Bradley D. Simon Partner Brad Simon represents both corporations and individuals in the areas of white collar criminal defense, complex civil litigation and corporate compliance. White Collar Criminal Defense Mr. Simon represents clients under investigation for securities, mail, wire and bank fraud, Foreign Corrupt Practices Act violations (FCPA), antitrust, tax evasion, healthcare fraud, political corruption and a wide array of other alleged federal and state offenses in jurisdictions throughout the United States. In the course of his career, he has tried over thirty federal jury trials. BRADLEY D. SIMON Internal Investigations & Corporate Compliance New York, NY T. 212.237.1164 Mr. Simon has years of experience in conducting internal F. 212.262.1215 investigations for corporations and not-for-profit institutions. By PRACTICES thoroughly investigating allegations of misconduct at an early LITIGATION & ALTERNATIVE stage, he has successfully protected his clients from prosecutions DISPUTE RESOLUTION and enforcement proceedings. He has also assisted clients in WHITE COLLAR DEFENSE & CORPORATE INVESTIGATIONS establishing effective compliance programs. He works closely with APPELLATE LITIGATION management teams to identify potential problems and the steps CORPORATE & SECURITIES needed to remedy them. In addition, he has spoken frequently CORPORATE GOVERNANCE before corporate boards of directors on compliance issues. EDUCATION Mr. Simon's clients include both domestic and international J.D., Georgetown University School corporations, as well as small business entrepreneurs and of Law individual investors. He assists clients in better understanding and A.B., cum laude, Harvard University

complying with governmental regulations that impact their ability to ADMISSIONS transact business in the United States. New York Civil Disputes District of Columbia United States Court of Appeals for Mr. Simon represents corporate and individual clients in various the Second Circuit United States Court of Appeals for complex commercial and contractual disputes. He is regularly the Third Circuit retained to handle FINRA disputes and other matters within the United States District Court for the financial services industry. He also represents clients in arbitration Southern District of New York United States District Court for the proceedings, and has argued numerous appeals before appellate Eastern District of New York courts throughout the United States. United States District Court for the Northern District of New York Higher Education United States District Court for the District of Columbia Mr. Simon defends both university officials and students in United States District Court for the District of Connecticut investigations brought by federal and state law enforcement United States District Court for the officials, including most notably the representation of a member of District of New Jersey the Varsity Football team with respect to an United States Supreme Court indictment brought by the New York County District Attorney. For more than 20 years, Mr. Simon served as the Founder and

Page 1 of 4 Windels Marx Lane & Mittendorf, LLP

Managing Partner of Simon & Partners LLP, a U.S.-based law firm specializing in criminal and civil litigation, as well as domestic and international business matters. He is a former Assistant U.S. Attorney for the Eastern District of New York, where he prosecuted complex white collar fraud, tax and organized crime cases, and a former Trial Attorney with the Criminal Division of the U.S. Department of Justice, where he tried cases in federal district courts throughout the United States. Mr. Simon served as the presiding judge at the Barristers' Union 2015 Trial Competition at Yale Law School. He has also served as an Adjunct Professor at the law schools of St. John’s University and Fordham University, and has taught trial advocacy at Emory University School of Law. Representative Matters Defended Alan Hevesi, former New York State Comptroller, in the pay-to-play indictment against him by then New York Attorney General Andrew Cuomo. Representing New York Real Estate Developer Jody Kriss in connection with a $100 million RICO claim involving Trump real estate projects, pending in the United States District Court for the Southern District of New York. Defended David Rubin, President and Founder of CDR Securities, in a bid rigging indictment brought against him in the United States District Court for the Southern District of New York by the U.S. Justice Department Antitrust Division. Defended New York businessman Morris Talansky in connection with an FCPA investigation and prosecution involving former Israeli Prime Minister Ehud Olmert. Defended British Solicitor Jeffrey Tesler in an indictment brought by the Fraud Section of the U.S. Department of Justice in Houston, TX in connection with the Halliburton FCPA prosecution. Represented James Marquez, Bayou Hedge Fund Co-Founder, in a fraud indictment brought by the United States Attorney for the Southern District of New York. Defended Frank Borghese, former Vice President for Worldwide Sales of Symbol Technology, in a six-week accounting fraud trial in the United States District Court for the Eastern District of New York. Obtained an acquittal for Mr. Borghese of all charges. Represented Roger Ehrler, the former CEO of Metallum Group Ltd., with respect to complex business litigation matters. Represented Multi Trade International, Hamburg, Germany, with respect to litigation matters in the U.S. On an ongoing basis, represents CoreCivic (formerly

Page 2 of 4 Windels Marx Lane & Mittendorf, LLP

Corrections Corporation of America) in multiple litigation matters. Has served as an outside counsel to CoreCivic for more than twenty years. Represented Continuum Health Partners in an American Arbitration Association arbitration against Ernst & Young. Represented Korean businessman David Chang in the U.S. District Court in New Jersey, in an indictment involving bribery of government officials, including former New Jersey Senator Robert Torricelli. Media Mentions Mr. Simon frequently appears as an expert legal commentator on NBC, CNN, FOX and other television networks, in addition to being widely quoted in print media. DOJ Gets Lesson On FARA Push In Ex-Skadden Atty's Case (Law360, September 6, 2019) College-Scam Parents Must Do Time, U.S. Says (Bloomberg, September 6, 2019) Felicity Huffman’s Guilty Plea Could Bring 4 Months in Jail (, May 13, 2019) Big worry for college scandal suspects: Their co-defendants (AP, May 1, 2019) Lori Loughlin and 15 Others Face New Charges in College Admissions Scandal (The New York Times, April 9, 2019) 'Varsity Blues' Case Strong Enough To Humble BigLaw Boss (Law360, April 5, 2019) Celebrities, CEOs charged in college bribery scheme could face 'really high' prison terms (NY Daily News, March 14, 2019) Ex-U.S. attorney 'surprised' William H. Macy wasn't charged with wife Felicity Huffman in college admissions scandal (NY Daily News, March 12, 2019) Huawei’s Efforts to Derail U.S. Prosecutions Face Steep Odds (Bloomberg, March 6, 2019) Speaking Engagements 17th Annual International Bar Association (IBA) Anti-Corruption Conference, Panelist: "Due process and procedural fairness for individuals in corproate bribery enforcement actions," Paris, France (June 25-26, 2019). National Association of College and University Attorneys (NACUA) New York Chapter, Featured Co-Presenter on "Lessons Learned from the College Admissions Scandal," (April 27, 2019). Professional Memberships & Recognition American Bar Association International Bar Association

Page 3 of 4 Windels Marx Lane & Mittendorf, LLP

International Bar Association Union Internationale des Avocats Cercle de l'Union Interalliée Super Lawyers - New York Metro (2008 to Current)

Page 4 of 4 Windels Marx Lane & Mittendorf, LLP