RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

COMPANY FIRST NAME LAST NAME ABN AMRO Clearing Brian Bair ABN AMRO Clearing Raj Jhangiani ABN AMRO Clearing Neil Nicholls ABN AMRO Clearing Coen Van Walbeek AGNC Jason Campbell Alberta Corp Ricky Patharam Ameriprise Financial Brad Bernstein Amherst Pierpont Securities Gerry Caldwell Anson Funds Sean McCready Anson Funds Amin Nathoo Apex Clearing Terry Ray Apex Clearing Lindsey Wetzig ASL Capital Markets Inc Rob Grippando Axos Clearing Thomas Palmeri B3 SA - Brasil Bolsa Balcao Airton Murakami B3 SA - Brasil Bolsa Balcao Guilherme Pimentel B3 SA - Brasil Bolsa Balcao Marielle Solzki Hector Fernandez Banco Santander Frank Vella Banco Santander Enrique Verdu of America Lynch Joseph Ackiewicz Merrill Lynch Daryl Blattberg Bank of America Merrill Lynch Michael Connors

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

Bank of America Merrill Lynch Amanda Deckelman Bank of America Merrill Lynch Colin Gifkins Bank of America Merrill Lynch Aaron Riggs Joseph Abate Barclays Geoff Allen Barclays Abhinav Chandra Barclays Chris Pica Barclays George Van Schaick Barclays Tommy Scagliola BBVA John Fabianski BBVA Courtney Smith BCS Global Markets Raj Karan Singh BCS Global Markets Christian Von Gradowski BlackRock Nick Hay BlackRock Geoffrey King BlackRock Jerry Pucci BlackRock Nic Roc BlackRock Patty Hostin BlackRock Jason Strofs Bloomberg L.P. Darren Bloch Bloomberg L.P. Heather Barone Bloomberg L.P. Liz Goldenberg Bloomberg L.P. Nigel Snowdon BMO Agency Lending Dan Hoover

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

BMO Agency Lending Lj Jhangiani BMO Agency Lending Chris Kunkle BMO John Loynd BMO Capital Markets Mary Cerrone BMO Capital Markets Nicholas Chan BMO Capital Markets Mike Domenico BMO Capital Markets Annaleigh Greene BMO Capital Markets Kimberley Jansen BMO Capital Markets Pam Murphy BMO Capital Markets Mj Schuessler BMO Capital Markets Doug Tveter BMO Capital Markets James Tymeck BNP Paribas Brian Cahalan BNP Paribas Kathleen Cooney BNP Paribas Ludovic De Beaucorps BNP Paribas Don Devito BNP Paribas Adam Goldstein BNP Paribas Matt Newcomb BNP Paribas Thomas Reid BNY Mellon Eric Badger BNY Mellon Ina Budh-Raja BNY Mellon Dennis Cahill BNY Mellon Alina Casner BNY Mellon David DiNardo

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

BNY Mellon Bob Fort BNY Mellon Bill Kelly BNY Mellon Larry Mannix BNY Mellon Rich Marquis BNY Mellon Andrea Pfenning BNY Mellon Charles Post BNY Mellon Kevin Reinert BNY Mellon Brian Ruane BNY Mellon John Templeton BNY Mellon Ted Thresher BNY Mellon Simon Tomlinson BNY Mellon Matthew Weinshank BNY Mellon Phil Zywot BNY Mellon Dom Falco BNY Mellon Mike McAuley BNY Mellon Jill Rathgeber BNY Mellon | Pershing Gregory Cowley BNY Mellon | Pershing Bill Griffin BNY Mellon | Pershing Steve Lamentino Broadridge Mike Airey Broadridge Jerry Friedhoff Broadridge Carol Penhale Broadridge Tom Price Broadridge Val Thorgerson

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

Broadridge Michael Calandra Brokertec Patrick Grumieaux Brokertec Bill Kolar Brokertec Sean Murphy Brown Brothers Harriman Marney McCabe Brown Brothers Harriman Dan McGuiggin Brown Brothers Harriman Keith Haberlin Brown Brothers Harriman Tom Poppey Buckler Securities LLC Tony Nugent Canaccord Genuity Corp. Jeff Campbell Canaccord Genuity Corp. Lionel Mark Canadian Derivatives Clearing Corporation (TMX) Steve Everett Cantor Fitzgerald Conrad De Velasco Cantor Fitzgerald Tony Wenham Capstead Roy Kim Center For the Study of Financial Market Evolution Ed Blount CF Secured Anthony Demonte CF Secured Michael Ellsworth CF Secured Garrett Roberts CF Secured Jonathan Yalmokas Chimera Investment Corp Konstantin Pavlov CIBC Capital Markets Paul Larkin CIBC Capital Markets Donald Lim CIBC Capital Markets Pete Maiorano

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

CIBC Capital Markets Ligia Matasaru CIBC Capital Markets Chris Owens CIBC Capital Markets Jason Ribando CIBC Capital Marktes Steven Devine CIBC World Markets Kenny Chorowiec CIBC World Markets Alyssa Miller Citadel Cosmin Lupea Citi Gregory Atkins Citi Bobby Garison Citi Chris Mattone Citi Barrie Ringelheim Clearstream John Kernan Clearstream Banking Lee Parker CME Brokertec Jamie Boulton CME Group Simon Burnham Connor Clark & Lunn Remy Lucas Cowen Matt Baldassano CPPIB Fatima Bouria CPPIB Natalie Steshenko Credit Benchmark Mark Faulkner Credit Benchmark Ari Lowenstein Credit Benchmark Stan Sadovski Biagio Bonanno Credit Suisse Matt Borin

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

Credit Suisse Debbie Langiulli Credit Suisse David Morris Credit Suisse Bill Gilchriest Credit Suisse Americas Kenneth Deasy Credit Suisse International James Buckland Curvature Securities, LLC Scott Skyrm Dealerweb Allison Nave Dealerweb Tony Stanton Dealreporter Mo Fahimi Debevoise & Plimpton Jeff Robins Debevoise & Plimpton Mary Jo White Debevoise & Plimpton Greg Lyons Debevoise & Plimpton Chen Xu Laura Feldman Deutsche Bank Vikas Nigam Deutsche Bank Tom Ryan Deutsche Bank Greg Sirochinsky Deutsche Bank Paul Trupia DTCC Michele Hillery DTCC Jim Hraska DTCC Laura Klimpel Dynex Capital Wayne Brockwell Dynex Capital Mark Werner E*TRADE Anthony Barros

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

E*TRADE Melissa Batista E*TRADE Linda Benzi E*TRADE Steve Carpenter E*TRADE Steven Engel E*TRADE Robert Lynch E*TRADE Vincent Molinari E*TRADE Anthony Polito E*TRADE Leo Rosenholz Elan Capital Management Don McCrossen Elliott Management Joseph Pollina EquiLend Nancy Allen EquiLend Mike Doyle EquiLend Brendan Krain EquiLend Jim Lailey EquiLend Brian Lamb EquiLend Paul Lynch EquiLend Dan Dougherty EquiLend Alexa Lemstra eSecLending Ken Ericsson eSecLending Brooke Gillman eSecLending Mark Macneill eSecLending Vinny Spicuzza Eurex Jonathan Lombardo Eurex Philip Simons

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

Eurex Clearing Matthew Scharpf Eurobrokers/BGC Partners Bill Griffo Euroclear SA/NV Olivier de Schaetzen Euroclear SA/NV Brad Koehler FDIC Drew Dexter Federal Reserve Bank of NY Kathy Ramirez Fidelity Capital Markets Sandra Belic Justin Aldridge Field Street Capital Management John Falcone FINRA Mark Frankenberg FIS Dan Belluche FIS Brian Carroll FIS Tom Garofoli FIS Ed Hellaby FIS Jonathan Hodder FIS Chris Huckstepp FIS Thomas Kirdahy FIS Taugh Lynch FIS Michael Maddox FIS Tim D'Arcy GIC Pte Ltd Elizabeth Chau GIC Pte Ltd Sam Kim GIC Pte Ltd Joel Wong GLMX Phil Buck

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

GLMX Sal Giglio GLMX Glenn Havlicek GLMX Andrew Juhlin GLMX Olivia Russell Global Investor/ISF Will Browne Global Investor/ISF Andrew Neil Global Investor/ISF Oliver Wade Christel Carroll Goldman Sachs Chad Papson Goldman Sachs James Puccinelli Goldman Sachs Michael Slomienski Goldman Sachs Mike Torre Goldman Sachs Nehal Udeshi Guggenheim Securities Liz Rotem Guggenheim Securities Frank Roughan Hanweck Andrew Brenner Hazeltree Paul Busby Hazeltree Arthur Di Rocco Hazeltree Don Jefferis Hazeltree Timothy Smith HBK Eric Laudermilk Helix Financial Systems Eric Brandt Helix Financial Systems Bryan VanderPutten HQLA× Guido Stroemer

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

HSBC Warren McCormick HSBC Emil Plataroti HSBC Charles Reed Hudson River Trading Will Krinsky ICAP LLC Steven Kinnally ICBC LLC Jason Jaw IHS Markit Melissa Gow IHS Markit Nathan Kholodenko IHS Markit Mark Klein IHS Markit Edward Marhefka IHS Markit Jordan Maskowitz IHS Markit Brian Pash ING Financial Markets Mike Baudo ING Financial Markets Jennifer Samagaio ING Financial Markets Jo Ann Morano Interactive LLC Rich Coleman LLC Dan Farr INTL FCStone Chris Talbott Intuition Financial Placement Anita Hill Sands Invesco Advisers Laurie Brignac Invesco Advisers Steve Ellis ION Uğur Ayvaz ION Simon Deal ION Ed Tyndale-Biscoe

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

ISLA Andrew Dyson J.P. Morgan Tom Alterson J.P. Morgan Harpreet Bains J.P. Morgan James Bartle J.P. Morgan Mike DiCesare J.P. Morgan Frank Falanga J.P. Morgan Bogdan Fleschiu J.P. Morgan Bradley Fryer J.P. Morgan Christopher Galli J.P. Morgan Michael Giangregorio J.P. Morgan Ji Han J.P. Morgan Simon Heath J.P. Morgan Michael Katz J.P. Morgan Mike Kelleher J.P. Morgan Tim Meredith J.P. Morgan Joseph Nevins J.P. Morgan Jennifer Pak J.P. Morgan Chelvi Paramanathan J.P. Morgan Sagar Patel J.P. Morgan Tj Rance J.P. Morgan George Rennick J.P. Morgan Brian Robinson J.P. Morgan Linda Roth J.P. Morgan Fred Schweizer

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

J.P. Morgan Michael Sisto J.P. Morgan Bill Smith J.P. Morgan Eric Stovicek J.P. Morgan Keith Washington J.P. Morgan Matt Puscar Janney Montgomery Scott LLC Daniel Blum Japan Securities Finance Co., Ltd. Jimmy Shimoyamada JDX Consulting Gil Koenigsberg Jefferies LLC Don O'Toole JVB Financial Group LLC Joe Ilardi KBC Mike Huys Landesbank Baden-Wuerttemberg Dominick Emmanuelli LBBW Andy Eastwood Macquarie Bank Gourang Agrawal Macquarie Bank Liam Hardy Manulife Mike Landolfi Matrix Applications Stephen Mellert MFA Financial Chris Pavelic (USA) Inc. Lara Hernandez Mirae Asset Securities (USA) Inc. Anthony Manfre Mirae Asset Securities (USA) Inc. Greg Minard Mirae Asset Securities (USA) Inc. Keith Wright Mitsubishi UFJ Trust and Banking Corp NY Branch Jim Coppola Mitsubishi UFJ Trust and Banking Corp NY Branch Dale Gallucci

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

Mizuho Bank USA Michael Mosely USA Mike Dixon Mizuho Securities USA Kyle Fetherolf Mizuho Securities USA Alex Heid Mizuho Securities USA Dave Miller Gregg Bromberg Morgan Stanley Arianne Collette Morgan Stanley Matt Collins Morgan Stanley Andrea Dyson Morgan Stanley Corey Friedberg Morgan Stanley Kathleen Levens Morgan Stanley Gilly Meth Morgan Stanley Matt Ochs Morgan Stanley Ciaran O'Flynn Morgan Stanley Tejash Patel Morgan Stanley Carolyn Sargent Morgan Stanley Lauren Senno Morgan Stanley Taryn Siglain Morgan Stanley Katya Skoufalos Morgan Stanley Paul Tagliareni Morgan Stanley Deepta Venkataraman Morgan Stanley Sarah Williamson Morgan Stanley Tom Wipf Morgan Stanley Investment Management Mike Kaicher

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

MUFG Securities Victor Hirsch MUFG Securities Ryan Osborne MUFG Securities Andrew Leone National Bank Financial Inc. Carl Attie National Bank Financial Inc. James Bryce National Bank Financial Inc. Mike Damante National Bank Financial Inc. Mathilda Yared National Bank of Canada Nelson Dugre-Sasseville National Bank of Canada Financial, Inc Sean Healey Jason Caruso Natixis Tony Caserta Natixis Saverio Costa Natixis Dennis Shikar Natixis Simon Sourigon NatWest Markets Damon Allen NatWest Markets Michelle Girard NatWest Markets Casey Spezzano Nomura Matt Ferreira Nomura Michael Guerra Nomura Jason Yao Northern Trust Dan Awe Northern Trust Ryan Barrett Northern Trust Mark Coker Northern Trust Dane Fannin

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

Northern Trust John Irwin Northern Trust Frank Regan Northern Trust Jeff Benner Northern Trust Sandra Linn Northern Trust Ed O'Malley Northern Trust Dave Sedman Northwestern Mutual Nancy Hinkforth OCC Matt Wolfe Pacific Western Asset Management Michael Nguyen PGIM Rob Grogg PGIM John McIntyre Pirum Jim Malgieri Pirum Philip Morgan Pirum Raj Sheth Pirum Nancy Steiker Pleeco Igor Frid Pleeco Vitalii Malyshev PSP Investments Francis Gagné PSP Investments Stephane Lambert PSP Investments Sonia Palarchio Quantex Clearing LLC Pat Curry Questrade Dylan Flanagan Questrade Colin Jack Questrade Rahul Vinod

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

Rabobank Jennifer Fitzgibbon Chris Gioia Rabobank Matt Courtney Rabobank Michael Higgins RBC Barbados Trading Bank Mike O'Carroll RBC Capital Markets Peter Abric RBC Capital Markets David Attanasio RBC Capital Markets Michael Borenstein RBC Capital Markets Michael Byrne RBC Capital Markets Amanda Colon RBC Capital Markets Brendan Conley RBC Capital Markets Jon Ford RBC Capital Markets Mike Fraser RBC Capital Markets Gregg Gluberman RBC Capital Markets Bill Gonser RBC Capital Markets Chris Henrich RBC Capital Markets Meghan Herrmann RBC Capital Markets Denise Kabbara RBC Capital Markets Roanna Kim RBC Capital Markets Charles Lesaux RBC Capital Markets Angus McMillan RBC Capital Markets Derek Pijut RBC Capital Markets Kunal Shah RBC Capital Markets Ryan Singh

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

RBC Capital Markets Andrew Thornhill RBC Capital Markets Barry Withnell RBC Capital Markets Rich Yemm RBC Capital Markets Dan Rosenbaum RBC Investor & Treasury Services Don D'Eramo RBC Investor & Treasury Services Art Kolodziejczyk RBC Royal Bank Dan Molloy RBC Royal Bank Imran Sheri RMA Kimberly Collins RMA Frank Devlin RMA Fran Garritt RMA Paul Guinan RMA Rosemarie Casler Ronin Capital LLC Bob Manning Santander Billy Ochoa Schonfeld Strategic Advisors Kip Graham Schonfeld Strategic Advisors Brian Wilson Scotiabank Frank Ambrosi Scotiabank Matthew Buechele Scotiabank Nick Conroy Scotiabank Ciaran Dayal Scotiabank Dalia Hamdy Scotiabank Elaine Hannigan Scotiabank Tim Leahey

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

Scotiabank Gene Picone Scotiabank John Stracquadanio Scotiabank Michael Wanic Scotiabank Bob Zekraus Scotiabank Brendan Eccles Scotiabank Stewart Udall Securities Lending Times Steve Lafferty Securities Lending Times Justin Lawson Securities Lending Times Drew Nicol Signature Bank Joe LaSpina Societe Generale Alexandre Babadjamian Societe Generale Patrick Brown Societe Generale Olivier Cohen Societe Generale Milad Haddad Societe Generale Jurrie Reinders Societe Generale Kevin Ridgway Societe Generale Kimberly Ruberti Societe Generale Harris Tils Soros Fund Management Raquel Gozzi South Street Securities Chris Murray South Street Securities Stephanie Pucci Bank Michael Desantis Standard Chartered Bank Ed Donald Standard Chartered Bank Caroline Rose

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

State Board of Admin of Florida Cherie Jeffries State of Wisconsin Investment Board Teresa Lau State Street Nadine Chakar State Street Betsy Coyne State Street Meg Cuneo State Street Nickolas Delikaris State Street Glenn Horner State Street Matt Johnson State Street Travis Keltner State Street Scott Olson State Street George Rapalje State Street Dean Sakati State Street Rich Sutherland State Street Marty Tell State Street Joe Torpey State Street John Whiting State Street Jarrod Polseno State Street Gino Timperio State Teachers Retirement System of Ohio Jim Ritter Don Santina Stifel Lance Wargo Stonewain Systems Inc. Armeet Sandhu Sumitomo Mitsui Trust Bank Barry Skarbek Sumitomo Mitsui Trust Bank Michael Markovinovic

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

SunTrust Greg Gasser SunTrust Matt Vincent Susquehanna International Group Jeff Cohen Susquehanna International Group Tony Hillery Swiss Re Lance Ward TD Ameritrade John Wachendorf TD Prime Services Marvin Au TD Prime Services Jerry Losurdo TD Securities Steve Banquier TD Securities Erin Lamont TD Securities Victor Masotti TD Securities Jenn Ocampo-King TD Securities Alberto Rodriguez TD Securities Sumit Sharma Tenaron Capital Management, LP Andrea Greeley The Broughton Investment Group Tony Soler Thompson & Knight Stuart Glick TradeStation Philip Sercia Tradeweb Caroline Baron Tradeweb Joanne Crisafi Tradeweb Frank Ferro Tradeweb Colleen Flynn Trading Apps Laura Allen Trading Apps Emily Harris

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019)

Trading Apps Chris Valentino Transcend Douglas Gerstenfeld Transcend Bimal Kadikar Transcend Bj Marcoullier TransMarket Group Philip Vandermause tZERO Derek Tabacco UBS John Grabowski UBS Brian Keaveney UBS Bret Sherak UBS Securities Inc Sean Filkins UBS Securities Inc Chris Rasmussen UBS Securities Inc Mel Smith US Bank Bridget Stier US Bank Ken Delecki Vanguard Jared Black Vanguard Sean Carr Vanguard Braden Levit Vanguard Patrick Morrissey Vanguard Elaina Benfield Velocity Capital LLC Michael Logan Wallachbeth Capital, LLC Stephen Markowitz Michael Colonna Wells Fargo Matt Lawrik

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you! RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Attendees by Company Name ATTENDEE LIST 2019 (As of October 11, 2019) Wells Fargo Beth Pietrangelo Wells Fargo Securities Jen Imler Wells Fargo Securities Divesh Kapahi Wells Fargo Securities Timothy Miller Wells Fargo Securities Rob Sackett Zurcher Kantonalbank Roger Reist Zurcher Kantonalbank Ueli Von Burg James Gerspach Tim Keenan Jim McDonald Mark Skowron

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!