A CROSSMODAL APPROACH to the PERCEPTION, and CONCEPTION, of OUR ENVIRONMENTS a Dissertation by UPALI NANDA Submitte
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SENSTHETICS: A CROSSMODAL APPROACH TO THE PERCEPTION, AND CONCEPTION, OF OUR ENVIRONMENTS A Dissertation by UPALI NANDA Submitted to the Office of Graduate Studies of Texas A&M University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY December 2005 Major Subject: Architecture iii ABSTRACT Sensthetics: A Crossmodal Approach to the Perception, and Conception, of Our Environments. (December 2005) Upali Nanda, B.Arch., School of Planning and Architecture, New Delhi; M.A., National University of Singapore Chair of Advisory Committee: Dr. Frances E. Downing This dissertation counters the visual bias, and the simplistic approach to the senses, in architectural thought, by investigating the connections among different sense modalities (sight, sound, smell, taste and touch). Literature from the cognitive sciences shows that sensory modalities are connected perceptually; what we see affects what we hear, what we smell affects what we taste, and so on. This has a direct impact on the perceptual choices we make in our day-to-day lives. A case study conducted in an urban plaza investigates the perceptual choices people make (or what they attend to) as they explore their physical environment. Results show that people construct subjective and embodied mental maps of their environments where sensory impressions are integrated with cognitive concepts such as emotions or object recognition. Furthermore, when one sense is muted (such as closing the eyes) other senses are prioritized. A theoretical framework termed as the “Sensthetic Model” is developed illustrating the interdependence of sensory, kinesthetic and iv cognitive factors, and the hierarchical and lateral relationship between sense-modalities. The latter is the focus of studies with architecture students in abstract thinking exercises: a) Hierarchical: Students perceive a hierarchy of senses (sensory order) when they think about different places. Vision is primary, but not always. Touch, classically relegated to the bottom of the hierarchy, is often higher in the hierarchy and coupled with sound. b) Lateral: Students associate colors with different sounds, smells, textures, temperatures, emotions and objects and cross over modalities conceptually, with a degree of consistency. There are more associations with emotions and objects (which are not constrained to a single sense-modality), than with purely sensory images. Finally, the theoretical model is further developed as a tool to think “across” modalities (crossmodally) based on the identification of sensory orders and sensory correspondences. By focusing on the sensory modalities (nodes) and the relationships among them (connections), the model serves as a conceptual tool for professionals to create sensory environments. This dissertation is an initial step beyond the aesthetics of appearance, towards the Sensthetics of experience. v To Mama and Papa, my inspiration To Anuna, Bijinani, Jiju, and Rimani, my support system To Chiki, my joy and To Veera, my partner vi ACKNOWLEDGMENTS I thank Professor Frances Downing for her guidance and support. She has always let me forge my own path in research, and cushioned the fall during innumerable stumbles. I also thank Professor Jody Naderi, Professor Robert Warden and Professor Heather Bortfeld for seeing this work beyond disciplinary boundaries and asking the tough questions. They have brought rigor to my work and imagination to my ideas. I am grateful to Professor Mardelle Shepley and Professor Lou Tassinary for getting me through many mind-blocks; they have been an inexhaustible source of information and advice. On a more personal note, I thank my friends Mukta, Preeti, Charu, Irina, Carmen, Archana, Unmil, and Felice for emotional, intellectual, and culinary support. Special thanks to Anuna and Bijinani, for being a constant source of strength and wisdom, and for patiently guiding me, the younger sibling, through my umpteen crises. I thank my parents for always expecting the best and accepting the worst in my life. My father is my inspiration for achieving perfection in work, and my mother for perfection in life. I hope this work will make them proud. Finally, I thank Veera, my husband, for never giving up on me. He is my best friend and my muse, my critic and my collaborator. His ability to untangle my complex web of thoughts, with patience, optimism, and immense faith, has been critical to the completion of this work. This work would not have been possible if I had been alone. vii TABLE OF CONTENTS Page 1. INTRODUCTION: A DYNAMIC APPROACH TO SENSORY AND KINESTHETIC CONCERNS IN ARCHITECTURAL THOUGHT.....................1 1.1.Hegemony of Vision: An Overview of Architectural Theory...........................1 1.2.The Embodied Awakening in Philosophy and Mainstream Architectural Thought .......................................................................................................5 1.3.Revisiting the Senses in Architectural Theory................................................11 1.4.Summary and Mission Statement....................................................................14 1.5.Scope and Methodology..................................................................................15 1.5.1.Organizing and Interpreting Academic Knowledge.........................15 1.5.2.Developing a Theoretical Model......................................................19 1.5.3.Exploring Relevance to Architectural Education.............................22 1.6.Dissertation Structure......................................................................................26 2. THINKING ACROSS MODALITIES IN THE PERCEPTION OF PLACE ......28 2.1.The Process of Perception...............................................................................29 2.2.Senses as Sensory Systems .............................................................................32 2.3.Sensory Connections and the Role of Attention .............................................36 2.3.1.Modal Cross-Connections and Synesthesia .....................................41 2.3.2.Modal Interconnections and the Role of Attention ..........................42 2.3.3.Attention, Location and Crossmodal Considerations.......................44 2.3.4.Crossmodal Processing of Attention: Different Viewpoints............48 2.4.Summary: Crossmodal Considerations in the Perception of Our Environment...............................................................................................51 3. SENSTHETICS: DEVELOPMENT OF A THEORETICAL FRAMEWORK ...54 3.1.The Dynamic Nature of the Human-environment Interface ...........................54 3.2.Crossmodal Considerations in Proxemics.......................................................55 3.2.1.Invisible Bubbles and Space Zones..................................................56 3.2.2.Overlapping Sense Domains and the Significance of Attention ......61 3.3.Case Study.......................................................................................................63 3.3.1.Mental Maps Emergent from Self-report and Conversations ..........66 3.3.2.Mental Maps Depicted through Drawings .......................................70 3.3.3.Formal Bias and the Argument of Embodiment ..............................73 3.4.The Sensthetic Premise and Theoretical Framework......................................80 viii Page 4. SENSORY ORDERS PERCEIVED BY ARCHITECTURE STUDENTS .........84 4.1.The Implicit Hierarchy of Senses in Architectural Education ........................84 4.2.A Background of Sensory Orders ...................................................................87 4.2.1.A Philosophical Insight ....................................................................87 4.2.2.A Cultural Perspective .....................................................................92 4.2.3.A Developmental Perspective ..........................................................94 4.2.4.A Cognitive-Neuroscience Perspective............................................95 4.3.Case Study: Sensory Orders for Different Place-types ...................................98 4.4. Summary: Conceiving Hierarchical Relationships Across Modalities ........100 5. BLACK SMELLS, BLUE SOUNDS..................................................................105 5.1.A Background of Synesthesia and Cross-modal Imagery.............................105 5.2.Crossing over Sense Modalities in Architectural Education.........................111 5.3.Case Study in Educational Setting: The Sound of Blue, and the Smell of Black........................................................................................................117 5.3.1.Color-Sound Correspondence ........................................................119 5.3.2.Color-Smell Correspondence .........................................................121 5.3.3.Color-Textures/Temperatures Correspondence .............................123 5.3.4.Color-Emotions/Objects Correspondence......................................125 5.4. Summary: Hearing Textures and Feeling Sounds........................................127 6. SUMMARY: A CROSSMODAL APPROACH TO SENSORY ENVIRONMENTS .............................................................................................132 6.1.Summary of Literature ..................................................................................132 6.2.Summary of Findings....................................................................................138 6.2.1.Mappings........................................................................................138