Broker/Dealers
Company Name Address City State Zip Contact Phone Firm Phone / Web Fax
Disabled
Academy Securities Ms. Elizabeth Tolomeo 550 W. VAN BUREN Chicago IL 60607 312.635.0867 SUITE 1410
Great Pacific Securities Mr. Mike Maroshek 151 Kelmus m. Costa Mesa CA 92626 800-284-4804 800-284-4804 Suite H-8 www.greatpac.com
Disabled/Local
Drexel Hamilton Mr. Cauldon Quinn 2000 Market Street Philadelphia PA 19103 215-988-8300 Suite 1460 www.drexelhamilton.com
Local
Birchwood Securities Corp. Mr. John Cirenza 1900 Market St. Philadelphia PA 19183 215-640-0650 215-496-5554 Suite 616
FTN Financial Ms. Candice M.Stutzman 1601 Market St Philadelphia PA 19103 215-640-6102
Janney Montgomery Mr. Wayne Wales 1717 Arch Street Philadelphia PA 19103 215-665-1651 215-665-6000 www.janney.com
Merrill Lynch Mr. - - One Liberty Place Philadelphia PA 19103 800-733-2180 800-733-2180 1650 Market Street, 29th Floor n/a
Radnor Research & Trading Ms. Susan Werner 290 King of Prussia Road Radnor PA 19087 610-293-2009
RBC Capital Mr. Thomas Tarka 181 Washington St Conshohocken PA 19428 (484) 530-2826 (484) 530-2826 Suite 500 https://www.rbcwmfa.com/
Susquehanna Financial Mr. Drew Milstein 401 City Avenue Bala Cynwyd PA 19004 610-617-3012 610-617-2600 Group Suite 220 www.sig.com
Valdes Moreno Ms. Marne DeSantis 506 S. Bethlehem Pike Fort Washington PA 19034 215-367-5265
Local/Minority
Wednesday, May 26, 2021 Page 1 of 4 Company Name Address City State Zip Contact Phone Firm Phone / Web Fax
BOE Group, Inc. Mr. Bufus Outlaw, Jr. 1500 JFK Boulevard Philadelphia PA 19102 215-568-5500 215-568-5500 Suite 430 www.boegroup.com
Cabrera Capital Markets, Inc Mr. Dave Gonzalez 1500 Market Street Philadelphia PA 19102 215-246-3417 312-236-8888 12th Floor
Greentree Brokerage Mr. Warren West 1700 Market Street Philadelphia PA 19103 215-569-1980 215-569-1980 Services Suite 1420 www.e-greentree.com
Quoin Capital LLC Mr. Maceo Davis 1515 Market Street Philadelphia PA 19102 215-564-1222 Suite 1808 www.quoincapital.com
Seslia Securities Mr. Kevin McLaverty 111 S. Independence Mall EastPhiladelphia PA 19106 267-671-0900 267-671-0905 Suite 830 www.seslia.com
Minority
Falcon Square Capital Mr. Joseph Nunn 3701 Lake Boone Trail Raleigh NC 27607 919-825-1534 Suite 100
IFS Securities Ms. Patricia Senese 3414 Peachtree Rd NE Atlanta GA 30326 404-382-5223 Suite 1020 www.ifssecurities.com
Tribal Capital Markets, LLC. Mr. John Barry 42 Broadway New York NY 10004 212-606-0226 3rd Floor www.tribalcap.com
Minority/Women
APB Financail Group Ms. Jennifer Diaz 17 State Street New York NY 10004 212-293-3420 (formerly Haven) Suite 1650 www.hfs-llc.com
Best Vest Mr. John Dunfee 600 N Jackson St Media PA 19063 800 434 1776
Blaylock,Beal, Van Mr. Russell L. Ware 350 Frank Ogawa Plaza Oakland CA 94510 510-268-6101 510-208-6101 10th Floor www.robertvan.com
Bley Investment Group Ms. Laura Bley 4200 S. Hulen Street Forth Worth TX 76109 800-959-2444 #519
C.L. King & Associates Mr. Vincent Kenney 551 Madison Ave. New York NY 10022 212-421-2696 8th Floor
CAPIS Ms. Wendy Daily 1700 Pacific Avenue Dallas TX 75201 214-978-4767 Suite 1100 capis.com
Wednesday, May 26, 2021 Page 2 of 4 Company Name Address City State Zip Contact Phone Firm Phone / Web Fax
CastleOaks Securities L.P. Mr. Dan O'Grady 110 E. 59th Street New York NY 10022 212 294-8040 2nd Floor
Cheevers Ms. Laura Yunger 440 South LaSalle Street Chicago IL 60605 312 663-2794
East/West Securities, Co. Mr. Max Isaacman 555 Montgomery St. San Francisco CA 94111 415-397-6434 415-397-3400 Suite 601
Fieldpoint Securities Dale Brown 1960 Bronson Rd Fairfield CT 06824 203-255-3838 203-255-3838 Bldg 2 www.nutmegsecurities.com
FIG Group Ms. Emily Messerschmitt 3710 Rawlins Street Dallas TX 75219 305 289-5391
First Honolulu Securities, Mr. Greg Kowal 900 Fort St. Honolulu HI 96813 808-523-9422 808-523-9422 Inc. Suite 950 n/a
Girard Securities Mr. Jeff Kulik 9560 Waples Street San Diego CA 92121 858-622-2140 ext. Suite B 238
Guzman & Company Mr. John Augello 30 Montgomery Street Jersey City NJ 07302 201-433-3707 305-374-3600 Suite 1503 www.guzman.com
Institutional Services Mr. Jack Jordan 1285 Avenue of the Americas New York NY 10019 212-554-4176 212-554-4076 Unlimited Inc. Suite 3506
Ivy Securities, Inc. Mr. Grant C. Wu, CFA 320 Northern Blvd. Great Neck NY 11021 888-813-2713 888-813-2713 Suite 21 www.ivysec.com
Loop Capital Markets, LLC Ms. Kourtney Ratliff 111 West Jackson Blvd Chicago IL 60604 312-913-4900 Suite 1901
M. Ramsey King Mr. Terrence Cramer 93 Tomlin Circle Burr Ridge IL 60527 630-789-0607 630-789-0607 www.mramseyking.com
MD Global Partners Mr. Nash Collins 275 Madison Ave New York NY 10016 212-308-2864 Suite 627
Melvin Securities, L.L.C. Ms. Elizabeth Tolomeo 111 W. Jackson Blvd. Chicago IL 60604 312.895.7448 312.341.0050 Suite 2110 www.melvinsecurities.com
Mischler Financial Group Mr. Doyle L. Holmes 1101 Bayside Drive Corona del mar CA 92625 800-820-0640 800-820-0640 Suite 201 www.mischlerfinancial.com
Mogavero, Lee & Co., Inc Ms. Achille Mogavero 20 Broad Street New York NY 10005 212-943-0235 212-785-9880 14th Floor
Wednesday, May 26, 2021 Page 3 of 4 Company Name Address City State Zip Contact Phone Firm Phone / Web Fax
Montrose Securities Mr. Philip Y. Leung 44 Montgomery Street San Francisco CA 94104 415-399-9955 415-399-9955 International Suite 3050 n/a
North South Capital Mr. Chris O'Donnell 200 West Adams Chicago IL 60606 312-445-5402 312-445-5411 Suite 2230
Penserra Securities Mr. Steve Lowden 20 Broad Street New York NY 10005 646-459-0584
Percival Financial Partners, Mr. Gerald A. Williams 2 Village Square Baltimore MD 21210 410-323-5333 410-323-5333 Ltd. Suite 252 n/a
Renaissance Capital Ms. Kathleen Smith Two Greenwich Plaza Greenwich CT 06830 203-622-2978 203-622-2978 x4120 www.ipo-fund.com
Samuel A. Ramirez & Co., Mr. Frederick Capozzi 61 Broadway New York NY 10006 212.-248-1217 800-888-4086 Inc. 29th Floor www.ramirezco.com
Security Brokerage Capital Mr. Nathan Lewis 260 Peachtree Street Atlanta GA 30303 404-230-8476 Suite 260
Siebert Cisneros Shank & Ms. Patricia Koetzner 100 Wall Street New York NY 10005 646-775-4840 Co. LLC 18th Floor
Sturdivant & Co. Mr. Carl R. Gibbs, Jr. Plaza 1000 at Main Street Voorhees NJ 08043 856-751-1331 856-751-1331 Suite 200 www.sturdivant-co.com
Telsey Advisory Group Mr. Jeffrey Arzu 535 5th Avenue New York NY 10017 212-584-4614 12th Floor
Thomas P. Reynolds Ms. Shannon Burhance 410 Jericho Turnpike Jericho NY 11753 212-742-1616 212-742-1616 Securities Suite 304 n/a
Toussaint Capital Partners, Mr. Avery Byrd 110 Wall Street New York NY 10005 212-328-1800 212-328-1800 LLC 2nd Floor Touissantcapital.com
Walton Johnson & Company Mr. Dejuan Green 2911 Turtle Creek Blvd. Dallas TX 75219 214-219-1416 214-219-1416 Suite 800 n/a
Williams Capital Group, L.P. Mr. Arthur McClearin 650 Fifth Avenue New York NY 10019 212-830-4509 212-830-4500 11th Floor www.willcap.com
Women
MFR Securities, Inc. Mr. Brian Quek 630 Third Avenue New York NY 10017 212-416-5023 Suite 1203
Wednesday, May 26, 2021 Page 4 of 4