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Electronic trading terms – links to exchanges

Version: March 2019 For information about our investment bank entities, visit www.ubs.com/ibterms

Electronic trading terms – links to exchanges

1 Securities Exchanges 1.1 Australia (a) ASX Market: www.asx.com.au (b) Chi-X Market: www.chi-x.com/australia 1.2 Austria: Wiener Börse: www.wienerboerse.at 1.3 BATS: www.batstrading.co.uk 1.4 Belgium: Brussels: www.euronext.com 1.5 Brazil: Bovespa : www.bovespa.com.br 1.6 Canada: (a) Marketplaces: (i) Aequitas: aequitasinnovations.com (ii) Toronto Stock Exchange, Toronto Venture Exchange and TMX Select: www.tmx.com (iii) Alpha: www.alphatradingsystems.ca (iv) Pure Trading/Canadian Securities Exchange: www.puretrading.ca (v) Triact/Match Now: www.triactcanada.com (vi) Omega and Lynx: omegaats.com (vii) Chi-X and CX2: www.chi-xcanada.com (b) Regulators: (i) IIROC (including Universal Market Integrity Rules): www.iiroc.ca (ii) Ontario Securities Commission: www.osc.gov.on.ca 1.7 Czech Republic: Prague Stock Exchange: www.pse.cz 1.8 France: Paris Stock Exchange: www.euronext.com 1.9 Germany: Frankfurt Stock Exchange: deutscheboerse.com 1.10 Greece: ATHEX Exchange www.ase.gr 1.11 Hong Kong: Stock Exchange of Hong Kong: www.hkex.com.hk 1.12 Hungary: : www.bse.hu 1.13 Ireland: Irish Stock Exchange: www.ise.ie 1.14 Italy: (a) Borsa Italiana S.p.A.: www.borsaitaliana.it (b) Regulator: Consob www.consob.it 1.15 Japan: (a) : www.tse.or.jp (b) Osaka Securities Exchange: www.ose.or.jp (c) Jasdaq Securities Exchange: www.jasdaq.co.jp

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(d) Tokyo Financial Exchange: www.tfx.co.jp 1.16 Korea: KRX: Stock: www.krx.co.kr 1.17 Portugal: : www.euronext.com 1.18 Malaysia: Securities Berhad: www.bursamalaysia.com 1.19 Mexico: Bolsa Mexicana de Valores: www.bmv.com.mx 1.20 : Stock Exchange: www.wse.com.pl 1.21 Scandinavia: (a) Copenhagen Stock Exchange: www.nasdaqomxnordic.com (b) Helsinki Exchange: www.nasdaqomxnordic.com (c) Stock Exchange: www.nasdaqomxnordic.com (d) Stockholm Exchange: www.nasdaqomxnordic.com 1.22 Singapore: SGX: www.sgx.com 1.23 South Africa: Johannesburg Stock Exchange: www.jse.co.za 1.24 Spain: Madrid Stock Exchange: www.bolsamadrid.es 1.25 Switzerland: (a) VIRTX: www.virt-x.com (b) SWX: www.swx.com 1.26 Taiwan: : www.twse.com 1.27 Thailand: (a) Stock Exchange of Thailand: www.set.or.th (b) Securities and Exchange Commission: www.sec.or.th 1.28 The Netherlands: : www.euronext.com 1.29 Turkey: Istanbul Stock Exchange: www.ise.org 1.30 Turquoise: www.tradeturquoise.com 1.31 United Kingdom: : www.londonstockexchange.com 1.32 United States of America: (a) www.amex.com (b) www.nyse.com (c) www.nasdaq.com (d) www.bostonoptions.com (e) www.iseoptions.com (f) www.cboe.com 2 Futures Exchanges 2.1 Asia/Pacific: (a) TSE: www.tse.or.jp (b) OSE: www.ose.or.jp (c) SFE: www.sfe.com.au (d) HKFE: www.hkex.com.hk

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(e) TFX: www.tfx.or.jp (f) SGX: www.sgx.com (g) KRX – KTB: www.krx.co.kr 2.2 Europe: (a) Eurex: www.eurexchange.com (b) EuroNext LIFFE: www.euronext.com (c) OMX Stockholm: www.hex.com (d) Italian Derivatives Market (IDEM): www.borsaitalia.it (e) European Energy Exchange: www.eex.de (f) NordPool: www.nordpool.com (g) MEFF: www.meff.com (h) ICE Futures Europe: www.theice.com 2.3 Americas: A registered user shall be subject to the rules of the US exchanges, NFA and CFTC, including, but not limited to, rules relating to electronic trading, order handling, trade practices and disciplinary proceedings. It shall be the duty of the entity or individual who employs the registered user to supervise such user’s compliance with exchange rules and regulations, and any violation thereof by such registered user may be considered a violation by the employer. (a) CME: www.cme.com (b) CBOE: www.cboe.com (c) eCBoT: www.cbot.com (d) CFE: www.cboe.com (e) AMEX: www.amex.com (f) ISE: www.iseoptions.com (g) BOX: www.bostonoptions.com (h) NYSE Arca: www.nyse.com (i) PHLX: www.phlx.com (j) KCBT: www.kcbt.com (k) WCE: www.wce.ca (l) MGE: www.mgex.com (m) ME: www.m-x.ca (n) NYMEX via CME: www.nymex.com (o) COMEX via CME: www.nymex.com (p) TheICE: www.theice.com (q) NYBOT: www.nybot.com

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