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The MACHO Pro ject SMC Variable Star Inventory. I. The

Second- Mo de of Cepheid Pulsation From First/Second

Overtone (1H/2H) Cepheids

1;2 3 1;4 5 6 1;2;7

C. Alco ck , R.A. Allsman , D. Alves , T.S. Axelro d , A.C. Becker , D.P. Bennett ,

1;2 5 2;8 2;8 1;2

K.H. Co ok , K.C. Freeman ,K. Griest , M.J. Lehner , S.L. Marshall ,

5 10 5 12 11

B.A. Peterson , P.J. Quinn , A.W. Ro dgers , A. Rorab eck ,W. Sutherland ,

6 2;8

A. Tomaney , T. Vandehei

(The MACHO Collab oration)

{ 2{

Received ; accepted

1

Lawrence Livermore National Lab oratory, Livermore, CA 94550 E-mail: alcock,

alves, dminniti, kcook, [email protected]

2

Center for Particle Astrophysics, University of California, Berkeley, CA 94720

3

Sup ercomputing Facility, Australian National University, Canb erra, ACT 0200,

Australia E-mail: [email protected]

4

DepartmentofPhysics, University of California, Davis, CA 95616

5

Mt. Stromlo and Siding Spring Observatories, Australian National University, Weston

Creek, ACT 2611, Australia E-mail: tsa, kcf,peterson, [email protected]

6

Departments of Astronomy and Physics, University of Washington, Seattle, WA 98195

E-mail: austin, becker, [email protected]

7

Physics Department, University of Notre Dame, Notre Dame, IN 46556 E-mail:

[email protected] du

8

DepartmentofPhysics, University of California, San Diego, La Jolla, CA 92093 E-mail:

kgriest, tvandehei, [email protected]

9

DepartmentofPhysics, University of California, Santa Barbara, CA 93106

10

Europ ean Southern Observatory, Karl-Schwarzchild Str. 2, D-85748, Garching, Germany

E-mail: [email protected]

11

Department of Physics, University of Oxford, Oxford OX1 3RH, U.K. E-mail:

[email protected] c.uk

12

Dept. of Physics & Astronomy, McMaster University, Hamilton, Ontario, L8S 4M1

Canada E-mail: welch, [email protected] .ca

{ 3{

ABSTRACT

We rep ort the discovery of 20 1H/2H and 7 F/1H b eat Cepheids in the

SMC by the MACHO Pro ject. We utilize the 20 1H/2H stars to determine

lightcurve shap e for the SMC second-overtone (2H) mo de of Cepheid pulsation.

We predict, similar to the ndings of Alco ck et al. [1997, ApJ, submitted], that

2H Cepheids will have nearly or purely sinusoidal lightvariations; that the P {L

relation for 2H Cepheids will not be distinguishable from the P {L relation for

1H Cepheids within photometric accuracy; and that 2H stars may b e discernable

from F and 1H stars using the -p erio d diagram and Fourier parameter

progressions for p erio ds P < 0:7days, our current sample 2H p erio d limit.



Subject headings: Cepheids | Magellanic Clouds | stars: fundamental

parameters | stars: oscillations

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1. Intro duction

The second-overtone (2H) mo de of Cepheid pulsation has b een predicted to exist

theoretically since Stobie (1969a, 1969b)'s pioneering investigations. Yet, since then,

we have found only scant evidence for 2H mo de excitation in our Galaxy. CO Aur was

recognized as a rst-overtone/second-overtone (1H/2H) b eat Cepheid by Mantegazza

(1983), and later con rmed as such by various studies (e.g.,Antonello & Mantegazza 1984;

Bab el & Burki 1987). On the other hand, HR 7308 is a prop osed singly-p erio dic 2H Cepheid

whose mo dal status remains uncertain, despite many investigations (Burki et al. 1986;

Fabregat, Suso, & Reglero 1990; Simon 1985; Bersier 1996; Bersier & Burki 1996). This

paucity of Galactic 2H Cepheids is not unexp ected. From a theoretical standp oint, Galactic

2H Cepheids should havelow masses and luminosities (Chiosi, Wo o d & Capitano 1993). As

well, they are exp ected to be the shortest-p erio d Cepheids at a given luminosity (Chiosi et

al. 1993), so that they should app in greater in lower metallicityenvironments

than our own (see e.g., the p erio d frequency distributions of Cepheids in Lipunova 1992).

Observationally,inour own galaxy, CO Aur's semi-amplitude of pulsation for its 2H mo de

is only 0:043  0:002 mag (Pardo & Poretti 1996)|so that, even if we observe these faint

stars, we might not detect their variability.

The advent of large-scale astronomical surveys has improved our chances of observing

2H Cepheids. As by-pro ducts of gravitational microlensing searches in the Galactic bulge

and Magellanic Clouds, the MACHO and EROS Collab orations have found 45 1H/2H and

at least 37 F/1H b eat Cepheids in the LMC (Alco ck et al. 1995, 1997; Beaulieu et al. 1997),

and 27 1H/2H and 10 F/1H b eats (counting this work and Beaulieu et al. 1997) in the

SMC to date. Concurrent analyses of these, and other ndings, has allowed investigations

of the 2H mo de of Cepheid pulsation. Pardo & Poretti (1996) re-analyzed the comp osite

lightcurve of CO Aur, the sole 1H/2H b eat Cepheid in the Galaxy, and noted that its 2H

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mo de app eared as a purely sinusoidal light variation. Alco ck et al. (1997) analyzed 45

rst-overtone/second-overtone b eat Cepheids in the LMC, showing (1) that the 2H mo de

1

< 0:2) lightcurves ; (2) that LMC resulted in sinusoidal, or nearly sinusoidal (0  R

21



2H Cepheids could be distinguished from LMC 1H and F Cepheids in Fourier space for

P < 1:4 days; (3) that 2H Cepheids should overlap the short-p erio d edge of the 1H P {L



sequence; and (4) that the lo cation of 2H pulsators in the log L{log T plane dep ended

e

signi cantly on the adopted M {L relation, and would have to come from observation.

Finally,Antonello & Kanbur (1997) haveinvestigated the 2H mo de of Cepheid pulsation by

non-linear pulsation mo dels appropriate to the LMC (Z  0:01). They con rmed that 2H

Cepheids should be more numerous for lower metallicities, and pro duced theoretical R {P

21

sequences which agreed qualitatively with the sequences for LMC 1H/2H b eat Cepheids in

Welch et al. (1997). They also predicted a resonance of the R {P and  {P sequences

21 21

near P =1 day.

With the recent reduction of SMC photometry by the MACHO pro ject, we are in a

p osition to add to our knowledge of the 2H mo de. We rep ort the discovery of 20 1H/2H

b eat Cepheids in the SMC (distinct from the stars in Beaulieu et al. 1997), and their

implications for the 2H mo de of Cepheid pulsation. We compare our ndings to the 2H

mo de characterizations in the LMC and Galaxy to date, and provide guidance on how to

discern 2H from F and 1H Cepheids.

1

R = V =V is the relative amplitude of the rst and `base' frequency mo del

k 1 k 1

P

O

in a truncated Fourier series V (t) = V + V cos(2k t +  ), while the

0 k k

k =1

di erence  =  k . For b eat Cepheids, R and  are calculated for each

k 1 k 1 21 21 mo de of pulsation.

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2. Observations and Analysis

We refer the reader to Alco ck et al. (1995) for a description of our two-bandpass

photometry (the MACHO V and R bands) and b eat Cepheid identi cation pro cess. The

b eat Cepheids rep orted in this pap er were selected by our alert system software and not by

a full analysis run. Therefore, the total number of b eat Cepheids in these elds is likely to

be 4-5  greater than rep orted here. To be identi ed as an alert, a star must be 7 sigma

brighter than the template and have increased in brightness by at least 0.35 mag. SMC

observations of these Cepheids span 3years; lightcurves consist of anywhere from 163{1306

observations, which are free of p ossible cosmic ray events, bad or missing pixels, or data

su ering from p o or image quality. This pap er utilizes MACHO V -band photometry for all

results.

We sub jected each star to our co ding of the CLEANest algorithm (Foster 1995, 1996a,

1996b) for joint frequency analysis and lightcurve mo delling. This metho d avoids having

to cho ose a truncated Fourier series order a priori, as discussed in Pardo & Poretti (1997)

and Alco ck et al. (1997). Brie y, CLEANest uses the date-comp ensated discrete Fourier

transform (DCDFT) of Ferraz-Mello (1981) on a time series to pro duce a power sp ectrum

1 1

for test from  = (2T ) to  = (2 min(t)) in steps of  (the

res span max res

frequency resolution), where T is the total timespan of the observations for a star,

span

and t the time separation between successive observations. If any of the frequencies

in the power sp ectrum are adopted as signi cant, they are mo deled by cos(2 t) and

sin(2 t) terms (plus a constant) as in Foster (1995). The resultant mo del is subtracted

from the data, these residuals are sub jected to another DCDFT, and the pro cess is iterated

until no signi cant frequencies remain. Each time a DCDFT of the data or residuals has

b een p erformed, CLEANest seeks to nd the n-tuple of frequencies which gives the b est

description of the data. Op erationally, frequency space is searched for frequencies in the

{ 7{

neighb ourho o d of the currently adopted ones for a maximum of Foster (1996a, 1996b)'s

mo del amplitude.

In all cases, the 1H mo de frequency,  , app eared as the p eak frequency in the rst

1H

power sp ectrum, generally followed either by 2 or  . We con rmed the identity

1H 2H

of  and  by requiring  =  0:805, as found in Alco ck et al. (1995). After

1H 2H 1H 2H

these frequencies were discovered, we adopted a frequency as signi cant if it was a linear

combination of  and  ; if it app eared as one of the 20 most powerful frequencies in a

1H 2H

residual sp ectrum; and if it was reasonable (i.e., we would not have mo deled a frequency

that seemed to b e 2 +  if we had not previously detected 2 or  in our analysis),

1H 2H 1H 2H

as discussed in Alco ck et al. (1997). For some stars we had to adopt a frequency close to

1

1.003 day (i.e., the frequency corresp onding to one sidereal day) in the mo deling pro cess,

b ecause of the scheduling of observations. When no remaining signi cant frequencies

could be detected, we discontinued mo deling with CLEANest, and sub jected the ts to

2

the Marquardt algorithm for improvement, at no p oint restricting our mo del frequencies

to ob ey their exp ected relations to  and  : i.e., all frequencies were varied by b oth

1H 2H

CLEANest and the Marquardt algorithm indep endently of  or  themselves. This was

1H 2H

done as acheck on the robustness and identityofagiven frequency.

In Table 1, we present p erio ds and p erio d ratios for our 27 SMC b eat Cepheids. P is

L

the `long' p erio d, while P is the `short' p erio d, of pulsation. For F/1H stars (P =P  0:73),

S S L

P = P and P = P ; for 1H/2H stars (P =P  0:805), P = P and P = P .

L F S 1H S L L 1H S 2H

Uncertainties in the last three digits of p erio ds and p erio d ratios have b een placed in

2 2

The Marquardt algorithm is a minimization metho d which pragmatically alternates

2

between a `steep est descent' (or gradient-search) algorithm when changes rapidly near

2

a given set of mo del parameters, and a rst-order mo del expansion when changes little

near a set of mo del parameters (see e.g., Bevington & Robinson 1992).

{ 8{

parentheses; uncertainties in the p erio d ratios were obtained from the uncertainties in P

L

and P .

S

3. Results and Discussion

3.1. The Petersen Diagram

We have plotted the Petersen diagram for all of our SMC b eat Cepheids and the 45

LMC 1H/2H b eat Cepheids of Alco ck et al. (1997) as Figure 1. We note the LMC and

SMC 1H/2H b eat Cepheids have essentially the same progression of p erio d ratio P =P

2H 1H

versus P despite di erences in host galaxy metallicity. This was b orne out in the linear,

1H

non-adiabatic calculations of Morgan & Welch (1996), who predicted little or no noticeable

shift in P =P from the LMC to SMC. Observationally, this similarity in p erio d ratio was

2H 1H

also noted by Beaulieu et al. (1997) by comparing their 7 SMC 1H/2H b eat Cepheids with

the 15 1H/2H b eat Cepheids of Alco ck et al. (1995).

3.2. The Bailey Diagram

The Bailey (or Perio d-amplitude) diagram for the 1H/2H b eat Cepheids of this

pap er and Alco ck et al. (1997) is presented as Figure 2. The amplitude  is the mo del

semi-amplitude for the base Fourier term of a mo de of pulsation. We see that, in general,

 < 0:10 mag, while  > 0:11 mag, although this is not always the case: there is a

2H 1H

 

star with  =0:105 mag in the SMC, and a star with  =0:071 mag in the LMC in

2H 1H

the Figure. Similar conclusions can be drawn from Figure 3 of Beaulieu et al. (1997), who

found SMC 2H mo de amplitudes less than 0.08 mag, and 1H mo de amplitudes of 0.12 mag

for similar p erio ds. Clearly, the 2H mo de results inalow pulsation amplitude.

{ 9{

3.3. Fourier Parameter Sequences and 2H Mo de Lightcurve Shap e

We detected the second harmonic of the 2H mo de frequency, 2 , for 6 of 20 stars,

2H

but found this frequency remained stable (i.e., di ered by more than twice its formal

uncertainty from twice  ) in the Marquardt improvement for only 2 of these 6 stars. This

1H

is contrary to the LMC b eats analyzed by Alco ck et al. (1997): all 8 of 45 stars that had

2 detected also had that frequency remain stable over Marquardt improvement. This

2H

may suggest 2 detections here are of a more marginal nature than in the LMC, owing

2H

to the SMC's greater distance mo dulus (   0:5 0:7 mag; Feast 1988, 1989),

SMC LMC

and thus fainter stars, although SMC exp osures were twice as long as LMC exp osures to

comp ensate.

No second (3 ) or higher were detected in any of our sample for the

2H

2H mo de, limiting us to R and  to describ e its lightcurve shap e. For the 1H mo de,

21 21

frequencies up to the third harmonic, 4 , were detected; the higher order R R and

1H 31 41

  for the 1H mo de will b e presented in a future pap er.

31 41

Fourier parameters for those stars with detected, stable harmonics in our CLEANest{

Marquardt scheme are presented in Figure 3. According to this Figure, 2 of 20 1H/2H b eat

Cepheids have nearly sinusoidal lightcurves for their 2H mo des, while the remaining 18

have 2H mo des that result in purely sinusoidal light variations: i.e., R =0, as shown in

21

the Figure.

The stable 2 frequencies in the LMC 1H/2H b eat Cepheids of Alco ck et al. (1997)

2H

were what prompted us to draw out 2H mo de information from the LMC sample. We

would like to gather as much information as p ossible on the 2H mo de here as well. To

circumvent stability concerns with 2 frequencies, we have adopted a rst harmonic

2H

term for each 1H/2H star's mo del, and t it to our data while holding its frequency to its

exp ected value of 2 . No other frequencies were held to their exp ected identities, as they 2H

{10{

retained their relationships to  and  throughout. We display the resulting Fourier

1H 2H

parameter sequences in Figure 4 for those stars with  < 0:05, which omitted 3 of 20

R

21

stars. The conclusions from either Figure 3 or 4 are the same: in general, the 2H mo de is

more sinusoidal than the 1H mo de (from R ). The scatter in  prevents further comment.

21 21

4. Discerning 2H Cepheids

We do not yet have the luxury of a large SMC sample of Fourier-decomp osed Cepheids

on the same photometric system|or transformations to standard systems for the SMC|to

compare our R {P and  {P diagrams against. Our sample of b eat Cepheids also

21 21

constitutes a ` rst-order' search through our developing SMC photometry database, and

so cannot be claimed as complete. This is the rst large sample of SMC b eat Cepheids,

however, so we should use them to make some statements ab out the SMC 2H mo de.

Firstly, we note Figure 1 and Table 1 show the 1H and 2H P {L relations will be

separated by less than log(P =P ) = log 0:80 '0:10 in the SMC. Alco ck et al. (1995)

2H 1H

noted that this separation could well vanish due to observational uncertainties, overlapping

the 2H and 1H P {L sequences. This suggests separation of SMC 1H and 2H mo de Cepheids

based on P {L p osition alone is not feasible.

Alco ck et al. (1997) used the analytical ts to linear nonadiabatic pulsation calculations

of Chiosi et al. (1993) to see how the b oundaries of the instability strip (IS) and P {L

relations in the LMC were a ected by the choice of M { L relation. They chose to use the

evolutionary M { L relation from mild core-oversho ot mo dels of Chiosi et al. (1993) and the

empirical M { L relation of Simon (1990), and found that (1) relative p ositions for the F,

1H and 2H mo des in the IS are markedly a ected by the adopted M {L relation, so that

the p ositions of 2H pulsators in the IS (or CMD) will have to come from observation; while

{11{

(2) relative P {L p ositions for the F, 1H and 2H mo des remain, from shortest to longest

p erio d at a given luminosity: 2H, then 1H and F mo de pulsators. These same conclusions

hold for the SMC, using the same M { L relations and comp ositions of Y =0:30, Z =0:004:

we repro duce the same trends and general p ositions of mo de b oundaries as Figures 1-4 of

Alco ck et al. (1997).

Fourier parameters provide b etter distinction than P {L or IS p osition between the

1H and 2H mo des in the SMC. Figure 3 shows, as already found for the 2H mo de of

Cepheid pulsation in the LMC, that 2H Cepheids will have nearly, or purely, sinusoidal

light variations, which should allow them to be discerned from 1H and F mo de stars.

The p erio d-amplitude diagram (Figure 2) should provide further supp ort for a 1H-2H

mo de distinction. This, of course, ignores sources of contamination, such as foreground W

Ursa Ma joris stars (e.g., Kaluzny, Thompson & Krzeminski 1997), which can have nearly

sinusoidal lightvariations and yet may o ccupy the same CMD and P {L regions as SMC or

LMC Cepheids. Given a bona de Cepheid, however, we should|with some certainty|b e

able to discern in which mo de it pulsates from the information available to us.

We are grateful for the skilled supp ort given our pro ject by the technical sta at Mt.

Stromlo Observatory (MSO). Work p erformed at Lawrence Livermore National Lab oratory

(LLNL) is supp orted by the Department of Energy (DOE) under contract W7405-ENG-48.

Work p erformed by the Center for Particle Astrophysics (CfPA) on the University of

California campuses is supp orted in part by the Oce of Science and Technology Centers

of the National Science Foundation (NSF) under co op erative agreement AST-8809616.

Work p erformed at MSO is supp orted by the Bilateral Science and Technology Program

of the Australian Department of Industry, Technology and Regional Development. KG

acknowledges a DOE OJI grant, and the supp ort of the Sloan Foundation. DLW and AJR

were supp orted, in part, by a Research Grant from the Natural Sciences and Engineering

{12{

Research Council of Canada (NSERC) during this work. AJR was also supp orted, in part,

by an NSERC Postgraduate scholarship (PGS A). This work comprises part of his M.Sc. thesis.

{13{

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A

This manuscript was prepared with the AAS L T X macros v4.0. E

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Fig. 1.| The Petersen diagram for all 27 MACHO Pro ject SMC b eat Cepheids, as well as

the 45 1H/2H LMC b eat Cepheids of Alco ck et al. (1997). The upp er sequence is P =P

2H 1H

vs. P , while the lower sequence is P =P vs. P .

1H 1H F F

Fig. 2.| Amplitude-p erio d diagram for 1H/2H b eat Cepheids in the Magellanic Clouds

from MACHO Pro ject data.  is the mo del semi-amplitude of the base Fourier term for

each of the 1H (op en p oints) and 2H ( lled p oints) mo des.

Fig. 3.| Fourier parameters for the 1H, 2H, and F mo des of pulsation from 27 SMC b eat

Cepheids..

Fig. 4.| Fourier parameters for the 20 SMC 1H/2H b eat Cepheids when tted by a rst

harmonic term for the 2H mo de. Stars with  < 0:05 are not shown.

R 21