The Ontario Securities Commission OSC Bulletin September 23, 2011 Volume 34, Issue 38 (2011), 34 OSCB The Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the Commodity Futures Act of Ontario (R.S.O. 1990, c. 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If legal advice or other expert assistance is required, the services of a competent professional should be sought. © Copyright 2011 Ontario Securities Commission ISSN 0226-9325 Except Chapter 7 ©CDS INC. One Corporate Plaza Customer Relations 2075 Kennedy Road Toronto 1-416-609-3800 Toronto, Ontario Elsewhere in Canada/U.S. 1-800-387-5164 M1T 3V4 Fax 1-416-298-5082 www.carswell.com Email www.carswell.com/email Table of Contents Chapter 1 Notices / News Releases ......................9741 2.2.6 Normand Gauthier et al. 1.1 Notices ..........................................................9741 – s. 127.......................................................... 9812 1.1.1 Current Proceedings before the 2.2.7 Zungui Haixi Corporation Ontario Securities Commission ......................9741 – ss. 127(1), 127(5) ....................................... 9815 1.1.2 OSC Staff Notice 33-736 – 2011 Annual 2.2.8 Outlook Resources Inc. Summary Report for Dealers, Advisers – s. 144......................................................... 9817 and Investment Fund Managers.....................9750 2.2.9 Maitland Capital Ltd. et al. 1.1.3 Alexander Christ Doulis et al. – – s. 127.......................................................... 9821 Notice of Correction........................................9751 2.2.10 FundSERV Inc. – s. 144 ................................ 9823 1.2 Notices of Hearing........................................9751 2.2.11 Peter Beck et al. ............................................ 9825 1.2.1 Zungui Haixi Corporation 2.2.12 Petroflow Energy Ltd. – s. 144....................... 9827 – ss. 127(7), 127(8) ........................................9751 2.2.13 Alexander Christ Doulis et al. 1.3 News Releases .............................................9752 – s. 127.......................................................... 9830 1.3.1 Saverio Manzo Settles with the 2.3 Rulings............................................................(nil) Ontario Securities Commission ......................9752 1.4 Notices from the Office Chapter 3 Reasons: Decisions, Orders and of the Secretary ............................................9753 Rulings.................................................. 9833 1.4.1 Bernard Boily..................................................9753 3.1 OSC Decisions, Orders and Rulings.......... 9833 1.4.2 Anthony Ianno and Saverio Manzo ................9753 3.1.1 Anthony Ianno and Saverio Manzo................ 9833 1.4.3 Anthony Ianno and Saverio Manzo ................9754 3.1.2 Ian Overton .................................................... 9839 1.4.4 Ian Overton.....................................................9754 3.2 Court Decisions, Order and Rulings ............(nil) 1.4.5 Canadian Derivatives Clearing Corporation and Sino-Forest Corporation et al. .................9755 Chapter 4 Cease Trading Orders .......................... 9845 1.4.6 Richvale Resource Corporation et al..............9755 4.1.1 Temporary, Permanent & Rescinding 1.4.7 Normand Gauthier et al. .................................9758 Issuer Cease Trading Orders......................... 9845 1.4.8 Zungui Haixi Corporation................................9759 4.2.1 Temporary, Permanent & Rescinding 1.4.9 Maitland Capital Ltd. et al...............................9759 Management Cease Trading Orders ............. 9845 1.4.10 Peter Beck et al. .............................................9760 4.2.2 Outstanding Management & Insider 1.4.11 Sextant Capital Management Inc. et al...........9760 Cease Trading Orders ................................... 9845 1.4.12 Zungui Haixi Corporation................................9761 Chapter 5 Rules and Policies..................................(nil) Chapter 2 Decisions, Orders and Rulings ............9763 2.1 Decisions ......................................................9763 Chapter 6 Request for Comments ..........................(nil) 2.1.1 GrowthWorks Canadian Fund Ltd. and GrowthWorks Ltd. ..........................................9763 Chapter 7 Insider Reporting.................................. 9847 2.1.2 Royal Canadian Mint ......................................9765 2.1.3 Fidelity Investments Canada ULC .................9769 Chapter 8 Notice of Exempt Financings............... 9927 2.1.4 RBC Global Asset Management Inc...............9772 Reports of Trades Submitted on 2.1.5 Bellair Ventures Inc. ......................................9776 Forms 45-106F1 and 45-501F1.............. 9927 2.1.6 SQI Diagnostics Inc. ......................................9781 2.1.7 Bridgewater Systems Corporation Chapter 9 Legislation...............................................(nil) – s. 1(10) ........................................................9784 2.1.8 RBC Global Asset Management Inc. .............9785 Chapter 11 IPOs, New Issues and Secondary 2.1.9 CIBC Asset Management Inc. ........................9792 Financings............................................. 9933 2.1.10 CIBC Asset Management Inc. ........................9795 2.1.11 Fortis Inc. et al................................................9799 Chapter 12 Registrations......................................... 9939 2.1.12 Goodman & Company, Investment 12.1.1 Registrants..................................................... 9939 Counsel Ltd. et al. ..........................................9801 2.2 Orders............................................................9804 Chapter 13 SROs, Marketplaces and 2.2.1 Bernard Boily – Pre-Hearing Conference Clearing Agencies ................................ 9941 – Rule 6.7......................................................9804 13.1 SROs...............................................................(nil) 2.2.2 Anthony Ianno and Saverio Manzo ................9805 13.2 Marketplaces ................................................ 9941 2.2.3 Anthony Ianno and Saverio Manzo ................9807 13.2.1 Alpha ATS LP – Notice of Proposed Changes 2.2.4 Ian Overton – ss. 127(1), 127.1......................9808 and Request for Feedback – New DAO 2.2.5 Canadian Derivatives Clearing Order Designations, Elimination of All or Corporation and Sino-Forest None Order, and Changes to Corporation et al. – s. 144 ..............................9810 Mixed Lot Order Handling.............................. 9941 September 23, 2011 (2011) 34 OSCB Table of Contents 13.3 Clearing Agencies ........................................9944 13.3.1 FundSERV Inc. – Notice of Commission Order – Application for Variation and