HK Stock Margin Ratio List Effective Date： 2020.10.6 Category A (Margin Ratio 60%) Category B (Margin Ratio 50%) Category C (Margin Ratio 40%) Category D (Margin Ratio 30%) Category E (Margin Ratio 20%) Stock No Short Name Stock No Short Name Stock No Short Name Stock No Short Name Stock No Short Name 1 CKH HOLDINGS 8 PCCW LTD 10 HANG LUNG GROUP 87 SWIRE PACIF-CL B 41 GREAT EAGLE 2 CLP HOLDINGS 14 HYSAN DEV 123 YUEXIU PROPERTY 119 POLY PROPERTY 142 FIRST PACIFIC 3 HONG KG CHINA GS 69 SHANGRI-LA ASIA 148 KINGBOARD HOLDIN 173 K WAH INTL HLDGS 241 ALIBABA HEALTH 4 WHARF HLDG 151 WANT WANT CHINA 165 CHINA EVER LTD 179 JOHNSON ELEC H 242 SHUN TAK HOLDING 5 HSBC HOLDINGS PL 152 SHENZ INTL HLDG 200 MELCO INTL DEV 272 SHUI ON LAND 297 SINOFERT HOLDING 6 POWER ASSETS 177 JIANGSU EXPRES-H 323 MAANSHAN IRON-H 285 BYD ELECTRONIC 315 SMARTONE TELECOM 11 HANG SENG BANK 220 UNI-PRESIDENT CH 347 ANGANG STEEL-H 303 VTECH HLDGS LTD 336 HUABAO INTL 12 HENDERSON LAND D 257 CHINA EVERBRIGHT 371 BJ ENT WATER 345 VITASOY INTL HLD 506 CHINA FOODS LTD 16 SHK PPT 358 JIANGXI COPPER-H 551 YUE YUEN IND 363 SHANG INDUS HLDG 525 GUANGSHEN RAIL-H 17 NEW WORLD DEV 384 CHINA GAS HOLDIN 552 CHINA COMM SER-H 405 YUEXIU REIT 546 FUFENG GROUP LTD 19 SWIRE PACIFIC-A 522 ASM PACIFIC 576 ZHEJIANGEXPRE-H 410 SOHO CHINA 639 SHOUGANG FUSHAN 23 BANK EAST ASIA 670 CHINA EAST AIR-H 656 FOSUN INTL 440 DAH SING 751 SKYWORTH GROUP L 27 GALAXY ENTERTAIN 694 BEIJING CAP AI-H 659 NWS HOLDINGS 489 DONGFENG MOTOR-H 754 HOPSON DEV 66 MTR CORP 696 TRAVELSKY TECH-H 813 SHIMAO GROUP HOL 493 GOME RETAIL HOLD 806 VALUE PARTNERS 83 SINO LAND 772 CHINA LITERATURE 817 CHINA JINMAO HOL 548 SHENZHEN EXPRE-H 874 BAIYUNSHAN PH-H 101 HANG LUNG PPT 868 XINYI GLASS 960 LONGFOR GROUP HO 590 LUK FOOK HLDGS I 995 ANHUI EXPRESS-H 135 KUNLUN ENERGY 880 SJM HOLDINGS LTD 1055 CHINA SOUTHERN-H 604 SHENZHEN INVEST 1033 SINOPEC OILFIE-H 144 CHINA MERCHANTS 881 ZHONGSHENG GROUP 1071 HUADIAN POWER-H 636 KERRY LOGISTICS 1072 DONGFANG ELECT-H 168 TSINGTAO BREW-H 902 HUANENG POWER-H 1114 BRILLIANCE CHINA 665 HAITONG INT'L 1208 MMG 175 GEELY AUTOMOBILE 916 CHINA LONGYUAN-H 1138 COSCO SHIP ENG-H 778 FORTUNE REIT 1212 LIFESTYLE INTL 267 CITIC 981 SMIC 1211 BYD CO LTD-H 867 CHINA MEDICAL SY 1382 PACIFIC TEXTILE 270 GUANGDONG INVEST 1066 SHANDONG WEIG-H 1818 ZHAOJIN MINING-H 884 CIFI HOLDINGS GR 1666 TONG REN TANG-H 288 WH GROUP LTD 1128 WYNN MACAU LTD 1898 CHINA COAL ENE-H 934 SINOPEC KANTONS 1668 CHINA SOUTH 291 CHINA RESOURCES 1171 YANZHOU COAL-H 1919 COSCO SHIP HOL-H 973 L'OCCITANE INTL 1829 CHINA MACHINER-H 322 TINGYI 1186 CHINA RAIL CN-H 2009 BBMG CORP-H 991 DATANG INTL PO-H 1883 CITIC TELECOM 386 SINOPEC CORP-H 1193 CHINA RES GAS 2020 ANTA SPORTS PROD 1044 HENGAN INTL 1918 SUNAC 388 HKEX 1766 CRRC CORP LTD -H 2208 XINJIANG GOLD-H 1060 ALI PICTURES 2005 SSY GROUP LTD 390 CHINA RAIL GR-H 1776 GF SECURITIES-H 2238 GUANGZHOU AUTO-H 1083 TOWNGAS CHINA 2006 SHANGHAI JIN-H 392 BJ ENT HLDGS 1810 XIAOMI CORP-B 2314 LEE & MAN PAPER 1112 HEALTH AND HAPPI 2038 FIH MOBILE LTD 586 CONCH VENTURE 1833 PING AN HEALTHCA 2357 AVICHINA INDUS-H 1157 ZOOMLION HEAVY-H 2343 PACIFIC BASIN 669 TECHTRONIC IND 1929 CHOW TAI FOOK JE 2380 CHINA POWER INTE 1177 SINO BIOPHARM 2356 DAHSING BANKING 683 KERRY PPT 1958 BAIC MOTOR-H 2386 SINOPEC ENGINE-H 1199 COSCO SHIPPING P 2868 BJ CAPITAL LAN-H 688 CHINA OVERSEAS 2007 COUNTRY GARDEN 2600 ALUMINUM CORP-H 1448 FU SHOU YUAN INT 2877 CHINA SHINEWAY 700 TENCENT 2018 AAC TECHNOLOGIES 2611 GUOTAI JUNAN S-H 1508 CHINA REINSURA-H 3383 AGILE GROUP HOLD 728 CHINA TELECOM-H 2202 CHINA VANKE-H 2689 NINE DRAGONS PAP 1530 3SBIO INC 3799 DALI FOODS GROUP 753 AIR CHINA LTD-H 2282 MGM CHINA 2778 CHAMPION REIT 1618 METALLURGICAL-H 3800 GCL-POLY ENERGY 762 CHINA UNICOM 2333 GREAT WALL MOT-H 2799 CHINA HUARONG -H 1788 GUOTAI JUNAN 3899 CIMC ENRIC HLDG 788 CHINA TOWER CO-H 2338 WEICHAI POWER-H 2840 SPDR GOLD SHARES 1882 HAITIAN INTL 3983 CHINA BLUECHEM-H 823 LINK REIT 2382 SUNNY OPTICAL 3618 CQRC BANK-H 1888 KB LAMINATES 3993 CMOC-H 836 CHINA RES POWER 2607 SHANGHAI PHARM-H 3690 MEITUAN-W 1910 SAMSONITE INTL 857 PETROCHINA-H 2688 ENN ENERGY 3888 KINGSOFT CORP 2039 CIMC-H 883 CNOOC 2883 CHINA OILFIELD-H 3969 CHINA RAILWAY -H 2128 CHINA LESSO 914 CONCH CEMENT-H 2899 ZIJIN MINING-H 2186 LUYE PHARMA GROU 939 CCB-H 3311 CHINA STATE CONS 2196 FOSUN PHARMA-H 941 CHINA MOBILE 3320 CHINA RESOURCES 2331 LI NING CO LTD 966 CHINA TAIPING IN 3323 CHINA NATL BDG-H 2727 SHANGHAI ELECT-H 992 LENOVO GROUP 3606 FUYAO GLASS IN-H 2866 COSCO SHIP DEV-H 998 CITIC BANK-H 3898 ZHUZHOU CRRC T-H 3360 FAR EAST HORIZON 1038 CKI HOLDINGS 3908 CHINA INTERNAT-H 3377 SINO-OCEAN GROUP 1088 CHINA SHENHUA-H 6818 CEB BANK-H 3396 LEGEND HOLDING-H 1093 CSPC PHARMACEUTI 6823 HKT-SS 3900 GREENTOWN CHINA 1099 SINOPHARM-H 6862 HAIDILAO INTERNA 3958 DFZQ-H 1109 CHINA RES LAND 6881 CGS-H 6060 ZHONGAN ONLINE-H 1113 CK ASSET HOLDING 6066 CSC FINANCIAL-H 1169 HAIER ELECTRONIC 6099 CHINA MERCHAN-H 1288 ABC-H 1299 AIA 1313 CHINA RES CEMENT 1336 NEW CHINA LIFE-H 1339 PICC GROUP-H 1359 CHINA CINDA-H 1398 ICBC-H 1658 POSTAL SAVINGS-H 1800 CHINA COM CONS-H 1816 CGN POWER-H 1876 BUDWEISER BREWIN 1913 PRADA 1928 SANDS CHINA LTD 1972 SWIREPROPERTIES 1988 CHINA MINSHENG-H 1997 WHARF REAL ESTAT 2313 SHENZHOU INTL GP 2318 PING AN 2319 MENGNIU DAIRY 2328 PICC P&C-H 2388 BOC HONG KONG HO 2601 CHINA PACIFIC-H 2628 CHINA LIFE-H 2638 HK ELECTRIC INVE 2800 TRACKER FUND HK 2822 CSOP FTSE CH-HKD 2823 ISHARES FTSE A50 2828 HSCEI ETF 2888 STANDARD CHARTER 3188 CHINAAMC 300-HKD 3328 BANKCOMM-H 3968 CM BANK-H 6030 CITIC SEC-H 6808 SUN ART RETAIL 6837 HAITONG SECURI-H 6886 HUATAI SECURIT-H 9618 JD-SW 9988 ALIBABA GROUP HO 9999 NTES-S Margin Ratio List_A-Share Effective Date：2020.10.6 Shenzhen Shanghai (Margin Ratio 30%) (Margin Ratio 30%) Stock No Short Name Stock No Short Name 000001 PING AN BANK-A 600000 SHANG PUDONG-A 000002 CHINA VANKE CO-A 600015 HUAXIA BANK CO-A 000333 MIDEA GROUP CO-A 600016 CHINA MINSHENG-A 000651 GREE ELECTRIC-A 600028 CHINA PETROLEU-A 000725 BOE TECHNOLOGY-A 600030 CITIC SECURITI-A 000776 GF SECURITIES-A 600036 CHINA MERCH BK-A 000858 WULIANGYE YIBI-A 600048 POLY DEVELOPME-A 002304 JIANGSU YANGHE-A 600104 SAIC MOTOR-A 002415 HANGZHOU HIKVI-A 600276 JIANGSU HENGRU-A 002594 BYD CO LTD -A 600519 KWEICHOW MOUTA-A 600585 ANHUI CONCH-A 600837 HAITONG SECURI-A 600887 INNER MONG YIL-A 600999 CHINA MERCHANT-A 601006 DAQIN RAILWAY -A 601088 CHINA SHENHUA-A 601166 INDUSTRIAL BAN-A 601169 BANK OF BEIJIN-A 601186 CHINA RAILWAY-A 601288 AGRICULTURAL-A 601318 PING AN INSURA-A 601328 BANK OF COMMUN-A 601336 NEW CHINA LIFE-A 601390 CHINA RAILWAY-A 601398 IND & COMM BK-A 601601 CHINA PACIFIC-A 601628 CHINA LIFE INS-A 601668 CHINA STATE -A 601669 POWER CONSTRUC-A 601688 HUATAI SECURIT-A 601766 CRRC CORP LTD-A 601800 CHINA COMMUNIC-A 601818 CHINA EVERBRIG-A 601857 PETROCHINA CO-A 601939 CHINA CONST BA-A 601998 CHINA CITIC BK-A.