List of Section 13F Securities First Quarter FY 2016 Copyright (c) 2016 American Bankers Association. CUSIP Numbers and descriptions are used with permission by Standard & Poors CUSIP Service Bureau, a division of The McGraw-Hill Companies, Inc. All rights reserved. No redistribution without permission from Standard & Poors CUSIP Service Bureau. Standard & Poors CUSIP Service Bureau does not guarantee the accuracy or completeness of the CUSIP Numbers and standard descriptions included herein and neither the American Bankers Association nor Standard & Poor's CUSIP Service Bureau shall be responsible for any errors, omissions or damages arising out of the use of such information. U.S. Securities and Exchange Commission OFFICIAL LIST OF SECTION 13(f) SECURITIES USER INFORMATION SHEET General This list of “Section 13(f) securities” as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of March 15, 2016, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending March 31, 2016. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by [ Section 13(f)(1) and Rule 13f-1] thereunder. Features (1) Additions and Deletions: Revisions made to the list of Section 13(f) securities are indicated in a column titled “STATUS.” The word “ADDED” in the status column opposite the name of a security indicates that the security has become a Section 13(f) security. The word “DELETED” in the status column opposite the name of a security indicates that the security ceases to be a 13(f) security since the date of the last list. (2) List of options: An asterisk is placed next to the name of any security having a listed option and each option is individually listed with its own CUSIP number immediately below the name of the security having the option. A manager reporting holdings of options on its Form13F should use the CUSIP number of the underlying securities to which the option relates. CUSIP descriptions and numerical identification date (copyright 1969 through 2016, American Bankers Association) are used with permission. All rights are reserved. Run Date: 4/5/2016 ** List of Section 13F Securities ** Page 1 Run Time: 8:54 Year: 2016 Qtr: 1 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS B38564 10 8 EURONAV NV ANTWERPEN SHS C10268 AA 5 BLACKBERRY LTD DBCV 6.000%11/1 ADDED D18190 89 8 * DEUTSCHE BANK AG NAMEN AKT D18190 90 8 DEUTSCHE BANK AG CALL D18190 95 8 DEUTSCHE BANK AG PUT E0002V MY 7 ABENGOA SA DEBT 5.125% 3/0 E1R845 AX 9 BANCO BILBAO VIZCAYA FDIC TL DEBT 9.000%12/2 ADDED G00349 10 3 * ABENGOA YIELD PLC ORD SHS G00349 90 3 ABENGOA YIELD PLC CALL G00349 95 3 ABENGOA YIELD PLC PUT G0129K 10 4 * AIRCASTLE LTD COM G0129K 90 4 AIRCASTLE LTD CALL G0129K 95 4 AIRCASTLE LTD PUT G0176J 10 9 * ALLEGION PUB LTD CO ORD SHS G0176J 90 9 ALLEGION PUB LTD CO CALL G0176J 95 9 ALLEGION PUB LTD CO PUT G01767 10 5 * ALKERMES PLC SHS G01767 90 5 ALKERMES PLC CALL G01767 95 5 ALKERMES PLC PUT G0177J 10 8 * ALLERGAN PLC SHS G0177J 90 8 ALLERGAN PLC CALL G0177J 95 8 ALLERGAN PLC PUT G0177J 11 6 ALLERGAN PLC PFD CONV SER A G02602 10 3 * AMDOCS LTD SHS G02602 90 3 AMDOCS LTD CALL G02602 95 3 AMDOCS LTD PUT G0335L 10 2 * AMIRA NATURE FOODS LTD SHS G0335L 90 2 AMIRA NATURE FOODS LTD CALL G0335L 95 2 AMIRA NATURE FOODS LTD PUT G037AX 10 1 * AMBARELLA INC SHS G037AX 90 1 AMBARELLA INC CALL G037AX 95 1 AMBARELLA INC PUT G0404E 10 4 AOXIN TIANLI GROUP INC USD COMMON SHS G0408V 10 2 * AON PLC SHS CL A Run Date: 4/5/2016 ** List of Section 13F Securities ** Page 2 Run Time: 8:54 Year: 2016 Qtr: 1 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G0408V 90 2 AON PLC CALL G0408V 95 2 AON PLC PUT G0441P 10 4 ANDINA ACQUISITION CORP II SHS G0441P 11 2 ANDINA ACQUISITION CORP II UNIT 99/99/9999 G0441P 12 0 ANDINA ACQUISITION CORP II RIGHT 09/01/2017 G0441P 13 8 ANDINA ACQUISITION CORP II *W EXP 11/23/202 G0450A 10 5 * ARCH CAP GROUP LTD ORD G0450A 90 5 ARCH CAP GROUP LTD CALL G0450A 95 5 ARCH CAP GROUP LTD PUT G0457F 10 7 * ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F 90 7 ARCOS DORADOS HOLDINGS INC CALL G0457F 95 7 ARCOS DORADOS HOLDINGS INC PUT G0464B 10 7 * ARGO GROUP INTL HLDGS LTD COM G0464B 90 7 ARGO GROUP INTL HLDGS LTD CALL G0464B 95 7 ARGO GROUP INTL HLDGS LTD PUT G04897 10 7 ATLANTIC ALLIANCE PARTNER CO SHS G05011 10 4 AROWANA INC SHS G05011 11 2 AROWANA INC *W EXP 04/29/202 G05011 12 0 AROWANA INC RIGHT 01/01/2017 G05011 13 8 AROWANA INC UNIT 99/99/9999 G0535E 10 6 ASIA PACIFIC WIRE & CABLE CO ORD G05384 10 5 * ASPEN INSURANCE HOLDINGS LTD SHS G05384 90 5 ASPEN INSURANCE HOLDINGS LTD CALL G05384 95 5 ASPEN INSURANCE HOLDINGS LTD PUT G0551A 10 3 * ARRIS INTL INC SHS ADDED G0551A 90 3 ARRIS INTL INC CALL ADDED G0551A 95 3 ARRIS INTL INC PUT ADDED G0585R 10 6 * ASSURED GUARANTY LTD COM G0585R 90 6 ASSURED GUARANTY LTD CALL G0585R 95 6 ASSURED GUARANTY LTD PUT G06207 11 5 * ATLAS FINANCIAL HOLDINGS INC SHS NEW G06207 90 5 ATLAS FINANCIAL HOLDINGS INC CALL G06207 95 5 ATLAS FINANCIAL HOLDINGS INC PUT G06242 10 4 * ATLASSIAN CORP PLC CL A Run Date: 4/5/2016 ** List of Section 13F Securities ** Page 3 Run Time: 8:54 Year: 2016 Qtr: 1 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G06242 90 4 ATLASSIAN CORP PLC CALL G06242 95 4 ATLASSIAN CORP PLC PUT G0692U 10 9 * AXIS CAPITAL HOLDINGS LTD SHS G0692U 90 9 AXIS CAPITAL HOLDINGS LTD CALL G0692U 95 9 AXIS CAPITAL HOLDINGS LTD PUT G07021 12 7 * CHC GROUP LTD SHS NEW DELETED G07021 90 7 CHC GROUP LTD CALL DELETED G07021 95 7 CHC GROUP LTD PUT DELETED G0750C 10 8 * AXALTA COATING SYS LTD COM G0750C 90 8 AXALTA COATING SYS LTD CALL G0750C 95 8 AXALTA COATING SYS LTD PUT G0750W 10 4 * AXOVANT SCIENCES LTD COM G0750W 90 4 AXOVANT SCIENCES LTD CALL G0750W 95 4 AXOVANT SCIENCES LTD PUT G10082 14 0 * ENERGY XXI LTD USD UNRS SHS G10082 90 0 ENERGY XXI LTD CALL G10082 95 0 ENERGY XXI LTD PUT G1151C 10 1 * ACCENTURE PLC IRELAND SHS CLASS A G1151C 90 1 ACCENTURE PLC IRELAND CALL G1151C 95 1 ACCENTURE PLC IRELAND PUT G1154H 10 7 * BELMOND LTD CL A G1154H 90 7 BELMOND LTD CALL G1154H 95 7 BELMOND LTD PUT G1190F 10 7 BLUE CAP REINS HLDGS LTD COM G14838 10 9 MIMECAST LTD ORD SHS G16249 10 7 * BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249 90 7 BROOKFIELD PPTY PARTNERS L P CALL G16249 95 7 BROOKFIELD PPTY PARTNERS L P PUT G16252 10 1 * BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252 90 1 BROOKFIELD INFRAST PARTNERS CALL G16252 95 1 BROOKFIELD INFRAST PARTNERS PUT G16258 10 8 * BROOKFIELD RENEWABLE ENRGY P PARTNERSHIP UNIT G16258 90 8 BROOKFIELD RENEWABLE ENRGY P CALL G16258 95 8 BROOKFIELD RENEWABLE ENRGY P PUT Run Date: 4/5/2016 ** List of Section 13F Securities ** Page 4 Run Time: 8:54 Year: 2016 Qtr: 1 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G16962 10 5 * BUNGE LIMITED COM G16962 90 5 BUNGE LIMITED CALL G16962 95 5 BUNGE LIMITED PUT G20045 20 2 * CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045 90 2 CENTRAL EUROPEAN MEDIA ENTRP CALL G20045 95 2 CENTRAL EUROPEAN MEDIA ENTRP PUT G2029P 10 0 C B PHARMA ACQUISITION CORP UNIT 12/17/2021 G2029P 11 8 C B PHARMA ACQUISITION CORP *W EXP 12/17/202 G2029P 12 6 C B PHARMA ACQUISITION CORP SHS G2029P 13 4 C B PHARMA ACQUISITION CORP RIGHT 06/17/2016 G21082 10 5 * CHINA YUCHAI INTL LTD COM G21082 90 5 CHINA YUCHAI INTL LTD CALL G21082 95 5 CHINA YUCHAI INTL LTD PUT G2110R 11 4 * CHIPMOS TECH BERMUDA LTD SHS G2110R 90 4 CHIPMOS TECH BERMUDA LTD CALL G2110R 95 4 CHIPMOS TECH BERMUDA LTD PUT G2110U 10 9 CHINA NATURAL RESOURCES INC COM G21107 10 0 CHINA CORD BLOOD CORP SHS G2113X 10 0 CHINA CERAMICS CO LTD SHS G21174 10 0 * CHINA INFORMATION TECHNOLOGY COM G21174 90 0 CHINA INFORMATION TECHNOLOGY CALL G21174 95 0 CHINA INFORMATION TECHNOLOGY PUT G2118P 10 2 CHINA CUST RELATIONS CNTR IN COM G23773 10 7 * CONSOLIDATED WATER CO INC ORD G23773 90 7 CONSOLIDATED WATER CO INC CALL G23773 95 7 CONSOLIDATED WATER CO INC PUT G2519Y 10 8 * CREDICORP LTD COM G2519Y 90 8 CREDICORP LTD CALL G2519Y 95 8 CREDICORP LTD PUT G25343 10 7 * COSAN LTD SHS A G25343 90 7 COSAN LTD CALL G25343 95 7 COSAN LTD PUT G25861 AA 6 CTRIP COM INTERNATIONAL LTD DEBT 0.500% 9/1 G25861 AC 2 CTRIP COM INTERNATIONAL LTD DEBT 1.000% 7/0 Run Date: 4/5/2016 ** List of Section 13F Securities ** Page 5 Run Time: 8:54 Year: 2016 Qtr: 1 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G25861 AD 0 CTRIP COM INTERNATIONAL LTD DEBT 1.990% 7/0 G2615J 10 4 DT ASIA INVTS LTD SHS G2615J 11 2 DT ASIA INVTS LTD RIGHT 03/30/2016 G2615J 12 0 DT ASIA INVTS LTD UNIT 03/29/2021T G2615J 13 8 DT ASIA INVTS LTD *W EXP 03/29/202 G27010 10 0 DEHAIER MEDICAL SYSTEMS LIMI SHS G27823 10 6 * DELPHI AUTOMOTIVE PLC SHS G27823 90 6 DELPHI AUTOMOTIVE PLC CALL G27823 95 6 DELPHI AUTOMOTIVE PLC PUT G28195 10 8 DOUBLE EAGLE ACQUISITION COR UNIT 99/99/9999 G28195 11 6 DOUBLE EAGLE ACQUISITION COR *W EXP 09/16/202 G28195 12 4 DOUBLE EAGLE ACQUISITION COR COM G29183 10 3 * EATON CORP PLC SHS G29183 90 3 EATON CORP PLC CALL G29183 95 3 EATON CORP PLC PUT G2920Y 10 1 E COMPASS ACQUISITION CORP ORD SHS G2920Y 11 9 E COMPASS ACQUISITION CORP RIGHT 02/18/2017 G2920Y 20 0 E COMPASS ACQUISITION CORP UNIT
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