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IRS 990 Form Return of Organization Exempt From Income Tax OMB No. 1545-0047 Form 990 À¾µ¸ Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations) I Do not enter social security numbers on this form as it may be made public. Open to Public Department of the Treasury I Internal Revenue Service Information about Form 990 and its instructions is at www.irs.gov/form990. Inspection A For the 2014 calendar year, or tax year beginning 07/01 , 2014, and ending 06/30, 20 15 C Name of organization D Employer identification number B Check if applicable: SMILE TRAIN, INC. 13-3661416 Address change Doing business as Name change Number and street (or P.O. box if mail is not delivered to street address) Room/suite E Telephone number Initial return 41 MADISON AVENUE (212) 689-9199 Final return/ City or town, state or province, country, and ZIP or foreign postal code terminated Amended G Gross receipts $ return NEW YORK, NY 10010 98,289,041. Application F Name and address of principal officer: SUSANNAH SCHAEFER H(a) Is this a group return for Yes X No pending subordinates? 41 MADISON AVENUE NEW YORK,J NY 10010 H(b) Are all subordinates included? Yes No I Tax-exempIt status: X 501(c)(3) 501(c) ( ) (insert no.) 4947(a)(1) or 527 If "No," attach a list. (see insItructions) J Website: WWW.SMILETRAIN.ORG I H(c) Group exemption number K Form of organization: X Corporation Trust Association Other L Year of formation: 1992 M State of legal domicile: NY Part I Summary 1 Briefly describe the organization's mission or most significant activities: SMILE TRAIN INC. PROVIDES FREE CLEFT e SURGERY AND COMPREHENSIVE CLEFT CARE TO CHILDREN IN THE DEVELOPING c n a WORLD AND FREE CLEFT-RELATED TRAINING FOR LOCAL MEDICAL PROFESSIONALS. n r I e 2 Check this box if the organization discontinued its operations or disposed of more than 25% of its net assets. v o m m m m m m m m m m m m m m m m m m m m m m m 10. G 3 Number of voting members of the governing body (Part VI, line 1a) 3 & m m m m m m m m m m m m m m m m m 4 Number of independent voting members of the governing body (Part VI, line 1b) 4 8. s e m m m m m m m m m m m m m m m m m m m i t 5 Total number of individuals employed in calendar year 2014 (Part V, line 2a) 5 65. i v i m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m t 6 Total number of volunteers (estimate if necessary) 6 0 c m m m m m m m m m m m m m m m m m m m m m m m A 7a Total unrelated business revenue from Part VIII, column (C), line 12m m m m m m m m m m m m m m m m m m m m m m m m 7a 65,664. b Net unrelated business taxable income from Form 990-T, line 34 7b 55,848. m m m m m m m m m m m m m m m m m m m m m m m m m Prior Year Current Year 8 Contributions and grants (Part VIII, line 1h) 91,184,210. 86,190,835. e u m m m m m m m m m m m m m m m m m m m m m m m m m n 9 Program service revenue (Part VIII, line 2g) 0 0 e v m m m m m m m m m m m m m m m m m e 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) 16,242,784. 11,115,047. R m m m m m m m m m m m m 11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) m m m m m m m -449,375. 933,324. 12 Total revenue - add lines 8 through 11 (must equal Part VIII, colum mmn m(Am), mlinme m12m ) m m m m m m m 106,977,619. 98,239,206. 13 Grants and similar amounts paid (Part IX, column (A), lines 1m-3m) m m m m m m m m m m m m m m m 47,899,791. 46,491,679. 14 Benefits paid to or for members (Part IX, column (A), line 4) m m m m m m m 0 0 s 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) 5,180,534. 6,828,090. e s m m m m m m m m m m m m m m m m m 2,204,725. 1,947,346. n 16a Professional fundraising fees (Part IX, column (A), line 11e) e p b Total fundraising expenses (Part IX, column (D), line 25) I 23,042,198. x E m m m m m m m m m m m m m m m m 17 Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e) m m m m m m m m m m 40,070,468. 31,890,286. 18 Total expenses. Add lines 13-17 (must equal Part IX, cm omlumm nm (mA)m, limnem 2m5)m m m m m m m m m m m 95,355,518. 87,157,401. 19 Revenue less expenses. Subtract line 18 from line 12 11,622,101. 11,081,805. s r e o Beginning of Current Year End of Year c s n t m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m a e l 20 Total assets (Part X, line 16) 261,032,643. 263,699,550. s a s B m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m A 21 Total liabilities (Part X, line 26) 10,323,143. 6,677,000. d t n e m m m m m m m m m m m m m m m m m m u N Net assets or fund balances. Subtract line 21 from line 20 250,709,500. 257,022,550. F 22 Part II Signature Block Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge. M Sign Signature of officer Date Here M Type or print name and title Print/Type preparer's name Preparer's signature Date Check if PTIN Paid SCOTT THOMPSETT self-employed P00741490 Preparer I I Firm's name GRANT THORNTON LLP Firm's EIN 36-6055558 Use Only I Firm's address 757 THIRD AVE., 4TH FLOOR NEW YORK, NY 10017-2013m m m m m m m m m m m m m m m Pmhomnem nom . m m 212-599-0100m m m m May the IRS discuss this return with the preparer shown above? (see instructions) X Yes No For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2014) JSA 4E1010 1.000 7773CT 700J V 14-7.16 PAGE 2 SMILE TRAIN, INC. 13-3661416 Form 990 (2014) Page 2 Part III Statement of Program Service Accomplishments m m m m m m m m m m m m m m m m m m m m m m m m Check if Schedule O contains a response or note to any line in this Part III X 1 Briefly describe the organization's mission: ATTACHMENT 1 2 Did the organization undertmakm em amnmy msigm nmifimcam nmt mprmogm rmamm msem rmvicm ems mdum rmingm mthme myem amr mwmhimchm wm em rem mnom t m lism tem dm om nm tmhem prior Form 990 or 990-EZ? Yes X No If "Yes," describe these new services on Schedule O. 3 Did the mormgmanm izmatmiomn m cmeam sme m cmomndm umctminmg,m om rm m am kme m smigmnimficm amntm mchmamngm ems m inm mhom wm m itm cm omndm umctms,m manm y m pm rom gmram mm services? Yes X No If "Yes," describe these changes on Schedule O. 4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported. 4a (Code: ) (Expenses $ 52,308,305. including grants of $ 45,329,356. ) (Revenue $ ) ATTACHMENT 2 4b (Code: ) (Expenses $ 7,892,315. including grants of $ 425,535. ) (Revenue $ ) ATTACHMENT 3 4c (Code: ) (Expenses $ 1,364,080. including grants of $ 736,788. ) (Revenue $ ) ATTACHMENT 4 4d Other program services (Describe in Schedule O.) (Expenses $ including grants of $ ) (Revenue $ ) 4e Total program service expenses I 61,564,700.
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