FRY·6 0MB Number 7100-0297 Approval expires November 30, 2019 Page1 of2

Board of Governors of the Federal Reserve System

Annual Report of Holding Companies-FR Y-6

Report at the close of business as of the end of fiscal year This Report Is required by law: Section 5(c)(1)(A) of the Bank This report form is to be filed by ail top-tier bank holding compa­ Holding Company Act (12 U,S.C, § 1844(c)(1)(A)); sections 8(a) nies, top-tier savings and loan holding companies, and U.S. inter­ and 13(a) of the International Banking Act (12 U,S.C. §§ 3106(a) mediate holding companies organized under U.S. law, and by and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal any foreign banking organization that does not meet the require­ Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); and seo­ ments of and Is not treated as a qualifying foreign banking orga­ tlons 113,165,312,618, and 809 of the Dodd-Frank Act (12 U.S.C. nization under Section 211.23 of Regulation K (12 C.F.R. § §§ 5361, 5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to the 211.23). (See page one of the general Instructions for more detail appropriate Federal Reserve Bank the original and the number of of who must file.) The Federal Reserve may not conduct or spon­ copies specified. sor, and an organization (or a person) Is not required to respond to, an Information collection unless It displays a currently valid 0MB control number, NOTE: The Annual Reporl of Holding Companies must be signed by Date of Report (top-tier holding company's fiscal year-end): one director of the top-lier holding company. This Individual should also be a senior official of the top-tier holding company. In the event December 31, 2018 that the top-tier holding company does not have an Individual who Is Monlh /Day/ Year a senior official and Is also a director, the chairman of the board must N/A sign the report, If the holding company Is an ESOP/ESOT formed as Reporter'i. Legal Entity Identifier (LEI) (20-Characler LEI Code)

a corporation or is an LLC 1 see the General Instructions for the authorized Individual who must sign the report. Reporter's Name, Street, and Mailing Address I, Joseph C Canizaro Name or lhe Holding Company Director i;tnd Offlclal First Trust Corporation Chairman of lhe Board Legal TIiie of Holdlng Company Tille of the Holding Company Director and O(nclal 909 Poydras Suite 1700 attest that the Annual Repo1t of Holding Companies (including (Mailing Address of the Hold Ing Company) Street/ P.O. Box the supporting attachments) for this report date has been pre­ New Orleans LA ------70112 pared In conformance with the Instructions issued by the Federal Ci~ Stale Zip Code Reserve System and are true and correct to the best of my knowledge and belief. Physical Localion (if differenl from malling address) With respect to Information regarding Individuals contained in this report, the Reporler cerlifies that II has the authority to provide this Person to whom quesilons about this report should be directed: Information to the Federal Reserve. The Reporler also cerlifies R Leigh Barker Chief Accounting Officer that It has the authority, on behalf of each individual, to consent or Name Title object lo public release of information regarding that Individual. 504-586-2830 The Federal Reserve may assume, in the absence of a request for confidential treatment submilled In accordance with the Board's Area Code/ Phone Number/ Extension "Rules Regarding Aval/ability of Information," 12 C.F.R. Parl 261, 504-584-5866 that Iha Repo,ter !lm:l Individual consent to public release of all Area Code/ FAX Number detail the report concerning. t~al Individual. lbarl

For holding companies ill1l registered with the SEC- l_s confidential lrealmenl requested for any portion of ~ - Indicate status of Annual Report to Shareholders: this report submission? ...... , ...... h=ves[TJ D Is Included with the FR Y-6 report In accordance with the General Instructions for this report (check only one), D wlll bei sent under sepatate cover 1. a teller Justifying this request Is being provided along IBJ Is not prepared with the report ...... , ...... ,...... D For Federal Reserve Bank Use Only 2. a letter Justifying this request has been provided separately ... D RSSDID NOTE: Information fo_r which confidential treatment Is being requested C.I. must be provided separately and labeled as "confidential."

Public reporting burden for this lnformallon collection Is estimated lo vary from 1.3 lo 101 hOurs per responsE1, With en average of 5.50 hours per response, lncludlng time to galher and malnle!n ~ala In U1e required form and lo review lnslrucl!ons and c<:>mplele the Information collecllon. Send comments regarding ihls burden estimate or any other aspect of lhls col!eclion of lnformal!on, Including suggestions for reducing this burden to: Secretary, Board of Governors of lhe Fed eta\ Reserve System, 201h and C Slreels, NW, Washington, DC 20551, and lo the Office of Management and Budget, PapeN1ork ReducUon Pro)ecl (7100-0297), Was_hlnglon, DC 20503, 03/2Q18 Form FR Y-6 First Trust Corporation New Orleans, LA Flscal Year Ending December 31, 2018

Report Item: 1:NIA 2: Organization Chart

FIRST TRUST CORPORATION

(State of Incorporation and located in New Orleans, Louisiana) LEI - NIA Officers: Directors: Joseph C. Canizaro- GEO Joseph C. Canizaro, Chairman Gary Blessman, Director David Guidry, Director Donald Bollinger, Director Ralph Cox, Director Randall Howard, Director Ryan Lopiccolo, Director

FIRST BANK AND TRUST New Orleans, Louisiana 100% (State of Incorporation and located in Louisiana) LEI - 549300J59XY2XA4OSM90

Managing Member New Orleans, Louisiana (State of Incorporation and located in Louisiana) LEI - NIA

FBI MORTGAGE, LLC 100% Managing Member Ocean Springs, Mississippi (State of Incorporation and located in Mississippi) LEI - N/A

New Orleans, Louisiana (State of Incorporation and located in Louisiana) LEI- NIA Ga Blessman- President 100'¾ FBT FILM CREDIT, LLC Managing Member New Orleans, Louisiana (State of Incorporation and located in Louisiana) LEI- N/A Ga Blessman- President First Trust Corporation FR Y-612/31/18

Results: A list of branches for your depository institution: FIRST BANK AND TRUST (ID_RSSD: 1862719j. This depository institution is held by FTRSTTRUST CORPORAT10N (2127657) of NEW ORLEANS, LA. The data are as of 12/31/2013. Data reflects information that was received and proces.sed through 01/06/2019.

Reconciliation and Verification Steps 1. In the Data Action column of each branch row, enter one or more of the act!9ns specified below 2. If required, enter the date in the Effective Date column

Actions OK: If the branch information is correct, enter 'OK" in the Data Action column. Change: If the branch information is incorrect or incomplete, revise the data, enter 'Change' in the Data Action column and the date when this information first became valid in the Effective Date column. Close: If a branch listed was sold or closed, enter 'Clo5e' in the Data Action column and the sale or closure date in the Effective Date column. Delete: lfa branch listed was never owned by this depository Institution, enter 'Delete' in the Data Action column. Add: If a reportable branch is missing, insert a row, add the branch data, and enter 'Add' in the Data Action column and the opening or acquisition date in the Effective Date column.

If printing this list, you may need to adjust your page setup in MS Excel. Try using landscape orientation, page scaling, and/or legal sized paper.

Submission Procedure When you are finished, send a saved copy to your FRB contact. See the detailed instructions on this site for more information. If you are e-mailing this to your FRB contact, put your institution name, city and state in the subject line of the e-mail.

Note: To satisfy the FR Y-10 reporting requirements, you must also submit FR Y-10 Domestic Branch Schedules for each branch wrth a Data Action of Change, Close, Delete, or .4dd. The FR Y-10 report may be submitted in a hardcopyformat or via the FR Y-10 Online application - https://ylOonline.federalreserve.gov.

* FDIC UNINUM, Office Number, and ID_RSSD columns are for reference only. Verification of these values is not required.

'Effective Branch o... Zip Head Office Action o~te- Branch Service Type 10 RSSD* Popular Name Street Address City State County Country FDIC UNINUM* Office Number* Head Office ID RSSD• Comments OK Full Service (Head Office) 1862719 FIRST BANK AND TRUST 909 POYDRAS ST NEW ORLEANS LA 70112"'· ORLEANS UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 OK Full Service 5162994 5ANDESTIN BRANCH 495 GRAND BLVD MIRAMAR BEACH FL 32550 WALTON UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 OK Full Service 56230 WEST OAKS BRANCH 201 WEST OAK STREET AMITE LA 70422 TANGIPAHOA UNITEDSTATE5 Not Required Not Required FIRST BANK AND TRUST 1862719 OK Full Service 39673SS JEFFERSON FINANCIAL CENTER 8383JEFFER50N HIGHWAY BATON ROUGE LA 70809 EAST BATON ROUGE UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 OK Full Serv!ce 3724772 NORTH PARK BRANCH 118 LAKE DRIVE COVINGTON LA 70433 STTAMMANY UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 OK Full Service 3725005 HAMMOND BRANCH 1320 SOUTH MORRISON BLVD HAMMOND LA 70403 TANGIPAHOA UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 OK Full Service 2816102 HARVEY BRANCH 2316 MANHATTAN BOULEVARD HARVEY LA 70058 JEFFERSON UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 OK Full Service 3881303 RIVER RANCH BRANCH 1201 CAMELLIA BOULEVARD, SUITE 100 LAFAYITTE LA 70508 LAFAYITTE UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 OK Full Service 3248045 METAIRIE ROAD BRANCH 458 METAIRIE ROAD METAIRIE LA 70005 JEFFERSON UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 Full Service 1000379 VETERANS BOULEVARD BRANCH OK 3929 VITT RANS BLVD METAIRIE LA 70002 JEFFERSON UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 Full Service 2835327 ALGIERS BRANCH OK 4550 GENERAL DEGAULLE DRIVE NEW ORLEANS LA 70131 ORLEANS UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 Full Service 5162985 SLIDELL BRANCH OK 2077 EAST GAUSE BLVD SLIDELL LA 70461 ST TAMMANY UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 Full Service 3945791 SPRINGFIELD BRANCH OK 31579 HIGHWAY 22 SPRINGFIELD LA 70462 LIVINGSTON UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 Full Service OK 3505917 EISENHOWER DRIVE BRANCH 244 EISENHOWER DRIVE BILOXI MS 39531 HARRISON UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 FORM FR Y-6 FIRST TRUST CORPORATION As of December 31, 2018 Fiscal Year Ending December 31, 2018 Report Item 3: Shareholders

Shareholder not listed in 3 (1) a through 3(1) c that had ownership, control Current Shareholder with ownership, control or holdings of 5% or more with power or holdings of 5% or more with power to vote during the fiscal year ending to vote as of 12-31-2018 12-31-2018

(1)a (1)b (1)(c) (2)(a) (2)( b) (2)(c)

Country of Number and Percentage Country of Number and Percentage of Name and Citizenship or of Each Class of Voting Name and Citizenship or Each Class of Voting Address Incorporation Securities Address Incorporation Securities

Number - 4,445,979 Percent 44% Options 6,000 Mr. Joseph C. Canizaro, Chairman USA Metairie, LA / USA {Indirect-New Continental N/A Trust - 403,733 shares Percent-4%)

Corte Trust (A United States Trust) Number - 3,232,250 USA Joseph C. Canizaro-Trustee Percent - 30% New Orleans, LA FORM FR Y-6 FIRST TRUST CORPORATION As of December 31, 2018 Fiscal Year Ending December 31, 2018 Report Item 4: Insiders

(11 (21 (31(•1 (31(bl (31(

CEO Direct44% Mr. Joseph C. Canizaro, Chairman Real Estate FIRST BANK and TRUST Indirect 34% (Corte and "See Attached Metairie, LA I USA Developer Director NIA •see Attached Chairman of the Board Trust 30% and New Continental Trust 4%)

Gary Blossman Businessman/ FIRST BANK and TRUST Director GBBRE, LLC 100% New Orleans, LA/ USA Banking NIA 3% NIA CEO FGE Ventures 33%

President of 100% ownership GUICO GUICO Machine Works Machine Works GUICO David Guidry Businessman/ Oilfield FIRST BANK and TRUST Vice GUICO Marine Services, LLC Marine Services, LLC Director Chairman of the Board Chairman of 1% Laplace, LA / USA Equipment GUICO Farms, LLC NIA Audit Committee GUICO Farms, LLC GUICO Properties, LLC Harvey GUICO Properties, LLC Harvey Specialty, Inc. Specialty, Inc.

Donald Bollinger Businessman/ FIRST BANK and TRUST President & CEO of Bollinger, Director 5% Lockport, LA I USA Entrepreneur Chairman of the Board LLC NIA •see Attached

FIRST BANK and TRUST Baril!eaux Lands LLC Ralph C. Cox, Jr., CPA. CGMA Professional Retired Partner at Director Director Chairman 1% 25% ownership Metairie, LA I USA Consultant Bourgeois Bennett, LLC NIA of Loan Committee Crestmont Properties, Inc. 100% ownership

Retired Owner of Harbor Randall Howard Businessman/ FIRST BANK and TRUST Director Watersports, LLC 0% Jackson, MS/ USA Entrepreneur Director NIA NIA

Businessman/ Mr. Ryan Lopiccolo F!RST BANK and TRUST Co-.owner of EVP, Columbus Director 0% Costa Mesa, CA/ USA Director NIA Pie-Not LLC 16% Ovmership Properties Pie-Not LLC

Corte Trust (A United States Trust) Trust Shareholder Joseph C. Canizaro-Trustee NIA NIA 30% NIA .. See Attached New Orleans, LA I USA FORM FRY-6 FIRST TRUST CORPORATION As of December 31, 2018 Fiscal Year Ending December 31, 2018 Report Item 4(cont'd): Insiders Other Interests

(1) (4)(c) Direct Indirect Insider Name Company Interest Interest JOSEPH C CANIZARO ARBOR ESTATES OF NEW ORLEANS, LLC 84% COLUMBUS COMMUNITIES LLC 80% COLUMBUS DATA, INC 82% COLUMBUS MANAGEMENT LLC 100% COLUMBUS PROPERTIES LP 84% CORPORATE CAPITAL LLC 100% PIE-NOT, LLC 76% THE ARBORS ESTATES REALTY, LLC 84% THE DONUM DEi FOUNDATION 100% THE VILLAGE AT TRADITION LLC 90% TRADITION MASTER PROPERTY OWNERS ASSOCIATION 80% THE VILLAGE AT TRADITION HOME OWNERS ASSOCIATION, INC 90% TRADITION VILLAGE REAL TY. LLC 90% VILLAGE CENTER LLC 90% DONALD BOLLINGER 8210 JEFFERSON LLC 100% ASPENOLA LLC 33% B BELLA VISTA EL DORADO LLC 95% B BLACK BAY LLC 97% B HERTZ MIDWEST LLC 42% 5% B LONGUEVUE 111 LLC 100% B Riata LLC 96% B SWAN RIVER LLC 50% 10% BAMG NASHVILLE LLC 100% B & G TECH LLC 49% 0% B NORTHPARK LLC 100% B RICHMOND HERTZ LLC 47% 13% BEHRMAN ASSOCIATES LC 80% BIG R ENTERPRISES LLC 100% BOLLINGER ENTERPRISES, LLC 100% BOLLINGER FAE LLC 80% BOLLINGER FAMILY FOUNDATION 50% BOLLINGER HERTZ LLC 52% 11% BOLLINGER INVESTMENTS LLC 100% BOLLINGER PRIVATE EQUITY LLC 48% CORTE TRUST SPRING PLAZA CORPORATION 100%