Frontal Cortex and Behavior

Frontal Cortex and Behavior

EDITORIAL Frontal Cortex and Behavior Few subjects in neurology have been associated with as nent is located in the caudal-basal-medial part of the much enigma and paradox as the behavioral affiliations frontal lobe and contains the paralimbic cortex of the of prefrontal cortex. While some authors have attrib- anterior cingulate, parolfactory , and caudal orbitofron- uted the highest integrative faculties of the human tal regions. The third component is more rostral in mind to this part of the brain 11, 4, 91, others have location and contains the heteromodal (high-order) asso- emphasized the surprising paucity of cognitive deficits ciation cortex in areas 9, 10, 11, 12 (rostral), 45, 46, in patients with substantial frontal lobe damage 111, and 47 of Brodmann (see Figure) C241. The terms 191. At least two sources of difficulty are traditionally “prefrontal cortex” and the associated “frontal lobe identified in this area of research: the nature of the syndrome” generally refer only to the paralimbic and clinical material, and the complexity of the behavioral heteromodal components. These are the regions of the deficits. frontal lobe that will be emphasized in the following Much of the literature on prefrontal cortex, for ex- comments. ample, has been based on patients with massive head The case of Phineas Gage (also known as the Boston trauma, slowly growing tumors, aneurysmal ruptures, Crowbar Case), described more than a century ago by or extensive surgical procedures performed to treat Harlow [ 101, remains paradigmatic for research on the intractable seizures or severe psychiatric disease. The frontal lobes. Gage was a reliable and upright foreman lesions are often bilateral and commonly extend be- who became profane, irascible, and irresponsible fol- yond the frontal lobes. The pitfalls of basing brain- lowing an accident during which a tamping rod was behavior correlations on this type of clinical material blown through his frontal lobes. The many reports that are considerable. It is not clear why patients with uni- have been published since Harlow’s paper have pro- lateral strokes confined to prefrontal cortex are so vided additional support for the conclusions derived poorly represented in the literature. Either such cases from the case of Phineas Gage, namely, that frontal are too infrequent, or the associated deficits continue lobe damage can lead to dramatic alterations of person- to elude coherent description or perhaps even clinical ality and conduct while leaving most cognitive and sen- detection. sory-motor functions relatively intact. The behavioral changes associated with frontal cor- Over the past 100 years, a remarkable spectrum of tex damage introduce additional difficulties as they behavioral changes has been observed in patients with tend to be exceedingly complex, variable, difficult to prefrontal lesions. Some of these patients become define in technical terms, and almost impossible to puerile, profane, slovenly, facetious, irresponsible, quantitate by available tests. The recent work of Lher- grandiose, and irascible; others lose spontaneity, mitte t21, 221, while it suffers from the customary curiosity, initiative, and develop an apathetic blunting limitations with respect to patient material, introduces of feeling, drive, mentation, and behavior (abulia); two important innovations: a novel behavioral corre- others show an erosion of foresight, judgment, and late of frontal lobe damage and a colorful methodology insight, lose the ability to delay gratification and often for allowing such complex observations. Lhermitte’s the capacity for remorse; still others show an impair- findings and his imaginative interpretation deserve to ment of abstract reasoning, creativity, problem solving, be analyzed within the larger context of contemporary and mental flexibility, jump to premature conclusions, research on the frontal lobes. and become excessively concrete or stimulus-bound. The frontal lobes occupy approximately one-third of The orderly planning and sequencing of complex be- the human cerebral hemispheres. The cortical surface haviors, the ability to attend to several components of the frontal lobes is commonly divided into three simultaneously and then flexibly alter the focus of con- components. The first is a motor-premotor component, centration, the capacity for grasping the context and which includes area 4, area 6, the supplementary gist of a complex situation, the resistance to distraction motor area (medial aspect of area 6), parts of the fron- and interference, the ability to follow multistep in- tal eye fields (caudal area S), and parts of Broca’s re- structions, the inhibition of immediate but inappropri- gion (area 44). Depending on its exact location, dam- ate response tendencies, and the ability to sustain be- age to this component of the frontal lobe results in havioral output without perseveration may each weakness, alteration of muscle tone, release of grasp become markedly disrupted. Several common threads reflexes, incontinence, akinesia, mutism, aprosody, run through the behavior of these patients: a loss of apraxia, and some of the motor components in unilat- attentive power, a sustained shallowness and impulsiv- eral neglect and Broca’s aphasia. The second compo- ity of thought and affect, and the preferential vulnera- 320 the lesions are often difficult to delineate precisely and the behavioral deficits too complex to fit a simple unified description. The more dramatic manifestations of frontal-lobe damage are seen after bilateral involve- ment. In contrast, the deficits associated with unilateral lesions can be quite subtle and often elusive. Recent physiological observations complement the clinical experience. For example, it has been shown that there is a preferential prefrontal metabolic activa- tion during the performance of attentional tasks, and during the initial solving of a reasoning test but not during its subsequent execution C30-32). Further- more, the P-300 wave elicited by the detection of W novel or unexpected stimuli is lost in patients with prefrontal lesions { 161. These results are consistent with the loss of attentiveness, curiosity, and problem- solving ability seen in patients with frontal lobe lesions. On neuropsychological investigation, patients with prefrontal damage show deficits in tasks of concen- tration (digit span), sustained behavioral output (the F-A-S and verbal fluency tasks), and inhibition of im- mediate but inappropriate response tendencies (the Stroop, Go-No Go, and Trail Making Part B tasks). Tests of motor sequencing (Luria), mental flexibility (the Visual-Verbal Test), and categorization (the Wis- consin Card Sort task) are also impaired, probably be- cause of an underlying tendency for perseveration and ........... ...........::::::::::: molor-promotor ........... ....................... for premature closure 12, 20, 23, 25, 26, 37). In con- *..*..*. trast, most tests of perception, construction, language, .... varomk ‘ - ..~_. and directed spatial attention may be intact. Frontal ;.,,,,;.>*,,,,:;.> .._. h.tWOmodd .*80Ck(kn lobe damage may also lead to a “task difficulty effect,” The three cortical components in the frontal lobe. The numbers whereby performance in virtually all areas begins to designate the location oftbe cowesponding cytoarcbitectonic re- decline rapidly when the effort required of the patient gions ofBrodmann. (CC = corpus callosum; CG = cingulate exceeds a certain level. This indicates a motivational region; CS = central sulcus; OF = orbitofrontal region; PO = deficit rather than impairment of additional cognitive parolfactory (subcallosal)region; and SF = sylvian fissure.) skills. Memory is usually preserved. Severe amnesias are rare and probably indicate deep extension of the lesion into the diencephalon and basal forebrain 134) bility of those behaviors that lack clear-cut external or perhaps involvement of the most caudal and medial guidance. orbitofrontal-parolfactory regions [2SJ Occasionally a Although the designation “frontal syndrome” is secondary memory disturbance may emerge as a con- used as an umbrella term for the entire panoply of sequence of the inattention, poor motivation, and these behavioral changes, each patient may have a dif- perseveration. ferent distribution of the salient deficits; this distribu- These quantifiable deficits in standard tests are not tion may even fluctuate from one examination to the always impressive. In fact, some patients with sizable next. This is one reason why the prefrontal syndrome frontal lobe lesions may have routine neurological and appears so protean and heterogeneous. The specific neuropsychological examinations that are quite unre- pattern of the behavioral deficits in an individual pa- markable. This creates a problem in the assessment of tient is probably determined by the site, size, laterality, these patients, especially since the behavioral derange- nature, and temporal course of the lesion and perhaps ments-which sometimes constitute the only salient even by the past personality of the patient and age of features-are also too complex to test in the office. onset. It is said that orbitofrontal and anteromedial This paucity of “objective” findings is sometimes re- lesions lead to affective disintegration while dorsolat- sponsible for overlooking the possibility of brain dam- eral ones may lead to deficits of mental flexibility and age in some patients with frontal lesions. Even if some reasoning 18, 25). However, the evidence for such of the relevant

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