRODUCTION
Building materials that have high insulation Passive cooling can also be integrated into cold qualities and low thermal capacity are also chains to promote food and medicine security in important elements of passive cooling. Light rural areas through insulated boxes and the use colored materials can help reduce heat retention. of phase change materials that can store cooling Biomaterials, traditionally used in lightweight energy (which can also be used for space cooling constructions, can be used to create innovate in buildings). Passive cooling can play a vital role designs and building techniques to reduce the in the insulation of vaccines for longer-distance need of mechanical cooling. Traditional materials transport, such as the emerging Covid-19 used in the past by communities in hot climates vaccines that require sustained refrigeration. also present climate-specific solutions that are typically in plentiful supply and sourced locally, further reducing energy demand, embodied carbon of buildings, and environmental impacts of construction. For example, in arid and semi- arid climatic conditions, traditionally used biobased material naturally provides evaporative cooling qualities that yield thermal comfort without needed cooling appliances in buildings. In hot and humid climates, locally sourced construction biomaterials coupled with passive cooling can help with humidity control as many of these local materials have excellent moisture buffering properties.3
7 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
Passive measures can dramatically the comfort, health, and safety of community decrease greenhouse gas (GHG) emissions residents. from cooling by reducing the demand for Passive cooling pre-dates mechanical cooling, mechanical cooling, such as air conditioners and there are many historical examples of (AC). In turn this lowers energy consumption and minimizes the leakage of high-global passively designed buildings. In the Persian warming potential (GWP) refrigerants that are Gulf, for example, wind catchers have been used in cooling appliances. This is especially used since the fifth century to passively important as demand for cooling is increasing cool the inside of buildings. This is achieved at an alarming level. Demand for space by directing airflow indoors, providing cooling rose by more than 33% between 2010 natural ventilation, and decreasing internal and 2018, becoming the fastest-growing use temperatures by up to 10°C.5,6 In India, step 4 of energy in buildings since 2010. wells (pools of water built below building By reducing the heat gain of buildings, structures) still provide evaporative passive sidewalks, and streets, and the resulting UHI cooling to massive structures, some of which effect in cities, it is possible to also increase are over 500 years old.7
Figure 1: Design of a traditional bi-directional wind catcher (from Kassir 2016)
Partition Wind opening
Wind Air Outflow
Air Inflow Tower
Ventilated space
Induced air current
8 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
Passive measures can dramatically decrease greenhouse gas (GHG) emissions from cooling
Figure 2: The building design for the Pearl Academy of Fashion in Jaipur, India includes a traditional step well on the ground floor to provide passive cooling to the building (ArchDaily 2009).
9 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
PASSIVE COOLING IN THE CONTEXT OF CLIMATE- FRIENDLY COOLING
INCREASING DEPENDENCE ON WARMING TEMPERATURES MECHANICAL AC AND HEATWAVES Since the advent of mechanical AC in the Warming global land temperatures, including 20th century, a growing dependence on such heatwaves and the UHI effect, can cause an technology has largely displaced other cooling uptick in the demand for mechanical AC, which methods. Today, space cooling accounts creates a positive feedback that contributes to for around 6% of the overall energy use in more warming.12 The last five years have been buildings. In total, annual cooling-related the warmest five years on record, with 2019’s
emissions account for 1,135 Mt CO2, which is global temperatures exceeding 0.95°C above about 12% of global energy-related emissions average.13 The distribution of heat gain is not from buildings.8 With the global number of AC uniform, with Africa, for example, recording units in buildings predicted to increase from a yearly continental average temperature 1.6 billion today to 5.6 billion by 2050, the of 1.33°C above average.14 Heatwaves are energy needs for space cooling could triple, also accelerating in intensity, frequency, and especially in hot and tropical countries, despite duration, and are projected to worsen under expected improvements in product efficiency.9 continued global warming.15 For most of By 2050, space cooling is expected to be the human history, humans have lived in climates second-largest source of global electricity with mean annual temperatures of 11–15°C, demand, consuming as much electricity as all but by 2070 one out of three people will live of China and India today.10 The 2,500 GW of in climates with mean annual temperatures additional capacity needed to meet the growth exceeding 29°C.16 in space-cooling demand by 2050 is equivalent Increasing temperatures, especially during to the combined total generating capacity of record heatwaves, amplify the demand the U.S., Europe, and India today.11 Passive for cooling. On an average day, New York cooling solutions are a climatefriendly way of City requires about 10,000 MW/second for combatting such issues, while still providing electricity, but this number exceeds 13,000 cooling for all. MW/second during a heatwave, driven by increased demand for mechanical AC.17 In areas fortunate enough to have access to
10 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
PROTECT vulnerable people from the PROTECT vulnerable people from the effects of extreme heat and the effects of extreme heat and the consequences of unreliable cold chains consequences of unreliable cold chains
LEVERAGE LEVERAGE REDUCE the need for REDUCE the need for cooperation between cooperation between active cooling through active cooling through different actors to different actors to better urban planning and better urban planning and vulnerable people from the achieve a greater achieve a greater PROTECTbuilding, vulnerable including people passive from the building, includingPROTECT passive effects of extreme heat and the collective impact collective impact effectscooling of extreme heat and the cooling OPTIMIZE consequencesOPTIMIZE of unreliable cold chains consequences of unreliable cold chains
mechanical AC, this uptick in demand LEVERAGEcan cause PROTECT vulnerable peopleLEVERAGE from the REDUCE the need for REDUCE the need for cooperation between effects of extremecooperation heat and the between active cooling through active cooling through a positive feedback in the forces thatdifferent contribute actors to consequences of unreliabledifferent cold actors chains to better urban planning and better urban planning and achieve a greater achieve a greater building, including passive building, including passive to climate change. In areas with lesscollective access impact to OPTIMIZE collective impact cooling OPTIMIZE cooling IMPROVE conventional SHIFTIMPROVE remaining conventional cooling SHIFT remaining cooling cooling, increasing temperatures andcooling heatwaves by increasing the to coolingrenewables, by increasing thermal the to renewables, thermal LEVERAGEefficiency and reducing the PROTECT-REDUCE-SHIFT-storage,efficiency and and district reducing theREDUCE the need for storage, and district can prove deadly. cooperation betweenGWP of appliances and coolingGWP approaches of appliances andactive cooling through cooling approaches different actorsdemand to response measures demand response measuresbetter urban planning and achieve a greater IMPROVE-LEVERAGEbuilding, including passive Providing passive coolingcollective in both impact industrialized OPTIMIZE cooling and developing nations can save lives and Providing cooling that is aligned with the Paris provide thermal comfort, while also minimizingIMPROVE Agreement, conventional the Kigali AmendmentSHIFT remaining coolingIMPROVE to the Montrealconventional SHIFT remaining cooling cooling by increasing the to renewables, thermalcooling by increasing the to renewables, thermal environmental impact. The “Protect-Reduce-efficiency andProtocol, reducing the and the Unitedstorage, andNations districtefficiency Sustainable and reducing the storage, and district GWP of appliances and cooling approaches GWP of appliances and cooling approaches Shift-Improve-Leverage” approach can supportdemand responseDevelopment measures Goals (SDGs) demandrequires response utilizing measures this goal by centering the role of passive cooling. the “Protect-Reduce-Shift-Improve-Leverage” IMPROVE conventional SHIFT remaining cooling cooling by increasing the approach toto renewables,meeting thermal cooling needs (see Figure efficiency and reducing the 18 storage, and district GWP of appliances and 3). Differentcooling passive approaches cooling technologies can demand response measures provide varying benefits within this framework (see Figure 4).
Figure 3: The Protect-Reduce-Shift-Improve-Leverage approach to climate-friendly cooling (adapted from SEforALL 2020 and The Cool Coalition 2020)
PROTECT vulnerable people from the effects of extreme heat and the consequences of unreliable cold chains
LEVERAGE REDUCE the need for cooperation between active cooling through different actors to better urban planning and achieve a greater building, including passive collective impact OPTIMIZE cooling
IMPROVE conventional SHIFT remaining cooling cooling by increasing the to renewables, thermal efficiency and reducing the storage, and district GWP of appliances and cooling approaches demand response measures
11 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
Figure 4: Examples of some nature-based and passive technology solutions with their corresponding elements from the protect-reduce-improve-shift-leverage framework (SEforALL 2020).
NATURE-BASED AND PASSIVE TECHNOLOGY SOLUTIONS
Umbrellas, overhangs, fins, external SHADES blinds, solar panels and plants as shades
Roof and wall insulation, insulated INSULATION windows, insulated containers
Cool roofs, walls, vehicles, containers REFLECTION and other surfaces
Natural ventilation, building openings, AIRFLOW exhaust
Ground cover, green roofs, green walls, PLANTS shade trees
THERMAL Thermal mass, thermal storage
EARTH Earth tunnel, earth berm, heat sinks
Flowing water, mist, pools, rivers, lakes, WATER ocean, heat sinks
PROTECTPROTECT vulnerable people from the effects of extreme heat and the Passiveconsequences cooling of measures unreliable coldcan protectchains vulnerable people from the effects of extreme heat and the consequences of unreliable medical and agricultural cold chains. The World LEVERAGE Health Organization (WHO) estimatesREDUCE that more the need for cooperation between active cooling through different actors to than 166,000 people have died due betterto heatwaves urban planning and achieve a greater between 1998 and 2017.19 Simple passivebuilding, cooling including passive collective impact OPTIMIZEapproaches to building design, likecooling shading and cool roofs, could save lives and improve the health of those without access to mechanical cooling. At the city or district level, passive cooling can reduce the UHI effect and promote thermal comfort, which can have the largest impact in at- risk communities and least developed countries (LDCs) where heat can be the most damaging to IMPROVE conventional health and productivity.SHIFT remaining Passive coolingcooling solutions cooling by increasing the to renewables, thermal efficiency and reducing the in cold chains storage,can also and districthelp distribute food, GWP of appliances and medicine, and vaccinescooling approaches to vulnerable populations demand response measures in rural and poorer areas.
12 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
PROTECT vulnerable people from the effects of extreme heat and the consequences of unreliable cold chains
LEVERAGE REDUCEREDUCE the need for Passive building design can further improve cooperation between active cooling through conventional cooling by facilitating demand-side different actors to better urban planning and Passive cooling, including the management (DSM) strategies. Implementing achieve a greater implementationbuilding, including of passive NbS and the use collective impact cooling passive cooling measures reduces the need for OPTIMIZE PROTECT vulnerableof innovative people from thebuilding PROTECTmaterials, vulnerable people from the mechanical AC during times of peak demand, effectscan of reduce extreme theheat needand the for mechanicaleffects cooling, of extreme heat and the consequences of unreliable cold chains consequences ofsuch unreliable as in the cold late chains afternoon when most electricity thereby decreasing cooling-related energy use and its subsequent emissions. Reducing and grids use the dirtiest mix of fossil fuels. AC alone even eliminating the demand for mechanical accounts for 10–30% of peak electricity demand AC decreases the impact on the electricity grid in many countries and is expected to account LEVERAGE LEVERAGE REDUCE the need for REDUCE the need for cooperation between cooperation betweenduring times of peakactive demand cooling and through can result in for more activethan cooling40% of throughpeak demand in India and different actors to different actors tolower lifecycle coolingbetter costs. urban planning and Indonesiabetter in 2050. urban22 planning Reducing and this peak energy achieve a greater achieve a greater building, including passive demand building,can have including both passiveshort- and long-term collective impactIMPROVE conventional collectiveSHIFT impactMechanical remaining cooling cooling cooling can also be avoided in stages cooling cooling by increasing the OPTIMIZEto renewables,of the thermalcold chain throughOPTIMIZE innovative solutions impacts on emissions levels by helping to reduce efficiency and reducing the storage, and district direct emissions and to facilitate the transition to GWP of appliances and coolinglike approaches dehydration or insulated packaging. demand response measures SHIFT AND IMPROVE While passive cooling IMPROVE conventional technologiesSHIFTIMPROVE remaining conventional predominantlycooling help protectSHIFT remaining cooling cooling by increasing the tocooling renewables, by increasing thermal the to renewables, thermal efficiency and reducing the efficiencyvulnerablestorage, and and populationsdistrict reducing the and reduce the demandstorage, and district GWP of appliances and forcooling GWPmechanical approaches of appliances cooling, and they can also be usedcooling to approaches demand response measures demandmaximize response the benefitsmeasures of “shift” and “improve” approaches. “Shift” technologies—defined as methods to renewable energy. This form of demand reduction shift the energy used for cooling to renewable can also avoid the construction of new fossil- vulnerable people from the sources, district cooling, and/or climate-friendly PROTECT fuel based power stations to meet peakeffects demand, of extreme heat and the refrigerants20—can be incorporated into building which would likely lock in emissionsconsequences for several of unreliable cold chains design and urban planning in tandem with decades. passive cooling to further reduce emissions. For example, building codes intended to encourage passive cooling can incentivize the installationLEVERAGE REDUCE the need for of renewable energy sources, cooperationsuch as rooftop between LEVERAGE active cooling through solar. Additionally, district coolingdifferent solutions actors to Lastly, the benefits of passive cooling better urban planning and achieve a greater building, including passive at the city level can incorporate collectivenature-based impact can be OPTIMIZEfurther realized through cooling and renewable passive cooling elements, such “leverage” approaches, which use partnerships, as using seawater heat exchange as a cooling cooperation, and collective impact to scale agent. up climate-friendly cooling, particularly at the Recent research has highlighted the symbiotic community level. Passive cooling needs to be interactions between passive cooling measures elevated in tandem with other cooling solutions and other renewable energy and energy efficiency and technologies. For ways in which philanthropy efforts. One study showed solar panels placed can help leverage the benefits of passive cooling, above a vegetated roof have an increased solar see the ‘Philanthropy’s Added Value to Passive energy output of about 1.4% relative to solar IMPROVE conventional SHIFT remaining cooling 21 coolingCooling’ by increasing section. the to renewables, thermal panels on a conventional black roof. efficiency and reducing the storage, and district GWP of appliances and cooling approaches demand response measures
13 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
BENEFITS OF PASSIVE COOLING
CLIMATE The primary environmental benefit of passive Isolating the future mitigation potential of cooling is seen in the reduction of GHG emissions passive cooling solutions at the global level is from mechanical cooling, especially in the difficult. This is due to the variety of solutions building sector. In the U.S. in 2014, the building available and the uncertainty surrounding sector accounted for more than 76% of electricity dependent variables such as future electricity use, and more than 38% of all energy use and grid mixes and different uptake trajectories for associated GHG emissions.23 Around the world, efficient AC. In the International Energy Agency’s cooling currently accounts for nearly 20% of the (IEA) Future of Cooling report, the additional total electricity used in buildings today, and many savings potential of improvements to the building countries are heading in the direction of the U.S. envelope are modeled on top of more efficient as they industrialize and are able to afford more AC. Improvements to the building envelope, mechanical AC.24 such as through stricter building codes, work in tandem with efficient cooling and could provide an additional 1,300 TWh of energy savings in 2050 (see Figure 5). However, this approach essentially reverses the “Protect-Reduce-Shift- Improve-Leverage” hierarchy by prioritizing improvements to the efficiency of ACs. This means that even greater mitigation savings are possible from passive cooling measures by elevating the priority of passive cooling and avoiding the need for mechanical cooling in the first place.
14 PASSIVE COOLING KNOWLEDGE BRIEF | March 2021
More efficient ACs in the Efficient Cooling Scenario reduce energy needs for space cooling by more than 45% compared with the Baseline Scenario in 2050, with other measures such as building envelope improvements leading to even greater savings.
Figure 5: Additional energy savings potential from improvements to the building envelope (IEA 2018)
TWh 7 000