All times listed are in Eastern Standard Time. Tuesday, July 28, 2020: “State of the Industry” 9:00 AM – 10:00 AM Optional On-Demand Session Viewing 10:00 AM – 10:30 AM GENERAL SESSION (LIVE) State of the Industry • Rob Nichols, President and CEO, American Bankers Association 10:30 AM – 11:00 AM ABA Experts On Call Office Hours (Live) Mortgage Lending Issues 10:30 AM – 11:00 AM Innovations and Solutions in the Marketplace (LIVE) 11:00 AM – 11:30 AM GENERAL SESSION (LIVE) Pandemic Response and Business Continuity: What Risk and Compliance Officers Need to Know • Paul Benda, Senior Vice President, Risk and Cybersecurity Policy, American Bankers Association 11:30 AM – 1:00 PM Moment of Zen and Lunch Break (LIVE) 12:00 PM – 12:30 PM ABA Experts O Call Office Hours (LIVE) Pandemic Questions 12:45 PM – 1:15 PM ABA Experts On Call Office Hours (LIVE) Pandemic Questions 1:00 PM – 1:30 PM Innovations and Solutions in the Marketplace (LIVE) As of June 12, 2020 and subject to change. 1:30 PM – 2:15 PM GENERAL SESSION (LIVE) Toward Fair and Equitable Banking: A Conversation • Moderator: Naomi Camper, Chief Policy Officer, American Bankers Association • Lisa Rice, President and CEO, National Fair Housing Alliance (NFHA) • Laurie Stewart, President and CEO, Sound Community Bank; ABA Board of Directors 2:15 PM – 2:30 PM Break 2:30 PM – 3:30 PM GENERAL SESSION (LIVE) Adaptive Strategies in Changing Times: The Intersection of Economic Forecasting with the Risk Management Framework Join us for a two-part session on the intersection of economic forecasting with risk management framework. First, we will hear from the Chief Economist at Bank of the West, Scott Anderson, who will give us an update on the economy, especially as it impacts risk. Second, we will bring up a panel which will include Scott to discuss how to incorporate economic “inputs” into your overall risk analysis and risk framework. Of special concern will be the specific economic impacts to liquidity, credit and interest rate risks. • Moderator: Ryan Rasske, CRCM, CAFP, CERP, Senior Vice President, Risk and Compliance, American Bankers Association • Scott Anderson, PhD, Chief Economist, Executive Vice President, Bank of the West • Anthony Donatelli, Executive Vice President and Director of Capital Planning and Stress Testing, New York Community Bancorp, Inc. • Joanne T. Campbell, CRCM, EVP Risk Management, Camden National Bank • March Maun, Executive Vice President/Chief Credit Officer, BOK Financial 3:30 PM – 5:00 PM Optional On-Demand Session Viewing 3:30 PM – 4:00 PM ABA Experts On Call Office Hours (LIVE) Fair Lending Issues 4:00 PM – 4:30 PM ABA Experts On Call Office Hours (LIVE) UDAAP Issues As of July 20, 2020 and subject to change. Wednesday, July 29, 2020: “Looking Ahead” 9:00 AM – 10:00 AM Optional On-Demand Session Viewing 9:00 AM – 9:30 AM ABA Experts On Call Office Hours (LIVE) FCRA Issues 9:30 AM – 10:00 AM ABA Experts ON Call Office Hours (LIVE) PPP Implementation and Compliance 10:00 AM – 10:45 AM GENERAL SESSION (LIVE) Trends in Corporate Citizenship and Community Engagement Community reinvestment has been a topic at this conference many times from a strictly regulatory perspective. However, banks are moving towards a more holistic environmental, social and corporate governance (ESG) approach in reducing barriers to financial advancement and literacy. Join us as two executives from Ally Financial, Dan Soto, Chief Compliance Officer and Jacqueline Howard, Senior Director of Corporate Citizenship discuss these issues and how they manage these issues internally to benefit their customers and the community at large. • Moderator: Joseph Pigg, Senior Vice President, Fair and Responsible Banking and Mortgage Finance, American Bankers Association • Jacqueline Howard, Senior Director, Corporate Citizenship, Ally Financial • Dan Soto, Chief Compliance Officer, Ally Financial 10:45 AM – 11:15 AM Innovations and Solutions in the Marketplace (LIVE) 10:45 AM – 11:15 AM ABA Experts On Call Office Hours (LIVE TCPA Issues and HR Compliance Issues 11:15 AM – 12:10 PM GENERAL SESSION (LIVE) Profile of a Future Compliance Officer: Regulatory Expert or Technologist? Our panelists will explore the changing roles and responsibilities of the compliance officer. We’ll discuss what it will take to prepare for the future, keeping up with technology and trends in the intersections between risk and compliance. • Moderator: Ryan Rasske, CRCM, CAFP, CERP, Senior Vice President, Risk and Compliance, American Bankers Association • Sterling Hening, Vice President, Operational and Compliance Risk, Capital One • Lynn Tarantino, CRCM, CAMS, Senior Vice President, Chief Compliance Officer, Cenlar FSB As of July 20, 2020 and subject to change. 12:00 PM – 12:30 PM ABA Experts On Call Office Hours (LIVE) Small Dollar Lending 12:10 PM – 1:00 PM Moment of Zen and Lunch Break (LIVE) 12:30 PM – 1:00 PM ABA Experts On Call Office Hours (LIVE Mortgage Lending Issues 1:00 PM – 1:45 PM GENERAL SESSION (LIVE) How to Engage in the Fight Against Cyber Threats Cyber risk is pervasive; it feels overwhelming. Threats lurk around every corner of banking operations. When someone engages in a transaction which defrauds either your bank or your bank’s customers, you are at risk. How do you know that someone is who he or she claims to be? Gary M. Shiffman, technologist and professor, will move the cyber risk conversation beyond the “tech” professionals. Feel empowered and learn how to recognize and fight against modern cyber risks. • Gary M. Shiffman, PhD, Chief Executive Officer, Giant Oak, Inc. 1:45 PM – 2:15 PM Innovations and Solutions in the Marketplace (LIVE) 1:45 PM – 2:15 PM ABA Experts on Call Office Hours (LIVE) Cybersecurity Issues 2:15 PM – 3:00 PM GENERAL SESSION (LIVE) Innovation’s Impact on Risk and Compliance ABA’s Ryan Rasske will interview innovation expert Eugen Ludwig on the latest technological and innovation impacts to the risk and compliance functions. • Moderator: Ryan Rasske, CRCM, CAFP, CERP, Senior Vice President, Risk and Compliance, American Bankers Association • Eugene Ludwig, Founder and CEO, Promontory Financial Group, An IBM Company 3:00 PM – 3:30 PM ABA Experts On Call Office Hours (LIVE) BSA/AML Issues 3:00 PM – 4:00 PM Optional On-Demand Session Viewing Thursday, July 30, 2020: “Up Close and Personal with the Regulators” 9:00 AM – 9:45 AM GENERAL SESSION (LIVE) Fireside Chat with the Director of the Consumer Financial Protection Bureau As of July 20, 2020 and subject to change. Director of the Consumer Financial Protection Bureau, Kathy Kraninger will bring us up to date on the latest CFPB concerns, initiatives and vision. • Moderator: Rob Nichols, President and CEO, American Bankers Association • Kathy Kraninger, Director, Consumer Financial Protection Bureau 10:00 AM – 10:45 AM GENERAL SESSION (LIVE) Fireside Chat with the Acting Comptroller of the Currency Just two months into his term as Acting Comptroller of the Currency, Brian Brooks will share his vision, current OCC initiatives and regulatory concerns. • Moderator: Rob Nichols, President and CEO, American Bankers Association • Brian Brooks, Acting Comptroller of the Currency, Office of the Comptroller of the Currency 10:45 AM – 11:15 AM Innovations and Solutions in the Marketplace (LIVE) 10:45 AM – 11:15 AM ABA Experts On Call Office Hours (LIVE) Consumer Compliance Questions 11:15 AM – 12:30 PM Moment of Zen and Lunch Break (LIVE) 12:00 PM – 12:30 PM ABA Experts On Call Office Hours (LIVE Flood Compliance 12:30 PM – 1:00 PM GENERAL SESSION (LIVE) Keynote Address Featuring Kevin Greenfield, Deputy Comptroller for Operational Risk, Office of the Comptroller of the Currency Assuming the role as the OCC’s Deputy Comptroller for Operational Risk in November 2019, Kevin Greenfield oversees development of policy and examination procedures addressing operational risk, bank information technology, cybersecurity, critical infrastructure resilience, payments systems, and corporate and risk governance. We are delighted to have him address our conference. • Kevin Greenfield, Deputy Comptroller for Operational Risk, Office of the Comptroller of the Currency 1:00 PM – 1:15 PM Break 1:15 PM – 2:00 PM GENERAL SESSION (LIVE) Supervisory Regulatory Roundtable – Risk Expect a lively conversation on risk-related supervisory concerns and hot-button risk issues. This is a must-see for all risk officers. As of July 20, 2020 and subject to change. • Moderator: Hugh Carney, Senior Vice President, Prudential Regulation and Asset Management, American Bankers Association • William Hass, Deputy Comptroller for Midsize Bank Supervision, Office of the Comptroller of the Currency • Pete D. Hirsch, Associate Director, Large Bank Supervision, Division of Risk Management Supervision, Federal Deposit Insurance Corporation 2:00 PM – 2:15 PM Break 2:15 PM – 3:00 PM GENERAL SESSION (LIVE) Supervisory Regulatory Roundtable – Compliance Senior Representatives from banking consumer compliance supervisory agencies will engage in a lively discussion regarding the latest exam concerns, guidance and what's on the horizon. • Moderator: Virginia O’Neill, Executive Vice President, Regulatory Compliance and Policy, American Bankers Association • Eric S. Belsky, Director of the Division of Consumer and Community Affairs, Board of Governors of the Federal Reserve System • Leonard Chanin, Deputy to the Chairman for Consumer Protection and Innovation, Federal Deposit Insurance Corporation • Grovetta N. Gardineer, Senior Deputy Comptroller for Bank Supervision Policy, Office of the Comptroller of the Currency • Bryan Schneider, Associate Director, Consumer Financial Protection Bureau 3:00 PM – 3:10 PM Break 3:10 PM – 4:00 PM CLOSING GENERAL SESSION (LIVE) Dark Times, Strong Risk and Compliance Programs, Navigating Unprecedented Times Where do we go from here? We’ve responded well in a crisis, but it’s not over. Patti Joyner, a much-acclaimed speaker in the compliance world, will speak to both risk and compliance officers about how to navigate these unprecedented times.