Abelian varieties over p-adic fields

Defence of PhD thesis Jędrzej Garnek 30.07.2020 jgarnek.faculty.wmi.amu.edu.pl/doktorat/ Motivating problem Motivating problem

Definition An is a projective algebraic variety with an addition law, which is given by morphisms. In my thesis I considered 3 problems concerning abelian varieties: Problem #1: Local torsion problem. Problem #2: Equivariant splitting of the Hodge–de Rham exact sequence. Problem #3: Class numbers of division fields. All three problems are loosely tied to the following conjecture. Conjecture (David and Weston, 2008) Suppose that E/Q is an without complex multiplication. Then for almost all primes p:

E(Qp)[p] = 0. Problem #1: Local torsion of abelian varieties Local torsion problem

Problem #1 – local torsion What is the behaviour of p-torsion of abelian varieties over Qp? My results concern: local torsion of non-ordinary abelian varieties, characterisation of canonical lifts of abelian varieties in terms of local torsion, local torsion of elliptic curves with complex multiplication. Local torsion for an elliptic curve with CM

Consider the elliptic curve

E : y 2 = x3 − x

with complex multiplication by Z[i]. Theorem (J.G., 2018) Let p ­ 5 be a prime number. The following conditions are equivalent:

1 there exists a finite extension K/Qp of degree 8 such that

E(K)[p] 6= 0,

2 2 2 p is of the form sk + sk+1, where:

s0 = 0, s1 = 1, sk+2 = 4sk+1 − sk . Canonical lifts

Let A be an ordinary abelian variety over Fp. Fix a number n ∈ Z+.

n Serre–Tate theory: the set of lifts of A to Z/p has a natural structure of a group. Definition The canonical lift modulo pn of A is the neutral element of the n group of its liftings to Z/p .

Possible applications in algorithmic algebraic : counting points on elliptic curves over finite fields, computing Hilbert class polynomials, constructing hyperelliptic curves suitable for cryptography. Characterization of canonical lifts

Theorem (J.G., 2020)

Let A be an abelian variety of dimension g over Fp. Suppose that n ∼ n ⊕g A(Fp)[p ] = (Z/p )

as abelian groups. Let A be a lift of A to Zp. The scheme A is the canonical lift of A modulo pn, if and only if

n ∼ n ⊕g A(Zp)[p ] = (Z/p ) . This Theorem ties the local torsion problem to the following question. Question Let A be an abelian variety over Q. Are there infinitely many primes p such that AZ/p2 is the canonical lift of AFp ? Problem #2: Equivariant splitting of the Hodge–de Rham exact sequence The de Rham cohomology

Let X be a smooth projective variety over a field k. Definition i The ith de Rham cohomology of X , denoted HdR (X /k), is the ith sheaf hypercohomology of the de Rham complex:

2 OX → ΩX /k → ΩX /k → ...

The de Rham cohomology is related to the Hodge cohomology q p (H (X , ΩX /k )) via a spectral sequence. In particular, if X is e.g. a curve, this spectral sequence degenerates and we obtain the Hodge–de Rham exact sequence:

0 1 1 0 → H (X , ΩX /k ) → HdR (X /k) → H (X , OX ) → 0. The Hodge–de Rham exact sequence

Problem #2 – equivariant splitting... Let X be a smooth projective curve with an action of a finite group G. Does the Hodge–de Rham exact sequence

0 1 1 0 → H (X , ΩX /k ) → HdR (X /k) → H (X , OX ) → 0

of X split as a sequence of k[G]-modules?

Tait and K¨ock,2018: it does not have to split for G = Z/p.

Theorem (JG, 2019)

Suppose that there exists a point P ∈ X with non-vanishing GP,2, the second higher ramification group. Then the Hodge–de Rham exact sequence of X does not split G-equivariantly. Example

Let X /Fp be the smooth projective curve with the affine part given by the equation: y m = f (xp − x),

where f ∈ Fp[x] and p - m. ∼ Consider the group action of G = hσi = Z/p on X , given by: σ(x, y) = (x + 1, y).

Corollary (J.G., 2019) If m - deg f , the Hodge–de Rham exact sequence of X does not split G-equivariantly.

Corollary (J.G., 2019)

There doesn’t exist a lift A of Jac(X ) to W2(Fp) such that

Aut(A) =∼ Aut(Jac(X )). Problem #3: Class numbers of division fields of abelian varieties Class numbers of division fields

Definition The n-th division field of an abelian variety A over Q, denoted Q(A[n]), is the field obtained by adjoining to Q the coordinates of the n-torsion points in Q. Recall that the class number of a field measures the failure of the unique factorization in its ring of integers. Problem #3 – class numbers of division fields What is the behaviour of the class number of Q(A[n]) for a fixed abelian variety A/Q and for varying n?

for abelian varieties with complex multiplication (cf. Fukuda, Komatsu, Yamagata – 2007), for elliptic curves over Q under some additional assumptions on Galois representation and local torsion (cf. Sairaiji, Yamauchi – 2015; Hiranouchi – 2019). An estimate for class numbers

Theorem (J.G., 2018) Let r be the rank of A(Q) over End(A). If either of the following conditions holds: r > dim A,

r ­ 1, A has good reduction at p and AFp (Fp)[p] 6= 0, then: lim # Cl( (A[pn])) = ∞. n→∞ Q Idea of the proof: n investigate the Kummer extension of Q(A[p ]), switch to a local extension to give a bound on inertia groups. Numerical Example

n Actually, I prove an estimate for # Cl(Q(A[p ])). Let me illustrate my result using a numerical example. Example Let X be the smooth projective curve over Q with the affine part:

X : y 2 + (x3 + x + 1)y = x3 − x2 − 2x.

Let A = Jac(X ). Then for every prime p:

n 4n−C(p) # Cl(Q(A[p ])) ­ p

for n = 1, 2,... and some constant C(p).

For p 6∈ {2, 3, 5, 7, 25913} one can take C(p) = 24. Bibliography:

J. Garnek. On p-degree of elliptic curves International Journal of Number Theory, 2018. J. Garnek. On class numbers of division fields of abelian varieties. J. Th´eor. Nombres Bordeaux, 31(1):227–242, 2019. J. Garnek. Equivariant splitting of the Hodge–de Rham exact sequence. arXiv e-prints, page arXiv:1904.05074, April 2019. Thank you for your attention!

Local torsion (n, d)-degree

Definition Let A/K be an abelian variety. The (n, d)-degree of A is:

Dn,d (A/K) := min{[L : K]: A(L) contains a subgroup d isomorphic to (Z/n) }.

Conjecture (David & Weston; Gamzon) Let A be an abelian variety over Q with an endomorphism ring that embeds into a totally real field. Then:

lim Dp,1(A/ p) = ∞, p→∞ Q

where the limit is taken over prime numbers. Definition (universal deformation ring) univ RE,p – ring that parameterizes all lifts of ρE,p to artinian local rings with residue field Fp.

Question univ ∼ How often RE,p = Zp[[x, y, z]]?

Mazur: if for every [K : Qp] = 2 one has E(K)[p] = 0, then univ ∼ RE,p = Zp[[x, y, z]]. Connection to the local

class numbers of division fields of abelian varieties:

Hiranouchi gave a lower bound for #Cl(Kn) for an elliptic curve with surjective ρE,p and E(Qp)[p] = 0.

equivariant splitting of the Hodge–de Rham exact sequence:

I tried to find curves with no ”canonical lift”, i.e. for which the canonical lift is not a jacobian. This could have helped to find answer to the conjecture on canonical lifts. Let: s0 = 0, s1 = 1, sk+2 = 4sk+1 − sk . 2 2 100 000 Then (sk+1 + sk )k=1 is a prime iff

k ∈ {1, 2, 3, 4, 5, 131, 200, 296, 350, 519, 704, 950, 5598,

6683, 7445, 8775, 8786, 11565, 12483}.

we still don’t know whether there are infinitely many primes in the Fibbonacci sequence! One expects 2n − 1 to be prime infinitely often, but 2n + 1 to be prime only finitely often, (Borel-Cantelli lemma + Prime Number Theorem) 2n + 9262111 is never a prime. See: https://mathoverflow.net/q/258322 Equivariant splitting... Conjecture Let char k = p > 0 and let X be a smooth normal curve with an action of a finite p-group G. Denote Y := X /G. Then:

0 ∼ 0 M 0 H (ΩX /k ) = k[G] · H (ΩY /k ) ⊕ H (ΩXP /k ) P∈X M ⊕ ker( IGP,0 → k[G]) P∈X 1 ∼ 1 M 1 HdR (X /k) = k[G] · HdR (Y /k) ⊕ HdR (XP /k) P∈X M ⊕2 ⊕ ker( IGP,0 → k[G]) P∈X

1 (as k[G]-modules), where XP → P are some GP,0-covers, ”locally isomorphic” to X → X /GP,0. Moreover, H1 (X /k) =∼ I ⊕N for some N. dR P GP,2

n Proven for ”singular covers” and for G = Z/p . Let: X : y p − y = xp+1, Then:

p p+1 p2−1 ∼ 3 Aut X = {σbc : b − b = c , c · (c + 1) = 0} = E(p )

(Heisenberg group – cardinality p3, exponent p), where:

1/p σbc (x, y) = (x + c, y + b + c x).

1 ∼ ⊕N One checks that HdR (X /k) = IG . Why the method of proof fails for higher cohomology?

i • G i • G We want to compare H (Y , (F ) ) and H (Y , F ) using two spectral sequences:

ij i j • i+j G • I E2 = H (Y , H (G, F )) ⇒ R Γ (F ) ij i j • i+j G • II E2 = H (G, H (Y , F )) ⇒ R Γ (F ).

For i = 1: Why the method of proof fails for higher cohomology?

i • G i • G We want to compare H (Y , (F ) ) and H (Y , F ) using two spectral sequences:

ij i j • i+j G • I E2 = H (Y , H (G, F )) ⇒ R Γ (F ) ij i j • i+j G • II E2 = H (G, H (Y , F )) ⇒ R Γ (F ).

For i > 1: Proposition If X is ordinary and G acts on X , then this action is weakly ramified.

Proof WLOG G = Z/p. Let λX := p-rank of X , π : X → X /G =: Y , R := ramification divisor of π. By Deuring–Shafarevich formula:

λX − 1 = p · (λY − 1) + #R· (p − 1)

By Riemann–Roch:

2(gX − 1) = p · 2(gY − 1) + deg R. Proposition If X is ordinary and G acts on X , then this action is weakly ramified.

Proof If X is ordinary, then:

gX − 1 = λX − 1 = p · (λY − 1) + #Supp(R) · (p − 1)

¬ p · (gY − 1) + #R· (p − 1) 1 = (g − 1) − deg R + #R· (p − 1). X 2 Thus: X X X (#GP,i − 1) ¬ 2(p − 1) P i P which implies GP,2 = 0 for all P ∈ Supp(R). Converse theorems

Theorem (J.G.) If the action of G is weakly ramified then the sequence

0 G 1 G 1 G 0 → H (X , ΩX /k ) → HdR (X /k) → H (X , OX ) → 0

is exact also on the right. Proof: method of proof of Main Theorem. Converse theorems

Theorem The Hodge–de Rham sequence splits provided that any of the following conditions holds: (1) the action of G on X is weakly ramified and the p-Sylow subgroup of G is cyclic,

(2) the action of G on X lifts to W2(k), (3) X is ordinary. Proof:

1 Previous theorem and group-theoretical considerations.

2 An equivariant version of Deligne-Illusie theorem.

3 The Hodge–de Rham sequences for X and Jac X are the same.

We can lift the action of G on Jac X to W2(k) using Serre-Tate canonical lift. Applications

Corollary

If the action of G on X lifts to W2(k), it must be weakly ramified.

Corollary Any group action on an ordinary curve must be weakly ramified. Idea of the proof of MT

Main ideas show that the „defect”

0 G 1 G δ := dimk H (X , ΩX /k ) + dimk H (X , OX ) 1 G − dimk HdR (X /k)

is positive, 1 • G 1 • G compare H (F ) and H ((F ) ) for

• • • F = π∗ΩX /k and F = π∗OX ,

where π : X → Y := X /G is the quotient morphism. Group cohomology of sheaves

Let π : X → Y := X /G be the quotient morphism. Consider G-sheaves on Y (sheaves with an action of G). Definition Sheaf of G-invariants of F:

F G (U) := F(U)G .

Group cohomology of a G-sheaf:

Hi (G, F) := Ri (−)G (F). Properties of group cohomology

Properties: 1 if Y = Spec(A), F = Mf then:

Hi (G, F) = Hi^(G, M).

i i 2 H (G, F)Q = H (G, FQ ),

3 if OX (D) is G-invariant then for i > 0 the sheaf

i H (G, π∗OX (D))

on Y is supported on the wild ramification locus of π. Two spectral sequences

Grothendieck’s spectral sequence applied to the commutative diagram:

(−)G G-sheaves on Y sheaves on Y Γ(Y ,−) Γ(Y ,−) (−)G k[G] -mod k -mod .

yields:

ij i j • i+j G • I E2 = H (Y , H (G, F )) ⇒ R Γ (F ) ij i j • i+j G • II E2 = H (G, H (Y , F )) ⇒ R Γ (F ).

We want to compare

10 1 • G I E2 = H (Y , (F ) ) 01 1 • G II E2 = H (Y , F ) . Local–global formula

Low degree exact sequences and properties of group cohomology of sheaves ⇒

δ = dimk Γ(Y , G)   1 1 (where G = im H (G, π∗OX ) → H (G, π∗ΩX /k ) – this is a sheaf with finite support) X = dimk GQ , Q∈Y

where   1 1 GQ = im H (G, (π∗OX )Q ) → H (G, (π∗ΩX /k )Q )

and the above map is induced by the de Rham differential. Artin-Schreier covers

We can assume that G = hσi = Z/p.

By Artin-Schreier theory, if P is a ramification point of π, Q := π(P), then X looks locally like:

t−np − t−n = x−n

where: t, x are uniformizers at P and Q, σ(t) = t = t − 1 tn+1 + .... (1+tn)1/n n In particular, GP,n = G, GP,n+1 = 0. Computing group cohomology

By taking the long exact sequence for:

0 → k[[t]] → k((t)) → k((t))/k[[t]] → 0

and using Hilbert’s 90th theorem, we see that:

1 1 H (G, (π∗OX )Q ) = H (G, k[[t]])   = coker k((t))G → (k((t))/k[[t]])G .

Proposition 1 The basis of H (G, (π∗OX )Q ) is given by:

i t , for i = −n,..., −1, p - i. Various definitions of Hi (G, F)

Let π : X → Y be a Galois covering of curves, G := Aut(X /Y ). Grothendieck defined two variants of group cohomology for a G-invariant coherent OX -module F: Hi (G, F) := Ri ΓG (X , F), i i G H (G, F) := R π∗ (F). They are connected via a spectral sequence. ”My definition” of group cohomology for a G-invariant coherent OX -module G: i i G HJG (G, G) := R (−) (G). Proposition For a G-invariant F ∈ OX -mod:

i i HJG (G, π∗F) = π∗(H (G, F)),

(Proof: π∗ is an exact functor on the coherent sheaves) Class numbers Estimate on the class numbers

Let p be a fixed prime number and let K be a number field. Let A/K be an abelian variety of dimension d. Denote by r the maximal

possible number of EndK (A)-independent points of A(K). Let also: ( dimFp ker (A[p] → Ap[p]) , if A has good reduction at p, hp := 2d, otherwise. (1) Theorem

∞ kn # Cl(Kn)[p ] = p , where:   X kn ­ 2rd − hp · min {[Kp : Qp] · d, r} · n − C, p|p

where the constant C depends on K, A and p. X X C := 2dr min{αp, βp} + r hpβp + mp. (2) p-p p|p where: ?? Class numbers of division fields of CM AVs

If A/K is an abelian variety with complex multiplication and p is a fixed prime completely split in the CM field, then the tower of fields n Kn := K(A[p ]) forms a Zp-extension. Therefore by Iwasawa theory: µpn+λn+O(1) # Cl(Kn) = p . for some µ, λ ∈ N. µ conjecturally vanishes, Fukuda, K. Komatsu, and S. Yamagata: λ ­ r − d.

Kummer theory of abelian varieties

Suppose that P1,..., Pr ∈ A(K) are EndK (A)-independent. Definition The Kummer extension of Kn:  1 1  L := K P ,..., P . n n pn 1 pn r

(n) n ⊕r Γ : Gal(Ln/Kn) ,→ A[p ]   1  1  σ 7→ σ P − P ,... . pn 1 pn 1 Properties of the Kummer extension

Ln/Kn is abelian,

Ln/Kn may be ramified only over primes over p and over primes of bad reduction of A, Γ(n) is ”almost an isomorphism”: Theorem (Bashmakov, Ribet)

# coker Γ(n) ¬ C = C(K, A, p) Criterion for surjectivity of Γ(n)

Theorem (J.G.) (n) If Sp2d (Zp) ⊂ ρA,p(GK ), then Γ is an isomorphism. Notation: S K∞ = n Kn, S L∞ = n Ln, (∞) ⊕r Γ : Gal(L∞/K∞) → Tp(A) .

Sketch of the proof: Let N := L1 ∩ K∞. Γ(1) is an isomorphism by Ribet’s work,

study of Gal(N/K1) as Fp[Gal(K1/K)]-module implies:

N = K1. Nakayama’s lemma applied to the diagram: (∞) Γ ⊕r Gal(L∞/K∞) Tp(A)

(1) Γ ⊕r Gal(L1/L1 ∩ K∞) = Gal(L1/K1) A[p] =∼ implies that Γ(∞) is surjective. Sketch of the proof of the Main Theorem

n ⊕r 2d·n·r Kummer theory ⇒ [Ln : Kn] ≈ #A[p ] = p

for p ∈ Spec(OK ):

(n) Ip := hunion of all inertia subgroups in Ln/Kn over pi (n) [ (n) I := h Ip i p

I (n) Ln /Kn is unramified and abelian ⇒ I (n) Ln is contained in the Hilbert class field of Kn ⇒

I (n) (n) 2d·n·r (n) # Cl(Kn) ­ [Ln : Kn] = [Ln : Kn]/#I ≈ p /#I . Estimating the inertia subgroups

Lemma (A) If p - p: ( (n) 1, A has good reduction at p #Ip = O(1), otherwise.

Idea of proof: study of the N´eron model and its group of components over Fp. Lemma (B) If p|p: (n) hp·min{d·[Kp:Qp],r}·n #Ip ¬ p .

n Idea of proof: A(Kp)/p A(Kp) and classification theorem of compact p-adic Lie groups. Proof of lemma A

Lemma (A) (n) If p - p then #Ip ¬ C.

Proof: L – maximal unramified extension of Kp, P ∈ A(L). α m · p – number of geometric components of Ap ⇒

α 0 m · p · Pe ∈ A (Fp) A0 is p-divisible (connected algebraic group) ⇒

m · pα · Pe = pn · Re, kernel of reduction is m-divisible ⇒ pα · P = pn · R0 for some R0 ∈ A(L), Thus:

(n) (n) α ⊕r (n) (n) (n) 2dαr Γ (Ip ) ⊂ A[p ] ⇒ #Ip = #Γ (Ip ) ¬ p . Extended bibliography Extended bibliographyI

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