PURSUING EXCELLENCE TOGETHER.

◚⯎ 3

SWISSQUOTE IS YOUR BANK…

...if old-fashioned are getting you nowhere.

...if you value new ideas and technology.

...if you are constantly questioning the status quo.

...if you think that limits are overrated.

DARE DISCOVER OUR WORLD TO BE AND REVOLUTIONISE THE BANKING SECTOR WITH US! Bank 5 Why Swissquote?

THE SWISS MARKET LEADER IN ONLINE

A true frontrunner in terms of new Geneva, , Bern technologies, Swissquote was created in Swissquote Bank Ltd 1996 and rapidly became the No. 1 online trading and financial services provider in .

Investors who use our services place their trust in one of the most reliable and reputed establishments in the area of online banking and financial services.

London Hong Kong Swissquote Ltd Swissquote Asia Ltd, Swissquote Bank Ltd Rep. Office

Luxembourg Swissquote Bank SWISSQUOTE Europe SA

Malta Dubai GROUP’S Swissquote Financial Swissquote MEA Ltd, Swissquote Pte Ltd Services () Ltd Swissquote Bank Ltd INTERNATIONAL PRESENCE Rep. Office

eFOREX Services eTRADING Services Robo-Advisory Services Fund Custody Services Swissquote Bank 7 Presentation

THE RELIABILITY OF A SWISS BANK CHF million Total Equity 374.8 Swissquote Bank Ltd holds banking and transferable securities trading licenses granted by the Swiss Federal Banking Commission in 2001. It is also subject to supervision by the Swiss Financial Market Supervisory Authority (FINMA) and is a member of the Swiss Bankers Association. CHF Swissquote Group Holding Ltd (SQN) has billion Total Client Assets been listed on the SIX Swiss Exchange since 032.2 May 2000.

Core Capital Ratio 021.7%

31.12.2019 OUR 8 9 CLIENTS

BANKS - ASSET MANAGERS CORPORATES - FUND STRUCTURES OUR SERVICES

CUSTODY SERVICES - BROKERAGE - FOREX CRYPTO CURRENCY - MONEY MARKET PRODUCTS ROBO-ADVISORY Institutional Services 11

CUSTODY SERVICES

GLOBAL CUSTODY SOLUTIONS FUND STRUCTURES

• Omnibus or segregated Account • Malta-based UCITS, AIF, NAIF, PIF, VC • Real-time access to the global markets from • SIF and Loan Funds one single account • Offshore-based Fund Structures • Proprietary Trading Account • Professional Trading Account with PoA • Direct access to Trading Desk: Phone, Eikon or Bloomberg chat for execution • STP process (Swift Integrated) • Vast experience with Institutions worldwide (banks and )

Asset Classes Core Services Accessibility & Platform Advantages • Stocks, ETFs, fixed income, money market • Trade Execution & Settlements • Direct access to Trading Platform and • Long-standing Top-Tier Global products, derivatives, FX, funds and • Custody over 3 million ISINs on 60 stock exchanges Custody relationships structured products • Payments and Settlements and OTC in stocks, fixed income, funds, • Multi-currency, Multi-user, • Private equity • Cash flow monitoring ETFs, options and futures, warrants, Online Fund Accounts • Real estate structured products, FX, cryptocurrency • Efficient on-boarding process • Cryptocurrencies • Online Fund Securities Account • A comprehensive technology-based • Precious metals and • Online Fund Subscription/ service offering Redemption Account • Strong Tier 1 Capital Ratio & • Level 3 System providing the highest level Balance Sheet of account security Institutional Services 13

BROKERAGE

Platform & Tools Swissquote Professionals (Asset Manager Tool) • Multi-currency and multi-asset Swiss bank account with Swiss IBAN • Read-only or Trading access for you and your clients • Online transactions for the majority of listed products and markets: equities, • Transmit collective orders bonds, funds, ETFs, options and futures, structured products, Spot & Forward • Create groups of clients according to different criteria and strategies FX above 3 million products • Transaction confirmations available in PDF • Extended range of analysis services: Equity Analyzer, Portfolio Analyzer, • Create your portfolio template and add your clients to the corresponding Chooser, Fund Finder, Fund Optimizer, Order Book strategy • Level 3 System connection to guarantee the highest level of security • API (Application programming interface) • Real-time reporting on demand: account statement, TWR and MWR reports Institutional Services 15

FOREX

Liquidity & Execution solutions Proprietary technology MULTIPLE ALLOCATION TYPES • Prices sourced from an aggregated • Proprietary FIX API fully integrated with MULTIPLE MAM or LAM DIRECT ACCESS stream of Tier1 banks and non-bank industry leading platforms PLATFORMS TO MARKETS liquidity providers. This means greater • Deliver competitive FX pricing to your Advanced Trader Currency pairs, precious liquidity and access to the best prices customers (proprietary platform), metals, stock indices and from around the globe • Integration of any custom platform into MT4 & MT5 commodities. • Highly competitive institutional pricing the secure environment of a regulated on 130+ financial instruments Swiss bank • Market Impact analysis and customised • Efficient FX execution liquidity management • Deliverable Forex • Full amount trading EFFICIENT CLIENT COMPREHENSIVE ON-BOARDING REPORTING AND AND MULTILINGUAL MONITORING TOOLS SUPPORT

AGGREGATED FLEXIBLE Credit facility & give up First-rate banking solutions LIQUIDITY POOL COMPENSATION Bank & non Bank STRUCTURES • Prime give-up setups: • Segregated corporate bank accounts Liquidity Providers 3 and 4 way • Multicurrency accounts with conversion • Credit lines for trading options • Bridge loans • Online Internet Banking portal • Lombard loans • Detailed reporting and dedicated support Institutional Services 17

CRYPTOCURRENCIES

Established in the crypto-asset markets for over three years, Swissquote Bank offers our retail and institutional clients trading, a custody solution and equity certificates. For our institutional clients we also offer a Bitcoin Ethereum Litecoin Ripple (XBT) (ETH) (LTC) (XRP) white-label mobile solution, professionally tailored to meet their needs.

Our current cryptocurrencies offering includes trading and institutional-grade custody for both Bitcoin and Ethereum, plus trading for another 10 currencies. The Swissquote crypto-asset proposition is backed by our Swiss banking license, a strong compliance and legal team and is rigorously audited by a Big Four consultancy. Bitcoin Cash EOS Stellar Chainlink (BCH) (EOS) (XLM) We’ve built a team of highly experienced (LINK) and passionate crypto- experts located at our headquarters in Gland, Switzerland.

Tezos Ethereum Classic Augur 0x (XTZ) (ETC) (REP) (ZRX) Institutional Services 19 Asset Managers

MONEY MARKET PRODUCTS

Money Market products and term deposits: Fiduciary Deposits: We propose our own rates on major currencies. We collaborate with major European Banks and receive/ provide indicative rates on a daily basis. Institutional Services 21

How about offering your clients a Robo-Advisory service? Online and in your company’s name.

• 10+ years’ experience in the white label business • Fully-integrated execution, reporting and monitoring tools • Customised platform under your own brand • Cutting-edge technology in the FinTech sector • Reliable hosting, IT services and technical support • Complete control - your end clients are and remain your clients Institutional Services22 23 Asset Managers 5. MONEY MARKET PRODUCTS

Money Market products and term deposits: We propose our own rates on major currencies. Since our origins in 1997 we have established strong relationships with hundreds of Fiduciary Deposits: We collaborate with financial institutions around the world, who major European Banks and receive/provide reduce their operational and trading costs indicative rates on a daily basis. while increasing trading volumes and revenue from brokerage thanks to our solutions. CUTTING- EDGE6. ROBO-ADVISORY How about offering TRADINGyour clients a Robo- Advisory service? Online and in your PLATFORMScompany’s name. As• 10+ a leading years’ experience FX provider, in the Swissquote white label business Bank offers the world’s most popular trading• Fully-integrated platforms, execution, including reporting MT4 andand monitoringMT5. Combined tools with Swissquote’s deep liquidity• Customised and platformprecise underexecution, your own they brand allow full hedging and order capabilities not• Cutting-edge found with technology other MetaTrader in the FinTech brokers. sector • Reliable hosting, IT services and technical support • Complete control - your end clients are and remain your clients Institutional Services 25 Platforms

WHITE LABEL

We designed our trading platform in order for your clients to achieve their investment objectives in the simplest and most intuitive manner possible. YOUR Advantages

+ Online brokerage platform and integrated back office solutions (available via desktop and mobile) + Easily integrated, fully customizable solution + Over 40 currencies available with instantaneous spot change + Large selection of asset classes (Shares, ETFs, Bonds, Funds) + 20+ different markets between Europe and North America + PostFinance partner since 2015: This partnership has generated 60'000 clients for whom we manage 6 billion CHF under custody + Proprietary FIX API for demanding traders + Dedicated Crypto Mobile Application

© PostFinance Ltd 2017, all rights reserved. Institutional Services 27 Platforms

SWISSQUOTE

(Asset Manager Tool)

There is more to our settlement platform than meets the eye. Going beyond just standard software, we use our YOUR understanding of what makes your business tick to develop Advantages tailor-made tool-based solutions and services that cater to the multifaceted needs of discerning investors.

+ Collective client management (group orders, multi-strategy management) + Direct connections to the global stock markets + Online transactions for all products (equities, bonds, funds, ETFs, options & futures, structured products, crypto, etc.) + Historical and customised reporting tool + More than 500 partners + Dedicated support Institutional Services 29 Platforms

OUR FOREX SOPHISTICATED TRADING PLATFORMS AT TECHNOLOGY A GLANCE

Tap directly into the interbank market from your custom platform for increased control and performances.

• High-speed connectivity and ultra-low latency execution • Multi-FIX capabilities • Proprietary Aggregation and price discovery engine • Advanced risk management tools • Customizable reporting suite Swissquote’s award winning • Fully integrated with industry-leading venues: FX platforms and bridge providers. trading software created in-house to meet the demands of beginners and professional traders.

PROPRIETARY FIX API FOR DEMANDING TRADERS

& At Swissquote we believe in cutting-edge • Proprietary trading platform: The world’s most popular technology solutions specially tailored to Advanced Trader gateway to the markets. your needs. Experience the next generation • Robust trading infrastructure and global presence with highest scalability and flexibility Develop, back test of trading platforms which allow you to • Anonymous access to a customizable, aggregated and implement trading customize your interface with the tools and liquidity stream of 17 Tier 1 banks and non-bank strategies for fully plugins of your choice. liquidity providers automatic trading. • Over 130 tradable financial instruments • Deep liquidity and layered pricing • Connect via MT4/5 and Gateways Institutional Services 31 Contact

YOU ARE IN COMMAND, WE PROVIDE SUPPORT.

CONTACT US Institutional Team HQ +41 58 721 90 35 [email protected] swissquote.com/institutional This publication provides information and comments on services of interest to institutional clients only. The material is not intended for distribution to private individuals and retail clients and is not intended to provide advice to any such persons. The information and opinions set forth in this document were produced by Swissquote Bank Ltd as per the date stated and may be subject to change without prior notification. Although Swissquote Bank Ltd believes the information provided to be reliable, no representation is made as to the accuracy or completeness of the content. This document only provides a summary of the main features of the product. For extensive details, please contact a sales expert at Swissquote Bank Ltd. The document is supplied upon the condition that the persons in receipt of the information will make their own determination as to its suitability for their purposes prior to use. Swissquote Bank Ltd, its directors, officers, employees, agents or shareholders, nor third party information providers, their directors, officers, employees, agents or shareholders do not accept liability for damages, or loss of any nature whatsoever, be they direct or indirect, arising from the use of or reliance on this publication and the recommended product. This document is published solely for information purposes and constitutes neither an advertisement nor an EN | offer. The information is not directed at any person where, by reason of that person’s nationality, domicile or otherwise, the product or availability of it is prohibited. In no case shall the information be considered a part of our terms and conditions of sale. This document may

not be reproduced in part or in full without the written consent of Swissquote Bank Ltd. 09 - 20 www.swissquote.com

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