Stock Code:2812 Annual Report 2011 Annual Report 2011 用心 盡在其中 總 行 Date of publication:March 2011 臺中市西區民權路87號 電話：04-22236021 Website:http://www.tcbbank.com.tw No.87, Min-Chuan Road, Taichung, Taiwan, R.O.C. M.O.P.S: http://newmops.tse.com.tw Printed on recycled paper. Index Taichung Commercial Bank Company Limited One. A Message to the Shareholders ..................................................................................................................................... 1 No. 87, Min Chuan Road, Taichung, Taiwan, R.O.C. Two. A profile of Taichung Bank ........................................................................................................................................... 5 Tel.:(04)2223-6021 Three. Corporate Governance Report .................................................................................................................................. 6 Website:http://www.tcbbank.com.tw I. Organization ..................................................................................................................................................................... 6 Company Spokesman II. Profiles of Directors, Supervisors, President, Executive Vice Presidents, Asst. VP, and supervisors of the various Name:Chi-Chuang Fang departments and branches ......................................................................................................Taichung Commercial........................................... Bank 8 Job title:Executive Vice President III. Status of Corporate Governance ..................................................................................................................................... 45 Tel.:(04)2223-6021 IV. Disclosure of the accountant’s fee .................................................................................................................................. 63 Email:[email protected] V. Changes of Accountants ................................................................................................................................................. 64 VI. Disclose the names and job title of the chairman, president, financial and accounting manager of the Bank who has Acting Spokesman worked with the CPA firm who conducts the audit of the Bank or the affiliates to such firms in the most recent one Name:Hsueh-Hsien Liao Job title:Executive Vice President year, and the duration of their employment in the CPA firm and its affiliate ................................................................. 64 Tel.:(04)2223-6021 VII. Changes in shareholdings by directors, supervisors, and managers through transfer and pledged under lien and those Email:[email protected] required to be declared pursuant to Article 25-3 of the Banking Act from the recent year until the date the Annual Report was printed .......................................................................................................................................................... 64 Shares Registrar VIII. Top 10 shareholders in proportion of shareholdings and who are related parties to one another as required to disclose Name:by internal function under Statement of Financial Accounting Standards No. 6, or spouses, or kids at the second tier under the Civil Code Address:11F., No. 50, Sec. 1, XinSheng South Road, ZhongZheng District, Taipei, Taiwan, R.O.C. ........................................................................................................................................................................................ 71 Website:http://www.tcbbank.com.tw IX. Quantity of shareholdings of the same investee by the Bank and directors, supervisors, presidents, Executive Vice Tel.:(02)2395-7388 Presidents, Asst. Executive Vice Presidents, supervisors of the various departments and branches, and direct or indirect subsidiaries in proportion to the combined holdings of all ............................................................................................. 72 Credit Rating Agency Four. Status of Capital Planning ..............................................................................................Chairman : Jin-Fong............................................ Soo 73 Name:Fitch Ratings Limited, Taiwan Branch I. Shares and dividends ...................................................................................................................................................... 73 Address:Suite 1306, 13F., No. 205, Tun Hwa N. Road, Taipei, Tawian, R.O.C. II. Issuance of Financial Bonds ........................................................................................................................................... 78 Tel.:(02)8175-7600 III. Issuance of Preferred Stocks ........................................................................................................................................... 87 External Auditors in the Most Recent Year IV. Issuance of Overseas Depository Receipts ..................................................................................................................... 87 Name of CPA firm:Deloitte & Touche V. Employee Stock Options ................................................................................................................................................ 87 Name of CPA:Wen-Ya Hsu & Tze-Chun Wang, VI. Acquisition or Assightment of Other Financial Institutions ........................................................................................... 87 Address:12F., No. 156, MinSheng East Road, Sec. 3, Song Shan District, Taipei, VII. Implementation of Fund utilization plan ........................................................................................................................ 87 Taiwan, R.O.C. Five. Operation Profile ......................................................................................................................................................... 89 Website:http://www.deloitte.com.tw I. Business Contents ........................................................................................................................................................... 89 Tel.:(02)2545-9988 II. Employees .................................................................................................................................................................... 100 III. Enterprise Responsibilities and Ethical Behavior ......................................................................................................... 103 Name of any exchanges where the Company's securities are traded overseas, and the method by which to access information on said offshore securities : None IV. IT Equipment ................................................................................................................................................................ 103 V. Labor-Management Relations....................................................................................................................................... 105 Index One. A Message to the Shareholders ..................................................................................................................................... 1 Two. A profile of Taichung Bank ........................................................................................................................................... 5 Three. Corporate Governance Report .................................................................................................................................. 6 I. Organization ..................................................................................................................................................................... 6 II. Profiles of Directors, Supervisors, President, Executive Vice Presidents, Asst. VP, and supervisors of the various departments and branches ................................................................................................................................................. 8 III. Status of Corporate Governance ..................................................................................................................................... 45 IV. Disclosure of the accountant’s fee .................................................................................................................................. 63 V. Changes of Accountants ................................................................................................................................................. 64 VI. Disclose the names and job title of the chairman, president, financial and accounting manager of the Bank who has worked with the CPA firm who conducts the audit of the Bank or the affiliates to such firms in the most recent one year, and the duration of their employment in the CPA firm and its affiliate ................................................................. 64 VII. Changes in shareholdings by directors, supervisors, and managers through transfer and pledged under lien and those required to be declared pursuant to Article 25-3 of the Banking Act from the recent year until the date the Annual Report was printed .......................................................................................................................................................... 64 VIII. Top 10 shareholders in proportion of shareholdings and who are related parties to one another as required to disclose under Statement of Financial Accounting Standards No. 6, or spouses, or kids at the second tier under the Civil Code .......................................................................................................................................................................................