F e d e r a l R e s e r v e B a n k OF DALLAS ROBERT D. McTEER, JR. PRESIDENT DALLAS, TEXAS AND CHIEF EXECUTIVE OFFICER March 22, 1994 75265-5906 Notice 94-29 TO: The Chief Executive Officer of each member bank and others concerned in the Eleventh Federal Reserve District SUBJECT Over-the-Counter (OTC) Margin Stocks DETAILS The Board of Governors of the Federal Reserve System has revised the list of over-the-counter (OTC) stocks that are subject to its margin regula­ tions, effective February 14, 1994. Included with the list is a listing of foreign margin stocks that are subject to Regulation T. The foreign margin stocks listed are foreign equity securities eligible for margin treatment at broker-dealers. The Board publishes complete lists four times a year, and the Federal Register announces additions to and deletions from the lists. ATTACHMENTS Attached are the complete lists of OTC stocks and foreign margin stocks as of February 14, 1994. Please retain these lists, which supersede the complete lists published as of February 8, 1993. Announcements containing additions to and deletions from the lists will be provided quarterly. MORE INFORMATION For more information regarding marginable OTC stock requirements, please contact Eugene Coy at (214) 922-6201. For additional copies of this Bank’s notice and the complete lists, please contact the Public Affairs Department at (214) 922-5254. Sincerely yours, B . M* For additional copies, bankers and others are encouraged to use one of the following toll-free numbers in contacting the Federal Reserve Bank of Dallas: Dallas Office (800) 333-4460; El Paso Branch Intrastate (800) 592-1631, Interstate (800) 351-1012; Houston Branch Intrastate (800) 392-4162, Interstate (800) 221-0363; San Antonio Branch Intrastate (800) 292-5810. This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library ([email protected]) List of Marginable OTC Stocks 1ST SOURCE CORPORATION ACC CORPORATION ADVANCE CIRCUITS, INC $1.00 par common $.015 par common $.10 par common 3-D SYSTEMS, INC. ACCEL INTERNATIONAL CORPORATION ADVANCE ROSS CORPORATION No par common $.10 par common $.10 par common 3CI COMPLETE COMPLIANCE ACCESS HEALTH MARKETING, INC. ADVANCED INTERVENTIONAL SYSTEMS, CORPORATION $.001 par common INC. $.01 par common No par common ACCLAIM ENTERTAINMENT, INC. 3COM CORPORATION $.02 par common ADVANCED LOGIC RESEARCH, INC. No par common $.01 par common ACE CASH EXPRESS, INC. 3DO COMPANY, THE $.01 par common ADVANCED MARKETING SERVICES, INC. $.01 par common $.001 par common ACETO CORPORATION 4TH DIMENSION SOFTWARE LTD. $.01 par common ADVANCED POLYMER SYSTEMS, INC. $.01 par common Ordinary shares (NIS .01) ACMAT CORPORATION 50-OFF STORES, INC. No par common ADVANCED PROMOTION $.01 par common Class A, no par common TECHNOLOGIES, INC. $.01 par common A B ELECTROLUX ACME METALS INC. Class B, American Depositary Receipts $1.00 par common ADVANCED SEMICONDUCTOR MATERIALS INTERNATIONAL N.V. A PEA IN THE POD, INC. ACS ENTERPRISES, INC. Common stock (Dfls .03) $.05 par common $.01 par common ADVANCED TECHNOLOGY ACTEL CORPORATION A+ COMMUNICATIONS, INC. LABORATORIES, INC. $.001 par common $.01 par common $.01 par common ACTION PERFORMANCE COMPANIES, AAMES FINANCIAL CORPORATION tADVANCED TECHNOLOGY MATERIALS, INC. $.001 par common INC. $.01 par common $.01 par common tAAON, INC. Warrants (expire 04-27-98) ADVANCED TISSUE SCIENCES, INC. $.001 par common tACTIVE VOICE CORPORATION $.01 par common No par common AARON RENTS, INC. ADVANTA CORP. $1.00 par common ACX TECHNOLOGIES, INC. Class A, $.01 par common Class B, $.50 par common $.01 par common Class B, non-voting, $.01 par common ABAXIS, INC. ACXIOM CORPORATION No par common $.10 par common ADVANTAGE BANCORP, INC. (Wisconsin) $.01 par common ABBEY HEALTHCARE GROUP ADAC LABORATORIES INCORPORATED No par common ADVANTAGE HEALTH CORPORATION $.001 par common $.01 par common ADAGE, INC. tABC RAIL PRODUCTS CORPORATION $.60 par common AEL INDUSTRIES, INC. $.01 par common Class A, $1.00 par common ADAPTEC, INC. ABINGTON SAVINGS BANK $.001 par common AEP INDUSTRIES, INC. $.01 par common (Massachusetts) ADC TELECOMMUNICATIONS, INC. $.10 par common $.20 par common AEQUITRON MEDICAL, INC. $.01 par common ABIOMED, INC. ADDINGTON RESOURCES, INC. $.01 par common No par common AER ENERGY RESOURCES, INC. No par common ABRAMS INDUSTRIES, INC. ADELPHIA COMMUNICATIONS $1.00 par common CORPORATION AEROVOX INCORPORATED Class A, $.01 par common $1.00 par common ABRAXAS PETROLEUM CORPORATION $.01 par common ADESA CORPORATION AES CORPORATION, THE No par common $.01 par common ABS INDUSTRIES, INC. No par common ADIA SERVICES, INC. AETRIUM INCORPORATED $.25 par common $.001 par common ABSOLUTE ENTERTAINMENT, INC. No par common ADOBE SYSTEMS INCORPORATED tAFC CABLE SYSTEMS, INC. No par common $.01 par common ABT BUILDING PRODUCTS CORPORATION ADVACARE, INC. AFFINITY BIOTECH, INC. $.01 par common $.01 par common $.01 par common ‘ Addition to List under Board criteria fAddition to List under NMS designation AFFYMAX N.V. ALKERMES, INC. ALPHA-BETA TECHNOLOGY, INC. Common stock (DFL. 06) $.01 par common $.01 par common AG SERVICES OF AMERICA, INC. ALL AMERICAN SEMICONDUCTOR, INC. ALPHAREL, INC. No par common $.01 par common No par common Warrants (expire 12-12-94) AGCO CORPORATION ALL FOR A DOLLAR, INC. $.01 par common $.01 par common ALPINE LACE BRANDS, INC. Depositary Shares $.01 par common ALLCITY INSURANCE COMPANY AGENCY RENT-A-CAR, INC. $1.00 par common ALPINE MEADOWS OF TAHOE, INC. $.05 par common ALLEGHENY & WESTERN ENERGY $.25 par common AGNICO-EAGLE MINES LIMITED CORPORATION ALPNET, INC. No par common $.01 par common No par common AGOURON PHARMACEUTICALS, INC. ALLEN ORGAN COMPANY ALTA GOLD CO. No par common Class B, $1.00 par common $1.00 par common AGRIDYNE TECHNOLOGIES INC. ALLIANCE PHARMACEUTICAL CORP. $.06 par common $.01 par common ALTAI, INC. No par common AIR METHODS CORPORATION tALLIANCE SEMICONDUCTOR $.06 par common CORPORATION ALTEON INC. $.01 par common $.01 par common AIR-CURE ENVIRONMENTAL, INC. $.001 par common ALLIED BANK CAPITAL, INC. (Pennsylvania) ALTERA CORPORATION $1.00 par common No par common tAIRPORT SYSTEMS INTERNATIONAL, INC. $.01 par common ALLIED BANKSHARES, INC. (Georgia) ALTRON INCORPORATED $1.00 par common $.05 par common AIRSENSORS, INC. $.001 par common ALLIED CAPITAL COMMERCIAL AMBAR, INC. Warrants (expire 03-10-96) CORPORATION $.01 par common $.0001 par common AIRTRAN CORPORATION AMBER’S STORES, INC. $.01 par common ALLIED CAPITAL CORPORATION $.01 par common $1.00 par common AKORN, INC. AMCOR LIMITED ALLIED CAPITAL CORPORATION II No par common American Depositary Receipts $1.00 par common AKZO, N.V. AMCORE FINANCIAL, INC. tALLIED CAPITAL LENDING CORPORATION American Depositary Receipts $.50 par common $.0001 par common fALADDIN KNOWLEDGE SYSTEMS LTD. AMERIANA BANCORP (Indiana) Ordinary shares, NIS .01 par value ALLIED CLINICAL LABORATORIES, INC. $.01 par common $1.00 par common ALAMO GROUP, INC. $.10 par common ALLIED GROUP, INC. AMERIBANC INVESTORS GROUP No par common $1.00 par shares of beneficial interest ALATENN RESOURCES, INC. $.10 par common ALLIED HEALTHCARE PRODUCTS, INC. AMERICA FIRST FINANCIAL FUND 1987 - A $.01 par common LIMITED PARTNERSHIP ALBANK FINANCIAL CORPORATION Beneficial unit certificates, representing $.01 par common ALLIED HOLDINGS INC. limited partnership interest No par common ALCIDE CORPORATION AMERICA FIRST PARTICIPATING/ $.01 par common tALLIED LIFE FINANCIAL CORPORATION PREFERRED EQUITY MORTGAGE L. P. No par common Exchangeable units of limited partnership ALDILA, INC. $.01 par common ALLIED WASTE INDUSTRIES, INC. AMERICA FIRST TAX EXEMPT MORTGAGE $.01 par common FUND 2 LIMITED PARTNERSHIP ALDUS CORPORATION Beneficial unit certificates, representing $.01 par common ALLSTATE FINANCIAL CORPORATION limited partnership interest No par common ALEXANDER & BALDWIN, INC. AMERICA FIRST TAX EXEMPT MORTGAGE No par common ALLTRISTA CORPORATION No par common FUND LIMITED PARTNERSHIP ALEXANDER ENERGY CORPORATION Beneficial unit certificates, representing $.03 par common ALOETTE COSMETICS, INC. limited partnership interest No par common ALFA CORPORATION AMERICA ONLINE INC. $1.00 par common ALPHA 1 BIOMEDICALS, INC. $.01 par common $.001 par common ALIAS RESEARCH INC. Warrants (expire 02-28-97) AMERICA SERVICE GROUP INC. No par common $.01 par common ALPHA MICROSYSTEMS ALICO, INC. No par common AMERICA’S ALL SEASON FUND, INC. $1.00 par common t Warrants (expire 09-01-98) $.01 par common ‘ Addition to List under Board criteria — 2— tAddition to List under NMS designation AMERICAN BANCORPORATION AMERICAN MANAGEMENT SYSTEMS, INC. •AMERIGON INCORPORATED (West Virginia) $.01 par common Class A, no par common No par common AMERICAN MEDICAL ELECTRONICS, INC. AMERIHOST PROPERTIES, INC. AMERICAN BANKERS INSURANCE No par common $.005 par common GROUP, INC. tAMERICAN MOBILE SATELLITE tAMERISTAR CASINOS INC. $1.00 par common CORPORATION $.01 par common AMERICAN BIOGENETIC SCIENCES, INC. $.01 par common Class A, $.001 par common AMERIWOOD INDUSTRIES AMERICAN MOBILE SYSTEMS INTERNATIONAL CORPORATION AMERICAN BUSINESS COMPUTERS INCORPORATED $1.00 par common CORPORATION $.01 par common $.01 par common AMFED FINANCIAL, INC. (Nevada) AMERICAN NATIONAL INSURANCE $.01 par common AMERICAN BUSINESS INFORMATION, COMPANY INC. $1.00 par common AMGEN INC. $.0025 par common $.0001 par common AMERICAN NUCLEAR CORPORATION AMISTAR CORPORATION AMERICAN CITY BUSINESS JOURNALS, $.04 par common $.01 par common INC. AMERICAN