2018 NORTHERN CALIFORNIA YEARLING & HORSES OF RACING AGE SALE Tuesday, August 14, 12:00 Noon Alameda County Fairgrounds, Pleasanton, CA ©Benoit Calif. Incentive Program_Cat CALIFORNIA’S INCENTIVE PROGRAM IT PAYS TO BREED AND OWN A CALIFORNIA-BRED In 2017, the breeders and owners of California-bred Thoroughbreds and the owners of California-based stallions received over $12M in premiums through the California Incentive Program. In addition, special racing opportunities afforded California-breds in 2017, provided more than $20M in purses for races restricted to California-breds. As a result of legislation recently amended in 2009, total monies available for incentive awards are distributed as follows: 10% to the California-bred race fund; 15% to the Maiden Bonus program: 20% bonus on the winner’s share to the owner of a California-bred Thoroughbred horse conceived by a registered eligible Thoroughbred stallion that finishes first in an open qualifying race, and a 10% bonus on the winner’s share to the owner of a California-bred Thoroughbred horse that finishes first in an open qualifying race that was not conceived by a registered eligible Thoroughbred stallion. The tracks are adding an additional 10% for Cal-bred winners of allowance races making the bonus 30%. A qualifying race is all non-claiming races excluding stakes with a purse of at least $15,000, as are open non maiden claiming races with a claiming price of $40,000 or greater in Southern California and $20,000 or greater in Northern California. After these deductions, 75% of the remainder to be paid as breeder awards, and 25% of the fund to be paid as stallion awards. The legis- lation also calls for owners awards to be distributed at the same time as the purse, and a conservation advance payment of approximately 8-10% breeder award paid around September 1 for races from January 1- June 30 and the final payment for 2018 along with the stallion awards being paid during March 2019. A Maiden Bonus award will be paid to the owner of a registered Cal-bred or registered Cal-sired foal for winning a maiden special weight race. The bonus amount is $10,000 in Northern California and at all Fair Meetings throughout the state and $17,500 in Southern California. These awards are paid directly to the owner approximately 45 racing days after the win. The breeder of a registered California-bred Thoroughbred will receive a pro- rated share of total monies available for breeders. These awards are payable for finishing first, second, or third in any race run in California, or in a graded stakes outside California, but within the United States. The owner of a registered California-based stallion will receive a pro-rated share of monies available for stallion owners based upon the earnings of the stallion's California-bred or California-conceived progeny from qualifying wins in California and also for finishing first, second, or third in all stakes within California and graded stakes outside California but within the United States. The California-bred race fund will provide for the promotion of California- bred races and to provide for or supplement purses for California-bred races. More than ever, it pays to breed and own a Cal-bred – just ask the breeder or owner of one! 1 CAT 18-pg. 2 CTBA Sales 2018 Northern California Yearling and Horses of Racing Age Sale Alameda County Fairgrounds Pleasanton, California Upset Price $1,000 Tuesday, August 14 - 12:00 Noon Hip Numbers 1 - 159 - Yearlings Hip Numbers 160 - 181 - Horses of Racing Age AUCTIONEERS Scott Caldwell and Cris Caldwell The Conditions of Sale are set forth in their entirety in this catalogue. Telephone . .(626) 445-7800 Fax . .(626) 445-0927 Sales Office: (Effective 8/10) . .(925) 426-5183 Stable Office (Effective 8/08) . .(925) 426-7575 CTBA SALES P.O. Box 60018, ARCADIA, CA 91066-6018 OVERNIGHT MAIL ADDRESS: 201 COLORADO PLACE, ARCADIA, CA 91007 www.ctba.com • Auction License #C1274 2 CAT 18-DIRECTOR&STAFF p3_NC-CAT 16-DIRECTOR&STAFF PAGE 7/2/18 9:22 AM Page 1 CTBA SALES STAFF Doug Burge . .President Thomas R. Retchless . .Controller Loretta Veiga . .Sales Coordinator Christy Chapman . .Sales Coordinator Kevin K. Habell . .Stable Manager Ken Gurnick . .Website Managing Editor AUCTIONEERS EQUINE AUCTION SERVICES, INC. Scott Caldwell and Cris Caldwell 4660 La Jolla Village Drive • Suite 390 San Diego, CA 92122 (949) 492-7593 • (949) 498-1231 P.O. Box 60018 • Arcadia, CA 91066-6018 • (626) 445-7800 • FAX (626) 445-0927 Overnight Mail Address: 201 Colorado Place • Arcadia, CA 91007 CALIFORNIA THOROUGHBRED BREEDERS ASSOCIATION BOARD OF DIRECTORS Pete Parrella, Chairperson John H. Barr John C. Harris Terry C. Lovingier, Vice Chairperson Tim Cohen Leigh Ann Howard Doug Burge, President Edward Freeman Clay Murdock George F. Schmitt, Treasurer Sue Greene Donald J. Valpredo Kate Barton, Secretary Gloria Haley SALES COMMITTEE Terry C. Lovingier, Chairperson Doug Burge John C. Harris Kate Barton Edward Freeman Sue Greene George Schmitt 201 Colorado Place • P.O. Box 60018, Arcadia, CA 91066-6018 (626) 445-7800 • FAX (626) 445-0927 • www.ctba.com Toll Free (In California only): 1-800-573-CTBA A Non-Profit Organization of Breeders of Thoroughbred Horses 3 NC CAT18-CONTENTS_ * CONTENTS * Buyer’s Authorized Agent Form . .8 California Horse Racing Board Regulations . .227 California’s Incentive Program . .1 Cal-Bred Maiden Bonus Program . .236 Conditions of Sale . .25 to 31 Consignor Addresses . .13-14 Credit Information/Request to Purchase . .11 CTBA Sales Staff & Directors . .3 Hotel Information . .226 Jockey Club Disclaimer . .240 Map – Sale Area at Alameda County Fairgrounds . .237 Notices . .7 Payment Procedures . .10 Repository Information . .9 Responsibility of Bidder . .6 Sales Schedule . .2 Sales Tax Information . .12 * SALES INDICES * Index to Consignors . .15-20 Index to Dams . .23-24 Index to Sires . .21-22 * APPENDIX * Advertisers . .5 Black-Type Definitions . .232-233 Horse Transportation . .228,230 4 ADVERTISERS_NC-CAT 5 * ADVERTISERS * Art Sherman . .234 Auburn Laboratories . .218 Barton Thoroughbreds . .IBC BG Thoroughbreds . .224 Blue Diamond Horseshoe, LLC . .223 Daehling Ranch . .224 Double Diamond Horse Shoe, LLC . .225 Harris Farms . .IFC Lovacres Ranch . .229 Old English Rancho . .231 Premier Equine Center, LLC . .225 Silver D Bar Training Center . .238 Tommy Town Thoroughbreds LLC . .32 Woodbridge Farm . .239 NOTES 5 RESPON. OF BIDDER_RESPON. OF BIDDER-CAT RESPONSIBILITY OF BIDDER We wish to point out to you, in your own interests, the position of a bidder at auction who purchases on behalf of another party. Warranties on horses offered for sale are only as stated in the Conditions of Sale printed herein. Prior to bidding, all prospective bidders shall have the right and duty to inspect each horse upon which he bids. The inspection shall be by a veterinary examination or otherwise. CTBA Sales has not given a physical examination to any horse entered in the sale. Prospective bidders further have the right and duty prior to bidding to inspect any medication report regarding any horse upon which they bid. When the bidder discloses his principal after purchase, we stress that there is no obligation on our part to automatically send the billing to his principal. The person purchasing the horse in the sale ring remains liable for payment under the Conditions of Sale. Should the billing be sent to a principal who defaults, the responsi- bility for payment remains with the person purchasing the horse in the sale ring. In some cases an agent purchases a horse with the intention of later finding a principal. Before making purchases, the agent should be aware of his/her liability for payment with regards to the Conditions of Sale. Terms of payment will be strictly enforced. Unless announced otherwise, all eligibility payments due after date of sale are the responsibility of the buyer, who should promptly notify the proper racing associations of the new ownership in order to receive direct billing. The fact that a horse may be engaged to any stake as provided in the catalogue does not guarantee that the horse shall run in any race for which it has been engaged. For stakes race information, please see the Stakes Engagements list in the Appendix of this catalogue. 6 NOTICES-CAT 1 NOTICES LOCATION OF HORSES Horses offered in this sale will be stabled at theAlameda County Fairgrounds. A stable location list will be available in the Stable Office. Horses may begin arriving for this sale on Saturday, August 11. Except for extraordinary reason, the horses are required to be on the grounds by noon, Sunday, August 12. Contact the Stable Office for current information. CREDIT Bidders are required to check in with the CTBA sales office prior to bidding. Bidders wishing to establish credit must complete a current CTBA Sales credit application. SCRATCHES Prospective buyers coming long distances for specific horses should call the Sales Office regarding outs. ANNOUNCEMENTS Please pay close attention to all announcements made from the auction stand, especially concerning horses on which you intend to bid. EVA (EQUINE VIRAL ARTERITIS) Consignors are not required to have horses pre-sale tested for EVA, but were advised that this procedure will be helpful to certain international buyers. There is no post-sale right of return pertaining to EVA unless offered specifically and individually by the consignor through the sales company. ACKNOWLEDGMENT OF PURCHASE After making the final bid on a horse, you will be asked to complete and sign the Acknowledgment of Purchase Form. Be sure to confirm the correct hip number and price before you sign. Please print your name and address clearly, since this document is used for Jockey Club Certificate transfers, invoicing, and in publishing sale results.