Harvest US Equity Plus Income ETF HUL, HUL.U Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Proxy Voting Report ALEXANDRIA REAL ESTATE EQUITIES, INC. Security: 015271109 Agenda Number: 935395257 Ticker: ARE Meeting Type: Annual ISIN: US0152711091 Meeting Date: 5-18-2021 Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation 1A. Election of Director: Joel S. Marcus Mgmt For For 1B. Election of Director: Steven R. Hash Mgmt For For 1C. Election of Director: James P. Cain Mgmt For For 1D. Election of Director: Maria C. Freire Mgmt For For 1E. Election of Director: Jennifer Friel Goldstein Mgmt For For 1F. Election of Director: Richard H. Klein Mgmt For For 1G. Election of Director: Michael A. Woronoff Mgmt For For 2. To cast a non-binding, advisory vote on a Mgmt For For resolution to approve the compensation of the Company's named executive officers, as more particularly described in the accompanying Proxy Statement. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2021, as more particularly described in the accompanying Proxy Statement. ANTHEM, INC. Security: 036752103 Agenda Number: 935387488 Ticker: ANTM Meeting Type: Annual ISIN: US0367521038 Meeting Date: 5-26-2021 Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation 1.1 Election of Director: Lewis Hay, III Mgmt For For 1.2 Election of Director: Antonio F. Neri Mgmt For For 1.3 Election of Director: Ramiro G. Peru Mgmt For For 2. Advisory vote to approve the compensation of Mgmt For For our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for 2021. APPLE INC. Security: 037833100 Agenda Number: 935323167 Ticker: AAPL Meeting Type: Annual ISIN: US0378331005 Meeting Date: 2-23-2021 Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation 1A. Election of Director: James Bell Mgmt For For 1B. Election of Director: Tim Cook Mgmt For For 1C. Election of Director: Al Gore Mgmt For For 1D. Election of Director: Andrea Jung Mgmt For For 1E. Election of Director: Art Levinson Mgmt For For 1F. Election of Director: Monica Lozano Mgmt For For 1G. Election of Director: Ron Sugar Mgmt For For 1H. Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for fiscal 2021. 3. Advisory vote to approve executive Mgmt For For compensation. 4. A shareholder proposal entitled "Shareholder Shr Against For Proxy Access Amendments". 5. A shareholder proposal entitled "Shareholder Shr Against For Proposal to Improve Executive Compensation Program". BANK OF AMERICA CORPORATION Security: 060505104 Agenda Number: 935345670 Ticker: BAC Meeting Type: Annual ISIN: US0605051046 Meeting Date: 4-20-2021 Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1D. Election of Director: Pierre J.P. de Weck Mgmt For For 1E. Election of Director: Arnold W. Donald Mgmt For For 1F. Election of Director: Linda P. Hudson Mgmt For For 1G. Election of Director: Monica C. Lozano Mgmt For For 1H. Election of Director: Thomas J. May Mgmt For For 1I. Election of Director: Brian T. Moynihan Mgmt For For 1J. Election of Director: Lionel L. Nowell III Mgmt For For 1K. Election of Director: Denise L. Ramos Mgmt For For 1L. Election of Director: Clayton S. Rose Mgmt For For 1M. Election of Director: Michael D. White Mgmt For For 1N. Election of Director: Thomas D. Woods Mgmt For For 1O. Election of Director: R. David Yost Mgmt For For 1P. Election of Director: Maria T. Zuber Mgmt For For 2. Approving our executive compensation (an Mgmt For For advisory, nonbinding "Say on Pay" resolution). 3. Ratifying the appointment of our independent Mgmt For For registered public accounting firm for 2021. 4. Amending and restating the Bank of America Mgmt For For Corporation Key Employee Equity Plan. 5. Shareholder proposal requesting Shr Against For amendments to our proxy access by law. 6. Shareholder proposal requesting Shr Against For amendments to allow shareholders to act by written consent. 7. Shareholder proposal requesting a change in Shr Against For organizational form. 8. Shareholder proposal requesting a racial Shr Against For equity audit. BEST BUY CO., INC. Security: 086516101 Agenda Number: 935420656 Ticker: BBY Meeting Type: Annual ISIN: US0865161014 Meeting Date: 6-16-2021 Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation 1A. Election of Director: Corie S. Barry Mgmt For For 1B. Election of Director: Lisa M. Caputo Mgmt For For 1C. Election of Director: J. Patrick Doyle Mgmt For For 1D. Election of Director: David W. Kenny Mgmt For For 1E. Election of Director: Mario J. Marte Mgmt For For 1F. Election of Director: Karen A. McLoughlin Mgmt For For 1G. Election of Director: Thomas L. Millner Mgmt For For 1H. Election of Director: Claudia F. Munce Mgmt For For 1I. Election of Director: Richelle P. Parham Mgmt For For 1J. Election of Director: Steven E. Rendle Mgmt For For 1K. Election of Director: Eugene A. Woods Mgmt For For 2. To ratify the appointment of Deloitte & Touche Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. 3. To approve in a non-binding advisory vote our Mgmt For For named executive officer compensation. 4. To vote on a shareholder proposal entitled Shr Against For "Right to Act by Written Consent". BRISTOL-MYERS SQUIBB COMPANY Security: 110122108 Agenda Number: 935359643 Ticker: BMY Meeting Type: Annual ISIN: US1101221083 Meeting Date: 5-4-2021 Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation 1A) Election of Director: Peter J. Arduini Mgmt No vote Did Not Vote 1B) Election of Director: Michael W. Bonney Mgmt No vote Did Not Vote 1C) Election of Director: Giovanni Caforio, M.D. Mgmt No vote Did Not Vote 1D) Election of Director: Julia A. Haller, M.D. Mgmt No vote Did Not Vote 1E) Election of Director: Paula A. Price Mgmt No vote Did Not Vote 1F) Election of Director: Derica W. Rice Mgmt No vote Did Not Vote 1G) Election of Director: Theodore R. Samuels Mgmt No vote Did Not Vote 1H) Election of Director: Gerald L. Storch Mgmt No vote Did Not Vote 1I) Election of Director: Karen Vousden, Ph.D. Mgmt No vote Did Not Vote 1J) Election of Director: Phyllis R. Yale Mgmt No vote Did Not Vote 2. Advisory Vote to Approve the Compensation Mgmt No vote Did Not Vote of our Named Executive Officers. 3. Approval of the Company's 2021 Stock Award Mgmt No vote Did Not Vote and Incentive Plan. 4. Ratification of the Appointment of an Mgmt No vote Did Not Vote Independent Registered Public Accounting Firm. 5. Approval of an Amendment to the Certificate Mgmt No vote Did Not Vote of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. 6. Shareholder Proposal on Adoption of a Board Shr No vote Did Not Vote Policy that the Chairperson of the Board be an Independent Director. 7. Shareholder Proposal on Shareholder Right Shr No vote Did Not Vote to Act by Written Consent. 8. Shareholder Proposal to Lower the Shr No vote Did Not Vote Ownership Threshold for Special Shareholder Meetings to 10%. CISCO SYSTEMS, INC. Security: 17275R102 Agenda Number: 935287498 Ticker: CSCO Meeting Type: Annual ISIN: US17275R1023 Meeting Date: 12-10-2020 Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation 1a. Election of Director: M. Michele Burns Mgmt For For 1b. Election of Director: Wesley G. Bush Mgmt For For 1c. Election of Director: Michael D. Capellas Mgmt For For 1d. Election of Director: Mark Garrett Mgmt For For 1e. Election of Director: Dr. Kristina M. Johnson Mgmt For For 1f. Election of Director: Roderick C. McGeary Mgmt For For 1g. Election of Director: Charles H. Robbins Mgmt For For 1h. Election of Director: Arun Sarin Mgmt For For 1i. Election of Director: Brenton L. Saunders Mgmt For For 1j. Election of Director: Dr. Lisa T. Su Mgmt For For 2. Approval of the reincorporation of Cisco from Mgmt For For California to Delaware. 3. Approval of amendment and restatement of Mgmt For For the 2005 Stock Incentive Plan. 4. Approval, on an advisory basis, of executive Mgmt For For compensation. 5. Ratification of PricewaterhouseCoopers LLP Mgmt For For as Cisco's independent registered public accounting firm for fiscal 2021. 6. Approval to have Cisco's Board adopt a policy Shr Against For to have an independent Board chairman. CONOCOPHILLIPS Security: 20825C104 Agenda Number: 935317962 Ticker: COP Meeting Type: Special ISIN: US20825C1045 Meeting Date: 1-15-2021 Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation 1. To approve the issuance of shares of Mgmt For For common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. ("Concho") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. CONOCOPHILLIPS Security: 20825C104 Agenda Number: 935367602 Ticker: COP Meeting Type: Annual ISIN: US20825C1045 Meeting Date: 5-11-2021 Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation 1A. ELECTION OF DIRECTOR: Charles E.