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No. 18-956 Petitioner, V. Respondent. on Writ of Certiorari to the U.S

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No. 18-956 Petitioner, V. Respondent. on Writ of Certiorari to the U.S No. 18-956 IN THE GOOGLE LLC, Petitioner, v. ORACLE AMERICA, INC., Respondent. On Writ of Certiorari to the U.S. Court of Appeals for the Federal Circuit JOINT APPENDIX VOLUME 1 PAGES 1-341 Thomas C. Goldstein E. Joshua Rosenkranz GOLDSTEIN & RUSSELL, P.C. ORRICK, HERRINGTON & 7475 Wisconsin Ave. SUTCLIFFE LLP Suite 850 51 West 52nd Street Bethesda, MD 20814 New York, NY 10019 (202) 362-0636 (212) 506-5000 [email protected] [email protected] Counsel of Record for Petitioner Counsel of Record for Respondent PETITION FOR A WRIT OF CERTIORARI FILED JAN. 24, 2019 CERTIORARI GRANTED NOV. 15, 2019 TABLE OF CONTENTS VOLUME 1 Docket Excerpts: U.S. Court of Appeals for the Federal Circuit, No. 13-1021 .................................. 1 Docket Excerpts: U.S. Court of Appeals for the Federal Circuit, No. 17-1118 .................................. 3 Docket Excerpts: U.S. District Court for the Northern District of California, No. 3:10-cv-03561 .................................................... 5 Transcript of 2012 Jury Trial Proceedings (excerpts) ............................................................... 30 Final Charge to the Jury (Phase One) and Special Verdict Form, Dist. Ct. Docs. 1018 & 1018-1 (Apr. 30, 2012) ....................................... 72 Special Verdict Form, Dist. Ct. Doc. 1089 (May 7, 2012) ......................................................... 95 Trial Exhibit 7803, Deposition Clips of Henrik Stahl Played by Video During Trial (Jan. 14, 2016) (excerpts) ...................................... 98 Order re 62 Classes and Interfaces, Dist. Ct. Doc. 1839 (May 6, 2016) ...................................... 103 Joint Filing Regarding Agreed Statement Regarding Copyrightability (ECF No. 1788), Dist. Ct. Doc. 1846 (May 7, 2016) ....................... 105 Transcript of 2016 Jury Trial Proceedings (excerpts) ............................................................. 109 Final Charge to the Jury (Phase One) and Special Verdict Form, Dist. Ct. Doc. 1981 (May 26, 2016) .................................................... 267 ii Special Verdict Form, Dist. Ct. Doc. 1982 (May 26, 2016) .................................................... 295 Final Judgment, Dist. Ct. Doc. 1989 (June 8, 2016) ...................................................... 296 Transcript of 2012 Jury Trial Proceedings (further excerpts) ................................................ 297 Joint Response to Court’s Request for Chart of Elements in Accused Packages, Dist. Ct. Doc. 1124 (May 12, 2012) .................................... 333 Trial Exhibit 1072, Accused API Packages and Files in Android ................................................... 339 VOLUME 2 Transcript of 2016 Jury Trial Proceedings (further excerpts) ................................................ 342 Order in Limine re Oracle’s Motion re Dr. Roderic Cattell, Dist. Ct. Doc. 1879 (May 12, 2016) ..................................................... 470 Trial Exhibit 1, Google PowerPoint Presentation Titled Android GPS: Key Strategic Decisions Around Open Source (dated July 26, 2005) (excerpts) ............................................................. 472 Trial Exhibit 7, Emails re Sun Meeting (dated Oct. 11, 2005) ........................................... 475 Trial Exhibit 10, Email re Context for Discussion re Alternatives to Java (dated Aug. 6, 2010) ..... 478 Trial Exhibit 13, Emails re New Java World (dated Jan. 3, 2006) ............................................. 480 Trial Exhibit 14, Email re Sun Microsystems (dated Jan. 13, 2006) ........................................... 484 iii Trial Exhibit 15, Emails re EMG Deal Review Agenda and Slides - Feb 6, 2006 (dated Feb. 5, 2006) (excerpts) ............................ 486 Trial Exhibit 18, Emails re The open J2ME project (dated Mar. 24, 2006) (excerpts) ............. 492 Trial Exhibit 29, Emails re Android Presence at JavaOne (dated Mar. 24, 2008) ...................... 494 Trial Exhibit 31, Google PowerPoint presentation: “Android 101: An introduction to Android and Android Partnerships” (dated Dec. 2008) (excerpts) ............................................................. 497 Trial Exhibit 134, Email re Urgent stats needed (Jan. 31, 2006) (excerpts) .................................... 499 Trial Exhibit 158, Email re Materials on Google Open Handset OS, attaching Android PowerPoint presentation: “Android: Open Handset Platform” (dated Sept. 28, 2006) (excerpts) ............................................................. 502 Trial Exhibit 205, Emails re Potential Sun Google partnership in the Mobile Java and OS Space (dated Feb. 8, 2006) ............................ 504 Trial Exhibit 215, Email re Java Class Libraries (dated June 1, 2006) ............................................ 506 Trial Exhibit 370, Internal Google document: “Mobile Strategy Summit - Notes” (dated Nov. 4-5, 2010) (excerpts) ........................ 507 Trial Exhibit 610.1, Java 2 Platform Standard Edition Development Kit 5.0 Specification (license.html) (dated Aug. 25, 2004) ................... 511 iv Trial Exhibit 877, Joshua Bloch: Bumper-Sticker API design, http://www.infoq.com/articles/API- Design-Joshua-Bloch (dated Sept. 22, 2008) ...... 517 Trial Exhibit 951, Google Inc. GOOG Q3 2010 Earnings Call Transcript (dated Oct. 14, 2010) (excerpts) ............................................................. 523 Trial Exhibit 1056, Email re no doubt you saw… (dated Mar. 26, 2008) .......................................... 532 Trial Exhibit 2052, PowerPoint “Java in Wireless Business Review” (dated Mar. 16, 2009) (excerpts) ............................................................. 535 Trial Exhibit 2368, Email re Java (dated Nov. 7, 2007) ............................................ 538 Trial Exhibit 3211, Google’s Form 10-K for fiscal year ended Dec. 31, 2004 (dated Mar. 30, 2005) (excerpts) ......................... 539 Trial Exhibit 5046, Email re and what if we accepted the damn FOU restriction? (dated Apr. 17, 2008) ........................................... 553 Trial Exhibit 5048, Email re java open source (dated Nov. 28, 2006) .......................................... 557 Trial Exhibit 5114, Email re Latest material for CMCC’s VP Sha visit Wed morning (dated Mar. 28, 2007) (excerpts) .................................... 558 Trial Exhibit 5121, Wayback Machine: Google Web APIs (beta) - Terms and Conditions for Google Web API Service (dated May 14, 2005) ...................................................... 561 v Trial Exhibit 5250, Wayback Machine: Google AdWords API beta: Terms & Conditions (dated Jan. 25, 2005) ........................ 567 Trial Exhibit 5322, Email re Android announce at 3GSM (dated Oct. 23, 2006) (excerpts) .......... 584 Trial Exhibit 5562, Email re some materials from today (dated Mar. 27, 2007) (excerpts) ...... 589 Trial Exhibit 5585, Email and attachment re Docs for LG (dated July 7, 2006) (excerpts) ....... 594 Trial Exhibit 5586, Email re Draft deck for AT&T meeting (dated Sept. 11, 2008) (excerpts) ............................................................. 598 Trial Exhibit 6053, cnbc.com - Dauble “CNBC’s Jim Cramer Interviews Google Inc. Chairman & CEO Eric Schmidt” (dated Aug. 15, 2008) (excerpts) ............................................................. 602 Trial Exhibit 7326, JavaOne Tim Ellison presentation “Apache Harmony: An Open Innovation” (2010) (excerpts) .............................. 611 Trial Exhibit 7787, Deposition Clips of Larry Ellison Played by Video During Trial (Aug. 12, 2011) (excerpts) ................................... 613 Trial Exhibit 9201, Email re Oracle buys Sun (dated Apr. 20, 2009) ........................................... 616 Trial Exhibit 9214, Deposition Designations of Anwar Ghuloum Played by Video During Trial (Dec. 9, 2015) (excerpts) ............................. 627 vi Trial Exhibit 9223, Declarations That Are Subject to a Technical Constraint Imposed by the Java Programming Language Specification (3d ed.) (dated May 17, 2016) ....... 631 Oracle’s Brief Regarding Copyright Issues, Dist. Ct. Doc. 853 (Apr. 3, 2012) (excerpts) ........ 640 Transcript of 2016 Jury Trial Proceedings (further excerpts) ................................................ 641 Trial Exhibit 1026, Sun Community Source License between Sun Microsystems and Danger, Inc. (dated Aug. 26, 2003) (excerpts) .... 678 Trial Exhibit 7787, Deposition Clips of Larry Ellison Played by Video During Trial (Aug. 12, 2011) (further excerpts)....................... 693 Trial Exhibit 7788, Deposition Clips of Donald Smith Played by Video During Trial (Nov. 20, 2015) (excerpts).................................... 697 Trial Exhibit 1045, The Apache Software Foundation, Blogging in Action (dated Dec. 9, 2010) ........................................................ 703 Transcript of 2016 Jury Trial Proceedings (further excerpts) ................................................ 706 vii The following decisions have been omitted in printing the joint appendix because they appear in the appendix to the petition for certiorari, beginning on the following pages: Opinion of the United States Court of Appeals for the Federal Circuit (Mar. 27, 2018) ................ 1a Order Denying Renewed Motion for Judgment as a Matter of Law and Motion for a New Trial of the United States District Court for the Northern District of California (Sept. 27, 2016) .................................................... 56a Order Denying Rule 50 Motions of the United States District Court for the Northern
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