Symbol Company Market Maker Listing Market Market Maker Type Effective Date SWY STORNOWAY DIAMOND CORPORATION J Canaccord Genuity (#033) TSX Full 12/13/2016 LAC LITHIUM AMERICAS CORP. J Canaccord Genuity (#033) TSX Full 12/13/2016 FF First Mining Gold Corp. Canaccord Genuity (#033) TSX Full 12/13/2016 ECN ECN CAPITAL CORP. Canaccord Genuity (#033) TSX Full 12/13/2016 USA AMERICAS SILVER CORPORATION J Canaccord Genuity (#033) TSX Full 12/13/2016 CNL CONTINENTAL GOLD INC. J Canaccord Genuity (#033) TSX Full 12/13/2016 LUC LUCARA DIAMOND CORP. J Canaccord Genuity (#033) TSX Full 12/13/2016 ACB Aurora Cannabis Inc. Canaccord Genuity (#033) TSX Full 12/13/2016 ASO AVESORO RESOURCES INC. J Canaccord Genuity (#033) TSX Full 12/13/2016 GCM GRAN COLOMBIA GOLD CORP. J Canaccord Genuity (#033) TSX Full 12/13/2016 WEED CANOPY GROWTH CORPORATION J Canaccord Genuity (#033) TSX Full 12/13/2016 XRE ISHARES S&P/TSX CAPPED REIT INDEX ETF UN Canaccord Genuity (#033) TSX Full 12/13/2016 A Armor Minerals Inc. Canaccord Genuity (#033) Ven Full 5/27/2019 DLR.U HORIZONS US DOLLAR CURRENCY ETF USF CL A UN Canaccord Genuity (#033) TSX Full 5/27/2019 EMH Emerald Health Therapeutics, Inc. Canaccord Genuity (#033) Ven Full 5/27/2019 F Fiore Gold Ltd. Canaccord Genuity (#033) Ven Full 5/27/2019 FIE ISHARES CDN FINANCIAL MONTHLY INCOME ETF UN Canaccord Genuity (#033) TSX Full 5/27/2019 FIRE The Supreme Cannabis Company, Inc. Canaccord Genuity (#033) TSX Full 5/27/2019 HEXO HEXO Corp. Canaccord Genuity (#033) TSX Full 5/27/2019 HMMJ Horizons Marijuana Life Sciences Index ETF Canaccord Genuity (#033) TSX Full 5/27/2019 HQD BETAPRO NASDAQ-100 -2X DAILY BEAR ETF CL A UN Canaccord Genuity (#033) TSX Full 5/27/2019 HSD BETAPRO S&P500 -2X DAILY BEAR ETF CL A UN Canaccord Genuity (#033) TSX Full 5/27/2019 LITH Lithium Chile Inc. Canaccord Genuity (#033) Ven Full 5/27/2019 LTE Lite Access Technologies Inc. Canaccord Genuity (#033) Ven Full 5/27/2019 MPH Medicure Inc. Canaccord Genuity (#033) Ven Full 5/27/2019 NVO Novo Resources Corp. Canaccord Genuity (#033) Ven Full 5/27/2019 TLT Theralase Technologies Inc. Canaccord Genuity (#033) Ven Full 5/27/2019 XLY Auxly Cannabis Group Inc. Canaccord Genuity (#033) Ven Full 5/27/2019 ZAG BMO AGGREGATE BOND INDEX ETF UNITS Canaccord Genuity (#033) TSX Full 5/27/2019 ZCN BMO S&P/TSX CAPPED COMPOSITE INDEX ETF UNIT Canaccord Genuity (#033) TSX Full 5/27/2019 ZHY BMO HIGH YLD US CORP BOND HDGD-CAD IDX ETF UN Canaccord Genuity (#033) TSX Full 5/27/2019 CCX CANADIAN CRUDE OIL INDEX ETF CL 'A' UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 CGL ISHARES GOLD BULLION ETF HEDGED UNITS CIBC World Markets Inc. (#079) TSX Full 6/13/2017 CIC CI FIRST ASSET CANBANC INCOME CLASS ETF CIBC World Markets Inc. (#079) TSX Full 6/13/2017 CMR ISHARES PREMIUM MONEY MARKET ETF UNITS CIBC World Markets Inc. (#079) TSX Full 6/13/2017 DXM CI 1ST ASST MORNSTAR CDA DIV TARGET 30IDX ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 FAI CI FIRST ASSET ACTV UTIL & INFRASTRUCTURE ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 FBE CI FIRST ASSET CDN BUYBACK INDEX ETF TRANS UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 FBU CI FIRST ASSET U.S. BUYBACK INDEX ETF TRANS UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 FDV CI FIRST ASSET ACTIVE CANADIAN DIVIDEND ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 FLI CI FIRST ASSET U.S. & CDA LIFECO INCOME ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 FPR CI FIRST ASSET PREFERRED SHARE ETF TRANS UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 FUT CI FIRST ASSET US TACTICL SECTR ALLOC IDX ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 FXM CI 1ST ASSET MORNINGSTAR CDA VALUE INDEX ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 HARC HORIZONS ABSOLUTE RET GLBL CURRENCY ETF E UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 HBF Harvest Brand Leaders Plus Income ETF A CIBC World Markets Inc. (#079) TSX Full 6/13/2017 HFP HORIZONS ACTIVE FLTG RATE PREF SHARE ETF E UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 HHL Harvest Healthcare Leaders Income ETF A CIBC World Markets Inc. (#079) TSX Full 6/13/2017 HPF Harvest Energy Leaders Plus Income ETF A CIBC World Markets Inc. (#079) TSX Full 6/13/2017 HPR HORIZONS ACTIVE PREFERRED SHARE ETF CL E UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 HUL Harvest US Equity Plus Income ETF A CIBC World Markets Inc. (#079) TSX Full 6/13/2017 HUV BETAPRO S&P500 VIX SHORT-TRM FUTURES ETF A UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 MXF CI FIRST ASSET CAN-MATERIALS COVERED CALL ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 MXU MACKENZIE MAX DVR ALL WRLD DEV EX NA ETF E UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 NXF CI FIRST ASSET ENERGY GIANTS COVERED CALL ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 PSA PURPOSE HIGH INTEREST SAVINGS ETF UNITS CIBC World Markets Inc. (#079) TSX Full 6/13/2017 PXC Invesco FTSE RAFI Cdn Fundamental Index ETF CIBC World Markets Inc. (#079) TSX Full 6/13/2017 QXM CI 1ST ASSET MORNSTAR NATL BK QUEBEC INDX ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 RWC CI FIRST ASSET MSCI CDA LOW RISK WEIGHTED ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 RWE CI FIRST ASST MSCI EUROPE LOW RISK WGHTD ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 RWU CI FIRST ASST MSCI USA LOW RISK COMMON UNITS CIBC World Markets Inc. (#079) TSX Full 6/13/2017 SVR ISHARES SILVER BULLION ETF HEDGED UNITS CIBC World Markets Inc. (#079) TSX Full 6/13/2017 TXF CI FIRST ASSET TECH GIANTS COVERED CALL ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 UXM CI 1ST ASSET MORNSTAR US DIV TARGET 50IDX ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 WXM CI 1ST ASSET MORNSTAR CDA MOMENTUM INDEX ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 XXM CI FIRST ASSET MORNINGSTAR US VALUE INDEX ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 Page 1 of 59 Symbol Company Market Maker Listing Market Market Maker Type Effective Date ZDV BMO CANADIAN DIVIDEND ETF UNITS CIBC World Markets Inc. (#079) TSX Full 6/13/2017 ZDY BMO US DIVIDEND ETF CAD UNITS CIBC World Markets Inc. (#079) TSX Full 6/13/2017 ZEO BMO EQUAL WEIGHT OIL&GAS INDX ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 ZJG BMO JUNIOR GOLD INDEX ETF UNITS CIBC World Markets Inc. (#079) TSX Full 6/13/2017 ZJN BMO JUNIOR GAS INDEX ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 ZLU BMO LOW VOLATILITY US EQUITY ETF CAD UNITS CIBC World Markets Inc. (#079) TSX Full 6/13/2017 ZUB BMO EQ WGHT US BANKS HED TO CAD INDX ETF UN CIBC World Markets Inc. (#079) TSX Full 6/13/2017 ZUT BMO EQUAL WEIGHT UTILITIES INDEX ETF UNITS CIBC World Markets Inc. (#079) TSX Full 6/13/2017 OBE Obsidian Energy Ltd. Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 PLI PROMETIC LIFE SCIENCES INC. J Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 NDM NORTHERN DYNASTY MINERALS LTD. J Citadel Securities Canada ULC (#005) TSX Full 12/9/2016 NGD NEW GOLD INC. Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 TV TREVALI MINING CORPORATION J Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 PGF PENGROWTH ENERGY CORPORATION Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 CS CAPSTONE MINING CORP. J Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 CR CREW ENERGY INC. Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 BNP BONAVISTA ENERGY CORPORATION Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 BXE BELLATRIX EXPLORATION LTD. Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 ALO Alio Gold Inc. Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 ATH ATHABASCA OIL CORPORATION J Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 TI TITAN MINING CORPORATION Citadel Securities Canada ULC (#005) TSX Full 11/1/2017 BBD.B BOMBARDIER INC. CL 'B' SV Citadel Securities Canada ULC (#005) TSX Full 10/5/2015 AAV ADVANTAGE OIL & GAS LTD. Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 ASR ALACER GOLD CORP. J Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 CFW CALFRAC WELL SERVICES LTD. Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 ECA ENCANA CORPORATION Citadel Securities Canada ULC (#005) TSX Full 10/5/2015 ERF ENERPLUS CORPORATION Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 K KINROSS GOLD CORPORATION Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 LUN LUNDIN MINING CORPORATION Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 PD PRECISION DRILLING CORPORATION Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 S SHERRITT INTERNATIONAL CORPORATION Citadel Securities Canada ULC (#005) TSX Full 4/19/2016 SVM SILVERCORP METALS INC.