Fo.990-PF Or Section 4947 (A)(1) Nonexempt Charitable Trust Department of the Treasury Treated As a Private Foundation Internal Revenue Service Note

FILE PURSUANT TO NOTICE 2004-36 Return of Private Foundation OMB No 1545-0052 Fo.990-PF or Section 4947 (a)(1) Nonexempt Charitable Trust Department of the Treasury Treated as a Private Foundation Internal Revenue Service Note . The foundation may be able to use a copy of this return to satisfy state red ting req uirements M11 For calendar year 2011 or tax year beginning , 2011 , and endinc , 20 Name of foundation A Employer Identification number THE RICHARD H. DRIEHAUS FOUNDATION 36-3261347 Number and street ( or P 0 box number if mail is not delivered to street address ) Room /suite B Telephone number (see instructions) (312) 587-3800 25 EAST ERIE STREET City or town , state, and ZIP code If exemption application C is ► pending, check here , . . , . . . CHICAGO, IL 60611

G Check all that apply Initial return Initial return of a former public charity D 1 Foreign organizations , check here . ► Final return Amended return 2 Foreign organizations meeting the 85% test, check here and attach Address change Name change computation 0. El H Check type of organization X Section 501 (c 3 exempt private foundation E If private foundation status was terminated Section 4947 ( a )( 1 ) nonexem pt chantable trust Other taxable p rivate foundation under section 507(b 1)(A), check q )( here . ► I Fair market value of all assets at end Accounting method 'LJ Cash X Accrual F If the foundation is in a 60-month termination of year (from Part 11, col (c), line El Other (specify) ------under section 507(b)(1)(B), check here , ► 57,061,486. (Part 1, column (d) must be on cash basis) 16) ► $ Ji^ Analysis of Revenue and Expenses (The (d) Disbursements and total of amounts in columns (b), (c), and (d) ( a) Revenue (b) Net investment (c) Adjusted net for charitable expenses per may not necessanly equal the amounts in income income purposes books column (a) (see instructions)) ( cash basis only) 185, 1 Contnbubon,sA.iRS• grants. etc • received ( attach schedule ) 578. 2 ► U if the foundation is not required to Check attach Sch B , 3 Interest on savings and temporary cash investments 7,974. 7,974 . 4 Dividends and interest from securities 602, 684. 602,684. 5a Gross rents ...... b Net rental income or (loss) as 6a Net gain or ( loss) from sale of assets not on line 10 945,462. C b Gross sales pnceforall 78, 318, 923. a, assets on line 6a Y 7 Capital gain net income (from Part IV, line 2) , 94 5, 4 62 . 8 Net s pI a Dttal_ am 9 IrI comeunggpGaICm 10 a Pros a e^'tesstietlrtns+.^ U ^r1d a llowances b sold c soprofit or (t6sss (attaCf^^ch ul) - - 571 , 361 . 57 11 tOth r Income attach schedule) ry 1, 534. ATCH 1 12 !Total. r u h } . - 1 , 170 , 337 . 984 , 586 . 13 ompensa o • s, etc 198, 226. 19,823. 178,403 140ther employee salaries and wages . , , 232,603. 232,603 15^enston plans , employee benefits 106,229. 73,796 16 Legal fees (attach schedule) ATCH 2 33,749. 33, 74 9 JJ 4ccounting fees (attach schedule)r'. ..s 45, 621. 22, 811. 22, 811 Other professional fees (attach schedule ). * 328, 945. 328, 945. 17Qlnterest ...... 57. 57. o 18ZTaxes (attach schedule ) (see instructions) , , , , , * - 8 5 , 2 71 . 19 , 10 6 . I Depreciation (attach schedule ) and depletion. 28 Occupancy ...... 36, 661. 40,692 a 2 Travel , conferences , and meetings , , , , , , 31, 894. 19, 977 ( 2 Printing and publications . . , c 2 Other expenses (attach schedule) ATCH . 6 189, 313. 4,364. 181, 2 98 M • m 2 Total operating and administrative expenses. CL Add lines 13 through 23 ...... 1, 118, 027. 395, 106. 783,329 D 25 Contributions, gifts, grants paid . . .. . 4 , 098 , 909 . 4 , 293 , 085 , 26 Total expenses anddisbursements Add lines 24 and 25 5, 216, 936. 395, 106. 5, 076, 414 , 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements -4, 046, 599. b Net investment income ( if negative, enter -0-) 589,480. c Adjusted net income ( if negative, enter -0- ) . . For Paperwork Reduction Act Notice, see instructions. *rti^-r1 It ,tsA ** ATCH 5 Form 990-PF (2011) C,^^^ I E 1410 1 000 Form 990 -PF (2011) Page 2 ® Attached schedules and amounts in the Beginning of year End of year Balance Sheets description column should be for end-of-year amounts only (See instructions) ( a) Book Value (b) Book Value (c) Fair Market Value I Cash - non-interest -beanng ...... 3,474, 629. 13, 098, 144. 13,098,144. 2 Savings and temporary cash investments . . . 3,229,381. 718f778. 718,778, 3 Accounts receivable 460,274. ► ------Less : allowance for doubtful accounts 206, 167. 460, 274. 460,274 ► ------4 Pledges receivable ► ------Less allowance for doubtful accounts ► 5 Grants receivable ...... 2, 843, 193. 1, 445, 500. 1, 445, 500. 6 Receivables due from officers, directors, trustees, and other disqualified persons ( attach schedule ) (see instructions) , , , ,

7 Other notes and loans receivable ( attach schedule) ► - - - _ _ Less : allowance for doubtful accounts ► _ _ _ y 8 Inventories for sale or use 9 Prepaid expenses and deferred charges ...... Q 10a Investments - U.S and state government obligations (attach schedule). b Investments - corporate stock (attach schedule ) ATCH, 7 , 25, 238, 560. 17, 467, 571. 17,467,571. c Investments - corporate bonds ( attach schedule)...... 11 Investments - land, buildings, ► and equipment basis ______Less accumulated depreciation ► (attach schedule ) ------12 Investments - mortgage loans ...... 13 Investments - other (attach schedule) , , , , .ATCH 8 33, 521, 167. 23,843,618. 23f843,618. Land , buildings, and 14 ► 64,2 8i equipment basis ______Less accumulated depreciation ► 69,281. (attach schedule) ______9) 12,077. 27,601. 27, 601. 15 Otherassets ( descnbe ► ATCH _ 16 Total assets ( to be completed by all filers - see the instructions . Also, see page 1, item 1) , 68 , 525, 174. 57, 061, 486. 57, 061, 486. 17 Accounts payable and accrued expenses , , , , , , , , , , , 669, 644. 533,091. 18 Grants payable , , , , , , , , , , , , , , , , , , , , , , , .1,576,229. 1, 382, 053. 19 Deferred revenue ...... 20 Loans from officers , directors , trustees, and other disqualified persons m 21 Mortgages and other notes payable (attach schedule) 22 Other liabilities (descnbe 1O) 90, 487

23 Total liabilities (add lines 17 through 22 ) 2, 336, 360. 1, 915, 144 . Foundations that follow SFAS 117 , check here and complete lines 24 through 26 and lines 30 and 31. 53,463,218. 24 Unrestricted ...... 3,200,219 25 Temporarily restricted ...... 2.988. 595 1, 683, 129 . 26 Permanently restncted Foundations that do not follow SFAS 117, t check here and complete lines 27 through 31. 27 Capital stock, trust principal , or current funds 28 Paid - in or capital surplus, or land , bldg , and equipment fund . . . . 29 Retained earnings , accumulated income, endowment , other funds 30 Total net assets or fund balances (see instructions ) 6, 188, 814 55, 14 6, 342 . 31 Total liabilities and net assetslfund balances (see instructions) ...... 8, 525, 174. 57, 061, 486. MUM Analysis of Changes in Net Assets or Fund Balances I Total net assets or fund balances at beginning of year - Part II, column (a), line 30 ( must agree with end-of-year figure reported on pnor years return ) ...... 1 66, 188, 814 . -4,046,599. 2 Enter amount from Part I, line 27a ...... 2 3 Other increases not included in line 2 (Itemize ) ATTACHMENT 11 3 485,224 ------62f627,439, 4 Add lines 1 , 2, and 3 ...... 4 5 Decreases not included in line 2 ( itemize ). ATTACHMENT 12 5 7, 481, 097 6 Total net assets or fund balances at end of year Ilne 4 minus Ilne 5 -Part II , column b , line 30 , 6 55, 19 6, 392 . Form 990-PF (2011)

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1 E 1420 1 000 Form 990-PF(2011) Page 3 Capital Gains and Losses for Tax on Investment Income How (c) Date (a) List and describe the kind (s) of property sold acquired (e g , real estate, acquired (d) Date sold q, mo , day, yr ) 2-sto ry brick warehouse, or common stock , 200 shs MLC Co ) 0.DonaD-Donataa^n (mo. day, Yr ) la SEE PART IV SCHEDULE b c d e f) Depreciation allowed (g) Cost or other basis (e) Gross sales puce ( (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e Com p lete onl y for assets showin g gain in column ( h ) and owned by the foundation on 12/31/69 (I) Gains ( Col . (h) gain minus Adjusted basis ( k) Excess of col (l) cot ( k), but not less than -0-) or (i) F.M V as of 12/31/69 0) as of 12 / 31/69 over col ()), if any Losses (from col (h)) a b c d e If gain , also enter in Part I , line 7 2 Capital gain net income or (net capital loss) { If (loss ), enter -0- in Part I , Ilne 7 } 2 945,462. 3 Net short-term capital gain or (loss ) as defined in sections 1222 (5) and (6) If gain, also enter in Part I, line 8 , column (c) (see instructions ). If (loss ), enter -0- in l Part I, line 8 ...... J 3 0 Qualification Under Section 4940 (e ) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? El Yes q No If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part. r-mer me appropriate amount in eacn column for eacn year , see me instructions Deiore maKin any entries (a) (b) (c) (d) Base period years Distribution ratio Adjusted qualifyi ng Net value of Calendar year (or tax year beginning in) distributions nonchantable-use assets (col ( b) divided by col (c)) 2010 5,225,230. 58,928,964. 0.088670 2009 4,548,920. 52,069,823. 0.087362 2008 4,571,479. 67,415,397. 0.067811 2007 3,914,116. 72,402,399. 0.054061 2006 3,673,367. 61,250,623. 0.059973

2 Total of line 1 , column (d) 2 0.357877 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years , , . , . , , , 3 0.071575

4 Enter the net value of noncharitable -use assets for 2011 from Part X, line 5 4 61,713,485o

5 Multiply line 4 by line 3 ...... 5 4, 417, 143.

6 Enter 1 % of net investment income ( 1%of Part I , line 27b) ...... 6 5,895.

7 Add lines 5 and 6 7 4,423,038.

8 Enter qualifying distributions from Part XII , line 4 8 5,076,414. If line 8 is equal to or areater than line 7 . check the box In Part VI. line 1 b. and complete t hat Dart uslna a 1% tax rate . See the Part VI Instructions. JSA Form 990-PF (2011) 1E1430 1 000 Form 990-PF(2011) Page 4 MEN Excise Tax Based on Investment Income (Section 4940 (a ) , 4940 (b), 4940 (e) , or 4948 - see instructions) line 1 , , , 1 a Exempt operating foundations described in section 4940(d)(2), check here ► and enter 'N/A* on Date of ruling or determination letter ------( attach copy of letter if necessary - see instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check 5,895.

here ► and enter 1 % of Part I, line 27b c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b). 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) , , , 5,895. 3 Add lines 1 and 2 ...... 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) , , , 0 5,895. 5 Tax based on Investment income. Subtract line 4 from line 3 If zero or less, enter -0...... 6 Credits/Payments. a 2011 estimated tax payments and 2010 overpayment credited to 2011 , , , , 6a 68,545. b Exempt foreign organizations - tax withheld at source , , . . . . . , . . . . 6b c Tax paid with application for extension of time to file (Form 8868), , , , , , , 6c d Backup withholding erroneously withheld , , , , , , , , , , , , , , 6d 7 Total credits and payments Add lines 6a through 6d ...... 68,545. 8 Enter any penalty for underpayment of estimated tax Check here a if Form 2220 is attached ...... 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed ...... ► 62,650. 10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid , , , , , , ► 11 Enter the amount of line 10 to be. Credited to 2012 estimated tax 32 , 650. 30,000. ► Refunded ► Statements Regarding Activities 1 a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate Yes No or intervene in any political campaign ? ...... la X b Did it spend more than $ 100 during the year ( either directly or indirectly) for political purposes (see page 19 of the instructions for definition )? ...... 1 b X If the answer is 'Yes' to la or 1b, attach a detailed description of the activities and copies of any matenals published or distributed by the foundation in connection with the activities c Did the foundation file Form 1120 -POL for this year? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 1 c X d Enter the amount ( if any ) of tax on political expenditures ( section 4955 ) imposed during the year (1) On the foundation ► $ (2) On foundation managers ► $ e Enter the reimbursement ( if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. ► $ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? ...... 2 X If 'Yes,' attach a detailed description of the activities 3 Has the foundation made any changes , not previously reported to the IRS , in its governing instrument , articles of incorporation , or bylaws, or other similar instruments? If 'Yes,' attach a conformed copy of the changes , ...... 3 X 4a Did the foundation have unrelated business gross income of $1 , 000 or more during the year? ...... 4a X b If 'Yes , ' has it filed a tax return on Form 990 -T for this year? ...... 4b X 5 Was there a liquidation , termination , dissolution , or substantial contraction dunng the year? , , , , , , , , , , , , , , , , , , 5 X If 'Yes,' attach the statement required by General Instruction T 6 Are the requirements of section 508 ( e) (relating to sections 4941 through 4945) satisfied either: • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument ? ...... 6 X 7 Did the foundation have at least $ 5,000 in assets at any time during the year? If 'Yes,' complete Part /1, col (c), and Part XV 7 X

8a Enter the states to which the foundation reports or with which it is registered (see instructions) ► IL, ------b If the answer is 'Yes' to line 7 , has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction 6-7 If 'No,' attach explanation ...... 8b X 9 Is the foundation claiming status as a private operating foundation within the meaning of section 49420)(3) or 49420 )( 5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV)' If Wes,' complete PartXIV ...... 9 X - 10 Did any persons become substantial contributors during the tax year's If 'Yes,' attach a schedule listing their names and addiesses ...... 10 X Form 990-PF (2011)

iSA 1 E1440 1 000 Form 990 -PF(2011) Page 5 EUT-TIUM Statements Regardin g Activities (continued) 11 At any time during the year, did the foundation , directly or indirectly, own a controlled entity within the meaning of section 512 (b)(13)' If "Yes," attach schedule (see instructions ) ...... 11 X 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If "Yes," attach statement (see instructions) ...... 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application 's . . . . 13 X Website address WWW. DRIEHAUSFOUNDATION.ORG ►------MCMENAMIN -----312-932-8679 14 The books are in care of Tele phone no ► Located at ,25 EAST ERIE STREET CHICAGO, IL ZIP+4 ► 60611-2735 15 Section 4947 ( a)(1) nonexempt charitable trusts filing Form 990- PF in lieu of Form 1041 - Check here ...... and enter the amount of tax- exempt interest received or accrued during the year ...... ► 15 16 At any time during calendar year 2011 , did the foundation have an interest in or a signature or other authority Yes No over a bank , securities, or other financial account in a foreign country? ...... 16 X See the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes, " enter the name of

Statements Reg arding Activities for Which Form 4720 May Be Req uired File Form 4720 If any item Is checked In the "Yes" column , unless an exception applies. Yes No 1 a During the year did the foundation (either directly or indirectly) (1) Engage in the sale or exchange, or leasing of property with a disqualified person? , , , , , , , , q Yes No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person'? ...... Yes X No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? , , , , , , , X Yes No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ...... X Yes No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)?, , , , , , , , , , , , , , , , , , , , , , , , , , , q Yes No (6) Agree to pay money or property to a government official? (Exception . Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days ) ...... q Yes No b If any answer is "Yes" to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941 (d)-3 or in a current notice regarding disaster assistance (see instructions)' ...... 1 b X q Organizations relying on a current notice regarding disaster assistance check here ...... ► c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2011' ...... 1 c X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 49420)(3) or 4942())(5)). a At the end of tax year 2011, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2011 ...... q Yes q No If"Yes,"list the years ______b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement - see instructions .) ...... 2b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , q Yes No b If "Yes," did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2011 .) ...... 3b 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? , , , , , , 4a X b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable ouroose that had not been removed from ieooardv before the first day of the tax year beginning in 2011 . 4b X Form 990-PF (2011)

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1E1450 1 000 Form 990-PF (2011) Page 6 Statements Re ardin Activities for Which Form 4720 May Be Req uired (continued) 5a During the year did the foundation pay or incur any amount to: (1) Carry on propaganda , or otherwise attempt to influence legislation ( section 4945 ( e))? . . q Yes q No (2) Influence the outcome of any specific public election (see section 4955 ), or to carry on, directly or indirectly, any voter registration drive? . Yes X No (3) Provide a grant to an individual for travel , study, or other similar purposes? ...... X Yes L_j No (4) Provide a grant to an organization other than a charitable, etc., organization described in section 509 ( a)(1), (2), or ( 3), or section 4940(d)(2)' (see instructions ) ...... q Yes q No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes , or for the prevention of cruelty to children or animals ? ...... q Yes q No b If any answer is "Yes" to 5a( 1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions )? ...... 5b X Organizations relying on a current notice regarding disaster assistance check here ...... IN- E] . c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? . . ATTACHMENT , 1,3, , , , , Yes q No If "Yes, " attach the statement required by Regulations section 53 4945-5(d) 6a Did the foundation , during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract7 , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , q Yes No b Did the foundation , during the year , pay premiums , directly or indirectly, on a personal benefit contract? ...... , 6b X If "Yes" to 6b, file Form 8870 7a At any time during the tax year , was the foundation a party to a prohibited tax shelter transaction? . q Yes No b If "Yes ," did the foundation receive any proceeds or have any net income attributable to the transaction? 7 b Information About Officers. Directors. Trustees. Foundation Manaaers . Hiahly Paid Emolovees.

I List all officers. directors. trustees . foundation manaaers and their compensation (see instructions). (b) Title, and average (c) Compensation (d) Conlributons to (a) Name and address (e) E xpense account, hours per week (If not paid, enter employee benefitpensationplans () devoted to position O- and deferred com

------ATTACHMENT 14 198, 226. 11,654. 0 ------

------

2 Compensation of five highest-paid employees (other than those included on line I - see Instructi ons ). If none. enter "NONE." (d) Contributions to (b) Title , and average e) Expense account, (a) Name and address of each employee paid more than $50,000 (c) Compensation employee benefit ( hours per week plans and deferred other allowances devoted to position compensation ------ATTACHMENT 15 232, 604. 37,888. 0 ------

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Total number of other employees paid over $50,000 , ► Form 990-PF (2011)

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1 E 1460 1 000 Form 990-PF(2011) Page 7 ISMM Information About Officers, Directors, Trustees, Foundation Managers , Highly Paid Employees, and Contractors (continued) 3 Five highest- paid Indeoendent contractors for professional services (see instructions). If none. enter "NONE." (a) Name and address of each person paid more than $50 ,000 (b) Type of service (c) Compensation

------ATTACHMENT 16 308,182 ------

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over $50,000 for services Total number of others receivin g professional .. . ► 1011M, Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of I Expenses organizations and other beneficiaries served, conferences convened, research papers produced. etc

1 N/A ------

2 ------

3 ------

4 ------

f Summary of Program-Related Investments (see instructions) Describe the two largest program -related investments made by the foundation during the tax year on lines 1 and 2 Amount 1 NONE ------

2 ------

All other program-related investments See instructions

3 NONE ------

Total . Add lines 1 throug h 3 , ► Form 990-PF (2011)

Asa 1E14651000 Form 990-PF (2011) Page 8 Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc , purposes:

a Average monthly fair market value of securities, . . Ia 52, 087, 472. b Average of monthly cash balances, . , 1b 10, 565, 812. c Fair market value of all other assets (see instructions) ...... 1C

d Total (add lines 1a, b, and c) . .. . , , . .. . Id 62,653,284. e Reduction claimed for blockage or other factors reported on lines la and 1c (attach detailed explanation) 1 e 2 Acquisition indebtedness applicable to line 1 assets ...... 2 3 Subtract line 2 from line 1d ...... 3 62,653,284. 4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, seeee' instructions)...... , ...... 4 939, 799. 5 Net value of noncharitable -use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 61, 713, 485. 6 Minimum Investment return . Enter 5% of line 5 6 3, 085, 674. Distributable Amount (see instructions) (Section 49420)(3) and 0)(5) private operating foundations and certain foreign organizations check here ► and do not complete this part ) 1 Minimum investment return from Part X, line 6 ...... 1 3, 085, 674. 2a Tax on investment income for 2011 from Part VI, line 5 2a 5,895. b Income tax for 2011. (This does not include the tax from Part VI) 2b c Add lines 2a and 2b ...... 2c 5,895. 3 Distributable amount before adjustments Subtract line 2c from line 1 , , , , , , , , , , , , , , ,,, , 3 3, 079, 779. 4 Recoveries of amounts treated as qualifying distributions , , , , , , , , , , , , , , , , , , , , , , , , 4 5 Add lines 3 and 4 ...... 5 3,079,779.

6 Deduction from distributable amount (see instructions) ...... 1.. 7 Distributable amount as adjusted Subtract line 6 from line 5. Enter here and on Part XIII, line 1 7 3, 079, 779. Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes: a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 ...... la 5,076,414. b Program-related investments total from Part IX-B - ...... lb 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes ...... 2 3 Amounts set aside for specific charitable projects that satisfy the- a Suitability test (prior IRS approval required) ...... 3a b Cash distribution test (attach the required schedule) ...... , 3b 4 Qualifying distributions . Add lines 1 a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4 . . . . 4 5,076,414. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income Enter 1% of Part I, line 27b (see instructions) ...... 5 5, 895. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 6 5, 070, 519. Note . The amount on line 6 will be used in Part V, column (b), in subsequent years when ca lculating whether the foundation qualifies for the section 4940(e) reductio n of tax in those years Form 990-PF (2011)

JSA 1E14701000 Form 990-PF (2011) Page 9 Undistributed Income (see instructions ) (a) (b) (c) (d) 1 Distributable amount for 2011 from Part XI , Corpus Years prior to 2010 2010 2011 3,079,779. line 7 ...... 2 Undistributed income , if any, as of the end of 2011 a Enter amount for 2010 only . . , b Total for pnor years 20 09 ,20 08 ,20 07 3 Excess distributions carryover , if any, to 2011 a From2006 3,673,367. b From 2007 3,914, 116. c From2008 4,430,426. d From 2009 4,577, 663. e From2010 5,251,586. If Total of lines 3a through e ...... 21, 847, 158 . 4 Qualifying distributions for 2011 from Part XII, 5 ,076,414. line4 ► $ a Applied to 2010 , but not more than line 2a b Applied to undistributed income of prior years (Election required - see instructions). . . . . ,

c Treated as distributions out of corpus (Election required - see instructions ) ...... , d Applied to 2011 distributable amount , 3,079,779. e Remaining amount distributed out of corpus , 1, 996, 635. 5 Excess distributions carryover applied to 2011 (ff an amount appears in column (d), the same amount must be shown in column (a) ) 6 Enter the net total of each column as indicated below: a Corpus Add lines 3f, 4c, and 4e. Subtract line 5 23, 843, 793. b Prior years' undistributed income. Subtract line 4b from line 2b c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued , or on which the section 4942 ( a) tax has been previously assessed ...... d Subtract line 6c from line 6b Taxable amount - see instructions e Undistributed income for 2010 . Subtract line 4a from line 2a. Taxable amount - see instructions ......

f Undistributed income for 2011. Subtract lines 4d and 5 from line 1 This amount must be distributed in 2012 ...... 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)( 1)(F) or 4942 ( g)(3) (see instructions)

8 Excess distributions carryover from 2006 not applied on line 5 or line 7 (see instructions) . 3,673,367. 9 Excess distributions carryover to 2012. 20,170,426.

Subtract lines 7 and 8 from line 6a . 10 Analysis of line 9: a Excess from 2007 3, 914, 116. b Excessfrom2008 4,430,426. c Excess from 2009 . . 4,577, 663. d Excess from 2010 , . . 5, 251, 586. e Excess from 2011 1,996, 635. Form 990-PF (2011)

JSA 1 E 1480 1 000 Form 990- PF(2011 ) Page 10 Private Operating Foundations ( see instructions and Part VII-A, q uestion 9) NOT APPLICABLE I a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2011 , enter the date of the ruling , ► b Check box to indicate whether the foundation is a private operating foundation described In section 4942(j)(3) or 49420)(5) Tax year Prior 3 years 2 a Enter the lesser of the ad- (e) Total dusted net income from Part (a) 2011 (b) 2010 (c) 2009 (d) 2008 I or the minimum investment return from Part X for each year listed ......

b 85% of line 2a . . . . .

C Oualdying distributions from Part X11. line 4 for each year listed , d Amounts included in line 2c not used directly for active conduct of exempt activities . . . . . e Qualifying distributions made directly for active conduct of exempt activtbes Subtract line 2d from line 2c ...... 3 Complete 3a, b, or c for the alternative test relied upon a Assets' alternative test - enter

(1) Value of all assets . . . (2) Value of assets qualifying under section 49420)(3)(B)(i). . . b Endowment ' alternative test- enter 213 of minimum investment return shown in Part X, line 6 for each year listed .

C Support ' alternat ive test - enter

(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans ( section 512 (a)(5)), or royalties) (2) Support from general public and 5 or more exempt organ izations as provided in section 4942 GX3)(B)(ni) ...... (3) Largest amount of support from an exempt organization . , , , , 4 Gross investment income , Supplementary Information (Complete this part only if the foundation had $5 , 000 or more in assets at any time during the year -see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2).)

RICHARD H. DRIEHAUS b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

RICHARD H. DRIEHAUS 2 Information Regarding Contribution , Grant, Gift, Loan, Scholarship, etc., Programs: Check here 10' if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number of the person to whom applications should be addressed:

b The form in which applications should be submitted and information and materials they should include-

c Any submission deadlines,

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors:

JSA Form 990-PF (2011) 1 E1490 1 000 Form 990-PF(2011 ) Page 11 1311971 Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Annroved for Future Payment If recipient is an mdmdual, Foundation Recipient show any relationship to Purpose of grant or any manager statu s Amount fousubstantialndation contribution Name and address (home or business ) or contnbutor a Paid during the year

ATTACHMENT 17

Total ...... ► 3a 4,293,085. b Approved for future payment

ATTACHMENT 18

Total ► 3b 1, 382, 053. Form 990-PF (2011)

JSA 1 E14911000 Form 990 -PF (2011) Page 12 MINNW_ Analysis of Income-Producing Activities Enter gross amounts unless otherwise indicated Unrelated business income Excluded by section 512 , 513, or 514 (e) Related or exempt (a) (b) (c) (d) function income Business code Amount Exclusion Amount 1 Program service revenue code ( See instructions a b c d e f 9 Fees and contracts from government agencies 2 Membership dues and assessments 3 Interest on savings and temporary cash investments 14 7,974. 4 Dividends and interest from securities 14 602, 684. 5 Net rental income or (loss) from real estate: a Debt -financed property , , , , , , , , b Not debt - financed property , , , , , , 6 Net rental income or ( loss) from personal property 7 Other investment income ...... 523000 173. 14 -571, 534. 8 Gain or (loss ) from sales of assets other than inventory 18 945,462. 9 Net income or (loss ) from special events , , 10 Gross profit or ( loss) from sales of inventory. 11 Other revenue- a b c d e 12 Subtotal . Add columns ( b), (d), and (e) . . . 173. 984, 586. 13 Total . Add line 12 , columns ( b), (d), and (e) ...... 13 984, 7 59. (See worksheet in line 13 instructions to verify calculations.) Relationship of Activities to the Accomplishment of Exempt Purposes

Line No. Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the y accomplishment of the foundation 's exempt purposes (other than by providing funds for such purposes ) (See Instructions )

JSA Form 990-PF (2011) 1E14921000 Form 990-PF (2011) Page 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described Yes No in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of (1) Cash ...... a1 X (2) Other assets ...... 1a ( 2 ) X b Other transactions (1) Sales of assets to a noncharitable exempt organization , , , , , , , , , , , , , ,,, , , , , , , ,,, , , , , IW ) X (2) Purchases of assets from a noncharitable exempt organization , , , , , , , , , , , , , , , , , , , , , , , , , , 1 b ( 2 ) X (3) Rental of facilities, equipment, or other assets ...... 1 b ( 3 ) X (4) Reimbursement arrangements ...... 1 b (4)1 1 X (5) Loans or loan guarantees ...... 1 b ( 5 ) X (6) Performance of services or membership or fundraising solicitations ...... 1 b (6) X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees , , ,, , , , , ,,,, , , , , , , , , 1 c X d If the answer to any of the above is Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or se rvice s received (a) Line no (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions , and sharing arrangements N/A N/A

2a Is the foundation directly or indirectly affiliated with , or related to, one or more tax-exempt organizations described in section 501 ( c) of the Code ( other than section 501 (c)( 3)) or in section 5272 , , , , , , , , , , , , , q Yes q No b If "Yes , " com p lete the followin g schedule (a) Name of organization (b) Type of organization (c) Description of relationship

Under penalti es pepury I eGare that I have examined this return , including accompanying schedules and statements, and to the best of my knowledge and belief, it is true correct, a o 1 c r ion of prep (oth than taxpayer) is based on all information of which preparer has any knowledge Sign Me the IRS dacuss this return f^ /3 Here Signal of officer or trustee D e

PrinVType preparer's name A,,B17,a is si to Paid APHNE MCCOY

1E14932000 OMB No 1545-0047 Schedule B I Schedule of Contributors I (Form 990, 990-EZ, or 990-PF) ► Attach to Form 990, Form 990-EZ, or Form 990-PF. Department of the Treasury M11 Internal Revenue Service Name of the organization Employer Identification number THE RICHARD H. DRIEHAUS FOUNDATION 36-3261347 Organization type (check one):

Filers of: Section:

Form 990 or 990-EZ q 501 (c)( ) (enter number) organization

q 4947(a)(1) nonexempt charitable trust not treated as a private foundation

q 527 political organization

Form 990-PF q 501(c)( 3) exempt private foundation

q 4947(a)(1) nonexempt charitable trust treated as a private foundation

q 501 (c)( 3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule. Note . Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions

General Rule

q For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or property) from any one contributor Complete Parts I and II

Special Rules

q For a section 501 (c)( 3) organization filing Form 990 or 990- EZ that met the 33 1/3 % support test of the regulations under sections 509(a )(1) and 170(b)(1)(A)(vi) and received from any one contributor , during the year, a contribution of the greater of (1) $5 , 000 or ( 2) 2% of the amount on (I) Form 990 , Part VIII, line 1h , or (II) Form 990-EZ, line 1 Complete Parts I and II.

q For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor, during the year, total contributions of more than $1,000 for use exclusively for religious, charitable, scientific, literary, or educational purposes, or the prevention of cruelty to children or animals. Complete Parts I, II, and Ill.

q For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor, during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not total to more than $1,000 If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc , contributions of $5,000 or more during the year ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,

Caution . An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990-EZ, or 990-PF), but it must answer "No" on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ or on Part I, line 2, of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990-EZ, or 990-PF. Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

JSA

1E1251 1 000 Schedule B (Form 990 , 990-EZ, or 990-PF) (2011) page 2 Name of organization THE RICHARD H. DRIEHAUS FOUNDATION Employer Identification number 36-3261347

Contributors (see instructions) Use duplicate copies of Part I If additional space is needed

(a) (b) (c) (d) No. Name , address, and ZIP + 4 Total contributions Type of contribution

1- JOHN & CATHERINE MACARTHUR FOUNDATION X ------Person Payroll 140 SOUTH DEARBORN STREET SUITE 1200 $ ------100,000 _ Noncash Part II If CHICAGO, IL 60603-5285 (Complete there is ------a noncash contribution

(a) (b) (c) (d) No. Name , address , and ZIP + 4 Total contributions Type of contribution

------Person Payroll ------$ ------Noncash (Complete Part II if there is ------a noncash contribution.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

------Person Payroll ------$ ------Noncash (Complete Part II If there is ------a noncash contribution.)

(a) (b) (c) (d) No. Name , address, and ZIP + 4 Total contributions Type of contribution

------Person Payroll ------$ ------Noncash (Complete Part II if there is ------a noncash contribution.)

(a) (b) (c) (d) No. Name , address, and ZIP + 4 Total contributions Type of contribution

------Person Payroll ------$ ------Noncash (Complete Part II If there is ------a noncash contribution.)

(a) (b) (c) (d) No. Name, address , and ZIP + 4 Total contributions Type of contribution

------Person Payroll ------$ ------Noncash (Complete Part II if there is ------a noncash contribution.)

SSA Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

1E1253 1 000 Schedule B (Form 990, 990-EZ, or 990-PF) (2011) Page 3 Name of organization THE RICHARD H. DRIEHAUS FOUNDATION Employer Identification number 36-3261347

Noncash Property (see instructions) Use duplicate copies of Part II if additional space is needed.

(a) No. b (c) d from () FMV (or estimate) ( ) Description of noncash property given Date received Part I (see instructions)

(a) No. (c) from b FMV (or estimate) Description of noncash property given Date received Part I (see instructions)

(a) No. (c) from (b) FMV (or estimate) (d) Description of noncash property given Date received Part I (see instructions)

Schedule B (Form 990 , 990-EZ, or 990 -PF) (2011) JSA

1E12541000 Schedule B 990, 990-EZ , or 990-PF) (2011) ration THE RICHARD H. DRIEHAUS FOUNDATION Employer identification number 36-3261347 Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations that total more than $1 , 000 for the year. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions) ► $ Use duplicate copies of Part III if additional space is needed (a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part l

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift Is held Part I

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

JSA Schedule B (Form 990 , 990-EZ, or 990-PF ) (2011)

1 E1255 1 000 5

H! a a s a e s

i a

S 4 I

8 ' LL ; O S S

V ATTACHMENT 1

FORM 990PF, PART I - OTHER INCOME

REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME COMPASS (F/K/A AZURE) GLOBAL OPP. I, LP -2,473. -2,473. BEHRMAN CAPITAL II, LP 72. 72. DRIEHAUS EMERGING MKTS SML CAP GRTH FUND 4,265. 4,265. GMG CAPITAL PARTNERS III A, LP -43,378. -43,378. GMS CAPITAL PARTNERS, LP -37. -37. GMT COMMUNICATIONS PARTNERS II, LP -13,292. -13,292. LASALLE ASIA RECOVERY INTERNATIONAL I LP -1,466. -1,466. MELLIN SMALL CAP GROWTH FUND, LP -10,648. -10,648. STERLING VENTURE PARTNERS II, LP -9,671. -9,671. TERRA NITROGEN COMPANY LP 2. -7. VCFA PRIVATE EQUITY PARTNERS IV LP -7,393. -7,737. VCFA VENTURE PARTNERS V LP -12,833. -12,863. ATLAS PIPELINE PARTNERS LP -188. 22. DRIEHAUS INTERNATIONAL SELECT FUND, LP -408,276. -408,276. DRIEHAUS CONCENTRATED LARGE CAP PARTNERS -5,590. -5,590. DRIEHAUS DOMESTIC LLC -27,548. -27,548. DRIEHAUS ELITE PARTNERS LLC -28,736. -28,736. FORMS 8621 (VEIL & VGF) 1,093. 1,093. MISC INCOME AND FOREIGN CURRENCY -7,766. -7,766. NORTHERN TRUST- SELECT US - PFIC 2,502. 2,502.

TOTALS -571,361. -571,534.

ATTACHMENT 1 ATTACHMENT 2

FORM 990PF, PART I - LEGAL FEES

REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES

LEGAL FEES 33,749. 33,749.

TOTALS 33,749. 33,749.

ATTACHMENT 2 ATTACHMENT 3

FORM 990PF, PART I - ACCOUNTING FEES

REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES

AUDIT & TAX PREPARATION 39,621. 19,811. 19, 811. DRIEHAUS ENTERPRISE MANAGEMENT 6,000. 3,000. 3,000.

TOTALS 45,621. 22,811. 22,811.

ATTACHMENT 3 ATTACHMENT 4

FORM 990PF, PART I - OTHER PROFESSIONAL FEES

REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES

INVESTMENT ADVISORY FEES 20,263. 20,263. DRIEHAUS CAPITAL MANAGEMENT - INVESTMENT MANAGEMENT 210,349. 210,349. CUSTODY FEES 1,360. 1,360. EXECUTION COST 96, 473. 96,473. OTHER PROFESSIONAL FEES 500. 500.

TOTALS 328,945. 328,945.

ATTACHMENT 4 ATTACHMENT 5

FORM 990PF, PART I - TAXES

REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES

FOREIGN TAXES PAID 19,106. 19,106. STATE TAX EXPENSE 515. FEDERAL CURRENT EXCISE TAX 2,237. DEFERRED EXCISE TAX -107,129.

TOTALS -85,271. 19,106.

ATTACHMENT 5 THE RICHARD H. DRIEHAUS FOUNDATION EIN: 36-3261347

FORM 990-PF, PART I, LINE 19 AND PART II, LINE 14 - FIXED ASSETS AND DEPRECIATION

BEGINNING CURRENT ENDING ENDING BOOK ACCUMULATED YEAR ACCUMULATED BOOK Descnption VALUE DEPRECIATION DEPRECIATION DEPRECIATION VALUE

COMPUTER EQUIPMENT 37,145 37,145 - 37,145 - SOFTWARE 30,448 30,448 - 30,448 - FURNITURE & FIXTURES 1, 688 1 , 688 - 1,688 -

TOTAL FIXED ASSETS, PART II, LINE 14 69, 281 69, 281 69,281 -

TOTAL DEPRECIATION EXPENSE , PART I LINE 19 -

NOTE DEPRECIATION EXPENSE IS CALCULATED USING THE STRAIGHT-LINE METHOD OVER THE ESTIMATED USEFUL LIFE OF THE ASSET ATTACHMENT 6

FORM 990PF, PART I - OTHER EXPENSES

REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES INSURANCE 7,371. 3,720. OFFICE EXPENSES 10,190. 10,190. OUTSIDE SERVICES 3,030. 3,030. PAYROLL PROCESSING 5,338. 5,338. SUBSCRIPTIONS 13,620. 13, 620. MISC EXPENSE -17. -17. CONSULTING FEES 54,203. 54,203. BANK FEES 155. 155. MEDICAL REIMBURSEMENT -487. -487. ADR FEES 486. 486. MACS EXPENSE 4,210. 4,210. PROGRAM RELATED EXPENDITURES 91,214. 91,214.

TOTALS 189,313. 4,364. 181,298.

ATTACHMENT 6 ATTACHMENT 7

FORM 990PF, PART II - CORPORATE STOCK

BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV

RHDF- SMALL CAP GROWTH 2,779,188. 5,114,157. 5,114,157. RHDF- MICROCAP 4,159,716. 1,052,048. 1,052,048. RHDF- RECOVERY 2,282,900. RHDF- INTERNATIONAL REALTY 6,786,143. 4,801,855. 4, 801, 855. RHDF- SELECT US 5,108,280. 3,970,427. 3,970,427. RHDF- VEIL VIETNAM 192,534. 168,471. 168,471. RHDF- LARGE CAP 2,200,406. 1,459,255. 1,459,255. RHDF- RHDFEMRV 1,729,393. 901,358. 901,358.

TOTALS 25,238,560. 17,467,571. 17,467,571.

ATTACHMENT 7 ATTACHMENT 8

FORM 990PF, PART II - OTHER INVESTMENTS

BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV

DRIEHAUS INTL DISCOVERY FUND 3,768,386. 956,956. 956,956. DODGE & COX INTERNATIONAL STOC 2,125,269. 1,785,865. 1,785,865. VIETNAM OPPORTUNITY FUND 460, 412. 186, 986. 186, 986. ALPINE INTL REAL ESTATE 1, 417, 787. 1, 009, 177. 1,009,177. DRIEHAUS EMERGING MARKETS GROWTH FUND 6,242,467. 4,200,717. 4,200,717. DRIEHAUS ACTIVE INCOME FUND 2,902,739. 2,739,875. 2,739,875. AZURE NON-TRADITIONAL EQUITY I 584, 670. 19,959. 19,959. MELLIN SMALL CAP FUND LP 637,363. 437,434. 437,434. BEHRMAN CAPITAL PARTNERS II, L 1,024. 1,331. 1,331. GMG CAPITAL PARTNERS III, LP 223,724. 223,724. 223,724. GMS CAPITAL PARTNERS, LP 105,271. 105,271. 105,271. GMT COMMUNICATIONS, LP 481,660. 501,401. 501,401. LASALLE ASIA RECOVERTY INTL I 510,771. 510,771. 510,771. VCFA PRVT EQUITY PARTNERS IV 304, 919. 300, 661. 300,661. VCFA VENTURE PARTNERS V, LP 264,750. 327,793. 327,793. STERLING VENTURE PARTNERS II 555,204. 675,767. 675,767. OP SPECIAL PURPOSE IV, LP 500, 000. 489, 021. 489,021. DRIEHAUS CONCENTRATED LARGE CAP, LLC 2, 937, 363. 1, 840, 964. 1, 840, 964 . DRIEHAUS DOMESTIC, LLC 2,343,566. 2,180,459. 2,180,459. DRIEHAUS PARTNERS ELITE, LLC 5,144,274. 3,245,665. 3,245,665. DRIEHAUS INTERNATIONAL SELECT FUND, LP 2,009,548. 1,221,338. 1,221,338. DEMS 882,483. 882,483.

TOTALS 33,521,167. 23,843,618. 23,843,618.

ATTACHMENT 8 ATTACHMENT 9

FORM 990PF, PART II - OTHER ASSETS

BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV

DIVIDENDS RECEIVABLE 7,798. 5,138. 5,138. SECURITY DEPOSIT 2,941. 4,215. 4,215. PREPAID SOFTWARE SUPPORT 1,338. 1,606. 1,606. DEFERRED FED EXCISE TAX ASSET 16,642. 16,642.

TOTALS 12, 077. 27,601. 27,601.

ATTACHMENT 9 ATTACH MENT 10

FORM 990PF, PART II - OTHER LIABILITIES

BEGINNING ENDING DESCRIPTION BOOK VALUE BOOK VALUE

DEFERRED FEDERAL EXCISE TAX 90,487.

TOTALS 90,487. ATTACHMENT 11

FORM 990PF, PART III - OTHER INCREASES IN NET WORTH OR FUND BALANCES

DESCRIPTION AMOUNT

INTEREST/DIVIDEND TIMING DIFFERENCES 49,163. BOOK/TAX DIFFERENCE - FROM K-1S 436,061.

TOTAL 485,224. ATTACHMENT 12

FORM 990PF, PART III - OTHER DECREASES IN NET WORTH OR FUND BALANCES

DESCRIPTION AMOUNT

UNREALIZED LOSS - MARKETABLE SECURITIES 7,481,097.

TOTAL 7 ,481,097. ATTACHMENT 13

FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT

GRANTEE'S NAME: RICHARD H. DRIEHAUS MUSEUM GRANTEE'S ADDRESS: 25 E. ERIE STREET CITY, STATE & ZIP: CHICAGO, IL 60611 GRANT DATE: 03/31/2004 GRANT AMOUNT: 50,000. GRANT PURPOSE: SUPPORT FOR MAINTENANCE AND INSURANCE FOR THE RICHARD H. DRIEHAUS GALLERY AT CHICAGO NAVY PIER. AMOUNT EXPENDED: 48,913. ANY DIVERSION? NO DATES OF REPORTS: 10/24/2011 VERIFICATION DATE: 12/31/2011 RESULTS OF VERIFICATION: IN ADDITION TO THE REPORT COVERING THE USE OF THE GRANT FUNDS, RICHARD H. DRIEHAUS, A BOARD MEMBER AND OFFICER OF THE FOUNDATION, IS ALSO AN OFFICER AND DIRECTOR OF THE RICHARD H. DRIEHAUS MUSEUM AND HAS INDEPENDENT KNOWLEDGE THAT THE FUNDS HAVE BEEN USED FOR THE INTENDED PURPOSE.

GRANTEE ' S NAME: STUART COHEN GRANTEE'S ADDRESS : 1332 SHERMAN AVE CITY, STATE & ZIP : EVANSTON , IL 60201 GRANT DATE: 11/20/2008 GRANT AMOUNT: 11,000. GRANT PURPOSE: GRANT TO SUPPORT COUNTRY HOUSES OF HOWARD VAN DOREN AMOUNT EXPENDED: 3,149. ANY DIVERSION? NO DATES OF REPORTS: 12/31/2011 VERIFICATION DATE: 11/09/2012 RESULTS OF VERIFICATION: NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE

GRANTEE'S NAME: VIVA LUNDIN PRODUCTIONS GRANTEE'S ADDRESS: 1930 WEST GEORGE STREET CITY, STATE & ZIP: CHICAGO, IL 60657 GRANT DATE: 03/31/2010 GRANT AMOUNT: 50,000. GRANT PURPOSE: GRANT TO COMPLETE DOCUMENTARY FILM "JENS JENSEN HARMONIOUS WORLD" AMOUNT EXPENDED: 50,000. ANY DIVERSION? NO DATES OF REPORTS: 02/14/2011 VERIFICATION DATE: 02/14/2011 RESULTS OF VERIFICATION: NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE

GRANTEE ' S NAME: FRANCINE J. SANDERS GRANTEE ' S ADDRESS : 2742 W. SUNNYSIDE AVE. #2 CONT' D ON NEXT PAGE ATTACHMENT 13 (CONT'D)

FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT

CITY, STATE & ZIP: CHICAGO, IL 60625 GRANT DATE: 05/16/2011 GRANT AMOUNT: 10,000. GRANT PURPOSE: TO SUPPORT EFFORTS IN WRITING AND RESEARCHING AN ARTICLE ABOUT POLICE BRUTALITY AMOUNT EXPENDED: 10,000. ANY DIVERSION? NO DATES OF REPORTS: 12/31/2011 VERIFICATION DATE: 11/01/2012 RESULTS OF VERIFICATION: NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE

GRANTEE'S NAME: NEW VOICE STRATEGIES GRANTEE'S ADDRESS: 3023 NORTH CLARK STREET #763 CITY, STATE & ZIP: CHICAGO, IL 60657 GRANT DATE: 12/02/2011 GRANT AMOUNT: 10,000. GRANT PURPOSE: TO SUPPORT EXPLORATION OF HOW THE IDEA EXCHANGE PLATFORM COULD BE USED BEST FOR PUBLIC POLICY AMOUNT EXPENDED: 10,000. ANY DIVERSION? NO DATES OF REPORTS: 12/21/3011 VERIFICATION DATE: 11/12/2012 RESULTS OF VERIFICA' 'ION: NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE

GRANTEE'S NAME: DAVID SCHALLIOL GRANTEE'S ADDRESS: 5400 SOUTH HYDE PARK BLVD., D12 CITY, STATE & ZIP: CHICAGO, IL 60615 GRANT DATE: 11/11/2011 GRANT AMOUNT: 15,000. GRANT PURPOSE: TO SUPPORT EFFORTS IN DOCUMENTING AND PHOTOGRAPHING BUILDINGS SCHEDULED FOR DEMOLITION IN CHICAGO AMOUNT EXPENDED: 15,000. ANY DIVERSION? NO DATES OF REPORTS: 12/31/2011 VERIFICATION DATE: 11/01/2012 RESULTS OF VERIFICA' 'ION: NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE

GRANTEE'S NAME: CHICAGO DESIGN MATTERS FOUNDATION GRANTEE'S ADDRESS: 815 SOUTH WABASH AVENUE CITY, STATE & ZIP: CHICAGO, IL 60605 GRANT DATE: 11/18/2011 GRANT AMOUNT: 10,000. GRANT PURPOSE: CONFERENCE TO FURTHER DIALOG BETWEEN CHICAGO DESIGN COMMUNITY & INT'L URBAN DEVELOPMENT COMMUNITY CONT'D ON NEXT PAGE ATTACHMENT 13 (CONT'D)

FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT

AMOUNT EXPENDED: 10,000. ANY DIVERSION? NO DATES OF REPORTS: 12/31/2011 VERIFICATION DATE: 11/09/2012 RESULTS OF VERIFICA' 'ION: NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE

GRANTEE'S NAME: JULIA ANTONICK GRANTEE'S ADDRESS: 1337 1/2 W.ESTES AVENUE #33 CITY, STATE & ZIP: CHICAGO, IL 60626 GRANT DATE: 05/06/2011 GRANT AMOUNT: 3,000. GRANT PURPOSE: TO SUPPORT THE CONCERT "DUOLOGUE" AMOUNT EXPENDED: 3,000. ANY DIVERSION? NO DATES OF REPORTS: 11/01/2011 VERIFICATION DATE: 11/01/2011 RESULTS OF VERIFICATION: NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 1 FREE STREET THEATER PUBLIC CHARITY 1/7/2011 Matching gi $20000 1419 West Blackhawk Chicago, IL 60642

2 CHANGING WORLDS PUBLIC CHARITY 1/7/2011 Matching gift $20000 329 West 18th Street. Suite 613 Chicago, IL 60616

3 NATIONAL PUBLIC HOUSING MUSEUF PUBLIC CHARITY 1/72011 Matching gift $20000 University of Illinois at Chicago 750 South Halsted , Suite 843, MC 117 Chicago, IL 60607

4 NATIONAL PUBLIC HOUSING MUSEUI PUBLIC CHARITY 1/7/2011 Matching gift $1,00000 University of Illinois at Chicago 750 South Halsted, Suite 843, MC 117 Chicago , IL 60607

5 HISTORIC CHICAGO BUNGALOW ASS PUBLIC CHARITY 1/ 12/2011 $100.00000 53 West Jackson Blvd , Suite 1125 National Register Historic District Chicago , IL 60604 Designation ($15K), Driehaus Foundation Bungalow Rehab Awards ($10K), Preservation Education and Activities ($25K), and Operations and Outreach ($50K)

6 THE CHICAGO ARCHITECTURE PUBLIC CHARITY 1/12/2011 Website and general operating $50,000 00 224 South Michigan Avenue, Suite 116 support for the Association of Chicago, IL 60604 Architecture Organizations

7 NATIONAL ALLIANCE ON MENTAL ILLI PUBLIC CHARITY 1/13/2011 To support the 8th Annual Dinner $600 00 400 Mercy Lane Raffle Aurora, IL 60506

8 CHICAGO WEST COMMUNITY MUSIC PUBLIC CHARITY 1/132011 Matching gift $200 00 100 North Central Park Avenue Chicago, IL 60624

9 GLOBE MED PUBLIC CHARITY 1/132011 Matching gift $400 00 PO Box 292 Evanston, IL 60204

10 BULLETIN OF ATOMIC SCIENTISTS PUBLIC CHARITY 1/13/2011 Matching gift $200 00 1155 East 60th Street Chicago, IL 60637

11 COUNCIL ON FOUNDATIONS PUBLIC CHARITY 1/20/2011 2011 Menmbership renewal/Annual $7,500 00 PO Box 75661 dues Baltimore, MD 21275-5661

12 DESIGN CORPS PUBLIC CHARITY 1/20/2011 Support Structures for Inclusion 2011 $15,000 00 2243 The Circle Conference Raleigh, NC 27608

13 GROWING HOME PUBLIC CHARITY 1/212011 To support the 9th annual Benefit $1,000 00 2732 North Clark, Suite 310 Chicago, IL 60614

14 PEGASUS PLAYERS PUBLIC CHARITY 1/21/2011 To support the move from Truman $5,000 00 3473 South King Drive. Suite 153 College Chicago, IL 60616

15 UNIVERSITY OF ILLINOIS FOUNDATIC PUBLIC CHARITY 1212011 Matching gift $10000 1305 West Green Street Urbana, IL 61801-2962

16 PARTNERS IN HEALTH PUBLIC CHARITY 1212011 Matching gift $5 00 PO Box 845578 Boston, MA 02284-5578

17 JEWISH RECONSTRUCTIONIST CONC PUBLIC CHARITY 1/21/2011 Matching Gift $400 W 303 Dodge Avenue Evanston. IL 60202

18 NORTH LAWNDALE EMPLOYMENT NE PUBLIC CHARITY 1212011 To support the 6th Annual Sweet $5,000 00 3726 West Flournoy Beginnings Tea Chicago, IL 60624

19 BRONZEVILLE HISTORICAL SOCIETY PUBLIC CHARITY 1212011 To help purchase archival training $1,089 00 11111 South Forrestville Avenue CD's, pay for the annual hosting Chicago, IL 60628 online of the training and uploaded archives, and pay for one year of staff THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT training courses and technical assistance

20 UNITY TEMPLE RESTORATION FOUNI PUBLIC CHARITY 1/21/2011 $69500 875 Lake Street To help attend the 2011 Association Oak Park, IL 60301 of Fundraising Professionals Conference on Fundraising 21 ASIAN IMPROV ARTS MIDWEST PUBLIC CHARITY 1/21/2011 $1,000 00 410 South Michigan Avenue , Suite 943 To help send two instructors to San Chicago, IL 60605 Francisco to attend a workshop for the classical Japanese lute and drumming conducted by Japanese Grand Master Chizuru Kineya

22 MAAT PRODUCION ASSOCIATION OF PUBLIC CHARITY 1/212011 To support a series of Master Classes $2,000 00 PO Box 10039 for resident playwrights Chicago , IL 60610

23 COLLABORACTION PUBLIC CHARITY 1/21/2011 To help the bookkeeper attend the $479 95 1579 North Milwaukee Avenue , Suite 332 Mastering QwckBooks seminar with Chicago, IL 60622 Real World Training

24 GRANTSMAKERS IN THE ARTS PUBLIC CHARITY 1/24/2011 To help cover expenses incurred by $68514 4055 21st Avenue West , Suite 100 Rusty Smith in the session 'Design Seattle , WA 98199 Matters Bridging the Gap between Art and Architecture' at the 2010 GIA Annual Conference

25 ABRAHAM LINCOLN PRESIDENTIAL L PUBLIC CHARITY 1/24/2011 To support the Lincoln Leadership $5,000 00 205 West Wacker Drive, Suite 1400 Prize Dinner Chicago, IL 60606

26 MUJERES LATINAS EN ACCION PUBLIC CHARITY 1/312011 To help sponsor the voces Unidas $5,000 00 2124 West 21st Place Benefit Dinner Chicago, IL 60608

27 SOUTH SIDE COMMUNITY ART CENTI PUBLIC CHARITY 1/12/2011 General operating support 1st year $12,000 00 3831 South Michigan Avenue of a 2-year grant Chicago, IL 60649

28 LIVE THE SPIRIT RESIDENCY PUBLIC CHARITY 1/12/2011 General operating support 1st year $6,000 00 5542 South Honore of a 2-year grant Chicago, IL 60636

29 EXPERIMENTAL STATION PUBLIC CHARITY 1/12/2011 $7,00000 6100 South Blackstone General operating support for AREA Chicago. IL 60637 Chicago 1st year of a 2-year grant

30 EXPERIMENTAL SOUND STUDIO PUBLIC CHARITY 1/1212011 General operating support 1st year $10,000 00 5925 North Ravenswood of a 3-year grant Chicago, IL 60660

31 COMMUNITY FILM WORKSHOP OF Cl- PUBLIC CHARITY 1/12/2011 General operating support $7,500 00 6200 South Drexel, Room 201 Chicago, IL 60637-2630

32 LINKS HALL PUBLIC CHARITY 1/12/2011 General operating support for $8,000 00 3435 North Sheffield, #205 Chicago Dancemakers Forum 1st Chicago, IL 60657 year of a 2-year grant

33 PORTOLUZ PUBLIC CHARITY 1/12/2011 General operating support 1st year $8,000 00 1310 West Thomdale of a 2-year grant Chicago, IL 60660 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 34 RIVENDELL THEATRE ENSEMBLE PUBLIC CHARITY 1/24/2011 $37,50000 5775 North Ridge Avenue To pay ABNM Plumbing & Contractor Chicago. IL 60660 Services, Inc for conforming plumbing to State plumbing code, to Mars Electric Inc for electrical work, and to M&I Heating & Cooling Service for installation of 2new Goodman furnaces

35 EPIPHANY EPISCOPAL CHURCH PUBLIC CHARITY 1/7/2011 To pay Tsi Construction for work done $3,877 00 201 South Ashland Avenue at the Church Chicago, IL 60607

36 JUAN ANGEL CHAVEZ INDIVIDUAL 1/21/2011 To help with expenses related to the $1,500 00 3402 South Marshfield production of the large-scale outdoor Chicago, IL 60608 installation 'Jimshoe'

37 JASON LAZARUS INDIVIDUAL 1/31/2011 To help with expenses related to the $1,500 00 810 North Wood, #3F exhibition at the Illinois State Chicago, IL 60622 University Galleries

38 CHICAGO FILM ARCHIVES PUBLIC CHARITY 2/4/2011 $1,500 00 To help send the Executive Director 329 West 18th Street, Suite 3A and Processing Archivist to the 2011 Chicago , IL 60616 Association of Moving Image Archivists annual conference

39 OPEN STUDIO PROJECT PUBLIC CHARITY 2/4/2011 To help send the Associate Director to $600 00 903 Sherman Avenue attend and present at the American Evanston, IL 60202 Art Therapy Association Annual Conference

40 GLOBAL GIRLS, INC PUBLIC CHARITY 2/4/2011 $1,000 00 To help hire staff from The Second 7655 South Ingleside City's Outreach and Diversity program Chicago, IL 60619 to conduct three imporvisational training sessions for 5 staff members and 7 members of the adult Everyday People Theater

41 ADLER PLANETARIUM PUBLIC CHARITY 2/4/2011 To help underwrite the reception $3,000 00 1300 South Lake Shore Drive honoring Janet Carl Smith Chicago, IL 60605

42 WAYNE HISTORICAL SOCIETY PUBLIC CHARITY 2/7/2011 For the Wayne Depot Rehab Protect $15,000 00 PO Box 724 Wayne, IL 60184-0724

43 COMMUNITY MEDIA WORKSHOP PUBLIC CHARITY 2/8/2011 To support the 22nd Studs Terkel $10,000 00 600 South Michigan Community Media Awards Chicago, IL 60605-1996

44 DESIGNS 4 DIGNITY PUBLIC CHARITY 2/8/2011 Matching grant for the Board $5,000 00 5215 North Ravenswood , Suite 203 Chicago . IL 60640

45 THIRD COAST INTERNATIONAL AUDI( PUBLIC CHARITY 2/8/2011 Final installment of a 3-year grant $50,000 00 Navy Pier 848 East Grand Avenue Chicago, IL 60611

46 MOVING ARCHITECTS PUBLIC CHARITY 2/15/2011 To help cover costs to send one $1,000 00 131 West Pacemont Road company member to attend a Columbus, OH 43202 workshop in Dreamweaver

47 MOLLY SHANAHAN/MAD SHAK PUBLIC CHARITY 2/15/2011 $1,500 00 To help support expenses related to 6205 North Sheridan Road hiring consultant, Nello McDaniel of Chicago , IL 60660 Arts Action Research, who is hleping translate the values and processes inherent in the creative practice to inform the structure, function and sustainability of the organization

48 SAME PLANET DIFFERENT WORLD PUBLIC CHARITY 2/15/2011 To help Same Planet hire a consultant $1,00000 832 Lakeside, #2S to start training board and staff on Chicago , IL 60640 fundraising

49 ARTS & BUSINESS COUNCIL OF CHIC PUBLIC CHARITY 2/152011 To help cover the tuition of the $1,500 00 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 70 East Lake Street, Suite 1200 Program Manager to attend a 5- Chicago, IL 60601 program course . "Philanthropy and Nonprofit Fundraising" at Northwestern University

50 DONORS FORUM PUBLIC CHARITY 2/ 18/2011 To support the Annual Members and $3,500 00 208 South LaSalle Street, Suite 1540 Forum Partners Luncheon Chicago, IL 60604

51 ACE MENTOR PROGRAM OF CHICAG PUBLIC CHARITY 2/18/2011 $2,000 00 2010 McDaniel Avenue To support the 6th Annual Luncheon Evanston , IL 60201

52 INDEPENDENT SECTOR PUBLIC CHARITY 2/18/2011 To support the Annual Conference $5,000 00 1602 L Street, NW, Suite 900 Washington , DC 20036

53 NORTHERN ILLINOIS FOOD BANK PUBLIC CHARITY 2/18/2011 To support the 12th Annual Donor $175000 600 Industrial Drive Appreciation Dinner St Charles, IL 60174-2484

54 THE NATIONAL MUSEUM OF MEXICAI PUBLIC CHARITY 2/18/2011 To support the Fiesta Silent Art $500 00 1852 West 19th Street Auction for Francisco G Mendoza Chicago, IL 60608

55 A RED ORCHID THEATRE PUBLIC CHARITY 2/7/2011 To pay TMI Energy for 75% $10,000 00 1531 North Wells Street, #5 completion of HVAC work Chicago, IL 60610

56 PETER CONWAY INDIVIDUAL 2/18/2011 Distribution from Artist Fund $2,300 00 12858 Wahl Street Chicago , IL 60601

57 NATIONAL CONFERENCE OF STATE I PUBLIC CHARITY 3/2/2011 To cover travel expenses for one IL $1,700 00 444 North Capitol Street, NW, Suite 342 Historic Preservation Agency staff Washington , DC 20001 member to attend NCSHPO's annual meeting

58 REDMOON THEATER PUBLIC CHARITY 3/3/2011 General operating support $15,000 00 1438 West Kinzie Chicago , IL 60622

59 LEAGUE OF CHICAGO THEATRES PUBLIC CHARITY 3/3/2011 General operating support $15,000 00 228 South Wabash Street. Suite 300 Chicago, IL 60604

60 THE DANCE CENTER OF COLUBIA CC PUBLIC CHARITY 3/3/2011 To support the subsidized Theatre $15,000 00 1306 South Michigan Avenue Rental Program Chicago, IL 60605

61 WOODSTOCK INSTITUTE PUBLIC CHARITY 3/3/2011 General operating support $15,000 00 29 East Madison Street, Suite 1710 Chicago, IL 60602

62 CHICAGO DRAMATISTS PUBLIC CHARITY 3/4/2011 To help the Director attend the $695 00 1105 West Chicago Avenue Association of Fundraising Chicago, IL 60622 Professionals' 2011 International Conference on Fundraising

63 CANAL CORRIDOR ASSOCIATION PUBLIC CHARITY 3/4/2011 To purchase a table at its Canal Boat $5,000 00 754 First Street Captain's Luncheon LaSalle , IL 61301

64 CROSSROADS FUND PUBLIC CHARITY 3/4/2011 To sponsor the annual benefit 'Seeds $2,500 00 3411 West Diversey, #20 of Change' Chicago, IL 60647

65 NEIGHBORHOOD HOUSING SERVICE PUBLIC CHARITY 3/4/2011 $1,419 00 To fund travel and expenses related 1279 North Milwaukee Avenue . 5th Floor to charles Leeks' Historic Chicago Chicago, IL 60622 Greystone Initiative presentation, "Public History, Preservation and the Revitalization in Practice The Historic Chicago Greystone Initiative' at the Center for the Study of Architecture in the Arab Region Conference in Amman, Jordan

66 ARCH]-TREASURES PUBLIC CHARITY 3/16/2011 General operating support $ 15,000 00 3339-41 West Division Chicago, IL 60651 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCH EDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 67 NATIONAL MUSEUM OF MEXICAN AR PUBLIC CHARITY 3/16/2011 To support the annual Sor Juana $10,00000 1852 West 19th Street Performing Arts Series Chicago, IL 60609

68 CHICAGO HISTORY MUSEUM PUBLIC CHARITY 3/16/2011 To support the exhibition 'Out in $10,000 00 1601 North Clark Street Chicago' Chicago, IL 60614

69 KARTEMQUIIN FILMS PUBLIC CHARITY 3/16/2011 For post production work on the film $15,00000 1901 West Wellington 'The Interupters' Chicago, IL 60657

70 IFP - CHICAGO PUBLIC CHARITY 3/16/2011 To support outreach and distribution $10,000 00 PO Box 3065 of the film 'Louder Than a Bomb' Chicago. IL 60654

71 LANDMARKS ILLINOIS PUBLIC CHARITY 3/16/2011 To fund the first deposit on the $23,050 00 53 West Jackson, Suite 1315 manufacture of nine award trophies Chicago, IL 60604 by Trek Studios

72 THE CHICAGO COMMUNITY TRUST PUBLIC CHARITY 3/17/2011 Unity Challenge 2011 $10,000 00 111 East Wacker Drive, Suite 1400 Chicago, IL 60601

73 NATIONAL CENTER FOR FAMILY PHIL PUBLIC CHARITY 3/17/2011 To support Family Foundation CEO $10,00000 1101 Connecticut Avenue, NW, Suite 220 Leadership Initiative Washington, DC 20036

74 YOUNG WOMEN'S LEADERSHIP CHAI PUBLIC CHARITY 3/24/2011 To purchase a table at its annual Girl $1,500 00 2641 South Calumet Avenue Power Benefit Luncheon Chicago, IL 60616

75 NATIONAL PUBLIC HOUSING MUSEU1 PUBLIC CHARITY 3/242011 To sponsor the 2011 Our Stones $5,000 00 University of Illinois at Chicago Awards 750 South Halsted, Suite 843 MC 117 Chicago, IL 60607

76 RIVENDELL THEATER ENSEMBLE PUBLIC CHARITY 31242011 Matching gift $4000 5775 North Ridge, #1 Chicago, IL 60660

77 ZEPHYR DANCE PUBLIC CHARITY 3/4/2011 $1,000 00 To help attend the 'Slow Tempo' 1627 North Oakley workshop held at the Beamstow Artist Chicago, IL 60647 Retreat in Mount Vernon, Maine

78 THE HYPOCRITES PUBLIC CHARITY 3/4/2011 To help attend the Arts Reach $1,500 00 National Arts Marketing & PO Box 578542 Development Conference in New Chicago, IL 60657 York City

79 SYNAPSE ARTS COLLECTIVE PUBLIC CHARITY 3/4/2011 To help attend'Bootcamp for New $500 00 1819 West Belmont, #2NE Non-Profits' at the Axelson Center for Chicago, IL 60657 Non-Profit Management at North Park University THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 80 THE NEW COLONY PUBLIC CHARITY 3/4/2011 To support four company members $1,500 00 4740 North Western, 2nd Floor attending the 2011 TCG conference in Chicago. IL 60625 Los Angeles

To help attend the National $800 00 81 CHICAGO INDEPENDENT RADIO PRO PUBLIC CHARITY 3/242011 Federation of Community 4045 North Rockwell Street Broadcasters conference in Chicago, IL 60618 Minneapolis

82 NATIONAL VETERANS ART MUSEUM PUBLIC CHARITY 3/24/2011 To help send four staff members to a $1,000 00 special course designed by Cascade 1801 South Indiana Avenue Communications to learn public Chicago, IL 60616 relations, social media and website development as well as membership and board communications, fundraising tactics and development planning

83 MORDINE & COMPANY DANCE THEA- PUBLIC CHARITY 3/24/2011 To help the Managing Director to the $875 00 1016 North Dearborn Street Arts Midwest Conference in Chicago. IL 60610 Minneapolis

84 CHICAGO A CAPPELLA PUBLIC CHARITY 3/242011 To support staffs attendance at the $1,000 00 2936 North Southport Avenue, 2nd Floor annual Chorus America national Chicago, IL 60657 conference

85 NEIGHBORHOOD WRITING ALLIANCE PUBLIC CHARITY 3/242011 $1,500 00 To provide a leadership development 1313 East 60th Street coach for the Executive Director Chicago, IL 60637

To help attend the Congress for New 86 ARCHEWORKS PUBLIC CHARITY 3/23/2011 Urbanism conference in Madison, WI $1,000 00 625 North Kingsbury Chicago, IL 60654

87 ILLINOIS CAUCUS FOR ADOLESCENT PUBLIC CHARITY 4/5/2011 General operating support $10,000 00 226 South Wabash, Suite 900 Chicago, IL 60604

NEIGHBORHOOD WRITING ALLIANCE PUBLIC CHARITY Return of unused portion of grant ($602 13) 1313 East 60th Street Chicago, IL 60637

88 HYDE PARK ART CENTER PUBLIC CHARITY 4/7/2011 To support the Spring Gala $1,000 00 5020 South Cornell Chicago , IL 60615

89 NATIONAL PUBLIC HOUSING MUSEU7 PUBLIC CHARITY 4/7/2011 Matching gift $500 00 750 South Halsted. Suite 843 Chicago, IL 60607

90 CORN PRODUCTIONS PUBLIC CHARITY 4/72011 To help pay the tuition of the VP to $900 00 4210 North Lincoln Avenue attend the Website Design for Chicago , IL 60618 Marketers Certificate Program at DePaul

i o pay me miuon io seno me 91 GENE SISKEL FILM CENTER PUBLIC CHARITY 4/7/2011 Associate Director of Development to $585 00 164 North State Street attend an 8-week course, "Effective Chicago, IL 60601 Writing in Business and the Professions' at the Graham School of General Studies

92 THE LIRA ENSEMBLE PUBLIC CHARITY 47/2011 To hire a tutor to teach Polish to the $1,000 00 6525 North Sheridan Road , #CH-LL Managing Director and Sales Chicago , IL 60626 Manager

93 PORTOLUZ PUBLIC CHARITY 4/72011 To help send the Executive Director to $1,000 00 1310 West Thomdale the Rockwood Leadership Institute's Chicago . IL 60660 Art of Leadership workshop in San Francisco THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT

To help send one of the 94 THIRD COAST PERCUSSION PUBLIC CHARITY 4/7/2011 percussionists, who also serves as $1,000 00 2105 West Eastwood Avenue , #3 finance director, for training to learn Chicago . IL 60625 accounting skills

95 SHRINER'S HOSPITAL FOR CHILDREf PUBLIC CHARITY 4/7/2011 General operating support $1,500 00 2211 North Oak Park Avenue Chicago, IL 60707

To help send the Executive Director to 96 FULCRUM POINT NEW MUSIC PROJE PUBLIC CHARITY 4/14/2011 a 3-day management course, $70500 359 West Belden 'Essentials of Fundraising and Chicago, IL 60614 Marketing' at the Center for Nonprofit Management at Northwestern University's Kellogg School of Management

97 FRIENDS OF STONE ACADEMY PUBLIC CHARITY 4/14/2011 Matching gift $200 00 6239 North Leavitt Street Chicago, IL 60654

98 REDMOON PUBLIC CHARITY 4/14/2011 To provide in-depth training for the $1,500 00 1438 West Kinzie Street marketing team so they can make full Chicago, IL 60622 use of the new, interactive website

99 ASSOCIATION OF FUNDRAISING PRO PUBLIC CHARITY 4/1412011 To support the 35th Annual $2,500 00 1755 Park Street, Suite 260 Philanthropy Luncheon Naperville, IL 60563

To purchase a table at the M11 100 ILLINOIS HUMANITIES COUNCIL PUBLIC CHARITY 4/14/2011 Public Humanities Award Benefit $2,500 00 17 North State Street, Suite 1400 Luncheon Chicago, IL 60602

101 ARCHEWORKS PUBLIC CHARITY 4/14/2011 To support a public reading of 'The $1,00000 625 North Kingsbury Street Glass House' during the Architecture Chicago, IL 60654 and Design Film Festival

102 ARCHEWORKS PUBLIC CHARITY 4/14/2011 To support the Architecture and $5,000 00 625 North Kingsbury Street Design Film Festival Chicago, IL 60654

To help two members of the 103 REMBRANDT CHAMBER PLAYERS PUBLIC CHARITY 4/7/2011 organization attend the Chamber $1,000 00 PO Box 0547 Music America Conference in New Chicago, IL 60690 York To pay for relocation and fireproofing of seats and supporting framing, 104 DREAM THEATRE COMPANY PUBLIC CHARITY 4/5/2011 framing installation and cutting $10,000 00 518 West 18th Street flooring for new stairway, installation Chicago, IL 60654 of new bathroom and new HVAC system, framing for basement partitions and ceiling drywall, completing basement drywall, misc electrical work and new basement stairway

105 JULIA ANTONICK INDIVIDUAL 5/6/2011 To support the concert "Duologue $3,000 00 1337 1/2 West Estes Avenue. #33 Chicago , IL 60626

106 DANCE WORKS CHICAGO PUBLIC CHARITY 5/9/2011 To help the CEO attend a five-day $1,000 00 1016 North Dearborn Parkway training session in San Francisco to Chicago, IL 60610 learn how to use the new date management system

107 LAWYERS' COMMITTEE FOR BETTER PUBLIC CHARITY 5/132011 To support an AmenCorpsArsta $5,000 00 100 West Monroe , Suite 1800 volunteer during the summer Chicago , IL 60603

108 COMMUNITY MEDIA WORKSHOP PUBLIC CHARITY 5/132011 To support conference scholarships to $5,000 00 Columbia College 'Making Media Connections' and a 600 South Michigan fishbowl discussion/reception for Chicago, IL 60605 Community News Matters Local Reporting Awardees THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED URPOSE OF DISTRIBUTION MOUNT

109 NETWORK OF ENSEMBLE THEATERS PUBLIC CHARITY 5/13/2011 $ 1,500 00 1709 North Avenue 56 To subsidize the participation of Los Angeles , CA 90042 Chicago-based ensembles and small organizations in the 'ABC's of Ensemble and Board Leadership' 110 METROPOLITAN PLANNING COUNCIL PUBLIC CHARITY 5/13/2011 Registration for annual luncheon $15000 140 South Dearborn Street, Suite 1400 Chicago, IL 60603

111 RIVER ROCK CHURCH PUBLIC CHARITY 5/13/2011 Matching gift $16000 6060 Belding Road Rockford , MI 49341

112 CHICAGO JAZZ PHILHARMONIC PUBLIC CHARITY 5/13/2011 To help send three senior staff $ 1,00000 PO Box 805330 members to the Arts Midwest Chicago, IL 60680-5330 Conference in Minneapolis

113 FREE STREET THEATER PUBLIC CHARITY 5/ 13/2011 To help the Executive Director and a $1,000 00 1419 West Blackhawk teaching artist attend the 3-day Chicago , IL 60642 Theater Communications Group National Conference in Los Angeles

114 STILL POINT THEATRE COLLECTIVE PUBLIC CHARITY 5/ 13/2011 To help two of the administrative staff $708 50 4300 North Hermitage Avenue attend the workshop "Mastering Chicago, IL 60613 Workflow'

115 NEIGHBORHOOD WRITING ALLIANCE PUBLIC CHARITY 5/13/2011 To purchase a table at "Every Person $5,000 00 1313 East 60th Street, Room 238 Is a Philosopher Chicago, IL 60637

116 GRANTMAKERS IN THE ARTS PUBLIC CHARITY 5/13/2011 For membership dues and general $2,000 00 4055 21st Avenue West. Suite 100 operating support Seattle , WA 98199-1247

117 COMMUNITY RENEWAL SOCIETY PUBLIC CHARITY 5/16/2011 To help support investigative reporting $20,000 00 332 South Michigan Avenue , Suite 500 by The Chicago Reporter Chicago, IL 60604

118 STORYCATCHERS THEATRE PUBLIC CHARITY 5/16/2011 To support programs for the youth $25,000 00 920 North Franklin Stree, Suite 302 2nd year of a 2-year grant Chicago, IL 60610

119 THE NEW PRESS PUBLIC CHARITY 5/16/2011 General operating support 5th year $5,000 00 38 Greene Street of a 5-year grant New York , NY 10013

120 AMERICAN ARCHITECTURAL FOUNDS PUBLIC CHARITY 5/16/2011 To support the National Mayors $25,000 00 1799 New York Avenue NW Summit on City Design Washington , DC 20006

121 WOMEN'S BUSINESS DEVELOPMENT PUBLIC CHARITY 5/ 16/2011 To support the Centers Child Care $15,000 00 8 South Michigan , Suite 400 Business Program Chicago, IL 60603

122 PARTNERS FOR SACRED PLACES PUBLIC CHARITY 5/16/2011 To support the Performing Arts in $50,000 00 1700 Sansom Street Chicago's Sacred Places Project Tenth Floor Philadelphia, PA 19103

123 CENTER FOR ECONOMIC PROGRESS PUBLIC CHARITY 5/16/2011 General operating support 1st year $40.00000 29 East Madison , Suite 910 of a 2-year grant Chicago , IL 60602

124 ASSOCIATION FOR PRESERVATION 1 PUBLIC CHARITY 5/ 162011 For the Building Technology Heritage $ 15,000 00 3085 Stevenson Drive , Suite 200 Library Springfield , IL 62703

125 LISC/CHICAGO PUBLIC CHARITY 5/16/2011 To support the Driehaus Foundation $62,400 00 135 South LaSalle Street, Suite 2230 Awards for Architectural Excellence in Chicago . IL 60603 CommunityDesign 1st year of a 3- year grant THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED URPOSE OF DISTRIBUTION MOUNT

126 ACTIVE TRANSPORTATION ALLIANCE PUBLIC CHARITY 5/16/2011 To support the Better Blocks Program $25,000 00 9 West Hubbard Street, Suite 402 Chicago. IL 60654

127 DANCE USA PUBLIC CHARITY 5/16/2011 To enable Chicago-based dance $5,000 00 1111 16th Street NE, Suite 300 professionals to attend Dance USA's Washington, DC 20036 2011 Annual Conference

128 OIL PAINTERS OF AMERICA PUBLIC CHARITY 5/16/2011 For the Dorothy Mellin Fellowship for $20,000 00 7508 Vida Avenue Midwestern Artists Village of Lakewood, IL 60014

129 COOPER-HEWITT NATIONAL DESIGN PUBLIC CHARITY 5/16/2011 To support the exhibition "What is $10,00000 2 East 91st Street Design? How Design Shapes the New York, NY 10128 Way We Live'

130 CHICAGO ARCHITECTURE FOUNDAT PUBLIC CHARITY 5/16/2011 General operating support 1st year $25,000 00 224 South Michigan Avenue of a 2-year grant Chicago, IL 60604

131 THE CIESLA FOUNDATION PUBLIC CHARITY 5/16/2011 For the Rosenwald Schools Film $15,000 00 3721 Jennifer Street NW Project Washington, DC 20015

132 SARGENT SHRIVER NATIONAL CENTI PUBLIC CHARITY 5/16/2011 To support the benefit performance $5,000 00 111 North Wabash Avenue, Suite 500 featuring Samantha Bee Chicago, IL 60602

133 BETTER GOVERNMENT ASSOCIATIOI PUBLIC CHARITY 5/16/2011 To support BGA's Investigative Unite $100,000 00 223 West Jackson, #620 and Investigative Journalism Awards Chicgao, IL 60603 1st year of a 2-year grant

134 THE LAW PROJECT PUBLIC CHARITY 5/16/2011 To support the Home Ownership $25,000 00 100 North LaSalle Street, Suite 600 Program Chicago, IL 60602

135 FRIENDS OF THE PARK PUBLIC CHARITY 5/16/2011 To support the Public Trust Research $40,000 00 17 North State, Suite 1450 and Policy Program 1st year of a 2- Chicago, IL 60602 year grant

136 FRANCINE J SANDERS INDIVIDUAL 5/16/2011 To support efforts in researching and $10.00000 2742 West Sunnyside Avenue, #2 writing an article about police brutality Chicago. IL 60625 and an examination of the role of civilians in police brutality cases

137 ARTS ALLIANCE ILLINOIS PUBLIC CHARITY 5/18/2011 To support the One State Together in $3,500 00 203 North Wabash, Suite 1920 the Arts Conference Chicago, IL 60601

138 HYDE PARK ALLIANCE FOR ARTS & C PUBLIC CHARITY 5/232011 To help support the organization's $40000 5100 South Hyde Park Blvd participation in the One State Illinois Chicago, IL 60615 Conference in Bloomington/Normal

139 BACKSTAGE THEATRE COMPANY PUBLIC CHARITY 5/16/2011 General operating support 2nd year $7.50000 PO Box 118142 of a 2-year grant Chicago, IL 60611

140 BUFFALO THEATRE ENSEMBLE PUBLIC CHARITY 5/16/2011 General operating support 2nd year $8,500 00 425 Fawell Boulevard of a 2-year grant Glen Ellyn, IL 60137

141 THE BUILDING STAGE PUBLIC CHARITY 5/162011 General operating support 2nd year $7,500 00 1044 West Kinzie of a 2-year grant Chicago, IL 60642

142 CORN PRODUCTIONS PUBLIC CHARITY 5/16/2011 General operating support 2nd year $5,000 00 4210 North Lincoln of a 2-year grant Chicago, IL 60618

143 THE DANCE COLECTIVE PUBLIC CHARITY 5/16/2011 General operating support 2nd year $8.00000 300 North State. Suite DD of a 2-year grant Chicago, IL 60610

144 STEEP THEATRE COMPANY PUBLIC CHARITY 5/16/2011 General operating support 2nd year $7,500 00 1115 West Berwyn of a 2-year grant Chicago, IL 60640 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT

145 WALKABOUT THEATRE COMPANY PUBLIC CHARITY 5/16/2011 General operating support 2nd year $6,000 00 3241 North Ravenswood of a 2-year grant Chicago, IL 60657

146 MORDINE & COMPANY DANCE THEK PUBLIC CHARITY 5/27/2011 To help send the Managing Director $875 00 1016 North Dearborn Street to attend the Arts Midwest Chicago, IL 60610 Conference in Minneapolis

147 STEEL BEAM THEATRE PUBLIC CHARITY 6/3/2011 General operating support $5,000 00 111 West Main Street St Charles, IL 60174

148 YOUNG WOMEN 'S LEADERSHIP CHAP PUBLIC CHARITY 6/8/2011 General operating support 1st year $ 15.00000 2641 South Calumet Avenue of a 3 year grant Chicago . IL 60616

149 WOMEN 'S INITIATIVE FOR SELF EMPI PUBLIC CHARITY 6/8/2011 To support research and public policy $ 15,000 00 51917th Street, Suite 110 efforts to support expansion Oakland , CA 94613

150 DONORS FORUM PUBLIC CHARITY 6/8/2011 General operating support 1st year $ 12,000 00 309 South LaSalle Street , Suite 1540 of a 3 year grant Chicago , IL 60604

151 WOMEN EMPLOYED INSTITUTE PUBLIC CHARITY 6/8/2011 To support a new partnership with the $15,000 00 111 North Wabash Avenue , Suite 1300 City Colleges aimed at improving Chicago, IL 60602 student supports

152 CHICAGO' S HUMANITIES FESTIVAL PUBLIC CHARITY 6/8/2011 To support Jeanne Gang 's session at $7,500 00 500 North Dearborn , Suite 825 the Festival on 11/6/11 Chicago, IL 60610

153 LAKEVIEW ACTION COALITION PUBLIC CHARITY 6/8/2011 $8,000 00 3225 North Sheffield To support its work using historic Chicago , IL 60618 preservation to organize community members in Lincoln Park around the redevelopment of the Children's Memorial Hospital site 154 UPWARDLY GLOBAL PUBLIC CHARITY 6/8/2011 General operating support $15,000 00 203 North Wabash , Suite 2200 Chicago , IL 60601

155 THE NEWS LITERACY PUBLIC CHARITY 6/8/2011 Increase its focus on ivestigative $9,500 00 5525 Devon Road reporting in middle schools and high Bethesda, MD 20814 schools in Chicago

156 THE CULTURAL LANDSCAPE FOUND, PUBLIC CHARITY 6/8/2011 To improve the 'Mat's Out There' $30,000 00 1909 Que Street NW, Third Floor website and help pay for a 'What's Washington . DC 20009 Out There' weekend in Chicago

157 ILL ASSOC OF HIST PRES COMMIS PUBLIC CHARITY 6/812011 To support the 2011 IL State Historic $20,000 00 PO Box 5337 Preservation Conference Springfield , IL 62705

158 ASSOCIATION OF MIDWEST MUSEUIr PUBLIC CHARITY 6/8/2011 To support the 84th Annual $ 15,000 00 PO Box 11940 Conference SL Louis, MO 63112

159 ENVIRONMENTAL LAW AND POLICY ( PUBLIC CHARITY 6/8/2011 Matching Grant - to support its new $20,000 00 35 East Wacker Drive , Suite 1600 eco-office in Chicago Chicago , IL 60601

160 LANDMARKS ILLINOIS PUBLIC CHARITY 6/8/2011 To fund the 2nd deosit on the $ 12,200 00 53 West Jackson, Suite 1315 manufacture of 9 award trophies by Chicago . IL 60604 Trek Studios

161 ELEMENTS CONTEMPORARY BALLET PUBLIC CHARITY 6/8/2011 General operating support 1st year $5,50000 1908 West Farwell Avenue, #2 of a 2 year grant Chicago , IL 60626

162 DONORS FORUM PUBLIC CHARITY 6/8/2011 General operating support - Amount $5,896 99 208 South LaSalle Street , Suite 1540 over dues Chicago . IL 60604

163 RAPE VICTIM ADVOCATES PUBLIC CHARITY 6/8/2011 To support the 2011 Visionary Awards $3,000 00 180 North Michigan Avenue . Suite 600 Gala Chicago , IL 60601 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT

164 AUDITORIUM THEATRE OF ROOSEVE PUBLIC CHARITY 6/8/2011 To support "Hands Together, Heart to $5.00000 50 East Congress Art' Chicago, IL 60605

165 THE CHICAGO PUBLIC LIBRARY FOUI PUBLIC CHARITY 6/14/2011 To support the Vivian G Harsh $25,000 00 20 North Michigan Avenue , Suite 520 Collection Chicago. IL 60602

166 REBUILD FOUNDATION PUBLIC CHARITY 6/14/2011 To support the business plan and $ 15,000 00 6918 South Dorchester legal structure to separate for-profit Chicago, IL 60637 from not-for-profit activities

167 WTTW PUBLIC CHARITY 6/142011 To support investigative and public $50,000 00 5400 North St Louis Avenue service journalism - 2nd year of a 2 Chicago , IL 60625 year grant

168 COMMUNITY MEDIA WORKSHOP PUBLIC CHARITY 6/ 142011 General operating support 2nd year $25,000 00 600 South Michigan of a 2 year grant Chicago, IL 60605

169 GARFIELD PARK CONSERVATORY AL PUBLIC CHARITY 6/14/2011 To support the City Backyard Garden $ 10,000 00 300 North Central Park Avenue project Chicago, IL 60624

170 CHICAGO INTERNATIONAL MOVIES A PUBLIC CHARITY 6/14/2011 Fiscal Agent for Cine Parallax to $10,000 00 1658 North Milwaukee Avenue , Suite 270 support the documentary *Parallax Chicago, IL 60647 Sounds'

171 NORTHERN ILLINOIS FOOD BANK PUBLIC CHARITY 6/17/2011 For landscaping at the new $5,000 00 600 Industrial Drive Community Nutrition and Food St Charles , IL 60174 Distribution Center in Geneva, II

172 HENRY HORNER WEST HAVEN LOCA PUBLIC CHARITY 6/ 17/2011 Homer $50000 123 North Maypole Street, Suite 123 Reunion Picnic Chicago, IL 60612

173 CYSTIC FIBROSIS FOUNDATION PUBLIC CHARITY 6/27/2011 Matching gift $80000 2150 Towne Centre Place , Suite 120 Anaheim, CA 92806

174 CAFFEINE THEATRE PUBLIC CHARITY 6/27/2011 General operating support $5,000 00 PO Box 1904 Chicago , IL 60690

175 JEWISH COUNCIL ON URBAN AFFAIR PUBLIC CHARITY 6/27/2011 To support the Rabbi Robert J Marx $ 1,000 00 610 South Michigan Avenue, Suite 500 Social Justice Awards Dinner and to Chicago , IL 60605 honor Rberta Nechin

176 MARY-ARRCHIE THEATRE COMPANY PUBLIC CHARITY 6/8/2011 General operating support 1st year $9,000 00 7548 North Bell of a 2 year grant Chicago, IL 60645

177 CHICAGO FOLKS OPERETTA, NFP PUBLIC CHARITY 6/8/2011 General operating support 1st year $5,500 00 512 South Scoville Avenue of a 2 year grant Oak Park , IL 60304

178 NATIONAL PASTIME THEATER PUBLIC CHARITY 6/6/2011 General operating support $7,000 00 4139 North Broadway Chicago , IL 60613

179 SERENDIPITY THEATRE PUBLIC CHARITY 6/8/2011 General operating support $7,000 00 4043 North Ravenswood Chicago , IL 60613

180 ATTIC PLAYHOUSE, INC PUBLIC CHARITY 6/82011 General operating support 1st year $5,500 00 PO Box 10 of a 2 year grant Highland Park , IL 60035

181 ECLIPSE THEATRE COMPANY PUBLIC CHARITY 6/8/2011 General operating support 1st year $8,000 00 4001 North Ravenswood , Suite 402 of a 2 year grant. Chicago , IL 60613

182 AMERICAN BLUES THEATER PUBLIC CHARITY 6/82011 General operating support $5,000 00 800 West Cornelia Avenue, #204 Chicago . IL 60657

183 VINTAGE THEATER COLLECTIVE PUBLIC CHARITY 6/82011 General operating support $4,000 00 2300 West Winnemac Avenue. #3 Chicago , IL 60625 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED URPOSE OF DISTRIBUTION MOUNT

184 POLARITY ENSEMBLE THEATRE PUBLIC CHARITY 6/8/2011 General operating support $4,000 00 135 Asbury Avenue Evanston, IL 60202

185 EVERY HOUSE HAS A DOOR PUBLIC CHARITY 6/8/2011 General operating support $5,000 00 1144 North Hoyne Chicago, IL 60622

186 CITADEL THEATRE COMPANY PUBLIC CHARITY 6/8/2011 General operating support 1st year $5,00000 1250 Longmeadow Lane of a 2 year grant Lake Forest, IL 60045

187 MUSE OF FIRE THEATRE COMPANY PUBLIC CHARITY 6/8/2011 For artists stipends $3,000 00 1712 Chancellor Street Evanston, IL 60201

188 T DANIEL PRODUCTIONS PUBLIC CHARITY 6/8/2011 General operating support $4,000 00 6619 North Campbell Avenue Chicago, IL 60645

189 CLINARD DANCE THEATRE PUBLIC CHARITY 6/8/2011 General operating support 1st year $5,000 00 1747 South Halsted, Rear of a 2 year grant Chicago. IL 60616

190 RED TAPE THEATRE COMPANY PUBLIC CHARITY 6/14/2011 General operating support $4,000 00 621 East Belmont Avenue Chicago, IL 60657

191 VIADUCT ARTS COALITION PUBLIC CHARITY 6/142011 General operating support $7,000 00 3111 North Western Avenue Chicago, IL 60618

192 CLOCKWISE THEATRE PUBLIC CHARITY 6/1412011 General operating support $5,750 00 PO Box 223 Gurnee, IL 60031

193 OAK PARK FESTIVAL THEATRE PUBLIC CHARITY 6/142011 General operating support $6,000 00 PO Box 4114 Oak Park, IL 60303

194 FRACTURED ATLAS PUBLIC CHARITY 6/15/2011 To support Synapse Arts Collective $4,00000 248 West 35th Street, 10th Floor 1st year of a 2 year grant New York, NY 10001

195 THE STRANGE TREE GROUP PUBLIC CHARITY 6/17/2011 General operating support $5,000 00 4716 North Washtenaw Chicago, IL 60625

196 MS NADIA OUSSENKO INDIVIDUAL 6/17/2011 To support the creation of a 5-10 $3,00000 5826 North Wayne Avenue, #2 minute dance film Chicago, IL 60660

197 FILAMENT THEATRE ENSEMBLE PUBLIC CHARITY 6/272011 General operating support $4,000 00 2748 West Giddings Street, Garden Apt Chicago, IL 60125

198 A RED ORCHID THEATRE PUBLIC CHARITY 6/142011 To remove old furnaces and $5,750 00 1531 North Wells St , #5 ductwork, install new furnaces, central Chicago, IL 60610 exhaust fan and ducts, 2 high efficiency condensing units and new thermostats 199 PHILIP VON ZWECK INDIVIDUAL 6/17/2011 To help with airfare and food costs $55000 PO Box 667 relating to the exhibition at the New Chicago, IL 60690 Art Dealers Association Art Fair

200 WFMT PUBLIC CHARITY 7/1/2011 Matching gift $14200 5400 North SL Louis Avenue Chicago, IL 60625

201 LOWER EAST SIDE TENEMENT MUSE PUBLIC CHARITY 7/11/2011 To implement and developthe new $25,000 00 91 Orchard Street exhibit and tour 'Minding the Store' New York, NY 10002 1st year of a 2 year grant

202 OPENLANDS PROJECT PUBLIC CHARITY 7/11/2011 General operating support $15,000 00 25 East Washington Street, Suite 1650 Chicago, IL 60602

203 CHICAGO FOUNDATION FOR WOMEN PUBLIC CHARITY 7/11/2011 To purchase two tables at the 26th $20,000 00 One East Wacker Drive, Suite 1620 Anniversary Luncheon Chicago, IL 60601 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 204 ILLINOIS INSTITUTE OF TECHNOLOG' PUBLIC CHARITY 7/11/2011 To support the creation of an Advance $22,500 00 3360 South State Street Design Studio 2nd year of a 2 year Chicago, IL 60616 grant

205 PRESERVATION CHICAGO PUBLIC CHARITY 7/11/2011 General operating support $30,00000 4410 North Ravenswood Avenue Chicago, IL 60640

206 UNIVERSITY OF ILLINOIS AT CHICAGO PUBLIC CHARITY 7/11/2011 To support of MAS Context at the $5,000 00 Grants & Contracts School of Architecture PO Box 20787 Springfield, IL 62708-0787

207 ENTERPRISE COMMUNITY PARTNER PUBLIC CHARITY 7/11/2011 To fund the Rose Architectural $20,000 00 3 Cameron Street Fellowship 3rd year of a 3 year Wellesley, MA 02482

Zoe LAKE COURT HOUSE FOUNDATION, I PUBLIC CHARITY 7/11/2011 To support restoration of former Lake $15,000 00 Court House Square County Court House PO Box 556 Crown Point, IN 46307-0556

209 REDMOON THEATER PUBLIC CHARITY 7/152011 General operating support $1,000 00 1438 West Kinzie Chicago, IL 60622

210 SARGEN SHRIVER NATIONAL CENTE PUBLIC CHARITY 7/22/2011 Matching gift $66800 50 East Washington, 5th Floor Chicago, IL 60602

211 THEATRE SEVEN OF CHICAGO PUBLIC CHARITY 7/11/2011 General operating support 1st year $5.50000 1341 West Fullerton, Suite 325 of a 2 year grant Chicago. IL 60614

212 TAMBOULA ETHNIC DANCE CORP, N PUBLIC CHARITY 7/11/2011 General operating support $4.00000 PO Box 8621 Chicago, IL 60680

213 LINKS HALL PUBLIC CHARITY 7/15/2011 To support documentation and $3,00000 3435 North Sheffield, Suite 207 marketing of Enca Mott's Victory Chicago, IL 60657

214 NEW LEAF THEATRE PUBLIC CHARITY 7/15/2011 General operating support $4,00000 2045 Lincoln Park West Chicago, IL 60614 To pay Chicago Flameproof work 215 THE SIDE PROJECT THEATRE COMPS PUBLIC CHARITY 7/11/2011 order # 211703, Con Cable & $1,31444 1439 West Jarvis Street Maintenance Steel Door Installation Chicago, IL 60626 and Schuham Builders Supply invoice # 27295

216 GISELA INSUASTE INDIVIDUAL 7/13/2011 To help pay for materials and an $1,500 00 81 Waverly Avenue, #2F assistant for the large-scale Brooklyn, NY 11205 installation in the lobby of the Lehman College Art Gallery in the Bronx

217 LIVE THE SPIRIT RESIDENCY PUBLIC CHARITY 8/4/2011 To help send the Executive Director to $1,500 00 5524 South Honore New York City to attend the Chicago, IL 60636 Association of Performing Arts Presenters Conference 218 FIFTH HOUSE ENSEMBLE PUBLIC CHARITY 8/4/2011 To support a series of three acting $50000 7200 North Rogers Avenue workshops with director and coach Chicago, IL 60645 Robert Quinlan

219 VINTAGE THEATER COLLECTIVE PUBLIC CHARITY 8/9/2011 To support a 2-day imporvisation $1,000 00 2300 West Winnemac, #3 workshop led by members of The Chicago, IL 60625 Improvised Shakespeare Company

220 MUSE OF FIRE THEATRE COMPANY PUBLIC CHARITY 8/122011 To help sent the Artistic Director and $1,200 00 1712 Chancellor Street a Board Member to the Shakespeare Evanston, IL 60201 Theatre Association Conference in Orlando

221 CHICAGO ARTISTS' COALITION PUBLIC CHARITY 8/252011 To help cover costs to send the $50000 2010 West Pierce Avenue. Suite 102 Director of Membership and Programs Chicago, IL 60622 to classes at Kellogg School of Management's Executive Scholars Program 222 CARLOS JAVIER ORTIZ INDIVIDUAL 8/12011 To support the long-term $10.00000 1755 East 55th, Unit 505 documentary photography project, Chicago. IL 60615 'Too Young to Die' THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 223 BALL STATE UNIVERSITY PUBLIC CHARITY 8/1/2011 To support Edward Wolner's $10,000 00 200 West University Avenue continued research on Chicago Muncie , IN 47306 skyscrapres for the book "Skyscraper Romances from the Great War through the Great Depression'

224 VIVIAN G HARSH SOCIETY PUBLIC CHARITY 8/9/2011 To support the Timuel D Black , Jr $2,500 00 PO Box 438157 Fund Dinner Chicago, IL 60643

225 CHICAGO PUBLIC ART GROUP PUBLIC CHARITY 8/9/2011 For a book on William Walker $5,000 00 1259 South Wabash Chicago , IL 60605

226 GARFIELD PARK CONSERVATORY AL PUBLIC CHARITY 8/9/2011 To help restore the Conservatory after $5,000 00 300 North Central Park Avenue it suffered severe damage during a Chicago, IL 60624 hail stom

227 ILLINOIS HISTORIC PRESERVATION F PUBLIC CHARITY 8/9/2011 For travel costs for 3 people to speak $1,275 00 313 South 6th Street at the Amencan Association for State Springfield, IL 62701 and Local History Annual Conference in Richmond

228 ASIAN IMPROV ARTS MIDWEST PUBLIC CHARITY 8/9/2011 $5,000 00 1012 South Kenilworth Avenue To support the continued interviewing Oak Park , IL 60304 of Japanese Americans who settled in Chicago after release from WWII internment camps

229 FAMILY VIOLENCE PREVENTION CEN PUBLIC CHARITY 8/9/2011 General operating support $5,000 00 PO Box 187 Chapel Hill, NC 27514

230 ILLINOIS ACTION FOR CHILDREN PUBLIC CHARITY 8/12/2011 To support the 'A Night to Shine' $1,000 00 4753 North Broadway . Suite 1200 annual benefit Chicago , IL 60640

231 CHICAGO SNCC HISTORY PROJECT PUBLIC CHARITY 8/122011 To support the public launch of the $5,000 00 1448 East 52nd Street Chicago SNCC History archives at the Chicago, IL 60615 Vivian G Harsh Collection with 'An Afternoon with Dick Gregory'

232 HOLSTEN HUMAN CAPITAL DEVELOF PUBLIC CHARITY 8/122011 To support the First Annual $10000 1333 North Kingsbury, Suite 305 Fundraiser and Community Chicago, IL 60642

233 COOLIDGE CORNER THEATRE FOUN PUBLIC CHARITY 8/192011 To support the exhibition of foreign $20,000 00 290 Harvard Street Brookline. MA 02446

234 LOYOLA UNIVERSITY MUSEUM OF AF PUBLIC CHARITY 8/19/2011 Matching grant 2nd year of a 2-year $12,500 00 820 North Michigan Avenue grant Chicago, IL 60611

ALA CHICAGO PUBLIC CHARITY 8/19/2011 Void $000 35 East Wacker Drive , Suite 250 Chicago , IL 60601

235 CENTER FOR PUBLIC INTEGRITY PUBLIC CHARITY 8/19/2011 $10,000 00 To support the International 910 17th Street NW Consortium of Investigative Washington , DC 20006 Journalists and Chicago Tribune in investigative report on the criminal justice system

236 ARCHEWORKS PUBLIC CHARITY 8/192011 Planning grant for Connect to ACTion $15,000 00 625 North Kingsbury Chicago, IL 60610 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 237 ARTS & BUSINESS COUNCIL OF CHIC PUBLIC CHARITY 8/19/2011 General operating support 1st year $30,00000 70 East Lake Street, Suite 1200 of a 2-year grant Chicago, IL 60601

238 EMERGENCY FUND PUBLIC CHARITY 8/19/2011 Flexible Financial Fund 1st year of a $25,000 00 651 West Washington. Suite 504 2-year grant Chicago, IL 60661

239 METROPOLITAN PLANNING COUNCIL PUBLIC CHARITY 8/19/2011 To support Placemaking Chicago $25,000 00 140 South Dearborn. Suite 1400 Chicago, IL 60603

240 CHICAGO COMMUNITY FOUNDATION PUBLIC CHARITY 8/19/2011 For Arts Work Fund for Organizational $30,000 00 111 East Wacker Drive, Suite 1400 Development 1st year of a 2-year Chicago, IL 60601 grant

241 EXECUTIVE SERVICE CORPS OF CHI, PUBLIC CHARITY 8/19/2011 To support the Urgent Action Team $ 15,000 00 25 East Washington , Suite 1500 Chicago , IL 60602

242 CHICAGO REHAB NETWORK PUBLIC CHARITY 8/19/2011 General operating support $15,000 00 53 West Jackson Blvd Chicago , IL 60604

243 NATIONAL PUBLIC HOUSING MUSEUI PUBLIC CHARITY 8/19/2011 General operating support $100,000 00 750 South Halsted , Suite 843 MC 117 Chicago , IL 60607

244 THE CARA PROGRAM PUBLIC CHARITY 8/19/2011 General operating support $25,000 00 237 South Desplaines Chicago, IL 60661

245 SARGENT SHRIVER NATIONAL CENTI PUBLIC CHARITY 8/19/2011 General operating support 1st year $35,000 00 111 North Wabash Avenue. Suite 500 of a 2-year grant Chicago, IL 60602

246 CHICAGO CULTURAL ALLIANCE PUBLIC CHARITY 8/19/2011 Matching grant $10,000 00 4626 North Knox Avenue Chicago , IL 60630

247 CROSSROADS FUND PUBLIC CHARITY 8/1912011 To support the Women & Children $1,000 00 3411 West Drversey , Suite 20 Firsts Women's Voices Weekend Chicago , IL 60647

248 CHICAGO OFFICE OF TOURISM & CUI PUBLIC CHARITY 8/19/2011 For technical assistance workshops $5,000 00 78 East Washington Street on assessing fiscal health through the Chicago , IL 60602 Cultural Data Project for small arts organizations that are grantees of The Richard H Driehaus Foundation, City Arts and/or the Illinois Arts Council

249 LATINO POLICY FORUM PUBLIC CHARITY 8/25/2011 To support the first ever "Latines and $1,000 00 20 East Jackson , Suite 1550 the Changing Face of America" policy Chicago . IL 60604 briefing and fundraising breakfast

250 HEALTH & MEDICINE POLICY RESEAf PUBLIC CHARITY 8/25/2011 To support the 30th anniversary $5,000 00 29 East Madison Street, Suite 602 celebration Chicago, IL 60602

251 FAMILY DEFENSE CENTER PUBLIC CHARITY 8/252011 To support the 3rd annual benefit $12500 70 East Lake Street, #1100 Chicago . IL 60601

252 KUUMBA LYNX PUBLIC CHARITY 9/2/2011 To help send staff and youth $1,000 00 4501 North Clarendon , 2nd Floor members to the annual Urban Word CPD Ails Pamter conference "Beyond Violence Chicago , IL 60640 Promoting Healing Through Spoken Word. Hip•Hop-Urban Arts and Critical Pedagogy" in New York City

253 3ARTS PUBLIC CHARITY 9/2!2011 To help send 3Arts board member $1,075 00 180 North Michigan Avenue. #305 and Art Work Fund Director to attend Chicago, IL 60601 the Grantmakers in the Arts pre- conference on Art & Technology, along with one full day of the regular conference

254 CLINARD DANCE THEATRE PUBLIC CHARITY 9/12/2011 To support one-on-one study for the $750 00 1747 South Halsted , Rear Studio Artistic Director with a prefessional Chicago. IL 60608 flamenco singer to strenghten her THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT teaching of flamenco dance

255 AGUIJON THEATER COMPANY PUBLIC CHARITY 9/12/2011 To support the hiring of a tutor who $1.00000 2707 North Laramie Avenue will conduct a 10-week computer Chicago. IL 60639 training course in Spanish for 5 company members

256 A LONG WALK HOME PUBLIC CHARITY 9/2/2011 To support the 2011-2012 Girl/Fnends $2,50000 1658 North Milwaukee Avenue, Suite 104 Leadership Institute Chicago. IL 60647

257 CONGRESS FOR THE NEW URBANIST PUBLIC CHARITY 9/9/2011 To support Strategic Plan $10,000 00 140 South Dearborn, Suite 310 Chicago, IL 60603

258 DUSABLE MUSEUM AFRICAN AMERIC PUBLIC CHARITY 9/9/2011 To support the exhibit 'Geoffrey and $20,00000 Carmen A Memoir in Four 740 East 56th Place Movements Chicago, IL 60637

259 CITY LORE PUBLIC CHARITY 9/9/2011 To fund the film protect 'She's $10,000 00 286 13th Street Beautiful When She's Angry' Brooklyn, NY 11215

260 PUBLIC ARCHITECTURE PUBLIC CHARITY 9/9/2011 General operating support Matching $15,000 00 1211 Folsom Street, 4th Floor grant San Francisco, CA 94103

261 LANDMARKS ILLINOIS PUBLIC CHARITY 9/9/2011 To support the Richard H Driehaus $25,650 00 53 West Jackson, Suite 1315 Preservation Awards Remainder of Chicago, IL 60604 the 1st year's payment of a 3-year grant

262 WEST MICHIGAN SPINA BIFIDA ASSO PUBLIC CHARITY 9/9/2011 Matching gift $10000 235 Wealthy St SE Grand Rapids, Ml 49503

263 DONORS FORUM PUBLIC CHARITY 9/9/2011 To support the Members' Breakfast $150 00 208 South LaSalle Street. Suite 1540 with Mayor Rahm Emanuel Chicago, IL 60604

264 WBEZ PUBLIC CHARITY 9/23/2011 Matching gift $12000 Navy Pier 848 East Grand Avenue Chicago, IL 60611

265 FREE STREET THEATER PUBLIC CHARITY 9/23/2011 Matching gift $25000 1419 West Blackhawk Chicago, IL 60642

266 OPENLANDS PUBLIC CHARITY 9/23/2011 To purchase a table at the 2011 $1.50000 25 East Washington Street. Suite 1650 Annual Luncheon Chicago, IL 60602

267 YWCA METROPOLITAN CHICAGO PUBLIC CHARITY 9/23/2011 To support the Heart of the Matter $600 00 360 North Michigan Avenue. #300 Luncheon Chicago, IL 60601

268 LAWYERS FOR THE CREATIVE ARTS PUBLIC CHARITY 9/23/2011 Luncheon $25000 213 West Institute Place, Suite 403 Chicago, IL 60610

269 CHICAGO PUBLIC LIBRARY FOUNDA1 PUBLIC CHARITY 9/23/2011 To support the 2011 Carl Sandburg $87000 20 North Michigan Avenue, #20 Literary Awards Dinner (Check for Chicago. IL 60602 $1000 less $130 FMV)

270 PORTLAND STATE UNIVERSITY PUBLIC CHARITY 9/30/2011 To transcribe interviews that will be $6,250 00 School of Fine and Performing Arts conducted as part of the AIA Latrobe Department of Architecture Research PO Box 751 Portland, OR 97207

271 500 CLOWN PUBLIC CHARITY 9/9/2011 General operating support 3rd year $10,000 00 161 West Hamson Street, Apt 1206 of a 3-year grant Chicago, IL 60605 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED URPOSE OF DISTRIBUTION MOUNT

272 BACK OF THE YARDS NEIGHBORHOC PUBLIC CHARITY 9/9/2011 General operating support 3rd year $ 12,00000 1751 West 47th Street, 2nd Floor of a 3-year grant Chicago, IL 60609

273 CHICAGO MOVING COMPANY PUBLIC CHARITY 9/9/2011 General operating support 3rd year $12,000 00 3035 North Hoyne of a 3-year grant Chicago, IL 60618

274 THE CHICAGO JAZZ PHILHARMONIC PUBLIC CHARITY 9/9/2011 General operating support 3rd year $ 12,000 00 1111 North Wells Avenue , Suite 501 of a 3-year grant Chicago, IL 60610

275 COLLABORACTION THEATRE COMPA PUBLIC CHARITY 9/9/2011 General operating support 3rd year $15,000 00 437 North Wolcott , Studio 12 of a 3-year grant Chicago, IL 60622

276 DEEPLY ROOTED PRODUCTIONS PUBLIC CHARITY 9/9/2011 General operating support 2nd year $ 17,000 00 218 South Wabash Avenue , 3rd Floor of a 2-year grant Chicago, IL 60604

277 EIGHTH BLACKBIRD PUBLIC CHARITY 9/9/2011 General operating support 3rd year $12,000 00 848 Dodge Avenue , #331 of a 3-year grant Chicao. IL 60202

278 FREE STREET PROGRAMS PUBLIC CHARITY 9/9/2011 General operating support $ 12,000 00 1419 West Blackhawk, 3rd Floor Chicago, IL 60622

279 FULCRUM POINT NEW MUSIC PROJE PUBLIC CHARITY 9/9/2011 General operating support 2nd year $13,000 00 359 West Belden of a 2-year grant Chicago, IL 60614

280 GRIFFIN THEATRE COMPANY PUBLIC CHARITY 9/9/2011 General operating support 2nd year $ 13,000 00 3711 North Ravenswood Avenue of a 2-year grant Chicago, IL 60613

281 THE HOUSE THEATRE OF CHICAGO PUBLIC CHARITY 9/9/2011 General operating support 3rd year $ 15,000 00 4611 North Ravenswood , Suite 201 of a 3-year grant Chicago , IL 60640

282 THE HYPCRITES PUBLIC CHARITY 9/9/2011 General operating support 2nd year $13,000 00 4527 North Ravenswood , Suite 300 of a 2-year grant Chicago , IL 60640

283 NATYA DANCE THEATRE PUBLIC CHARITY 9/9/2011 General operating support 3rd year $ 15,000 00 410 South Michigan Avenue , Suite 725 of a 3-year grant Chicago. IL 60605

284 THE NEO-FUTURISTS PUBLIC CHARITY 9/9/2011 General operating support 2nd year $17,000 00 5153 North Ashland Avenue of a 3-year grant Chicago. IL 60640

285 ORION CHAMBER ENSEMBLE PUBLIC CHARITY 9/9/2011 General operating support 2nd year $7,000 00 1107 Fischer Drive of a 2-year grant Addison , IL 60101

286 PORCHLIGHT MUSIC THEATRE CHIC) PUBLIC CHARITY 9/9/2011 General operating support 3rd year $ 18,00000 2814 North Lincoln Avenue of a 3-year grant Chicago , IL 60657

287 RAVEN THEATRE PUBLIC CHARITY 9/9/2011 General operating support 3rd year $ 12,000 00 6157 North Clark Street of a 3-year grant Chicago. IL 60660

288 REMBRANDT CHAMBER PLAYERS PUBLIC CHARITY 9/9/2011 General operating support 2nd year $7,000 00 PO Box 0547 of a 2-year grant Chicago , IL 60690

289 SALT CREEK BALLET PUBLIC CHARITY 9/9/2011 General operating support 2nd year $10,000 00 98 East Chicago Avenue of a 3-year grant Westmont. IL 60559

290 SHAW CHICAGO THEATRE COMPANI PUBLIC CHARITY 9/9/2011 General operating support 2nd year $9,000 00 1016 North Dearborn of a 3-year grant Chicago , IL 60614

291 THIRD COAST PERCUSSION PUBLIC CHARITY 9/9/2011 General operating support 3rd year $10.00000 2105 West Eastwood Avenue . #3 of a 3-year grant Chicago , IL 60625 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT

292 THE YOUTH CHORAL THEATER OF Cl PUBLIC CHARITY 9/9/2011 General operating support 3rd year $10,000 00 400 East Illinois Road of a 3-year grant Lake Forest. IL 60045

293 SHATTERED GLOBE THEATRE PUBLIC CHARITY 9/30/2011 General operating support $13,000 00 4001 North Ravenswood Avenue, #402 Chicago, IL 60613

294 BARREL OF MONKEYS PUBLIC CHARITY 9/30/2011 General operating support 1st year $11,000 00 4432 North Ravenswood Avenue of a 2-year grant Chicago, IL 60640

295 A RED ORCHID THEATRE PUBLIC CHARITY 9/30/2011 General operating support 1st year $10,000 00 1531 North Wells Street of a 2-year grant Chicago, IL 60610

296 HEDWIG DANCES PUBLIC CHARITY 9/30/2011 General operating support 1st year $13,00000 4432 North Ravenswood of a 2-year grant Chicago, IL 60640

297 FIFTH HOUSE ENSEMBLE PUBLIC CHARITY 9/30/2011 General operating support 1st year $6,000 00 7200 North Rogers Avenue of a 2-year grant Chicago, IL 60645

298 DANCEWORKS CHICAGO PUBLIC CHARITY 9/30/2011 General operating support 1st year 1016 North Dearborn Parkway of a 2-year grant $11,000 00 Chicago, IL 60610

299 CIRCLE THEATRE OF FOREST PARK PUBLIC CHARITY 9/30/2011 General operating support $13,000 00 1010 Madison Street Oak Park, IL 60302

300 THEO UBIQUE THEATRE COMPANY PUBLIC CHARITY 9/30/2011 General operating support 1st year $6,000 00 1751 D West Howard Street, #924 of a 2-year grant Chicago, IL 60626

301 CHICAGO A CAPELLA PUBLIC CHARITY 9/30/2011 General operating support 1st year $10,000 00 2936 North Southport Avenue, 2nd Floor of a 2-year grant Chicago. IL 60657

302 ENSEMBLE DAL NIENTE PUBLIC CHARITY 9/302011 General operating support 1st year $7,000 00 2450 North Harding Avenue of a 2-year grant Chicago, IL 60647

303 EP THEATRE, NFP PUBLIC CHARITY 9/9/2011 Northworks Architects Invoices $2,812 25 1820 South Halsted Street May/June 2011 Chicago, IL 60608

304 CORNSERVATORY PUBLIC CHARITY 9/15/2011 Repairs done to correct fire code $335 00 4210 North Lincoln violations Chicago. IL 60632

305 LIVE THE SPIRIT RESIDENCY PUBLIC CHARITY 10/14/2011 To help send the Executive Director to $1,500 00 5524 S Honore New York City to attend the Chicago, IL 60636 Association of Performing Arts Presenters conference

306 ARCHEWORKS PUBLIC CHARITY 10/4/2011 General operating support 2nd year $25,000 00 440 North Wells Street, Suite 750 of a 2-year grant Chicago, IL 60654

307 CHICAGO COMMUNITY LOAN FUND PUBLIC CHARITY 10/6/2011 Anniversary $5000 29 East Madison Street, #1700 Chicago, IL 60602

308 CHICAGO FREEDOM SCHOOL PUBLIC CHARITY 10/6/2011 To fund the Chicago Taskforce on $5,000 00 719 South State Street, Suite 3N Violence Against Gids Chicago, IL 60605

309 OLD ST PATRICK'S CHURCH PUBLIC CHARITY 10/6/2011 To purchase a table at its 26th Annual $5,000 00 711 West Monroe Street Emerald Ball Chicago, IL 60661

310 PUBLIC ALLIES CHICAGO PUBLIC CHARITY 10/612011 To sponsor the 'Everyone Leads $1,50000 200 North Michigan Avenue, Suite 605 Building Leadership from the Chicago. IL 60601 Community Up' book launch THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 311 FREE SPIRIT MEDIA AT NLCP PUBLIC CHARITY 10/6/2011 the Bloomingdale Trail's design $5,000 00 1615 South Christiana Avenue process Chicago . IL 60623

312 CHICAGO ARCHITECTURE FOUNDAT PUBLIC CHARITY 10/14/2011 To attend the Patron of the Year $15000 224 South Michigan Avenue awards luncheon Chicago, IL 60604

313 PROTESTANTS FOR THE COMMON G PUBLIC CHARITY 10/ 14/2011 Awards for Justice and Peace $15000 77 West Washington. #1124 Chicago, IL 60602

314 CHICAGO WOMEN IN ARCHITECTURE PUBLIC CHARITY 10/21/2011 To support the exhibition "Architects $1,000 00 216 West Jackson Blvd , Suite 625 Doing Other Things" as part of Chicago . IL 60606 Chicago Artists Month

315 YWCA EVANSTON/NORTH SHORE PUBLIC CHARITY 10/21/2011 To support the 4th Annual Ywomen $5,000 00 1215 Church Street Leadership Awards Evanston , IL 60201

316 THE TRUST FOR PUBLIC LAND PUBLIC CHARITY 10/31/2011 Matching grant for general operating $50,000 00 120 South LaSalle Street , Suite 2000 support Chicago . IL 60603

317 LAWYERS FOR THE CREATIVE ARTS PUBLIC CHARITY 10/31 /2011 General operating support 2nd year $25,000 00 213 West Institute Place of a 2-year grant Chicago , IL 60610

318 THODOS DANCE CHICAGO PUBLIC CHARITY 10/14/2011 General operating support 1st year of $9,000 00 860 West Blackhawk, Suite 305 a 2-year grant Chicago, IL 60642

319 KHECARI DANCE THEATRE PUBLIC CHARITY 10/21/2011 General operating support 2nd year $5,000 00 6589 North Lakewood , # 1 of a 2-year grant Chicago , IL 60626

320 16TH STREET THEATER NFP PUBLIC CHARITY 10/21/2011 General operating support 2nd year $6,000 00 1619 South Wesley Avenue of a 2-year grant Berwyn . IL 60402

321 LINCOLN SQUARE THEATRE PUBLIC CHARITY 1021 /2011 General operating support 2nd year $5,000 00 4754 North Leavitt Street of a 2-year grant Chicago , IL 60625

322 THE MOVING ARCHITECTS PUBLIC CHARITY 1021/2011 General operating support 2nd year $5,000 00 1658 North Milwaukee Avenue , #387 of a 2-year grant Chicago. IL 60647

323 THE MUSIC THEATRE COMPANY PUBLIC CHARITY 10/21/2011 To support capacity building 2nd $6,000 00 818 Bob-O'Link Road year of a 2-year grant Highland Park , IL 60035

324 RIVENDELL THEATER ENSEMBLE PUBLIC CHARITY 1021 /2011 General operating support 2nd year $ 10,000 00 5775 North Ridge Avenue of a 2-year grant Chicago , IL 60660

325 STRAWDOG THEATRE COMPANY PUBLIC CHARITY 1021/2011 General operating support 2nd year $8,000 00 3829 North Broadway, 2nd Floor of a 2-year grant Chicago, IL 60613

326 CONGO SQUARE THEATRE COMPAN PUBLIC CHARITY 10/42011 General operating support 1st year $16,000 00 2936 North Southport Avenue , Suite 210 of a 2-year grant Chicago, IL 60657

327 THE ARTISTIC HOME ACTING ENSEM PUBLIC CHARITY 10/62011 General operating support 2nd year $ 12,000 00 1514 Cleveland Avenue of a 3-year grant LaGrange Park, IL 60526

328 TEATRO VISTA THEATER WITH A VIE PUBLIC CHARITY 10/72011 General operating support 1st year $ 13,000 00 3712 North Broadway, #275 of a 2-year grant Chicago , IL 60613

329 CITY LIT THEATER COMPANY PUBLIC CHARITY 10/72011 General operating support $7,000 00 1020 West Bryn Mawr Avenue Chicago , IL 60660

330 BLAIR THOMAS & COMPANY PUBLIC CHARITY 10/72011 General operating support 1st year of $11,00000 3200 West Carroll Street a 2-year grant Chicago , IL 60624 331 EMERGENCE DANCE THEATREJDANC PUBLIC CHARITY 10/72011 General operating support 1st year $10,000 00 5851 North Kenmore, 3S of a 2-year grant Chicago , IL 60660 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV. LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT

332 MA AT PRODUCTION ASSOCIATION C PUBLIC CHARITY 10/7/2011 General operating support 1st year $11,00000 PO Box 10039 of a 2-year grant Chicago , IL 60610

333 INTERNATIONAL CONTEMPORARY El PUBLIC CHARITY 10/7/2011 General operating support 1st year $ 12,000 00 1834 North Burling, #BF of a 2-year grant Chicago, IL 60614

334 CHICAGO DANCE COMPANY PUBLIC CHARITY 10/ 13/2011 General operating support 1st year $16,00000 21W241 Briar Cliff Road of a 2-year grant Lombard, IL 60148

335 ALBANY PARK THEATER PROJECT PUBLIC CHARITY 10/13/2011 General operating support 1st year $ 16.00000 PO Box 257995 of a 2-year grant Chicago , IL 60625

336 CLASSICAL KIDS MUSIC EDUCATION PUBLIC CHARITY 10/14/2011 To support a serves of five concerts at $6,000 00 5611 North Wayne Avenue Chicago area schools witht eh Chicago , IL 60660 Oistrach Symphony Orchestra 1st year of a 2-year grant

337 WINIFRED HAUN & DANCERS PUBLIC CHARITY 11/18/2011 To support the hiring of Andrew $ 1,000 00 228 South East Avenue Adams, a professional aerial artist to Oak Park , IL 60302 train company members in the techniques of aerial dance

338 COLUMBIA COLLEGE CHICAGO PUBLIC CHARITY 11/4/2011 $91500 600 South Michigan Avenue To support the Open Doors Gala Chicago , IL 60605 (adjusted amount for estimated FMV)

339 HUMAN RIGHTS WATCH PUBLIC CHARITY 11/4/2011 To support the Voices for Justice $1,000 00 325 West Huron, Suite 304 Dinner Chicago , IL 60654

340 INTUIT THE CENTER FOR INTUITIVE PUBLIC CHARITY 11/4/2011 To support the 20th Anniversary $ 1,000 00 756 North Milwaukee Avenue Visionary Ball Chicago, IL 60642

341 THE SOCIETY OF ARCHITECTURAL H PUBLIC CHARITY 11/4/2011 To support the Chicago Cultural Icons $ 1,00000 1365 North Astor Street Gala Benefit Chicago , IL 60610

342 ILLINOIS INSTITUTE OF TECHNOLOG' PUBLIC CHARITY 11/7/2011 $1,00000 College of Architecture To help fund the installation of an S R Crown Hall exhibit entitled . The Space of Place' 3360 South State Street at the Floating World Gallery Chicago, IL 60616

343 WE THE PEOPLE MEDIA PUBLIC CHARITY 11 /4/2011 General operating support $10,000 00 4859 South Wabash Chicago , IL 60615

344 OIL PAINTERS OF AMERICA PUBLIC CHARITY 11/4/2011 To support the on-line showcase $10,00000 7508 Vida Avenue Village of Lakewood , IL 60014

345 FRIENDS OF THE CHICAGO RIVER PUBLIC CHARITY 11/4/2011 To support the McCormick $ 15,00000 28 East Jackson , Suite 1800 Bndgehouse and Chicago River Chicago , IL 60604 Museum

346 INSPIRATION CORPORATION PUBLIC CHARITY 11/42011 To support the Working Poor Direct $ 15,000 00 4554 North Broadway , Suite 207 Service Fund Chicago , IL 60640

347 EXPERIMENTAL STATION PUBLIC CHARITY 11/412011 General operating support $15,000 00 6100 South Blackstone Avenue Chicago , IL 60637

348 DAVID SCHALLIOL INDIVIDUAL 11/11/2011 To support efforts in documenting and $15,000 00 5400 South Hyde Park Blvd , D12 photographing 100 buildings Chicago. IL 60615 scheduled for demolition by the city of Chicago 349 GEORGETOWN BIBLE CHURCH PUBLIC CHARITY 11/1812011 Matching gift $10000 4114 Baldwin Hudsonville , MI 49426

350 PEW CHARITABLE TRUSTS PUBLIC CHARITY 11 /18/2011 To support the Illinois Cultural Data $15,00000 2005 Market Street, Suite 1700 Project Philadelphia , PA 19103 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 351 HENRY HORNER/WEST HAVEN LOCA PUBLIC CHARITY 11/18/2011 To help support the Thanksgiving $50000 333 North Michigan Avenue . Suite 510 Dinner Chicago, IL 60601

352 ARTS ALLIANCE ILLINOIS PUBLIC CHARITY 11/18/2011 General operating support $15,000 00 203 North Wabash , Suite 1920 Chicago . IL 60601 To help convene a conference in 353 CHICAGO DESIGN MATTERS PUBLIC CHARITY 11/18/2011 Washington , DC to further dialogue $ 10,000 00 815 South Wabash Avenue and collaboration between the Chicago, IL 60605 Chicago design community and the international urban development community

354 CHICAGO SINFONIETTA PUBLIC CHARITY 11/18/2011 To help complete the new Musical $10,000 00 70 East Lake Street, Suite 226 Director's transition after the Chicago, IL 60601 Founder's retirement

355 ORACLE PRODUCTIONS PUBLIC CHARITY 11/4/2011 Down payment for plumbing work $5,000 00 3809 North Broadway Chicago, IL 60613

356 ORACLE THEATRE PUBLIC CHARITY 11/4/2011 Wall demolition, new wall, built new $5,500 00 3809 North Broadway bathroom, frame to enclose furnace Chicago, IL 60613 and duct work for cold air intake

357 THREEWALLS PUBLIC CHARITY 12/2/2011 To help send the Program Director to $569 96 119 North Peoria, #2C Washington. D C to attend The Chicago, IL 60607 Campaign and Policy Institute at NAMAC

358 NEW VOICE STRATEGIES PUBLIC CHARITY 12/2/2011 To help match The Walton Fund's $10,000 00 3023 North Clark Street, #763 matching grant and to support Chicago, IL 60657 exploration of how the Idea Exchange platform and methodology could be best used by the arts community to add their voice to public policy issues on the arts

359 CHANGING WORLDS PUBLIC CHARITY 12/52011 To support the Ten Thousand Ripples $15,000 00 329 West 18th Street, Suite 613 project Chicago, IL 60616

360 THE RESURRECTION PROJECT PUBLIC CHARITY 12/52011 General operating support $15,000 00 1818 South Paulina Chicago, IL 60608

361 NATIONAL TRUST FOR HISTORIC PRE PUBLIC CHARITY 12/62011 General operating support 3rd year $25,000 00 Midwest Office of a 3-year grant 53 West Jackson - Suite 350 Chicago, IL 60604

362 NATIONAL TRUST FOR HISTORIC PRI PUBLIC CHARITY 12/6/2011 $50,000 00 1785 Massachusetts Avenue. NW To support Statewide and Local Washington, DC 20036 Partners 2nd year of a 5-year grant

363 CONGRESS FOR THE NEW URBANIST PUBLIC CHARITY 12/6/2011 General operating support 2nd year $40,000 00 140 South Dearborn, Suite 310 of a 2-year grant Chicago, IL 60603

364 FREE STREET PROGRAMS PUBLIC CHARITY 12/92011 To support the exploration of a $5,000 00 1419 West Blackhawk, 3rd Floor strategic restructuring with Chicago, IL 60622 Collaboraction Theater Company

365 GRANTMAKERS IN THE ARTS PUBLIC CHARITY 12/9/2011 Matching gift $10000 4055 21st Avenue West, Suite 100 Seattle, WA 98199-1247

366 COOPERSVILLE REFORMED CHURCF PUBLIC CHARITY 12/9/2011 Matching gift $10000 423 West Randall Street Coopersville. MI 49404

367 CHICAGO PUBLIC MEDIA PUBLIC CHARITY 12/12/2011 General support of in-depth and $45,000 00 848 East Grand Avenue investigative reporting Chicago, IL 60611

368 BLACK ENSEMBLE THEATER PUBLIC CHARITY 12/152011 General operating support 1sl year $15,000 00 4520 North Beacon of a 2-year grant Chicago, IL 60640 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 369 LOGAN SQUARE PRESERVATION PUBLIC CHARITY 12/ 16/2011 To support planning for how to restore $ 15,000 00 3024 West Logan Boulevard Logan Square Boulevard's period Chicago , IL 60647 street lighting

370 JANE ADDAMS SENIOR CAUCUS PUBLIC CHARITY 12/16/2011 $10,000 00 1111 North Wells Street, Suite 302 To support the Aging Justice Project Chicago , IL 60610

371 INDEPENDENT SECTOR PUBLIC CHARITY 12/ 16/2011 To support inclusion of Chicago- $3,00000 1200 Eighteenth Street, NW, Suite 200 based arts and cultural programming Washington , DC 20036 in its 2011 annual conference

372 THE CENTER FOR PUBLIC INTEGRIT't PUBLIC CHARITY 12/ 19/2011 General operating support $20,000 00 910 17th Street, NW 7th Floor Washington, DC 20006

373 DESIGNS 4 DIGNITY PUBLIC CHARITY 12/19/2011 General operating support $30,000 00 5215 North Ravenswood , Suite 203 Chicago , IL 60640

374 ELEANOR FOUNDATION PUBLIC CHARITY 12/19/2011 General operating support and $25,000 00 311 West Superior, Suite 314 evaluation Chicago, IL 60654

375 CHICAGO URBAN LEAGUE PUBLIC CHARITY 12/19/2011 $20,000 00 4510 South Michigan Avenue In support of "Workforce Investment," Chicago, IL 60653 one part of the four-part video series, 'Pathways to Empowerment'

376 CHICAGO CULTURAL ALLIANCE PUBLIC CHARITY 12/19/2011 General operating support $25,000 00 4626 North Knox Avenue Chicago. IL 60630

377 TAPROOT FOUNDATION PUBLIC CHARITY 12/19/2011 General operating support and to $40,000 00 205 East Randolph , Suite 1220 sponsor of Service Grants Chicago , IL 60606

378 LOGAN SQUARE NEIGHBORHOOD A; PUBLIC CHARITY 12/20/2011 Tosrupport the campaign to preserve $20,000 00 2840 North Milwaukee Avenue the Lathrop Homes Chicago , IL 60618

379 NATIONAL BUILDING MUSEUM PUBLIC CHARITY 12/27/2011 $ 15,000 00 401 F Street NW To support "House & Home," a long- Washington . DC 20001 term exhibition opening in April 2012

380 MEDIA MATTERS FOR AMERICA PUBLIC CHARITY 12/27/2011 General operating support $ 10,000 00 455 Massachusetts Avenue NW, Suite 600 Washington , DC 20001

381 THE ART INSTITUTE OF CHICAGO PUBLIC CHARITY 12/27/2011 To help with travel costs associated $10,000 00 111 South Michigan Avenue with the research and development Chicago , IL 60603 phase of the exhibition , "Cities in Crisis The Photography of Urbanization "

382 MUSEUM OF MODERN ART PUBLIC CHARITY 12/27/2011 For publication of 'Foreclosed $ 15,000 00 11 West 53rd Street Rehousing the American Dream' New York , NY 10019

383 DUPAGE ART LEAGUE PUBLIC CHARITY 12/27/2011 General operating support $15,000 00 218 West Front Street Wheaton , IL 60187

384 TEEN WRITERS AND ARTIST PROJEC PUBLIC CHARITY 12/27/2011 General opeating support $ 10.00000 3767 Bailey Road Yorkville , IL 60560

385 SARGENT SHRIVER NATIONAL CENTI PUBLIC CHARITY 12/28/2011 Matching gift $250 00 50 East Washington, #500 Chicago, IL 60602

386 MORDINE & CO PUBLIC CHARITY 12/28/2011 General operating support $7,000 00 2613 Central Park Avenue Evanston , IL 60201

387 THE NEW COLONY PUBLIC CHARITY 12/28/2011 General operating support 1st year $7,000 00 4740 North Western Avenue of a 2-year grant DANK Hans German Language School Chicago , IL 60625 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 388 OPERA CABAL PERFORMING ARTS A PUBLIC CHARITY 12/28/2011 Genera l opera ng suppo $3,000 00 1401 West Wabansia Chicago , IL 60642

389 THEATRE ZARKO PUBLIC CHARITY 12/28/2011 General operating support $4,000 00 927 Noyes Street, #213 Evanston , IL 60201

390 BOHEMIAN THEATRE ENSEMBLE PUBLIC CHARITY 12/28/2011 General operating support $7,000 00 PO Box 409267 Chicago , IL 60640

391 STAGE LEFT THEATRE PUBLIC CHARITY 12/28/2011 General operating support $3,000 00 1229 West Belmont Chicago , IL 60657

392 FRIENDS OF THE LIBRARY PUBLIC CHARITY 12/28/2011 Matching gift $500 00 UMASS Amherst Libraries WEB DuBois Library 154 Hicks Way Amherst, MA 01003

393 BREAKBONE DANCE CO PUBLIC CHARITY 12/22011 General operating support 2nd year $6,500 00 3258 North Damen Avenue , #1F of a 2-year grant Chicago , IL 60618

394 DOG & PONY THEATRE CO PUBLIC CHARITY 12/2/2011 General operating support 2nd year $6,000 00 PO Box 13105 of a 2-year grant Chicago , IL 60613

395 TRAP DOOR THEATRE PUBLIC CHARITY 12/ 16/2011 General operating support 2nd year $9,500 00 1655 West Cortland Street of a 2-year grant Chicago , IL 60622

396 THE SIDE PROJECT PUBLIC CHARITY 12/16/2011 General operating support 2nd year $8,000 00 1439 West Jarvis Street of a 2-year grant Chicago , IL 60626

397 ZEPHYR DANCE PUBLIC CHARITY 12/27/2011 General operating support 1st year $8,000 00 1627 North Oakley of a 2-year grant Chicago, IL 60647

398 THE UTOPIAN THEATRE ASYLUM PUBLIC CHARITY 12/27/2011 General operating support 1st year $9,000 00 2032 West Fulton . F-236-A of a 2-year grant Chicago, IL 60612

399 AERIAL DANCE CHICAGO PUBLIC CHARITY 12/27/2011 General operating support $4,000 00 4101 North Bernard Street Chicago, IL 60618

400 KALAPRIYA CENTER FOR INDIAN PEF PUBLIC CHARITY 12/27/2011 General operating support $7,000 00 5456 North Bernard Street Chicago . IL 60637

401 ORACLE PRODUCTIONS PUBLIC CHARITY 12/27/2011 General operating support 1st year $5,000 00 3809 North Broadway of a 2-year grant Chicago , IL 60613

402 QUEST THEATRE ENSEMBLE PUBLIC CHARITY 12/27/2011 General operating support 1st year $6,000 00 6056 North Broadway, #2 of a 2-year grant Chicago , IL 60660

403 STILL POINT THEATRE COLLECTIVE PUBLIC CHARITY 12/27/2011 General operating support 1st year $7,000 00 4300 North Hermitage of a 2-year grant Chicago, IL 60613

404 THE FACTORY THEATER PUBLIC CHARITY 1228/2011 General operating support $3,000 00 3502 North Elston Chicago , IL 60618

405 MOLLY SHANAHAN/MAD SHAK PUBLIC CHARITY 12/28/2011 General operating support 1st year $ 7,000 00 6205 North Sheridan Road of a 2-year grant Chicago . IL 60660

406 THE SPACE/MOVEMENT PROJECT PUBLIC CHARITY 12/28/2011 General operating support 1st year $4,000 00 2626 North Richmond , #2 of a 2-year grant Chicago, IL 60647

407 WINIFRED HAUN & DANCERS PUBLIC CHARITY 12/28/2011 General operating support 1st year $3,000 00 228 South East Avenue of a 2-year grant Oak Park, IL 60302 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 408 FRACTURED ATLAS PUBLIC CHARITY 12/28/2011 General operating support for Honey $3,000 00 248 West 35th Street, 10th Floor Pot Performance New York, NY 10001

409 LUCKY PLUSH PRODUCTIONS PUBLIC CHARITY 12/28/2011 General operating support 1st year $ 10,000 00 301 Olmsted Road of a 2-year grant Riverside , IL 60546

410 THE SELDOMS PUBLIC CHARITY 12/28/2011 General operating support 1st year $8,000 00 1010 West Lake Street of a 2-year grant Chicago . IL 60607

411 SIDESHOW THEATRE COMPANY PUBLIC CHARITY 12/28/2011 General operating support 1st year $5.00000 5211 North Glenwood Avenue , Apt 1 R of a 2-year grant Chicago. IL 60640

412 HELL IN A HANDBAG PRODUCTIONS PUBLIC CHARITY 12/28/2011 General operating support 1st year $6,750 00 2034 West Farragut, #3 of a 2-year grant Chicago. IL 60625

413 NORTON BUILDING CONCERT SERIE: PUBLIC CHARITY 12/16/2011 General operating support 2nd year $6,000 00 PO Box 124 of a 3-year grant Tinley Park, IL 60477

414 PERCOLATOR FILMS PUBLIC CHARITY 12/16/2011 General operating support 2nd year $5,000 00 PO Box 5572 of a 3-year grant Evanston , IL 60204

415 PORTOLUZ PUBLIC CHARITY 12/ 16/2011 General operating support 2nd year $8,000 00 1310 West Thomdale of a 2-year grant Chicago. IL 60660

416 RUSH HOUR CONCERTS AT ST JAME PUBLIC CHARITY 12/ 16/2011 General operating support 3rd year $ 12,000 00 65 East Huron of a 3-year grant Chicago , IL 60611

417 SOUTH SIDE COMMUNITY ART CENTI PUBLIC CHARITY 12/16/2011 General operating support 2nd year $ 12,000 00 3831 South Michigan Avenue of a 2-year grant Chicago, IL 60649

418 SOUTH SUBURBAN ARCHAELOGICAL PUBLIC CHARITY 12/16/2011 General operating support 2nd year $3,000 00 17063 Swallow Lane of a 2-year grant Orland Park, IL 60467

419 TRANSCENDENCE GLOBAL MEDIA PUBLIC CHARITY 12/16/2011 $5,00000 1424 West Foster Avenue , 2nd Floor To support the Peace on Earth Film Chicago, IL 60640 Festival 2nd year of a 2-year grant

420 WOODSTOCK MOZART FESTIVAL PUBLIC CHARITY 12/ 16/2011 General operating support 2nd year $5,000 00 89 Drendel Lane of a 2-year grant Naperville , IL 60565

421 CHINATOWN MUSEUM FOUNDATION PUBLIC CHARITY 12/ 16/2011 General operating support 2nd year $5,000 00 238 West 23rd Street of a 2-year grant Chicago. IL 60616

422 CONTRATIEMPO PUBLIC CHARITY 12/16/2011 General operating support 2nd year $7,000 00 1702 South Halsted Street of a 2-year grant Chicago , IL 60608

423 GLOBAL GIRLS PUBLIC CHARITY 12/16/2011 General operating support 2nd year $9,000 00 Grand Crossing Park of a 2-year grant 7655 South Ingleside Avenue Chicago , IL 60619

424 GUILD COMPLEX PUBLIC CHARITY 12/16/2011 General operating support 2nd year $9,000 00 PO Box 478880 of a 2-year grant Chicago , IL 60647

425 LAMPO PUBLIC CHARITY 12/16/2011 General operating support 2nd year $ 10,000 00 2637 West Cortez Street, #3 of a 3-year grant Chicago , IL 60622

426 LINKS HALL PUBLIC CHARITY 12/ 16/2011 General operating support 2nd year $15,000 00 3435 North Sheffield , #205 of a 3-year grant Chicago . IL 60657

427 MAKE LITERARY PRODUCTION PUBLIC CHARITY 12/16/2011 General operating support 2nd year $5,000 00 2229 West Iowa Street, #3 of a 2-year grant Chicago , IL 60622 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 428 MITCHELL MUSEUM OF THE AMERIG PUBLIC CHARITY 12/16/2011 General operating support 2nd year $10,000 00 3001 Central Street of a 2-year grant Evanston , IL 60201

429 OPEN STUDIO PROJECT PUBLIC CHARITY 12/16/2011 General operating support 3rd year $6,000 00 903 Sherman Avenue of a 3-year grant. Evanston , IL 60202

430 CHICAGO ARTISTS' COALITION PUBLIC CHARITY 12/16/2011 General operating support 2nd year $ 11,000 00 1550 North Damen Avenue, Unit 201 of a 3-year grant Chicago, IL 60622

431 NEIGHBORHOOD WRITING ALLIANCE PUBLIC CHARITY 12/19/2011 General operating support 3rd year $20,000 00 1313 East 60th Street, Room 238 of a 3-year grant Chicago, IL 60637

432 CHICAGO DRAMATISTS PUBLIC CHARITY 12/ 19/2011 General operating support 3rd year $20,000 00 1105 West Chicago Avenue of a 3-year grant Chicago , IL 60642

433 WONDER WORKS PUBLIC CHARITY 12/ 19/2011 General operating support 1st year $ 16,000 00 6445 West North Avenue of a 2-year grant Oak Park, IL 60302

434 BRONZEVILLE CHILDREN'S MUSEUM PUBLIC CHARITY 12/28/2011 General operating support 1st year $ 19,00000 9301 South Stony Island Avenue of a 2-year grant Chicago. IL 60617

435 INTERNATIONAL MUSIC FOUNDATIOP PUBLIC CHARITY 12/28/2011 General operating support 1st year $ 19,000 00 30 East Adams, Suite 1206 of a 2-year grant Chicago. IL 60603

436 YOUNG CHICAGO AUTHORS PUBLIC CHARITY 12/28/2011 General operating support 1st year $ 18,000 00 1180 North Milwaukee Avenue , Second Floor of a 2-year grant Chicago , IL 60622

437 CHICAGO INDEPENDENT RADIO PRO PUBLIC CHARITY 1228/2011 General operating support 2nd year $10,000 00 4045 North Rockwell of a 2-year grant Chicago , IL 60618

438 LIVE THE SPIRIT RESIDENCY PUBLIC CHARITY 12/28/2011 General operating support 2nd year $6,000 00 5542 South Honore of a 2-year grant Chicago, IL 60636

439 CAMBODIAN AMERICAN HERITAGE M PUBLIC CHARITY 12/28/2011 General operating support 3rd year $ 12,000 00 2831 West Lawrence Avenue of a 3-year grant Chicago, IL 60625

440 LATINOS PROGRESANDO PUBLIC CHARITY 12128/2011 General operating support 1st year $6,000 00 3047 West Cermak Road of a 2-year grant Chicago, IL 60623

441 ROBBINS HISTORICAL SOCIETY & ML PUBLIC CHARITY 12/28/2011 $5,000 00 3644 West 139th Street Box 1561 Robbins, IL 60472

442 HYDE PARK ALLIANCE FOR ARTS ANI PUBLIC CHARITY 12/28/2011 General operating support 1st year $ 14,000 00 5100 South Hyde Park Blvd , Suite 3A of a 2-year grant Chicago . IL 60615

443 SHOREFRONT PUBLIC CHARITY 12/28/2011 General operating support 1st year $7,00000 2010 Dewey Avenue , Suite 206 of a 2-year grant Evanston , IL 60201

444 THREE WALLS PUBLIC CHARITY 12/28/2011 General operating support 1st year $ 10,000 00 119 North Peoria , #2D of a 2-year grant Chicago , IL 60607

445 LINKS HALL PUBLIC CHARITY 12/28/2011 General operating support 2nd year 8,00000 3435 North Sheffield , #205 of a 2-year grant Chicago. IL 60657

446 ELASTIC ARTS FOUNDATION PUBLIC CHARITY 12/28/2011 General operating support 1st year 8,000 00 2830 North Milwaukee Avenue , 2nd Floor of a 2-year grant Chicago , IL 60618

447 PEGASUS PLAYERS PUBLIC CHARITY 12/28/2011 General operating support 1st year 12,000 00 3473 South King Drive , Suite 153 of a 2-year grant Chicago, IL 60616 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT 448 STORY BUS PUBLIC CHARITY 12/28/2011 General operating support 2nd year 10,000 00 1770 First Street , Suite 500 of a 3-year grant Highland Park, IL 60035

449 EXPERIMENTAL SOUND STUDIO PUBLIC CHARITY 12/28/2011 General operating support 2nd year 10,000 00 5925 North Ravenswood of a 3-year grant Chicago , IL 60660

450 ORACLE THEATRE PUBLIC CHARITY 12/15/2011 To drywall the basement top wall, 6,500 00 3809 North Broadway demolish bathroom wall, frame and Chicago , IL 60613 drywall new bathroom wall, install new doors for bathroom and basement stairs, fix and run new pipe for furnace and switch the back door

451 DREAM THEATRE PUBLIC CHARITY 12/20/2011 Plumbing 1,800 00 556 West 18th Street Chicago , IL 60616

452 ORACLE THEATRE PUBLIC CHARITY 12/20/2011 Plumbing 4,200 00 3809 North Broadway Chicago , IL 60613 To install furnace, make opening on 453 COLLABORACTION PUBLIC CHARITY 12/20/2011 wall for new door, install exit signs 4.00000 1579 North Milwaukee Avenue with emergency light. frame enclosed Chicago , IL 60622 window, install exhaust fan 2 metal doors

454 PAOLA CABAL INDIVIDUAL 12/16/2011 Artist Fund Grant To support artist's 1,00000 1413 West Sherwin Avenue, #3E residency in San Miguel Allende, Chicago , IL 60626 Mexico $1,051,769 96 December 2011 Total $4,347, 155.10 January - December 2011 Total

VOIDED CHECKS CHICAGO ARCHITECTURE FOUNDATION 12/31/2011 Check number 7260 issued 5/16111 ($25,000 00)

LIVE THE SPIRIT RESIDENCY 12/31/2011 ($1,500 00) Check number 12470 issued 8/4/11

EIGHTH BLACKBIRD 12/31/2011 Check number 1267 issued 9/9/11 ($12,000 00)

($38,500.00) Total voided checks

NON-DEDUCTIBLE MEALS LAWYERS FOR THE CREATIVE ARTS 12/31/2011 Fair market value Check number ($60 00) 50010 issued 9/23/11

YWCA METROPOLITAN CHICAGO 12/31/2011 Fair market value Check number ($90 00) 50009 issued 923/11

ABRAHAM LINCOLN PRESIDENTIAL LIBRARY FOUNDATION 12/31/2011 Fair market value Check number ($1,400 00) 12246 issued 1/24/11

ILLINOIS HUMANITIES COUNCIL 12/31/2011 Fair market value Check number ($450 00) 12350 issued 4/14/11

DONORS FORUM 12/31/2011 Fair market value Check number ($520 00) 12277 issued 2/18/11

ASSOCIATION OF FUNDRAISING PROFESSIONALS 12/31/2011 Fair market value Check number ($440 00) 12349 issued 4/14/11

YOUNG WOMEN 'S LEADERSHIP CHARTER SCHOOL OF CHICAGC 12/31/2011 Fair market value Check number ($50000) 12316 issued 3/24/11

RAPE VICTIM ADVOCATES 12/31/2011 Fair market value Check number ($52000) 12413 issued 6/8/11

COMMUNITY MEDIA WORKSHOP 12/31/2011 Fair market value Check number ($48000) 7203 issued 2/8/11

CHICAGO FOUNDATION FOR WOMEN 12/31/2011 Fair market value Check number ($750 00) 7304 issued 7/11/11

MUJERES LATINAS EN ACCION 12/31/2011 Fair market value Check number ($450 00) 12250 issued 1/31/11 THE RICHARD H DRIEHAUS FOUNDATION 36-3261347

PART XV, LINE 3a

SCHEDULE OF CONTRIBUTIONS MADE FOR THE YEAR ENDED 12/31/11

FOUNDATION STATUS DATE NAME & ADDRESS OF RECIPIENT DISTRIBUTED PURPOSE OF DISTRIBUTION AMOUNT WOMEN EMPLOYED 12/31/2011 Fair market value Check number ($21000) 12351 issued 5/19/11

METROPOLITAN PLANNING COUNCIL 12/31/2011 Fair market value Check number ($10000) 12377 issued 5/17/11

NEIGHBORHOOD WRITING ALLIANCE 12/31/2011 Fair market value Check number ($4,820 00) 12388 issued 6/1/11

OPENLANDS 12/31/2011 Fair market value Check number ($1,140 00) 50008 issued 9/30/11

OLD ST PATRICKS CHURCH 12/31/2011 Fair market value Check number ($3,500 00) 50023 issued 10/6/11

CHICAGO ARCHITECTURE FOUNDATION 12/31/2011 Fair market value Check number ($50 00) 50030 issued 10/25/11

YWCA 12/31/2011 Fair market value Check number ($90 00) 50048 issued 12/23/11

($15,570.00) Total non-deductible meals

($54,070.00) Total voided checks and non-deductible meals

$4,293,085.10 The Richard H. Driehaus Foundation EIN: 36-3261347 12/31/11 YEAR END STATEMENT FOR PART XV, LINE 3b GRANTS APPROVED FOR FUTURE PAYMENT

Grantee Name Amount

Blank Line Collective 5,000 00 The Artistic Home Acting Ensemble 14,000 00 ShawChicago Theater Company 9,000 00 Salt Creek Ballet 10,000 00 The Neofuturists 17,000 00 Cambodian Association of Illinois 25,000 00 Links Hall Incorporated 15,000 00 Asian Improv Arts Midwest 22,000 00 Chicago Artists' Coalition 11,000 00 Lampo 10,000.00 Norton Building Concert Series 6,000 00 Percolator Films 5,000.00 National Trust for Historic Preservation 150,000 00 Dolores Kohl Education Foundation (Story 10,000 00 AREA Chicago 7,000 00 Experimental Sound Studio 10,000 00 Friends of the Parks 40,000 00 Better Government Assocation 10,000 00 Chicago Architecture Foundation 20,000 00 LISC/Chicago 134,800 00 Center for Economic Progress 40,000 00 Synapse Art Collective (Fractured Atlas) 4,000 00 Chnard Dance Theatre 5,00000 Citadel Theatre Company 5,000 00 Eclipse Theatre Company 8,000 00 Attic Playhouse, Inc 5,500 00 Chicago Folks Operetta 5,500 00 Mary-Arrchie Theatre Company 9,000 00 Elements Contemporary Ballet 5,500 00 Donors Forum 24,000 00 The Young Women's Leadership Charter 30,000 00 Theatre Seven of Chicago 5,50000 Lower East Side Tenement Museum 25,000 00 Chicago Community Foundation 30,000.00 Emergency Fund 25,000 00 Arts & Business Council of Chicago 30,000 00 Sargent Shnver NtI Center on Poverty Law 35,000 00 Ensemble Dal Niente 7,000 00 Chicago A Cappella 10,000.00 Theo Ubique Theatre Company 6,000.00 DanceWorks Chicago, Inc NFP 11,000 00 Fifth House Ensemble 6,00000 Hedwig Dances Inc 13,000 00 A Red Orchid Theatre 10,000.00 Barrel of Monkeys 11,000 00 Landmarks ILLINOIS 127,950 00 Classical Kids Music Education 6,000 00 Albany Park Theater Project 16,000 00 Chicago Dance Company 16,000 00 Ma'at Production Assoc of Afnkan 11,000 00 Emergence Dance Theatre 10,000 00 Blair Thomas & Company 11,000 00 Teatro Vista Theatre with a View 13,000 00 Congo Square Theatre Company 16,000 00 Thodos Dance Chicago 9,000 00 Black Ensemble Theater 15,000 00 The New Colony 7,00000 Zephyr Dance 8,00000 The Utopian Theatre Asylum 9,000.00 Oracle Productions 5,000 00 Quest Theatre Ensemble 6,00000 Still Point Theatre Gamble 7,000.00 Molly Shanahan/Mad Shak 7,000 00 The Richard H. Driehaus Foundation EIN: 36-3261347 12/31/11 YEAR END STATEMENT FOR PART XV, LINE 3b GRANTS APPROVED FOR FUTURE PAYMENT

Grantee Name Amount

The Space/Movement Project 4,000 00 Winifred Haun & Dancers 3,000 00 Lucky Plush Productions 10,000 00 The Seldoms 8,000 00 Side Show Theatre Company 5,000 00 Hell in a Handbag 6,750 00 Wonder Works 16,000 00 Bronzeville Children's Museum 19,000 00 International Music Foundation 19,000 00 Young Chicago Authors 18,000 00 Latinos Progresando 6,000 00 Robbins Historical Society & Museum 5,000 00 Hyde Park Cultural Alliance 14,000 00 Shorefront 7,000 00 Three Walls 10,000 00 Elastic Arts Foundation 8,00000 Pegasus Players 12,000 00 Partners for Sacred Places 25,000 00 Total Grants Payable 1 ,392,500 00 Total Discount (10,447 00) Net Grants Payable 1,382,053 00 FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 14

CONTRIBUTIONS EXPENSE ACCT TITLE AND AVERAGE HOURS PER TO EMPLOYEE AND OTHER NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES

RICHARD H. DRIEHAUS DIRECTOR / PRESIDENT 0 0 0 25 EAST ERIE STREET 1.00 CHICAGO, IL 60611

DOROTHY MELLIN DIRECTOR / TREASURER 16,500. 0 0 25 EAST ERIE STREET 1.00 CHICAGO, IL 60611

ELIZABETH DRIEHAUS DIRECTOR / SECRETARY 16,500. 0 0 25 EAST ERIE STREET 1.00 CHICAGO, IL 60611

SONIA FISCHER EXECUTIVE DIRECTOR 163,726. 11,654. 0 203 NORTH WABASH AVENUE 40.00 SUITE 1800 CHICAGO, IL 60601

CHRIS MELLIN BOARD OBSERVER 1,500. 0 0 25 EAST ERIE STREET 1.00 CHICAGO, IL 60611

GRAND TOTALS 198,226. 11,654. 0

ATTACHMENT 14 990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES ATTACHMENT 15

TITLE AND AVERAGE CONTRIBUTIONS EXPENSE ACCT HOURS PER WEEK TO EMPLOYEE AND OTHER NAME AND ADDRESS DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES

PETER HANDLER PROGRAM OFFICER 98,709. 22,071. 0 33 NORTH MICHIGAN AVENUE 40.00 SUITE 510 CHICAGO, IL 60601

RICHARD CAHAN PROGRAM OFFICER 75,542. 685. 0 333 NORTH MICHIGAN AVENUE 20.00 SUITE 510 CHICAGO, IL 60601

KIM ROMERO GRANTS ADMINISTRATOR 58,353. 15,132. 0 333 NORTH MICHIGAN AVENUE 40.00 SUITE 510 CHICAGO, IL 60601

TOTAL COMPENSATION 232,604. 37,888. 0

ATTACHMENT 15 990PF, PART VIII- COMPENSATION OF THE FIVE HIGHEST PAID PROFESSIONALS

ATTACHMENT 16

NAME AND ADDRESS TYPE OF SERVICE COMPENSATION

DRIEHAUS CAPITAL MANAGEMENT, LLC INVESTMENT ADVISORY 210,349. 25 EAST ERIE STREET CHICAGO, IL 60611

THE NORTHERN TRUST COMPANY INVESTMENT CUSTODY 97,833. 50 SOUTH LASALLE STREET CHICAGO, IL 60603

TOTAL COMPENSATION 308,182. RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND

RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

SEE ATTACHED DETAIL SEE STATEMENT XV, 3(A) 4,293,085

TOTAL CONTRIBUTIONS PAID 4,2 a-QR

ATTACHMENT 17 RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND

RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT

SEE ATTACHED DETAIL SEE ATTACHED DETAIL 1,382,053

TOTAL CONTRIBUTIONS APPROVED i-aa7,ncz_

ATTACHMENT 18 SCHEDULE D OMB No 1545-0092 ( F orm 1041 ) Capital Gains and Losses -T. See the Instructions Department of the Treasury ► Attach to Form 1041 , Form 5227 , or Form 990 for 2011 Internal Revenue Service Schedule D ( Form 1041 ) (also for Form 5227 or Form 990-T , if applicable). Name of estate or trust Employer identification number THE RICHARD H. DRIEHAUS FOUNDATION 36-3261347 Note : Form 5227 filers need to complete only Parts l and tl MIT Short-Term Canital Gains and Losses - Assets Held One Year or Less Gain or (loss) for (a) Description of property (b) Date acquired (c) Date sold (e ) Cost or other basis (f) d) Sales price the entire year (Example - 100 shares 7% preferred of'Z' Go ) (mo, day, yr) (mo , day, yr) ( (see instructions ) Subtract (e) from (d) 1a

b Enter the short-term gain or (loss), if any, from Schedule D-1, line lb , , , , , , , , , , , , , , , , , , , , , , . lb -302, 904.

2 Short-term capital gain or (loss) from Forms 4684, 6252, 6781, and 8824 , , , , , , , , , , , , , , ,, , , , 2

3 Net short-term gain or (loss) from partnerships, S corporations, and other estates or trusts , , , , , , , , , , 3 -80, 969. 4 Short-term capital loss carryover. Enter the amount, if any, from line 9 of the 2010 Capital Loss Carryover Worksheet ...... 4 ( ) 5 Net short -term gain or (loss). Combine lines la through 4 in column (f). Enter here and on line 13, column 3 on the back . ► 5 -383,873. Iona-f erm Caoltal Gains ano Losses - Assets Held more I nan cane Year Gain or (loss) for (a) Description of property (b) Date acquired (c) Date sold (e ) Cost or other basis (f) (d) Sales price the entire year (Example 100 shares 7% preferred of'Z' Co ) ( mo, day. yr) (mo, day, yr ) ( see instructions ) Subtract (a) from (d) 6a

b Enter the long -term gain or ( loss), if any, from Schedule D-1, line 6b , , , , , , , , , , , , , , , , , , , , 6b 269,033.

7 Long-term capital gain or (loss ) from Forms 2439, 4684 , 6252 , 6781, and 8824 , , , , , , , . , , , , 7

8 Net long -term gain or (loss) from partnerships , S corporations , and other estates or trusts , , , , , , , , 8 865,737.

9 Capital gain distributions , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 9 194, 565.

10 Gain from Form 4797 , Part I,,,,,,,,,,,,,,,,,,, 10 11 Long -term capital loss carryover. Enter the amount , if any, from line 14 of the 2010 Capital Loss Carryover Worksheet , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 11 ( 12 Net long -term gain or (loss). Combine lines 6a through 11 in column (f) Enter here and on line 14a, column (3 ) on the back . ' 12 1, 329, 335. For Paperwork Reduction Act Notice , see the Instructions for Form 1041 . Schedule D (Form 1041) 2011

JSA

1F12102000 Schedule D (Form 1041) 2011 Page 2 Summary of Parts I and II (1) Beneficiaries' (2) Estate's (3) Total Caution : Read the instructions before completing this part. (see Intr.) or trust's 13 Net short -term gain or ( loss) , , , , , , , , , , , , , , , , , , , , , 13 -383,873. 14 Net long -term gain or ( loss): a Total for year , , , , , , , , , , , , , , , , , , , , , , , , , , , 14a 1, 329, 335. b Unrecaptured section 1250 gain (see line 18 of the wrksht ) . . . 14b c 28% rate gain,,,,,,,,,,,,,,,,,,,,,,,,,,, ,, 14c 15 945, 462. Total net gain or (loss). Combine lines 13 and 14a , , , , , , ► 15 Note : If line 15, column (3), is a net gain, enter the gain on Form 1041, line 4 (or Form 990-T, Part 1, line 4a) If lines 14a and 15, column (2), are net gains, go to Part V, and do not complete Part N. If line 15, column (3), is a net loss, complete Part IV and the Capital Loss Carryover Worksheet, as necessary Loss Limitation 16 Enter here and enter as a (loss) on Form 1041, line 4 (or Form 990-T, Part I, line 4c, if a trust), the smaller of a The loss on line 15, column (3) or b $3,000 16 Note : if the loss on line 15, column (3), is more than $3,000, or if Form 1041, page 1, line 22 (or Form 990-T, line 34), is a loss, complete the Capital Loss Carryover Worksheet in the instructions to figure your capital loss carryover Tax Computation Using Maximum Capital Gains Rates Form 1041 filers. Complete this part only if both lines 14a and 15 in column (2) are gains, or an amount is entered in Part I or Part II and there is an entry on Form 1041, line 2b(2), and Form 1041, line 22, is more than zero. Caution : Skip this part and complete the Schedule D Tax Worksheet in the instructions if.- • Either line 14b, col (2) or line 14c, col. (2) is more than zero, or • Both Form 1041, line 2b(1), and Form 4952, line 4g are more than zero Form 990 -T trusts . Complete this part only if both lines 14a and 15 are gains , or qualified dividends are included in income in Part I of Form 990-T, and Form 990-T, line 34, is more than zero. Skip this part and complete the Schedule D Tax Worksheet in the instructions if either line 14b, col (2) or line 14c, col. (2) is more than zero 17 Enter taxable income from Form 1041, line 22 (or Form 990-T, line 34) . 17 18 Enter the smaller of line 14a or 15 in column (2) but not less than zero 18 19 Enter the estate's or trust's qualified dividends from Form 1041, line 2b(2) (or enter the qualified dividends included in income in Part I of Form 990-T). , 19 20 Add lines 18 and 19 20 21 If the estate or trust is filing Form 4952, enter the amount from line 4g, otherwise, enter -0- . . ► 21 22 Subtract line 21 from line 20 If zero or less, enter -0- ...... 22 23 Subtract line 22 from line 17 If zero or less, enter -0- , , , , , , , , , , , , , 3

24 Enter the smaller of the amount on line 17 or $2 , 300 , , , , , , 24 25 Is the amount on line 23 equal to or more than the amount on line 24? 8 Yes. Skip lines 25 and 26, go to line 27 and check the "No" box. No. Enter the amount from line 23 25 26 Subtract line 25 from line 24 26 27 Are the amounts on lines 22 and 26 the same?

ElYes. Skip lines 27 thru 30, go to lie 31 El NO. Enter the smaller of line 17 or line 22 27

28 Enter the amount from line 26 (If line 26 is blank, enter -0-) , , , , , , , , , 28

29 Subtract line 28 from line 27 ...... 29 30 Multiply line 29 by 15%(15) ,,,,,,,,,,,,,,,,,,,,,, 30 31 Figure the tax on the amount on line 23. Use the 2011 Tax Rate Schedule for Estates and Trusts (see the Schedule G instructions in the instructions for Form 1041) , , , , , , , , , , , , , , , , 31

32 Add lines 30 and 31 ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, 32 33 Figure the tax on the amount on line 17. Use the 2011 Tax Rate Schedule for Estates and Trusts (see the Schedule G instructions in the instructions for Form 1041) , , , , , , , , , , , , , , , , 33 34 Tax on all taxable income. Enter the smaller of line 32 or line 33 here and on Form 1041, Schedule G, line 1 a (or Form 990-T, line 36) ...... 34 Schedule D (Form 1041) 2011

JSA 1F12202000 SCHEDULE D-1 Continuation Sheet for Schedule D OMB No 1545-0092 (Form 1041) (Form 1041) See Instructions for Schedule D (Form 1041). Dep artment of the Treasury ► ^ 11 Internal Revenue Service ► Attach to Schedule D to list additional transactions for lines 1a and 6a. Name of estate or trust Employer identification number

THE RICHARD H. DRIEHAUS FOUNDATION 1 36-3261347 MWIT Short-Term Ca pital Gains and Losses - Assets Held One Year or Less (b) Date (a) Description of property (Example. Date sold (e) Cost or other basis uf) Gain or (loss() () a uired (c) (d) Sales price () 100 sh 7% preferred of 'Z" Co) - --,,_,. ,_ I (mo, day, yr) (see instructions) Subtract (e) from (d) 1a PUBLICLY TRADED SECURITIES VAR VAR 70,689,974. 70,992,878. -302,904.

lb Total. Combine the amounts in column (f) Enter here and on Schedule D, line lb . . 1 -302, 904. For Paperwork Reduction Act Notice , see the Instructions for Form 1041 . Schedule D - 1 (Form 1041) 2011 JSA 1F1221 2000 Schedule D-1 (Form 1041) 2011

JSA

1F12222000 Form 8868 Application for Extension of Time To File an I (Rev. January 2012) Exempt Organization Return OMB No. 1545-1709 Department of the Treasury internal Revenue Service File a for each return.

• If you are fling for an Automatic 3-Month Extension, complete only Part I and check this box ...... ► EKI • If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part Il (on page 2 of this form). Do not complete Part 1! unless you have already been granted an automatic 3-month extension on a previously filed Form 8868. Electronic filing (9-file) . You can electronically file Form 8868 if you need a 3-month automatic extension of time to file (6 months for a corporation required to file Form 990-7), or an additional (not automatic) 3-month extension of time. You can electronically file Form 8868 to request an extension of time to file any of the forms listed In Part I or Part II with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts, which must be sent to the IRS in paper format (see instructions). For more details on the electronic filing of this form, visit www.frs. ov/efle and cock on e-frle for Charities & Nonprofits. Part I Automatic 3-Month Extension of Time. Only submit original (no copies needed). A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and complete Part Ionly ...... All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns. Type or Name of exempt organization or other filer, see instructions . Employer identification number (EIN) or print THE RICHARD H. DRIEHAUS FOUNDATION ® 36-3261347 Fla by the due dale for Number, street, and room or suite no. If a P.O. box , see Instructions . Social security number (SSN) filing your 25 EAST ERIE STREET MUM. Soo instticuons. City, town or post office, state, and ZIP code. For a foreign address, see Instructions. CH ICAGO, IL 60611

Enter the Return code for the return that this application Is for (file a separate application for each return) ...... 0 4

Application Return Application Return Is For Code Is For Code Form 990 01 Form 990-T co ration 07 Form 990-BL 02 Form 1041-A 08 Form 990-EZ 01 Form 4720 09 Form 990-PF 04 Form 5227 10 Form 990-T (sec. 401 a or 408(a) trust) 05 Form 6069 11 Form 990-T (trust other than above) 06 Form 8870 12 PAULA MUM25NAM11V 25 EAST ERIE STREET - CHICAGO, IL 60611-2735 • The books are In the care of ► (312)587-3157 Telephone No.'- (312)932-8 6 79 FAX No. ► • If the organization does not have an office or place of business In the United States, check this box ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ► 0 • If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group , check this check this box 0 and attach a list with the names and EINs of all members the extension is for. box ► 0 . If It Is for part of the group, ► 1 I request an automatic 3-month (6 months for a corporation required to file Form 990-T) extension of time until AUGUST 15, 2012 , to file the exempt organization return for the organization named above. The extension Is for the organization 's return for: 2 011 ► ® calendar year or ► 0 tax year beginning , and ending

2 If the tax year entered In line 1 Is for less than 12 months, check reason: 0 initial return Final return 0 Change in accounting period

3a if this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. 3a $ 5,921. b if this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit. 3b $ 68,545. c Balance due. Subtract line 3b from One 3a. Include your payment with this form, If required, by usin g EFTPS (Electronic Federal Tax Pa ent System) . See instructions. 3c S 0 . Caution. If You are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 88796EO for payment Instructions. WA For Privacy Act and Paperwork Reduction Act Notice, see Instructions . Form 8868 (Rev. 1-2012)

123841 01-04-12 Form 8868 (Rev 1-2012) Page 2 X • If you are filing for an Additional ( Not Automatic) 3-Month Extension , complete only Part II and check this box ► Note . Only complete Part II if you have already been granted an automatic 3-month extension on a previously filed Form 8868. • If you are filing for an Automatic 3-Month Extension , com plete only Part I (on pa ge 1 ) Additional ( Not Automatic ) 3-Month Extension of Time. Only file the original (no copies needed). Enter flier's Identifying number. see instructions Name of exempt organization or other filer, see instructions number (EIN) or Type or print THE RICHARD H. DRIEHAUS FOUNDATION 36-3261347 Number, street , and room or suite no If a P O . box, see instructions. al security numb( File by the due date for 25 EAST ERIE STREET filing your City, town or post office , state, and ZIP code For a foreign address, see instructions. return See instructions CHICAGO, IL 60611 Enter the Return code for the return that this aoolication is for (file a separate aoDlication for each retuml . I 01 4 1 Application Return Application Return Is For Code Is For Code Form 990 01 Form 990-BL 02 Form 1041-A 08 Form 990-EZ 01 Form 4720 09 Form 990-PF 04 Form 5227 10 Form 990-T ( sec. 401 a or 408a trust) 05 Form 6069 11 Form 990-T (trust other than above ) 06 Form 8870 12 STOPI Do not complete Part II if you were not already granted an automatic 3-month extension on a previously filed Form 8868. MCMENAMIN • The books are in the care of ► PAULA 312 932-8679 312 587-3157 Telephone No ► FAX No ► q • If the organization does not have an office or place of business in the United States, check this box , , , , , , , , , , , , , , , ► • If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is q for the whole group, check this box , , , , , , ► If it is for part of the group, check this box , , , , , , , ► and attach a list with the names and EINs of all members the extension is for 4 I request an additional 3-month extension of time until 11/15 , 20 12 5 For calendar year 2011 , or other tax year beginning , 20 , and ending 20 6 If the tax year entered in line 5 is for less than 12 months, check reason: Initial return Final return q Change in accounting period 7 State in detail why you need the extension ADDITIONAL TIME IS REQUIRED TO COLLECT INFORMATION NECESSARY TO FILE A COMPLETE AND ACCURATE TAX RETURN.

8a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069 , enter the tentative tax, less any nonrefundable credits See instructions . 8a $ 5,921. b If this application is for Form 990-PF, 990-T, 4720, or 6069 , enter any refundable credits and estimated tax payments made . Include any prior year overpayment allowed as a credit and any amount paid previously with Form 8868 8b $ 68,545. c Balance Due. Subtract line 8b from line 8a. Include your payment with this form , if required , by using EFTPS (Electronic Federal Tax Payment System). See instructions 8c $ 0 Signature and Verification must be completed for Part II only. Under penalties of perjury. I declare that I have examined this form, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete, and that I am authorized to prepare this form

Title Signature ► ► Date ► Form 8868 ( Rev 1-2012)

Asa 1 F8055 4 000 06880V 4116 8/10/2012 4:05:40 PM V 11-5 02192.02 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

Kind of Property Description Date Date sold p acquired Gross sale Depreciation Cost or FMV Add basis Excess of Gain price less allowed / other as of as of FMV over or expenses of sale allowable h;3qiq 1 12/31/69 12/31/69 ad i basis (loss )

TOTAL SHORT-TERM COMMON TRUST FUND AND PARTNERSHIP, S CORPORATION, AND OTHER ESTATES OR TRUST GAIN OR LOSS -80,969.

TOTAL LONG-TERM COMMON TRUST FUND AND PARTNERSHIP, S CORPORATION, AND OTHER ESTATES OR TRUST GAIN OR LOSS 865,737.

TOTAL CAPITAL GAIN DISTRIBUTIONS 194,565.

PUBLICLY TRADED SECURITIES P VAR VAR PROPERTY TYPE: SECURITIES 70689974. 70992878. -302,904.

PUBLICLY TRADED SECURITIES P VAR VAR PROPERTY TYPE: SECURITIES 6,649,616. 6,380,583. 269,033.

TOTAL GAIN(L )SS) ...... 945,462.

JSA 1E17301000