ANNUAL REPORT:

FISCAL YEAR APRIL 1, 2016 – MARCH 31, 2017

As required by statute, this report contains the status of economic development programs administered by the Urban Development Corporation, doing business as Empire State Development (“ESD”). This report covers the fiscal year from April 1, 2016, through March 31, 2017. Projects contained in this report are comprised of Proposals for Assistance: Approved; Proposals for Assistance: Evaluated Not Yet Approved; and Proposals for Assistance: Evaluated No Further Action Recommended. During this fiscal period, ESD approved 364 projects totaling $446,625,210 in funding commitments.

Contents Introductory Information: . State Map: Location and Amount of Commitments . Economic Development Programs: Appropriation Categories

Section 1: Proposals for Assistance – Approved . Summary by Program and Region . Project Detail by Region

Section 2: Proposals for Assistance Evaluated – Not Yet Approved . Summary by Program and Region . Project Detail by Region

Section 3: Proposals for Assistance Evaluated – No Further Action Recommended . Summary by Program and Region

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 1

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ECONOMIC DEVELOPMENT PROGRAMS:

APPROPRIATION CATEGORIES

Projects in this report are funded from the following appropriation categories (“Programs”):

. Buffalo Regional Innovation Cluster (“BRIC”) – an appropriation to create thousands of jobs and to spur at least $5 billion in new investment and economic activity in Buffalo.

. Community Development Financial Institution Program (“CDFI”) – an annual appropriation that provides micro-loans to businesses that do not qualify for bank loans as well as one-on-one counseling and business development assistance to facilitate credit-readiness.

. Downstate Revitalization Fund (“DRF”) – a $35 million appropriation enacted in FY 2008-09 to promote economic development by facilitating the creation and retention of jobs or other economic activity in downstate New York.

. Department of State Office of New Americans (“DONA”) – a $60,750 appropriation to be disbursed over a three year period beginning 01/01/2016 and ending 12/31/2018 to help new Americans interested in starting their own business and achieving self-employment by providing “Immigrant Entrepreneurship Training” and technical assistance. The fund will be operated through a network of Opportunity Centers within an existing and diverse array of 27 community based organizations.

. Entrepreneurial Assistance Program (“EAP”) – two annual appropriations that establish and maintain Entrepreneurial Assistance Program Centers in local communities to provide instruction, training, technical assistance, and support services to individuals who have recently started their own business or are interested in starting a business.

. Economic Development Initiatives (“Global NY Fund”) – a $2 million annual appropriation to provide assistance to companies and not-for-profit organizations to increase the export of New York’s products and services to foreign markets. Grants are made to help New York State’s private sector identify and develop export markets and increase their sales, thereby creating and retaining jobs.

. Economic Development Purposes Fund (“EDPF”) – a two-year appropriation established in the FY 2011-12 budget that made $62.36 million of funding available for economic development across New York State for business investment, infrastructure investment, and economic growth investment initiatives.

. Economic Transformation Program (“ETP”) – a $50 million appropriation created as part of the FY 2011-12 budget and a $32 million appropriation in the FY 2016-2017 New York State budget to assist communities affected by closures of the state's correctional and juvenile justice facilities.

. Empire State Economic Development Fund (“EDF”) – created in 1996 and generally funded annually, this appropriation provides assistance for projects that promote the economic health of New York State by facilitating the creation or retention of jobs or the increase of business activity.

. Job Development Authority (“JDA”) – this authority, which operates under the ESD umbrella, provides direct loans for the growth of manufacturing and other eligible businesses within New York State by financing a portion of the cost of real estate acquisition, renovation, or construction or for purchasing machinery and equipment. Funds to make loans are derived from the sale of State-guaranteed bonds.

JOBS Now Program (“JN”) – this appropriation, created in 1998, promotes the state’s economic health and the increase of economic activity by encouraging the expansion of current businesses and attraction of new ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 2

ECONOMIC DEVELOPMENT PROGRAMS:

APPROPRIATION CATEGORIES CONTINUED

businesses, primarily targeting companies that create at least 300 new permanent, full-time private sector jobs, with 25% of funds allowed for the creation of 100-299 jobs.

. Market NY (“Market NY”) – an annual appropriation initiated during Round 3 of the Regional Council Consolidating Funding Application process, to support regionally themed, New York focused projects to help to bolster tourism growth by promoting tourism destinations, attractions, and special

. NYPA Craft Beverage Marketing Program (“NYPA Craft Bev”) – An appropriation established in FY 2014-2015, under Section 19 of Part I of Chapter 55 of the State Law, allowing the Power Authority of the State of New York to make a contribution of up to $90 million to the State Treasury, a portion of which was directed to the credit of ESD in furtherance of ESD’s Statewide economic development initiatives. Empire State Development will provide up to $250,000 of funding to establish the State’s Craft Beverage “Regional Marketing” Grant Program. The program will support marketing initiatives that target craft beverage businesses located within the region to increase the profile, awareness and sales of Central New York produced wine, beer, spirits, and hard cider.

. New York Broadband Program (“New NY Broadband”) – a $500 million appropriation to support broadband deployment to Unserved and Underserved areas of the State, at Internet speeds of at least 100 megabits per second (Mbps) (download) in most places, and 25 Mbps (download) in the most remote parts of the State.

. New York Works Economic Development Fund (“NY Works”) – an annual appropriation to support economic development.

. Regional Council Capital Fund (“RCCF”) – an appropriation established under the Governor’s Regional Economic Development Council Initiative to support capital-based economic development initiatives intended to create or retain jobs, prevent or reduce unemployment and underemployment and to increase business activity in a community or region.

. Restore New York Communities Initiative (“Restore NY”) – a $300 million appropriation, awarded over three years (FY 2006-07, FY 2007-08, and FY 2008-09), that aids municipalities with real property in need of demolition/deconstruction, rehabilitation or reconstruction for both commercial and residential property. In addition, the FY 2017-18 budget has identified a $70 million appropriation for the program.

. Upstate Regional Blueprint Fund (“URB”) – a one-time appropriation of $120 million enacted in FY 2008-09 to promote economic development in by facilitating the creation and retention of jobs or other economic activity.

. Upstate Revitalization Initiative (“URI”) – a program aimed at systematically revitalizing the economy of Upstate New York. Modeled after the success of the Buffalo Billion Initiative, the URI is an opportunity for the communities of upstate New York to address the economic challenges of their regions and work together in bringing jobs back upstate.

. Urban and Community Development Program (“UCDP”) – an annual appropriation that promotes economic development by encouraging economic and employment opportunities in targeted communities and urban areas.

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 3

SECTION 1: SUMMARY OF APPROVED ASSISTANCE

FISCAL YEAR APRIL 1, 2016 – MARCH 31, 2017

Summary of Approved Assistance Projects are categorized by funding program and detail the total amount of assistance approved by ESD during the Fiscal Year April 1, 2016 – March 31, 2017. If a recipient received more than one award or an award from more than one Program, each award is counted separately.

Appropriation Number of Projects Amount Buffalo Regional Innovation Cluster 9 $52,243,974 Community Development Financial Institution Program 21 $1,820,219 Department of State Office of New Americans 17 $58,500 Entrepreneurial Assistance Program 24 $1,902,300 Economic Development Purposes Fund 6 $1,066,500 Economic Transformation Program 1 $500,000 Global New York Fund 25 $633,734 Empire State Economic Development Fund 30 $26,624,853 Job Development Authority 3 $9,660,000 JOBS Now Program 1 $6,900,000 Market New York Program 42 $6,284,960 New NY Broadband Program 25 $54,163,873 New York Works 7 $76,000,000 NYPA Craft Beverage 32 $2,264,605 Regional Council Capital Fund 90 $70,339,142 Restore New York Communities Initiative 4 $4,271,000 Upstate Regional Blueprint Fund 1 $1,000,000 Upstate Revitalization Initiative 7 $129,600,000 Urban Community Development Program 19 $1,291,550 TOTAL 364 $446,625,210

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 4

Section 1: Proposals for Assistance –Approved 4/1/2016 – 3/31/2017 A. Summary by Program and Region (Page 1 of 5)

BUFFALO REGIONAL INNOVATION CLUSTER (BRIC) Region # of Projects Approved Assistance 1 $ 33,000,000 8 $ 19,243,974 TOTAL BRIC 9 $ 52,243,974

COMMUNITY DEVELOPMENT FINANCIAL INSTITUTION PROGRAM (CDFI) Capital 2 $ 170,000 Finger Lakes 1 $ 80,000 1 $ 80,219 Mid Hudson 1 $ 90,000 12 $ 1,030,000 1 $ 50,000 1 $ 170,000 Western New York 2 $ 150,000 TOTAL CDFI 21 $ 1,820,219

DEPARTMENT OF STATE OFFICE OF NEW AMERICANS (DONA) Capital 1 $ 2,250 Central 1 $ 2,250 Finger Lakes 1 $ 2,250 Long Island 2 $ 9,000 Mid Hudson 2 $ 11,250 Mohawk Valley 1 $ 2,250 New York City 8 $ 27,000 Western New York 1 $ 2,250 TOTAL DONA 17 $ 58,500

ENTREPRENEURIAL ASSISTANCE PROGRAM (EAP) Capital 1 $ 80,900 Central 1 $ 80,900 Finger Lakes 1 $ 80,900 Long Island 2 $ 161,800 Mid Hudson 2 $ 161,800 Mohawk Valley 1 $ 80,900 New York City 11 $ 850,600 North Country 1 $ 80,900 Southern Tier 2 $ 161,800 Western New York 2 $ 161,800 TOTAL EAP 24 $ 1,902,300

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 5

Section 1: Proposals for Assistance –Approved 4/1/2016 – 3/31/2017 A. Summary by Program and Region (page 2 of 5)

ECONOMIC DEVELOPMENT PURPOSES FUND (EDPF) Region # of Projects Approved Assistance Central 3 $ 794,000 Finger Lakes 1 $ 100,000 Long Island 1 $ 22,500 Western New York 1 $ 150,000 TOTAL EDPF 6 $ 1,066,500

ECONOMIC TRANSFORMATION PROGRAM (ETP) Finger Lakes 1 $ 500,000 TOTAL ETP 1 $ 500,000

ECONOMIC DEVELOPMENT INITIATIVE PROGRAM (EDI) Capital 4 $ 82,509 Central 4 $ 92,339 Finger Lakes 5 $ 96,660 Long Island 1 $ 24,990 Mid Hudson 1 $ 24,667 New York City 4 $ 166,175 North Country 2 $ 48,250 Southern Tier 1 $ 25,000 Western New York 3 $ 73,144 TOTAL EDI 25 $ 633,734

EMPIRE STATE ECONOMIC DEVELOPMENT FUND (EDF) Capital 2 $ 350,000 Central 2 $ 2,277,000 Finger Lakes 7 $ 2,450,000 Long Island 2 $ 757,583 Mid Hudson 5 $ 1,560,000 Mohawk Valley 3 $ 8,000,000 New York City 2 $ 5,600,000 North Country 2 $ 3,580,270 Western New York 5 $ 2,050,000 TOTAL EDF 30 $ 26,624,853

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 6

Section 1: Proposals for Assistance –Approved 4/1/2016– 3/31/2017 A. Summary by Program and Region (Page 3 of 5)

JOB DEVELOPMENT AUTHORITY PROGRAM (JDA) Region # of Projects Approved Assistance Western New York 1 $ 840,000 Finger Lakes 1 $ 5,700,000 Long Island 1 $ 3,120,000 TOTAL JDA 3 $ 9,660,000

JOBS NOW PROGRAM (JN) Southern Tier 1 $ 6,900,000 TOTAL JN 1 $ 6,900,000

MARKET NEW YORK PROGRAM (MARKET NY) Capital 5 $ 550,305 Central 3 $ 643,790 Finger Lakes 8 $ 1,406,141 Long Island 1 $ 86,250 Mid Hudson 2 $ 93,500 Mohawk Valley 4 $ 408,126 New York City 1 $ 500,000 North Country 6 $ 795,726 Southern Tier 5 $ 499,130 Western New York 7 $ 1,301,992 TOTAL MARKET NY 42 $ 6,284,960

NEW NY BROADBAND PROGRAM (NEW NY BROADBAND) Capital 5 $ 12,242,461 Central 1 $ 1,424,793 Mohawk Valley 12 $ 22,579,496 North Country 1 $ 3,316,810 Southern Tier 6 $ 14,600,313 TOTAL NEW NY BROADBAND 25 $ 54,163,873

NEW YORK WORKS ECONOMIC DEVELOPMENT FUND (NY WORKS) Capital 1 $ 10,000,000 Central 3 $ 3,000,000 New York City 1 $ 20,000,000 North Country 2 $ 43,000,000 TOTAL NY WORKS 7 $ 76,000,000

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 7

Section 1: Proposals for Assistance –Approved 4/1/2016 – 3/31/2017 A. Summary by Program and Region (Page 4 of 5)

NEW YORK POWER AUTHORITY CRAFT BEVERAGE MAREKTING (NYPA CRAFT) Region # of Projects Approved Assistance Capital 4 $ 362,522 Central 1 $ 18,352 Finger Lakes 6 $ 212,530 Long Island 2 $ 262,500 Mid Hudson 6 $ 429,020 Mohawk Valley 1 $ 71,000 New York City 7 $ 527,421 North Country 2 $ 266,000 Southern Tier 1 $ 79,000 Western New York 2 $ 36,260 TOTAL NYPA CRAFT 32 $ 2,264,605

REGIONAL COUNCIL CAPITAL FUND (RCCF) Capital 5 $ 2,450,000 Central 12 $ 6,785,000 Finger Lakes 13 $ 8,270,000 Long Island 13 $ 13,106,249 Mid Hudson 3 $ 1,955,000 Mohawk Valley 10 $ 8,672,000 New York City 4 $ 2,700,000 North Country 7 $ 5,602,000 Southern Tier 12 $ 12,994,400 Western New York 10 $ 7,804,493 TOTAL RCCF 89 $ 70,339,142

RESTORE NEW YORK COMMUNITIES INITIATIVE (RESTORE NY) Capital 2 $ 1,650,000 Western New York 1 $ 1,000,000 Mid Hudson 1 $ 1,621,000 TOTAL RESTORE NY 4 $ 4,271,000

UPSTATE REGIONAL BLUEPRINT FUND (URB) Western New York 1 $ 1,000,000 TOTAL URB 1 $ 1,000,000

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 8

Section 1: Proposals for Assistance –Approved 4/1/2016 – 3/31/2017 A. Summary by Program and Region (Page 5 of 5)

URBAN AND COMMUNITY DEVELOPMENT PROGRAM (UCDP) Region # of Projects Approved Assistance Capital 2 $ 487,500 Central 2 $ 55,000 Finger Lakes 5 $ 380,000 Mid Hudson 2 $ 77,500 Mohawk Valley 4 $ 178,000 New York City 1 $ 50,000 North Country 2 $ 45,000 Western New York 1 $ 18,550 TOTAL UCDP 19 $ 1,291,550

UPSTATE REVITALIZATION INITIATIVE (URI) Capital 1 $ 68,000,000 Central 1 $ 5,100,000 Finger Lakes 4 $ 50,500,000 Southern Tier 1 $ 6,000,000 TOTAL (URI) 7 $ 129,600,000

Grand Total 364 $ 446,625,210

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 9

Section 1: Proposals for Assistance – Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 1 of 8)

CAPITAL REGION Project # Project Name Program Approved Asisstance AB336 CLFCR CDFI 18 CDFI $ 80,000 AB342 EGF CDFI 18 CDFI $ 90,000 AA018 ONA Starting Your Own Business Seminar (Capital Chamber Foundation) 15-18 DONA $ 2,250 AA959 Capital Region Chamber EAP Center 16-17 EAP $ 80,900 AB244 CMP Industries Working Capital Global NY $ 25,000 AB388 Ithos Global Working Capital Global NY $ 25,000 AB134 Next Advance Working Capital Global NY $ 19,127 AB136 Specialty Silicone Products Working Capital Global NY $ 13,382 Y651 Centrotherm Eco Systems Capital EDF $ 100,000 Y358 GreenRenewable Capital EDF $ 250,000 AA667 Erie Canalway Tourism Working Capital MARKET NY $ 126,500 AA671 Visit Schenectady Tourism Promotion Working Capital MARKET NY $ 60,750 AA520 Behold! New Lebanon Working Capital MARKET NY $ 25,000 AB660 Water Music Working Capital MARKET NY $ 296,055 Z142 Regatta Center Saratoga Capital MARKET NY $ 42,000 AB154 Gtel Broadband Capital NY BROADBAND $ 2,512,562 AB167 Mid-Hudson Underserved Broadband Capital NY BROADBAND $ 59,155 AB155 Mid-Hudson Unserved Broadband Capital NY BROADBAND $ 950,184 AB168 State Telephone Underserved Broadband Capital NY BROADBAND $ 5,805,600 AB157 State Telephone Unserved Broadband Capital NY BROADBAND $ 2,914,960 AB071 AIM Photonics Capital NY WORKS $ 10,000,000 AA756 3rd Annual Craft New York Brewer's Festival Working Capital NYPA CRAFT $ 24,900 AA753 Adirondack Festivals Working Capital NYPA CRAFT $ 63,000 AA760 MagicWig Working Capital NYPA CRAFT $ 240,210 AA762 Ultimate Hard Cider Guide NYPA CRAFT $ 34,412 X800 Warren County EDC Capital RCCF $ 250,000 AA832 Community Loan Fund Infusion Capital RCCF $ 700,000 AA843 Hudson Opera House Capital RCCF $ 1,300,000 AA401 Nine Pin Ciderworks Capital RCCF $ 100,000 AA849 Troy Innovation Garage Capital RCCF $ 100,000 U942 Hoosick - RESTORE - 9 Main Street RESTORE NY $ 650,000 W077 Hudson - RESTORE II - Opera House RESTORE NY $ 1,000,000 AA914 NYSEDC Study UCDP $ 450,000 Z856 Greene County Infrastructure Working Capital UCDP $ 37,500 AB070 AIM Photonics Capital URI URI $ 68,000,000 TOTAL CAPITAL 35 Projects $ 96,428,447

CENTRAL REGION AA027 ONA Starting Your Own Business Seminar (Syracuse Univ./ SouthSide) 15-18 DONA $ 2,250 AA970 Syracuse Univ. Southside Innovation EAP Center 16-17 EAP $ 80,900 X787 Southside Community Coalition Capital EDPF $ 444,000 Y278 JADAK Capital EDPF $ 250,000 Z084 Urban Partnership for Economic Opportunity EDPF $ 100,000 AB133 Nasiff Associates Working Capital Global NY $ 10,839 AB123 CenterState CEO Working Capital Global NY $ 40,000 AB121 Air Innovations Working Capital Global NY $ 25,000 AB124 Central NY TDO Working Capital Global NY $ 16,500 AB288 Asher Productions Working Capital EDF $ 1,100,000 AB084 Super Dirt Week at Oswego Speedway Capital EDF $ 1,177,000 Z754 Lake Ontario Cross Regional Promotion Working Capital MARKET NY $ 190,440 AA541 World Canals Conference 2017 Working Capital MARKET NY $ 273,350 Z116 MOST Energy Exhibit Capital II MARKET NY $ 180,000 AB162 TDS Telecom Port Byron Broadband Capital NY BROADBAND $ 1,424,793 Y698 Dey's Plaza Apartments Capital NY WORKS $ 500,000

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 10

Section 1: Proposals for Assistance – Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 2 of 8)

CENTRAL REGION Continued Y836 G.A. Braun Capital NY WORKS $ 1,500,000 Y923 Inficon Capital NY WORKS $ 1,000,000 AA996 Hops in NY Working Capital NYPA CRAFT $ 18,352 X785 Johnson Brothers Lumber Aquaculture Capital RCCF $ 150,000 Y161 Community Memorial Hospital Capital RCCF $ 250,000 Y179 Empire Farmstead Brewery Capital RCCF $ 550,000 Z012 MOST Energy Exhibit Capital I RCCF $ 100,000 Y762 Johnston Paper Capital RCCF $ 300,000 Z634 20/East Agritourism Capital RCCF $ 30,000 Z639 CommonSpace Capital RCCF $ 225,000 Z580 Tailwater Barn Banquet Facility Capital RCCF $ 200,000 Z587 CG Meaker Redevelopment Capital RCCF $ 1,000,000 Z608 VG Rentals Capital RCCF $ 700,000 Z655 Crouse Hospital Emergency Department Capital RCCF $ 2,000,000 Z636 Cazenovia Hospitality Capital RCCF $ 1,280,000 Z577 Oswego IDA Incubator Working Capital UCDP $ 30,000 Z585 Shalimar Properties - Working Capital UCDP $ 25,000 AB172 Unmanned Secure Autonomous Flight Environment (U-SAFE) Capital URI $ 5,100,000 TOTAL CENTRAL 34 Projects $ 20,273,424

FINGER LAKES REGION Z337 WNY STAMP Infrastructure Capital BRIC $ 33,000,000 AB344 Pathstone CDFI 18 CDFI $ 80,000 AA028 ONA Starting Your Own Business Seminar (Urban League of Rochester) 15-18 DONA $ 2,250 AA971 Urban League of Rochester EAP Center 16-17 EAP $ 80,900 Y844 Monroe Community College – Opportunity Agenda Training Working Capital EDPF $ 100,000 Z452 Advanced Atomization Technologies ETP $ 500,000 AB125 Gorbel Working Capital Global NY $ 23,563 AB248 Response Care Working Capital Global NY $ 11,157 AB122 BlackBox Biometrics Working Capital Global NY $ 23,190 AB131 Logical Images/ Visual Dx Working Capital Global NY $ 25,000 AB137 Sydor Instruments Working Capital Global NY $ 13,750 AB022 Schreiber Family Properties Capital EDF $ 100,000 AA208 Steel & O'Brien Capital EDF $ 105,000 AA179 O-AT-KA Milk Products Expansion EDF $ 400,000 Y108 OANB Capital EDF $ 300,000 Y668 Achieve Brand Integrity Capital EDF $ 45,000 Y473 Yancey's Fancy Capital EDF $ 500,000 Z605 Love Beets Production Capital EDF $ 1,000,000 AB062 Intergrow Webster JDA JDA $ 5,700,000 Z599 Letchworth Nature Center Capital MARKET NY $ 100,000 Z758 Rochester Museum Science Center Capital MARKET NY $ 200,000 AA657 Campground Owners of New York Working Capital MARKET NY $ 144,194 AA652 Haunted History Trail Working Capital MARKET NY $ 60,000 AA654 Rochester Fringe Festival 2016 Working Capital MARKET NY $ 75,497 AA653 Wine, Water and Wonders Working Capital III MARKET NY $ 400,000 AA512 Strong Museum of Play Working Capital MARKET NY $ 151,450 AA500 Canadian Visitation 2016 Working Capital MARKET NY $ 275,000 AA757 Farm to Shake Working Capital NYPA CRAFT $ 35,000

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 11

Section 1: Proposals for Assistance – Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 3 of 8)

FINGER LAKES REGION Continued AA758 Finger Lakes Wine Alliance Working Capital NYPA CRAFT $ 77,840 AB104 Springut Group Craft Beverage Marketing Working Capital NYPA CRAFT $ 24,990 AA991 NYSBA 2016 Roots Festival Working Capital NYPA CRAFT $ 24,900 AA994 NYSBA 2016 Syracuse Brewing Festival Working Capital NYPA CRAFT $ 24,900 AA995 NYSBA 2016 Flour City Pavilion Working Capital NYPA CRAFT $ 24,900 Y106 Toptica Photonics Capital RCCF $ 120,000 Y218 Golisano Institute for Sustainability Capital RCCF $ 5,000,000 Z183 Rochester Institute of Technology - MOVPE Capital RCCF $ 300,000 Z835 LVM Materials Capital RCCF $ 25,000 Z885 Stepping Stones Learning Center Capital RCCF $ 100,000 Z575 Keuka College Capital RCCF $ 250,000 Z658 Keuka Lake Hotel Capital RCCF $ 750,000 Z573 Foodlink Capital RCCF $ 750,000 AB220 University Preparatory Charter School Capital RCCF $ 150,000 AA767 YCIDA – Horizon Business Park Capital RCCF $ 150,000 AA749 Keuka College Business Analytics and Health Information Center Capital RCCF $ 125,000 AA552 Boys and Girls Club of Rochester RCCF $ 300,000 AA645 Foodlink Capital RCCF $ 250,000 Z977 Letchworth Nature Center Capital II UCDP $ 200,000 Y896 Penn Yan Strategic Planning – Working Capital UCDP $ 40,000 Z873 City of Rochester Working Capital UCDP $ 100,000 Z929 Livingston County Development Corporation Working Capital UCDP $ 25,000 AA400 Batavia Development Corporation Working Capital UCDP $ 15,000 AB496 AIM Photonics Testing and Packaging Center Capital & Working Capital URI $ 28,000,000 AB318 Hillside Work-Scholarship Connection Working Capital URI $ 3,000,000 AB317 Catholic Family Center Working Capital URI $ 1,500,000 AB118 1366 Technologies Capital URI $ 18,000,000 TOTAL FINGER LAKES 55 Projects $ 102,778,481

LONG ISLAND REGION AB339 La Fuerza CDFI 18 CDFI $ 40,110 AB340 LISBAC CDFI 18 CDFI $ 40,110 AA020 ONA Starting Your Own Business Seminar (Hofstra) 15-18 DONA $ 4,500 AA026 ONA Starting Your Own Business Seminar (Suffolk County Comm. Coll.) 15-18 DONA $ 4,500 AA961 Hofstra University EAP Center 16-17 EAP $ 80,900 AA969 Suffolk County Community College EAP Center 16-17 EAP $ 80,900 Y911 Wyandanch Opportunity Agenda Working Capital EDPF $ 22,500 AB246 Industrial Metals International Working Capital Global NY $ 24,990 Y238 Montauk Inlet Seafood Capital EDF $ 227,583 Z158 Slant/ Fin Capital EDF $ 530,000 AA915 Precare JDA JDA $ 3,120,000 AA649 Old Bethpage Village Restoration Working Capital MARKET NY $ 86,250 AA571 LICVB European Campaign Working Capital NYPA CRAFT $ 75,000 AA572 Taste of the Towns Working Capital NYPA CRAFT $ 187,500 X618 Amneal Pharmaceutical Capital RCCF $ 3,000,000 X677 Cold Spring Harbor Lab Capital RCCF $ 2,000,000 Y285 Molloy College - Center for Nursing Excellence Capital RCCF $ 250,000 Y239 Winthrop Research Institute Capital RCCF $ 1,000,000 AA360 Action Machined ADDAPT Capital RCCF $ 48,265 AA315 Ondrives US ADDAPT Capital RCCF $ 45,163 Y961 Rose Breslin Capital RCCF $ 1,500,000

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 12

Section 1: Proposals for Assistance – Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 4 of 8)

LONG ISLAND REGION Continued Z019 Peconic Landing Special Needs and Rehabilitation Center Capital RCCF $ 800,000 Z021 Stony Brook University High Performance Computing Capital RCCF $ 1,000,000 Z594 Rising Sun Woodworking Capital RCCF $ 19,500 Z695 Town of Southampton- Good Ground Park Capital RCCF $ 443,321 Z571 Long Island University Capital RCCF $ 500,000 Z646 Clinician Education and Simulation Lab Capital RCCF $ 2,500,000 TOTAL LONG ISLAND 27 Projects $ 17,631,091

MID HUDSON REGION AB335 CCNY CDFI 18 CDFI $ 90,000 AA030 ONA Starting Your Own Business Seminar (Women's Enterprise) 15-18 DONA $ 6,750 AA121 ONA Starting Your Own Business Seminar (Womens Enterprise MH) 15-18 DONA $ 4,500 AA973 Women's Enterprise Development Westchester EAP Center 16-17 EAP $ 80,900 AA974 Women's Enterprise Development Poughkeepsie EAP Center 16-17 EAP $ 80,900 AB132 Motion Laboratories Working Capital Global NY $ 24,667 AA280 Gillinder Brothers Capital EDF $ 50,000 AA793 Roscoe Brewing Company Capital EDF $ 35,000 AA707 The Wine Enthusiast Capital EDF $ 650,000 AA294 Metallized Carbon Capital EDF $ 650,000 Z896 Angry Orchard Cider Company Capital EDF $ 175,000 AA650 Gateway Marketing Working Capital MARKET NY $ 37,500 AA537 Phoenicia Festival of the Voice Working Capital MARKET NY $ 56,000 AB102 Valley Table Support the Craft Working Capital NYPA CRAFT $ 57,885 AA763 New York Cider Association Working Capital NYPA CRAFT $ 101,650 AA764 Hudson Valley Hard Cider - Working Capital NYPA CRAFT $ 95,085 AA761 NYCA-Glynwood Working Capital NYPA CRAFT $ 24,900 AA986 ArtsWestchester Working Capital NYPA CRAFT $ 50,000 AA998 Glynwood Center 2016 Cider Week Working Capital NYPA CRAFT $ 99,500 Y270 Northern Westchester Hospital Association Capital RCCF $ 1,000,000 Z243 Hudson Valley Lighting Capital RCCF $ 705,000 AA246 Historic Hudson River Towns Capital RCCF $ 250,000 W794 New Square - RESTORE III - Heritage Park Industrial Complex RESTORE NY $ 1,621,000 Z175 City of Peekskill Feasibility Study - Working Capital UCDP $ 52,500 AA612 SUNY Rockland Community College Working Capital UCDP $ 25,000 TOTAL MID HUDSON 25 Projects $ 6,023,737

MOHAWK VALLEY REGION AA016 ONA Starting Your Own Business Seminar (BTI) 15-18 DONA $ 2,250 AA957 Business Training Institute EAP Center 16-17 EAP $ 80,900 AA358 Utica College Downtown Utica Capital EDF $ 500,000 AA642 MVEDGE Nano Utica Capital EDF $ 5,000,000 Z204 Amsterdam Printing and Litho Capital EDF $ 2,500,000 AA658 Ace of Diamonds Tourism Enhancement Capital MARKET NY $ 138,468 AA663 Fenimore Art Museum Working Capital MARKET NY $ 108,258 AA666 Photographs by Steve McCurry Working Capital MARKET NY $ 30,000 AA517 Baseball Hall of Fame Global Marketing Working Capital MARKET NY $ 131,400 AB147 Deposit Telephone Unserved Broadband Capital NY BROADBAND $ 4,989,570 AB160 TDS Telecom Edwards Telephone Broadband Capital NY BROADBAND $ 1,084,000 AB164 Deposit Telephone Underserved Broadband Capital NY BROADBAND $ 1,895,390 AB151 Armstrong Telecommunications Broadband Capital NY BROADBAND $ 3,930,189 AB152 Armstrong Telephone Broadband Capital NY BROADBAND $ 1,778,256 AB146 Frontier Southern Tier Unserved Broadband Capital NY BROADBAND $ 197,104 AB153 Frontier Capital District Unserved Broadband Capital NY BROADBAND $ 318,304 AB156 MIDTEL Unserved Broadband Capital NY BROADBAND $ 5,562,548 AB158 Frontier North Country Unserved Broadband Capital NY BROADBAND $ 1,702,246 AB161 Frontier Mohawk Valley Unserved Broadband Capital NY BROADBAND $ 924,663 AB165 Frontier Southern Tier Underserved Broadband Capital NY BROADBAND $ 67,592

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 13

Section 1: Proposals for Assistance – Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 5 of 8)

MOHAWK VALLEY REGION Continued AB169 Frontier North Country Underserved Broadband Capital NY BROADBAND $ 129,634 AA755 Hartwick College Craft Beverage Working Capital NYPA CRAFT $ 71,000 Z057 Rock Ledge Campground Capital RCCF $ 25,000 Z023 Craft Food & Beverage Center Capital RCCF $ 60,000 Z182 City of Utica – Harbor Point RCCF $ 5,000,000 Z059 Griffiss Institute Capital RCCF $ 1,100,000 Y907 MVEDGE Sewer Crossing Capital RCCF $ 700,000 Y910 Herkimer NYSARC Capital RCCF $ 221,000 Z727 Trenton Technology Capital RCCF $ 1,000,000 AA037 Mohawk Valley Community College UAS Capital RCCF $ 300,000 AA683 Village of Cobleskill Paving Capital RCCF $ 220,000 AA735 TJ Allen Bulk Service Capital RCCF $ 46,000 Z088 Town of Middleburgh Working Capital UCDP $ 20,000 Z007 Oneonta Main Street Working Capital UCDP $ 75,000 Z675 Village of Cooperstown Working Capital UCDP $ 58,000 Z937 Schuyler Sewer Feasibility Working Capital UCDP $ 25,000 TOTAL MOHAWK VALLEY 36 Projects $ 39,991,772

NEW YORK CITY REGION AB329 Accion-CAMBA CDFI 18 CDFI $ 135,000 AB332 BCNA CDFI 18 CDFI $ 100,000 AB333 BOC CDFI 18 CDFI $ 100,000 AB334 Brooklyn Cooperative CDFI 18 CDFI $ 80,000 AB338 HEF CDFI 18 CDFI $ 85,000 AB341 LESPFCU CDFI 18 CDFI $ 80,000 AB343 Federation CDFI 18 CDFI $ 40,000 AB345 Renaissance CDFI 18 CDFI $ 100,000 AB346 Spring Bank CDFI 18 CDFI $ 65,000 AB347 WHIDC CDFI 18 CDFI $ 80,000 AB348 TruFund CDFI 18 CDFI $ 85,000 AB349 WVF CDFI 18 CDFI $ 80,000 AA635 ONA Starting Your Own Business Seminar (Hot Bread Kitchen) 15-18 DONA $ 2,250 AA017 ONA Starting Your Own Business Seminar (CAMBA) 15-18 DONA $ 2,250 AA019 ONA Starting Your Own Business Seminar (Chinatown Manpower) 15-18 DONA $ 2,250 AA023 ONA Starting Your Own Business Seminar (Queens EDC) 15-18 DONA $ 6,750 AA024 ONA Starting Your Own Business Seminar (Renaissance EDC) 15-18 DONA $ 4,500 AA025 ONA Starting Your Own Business Seminar (South Bronx Overall EDC) 15-18 DONA $ 2,250 AA029 ONA Starting Your Own Business Seminar (WHIDC) 15-18 DONA $ 4,500 AA120 ONA Starting Your Own Business Seminar (BedStuy Restoration) 15-18 DONA $ 2,250 AA948 Bedford Stuyvesant Restoration EAP Center 16-17 EAP $ 80,900 AA958 CAMBA EAP Center 16-17 EAP $ 80,900 AA960 Chinatown Manpower Power EAP Center 16-17 EAP $ 80,900 AA962 Hot Bread Kitchen EAP Center 16-17 EAP $ 80,900 AA965 LDC of East NY EAP Center 16-17 EAP $ 80,900 AA966 Queens EDC EAP Center 16-17 EAP $ 80,900 AA967 Renaissance EDC EAP Center 16-17 EAP $ 80,900 AA968 South Bronx Overall EDC EAP Center 16-17 EAP $ 80,900 AA972 Washington Heights- Inwood EAP Center 16-17 EAP $ 80,900 AB086 Queens (Corona/Jamaica) Entrepreneur Assistance Program EAP $ 61,250 AB087 SOBRO Venture EAP Center EAP $ 61,250 AB533 Diamond Dealers Club Working Capital Global NY $ 50,000 AB534 National Association of Export Companies Working Capital Global NY $ 50,000 AB386 Zanderm Working Capital Global NY $ 25,000 AB387 Brooklyn Alliance Working Capital Global NY $ 41,175 AA879 Pier A Taste NY Capital EDF $ 600,000 Y880 BNYM Capital EDF $ 5,000,000 AA508 Sweat Equity Capital I MARKET NY $ 500,000

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 14

Section 1: Proposals for Assistance – Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 6 of 8)

NEW YORK CITY REGION Continued AB545 Empire Outlets Resiliency Capital NY WORKS $ 20,000,000 AA568 ESPN New York Working Capital NYPA CRAFT $ 24,990 AA759 Brooklyn Alliance Drink Local Working Capital NYPA CRAFT $ 145,886 AB105 Brooklyn Alliance Craft Beverage Marketing Capital NYPA CRAFT $ 18,260 AA754 Heritage Radio Network Working Capital NYPA CRAFT $ 35,296 AB003 GrowNYC Craft Beverage Working Capital NYPA CRAFT $ 142,427 AB004 LeJit Productions Craft Beverage Marketing Working Capital NYPA CRAFT $ 30,400 AA567 7th Annual NYC Craft Beer Week Working Capital NYPA CRAFT $ 130,162 Y286 City of New York - Brownfield Cleanup Capital RCCF $ 500,000 AA627 Per Scholas Capital RCCF $ 100,000 AA744 Sweat Equity Capital II RCCF $ 500,000 AA752 Silvercup Studios Capital RCCF $ 1,600,000 AA600 Southwest Brooklyn Industrial Development Corporation Working Capital UCDP $ 50,000 TOTAL NEW YORK CITY 51 Projects $ 31,451,196

NORTH COUNTRY REGION AB330 AEDC CDFI 18 CDFI $ 50,000 AA947 Adirondack EDC EAP Center 16-17 EAP $ 80,900 AB247 Plattco Working Capital Global NY $ 23,250 AB130 Hi-Lite Airfield Services Working Capital Global NY $ 25,000 AA353 Farnborough Air Show Working Capital EDF $ 80,270 AB291 NYS Olympic Regional Development Authority Working Capital EDF $ 3,500,000 AA648 The Wild Center - Panoramic Theater Capital MARKET NY $ 153,100 AA668 The Wild Center Working Capital MARKET NY $ 130,625 AA498 Plattsburgh Chamber of Commerce Working Capital MARKET NY $ 50,001 AA495 Lakes to Locks Working Capital MARKET NY $ 123,000 AA494 Ski NY Marketing Working Capital MARKET NY $ 264,000 AB573 Saranac Snowshoe Federation Championship Working Capital MARKET NY $ 75,000 AB159 Citizens Telephone Company of Hammond Broadband Capital MARKET NY $ 3,316,810 AA576 Kraft Heinz Capital NY WORKS $ 20,000,000 AA363 ALCOA Capital NY WORKS $ 23,000,000 AA172 Clayton LDC Craft Beverage Working Capital NYPA CRAFT $ 182,000 AB106 LeJit Productions Craft Beverage Marketing Working Capital II NYPA CRAFT $ 84,000 AA856 OBPA Ogdensburg Airport Improvements RCCF $ 225,000 Y826 Adirondack Museum improvements RCCF $ 1,400,000 AA145 Fort Ticonderoga Visitor Center Feasibility Capital RCCF $ 57,000 AA787 LC Drives Equipment Capital RCCF $ 200,000 AA680 Hoosier Magnetics Improvements Capital RCCF $ 220,000 AA579 OBPA Ogdensburg Airport Improvements RCCF $ 500,000 AA580 North County Transformational Tourism Fund RCCF $ 3,000,000 Y831 Village of Sackets Harbor Working Capital UCDP $ 20,000 Y832 Ogdensburg Blueway Trail Feasibility - Working Capital UCDP $ 25,000 TOTAL NORTH COUNTRY 26 Projects $ 56,784,956

SOUTHERN TIER REGION AB331 Alternatives/ Cooperative CDFI 18 CDFI $ 170,000 AA949 Binghamton LDC EAP Center 16-17 EAP $ 80,900 AA963 IBERO American Action- Waverly EAP Center 16-17 EAP $ 80,900 AB135 Silicon Carbide Products Working Capital Global NY $ 25,000 AA214 Crown Holdings Capital JOBS NOW $ 6,900,000 Z686 Watkins Glen International Modernization Market Capital MARKET NY $ 250,000 Z773 2015 Wine Bloggers Conference Working Capital MARKET NY $ 95,000

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 15

Section 1: Proposals for Assistance – Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 7 of 8)

SOUTHERN TIER REGION Continued AA497 SpiGlobal NYe Fest 2016 Working Capital MARKET NY $ 37,500 AA510 Binghamton Culinary Tourism Alliance Working Capital MARKET NY $ 58,800 AB425 New York Waterways GlassBarge Working Capital MARKET NY $ 57,830 AB149 Empire Access Unserved Broadband Capital NY BROADBAND $ 1,797,894 AB163 Haefele TV Broadband Capital NY BROADBAND $ 271,568 AB166 Empire Access Underserved Broadband Capital NY BROADBAND $ 1,598,480 AB145 MTC Cable Broadband Upgrade Capital NY BROADBAND $ 1,224,946 AB148 Margaretville Telephone Company Broadband Capital NY BROADBAND $ 4,791,505 AB150 Hancock Telephone Company Broadband Capital NY BROADBAND $ 4,915,920 AA384 Southern Tier EPD Working Capital NYPA CRAFT $ 79,000 Z003 East Lake HPort 2 Capital RCCF $ 725,000 Z192 Green Lumber Capital RCCF $ 850,000 AA951 STREDC-Rural Initiative Venture Fund Capital RCCF $ 1,650,000 Z203 Watkins Glen Senior Housing Capital RCCF $ 900,000 Z942 Pacemaker Steel Capital RCCF $ 223,000 AA321 Newman Development Group Sheraton Capital RCCF $ 3,000,000 Z902 Sportsfield Specialties Capital RCCF $ 900,000 Z889 Corning Hospital Demo Capital RCCF $ 2,000,000 AA041 Watkins Glen International Capital RCCF $ 2,000,000 AA128 Association for Vision Rehabilitation and Employment Capital RCCF $ 500,000 Z909 Painted Post Trail Capital RCCF $ 46,400 AA723 Simaar Capital RCCF $ 200,000 AA618 Corning Community College Development Foundation Capital URI $ 6,000,000 TOTAL SOUTHERN TIER 31 Projects $ 41,429,643

UNKNOWN REGION AB193 Buffalo Investment Development Strategy BRIC $ 750,000 AA082 Hanson Sign Companies Capital EDF $ 70,000 TOTAL UNKNOWN 2 Projects $ 820,000

WESTERN NEW YORK REGION AA123 Belmont Housing Capital BRIC $ 100,000 AB224 429 Plymouth Avenue Better Buffalo Fund BRIC $ 1,553,974 AB232 Pilgrim Village Redevelopments/ Campus Square Better Buffalo Fund BRIC $ 2,000,000 AA073 Niagara Street Buffalo Capital BRIC $ 1,500,000 AA911 UH Lofts – CB Emmanuel Realty Capital BRIC $ 2,000,000 AA643 43North LLC Working Capital BRIC $ 1,040,000 Z415 Northland Corridor Redevelopment and WNY Workforce Training Center Capital BRIC $ 10,300,000 AB337 CODI CDFI 18 CDFI $ 65,000 AB350 WGlobal NY CDFI 18 CDFI $ 85,000 AA022 ONA Starting Your Own Business Seminar (IBERO. MEDAILLE at Buffalo) 15-18 DONA $ 2,250 AA946 ACCORD EAP Center 16-17 EAP $ 80,900 AA964 IBERO /MEDAILLE College at Buffalo EAP Center 16-17 EAP $ 80,900 Y297 Southern Tier Brewing Co. Capital EDPF $ 150,000 AB126 Hard Manufacturing Working Capital Global NY $ 24,794 AB243 Aquasol Working Capital Global NY $ 23,350 AB245 Eastman Machine Working Capital Global NY $ 25,000 AB197 Castelli America Capital EDF $ 500,000 Z622 Life Technologies Capital EDF $ 600,000

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 16

Section 1: Proposals for Assistance – Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 8 of 8)

WESTERN NEW YORK REGION Continued Z124 Columbus McKinnon Capital EDF $ 340,000 Z242 We Care Transportation II Capital EDF $ 540,000 AB214 Castelli RE JDA JDA $ 840,000 AA672 Niagara Tourism and Convention Working Capital MARKET NY $ 200,000 AA655 The Burchfield Penney Art Center Working Capital MARKET NY $ 125,000 AA651 National Comedy Center Marketing Working Capital MARKET NY $ 525,000 AA521 Visit Buffalo Niagara - Working Capital I MARKET NY $ 125,000 AA539 Visit Buffalo Niagara - Working Capital II MARKET NY $ 40,000 AB421 Artpark Working Capital MARKET NY $ 52,992 AB512 National Comedy Center Marketing Capital MARKET NY $ 234,000 AB276 Step Out Buffalo Working Capital NYPA CRAFT $ 24,660 AA765 Buffalo Niagara Brewers Association Working Capital NYPA CRAFT $ 11,600 X700 Niagara Wine Trail Capital RCCF $ 30,000 Y136 Wellsville Waterline Capital RCCF $ 144,000 Z241 We Care Transportation Capital RCCF $ 460,000 Y771 Darwin Martin House Capital RCCF $ 375,000 Z707 Olean Business Incubation Center Capital RCCF $ 400,000 Z705 National Comedy Center Capital RCCF $ 1,500,000 Z703 Flight of Five Restoration RCCF $ 1,315,493 AA504 Gates Circle Holdings LLC - Lancaster Square Infrastructure Capital RCCF $ 2,000,000 AA509 Jamestown Community College - Expansion of Manufacturing Technology RCCF $ 980,000 AB474 National Comedy Center Capital RC6 RCCF $ 600,000 W088 Olean - RESTORE II - Olean Gateway RESTORE NY $ 1,000,000 Y875 Williamsville Working Capital UCDP $ 18,550 Z015 Praxair Liquid Hydrogen Facility Capital URB $ 1,000,000 TOTAL WESTERN NY 43 Projects $ 33,012,463 Grand Total 364 Projects $ 446,625,210

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 17

SECTION 2: SUMMARY OF ASSISTANCE EVALUATED NOT YET APPROVED FISCAL YEAR APRIL 1, 2016 – MARCH 31, 2017

Summary of Assistance Evaluated Not Yet Approved

Projects are broken down by Program and detail the total amount of assistance for projects that were evaluated but were not yet approved by ESD at the end of Fiscal Year April 1, 2016 – March 31, 2017. Per statute, in order to promote the development of proposed projects, references to specific participant names have been excluded. Instead, project numbers are included in order to identify the progress of specific proposals. If a recipient received more than one award or an award from more than one Program, each award is counted separately.

Appropriation Number of Projects Amount Buffalo Regional Innovation Cluster 5 $12,100,000 Global NY Fund 7 $136,030 Economic Transformation Program 3 $3,500,000 Empire State Economic Development Fund 59 $49,140,450 Jobs Now Program 1 $4,000,000 Market New York 50 $8,436,637 New York Works 2 $26,500,000 NYPA Craft Beverage 8 $413,381 Regional Council Capital Fund 225 $176,793,632 Upstate Revitalization Initiative 62 $176,293,180 Urban and Community Development Program 25 $990,000 TOTAL 447 $458,768,310

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 18

Section 2: Proposals for Assistance Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 A. Project Detail by Region (Page 1 of 4)

BUFFALO REGIONAL INNOVATION CLUSTER (BRIC) Region # of Projects Proposed Assistance Western New York 5 $ 12,100,000 TOTAL BRIC 5 $ 12,100,000

ECONOMIC DEVELOPMENT INITIATIVES FUND (EDI) Long Island 3 $ 54,243 New York City 1 $ 21,355 Southern Tier 1 $ 25,000 Western New York 2 $ 35,432 TOTAL EDI 7 $ 136,030

ECONOMIC TRANSFORMATION PROGRAM (ETP) Finger Lakes 1 $ 1,500,000 Capital 1 $ 500,000 Mohawk Valley 1 $ 1,500,000 TOTAL ETP 3 $ 3,500,000

EMPIRE STATE ECONOMIC DEVELOPMENT FUND (EDF) Capital 6 $ 5,070,000 Central 3 $ 10,500,000 Finger Lakes 5 $ 2,300,000 Long Island 1 $ 2,000,000 Mid Hudson 18 $ 15,973,755 Mohawk Valley 1 $ 500,000 New York City 6 $ 1,254,500 North Country 4 $ 2,012,195 Southern Tier 7 $ 4,630,000 Western New York 8 $ 5,365,000 TOTAL EDF 59 $ 49,605,450

JOBS NOW PROGRAM (JN) Western New York 1 $ 4,000,000 TOTAL JN 1 $ 4,000,000

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 19

Section 2: Proposals for Assistance Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 A. Project Detail by Region (Page 2 of 4)

MARKET NEW YORK PROGRAM (MARKET NY) Region # of Projects Proposed Assistance Capital 7 $ 625,000 Central 2 $ 280,000 Finger Lakes 4 $ 794,493 Long Island 5 $ 938,750 Mid Hudson 7 $ 1,516,788 Mohawk Valley 5 $ 638,784 New York City 6 $ 2,437,277 North Country 6 $ 618,000 Southern Tier 3 $ 346,600 Western New York 5 $ 240,945 TOTAL MARKET NY 50 $ 8,436,637

NEW YORK WORKS ECONOMIC DEVELOPMENT FUND (NY WORKS EDF) New York City 1 $ 1,500,000 Long Island 1 $ 25,000,000 TOTAL NY WORKS EDF 2 $ 26,500,000

NEW YORK POWER AUTHORITY CRAFT BEVERAGE MAREKTING FUND (NYPA CRAFT) Capital 3 $ 211,172 Central 1 $ 11,061 Finger Lakes 1 $ 40,208 Mid Hudson 1 $ 22,120 Mohawk Valley 1 $ 96,000 Western New York 1 $ 32,820 TOTAL NYPA CRAFT 8 $ 413,381

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 20

Section 2: Proposals for Assistance Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 A. Project Detail by Region (Page 3 of 4)

REGIONAL COUNCIL CAPITAL FUND (RCCF) Region # of Projects Proposed Assistance Capital 12 $ 9,850,000 Central 15 $ 13,415,000 Finger Lakes 27 $ 20,859,500 Long Island 41 $ 23,085,000 Mid Hudson 25 $ 24,715,000 Mohawk Valley 18 $ 18,735,000 New York City 28 $ 29,025,000 North Country 26 $ 15,554,000 Southern Tier 19 $ 13,776,132 Western New York 14 $ 7,779,000 TOTAL RCCF 225 $ 176,793,632

UPSTATE REVITALIZATION INITIATIVE (URI) Region # of Projects Proposed Assistance Capital 1 $ 4,000,000 Central 26 $ 36,977,500 Finger Lakes 10 $ 29,300,000 Mohawk Valley 1 $ 50,000 Southern Tier 22 $ 75,665,680 Western New York 2 $ 30,300,000 TOTAL URI 62 $ 176,293,180

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 21

Section 2: Proposals for Assistance Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 A. Project Detail by Region (Page 4 of 4)

URBAN AND COMMUNITY DEVELOPMENT PROGRAM (UCDP) Region # of Projects Proposed Assistance Central 3 $ 140,000 Finger Lakes 2 $ 50,000 Long Island 5 $ 125,000 Mid Hudson 1 $ 25,000 Mohawk Valley 1 $ 5,000 New York City 4 $ 425,000 North Country 2 $ 30,000 Southern Tier 7 $ 190,000 TOTAL UCDP 25 $ 990,000

Grand Total 447 $ 458,768,310

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 22

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 1 of 15)

CAPITAL REGION Project # Program Proposed Assistance Date Project Initiated AB092 ETP $ 500,000 7/25/2016 AA834 EDF $ 4,000,000 3/10/2017 AA943 EDF $ 125,000 5/19/2016 AB374 EDF $ 60,000 2/17/2017 AB444 EDF $ 320,000 3/17/2017 Y344 EDF $ 465,000 7/25/2016 AA496 MARKET NY $ 35,000 8/1/2016 AB417 MARKET NY $ 100,000 3/8/2017 AB418 MARKET NY $ 135,000 2/10/2017 AB430 MARKET NY $ 15,000 3/10/2017 AB498 MARKET NY $ 100,000 3/16/2017 AB502 MARKET NY $ 165,000 3/13/2017 AB666 MARKET NY $ 75,000 3/8/2017 AA985 NYPA CRAFT $ 13,382 6/21/2016 AA992 NYPA CRAFT $ 159,790 6/21/2016 AB002 NYPA CRAFT $ 38,000 6/27/2016 AA454 RCCF $ 750,000 6/21/2016 AA727 RCCF $ 1,900,000 5/4/2016 AA746 RCCF $ 70,000 4/18/2016 AA809 RCCF $ 800,000 11/7/2016 AA824 RCCF $ 1,000,000 4/19/2016 AA826 RCCF $ 330,000 11/7/2016 AA827 RCCF $ 2,250,000 6/30/2016 AA844 RCCF $ 300,000 7/11/2016 AA845 RCCF $ 300,000 3/31/2017 AA848 RCCF $ 1,500,000 2/14/2017 AA850 RCCF $ 300,000 7/11/2016 AA852 RCCF $ 350,000 5/24/2016 AB390 EDF $ 100,000 12/16/2016 AB937 URI $ 4,000,000 3/31/2017 TOTAL CAPITAL 30 Projects $ 20,256,172

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 23

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 A. Project Detail by Region (Page 2 of 15)

CENTRAL REGION Project # Program Proposed Assistance Date Project Initiated AA116 EDF $ 10,000,000 4/29/2016 AA388 EDF $ 450,000 10/21/2016 AB404 EDF $ 50,000 12/20/2016 AA670 MARKET NY $ 250,000 5/3/2016 AB424 MARKET NY $ 30,000 3/7/2017 AA997 NYPA CRAFT $ 11,061 6/20/2016 Z619 RCCF $ 1,300,000 4/12/2016 AA792 RCCF $ 100,000 4/18/2016 AA923 RCCF $ 5,000,000 7/6/2016 AB237 RCCF $ 430,000 10/12/2016 AB238 RCCF $ 750,000 3/27/2017 AB452 RCCF $ 598,000 1/4/2017 AB460 RCCF $ 176,000 2/10/2017 AB461 RCCF $ 200,000 2/13/2017 AB462 RCCF $ 85,000 2/10/2017 AB464 RCCF $ 240,000 2/13/2017 AB465 RCCF $ 200,000 2/10/2017 AB519 RCCF $ 25,000 3/31/2017 AB560 RCCF $ 120,000 2/24/2017 AB561 RCCF $ 3,000,000 2/24/2017 AB566 RCCF $ 1,191,000 2/24/2017 AA440 UCDP $ 40,000 4/18/2016 AB463 UCDP $ 75,000 2/13/2017 AB518 UCDP $ 25,000 3/21/2017 AA252 URI $ 6,000,000 11/14/2016 AA425 URI $ 3,000,000 5/25/2016 AA427 URI $ 1,100,000 4/21/2016 AA428 URI $ 50,000 10/12/2016 AA430 URI $ 600,000 4/25/2016 AA432 URI $ 50,000 5/2/2016 AA433 URI $ 1,100,000 4/4/2016 AA436 URI $ 400,000 5/16/2016 AA437 URI $ 125,000 5/4/2016 AA445 URI $ 200,000 4/18/2016 AA448 URI $ 200,000 5/16/2016 AA449 URI $ 2,000,000 6/30/2016 AA451 URI $ 250,000 3/27/2017

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 24

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 3 of 15)

CENTRAL REGION (Continued) AA455 URI $ 700,000 1/26/2017 AA458 URI $ 100,000 5/3/2016 AA468 URI $ 52,500 5/10/2016 AA471 URI $ 1,200,000 6/30/2016 AA475 URI $ 250,000 4/5/2016 AA482 URI $ 250,000 9/19/2016 AA484 URI $ 1,100,000 6/30/2016 AA486 URI $ 2,500,000 4/14/2016 AA489 URI $ 500,000 4/4/2016 AA490 URI $ 2,000,000 6/27/2016 AA724 URI $ 250,000 6/16/2016 AB323 URI $ 10,000,000 1/9/2017 AB889 URI $ 3,000,000 3/31/2017 TOTAL CENTRAL 50 Projects $ 61,323,561

FINGER LAKES REGION Project # Program Proposed Assistance Date Project Initiated AB218 ETP $ 1,500,000 11/21/2016 AA898 EDF $ 100,000 5/18/2016 AA976 EDF $ 250,000 6/17/2016 AA980 EDF $ 500,000 8/18/2016 AB234 EDF $ 1,200,000 10/20/2016 AB273 EDF $ 250,000 11/21/2016 AA664 MARKET NY $ 250,000 7/11/2016 AB569 MARKET NY $ 201,146 2/6/2017 AB574 MARKET NY $ 96,000 3/1/2017 AB577 MARKET NY $ 247,347 3/1/2017 AB101 NYPA CRAFT $ 40,208 8/8/2016 Z895 RCCF $ 1,500,000 7/18/2016 AA554 RCCF $ 600,000 4/18/2016 AA696 RCCF $ 100,000 11/25/2016 AA697 RCCF $ 135,000 11/25/2016 AA698 RCCF $ 1,500,000 7/18/2016 AA699 RCCF $ 1,000,000 7/18/2016

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 25

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 4 of 15)

FINGER LAKES REGION (Continued) AA730 RCCF $ 2,000,000 2/9/2017 AA731 RCCF $ 1,500,000 4/19/2016 AA733 RCCF $ 450,000 6/30/2016 AA769 RCCF $ 420,000 4/11/2016 AA774 RCCF $ 2,000,000 4/18/2016 AA776 RCCF $ 200,000 4/4/2016 AA777 RCCF $ 2,000,000 5/4/2016 AA778 RCCF $ 57,000 4/4/2016 AA783 RCCF $ 83,000 4/4/2016 AA900 RCCF $ 900,000 7/18/2016 AA905 RCCF $ 1,500,000 6/30/2016 AA906 RCCF $ 1,000,000 5/18/2016 AA910 RCCF $ 200,000 6/30/2016 AB005 RCCF $ 70,000 6/30/2016 AB066 RCCF $ 300,000 6/29/2016 AB082 RCCF $ 1,000,000 8/8/2016 AB556 RCCF $ 200,000 1/11/2017 AB597 RCCF $ 213,500 3/16/2017 AB612 RCCF $ 481,000 3/31/2017 AB614 RCCF $ 700,000 3/16/2017 AB364 RCCF $ 750,000 11/29/2016 AA700 UCDP $ 30,000 11/7/2016 AA701 UCDP $ 20,000 5/10/2016 AA812 URI $ 2,000,000 7/20/2016 AA813 URI $ 3,000,000 7/20/2016 AA880 URI $ 1,300,000 4/18/2016 AB040 URI $ 4,000,000 12/27/2016 AB207 URI $ 7,700,000 11/25/2016 AB210 URI $ 3,000,000 9/16/2016 AB213 URI $ 1,000,000 9/16/2016 AB351 URI $ 5,400,000 11/10/2016 AB400 URI $ 1,500,000 1/9/2017 AB787 URI $ 400,000 2/22/2017 TOTAL FINGER LAKES 50 Projects $ 54,844,201

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 26

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 5 of 15)

LONG ISLAND REGION AB536 GLOBAL NY $ 23,425 1/5/2017 AB845 GLOBAL NY $ 13,695 3/6/2017 AB847 GLOBAL NY $ 17,123 3/6/2017 AB041 EDF $ 2,000,000 7/25/2016 AA669 MARKET NY $ 200,000 4/11/2016 AB427 MARKET NY $ 150,000 2/27/2017 AB500 MARKET NY $ 300,000 2/21/2017 AB503 MARKET NY $ 206,250 2/21/2017 AB659 MARKET NY $ 82,500 2/17/2017 AB299 NY WORKS $ 25,000,000 1/24/2017 X797 RCCF $ 5,000,000 6/8/2016 AA920 RCCF $ 200,000 5/4/2016 AA414 RCCF $ 1,800,000 5/18/2016 AA532 RCCF $ 125,000 5/10/2016 AA577 RCCF $ 500,000 3/31/2017 AA583 RCCF $ 500,000 5/23/2016 AA584 RCCF $ 500,000 4/8/2016 AA585 RCCF $ 500,000 4/11/2016 AA586 RCCF $ 275,000 4/11/2016 AA679 RCCF $ 1,000,000 4/18/2016 AA681 RCCF $ 1,000,000 5/16/2016 AA726 RCCF $ 30,000 4/19/2016 AA772 RCCF $ 500,000 4/11/2016 AA820 RCCF $ 180,000 4/12/2016 AA934 RCCF $ 3,000,000 5/18/2016 AB443 RCCF $ 13,000 1/9/2017 AB447 RCCF $ 500,000 2/6/2017 AB448 RCCF $ 900,000 2/3/2017 AB522 RCCF $ 23,000 2/6/2017

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Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 6 of 15)

LONG ISLAND REGION (Continued) AB523 RCCF $ 185,000 2/6/2017 AB531 RCCF $ 300,000 2/14/2017 AB539 RCCF $ 1,000,000 2/21/2017 AB541 RCCF $ 1,000,000 2/21/2017 AB549 RCCF $ 75,000 2/15/2017 AB550 RCCF $ 200,000 2/27/2017 AB551 RCCF $ 150,000 2/23/2017 AB552 RCCF $ 500,000 2/6/2017 AB553 RCCF $ 104,000 2/15/2017 AB557 RCCF $ 500,000 3/20/2017 AB558 RCCF $ 300,000 3/10/2017 AB567 RCCF $ 200,000 2/23/2017 AB580 RCCF $ 50,000 2/3/2017 AB581 RCCF $ 25,000 2/15/2017 AB584 RCCF $ 150,000 2/3/2017 AB600 RCCF $ 50,000 3/31/2017 AB601 RCCF $ 200,000 3/28/2017 AB603 RCCF $ 200,000 3/16/2017 AB605 RCCF $ 250,000 3/10/2017 AB607 RCCF $ 500,000 2/6/2017 AB649 RCCF $ 400,000 3/31/2017 AA773 UCDP $ 25,000 4/19/2016 AB514 UCDP $ 10,000 3/10/2017 AB515 UCDP $ 25,000 2/6/2017 AB559 UCDP $ 25,000 2/15/2017 AB595 UCDP $ 40,000 3/21/2017 TOTAL LONG ISLAND 55 Projects $ 51,002,993

MID HUDSON REGION Project # Program Proposed Assistance Date Project Initiated AA087 EDF $ 2,200,000 11/21/2016 AA882 EDF $ 1,250,000 3/31/2017 AA890 EDF $ 80,000 4/22/2016 AB176 EDF $ 300,000 8/29/2016 AB183 EDF $ 50,000 8/17/2016 AB195 EDF $ 300,000 8/29/2016

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 28

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 7 of 15)

MID HUDSON REGION (Continued) Project # Program Proposed Assistance Date Project Initiated AB277 EDF $ 100,000 11/29/2016 AB293 EDF $ 843,755 10/31/2016 AB295 EDF $ 300,000 11/16/2016 AB352 EDF $ 500,000 11/21/2016 AB398 EDF $ 3,500,000 2/8/2017 AB670 EDF $ 475,000 2/8/2017 AB683 EDF $ 250,000 2/21/2017 AB713 EDF $ 300,000 3/23/2017 AB852 EDF $ 100,000 3/23/2017 AB854 EDF $ 275,000 3/10/2017 AB890 EDF $ 2,650,000 3/21/2017 AA499 MARKET NY $ 307,550 11/29/2016 AA656 MARKET NY $ 100,000 8/8/2016 AA659 MARKET NY $ 100,000 8/8/2016 AA673 MARKET NY $ 500,000 9/29/2016 AA540 MARKET NY $ 10,000 5/10/2016 AB570 MARKET NY $ 9,238 2/17/2017 AB665 MARKET NY $ 490,000 2/8/2017 AA987 NYPA CRAFT $ 22,120 6/21/2016 AB292 RCCF $ 2,500,000 10/24/2016 Y307 RCCF $ 1,000,000 9/26/2016 Z850 RCCF $ 130,000 2/6/2017 Z868 RCCF $ 1,000,000 11/14/2016 AA589 RCCF $ 500,000 8/8/2016 AA603 RCCF $ 200,000 5/4/2016 AA604 RCCF $ 1,000,000 4/28/2016 AA605 RCCF $ 1,250,000 9/29/2016 AA611 RCCF $ 1,000,000 4/29/2016 AA630 RCCF $ 300,000 3/31/2017 AA633 RCCF $ 400,000 5/16/2016 AA634 RCCF $ 500,000 9/7/2016

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 29

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 8 of 15)

MID HUDSON REGION (Continued) AA686 RCCF $ 1,500,000 11/21/2016 AA689 RCCF $ 1,000,000 4/4/2016 AA871 RCCF $ 1,000,000 6/27/2016 AB023 RCCF $ 1,250,000 8/22/2016 AB326 RCCF $ 3,500,000 11/28/2016 AB355 RCCF $ 500,000 11/25/2016 AB362 RCCF $ 160,000 3/31/2017 AB399 RCCF $ 520,000 2/15/2017 AB440 RCCF $ 2,000,000 3/31/2017 AB449 RCCF $ 500,000 3/27/2017 AB507 RCCF $ 5,000 3/10/2017 AB508 RCCF $ 2,500,000 3/27/2017 AB555 RCCF $ 500,000 3/27/2017 AB196 EDF $ 2,500,000 11/22/2016 AA719 UCDP $ 25,000 8/22/2016 TOTAL MID HUDSON 52 Projects $ 42,252,663

MOHAWK VALLEY REGION Project # Program Proposed Assistance Date Project Initiated AB021 ETP $ 1,500,000 6/24/2016 AB320 EDF $ 500,000 11/28/2016 AB571 MARKET NY $ 333,750 2/14/2017 AB661 MARKET NY $ 54,000 2/14/2017 AB687 MARKET NY $ 110,534 2/14/2017 AB689 MARKET NY $ 20,000 2/13/2017 AB692 MARKET NY $ 120,500 2/6/2017 AB107 NYPA CRAFT $ 96,000 8/8/2016 AA558 RCCF $ 740,000 5/19/2016 AA559 RCCF $ 900,000 4/18/2016 AA593 RCCF $ 1,800,000 5/18/2016 AA594 RCCF $ 2,000,000 6/30/2016 AA781 RCCF $ 500,000 4/11/2016 AA819 RCCF $ 30,000 4/5/2016

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 30

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 9 of 15)

MOHAWK VALLEY REGION (Continued) AA859 RCCF $ 10,000 4/18/2016 AA884 RCCF $ 200,000 5/19/2016 AA918 RCCF $ 3,725,000 5/13/2016 AB928 RCCF $ 500,000 3/13/2017 AB647 RCCF $ 2,000,000 3/31/2017 AB651 RCCF $ 650,000 3/27/2017 AB682 RCCF $ 600,000 3/31/2017 AB702 RCCF $ 1,700,000 3/31/2017 AB823 RCCF $ 300,000 3/31/2017 AB841 RCCF $ 80,000 3/31/2017 AB842 RCCF $ 1,000,000 3/31/2017 AB898 RCCF $ 2,000,000 3/13/2017 AA803 UCDP $ 5,000 4/4/2016 AA928 URI $ 50,000 6/10/2016 TOTAL MOHAWK VALLEY 28 Projects $ 21,524,784

NEW YORK CITY REGION Project # Program Proposed Assistance Date Project Initiated AB535 GLOBAL NY $ 21,355 1/5/2017 AB015 EDF $ 500,000 6/6/2016 AB200 EDF $ 30,000 9/8/2016 AB201 EDF $ 50,000 9/8/2016 AA501 MARKET NY $ 1,000,000 4/4/2016 AA535 MARKET NY $ 1,000,000 9/20/2016 AA538 MARKET NY $ 83,018 8/8/2016 AB688 MARKET NY $ 176,283 3/22/2017 AB396 MARKET NY $ 100,000 12/20/2016 AB526 MARKET NY $ 77,976 2/8/2017 AB014 NY WORKS $ 1,500,000 6/6/2016 Z824 RCCF $ 2,000,000 5/4/2016 AA822 RCCF $ 500,000 4/4/2016

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 31

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 10 of 15)

NEW YORK CITY REGION (Continued) Project # Program Proposed Assistance Date Project Initiated AA861 RCCF $ 1,000,000 6/1/2016 AA886 RCCF $ 250,000 5/16/2016 AA935 RCCF $ 1,000,000 5/16/2016 AA939 RCCF $ 1,500,000 5/4/2016 AB043 RCCF $ 750,000 9/22/2016 AB073 RCCF $ 1,000,000 7/19/2016 AB325 RCCF $ 250,000 11/22/2016 AB394 RCCF $ 325,000 12/22/2016 AB395 RCCF $ 500,000 12/20/2016 AB397 RCCF $ 1,200,000 1/13/2017 AB413 RCCF $ 1,000,000 12/20/2016 AB414 RCCF $ 1,000,000 1/10/2017 AB415 RCCF $ 2,100,000 1/10/2017 AB431 RCCF $ 2,000,000 1/12/2017 AB434 RCCF $ 950,000 1/17/2017 AB435 RCCF $ 2,430,000 1/17/2017 AB442 RCCF $ 100,000 2/14/2017 AB450 RCCF $ 1,300,000 2/14/2017 AB454 RCCF $ 180,000 1/10/2017 AB456 RCCF $ 2,000,000 3/13/2017 AB525 RCCF $ 45,000 2/8/2017 AB530 RCCF $ 675,000 2/14/2017 AB609 RCCF $ 2,000,000 2/8/2017 AB625 RCCF $ 800,000 3/20/2017 AB646 RCCF $ 170,000 3/31/2017 AB837 RCCF $ 2,000,000 3/31/2017 AB138 EDF $ 50,000 8/4/2016 AA887 UCDP $ 25,000 4/19/2016 AA888 UCDP $ 250,000 4/14/2016 AB641 UCDP $ 100,000 3/28/2017 AB705 UCDP $ 50,000 3/27/2017 TOTAL NEW YORK CITY 44 Projects $ 34,038,632

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 32

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 11 of 15)

NORTH COUNTRY REGION Project # Program Proposed Assistance Date Project Initiated AA771 EDF $ 325,000 5/10/2016 AB432 EDF $ 100,000 12/19/2016 AB568 EDF $ 87,195 3/31/2017 AB886 EDF $ 1,500,000 3/13/2017 AB497 MARKET NY $ 125,000 2/3/2017 AB499 MARKET NY $ 300,000 2/3/2017 AB501 MARKET NY $ 50,000 2/3/2017 AB657 MARKET NY $ 26,000 2/27/2017 AB664 MARKET NY $ 75,000 2/3/2017 AB405 MARKET NY $ 42,000 2/15/2017 AA464 RCCF $ 2,000,000 7/12/2016 AA528 RCCF $ 130,000 5/10/2016 AA529 RCCF $ 700,000 2/15/2017 AA811 RCCF $ 2,500,000 7/7/2016 AA837 RCCF $ 1,000,000 5/17/2016 AB075 RCCF $ 1,300,000 7/20/2016 AB129 RCCF $ 400,000 7/29/2016 AB406 RCCF $ 450,000 1/24/2017 AB410 RCCF $ 40,000 2/15/2017 AB441 RCCF $ 300,000 2/17/2017 AB504 RCCF $ 120,000 3/20/2017 AB505 RCCF $ 174,000 2/17/2017 AB516 RCCF $ 500,000 3/27/2017 AB517 RCCF $ 54,000 2/17/2017 AB528 RCCF $ 110,000 3/24/2017 AB529 RCCF $ 1,220,000 3/16/2017

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 33

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 12 of 15)

NORTH COUNTRY REGION Continued AB587 RCCF $ 500,000 3/21/2017 AB589 RCCF $ 500,000 3/28/2017 AB590 RCCF $ 70,000 3/27/2017 AB591 RCCF $ 100,000 3/24/2017 AB592 RCCF $ 11,000 3/27/2017 AB602 RCCF $ 17,000 2/16/2017 AB608 RCCF $ 48,000 3/27/2017 AB674 RCCF $ 1,275,000 3/20/2017 AB678 RCCF $ 135,000 3/27/2017 AB926 RCCF $ 1,900,000 3/21/2017 AA546 UCDP $ 10,000 4/6/2016 AB436 UCDP $ 20,000 3/31/2017 TOTAL NORTH COUNTRY 38 Projects $ 18,214,195

SOUTHERN TIER REGION Project # Program Proposed Assistance Date Project Initiated AB848 GLOBAL NY $ 25,000 3/6/2017 AA046 EDF $ 250,000 10/20/2016 AB185 EDF $ 3,000,000 8/12/2016 AB467 EDF $ 380,000 1/9/2017 AB509 EDF $ 250,000 1/9/2017 AB543 EDF $ 250,000 1/9/2017 AB756 EDF $ 300,000 2/13/2017 Z725 MARKET NY $ 37,500 12/5/2016 AB578 MARKET NY $ 159,100 2/21/2017 AB619 MARKET NY $ 150,000 2/3/2017 AA008 RCCF $ 150,000 11/28/2016 AA078 RCCF $ 1,000,000 9/29/2016 AB274 RCCF $ 2,200,000 9/26/2016 Z931 RCCF $ 37,500 2/6/2017 AA721 RCCF $ 3,200,000 5/10/2016 AB258 RCCF $ 150,000 10/28/2016 AB700 RCCF $ 368,632 2/3/2017

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 34

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 13 of 15)

SOUTHERN TIER REGION (Continued) AB610 RCCF $ 385,000 3/1/2017 AB637 RCCF $ 1,700,000 3/7/2017 AB638 RCCF $ 350,000 3/8/2017 AB639 RCCF $ 500,000 3/10/2017 AB644 RCCF $ 1,500,000 3/7/2017 AB675 RCCF $ 500,000 3/1/2017 AB679 RCCF $ 120,000 3/23/2017 AB680 RCCF $ 1,000,000 3/24/2017 AB698 RCCF $ 64,000 3/23/2017 AB703 RCCF $ 166,000 3/28/2017 AB757 RCCF $ 135,000 2/13/2017 AB788 RCCF $ 250,000 3/10/2017 AB012 UCDP $ 30,000 9/12/2016 AB198 UCDP $ 30,000 9/7/2016 AB199 UCDP $ 20,000 9/8/2016 AB202 UCDP $ 10,000 9/7/2016 AB697 UCDP $ 11,250 3/27/2017 AB699 UCDP $ 76,250 3/31/2017 AB772 UCDP $ 12,500 3/10/2017 AA561 URI $ 2,500,000 4/1/2016 AA619 URI $ 60,680 4/18/2016 AA662 URI $ 410,000 4/8/2016 AA737 URI $ 15,000,000 10/14/2016 AA747 URI $ 1,500,000 4/18/2016 AA838 URI $ 1,800,000 4/4/2016 AA866 URI $ 400,000 5/26/2016 AA872 URI $ 21,000,000 11/8/2016 AA878 URI $ 20,000,000 11/18/2016 AA917 URI $ 5,250,000 7/15/2016 AA919 URI $ 50,000 5/9/2016 AA937 URI $ 175,000 9/8/2016 AA938 URI $ 50,000 11/14/2016 AA941 URI $ 1,500,000 5/9/2016 AA982 URI $ 400,000 5/24/2016

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 35

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 14 of 15)

SOUTHERN TIER REGION (Continued) AA993 URI $ 1,000,000 7/11/2016 AB009 URI $ 500,000 7/5/2016 AB017 URI $ 350,000 8/10/2016 AB024 URI $ 600,000 7/11/2016 AB100 URI $ 1,350,000 9/8/2016 AB222 URI $ 600,000 9/26/2016 AB371 URI $ 1,170,000 12/9/2016 TOTAL SOUTHERN TIER 58 Projects $ 94,433,412

UNKNOWN REGIONS AB216 EDF $ 200,000 8/24/2016 AB221 EDF $ 600,000 9/26/2016 AA519 RCCF $ 1,000,000 11/29/2016 AA913 RCCF $ 200,000 4/18/2016 TOTAL UNKNOWN 4 Projects $ 2,000,000

WESTERN NEW YORK REGION Project # Program Proposed Assistance Date Project Initiated AB226 BRIC $ 500,000 11/23/2016 AB228 BRIC $ 750,000 10/24/2016 AB229 BRIC $ 250,000 11/23/2016 AB231 BRIC $ 600,000 10/24/2016 AB170 BRIC $ 10,000,000 1/17/2017 AB384 GLOBAL NY $ 17,073 12/5/2016 AB846 GLOBAL NY $ 18,359 3/6/2017 AA786 EDF $ 220,000 4/14/2016 AA876 EDF $ 200,000 4/15/2016 AA907 EDF $ 2,500,000 6/10/2016 AB093 EDF $ 150,000 7/28/2016 AB094 EDF $ 400,000 7/26/2016 AB109 EDF $ 1,500,000 8/1/2016 AB203 EDF $ 195,000 1/10/2017 AB599 EDF $ 200,000 2/7/2017 AA238 JN $ 4,000,000 6/16/2016 AB423 MARKET NY $ 16,500 1/27/2017 AB426 MARKET NY $ 45,000 1/27/2017 AB616 MARKET NY $ 37,500 1/27/2017 AB617 MARKET NY $ 16,945 1/27/2017

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 36

Section 2: Proposals for Assistance – Evaluated Not Yet Approved 4/1/2016 – 3/31/2017 B. Project Detail by Region (Page 15 of 15)

WESTERN NEW YORK REGION (Continued) AB618 MARKET NY $ 125,000 1/26/2017 AB103 NYPA CRAFT $ 32,820 8/8/2016 AA185 RCCF $ 500,000 5/13/2016 Z701 RCCF $ 500,000 3/22/2017 AA434 RCCF $ 100,000 6/30/2016 AA441 RCCF $ 500,000 4/18/2016 AA447 RCCF $ 500,000 5/10/2016 AA457 RCCF $ 74,000 4/11/2016 AA502 RCCF $ 2,280,000 3/22/2017 AA503 RCCF $ 45,000 12/2/2016 AA507 RCCF $ 1,000,000 6/30/2016 AA513 RCCF $ 420,000 8/1/2016 AA516 RCCF $ 200,000 5/10/2016 AA518 RCCF $ 160,000 6/30/2016 AA903 RCCF $ 500,000 6/27/2016 AA617 URI $ 300,000 4/8/2016 AB099 URI $ 30,000,000 8/29/2016 TOTAL WESTERN NY 37 Projects $ 58,853,197

Grand Total 447 projects $ 458,768,310

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 37

SECTION 3: PROPOSALS FOR ASSISTANCE EVALUATED – NO FURTHER ACTION RECOMMENDED FISCAL YEAR APRIL 1, 2016 – MARCH 31, 2017

Projects are broken down by Program and fall into the following two categories: 1) the company or organization accepted ESD’s offer of assistance, but it did not meet requirements for ESD’s approval; or 2) assistance was approved by ESD, but the company or organization did not meet the requirements for the disbursement of funds. There were no projects in the second category during Fiscal Year 2016-17.

Appropriation Number of Projects Amount Upstate Revitalization Initiative Program 1 $500,000 Regional Council Capital Fund 1 $700,000 TOTAL 2 $1,200,000

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 38

Section 3: Proposals for Assistance Evaluated – No Further Action Recommended Summary by Program and Region

UPSTATE REVITALIZATION INITIATIVE PROGRAM (URI) Region # of Projects Requested Assistance Central 1 $ 500,000 TOTAL URI 1 $ 500,000

REGIONAL COUNCIL CAPITAL FUND (RCCF) Long Island 1 $ 700,000 TOTAL LONG ISLAND 1 $ 700,000 Total $ 1,200,000

ESD Annual Report Fiscal Year April 1, 2016 – March 31, 2017 39