Environmental and Social Due Diligence Report Project Number: 47083-004 December 2019 INDIA: Accelerating Infrastructure Investment Facility in India – Tranche 3 Dewas Bypass Tollway Private Limited (Part 1 of 5) Prepared by India Infrastructure Finance Company Limited for the India Infrastructure Finance Company Limited and the Asian Development Bank. This environmental and social due diligence report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. Environment and Social Due Diligence Report Dewas Bypass Tollway Private Limited Due Diligence Report on Environment and Social Safeguards By India Infrastructure Finance Company Limited (IIFCL) (A Govt. of India Enterprise) Sub-Project: 4/6 Laning of Dewas Bypass commencing from Km 0+000 (Ujjain-Dewas junction) to Km 19+800 (total length 19.800 km), in the State of Madhya Pradesh on Build, Operate and Transfer (BOT) basis November 2019 ESDDR NO. IIFCL/ESMU/ADB/2019/115/V2 1 Environment and Social Due Diligence Report Dewas Bypass Tollway Private Limited SUB PROJECT: 4/6 Laning of Dewas Bypass commencing from Km 0+000 (Ujjain-Dewas junction) to Km 19+800 (total length 19.800 km), in the State of Madhya Pradesh on Build, Operate and Transfer (BOT) basis Dewas Bypass Tollway Private Limited (DBTPL) Environment and Social Safeguards Due Diligence Report (ESDDR) Prepared by Dr. Rashmi Kadian Assistant General Manager (Environmental Specialist) ESMU, IIFCL Mr. Krupasindhu Guru Assistant General Manager (Social Specialist) ESMU, IIFCL Mr. Ashok Suyal Consultant - Social Safeguards Reviewed and Approved Dr. S. S. Garg by General Manager & Head, ESMU IIFCL ESDDR NO. IIFCL/ESMU/ADB/2019/115/V2 2 Environment and Social Due Diligence Report Dewas Bypass Tollway Private Limited CONTENTS PROJECT BACKGROUND ....................................................................................................... 5 1. PURPOSE OF THE REPORT ........................................................................................... 6 2. SUB-PROJECT TITLE ..................................................................................................... 6 3. SUB-PROJECT BACKGROUND ...................................................................................... 6 4. SUB-PROJECT LOCATION & DESCRIPTION ................................................................ 7 5. CONCESSIONAIRE ......................................................................................................... 8 6. EPC CONTRACTORS ...................................................................................................... 8 7. INDEPENDENT ENGINEER ............................................................................................ 8 8. IIFCL FUNDING .............................................................................................................. 9 9. STATUS OF PROJECT IMPLEMENTATION .................................................................. 9 DUE DILIGENCE ON ENVIRONMENTAL SAFEGUARDS .................................................... 10 10. ENVIRONMENT SAFEGUARDS COMPLIANCE REVIEW .......................................... 11 11. APPLICABILITY OF ENVIRONMENTAL IMPACT ASSESSMENT NOTIFICATION .. 11 12. APPROACH TO THE ENVIRONMENT SAFEGUARDS DUE DILIGENCE REPORT: .. 11 13. COMPLIANCE OF DBTPL TO THE ESSF OF IIFCL: ................................................... 12 14. POLICY, LEGAL AND REGULATORY REQUIREMENT: ............................................ 12 15. IMPACT ASSESSMENT OF SUB-PROJECT .................................................................. 14 16. ENVIRONMENTAL MANAGEMENT PLANS ............................................................... 15 17. HEALTH AND SAFETY ................................................................................................. 16 18. GRIEVANCE REDRESSAL MECHANISM .................................................................... 22 19. ENVIRONMENTAL SENSITIVITY ................................................................................ 22 20. PROJECT AGAINST THE PROHIBITED INVESTMENT ACTIVITIES LIST ............... 23 21. CATEGORIZATION OF SUB-PROJECT ....................................................................... 23 22. SITE VISIT OBSERVATIONS ........................................................................................ 23 23. CONCLUSIONS AND RECOMMENDATIONS .............................................................. 25 DUE DILIGENCE ON SOCIAL SAFEGUARDS ....................................................................... 27 24. PURPOSE OF THE SOCIAL SAFEGUARDS DUE DILIGENCE .................................... 28 25. PROJECT AGAINST THE PROHIBITED INVESTMENT ACTIVITIES LIST ............... 28 26. OBJECTIVE OF SOCIAL SAFEGUARDS DUE DILIGENCE ......................................... 28 27. APPROACH AND METHODOLOGY ............................................................................. 28 28. SOCIAL IMPACT OF THE PROJECT ........................................................................... 29 27.1 LAND ACQUISITION IN THE PROJECT ...................................................................... 29 27.2 IMPACT ON STRUCTURE ............................................................................................ 30 27.3 REHABILITATION AND RESETTLEMENT IMPACT IN THE SUB-PROJECT ............ 30 27.4 IMPACT ON INDIGENOUS PEOPLE ............................................................................ 30 29. GREIVANCE REDRESSAL MECHANISM FOR THE SUB-PROJECT .......................... 30 30. EMPLOYMENT GENERATION .................................................................................... 30 31. THE COMMUNITY ENGAGEMENT ACTIVITIES ....................................................... 31 32. LABOUR LICENSE OBTAINED BY THE SUBPROJECT DEVELOPER ....................... 31 33. DISCLOSURE ................................................................................................................ 31 34. SITE VISIT OBSERVATION .......................................................................................... 31 LIST OF FIGURES Figure 1: DBTPL road and proposed toll plaza location………………………………………………7 ESDDR NO. IIFCL/ESMU/ADB/2019/115/V2 3 Environment and Social Due Diligence Report Dewas Bypass Tollway Private Limited LIST OF TABLES Table 1: Salient Features of Dewas Bypass Tollway Private Limited……………….…………………7 Table 2: Status of Regulatory Permits/ Clearances Obtained related to Environmental Safeguards…..13 Table 3: Proposed EMP and its Implementation status during Construction Phase at DBTPL……......17 Table 4: Proposed EMP for Operation of DBTPL……………………………………………………….20 Table 5: Status of Land available at DBTPL……………………………………………………………...29 ANNEXURES Annexure I Copy of Tree Implantation Permission Annexure II A & B Copies of Consent to Establish Annexure III Consent to Operate Annexure IV Environmental Clearance for Quarry Area Annexure V Environmental Clearance for Borrow Area Annexure VI Labour License Annexure VII Insurance Copy Annexure VIII Permission for using water Annexure IX NOC from Village Panchayat for Camp site Annexure X License for Explosives Annexure XI Sample Copy Toll Box Meeting Annexure XII Sample Copy Safety Training Programme Annexure XIII Sample Copy On Job Safety Awareness Programme Annexure XIV Organization chart HSE Annexure XV Safety Audit Report by Independent Engineer Annexure XVI Safety Audit Compliance submitted to IE Annexure XVII CTO Compliance submission to MP PCB Annexure XVIII Approved Diversion Plan Annexure XIX ROW Handover Letter PHOTOPLATE Photoplate I : Site Visit Photographs ESDDR NO. IIFCL/ESMU/ADB/2019/115/V2 4 Environment and Social Due Diligence Report Dewas Bypass Tollway Private Limited PROJECT BACKGROUND ESDDR NO. IIFCL/ESMU/ADB/2019/115/V2 5 Environment and Social Due Diligence Report Dewas Bypass Tollway Private Limited 1. PURPOSE OF THE REPORT 1. This Environmental and Social Due Diligence Report (ESDDR) has been carried out by India Infrastructure Finance Company Limited (IIFCL) in consultation with the Concessionaire, Dewas Bypass Tollway Private Limited (DBTPL) to assess the adequacy of the project with the applicable National, IIFCL’s ESSF and ADB’s safeguard compliance. The report has been prepared as per the documents/information received from the Concessionaire and on the basis of site visit observations. 2. SUB-PROJECT TITLE 2. The sub-project includes - Four laning of existing road from Dewas Bypass (km 0.000) to intersection of NH-3 and Dewas bypass (km 7.000) and six laning of part of bypass from NH-3 and bypass intersection (km 7.000) until the intersection of the bypass and AB Road (km 19.800) in the State of Madhya Pradesh on Design, Build, Finance, Operate and Transfer (DBFOT) basis. 3. SUB-PROJECT BACKGROUND 2. Madhya Pradesh Road Development Corporation (MPRDC) in the year 2016, invited detailed bid proposals for widening and upgradation of Dewas Bypass from km 0.00 to km 19.80 on Build, Operate and Transfer (Toll) basis. The project envisages four laning of 7.00 km stretch of Dewas Bypass from Ujjain Dewas Junction (km 0.00) to km 7.00 and six laning of remaining section